KAPOK WETLAND AND FLOODPLAIN RESTORATION
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FCT Contract Number O'2-CT- 2t./ < tp/-,&'I. A /. · If
FLORIDA COMMUNITIES TRUST
FFl Award Number 01-015-FFl
KAPOK WETLAND AND FLOODPLAIN RESTORATION
CONCEPTUAL APPROVAL AGREEMENT
THIS AGREEMENT is entered into on /,/~~e:;# // . 2002. the date
the last party executes this Agreement, by and between the FLORIDA COMMUNITIES TRUST
(FCT), a nonregulatory agency within the State of Florida Department of Community Affairs,
and CITY OF CLEARWATER, a local government of the State of Florida (Recipient). The
intent of this Agreement is to impose terms and conditions on the use of the proceeds of certain
bonds. hereinafter described, and the lands acquired with such proceeds (Project Site), that are
necessary to ensure compliance with applicable Florida law and federal income tax law and to
otherwise implement provisions of Sections 2'59.105, 259.1051, and Chapter 380, Part III,
Florida Statutes (F.S.).
* * * * * * *
WHEREAS. Chapter 380, Part III, F.S., the Florida Communities Trust Act, creates a
nonregulatory agency within the Department of Community Affairs (Department) that will assist
local governments in bringing local comprehensive plans into compliance and implementing the
goals, objectives, and policies of the conservation. recreation and open space, and coastal
management elements of local comprehensive plans, or in conserving natural resources and
resolving land use conflicts by providing financial assistance to local governments and nonprofit
environmental organizations to carry out projects and activities authorized by the Florida
Communities Trust Act;
WHEREAS, Section 259.105(3)(c), F.S., of the Florida Forever Act provides for the
distribution of twenty- two percent (22 %) less certain reductions of the net Florida Forever
Revenue Bond proceeds to the Department to provide land acquisition grants to local
governments or nonprofit environmental organizations through the FCT for acquisition of
community-based projects, urban open spaces, parks. greenways, and recreational trail systems to
implement local comprehensive plans;
WHEREAS. the Bonds are issued as tax-exempt bonds, meaning that the interest on the
Bonds is excluded from the gross income of bondholders for federal income tax purposes;
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WHEREAS, Rule Chapter 9K-7, Florida Administrative Code (EA.C.), describes the
procedures for evaluation and selection of lands proposed for acquisition using funds allocated to
the FCT through the Department from the Florida Forever Trust Fund;
WHEREAS, the FCT Governing Board met on November 29-30.2001, to score, rank and
select projects that were to receive conceptual approval for funding;
WHEREAS, the Recipient's project. described in an application submitted for evaluation,
was selected for funding and in accordance with Rule Chapter 9K-7, F.A.C.. and more
particularly described within this Agreement;
WHEREAS, Rule 9K-7.009(1), F.A.C.. authorizes FCT to impose conditions for funding
on those FCT applicants whose projects have been selected for funding; and
WHEREAS. the purpose of this Agreement is to set forth the conditions of conceptual
approval that must be satisfied by Recipient prior to the disbursement of any FCT Florida
Forever funds awarded, as well as the restrictions that are imposed on the Project Site subsequent
to its acquisition with the Bond proceeds.
NOW THEREFORE, FCT and Recipient mutually agree as follows:
I. GENERAL CONDITIONS
1. At least two original copies of this Agreement shall be executed by the Recipient
and returned to the FCT office at 2555 Shumard Oak Boulevard, Tallahassee, FL 32399-2100, as
soon as possible and before Februarv 25. 2002. If Recipient requires more than one original
document, the Recipient should photocopy the number of additional copies needed, and then
execute each as an original document. Upon receipt of the signed Agreements. FCT will execute
the Agreements, retain one original copy and return all other copies that have been executed to
the Recipient.
2. The name Conceptual Approval Agreement is used to indicate that the project has
been approved as a concept that was described in the Recipient's application that was submitted
and selected for funding by FCT (Application). Since the entire Project Site has not yet been
negotiated for acquisition, some elements of the project are not yet known. such as the purchase
price. other project costs. and the terms upon which an owner will voluntarily convey the
property. The Conceptual Approval Agreement is in every respect a grant contract between the
parties and sets forth the requirements and responsibilities for acquisition and management of the
Project Site. described in the Application.
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3. Conceptual approval for funding shall be until November 30, 2002 (Expiration
Date). In the event that the Project Plan described in Section V. below has not been approved by
the Expiration Date, conceptual approval shall be terminated. The FCT may extend conceptual
approval beyond the Expiration Date if the Recipient demonstrates that significant progress is
being made toward Project Plan approval or that extenuating circumstances warrant an extension
of time. A request for an extension must be made in writing to FCT, fully explaining the reason
for the delay and why the extension is necessary. If the Recipient does not request an extension,
or if an extension is not granted to the Recipient by the FCT, the Florida Forever award granted
to the Recipient shall terminate and all obligations hereunder shall cease.
4. This Agreement may be terminated before its Expiration Date at the written
request of the Recipient. Such a request shall fully describe the circumstances that compel the
Recipient to terminate the project. A request for termination should be mailed to the FCT at the
address given in paragraph 1 above.
5. This Agreement may be terminated before its Expiration Date by the FCT if it is
determined by the FCT that no significant progress is being made toward the acquisition of the
Project Site. non-performance by the Recipient of the requirements listed or that other
circumstances are present that would, in all likelihood, preclude or prevent the successful
acquisition of the Project Site within the established time frame. Prior to termination, notice of
the proposed termination shall be mailed to the Recipient at the address given in paragraph 13
below.
6. Recipient agrees to submit the documentation to FCT that is required in this
Agreement as soon as possible so that the Project Site may be acquired in an expeditious manner.
Deadlines stated in this Agreement, as well as deadlines associated with any FCT activity relating
to the project. are strictly enforced. Failure to adhere to deadlines, whether stated in this
Agreement or associated with meetings of the FCT Governing Board. may result in delays in the
project. may result in allocation of time or resources to other recipients that responded timely,
and may result in this Agreement being terminated by FCT.
It is the responsibility of the Recipient and its representatives to know all project
deadlines. to devise a method of monitoring the project, and to adhere to all deadlines. If the
Recipient is identified in paragraph III. 1. below as the party responsible for all negotiation and
acquisition activities, the Recipient shall provide a monthly status report of acquisition activities
on the Project Site to FCT. The monthly report shall contain dates that appraisals are ordered
and due. as well as dates that purchase agreements are sent to sellers and the status of each
contract, as appropriate.
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7. The FCT Florida Forever award granted to the Recipient will in no event exceed
the lesser of Forty Nine and Fifty One Hundredths Percent (49.51 %) of the final total eligible
project costs, as defined in Rule 9K-7.002(28), F.A.C., or Three Million Five Hundred Thousand
Dollars And No Cents ($3,500,000.00), unless the FCT approves a different amount, after
determination of the Maximum Approved Purchase Price as provided in Rule 9K-8.007, EA.C.,
and which shall be reflected in an addendum to this Agreement. The amount of the grant shall
not exceed the Limitation of Award provided in Rule 9K-7.003(3). F.A.C., and as advertised in
the Notice of Application.
8. The grant amount stated in paragraph 7 above is based on the Recipient's estimate
of total project costs in its Application, as well as limits on awards in the notice of application
period announcing the application cycle. When disbursing funds for the project, the FCT will
recognize the actual total project costs. defined in Rule 9K-7.002(28), EA-C.. for acquisition of
the Project Site. The total project costs will be reflected on a grant reconciliation statement
prepared pursuant to paragraph 10 below. The FCT will participate in the land cost at either the
actual purchase price, or the Maximum Approved Purchase Price based on appraisal reports that
comply with requirements set forth in Rule 9K-8.007, EA.C., whichever is less, and multiplied
by the percent stated in paragraph 7 above.
9. The FCT Governing Board has selected the Recipient's Application for funding to
acquire the entire Project Site identified in its Application. The FCT reserves the right to
withdraw or adjust the FCT award if the acreage that comprises the Project Site is reduced or the
project design in changed so that the objectives of the acquisition cannot be achieved. Any
request for modification of the boundary of the Project Site identified in the Application may be
considered by the FCT following the procedures for submission and review of boundary
modification requests set forth in Rule 9K-7.01O, EA.C.
If the Project Site is comprised of multiple parcels. an Acquisition Plan was required in
the application. The FCT reserves the right to withdraw or adjust the FCT award if the priority
parcel(s), or a significant portion of the Project Site identified in the Acquisition Plan,
incorporated by reference herein and attached as Exhibit "A," cannot be acquired. Approval of
the Conceptual Approval Agreement shall constitute approval of the Acquisition Plan by FCT.
10. The FCT funds shall be delivered either in the form of eligible project costs
prepaid by FCT to vendors or in the form of a State of Florida warrant at the closing of the
Project Site. payable to the Seller or the Seller's designated agent authorized by law to receive
such payment. provided the Comptroller determines that such disbursement is consistent with
good business practices and can be completed in a manner minimizing costs and risks to the State
of Florida. If the Project Site is comprised of multiple parcels, FCT shall deliver at the closing of
each parcel only the share of the FCT award that corresponds to the parcel being closed. FCT
will prepare a grant reconciliation statement prior to the closing of the Project Site parcel that
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will evidence the amount of local match, if any is required, provided by the Recipient and the
portion of the FCT award that corresponds to the parcel being closed. Cash expended by the FCT
for eligible project costs incurred by the FCT will be recognized as part of the FCT grant award
amount on the grant reconciliation statement.
11. The Recipient's local match, if any is required, shall be delivered either in the
form of eligible project costs prepaid to vendors by the Recipient; cash; eligible documented
donation by Seller of land value; or Recipient's warrant at the closing of the Project Site. If the
Project Site is comprised of multiple parcels, the Recipient shall deliver at the closing of each
parcel the share of the local match, if any is required, that corresponds to the parcel being closed.
The cash expended by the Recipient for eligible project costs incurred by the Recipient
conducting acquisition activities will be recognized as part of the local match, if any is required,
on the grant reconciliation statement prepared pursuant to paragraph 10 above. In the event that
land value is the source of local match. if any is required, the value attributed to the land local
match, if any is required, shall be determined after an appraisal report that complies with the
procedures and requirements set forth in Rule 9K-8.007, EA.C. Such appraisal report shall be
subject to review and approval by FCT prior to FCT funds being delivered for the project.
12. The FCT Governing Board adopted the Florida Forever Program Approved List of
Complete Applications for Series FFl Funding Cycle on November 29,2001. at which time the
Project Site became part of a list of lands that were approved for consideration for land
acquisition. If action initiated by the Recipient that is the local government having jurisdiction
over the Project Site. subsequent to November 29,2001, results in a governmentally-derived
higher value due to an enhanced highest and best use, the FCT acquisition activities will be
terminated unless the Seller agrees that the appraisal will be based on the highest and best use of
the Project Site on or before November 29.2001.
13. Recipient hereby notifies the FCT that the following administrator, officer,
or employee is the authorized key contact, or project manager, on behalf of the Recipient
for purposes of coordinating project activities for the duration of the project:
Name:
Terry Finch
Title:
Environmental Manager
Address: P. O. Box 4748 Clearwater, FL 33758
Phone: 727-562-4742
Fax: 727-562-4755
Email:
tfinch@clearwater-fl.com
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The Recipient must notify the FCT as to any change in the authorization of the key
contact on behalf of the Recipient named above. This notification must be made in writing to the
Executive Director and signed by the appropriate authorized administrator, officer, or employee
named in paragraph III.6.d. below.
14. This Agreement may be amended at any time and must be set forth in a written
instrument and agreed to by both the FCT and the Recipient. Such amendments shall become a
part of this Agreement.
II. AUDIT REQUIREMENTS
Section 215.97, Florida Statutes, the Florida Single Audit Act, provides uniform state
audit requirements for state financial assistance provided by state agencies over the audit
threshold as defined in that Section as follows:
1. The Recipient agrees to maintain financial procedures and support
documents. in accordance with generally accepted accounting principles, to account for the
receipt and expenditure of funds under this Agreement.
2. These records shall be available at all reasonable times for inspection,
review, or audit by state personnel and other personnel duly authorized by FCT. "Reasonable"
shall be construed according to circumstances, but ordinarily shall mean normal business hours
of 8:00 a.m. to 5:00 p.m., local time, Monday through Friday.
3. The Recipient shall also provide FCT with the records, reports or financial
statements upon request for the purposes of auditing and monitoring the funds awarded under
this Agreement.
4. In the event that the Recipient expends a total amount of State financial
assistance from all state sources equal to or in excess of $300,000 in any fiscal year of such
Recipient, the Recipient must have a State single or project-specific audit for such fiscal year in
accordance with Section 215.97. Florida Statutes; applicable rules of the Executive Office of the
Governor and the Comptroller, and Chapter 10.550 and 10.650, Rules of the Auditor General.
Section 1.7. above indicates State financial assistance through FCT by this Agreement. In
determining the State financial assistance expended in its fiscal year, the Recipient shall consider
all sources of State financial assistance. including State funds received from FCT, except that
State financial assistance received by a nonstate entity for Federal program matching
requirements shall be excluded from consideration. The funding for this Agreement was
received by FCT as a grant appropriation.
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a. The annual financial audit report shall include all management letters and
the Recipient's response to all findings, including corrective actions to be
taken.
b. The annual financial audit report shall include a schedule of financial
assistance specifically identifying all Agreement and other revenue by
sponsoring agency and Agreement number.
c. The complete financial audit report, including all items specified in (d)
below, shall be sent directly to:
Department of Community Affairs
Office of Audit Services
2555 Shumard Oak Boulevard
Tallahassee. Florida 32399-2100
and
State of Florida Auditor General
Room 401, Claude Pepper Building
111 West Madison Street
Tallahassee. Florida 32399-1450
d.
In connection with the audit requirements addressed above, the Recipient
shall ensure that the audit complies with the requirements of Section
215.97(7). Florida Statutes. This includes submission of a reporting
package as defined by Section 215.97(2)(d), Florida Statutes, and Chapter
10.550 and 10.650, Rules of the Auditor General.
e.
If the Recipient expends less than $300.000 in State financial assistance in
its fiscal year, an audit conducted in accordance with the provisions of
Section 215.97. Florida Statutes, is not required. In the event that the
Recipient expends less than $300,000 in State financial assistance in its
fiscal year and elects to have an audit conducted in accordance with the
provisions of Section 215.97, Florida Statutes, the cost of the audit must
be paid from non-State funds (Le., the cost of such an audit must be paid
from recipient funds obtained from other than State entities).
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5. In the event the audit shows that the entire funds disbursed hereunder,
or any portion thereof, were not spent in accordance with the conditions of this Agreement, the
Recipient shall beheld liable for reimbursement to FCT of all funds not spent in accordance with
these applicable regulations and Agreement provisions within thirty (30) days after FCT has
notified the Recipient of such non-compliance.
6. The Recipient shall retain all financial records, supporting documents,
statistical records, and any other documents pertinent to this contract for a period of five years
after the date of submission of the final expenditures report. However, if litigation or an audit
has been initiated prior to the expiration of the five-year period, the records shall be retained until
the litigation or audit findings have been resolved.
7. The Recipient shall have all audits completed in accordance with Section 215.97,
Florida Statutes, by an independent certified public accountant (IP A) who shall either be a
certified public accountant or a public accountant licensed under Chapter 473, Florida Statutes.
The IP A shall state that the audit complied with the applicable provisions noted above.
III. REQUIREMENTS THAT MUST BE MET PRIOR TO INITIATION
OF PROJECT SITE NEGOTIATION
1. If the Project Site consists of five or fewer ownerships. as reflected on the
Acquisition Plan, either the FCT or the Recipient may act as the party responsible for all
negotiation and acquisition activities. If the Project Site consists of six or more ownerships, as
reflected on the Acquisition Plan, the Recipient shall act as the party responsible for all
negotiation and acquisition activities. The Recipient hereby notifies the FCT that the
Ci tv of C learwa ter [Note: Elect FCT or Recipient] will be the party
responsible for all negotiation and acquisition activities. If the Recipient is named herein and
represented by an agent. the Recipient hereby notifies the FCT that the Recipient's agent is:
Name: Paul Richard Hull
Title: Assistant City Attorney
Address: P. O. Box 4748, Clearwater, Florida 33758
Phone: 727-562-4010
Fax: 727-562-4021
Email:
dhull@clearwater-fl.com
2. The Recipient hereby notifies the FCT that the Recipient's Federal Employer
Identification Number(s)1s 62 Ol-1.j4859 54 C $" f. (.....zF r .
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3. No later than Februarv 25. 2002, the Recipient must deliver to FCT a written
statement from the Project Site property owner(s) evidencing that the owner(s) is willing to
entertain an offer from the Recipient and FCT. No negotiation or acquisition activity is to be
commenced prior to FCT receipt of this statement.
4. No later than Februarv 25. 2002, the Recipient must deliver to FCT the executed
Confidentiality Agreement provided to the Recipient by FCT, pursuant to Rule 9K-8.008(3),
EA.Coo No negotiation or acquisition activity is to be commenced prior to FCT receipt of the
executed Confidentiality Agreement.
5. The party named in paragraph 1 above as the party responsible for all negotiation
and acquisition activities. shall provide the following:
a. Title report(s) and appraisal(s) as required by Rule 9K-8.007 (1) - (4), F.A.C., for
review by a date not to exceed 90 days of full execution of this Agreement. FCT
will review and approve the appraisal(s) and determine the Maximum Approved
Purchase Price as provided in Rule 9K-8.007(5) and (6), EA.C., ; and
b. Purchase agreement(s). based on the Acquisition Plan (if applicable), must be
approved by FCT and sent to owner(s) within 45 days of receipt of the appraisal
review memo establishing the Maximum Approved Purchase Price.
6. By execution of this Agreement, the Recipient affirms that:
a. the Recipient is ready, willing and able to provide the local match. if any is
required;
b. the Recipient reaffirms the representations made in its Application;
c. the Recipient shall, on January 30 of each year after acquisition of the
Project Site. . prepare and submit to FCT an annual stewardship report as
required by Rule 9K-7.013, F.A.C.;
d. the Recipient authorizes the administrator, employee, or officer named in
this paragraph to execute all documents in connection with this project on
behalf of the Recipient, including but not limited to the Conceptual
Approval Agreement or any addenda thereto, purchase agreement for the
property, grant reconciliation statement, closing documents, statements
submitted as a part of the project plan, and Grant A ward Agreement:
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Name: William B. Horne, II
Title: City Manager
Address: Post Office Box 4748
Clearwater, FL 33758-4748
Phone: 727/562-4040 Fax:
Email:
The Recipient must notify the FCT as to any change in the authorization of the
administrator, officer or employee named in this paragraph to execute all documents on behalf of
the Recipient. This notification must be made in writing to the Executive Director and signed by
the appropriate administrator. officer or employee.
IV. MANAGEMENT PLAN APPROVAL
1. Prior to approval of the Project Plan (described in Section V below), signature of
the purchase agreement(s). closing(s) of the real estate transaction(s) and final disbursement of
award funds by FCT, the Recipient must prepare a Management Plan that complies with Rule
Chapter 9K-7.011, EA.C., and addresses the criteria and conditions set forth in Sections IV, VI,
VII. VIII. IX, and X herein. Recipient is strongly urged to coordinate with the FCT staff in
order that the FCT approval of the Management Plan occurs prior to the closing date of the real
estate transaction(s) associated with the project and delivery of FCT funds.
2. The Management Plan, which is intended to explain how the Project Site will be
managed to further the purposes of the project and meet the terms and conditions of the
Conceptual Approval Agreement. shall include the following:
a.
An introduction containing the project name, location and other
background information relevant to management.
b.
The stated purpose for acquiring the Project Site as proposed in the
Application and a prioritized list of management objectives.
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c. The identification of known natural resources including natural
communities, listed animal species, soil types, surface and
groundwater characteristics and a plan to inventory all unknown
resources.
d. A detailed description of all proposed uses including existing and
proposed physical and access improvements.
e. A detailed description of proposed restoration or enhancement
activities. if any, including the objective of the effort and the
techniques to be used.
f A scaled site plan drawing showing the project site boundary,
existing and proposed physical improvements and any natural
resource restoration or enhancement areas.
g. A description of management needs and problems associated with
implementing the Management Plan.
h. The identification and protection of known cultural or historical
resources and a commitment to conduct surveys prior to any
ground disturbing activity. if applicable.
1. A description of proposed educational displays and programs to be
offered, if applicable.
J. A description of how the management will be coordinated with
other agencies and public lands, if applicable.
k. Cost estimates based on categories established by the Land
Management Uniform Accounting Council.
1. A schedule for implementing the development and management
activities of the Management Plan.
m. Funding sources to implement the Management Plan.
3. If the Recipient is not the proposed managing entity. the Management Plan must
include a signed agreement between the Recipient and the managing entity stating the managing
entity's willingness to manage the site, the manner in which the site will be managed to further
the purpose(s) of the project. and identification of the source of funding for management.
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4. To ensure that future management funds will be available for the management of
the site in perpetuity pursuant to Section 259.105 and Chapter 380, Part III, F.S., the Recipient(s)
shall be required to provide the Trust with Reasonable Assurance, pursuant to Rule 9K-
7.002(32). F.A.c., that they have the financial resources. background. qualifications and
competence to manage the Project Site in perpetuity in a reasonable and professional manner.
Where the Recipient does not include at least one Local Government. the Trust may: require the
Recipient to post a performance or other bond in an amount sufficient to insure performance by
the Recipient that the Project Site shall be reasonably and professionally managed in perpetuity;
require the Recipient to establish an endowment or other fund in an amount sufficient to insure
performance; require a guaranty or pledge by the Local Government, in whose jurisdiction the
Project Site is located. which shall require the Local Government to take over the responsibility
for management of the Project Site in the event the Nonprofit Environmental Organization is
unable to. and may require the Local Government to be a named co-signer on the Grant A ward
Agreement; or require such other assurances as may be necessary to adequately protect the public
interest.
V. PROJECT PLAN APPROVAL
1. Prior to FCT approval of the signed purchase agreement(s), closing(s) of the real
estate transaction(s) to acquire the Project Site, and final disbursement of award funds by FCT,
the Recipient must submit to FCT a Project Plan that complies with Rule 9K-8.011, F.A.C. This
Project Plan is a compilation of the following items listed below, which must be reviewed and
approved by FCT. In the event that the Recipient is a partnership. the Recipient must also
provide FCT with the interlocal agreement that sets forth the relationship among the partners and
the fiscal and management responsibilities and obligations incurred by each partner for the
Project Site as a part of its Project Plan.
The Project Plan shall include. and shall not be considered by FCT unless it includes all
of the following documents. to be reviewed and approved by FCT to ensure that the interest of
the State of Florida will be protected:
a.
A purchase agreement for acquisition of the Project Site. in a form
approved by the FCT staff prior to being executed by the Seller, such
agreement fully executed by both the Seller and the Recipient, that is
based on an appraisal(s) approved by FCT and consistent with the
requirements of Rule Chapter 9K-8. F.A.C..
b.
A letter from FCT indicating approval of the Management Plan written
according to Rule Chapter 9K-7.011, F.A.c., and as described in Section
IV above.
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c. A statement of the total project cost, including all non-recurring costs of
project development as defined in Rule Chapter 9K-7.002(28), F.A.c.
d. A statement of the amount of the award being requested from the FCT.
e. A statement from each local government in whose jurisdiction the Project
Site is located that the Project Plan is consistent with the local
comprehensive plan.
f. Evidence that the conditions imposed as part of the Conceptual Approval
Agreement have been satisfied.
g. A signed statement from the Recipient evidencing that after conducting a
diligent search, the Recipient, to the best of its knowledge, represents that
there are no existing or pending violations of any local, state, regional and
federal laws and regulations on the Project Site.
2. The FCT strongly encourages the Recipient to request a courtesy review of its
entire Project Plan. prior to submission of the Project Plan for approval and release of funds. The
FCT will recommend approval of complete and accurate Project Plans or disapproval of
incomplete or insufficient Project Plans. Recipient is strongly urged to coordinate with the FCT
staff in order that the FCT review of the Project Plan coincides with the closing date of the real
estate transaction(s) associated with the project.
3. Real estate transactions associated with the project may close only after FCT
approval of the Project Plan and compliance with all purchase agreement requirements. In
addition. pursuant to Rule 9K-8.011(4), F.A.C., the FCT shall publish a Notice of Approval for
Florida Forever funds in the Florida Administrative Weekly that shall list each Project Plan that
has received approval for funding and the amount of funding approved. Any person with a
substantial interest that is or may be determined by the decision of the FCT to reject or approve
the Project Plan may request an administrative proceeding pursuant to Section 120.57, F.S.,
within 21 days from publication of the Notice of Approval for Florida Forever funds. Real estate
closings associated with the project may close only after expiration of the 21-day notice period.
so long as no requests for an administrative proceeding have been filed.
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VI. PROJECT SITE ACQUISITION REQUIREMENTS IMPOSED BY
CHAPTER 259 AND CHAPTER 380, PART III, F.S.
RECIPIENT AGREES AS FOLLOWS:
1. FCT shall approve the terms under which the interest in land is acquired, pursuant
to Section 380.510(3), F.S. Such approval is deemed given when the FCT approves and executes
the purchase agreement for acquisition of the Project Site, further described in Section V.l.a.
above, to which FCT is a party.
2. Title to the Project Site shall be titled in the Recipient, unless the Recipient
specifically requests that title shall permanently vest in the Board of Trustees of the Internal
Improvement Trust Fund (Trustees). Such request shall be subject to the approval of FCT and the
Trustees. The Recipient hereby elects that title to the Project Site shall be vested in
City of Clearwater
[Note: Insert either the name of Recipient or Board of Trustees of Internal
Improvement Trust Fund.] If the Recipient elects that title shall vest in the Trustees, then all
acquisition activities shall be administered by the Division of State Lands as specified in Section
253.025, F.S., and Rule 18-1. F.A.C. FCT signature of this Agreement shall constitute approval
of this election.
3. The transfer of title to the Recipient for the Project Site shall not occur until the
requirements for the acquisition of lands, as specified in Section 380.507(11), F.S., and Rule
Chapter 9K-8, F.A.C., have been fully complied with by the Recipient and FCT.
4. Each parcel to which the Recipient acquires title in the Project Site shall be
subject to such covenants and restrictions as are. at a minimum. sufficient to ensure that the use
of the Project Site at all times complies with Section 375.051 and 380.510, F.S.; Section lICe).
Article VII of the State Constitution; the applicable bond indenture under which the Bonds were
issued; and any provision of the Internal Revenue Code or the regulations promulgated
thereunder that pertain to tax exempt bonds and shall contain clauses providing for the
conveyance of title to the Project Site in the Board of Trustees of the Internal Improvement Trust
Fund upon failure to use the Project Site conveyed thereby for such purposes.
5. A Grant Award Agreement containing such covenants and restrictions as
referenced in paragraph 4 above and describing the real property subject to the Agreement shall
be executed by the FCT and Recipient at the time of the conveyance of the Project Site and shall
be recorded in the county(s) in which the Project Site is located. The Grant Award Agreement
shall restate the conditions that were placed on the Project Site at the time of project selection
and initial grant approval. All statements contained in the Grant A ward Agreement are contained
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in this Conceptual Approval Agreement, with the exception of statements that do not survive the
real estate closing of the Project Site.
6. If any essential term or condition of the Grant A ward Agreement is violated, and
the Recipient does not correct the violation within 30 days of written notice of violation, title to
all interest in the Project Site shall be conveyed to the Board of Trustees of the Internal
Improvement Trust Fund. The deed transferring title to the Project Site to the Recipient shall set
forth the executory interest of the Board of Trustees of the Internal Improvement Trust Fund.
7. The interest acquired by the Recipient in the Project Site shall not serve as
security for any debt of the Recipient.
8. If the existence of the Recipient terminates for any reason, title to all interest in
real property it has acquired with the FCT award shall be conveyed or revert to the Board of
Trustees of the Internal Improvement Trust Fund, unless FCT negotiates an agreement with
another local government or nonprofit organization which agrees to accept title to all interest in
and to manage the Project Site.
VII. OBLIGATIONS OF THE FCT RECIPIENT AS A CONDITION OF PROJECT
FUNDING
1. Following the acquisition of the Project Site, the Recipient shall ensure that the
future land use designation assigned to the Project Site is for a category dedicated to open space.
conservation, or outdoor recreation uses as appropriate. If an amendment to the applicable
comprehensive plan is required, the amendment shall be proposed at the next comprehensive
plan amendment cycle available to the Recipient subsequent to the Project Site's acquisition.
2. Recipient shall ensure, and provide evidence thereof to FCT. that all activities
under this Agreement comply with all applicable local, state, regional and federal laws and
regulations, including zoning ordinances and the applicable adopted and approved
comprehensive plan.
3. The Recipient shall. through its agents and employees, prevent the unauthorized
use of the Project Site or any use thereof not in conformity with the Management Plan approved
by the FCT as a part of the Project Plan.
4. FCT staff or its duly authorized representatives shall have the right at any time to
inspect the Project Site and the operations of the Recipient at the Project Site.
5. All buildings. structures, improvements. and signs shall require the prior written
approval of FCT as to purpose. Further, tree removal. other than non-native species. and major
land alterations shall require the written approval of FCT. The approvals required from FCT shall
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not be unreasonably withheld by FCT upon sufficient demonstration that the proposed structures,
buildings, improvements, signs, vegetation removal or land alterations will not adversely impact
the natural resources of the Project Site. The approval by FCT of the Recipient's Management
Plan addressing the items mentioned herein shall be considered written approval from FCT.
VIII. OBLIGATIONS OF THE RECIPIENT RELATING TO THE USE OF
BOND PROCEEDS
1. FCT is authorized by Section 380.510, F.S., to impose conditions for funding on
Recipient in order to ensure that the project complies with the requirements for the use of Florida
Forever Bond proceeds including without limitation the provisions of the Internal Revenue Code
and the regulations promulgated thereunder as the same pertain to tax exempt bonds.
2. If the Project Site is to remain subject, after its acquisition by the Recipient and/or
the Trustees, to any of the below listed transactions. events, and circumstances, the Recipient
shall provide at least 60 days advance written notice of any such transactions. events, and
circumstances to FCT, and shall provide to FCT such information with respect thereto as FCT
reasonably requests in order to evaluate the legal and tax consequences of such activity or interest
for FCT approval. Recipient agrees and acknowledges that the following transactions, events,
and circumstances may be disallowed on the Project Site as they may have negative legal and tax
consequences under Florida law and federal income tax law. The Recipient further agrees and
acknowledges that the following transactions. events, and circumstances may be allowed up to a
certain extent based on guidelines or tests outlined in the Federal Private Activity regulations of
the Internal Revenue Service:
a.
any sale or lease of any interest in the Project Site to any person or
organization;
b.
the operation of any concession on the Project Site by any person or
organization;
c.
any sales contract or option to buy things attached to the Project Site to be
severed from the Project Site. with any person or organization;
d.
any use of the Project Site by any person other than in such person's
capacity as a member of the general public;
e.
any change in the character or use of the Project Site from that use
expected at the date of the issuance of any series of Bonds from which the
disbursement is to be made;
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f. a management contract of the Project Site with any person or organization;
or
g. such other activity or interest as may be specified from time to time in
writing by FCT to the Recipient.
The foregoing are collectively referred to as the "disallowable activities."
IX. DISALLOW ABLE ACTIVITIES/REMEDIES
In the event that FCT determines at any time or from time to time that the Recipient is
engaging or allowing others to engage in disallow able activities on the Project Site, the Recipient
agrees to immediately cease or cause the cessation of the disallowable activity upon receipt of
written notice from the FCT. To the extent allowed by law, Recipient hereby indemnifies and
agrees to hold FCT harmless from all claims. causes of action or damages of any nature
whatsoever arising from or with respect to disallowable activities on the Project Site. Nothing
herein shall be deemed a waiver of the Recipient's sovereign immunity. In addition to all other
rights and remedies at law or in equity, FCT shall have the right to temporary and permanent
injunctions against Recipient for any disallowable activity on the Project Site.
DELEGATIONS AND CONTRACTUAL ARRANGEMENTS BETWEEN THE RECIPIENT
AND OTHER GOVERNMENTAL BODIES. NONPROFIT ENTITIES, OR NON
GOVERNMENTAL PERSONS FOR USE OR MANAGEMENT OF THE PROJECT SITE
WILL IN NO WAY RELIEVE THE RECIPIENT OF THE RESPONSIBILITY TO ENSURE
THAT THE CONDITIONS IMPOSED HEREIN ON THE PROJECT SITE AS A RESULT OF
UTILIZING BOND PROCEEDS TO ACQUIRE THE PROJECT SITE ARE FULLY
COMPLIED WITH BY THE CONTRACTING PARTY.
X. CONDITIONS PARTICULAR TO THE PROJECT SITE THAT MUST BE
ADDRESSED IN THE MANAGEMENT PLAN
The Management Plan for the Project Site is mentioned throughout this Agreement, and
is particularly described in Section N. above. In addition to the various conditions already
described in this Agreement, which apply to all sites acquired with FCT funds, the Management
Plan shall address the following conditions that are particular to the Project Site and result from
either commitments made in the application that received scoring points or observations made by
the FCT staff during the site visit described in Rule 9K-7.009(1), F.A.C.:
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1. Two or more resource-based outdoor recreational facilities including nature trails and
wildlife observation decks shall be provided. The facilities shall be designed and located with
minimal impact to natural resources on the Project Site.
2. A permanent recognition sign shall be maintained in the entrance area of the Project Site.
The sign shall acknowledge that the Project Site is open to the public and was purchased with
funds from the Florida Communities Trust Program and the City of Clearwater.
3. Interpretive signage shall be provided to educate visitors about the natural environment of
the Project Site.
4. At least 24 environmental education classes or programs shall be conducted annually at
the Project Site by trained educators or resource professionals.
5. The water quality of Alligator Creek shall be enhanced through the implementation of a
program to restore the creek and wetlands to a more natural function and shall include the
meandering of the creek and creation of an extensive wetland littoral zone. The development of
the restoration plan shall be coordinated with the Southwest Florida Water Management District.
6. Any proposed stormwater facility for the Project Site shall be designed to provide
recreational open space or wildlife habitat.
7. The area adjacent to the railroad right-of-way shall be landscaped with native plant
species to provide wildlife habitat and enhance the function and appearance of the Project Site.
8. The degraded wetland communities along the shoreline of Alligator Creek shall be
restored in terms of biological composition and ecological function.
9. An ongoing monitoring and control program for invasive vegetation including exotic
(non-native) and nuisance native plant species shall be implemented at the Project Site. The
objective of the control program shall be the elimination of invasive exotic plant species and the
maintenance of a diverse association of native vegetation. The management plan shall reference
the Exotic Pest Plant Council's List of Florida's Most Invasive Species to assist in identifying
invasive exotics on the Project Site.
10. A feral animal removal program shall be developed and implemented for the Project Site.
11. Management of the Project Site shall be coordinated with the land managers of the
adjacent conservation lands lying to the east and west of the Project Site.
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,i)
12. An archaeological survey shall be preformed for any area within the Project Site proposed
for development prior to the commencement of proposed development activities in that area. All
planned activities involving known archaeological sites or identified site areas shall be closely
coordinated with the Department of State. Division of Historic Resources in order to prevent the
disturbance of significant sites.
13. Pedestrian and bicycle access to the Project Site shall be promoted through the provision
of pedestrian oriented walkways and bicycle facilities that link the Project Site with adjacent
residential neighborhoods. Bike parking stands shall be installed at the Project Site to provide an
alternative to automobile transportation to the Project Site.
14. The Project Site shall be managed as part of the Pinellas County recreational trail system.
Proposed trail system improvements shall include the extension of the multi purpose trail
network and trailhead facilities.
15. The Project Site shall be protected and managed as part of linked conservation lands and
wildlife corridor.
16. Proposed site improvements shall be designed and located to minimize or eliminate the
long term risk of storm damage or flooding in conjunction with appropriate hazard mitigation
agencies or experts.
17. The requirements imposed by other grant program funds that may be sought for activities
associated with the Project Site shall not conflict with the terms and conditions of this award.
This Agreement including Exhibit "A", ifrequired. embodies the entire agreement
between the parties,
THE FLORIDA COMMUNITIES TRUST' S OBLIGATION TO PROVIDE FUNDS
UNDER THIS AGREEMENT IS CONTINGENT UPON AN ANNUAL APPROPRIATION BY
THE LEGISLATURE.
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!KJ
IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement.
i Browning
culive Drutor
_3 Il D z...-
Approv
By:
Ann J. Wild. T
01-015-FFl
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;J4
.'
Countersigned:
Approved as to form:
t~;;ICJ ~
Jane C. Hayman ~
Assistant City Attorney
01-015-FFI
01/24/02
Joint Acquisition
~
By:
Attest:
CITY OF CLEARWATER, FLORIDA
~Id.~-:rr
William B. Horne, II
City Manager
- ~.
21
Contract No:
FCT Project No: 01-015-FFI
CONFIDENTIALITY AGREEMENT
This is a Confidentiality Agreement ("Agreement") pursuant to Rule 9K-8.008(3), Florida
Administrative Code (F.A.c.).
Parties to the Confidentiality Agreement: CITY OF CLEARWATER ("FCT Recipient"), a
local government of the State of Florida, and the Florida Communities Trust ("FCT"), a
nonregulatory agency within the Department of Community Affairs.
Parcels Covered by this Agreement: This Agreement covers all parcels identified as part of the
project site in FCT application 01-015-FFl that was selected for funding and is governed by a
Conceptual Approval Agreement for FCT Project Number 01-015-FF1("Project Site").
Confidentiality:
a) Pursuant to Rule 9K-8.002(9). F.A.C.. the term "Confidential" refers to
information that shall not be available for public disclosure or inspection and is exempt from the
provisions of Section 119.07. Florida Statutes (F.S.).
b) The FCT Recipient and its agents shall maintain the confidentiality of all appraisals.
offers, and counteroffers as required by Section 125.355(l)(a), F.S., for counties, or Section
166.045(l)(a), F.S., for municipalities, and Rule Chapter 9K-8, F.A.c. The FCT Recipient may
disclose such confidential information only to the individuals listed herein below.
c) Requests to add persons to the disclosure list must be made in writing and the FCT
Recipient must receive the written consent of the FCT Executive Director and execute an
Addendum to the Agreement. All confidentiality requirements outlined above shall apply to
individuals added to the list.
d) The undersigned board members and staff of the FCT Recipient and its agents, if any,
agree to maintain the confidentiality of appraisal information. offers and counter-offers
concerning FCT Project Number 01-015-FF1, as required by Section 125.355 (l)(a), F.S.. for
counties, or Section 166.045 (l)(A). F.S.. for municipalities. and Rule Chapter 9K-8, F.A.C., and
by this Confidentiality Agreement between the FCT Recipient and FCT.
CONFID/FCT#OI-OI5-FFI
01/24/02
ixJ
.>
Site.
e) The undersigned certify that they have no legal or beneficial interest in the Project
Date
FeT Recipient Board Member,
Staff or Agent name
Signature
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t/.~l/o~
/ l'3J/p~
I
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/ /11 /0 z..
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. . .
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Garry Brumback
Pamela K. Akin
Paul Richard Hull
Mahshid Arasteh
Michael D. Quillen
Earl Barrett
Terry Finch
By.
ice Browning
xecutive Director
Date: '- 3~( b~
Approved as to form
an~JUJrq{
CONFIDIFCT#Ol-015-FFl
01/24/02
a>
Countersigned:
Brian J. Aungst
Mayor-Commissione
Approved as to form:
t&. 7 kJ /JJ:4:t
Janec.~
Assistant City Attorney
CONFID/FCT#OI-O 15-FFl
01/24/02
;:(J
By:
Attest:
CITY OF CLEARWATER, FLORIDA
~~.~({
illiam B. Horne, II
City Manager
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