ADMINISTRATIVE SERVICES AGREEMENT - COBRA SERVICES
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BEIEFIT ONE OF AMERICA, INd
ADMINISTRATIVE SERVICES AGREEMENT
COBRA SERVICES
TillS AGREEMENT (hereinafter referred to as the "Agreement") is made as of this I" day of February ,
2000 (effective date) by and between Benefit One of America, Inc. (hereinafter referred to as "Benefit One"), a
Florida corporation, and The City of Clearwater, Florida (hereinafter referred to as the "Plan Sponsor") which
sponsors an employee group health insurance plan.
WITNESSETH THAT:
WHEREAS, the Plan Sponsoris responsible for the administration of its employee health insurance plan
(hereinafter referred to as the "Plan"); and
WHEREAS, the Plan Sponsor desires to retain Benefit One and Benefit One desires to accept
such appointment to provide administrative services for the Plan related to assisting the Plan Sponsor in
complying with certain requirements of the Internal Revenue Code of 1986, as amended ("The Code") and the
Employment Retirement Income Security Act of 1974 ("ERISA") that pertain to continuation of health benefits
coverage regulated by the Consolidated Omnibus Budget Reconciliation Act of 1986 and as amended
("COBRA"):
NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements
contained herein, Benefit One and the Plan Sponsor agree upon the following terms and conditions:
1. Services to Be Performed. The Plan Sponsor hereby contracts with Benefit One to provide the
COBRA administrative services specified in Schedule A attached hereto.
2. Effective Date: Term and Termination. This Agreement shall be effective on the date stated
above as the effective date and shall continue in effect for an initial three-year term. This
Agreement shall automatically renew for successive one year terms (with a maximum of five
years) unless canceled by Plan Sponsor, upon notice given in accordance with paragraph 9, at
least thirty (30) days prior to the expiration of the then current term or otherwise in accordance
with this agreement, or for a stated extended period by mutual agreement of the parties as
hereinafter provided. The Plan Sponsor may terminate this Agreement at any time by giving
Benefit One written notice of the termination of the Agreement at least thirty (30) days prior to
the date of termination specified in such notice.
3. Relationship of Parties. Plan Sponsor and Benefit One are separate and independent entities.
The relationship between them is purely contractual, and neither is an agent, employee or servant
of the other. As independent contracting parties, the Plan Sponsor and Benefit One maintain
separate and independent management and they each have full authority and responsibility
regarding their own organization, method of operation and structure. Except as may be otherwise
expressly provided herein, neither party shall have the right or authority to assume or create any
obligation, express or implied, on behalf of the other party.
Plan Sponsor understands that Benefit One is not the Plan Administrator of the Plan for purposes
of ERISA or a fiduciary as defined under ERISA. Benefit One shall provide only administrative
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and ministerial serviceJ to the Plan under this Agreement and sIll not exercise any discretionary
authority or control with respect to the Plan.
4. ResDonsibilities of Plan SDonsor. In providing the services described in Schedule A, Benefit
One shall rely upon the Plan Sponsor to do the following:
A. Provide complete and accurate information regarding plans, rates and current COBRA
participants and all data requested on the set up forms.
B. Determine and accurately report, on a timely basis, the occurrence of qualifYing events for
Plan participants.
C. Review the reports provided by Benefit One and advise of any discrepancies in such
reports within thirty (30) days after receipt.
D. Use written forms of communication in relaying information to Benefit One.
5. Indemnification and Hold Harmless. In performing the benefits administrative services
provided under this Agreement, Benefit One may rely without qualification on the information
provided by Plan Sponsor. Benefit One shall not be responsible for the consequences of any
action taken or omitted by the Plan Sponsor or Plan Administrator in cOffilection with the
administration of the Plan, including but not limited to incomplete or inaccurate information
and/or the failure of the Plan Sponsor to act or supply information on a timely basis. The Plan
Sponsor shall indemnifY and hold harmless Benefit One, its officers, directors, employees,
shareholders, successors and assigns, from and against any and all liabilities, claims, costs,
demands, expenses or loss including but not limited to reasonable attorney's fees and other costs
oflitigation whether suit be instituted or not, at pretrial, trial and appellate levels resulting from or
attributable to any action or omission by the Plan Sponsor, except to the extent that such action or
omission is the result of the Plan Sponsor's reasonable reliance on Benefit One to provide the
services specified in Schedule A. Benefit One shall indemnifY and hold harmless the Plan Sponsor
from any claim, expense or liability including but not limited to reasonable attorney's fees and
other costs of litigation, incurred by the Plan Sponsor as a consequence of any such reasonable
reliance on the services of Benefit One. Benefit One shall maintain a professional errors and
omissions insurance policy with single limit coverage of $1,000,000 and affilual aggregate
coverage of $2,000,000 to insure this liability.
6. DeDartment of Labor Model Notice. Plan Sponsor acknowledges receipt of the enclosed
Department of Labor Model Notice required under COBRA. If the Plan Sponsor has not
contracted with Benefit One to perform the Initial Notification Service, Plan Sponsor shall be
responsible and takes full legal responsibility and liability to distribute this initial n9tice properly
per the requirements by The Code section 4980B(f)(6)(A). Benefit One shall have no liability or
responsibility for compliance with this portion of the law unless specifically contracted for in
Schedules A and B.
7. SamDle COBRA Letters. The enclosed sample COBRA letters includes the texts ofletters that
will be sent by Benefit One to Qualified Beneficiaries of the Plan Sponsor. The Plan Sponsor
agrees that the text of each letter is satisfactory. Benefit One accepts responsibility for
compliance to COBRA regulations for the text of the enclosed standard set ofletters. The Plan
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Sponsor will provide anl modifications to the text of any letter tJBenefit One.
for letter text, if modified, is that of the Plan Sponsor.
The responsibility
8. ComDensation: To Benefit One: Benefit One shall be compensated for providing COBRA
services specified in Schedule A by a fee described under Schedule B attached hereto for years
one through three of this agreement. Such Schedule B may be increased for years four and five of
this agreement, but not more than 10% of the fees described under the attached Schedule B. If
Plan Sponsor does not pay any service fee due to Benefit One hereunder within forty-five (45)
days from the day that the bill is rendered, Benefit One may suspend and/or cancel its services
hereunder until payment is made.
In the event Benefit One suspends its services because of Plan Sponsor's failure to pay the service
fee described in Schedule B within forty-five (45) days from the due date, Benefit One shall have
no liability or responsibility for any claims, taxes or liabilities incurred by Plan Sponsor or the
employees of the Plan Sponsor as a result of such suspension. Benefit One will add a finance
charge of 1 y,% per month to any unpaid service fee balance after thirty (30) days from the due
date. The Plan Sponsor agrees to pay all collection costs, including but not limited to Attorney
fees and court costs that are necessary to collect any unpaid service fee balance and to reimburse
Benefit One for sums expended on behalf of Plan Sponsor or its COBRA participants.
9. Notices. All notices, requests, demands and other communications hereunder required by the
provisions of this Agreement shall be in writing and shall be deemed to have been properly given
or served by depositing the same with the United States Postal Office, or any official successor
thereto, designated as registered or certified mail, return receipt requested, bearing adequate
postage at the addresses set below:
Plan Sponsor Name and Address:
The City of Clearwater, Florida
PO. Box 4748
Clearwater, FL 34618
Benefit One of America, Inc.
5999 Central Avenue, Suite 400
St. Petersburg, FL 33710
Each such notice shall be effective upon being deposited as aforesaid. The time period within
which a response to any such notice must be given, however, shall commence to run from the date
of receipt of the notice by the addressee thereof
10. Successors and Assil!ns. This Agreement and each and every covenant, agreement and provision
hereof shall be binding upon and inure to the benefit of the parties hereto and their respective
successors and assigns.
11. Governinl! Law. Except as provided by federal law, this Agreement shall be governed by and
construed in accordance with the laws of the State of Florida. To the extent that (a) the Plan
Sponsor initiates legal proceedings against Benefit One relating to this Agreement; or (b) any
legal proceedings relating to this Agreement are initiated by Benefit One against the Plan
12. Sponsor, the parties consent and agree to the exclusive jurisdiction of the state courts of Pinellas
County, Florida or the district court of the Middle District of Florida, as appropriate.
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The parties hereby agrel to waive their respective rights to a triJ by jury in any legal proceeding
against the other with respect to this Agreement.
12. CaDtions and Headinl!s. The captions and headings of the various sections of this Agreement
are for convenience only and are not to be construed as confining or limiting in any way the scope
or intent of the provisions hereof
13. Modifications. This agreement may not be changed or terminated orally. This agreement or any
of its provisions may be modified, terminated or waived only by written agreement signed by both
parties except for that provided in paragraph 8.
14. Severability. If any term or provision of this Agreement or portion thereof is declared
unenforceable or invalid, such unenforceable or invalid term or provision shall be deemed
severable from all other terms of this Agreement. The remaining terms and provisions shall
continue in full force and effect.
15. CounterDarts. This Agreement may be executed in counterparts, all of which taken together
shall constitute one instrument. Delivery of executed signature pages hereof by facsimile
transmission shall constitute effective and binding execution and delivery thereof
16. Entire Al!reement. Except as specifically provided for herein, this Agreement constitutes the
entire Agreement and supersedes all other prior agreements and undertakings, both written or
oral, among the parties, or any of them, with respect to the subject matter hereof
IN WITNESS WHEREOF, by placing their duly authorized signatures below, the parties hereby execute
this Agreement and agree to be bound by its terms.
Benefit One of America Inc.
The City of Clearwater, Florida
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Signa I .
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SCHEDULE A
COBRA ADMINISTRATION SERVICES
I. Notices to Oualified Beneficiaries
A. Eligibility Notice (Employee, Spouse or Dependent) - notification with continuation fact sheet, enrollment form
and CA resident data, if applicable.
B. Enrollment Confirmation - Initial Billing (with payment coupons and mailing labels)
C. Reinstatement Notice to Carrier (upon receipt of first premium payment)
D. Cobra Enrollment Expiration Notice
E. Notice of Partial Premium PaymentJNotification of Credit
F. Grace Period Notice (optional)
G. Continuation Coverage Termination Notice
- Failure to make full initial payment - Request to terminate (i.e. other coverage)
- Failure to make regular payment - Attainment of the end of eligibility period
H. Notice of Loss of Coverage to Carrier
I. Open Enrollment Notice/Package Support (provide client with mailing labels for their open enrollment
materials; further support may be provided at an additional cost)
1. Rate Change Notice/Coverage Change Notification (with coupons and mailing labels)
K. End of Eligibility Conversion Notice
L. Medicare Eligibility Notice
M. Corrected Address Notice
N. Secondary Qualifying Event Confirmation Notice
O. Non-Sufficient Funds Notice
P. Participant Billing Statement
Q. HIP AA Certificates of Creditable Coverage - Upon termination of COBRA coverage (for COBRA coverage
period only)
II. Initial Notice of COBRA Ril!hts (Employer Responsibility)
A. Initial notice advising employee and any dependents newly enrolled in active plan of their COBRA rights
III. Accountinl! for Premium Pavments
A. Confirmation of Payments (entered into system)
B. Monthly Premium Receipts Report
IV. Collection Services and ReDorts
A. Qualified Beneficiaries Premium Collection and Reporting
B. Monthly Lump Sum Transmittal of Collected Premiums
C. Payment of All Carrier Premiums (optional)
V.
Other Optional Monthlv ReDorts
A. Eligibility Report to Insurance Carriers
B. Termination Report to Carriers
C. Rate Detail Listing
D. Payment Detail Report
E. Billing History Report
G. Current Status Report
F. Census Report
H. Payment Detail Report
I. Mailing Labels
VI. Adiudication and Customer Service
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A. Full Adjudication of notices and payments
B. Professional, Personalized Customer Service
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SCHEDULE B
COBRA ADMINISTRATION FEE SCHEDULE
I.
Annual Set Up Fee
Waived
Includes establishing client master record on Benefit One computer system as well as rates for all
plans subject to COBRA (two medical plans and two dental plans) plus access to COBRA hotline.
n.
One Time Charge per Qualifying Event Notification
$28.00
Includes First Class Mail with USPS proof of mailing and all billing, collecting, reporting and other
services. Benefit One retains the 2% administrative fee paid by the continuant.
One Time charge includes all future services!
m.
One Time Charge per Takeover for Current COBRA Participants
N/A
Includes billing, collecting, reporting and other services for each takeover of a current COBRA
participant. Benefit One retams the 2% administrative fee paid by the continuant.
One Time charge includes all future services!
IV.
Initial Notification of COBRA Rights
Includes notification of "newly covered" employees and dependents as they become
covered under the plan. Also includes mailing of notification by first class mail
with USPS proof of mailing, document archiving and toll free information hotline.
- If data is received in electronic format
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N/A
N/A