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TELECOMMUNICATIONS j -' f ORDINANCE NO. 6479-00 AN ORDINANCE GRANTING TO KMC TELECOM III, INC. ("KMC" OR "GRANTEE"), THE PERMISSION TO OCCUpy MUNICIPAL STREETS AND RIGHTS-OF-WAY IN THE CITY OF CLEARWATER, FLORIDA ("GRANTOR"), AS A MEANS OF PROVIDING TELECOMMUNICATION SERVICE; PRESCRIBING THE TERMS AND CONDITIONS ACCOMPANYING THE GRANT OF FRANCHISE; PROVIDING FOR SEVERABILITY OF PROVISIONS; AND PROVIDING AN EFFECTIVE DATE. BE IT ORDAINED BY THE CITY COMMISSION OF THE CITY OF CLEARWATER, FLORIDA: SECTION 1. Findings. (A) The Grantor deems it necessary, desirable and in the interest of the health, safety and welfare of its citizens to establish by ordinance a Franchise granting the permission to Grantee to occupy Rights-of-Way in the City of Clearwater, Florida, as a means of providing Telecommunications Services. (B) The Grantee is willing to place and maintain its Telecommunications Facilities within the City under a franchise from Grantor, pursuant to Fla. Stat. ~ 362.01 (1998), Fla. Stat. ~ 337.401 (1998), and Chapter 32 of the City of Clearwater Code. SECTION 2. Short Title. This Ordinance shall be known and may be cited as the "KMC Telecommunications Franchise." SECTION 3. Definitions. For the purposes of this Ordinance, the following terms, phrases, words and their derivations shall have the meaning given herein. When not inconsistent with the context, words in the present tense include the future tense, words in the plural number include the singular number, and words in the singular number include the plural number. The word "shall" is always mandatory and not merely directory. A. "Backhaul Network." A physical network of copper, fiber optic or microwave links that connect Micro or Pico Cell sites to a central switching point or the public switched telephone network. Ordinance 6479-00 /7 '-D21-DC (;) (1) "Micro Cell." A transmitter/receiver system used to communicate to the subscriber's handset. Typically with a range 600-1,000 meters. I. I (K) "Person" - Any person, firm, partnership, association, corporation, company or organization of any kind. (L) "Pico Cell." A transmitter/receiver system used to communicate to the subscriber's hand set. Typically with a range of 200- 600 meters. (M) "Recurring Local Service Revenues." Revenues from the recurring charges for local services provided by Grantee using its Telecommunications Facilities within the Grantor's rights-of-way. (N) "Rights-of-Way" - All of the public streets, alleys, highways, waterways, bridges, easements, sidewalks and parks of the City, as they now exist or may be hereafter constructed, opened, laid out or extended within the present limits of the City, or in such territory as may hereafter be added to, consolidated or annexed to the City. (0) "Telecommunications Company." Every corporation, partnership, and person and their lessees, trustees, or receivers appointed by any court whatsoever, and every political subdivision in the state, offering two-way Telecommunications Services to the public for hire within this state by the use of a Telecommunications Facility. (P) "Telecommunications Facilities." Includes real estate, apparatus, and property used and operated to provide two-way Telecommunications Services to the public for hire within this State. (Q) "Telecommunications Services." Includes, without limitation, local service as defined in Fl. Stat. ~ 203.012(3) (1998), toll service as defined in Fl. Stat. ~ 203.012(7) (1998), private communication service as defined in Fl. Stat. ~ 203.0 12(4) (1998), or any other provision of two-way communications services to the public for hire. Telecommunications Services, as contemplated herein, does not include the provision of service via an open video system, which shall require separate authorizations from the Grantor. (R) "Wireless Communication System." Any system which uses form of cellular telephony which allows business and residential subscribers to access and/or make telephone calls to each other through the wireless communication system or one of the public switched telephone networks using cordless telephone devices which communicate with limited range micro or pico cells (transmitter/receiver sites) connected to a backhaul network. SECTION 4. Grant of Authority. (A) There is hereby granted by Grantor, to Grantee, the right and privilege to construct, erect, operate, own and maintain, in, upon, along, across, above, over and under Rights-of-Way now laid out or dedicated, and all extensions thereof, and additions thereto in the City, poles, wires, cables, underground conduits, manholes and other Telecommunications 3 Ordinance 6479-00 I I Services and utility structures necessary or proper for the maintenance and operation of its Telecommunications Services, provided that all visible portions of the same shall conform to the National Electrical Code. This Franchise is awarded subject to all applicable Law. Grantee and Grantor acknowledge that Grantee's Telecommunications Services business is subject as a telecommunications common carrier to the requirements of Fla. Stat. Ann ~364 (West 1995) and the Ru1es and Regu1ations of the Florida Public Service Commission in its intrastate aspects and to 47 U.S.C. ~201 et sea., and the Rules and Regulations of the Federal Communications Commission in its interstate aspects. (B) This Franchise is for use by Grantee of Grantor's Rights-of-Way for all lawful purposes related to Grantee's Telecommunications Services business. Grantee agrees that it shall not, unless allowed specifically by applicable State or Federal law, use Grantor's Rights-of-Way for the operation of a Cable System without a separate franchise therefor from the City. Grantee also agrees that without the prior written permission of Grantor, it will not allow any entity providing a wireless communication system to acquire rights to occupy Rights-of-Way under this Franchise. This Franchise is for use by Grantee of Grantor's Rights-of-Way for all lawful purposes related to Grantee's Telecommunications Services business. Grantor shall not prevent Grantee from using wireless technology to provide Telecommunications Services, under applicable ordinances and regu1ations. (C) Annexation or Contraction. Grantee agrees that the Franchise Area may be subject to expansion or reduction by virtue of Grantor's annexation or contraction of municipal boundaries. If Grantor approves any Franchise Area expansion or reduction by annexation, Grantor will provide notice to Grantee. Grantee must revise its payments due to any expansion or reduction by annexation within a reasonable time after notice to Grantee, but no later than sixty (60) days after notice of the effective date of change. (D) Non-Exclusive Use. The right to use and occupy said Rights-of-Way for the purposes herein set forth shall be non-exclusive, and the Grantor reserves the right to grant a similar use of said Rights-of-Way to any person at any time during the period of this Franchise, so long as such grant is competitively neutral and non-discriminatory, as required by ~ 253 of the Telecommunications Act of 1996, with respect to similarly situated users of the Rights-of-Way. SECTION 5. Terms of Franchise. (A) The Franchise and rights herein granted shall take affect and be in force from and after the final passage hereof, as required by law and upon the filing of an acceptance by Grantee of all the terms thereof with the Grantor and shall continue in force and effect for a term of ten (10) years commencing on the date of the signing of this Agreement. This Agreement shall automatically renew for one (1) additional one (1) year period, unless either party gives ninety (90) days notice of intent to terminate prior to the end of the ten (10) year term; provided, however, that the City may not terminate this Agreement unless Grantee has substantially breached a material provision hereof, which breach shall be governed by Section 8. (B) Provided, however, that the Grantor or Grantee at any time during the term of this Franchise may open applicable terms hereof for good faith renegotiation, except that 4 Ordinance 6479-00 I I modifications to the franchise fee shall be governed by Section 6(A). The party seeking to reopen the terms of the Franchise shall provide written notice of intent to do so to the other party. Upon receipt of notice to reopen, the party receiving such notice shall be required to meet with the other party to review the terms requested and to negotiate in good faith on such terms. Negotiations on all reopened terms shall be concluded within a reasonable period of time, but in any event shall be concluded within ninety (90) days after commencing. Neither party is excused from compliance with the Franchise during any period of renegotiation or following such renegotiations in the event that the parties do not agree on new terms. If parties fail to achieve a mutually agreeable resolution, they reserve their rights to pursue any and all remedies available at law, except as provided in this Section 5(B) or in Section 6(A), with respect to modifications hereto. Neither the Grantor nor the Grantee shall be deemed to have waived any rights or remedies at law by virtue of executing this Agreement. SECTION 6. Payment to Grantor. (A) The Grantee shall pay to the Grantor monthly as a franchise fee under this Franchise the sum of one percent (1 %) of the gross receipts of the Franchisee on Recurring Local Service Revenues for services provided within the corporate limits of the City by the Grantee. To the extent that any changes in State law permit a higher percentage or require a lower percentage or require a broader or narrower base of services to be subject to franchise fees, the percentage or base specified in this Franchise shall be automatically modified to the level permitted by Law. (B) Payment shall be made to the Grantor for each month no later than the thirtieth (30th) day of the following month. The monthly payment shall be made by wire transfer for any monthly payment that exceeds $2,000.00. Any monthly payment or any portion thereof received thirty (30) days or more after the due date shall be subject to interest at the rate of 12% percent per annum or the maximum amount allowed by law until all payments are paid in full. (C) The Grantee will attach to each payment a statement of its gross receipts on recurring local service revenues for the period on which such payment is based, signed by an authorized representative of the Grantee, in such form and detail as the Grantor's auditor reasonably may from time to time prescribe, sufficient to show the source and method of computation of said gross receipts. The acceptance of any statement or payment shall not stop the Grantor from asserting that the amount paid is not the amount due or from recovering any deficit by any lawful proceeding, including interest to be applied at a rate equal to that provided by statute for Florida circuit court judgments. (D) The Grantee shall supply all accounts and records of the Grantee and/or all such information that the Grantor or its said representative reasonably may from time to time request or require which are necessary to determine the correctness of such statement. Said records may be inspected by the Grantor or its duly authorized representatives during normal business hours, upon reasonable notice to the Grantee at the Grantee's local office in the Tampa Bay Area. SECTION 7. Notice of Assignment. 5 Ordinance 6479-00 I I (A) The rights and privileges granted by this Franchise shall not be sold, assigned, transferred, leased or pledged in whole or in part without the express consent of the City Commission in accordance with the City of Clearwater Code of Ordinances Section 32.035, which shall not be unreasonably withheld. No such sale or transfer shall be effective until the vendee, assignee or lessee has filed with the Grantor an instrument, duly executed, reciting the fact of such sale, assignment or lease accepting the terms of the Franchise, and agreeing to perform all the conditions thereof. (B) Notwithstanding the foregoing, the Grantor acknowledges and agrees that Grantee may assign or collaterally assign, in whole or in part, its rights, interests and obligations hereunder without limitation to any of its affiliates, any party providing financing to Grantee, and any successors and assigns of the foregoing without the consent of the Grantor. Grantee will provide the Grantor with notice of any assignment. The Grantor agrees that the holder of any security interest shall not be prevented or impeded by the Grantor from enforcing such security interest and shall not terminate this Agreement without the prior written consent of the assignee. The Grantor shall not unreasonably withhold consents to assignment and/or acknowledgments of any security interest as are requested by Grantee to give effect to the foregoing. Such acknowledgments may contain an agreement to allow the holder of such security interest to cure defaults by Grantee under this Agreement and a consent to allow the assignment to the successors-in-interest of the holder of such security interest. SECTION 8. Ordinance Violations. (A) Substantial Violations Any substantial violation by the Grantee, its vendee, lessee or successor of the provisions of this Franchise or any material portions thereof, may cause the Franchise and all rights hereunder to be terminated and/or penalties to be imposed in accordance with the City of Clearwater Code of Ordinances Section 32.038. After written notice to Grantee of a violation and failure by Grantee to rectify the violation within a reasonable time, Grantor may terminate the Franchise and/or assess a penalty. A reasonable period of time is defined as the period of time required to rectify a violation assuming that the Grantee has commenced a good faith effort to rectify such violation but under no circumstances shall be longer than thirty (30) days unless the failure to cure the violation is due to circumstances beyond Grantee's control (such as an act of God), or an inability to cure notwithstanding Grantee's diligent, good faith effort to do so. (B) Penalties for Certain Non-Performance In the event that certain events occur, penalties of $500 per occurrence may be imposed by the Grantor. Listed below are certain requirements which, if not met by Grantee, may cause Grantee to be subject to penalties: (1) Upon Grantor's undertaking a utilities project and submission of plans or drawings to Grantee for review and comment, Grantee shall respond to Grantor no later than two weeks from the date of receipt of such plans to comment on the feasibility and compatibility of such plans with the existing Telecommunications Facilities. 6 Ordinance 6479-00 I I (2) Telecommunications Facilities shall not be installed or placed without obtaining all required permits. (3) Grantee shall obtain Grantor's approval before Grantee undertakes any project requiring the closing of streets or traffic lanes, except during emergency situations. (4) Grantee shall obtain permits from Grantor prior to the trimming and removal of trees. (5) Grantee shall obtain Grantor's approval before Grantee has displaced, damaged, or destroyed any sewer or water main, storm water appurtenance, or other utility belonging to Grantor. (C) The Grantor shall enforce the foregoing provisions with respect to the assessment of penalties in accordance with the Florida Administrative Procedure Act, Chapter 120 of the Florida statutes. SECTION 9. Grantor Rillhts in Franchise. (A) Consistent with applicable Law, the right is hereby reserved to the Grantor to adopt, in addition to the provisions herein contained and existing applicable ordinances, such additional regulations as it shall find necessary in the exercise of its police power. (B) The right is hereby reserved to the Grantor to purchase, in accordance with all applicable tariff rates and terms, Telecommunications Services offered by Grantee within the Franchise Area, to the extent that each service ordered is already available within the particular sector of the Franchise Area for which the Grantor seeks to obtain the service. Nothing herein shall be deemed to the contrary. (C) At the expiration of the term for which this Franchise is granted, or upon its termination, as provided for herein, the City shall have the right to require Grantee to remove, at its own expense and with dispatch, all portions of its Telecommunications Facilities from the City streets; provided, however. the Franchise may be renewed upon expiration so long as Grantee is in substantial compliance with its provisions. (D) If the City wishes, after the expiration of this Franchise, to purchase all or any part of the property of Grantee's Telecommunications Facilities operated within the City's municipal boundary hereunder, at fair market value as a going concern, but with no value allocated to the Franchise itself, it may give written notice of its election to the Grantee within sixty (60) days prior to the expiration of the term hereof. If Grantee does not wish to convey its Telecommunications Facilities to the City and does not seek renewal ofthe Franchise, Grantee must remove its Telecommunications Facilities within one (1) year of the expiration of the Franchise, or the City may remove them and Grantee will reimburse Grantor for all reasonable and documented costs of removal. 7 Ordinance 6479-00 I I (E) Inspection. The Grantor shall have the right to inspect in a reasonable manner all construction and installation work to insure compliance with governing ordinances. SECTION 10. Conditions on Street Occupancy. (A) Use. Telecommunications Facilities erected by the Grantee within the Franchise Area shall be so located as to cause minimum interference with the proper use of Rights-of-Way, and to cause minimum interference with the rights of property owners who adjoin any of the said Rights-of-Way. (B) Restoration. In case of any disturbance of surface, base or landscape treatment of Rights-of-Way or damages to Grantor's structures and facilities caused by the Grantee's operations and activities, Grantee shall, at its own cost and expense, replace and restore all Rights-of- Way or Grantor's structures and facilities disturbed, to the same or better condition as before said work was commenced and in accordance with City Code. However, should the Grantee fail to commence restoration after fifteen (15) days notice, in writing, to said Grantee by the Grantor, the Grantor may make such repair and restoration of the same and Grantee shall pay reasonable and documented costs incurred by Grantor. Grantee shall warrant for one (1) year all work done to repair Grantor's Rights-of-Way and other property during the term of this Franchise. Upon detection by Grantee or upon request of the Grantor, Grantee shall at no cost to the Grantor repair sunken patches, trenches or make other repairs that become necessary because of excavation or other work done by the Grantee at any time during the term of the Franchise. (C) Relocation. At any time during the period of this Franchise, if Grantor lawfully elects to alter, or change the grade of any Rights-of-Way, or alter or move any structure or facility of Grantor, it may require Grantee, upon reasonable notice by Grantor, to review, relay, and relocate its poles, wires, cables, underground conduit and other Telecommunications Facilities at it own expense, so long as Grantor requires same of all other similarly situated users of the Rights-of- Way. (D) Placement of Fixtures. Grantee shall not place poles or other fixtures where the same will interfere with any water hydrant, water main, or sewage line, reclaimed water lines and hydrants, traffic signal poles and facilities, storm drains and facilities, so long as Grantor requires same of all other similarly situated users of the Rights-of-Way. All such poles or other fixtures placed in any Right-of- Way shall be placed in such a manner as not to interfere with the usual travel thereon. (E) Unauthorized Installation. Except in an Emergency, any conduits, cables or pole lines installed or placed without first having obtained the permits herein provided for shall be moved within thirty (30) days after receipt of written notice by Grantor to remove the same. In default of compliance with such notice, the conduits, cables, or poles may be removed by order of the Department of Public Works of the City and the cost of removal shall be borne and paid by the Grantee. 8 Ordinance 6479-00 I I (F) Temporary Removal of Wire for Building Moving. Grantee, on the request of any person holding a building permit issued by Grantor, shall temporarily raise or lower its wires to permit the moving of buildings, so long as same is required of all other similarly situated users of the Rights-of-Way. The expense of such temporary removal, raising or lowering of wires shall be paid by the person requesting the same, and Grantee shall have the authority to require such payment in advance. Grantee shall be given notice of not less than forty-eight (48) hours to set a schedule for such temporary wire changes. (G) Tree Trimming. Grantee shall have the authority to trim trees upon and overhanging Rights-of- Way of Grantor so as to prevent the branches of such trees from coming in contact with the wires and cables of Grantee, all trimming to be done pursuant to governing laws and at the expense of Grantee. (H) Underground Facilities. (1) KMC shall place its Facilities underground on Gulf-To-Bay Boulevard and on any other City street as may be subsequently required by the City's corridor or redevelopment plans; provided, however, that all utilities located in areas in which the City shall require facilities to be placed underground shall also be required to bury all fiber at the same time and under the same terms and conditions. (2) Replacement poles, underground cables or other Telecommunications Facilities shall be placed between the property line and the curb line of all streets and avenues and shall not be within the roadway recovery area. New underground cables, when it is practicable to do so, and required of all similarly situated users of the Rights-of- Way, shall have consistent alignment parallel with the edge of pavement, a thirty-six inch (36") depth of cover for the paved portion of roadways, a twenty-four inch (24") to thirty inch (30") depth of cover in all areas except the paved portion of roadways, and shall have a two (2') foot horizontal clearance from other underground utilities and their appurtenance. The lowest wire on any poles placed in any Right-of-Way used by vehicle traffic shall not be less than eighteen (18') feet from the ground and, whenever Grantee's wires and electric power wires cross each other, wires shall cross and be maintained in accordance with the National Electrical Code. (3) Within six (6) months of the effective date of this Franchise, the Grantee shall present a facilities plan, which shall: (i) include a construction schedule; (ii) be coordinated with the Grantor's construction programs to minimize impact on the motoring public; (iii) be in compliance with Section lOCH) of this Franchise Ordinance; and (iv) be acceptable to the City's Director of the Department of Public Works. (4) Grantor agrees to be a member of the one-call toll-free telephone notification system prescribed pursuant to Fla. Stat. Ann ~556 (West 1997). (1) Permits. No work shall be performed by Grantee, its subcontractors, contractors, agents or authorized representatives to install, locate, relocate or maintain Grantee's Telecommunications Facilities in, upon, along, across, above, over or under the Rights-of-Way 9 Ordinance 6479-00 I I now laid out or dedicated, and all extensions thereof, without first obtaining a proper permit for such work from Grantor, which permit shall not be withheld unreasonably or in a discriminatory manner. To the extent required by law, Grantee and each of its subcontractors, contractors, agents or authorized representatives must be licensed to perform their services in the Franchise Area. Grantee assumes all responsibility for applicable permit(s), their reasonable and nondiscriminatory requirements and conditions, including notification for inspection purposed, and conformance to Grantor specifications. To the extent allowed by Law, all licensing fees are applicable to Grantee. (1) Right-of-Way Not Warranted. Grantor does not warrant any right, title or interest of any Rights-of-Way in existence or hereafter acquired, used by Grantee or as may be used by Grantee in the future. (K) Insoection. The Grantor shall have the right to inspect all construction and installation work to insure compliance with governing ordinances. SECTION 11. Governing Law and Venue. (A) Grantee shall, at all times during the life of this Franchise, be subject to all lawful exercise of the police power by Grantor. (B) The rights and privileges granted to Grantee by this Franchise shall at all times be subordinate and inferior to the rights of the public in and to the ordinary use of Grantor's Rights- of-Way, and nothing in this Franchise shall be considered as a surrender by Grantor of its right and power to use and relocate its Rights-of- Way. (C) The Franchise and rights herein granted are subject to the provisions of applicable law. (D) Venue. In the event that any legal proceeding is brought to enforce the terms of this Franchise in a court of law, the same shall be brought in the State court in Pinellas County, Florida or the United States District Court for the Middle District of Florida. SECTION 12. Grantee Liability - Indemnification. (A) The Grantee shall indemnify, defend (with counsel reasonably acceptable to the City) and hold the Grantor and its officers, directors, agents, servants, employees, successor and assigns harmless of and from any and all claims for personal injury, death or property damage, any other losses, damages, charges or expenses, including reasonable attorney's fees, witness fees, court costs and the reasonable value of any services rendered by any officer or employee of the Grantor, and any orders, judgments or decrees which may be entered, which arise or are alleged to have arisen out of, in connection with, or attributable to, the Grantee's activities under this Franchise and the placement, repair, relocation or removal by the Grantee of any portion of the Telecommunications Facilities, except to the extent any losses arise from the willful misconduct or negligent acts or omissions of the City, its officers, directors, agents, servants, employees, successor and assigns. Grantee shall undertake at its own expense the defense of any 10 Ordinance 6479-00 action which may be brOUg!t against the Grantor for damages, injunlive relief or for any other cause of action arising or alleged to have arisen out of, in connection with or attributable to, the foregoing; and, in the event any final judgment therein should be rendered against the Grantor resulting from the foregoing, the Grantee shall promptly pay the final judgment together with all costs relating thereto; the Grantee being allowed, however, an appeal or appeals to the appropriate court or courts from the judgment rendered in any such suit or action upon the filing of such supersedeas bond as shall be required to prevent levy or judgment against the Grantor during such appeal or appeals. Grantor shall notify Grantee's representative in City within ten (10) days after presentation of any claim or demand, either by suit or otherwise, made against Grantor on account of any breach as aforesaid on the part of Grantee. (B) Grantee shall be responsible for reimbursing Grantor for damage to any of Grantor's water lines, sewers and traffic light controls disturbed from the actions of Grantee, or its representatives, in the construction, operation or maintenance of its facilities in the Franchise Area, to the same or similar condition as before said work was commenced and in accordance with City of Clearwater Code. (C) Insurance. Grantee shall maintain, and by its acceptance of this Franchise specifically agrees that it will maintain throughout the terms of this Franchise, liability insurance insuring the Grantee with regard to all damages set forth in Paragraph 12(A) in the minimum amounts of: (i) $500,000 for bodily injury or death to a person, within the limit; $1,000,000 for bodily injury or death resulting from anyone accident. (ii) $50,000 for property damage resulting from anyone accident. (iii) $1,000,000 for all other types ofliability. (D) The Certificate of Insurance reflecting the above coverages and limits of liability, with Grantor named as an additional insured, shall be filed with and approved by the City Commission, and such proof of insurance shall be filed and maintained with the City Clerk during the term of this Franchise. SECTION 13. Severability. Should any section or provision of this Franchise or any portion thereof be declared by a court of competent jurisdiction to be invalid, such decision shall not affect the validity of the remainder, as a whole or any part thereof, other than the part declared to be invalid. In the event of any such partial invalidity, the Grantor and Grantee shall meet and negotiate in good faith in accordance with Section 5(B) to obtain a replacement provision that is in compliance with the judicial authority's decision; provided, however, that to the extent the declaration relates to franchise fees, the provisions in Section 6(A) shall apply. SECTION 14. Records and Reports. The following records and reports shall be filed with or available to or from Grantor: 11 Ordinance 6479-00 I I (A) Grantee Rules and Regulations. Copies of such rules, regulations, terms and conditions adopted by Grantee that relate to Grantee's use of Grantor's Right-of-Way shall be available upon request by Grantor. (B) Audit Report. Grantee shall annually submit to Grantor a copy of its published Audit Report upon request by Grantor. (C) Accounting. Grantee will attach to each payment a statement of its monthly Recurring Local Service Revenues by the period on which such payment is based, signed by an authorized representative of the Grantee, in such reasonable form and detail as Grantor may from time to time prescribe, sufficient to show the source and method of computation of said revenues. The acceptance of any statement or payment shall not estop the Grantor from asserting that the amount paid is not the amount due or from recovering any deficit by any lawful proceeding, including interest to be applied at a rate equal to that provided by statute for circuit court judgments. (D) A vailabilitv of Records. Grantee shall make available all relevant accounts and records of the Grantee and/or all such information that the Grantor or its representatives may from time to time reasonably request or require for the sole purpose of reviewing fees paid under Section 6. Such financial records as are required under this Agreement hereof shall be kept and maintained in accordance with generally accepted accounting principles. All of the said records shall, on reasonable written request of Grantor and subj ect to Section 14(E), be open for examination and audit by Grantor and Grantor's External Auditors and their staff during ordinary business hours, in the Tampa Bay Area Office of Grantee, and such records shall be retained by Grantee for a minimum offive (5) years. (E) Records and Reports - Audit. For the sole purpose of reviewing fees paid under Section 6, Grantor may require an audit of Grantee's books at Grantor's expense once every five (5) years during the term of this Ordinance. In the event any such audit identifies a five percent (5%) or greater error on Grantee's part in failing to report the franchise revenue base for the audit period, Grantee agrees to reimburse Grantor for its reasonable audit costs. Provided, however, that such costs shall not have been incurred by Grantor as a result of any contingency fee arrangement between Grantor and any third party auditor, that any such auditor shall meet all legal qualifications to perform such audit, and that Grantee shall have the right upon request, to review the contract between Grantor and any such auditor to confirm the foregoing. In the further event the audit identifies errors which will require time for correction, such errors may be projected into the future for a reasonable period of time to allow Grantee to correct same. At the time of correction of the error(s), a true-up or comparison ofthe amounts paid as a result of any projections shall be made and if such true-up results in the Grantee overpaying its franchise fee, Grantor shall reimburse Grantee for said amount including interest at the rate of ten percent (10%) per annum. If such true-up results in the Grantee underpaying its franchise fee, Grantee shall pay said amount including interest at ten percent (10%) per annum. Any underpayment or overpayment as provided herein shall be paid within thirty (30) days after receipt of any demand or invoice from Grantor or Grantee. (F) To the extent permitted by law, all records and reports submitted by Grantee by Grantor pursuant to the requirements of Section 14 shall be treated and maintained by Grantor as 12 Ordinance 6479-00 I I the confidential business information of Grantee, and shall be protected from disclosure to any third party. (G) Underground Installation Records. Grantor may request, on a nondiscriminatory basis under terms applicable to all other similarly situated users of the Rights-of-Way that Grantee provides Grantor records of its underground installation, on as built field ties (horizontal and vertical) or on drawings provided by Grantor within thirty (30) days of Grantor's reasonable request for such information, orovided, however, that such request shall not be made sooner than thirty (30) days following Grantees completion of construction of its initial Telecommunications Facilities or any expansions thereof. SECTION 15. Comoliance with Law. Grantee shall maintain and operate its Telecommunications Facilities and render efficient service in accordance with applicable Law. SECTION 16. Grantor's Authority. (A) Nothing in this Ordinance shall prevent Grantor from levying and collecting any other taxes or fees as Grantor may from time to time be empowered, by Law, to levy and collect. Such taxes and fees are not considered part of the franchise fees. (B) Grantee shall not be excused from complying with any of the terms and conditions of this Franchise by any failure of the Grantor, upon anyone or more occasions, to require Grantee's performance or compliance with anyone or more of such terms or conditions. SECTION 17. Ordinances in Conflict. Notwithstanding anything contained in this Franchise to the contrary, in the event that (1) this Franchise or any part hereof, (2) any procedure provided in the Franchise or (3) any compensation due Grantor under this Franchise, becomes, or is declared or determined by final judicial authority exercising its jurisdiction to be excessive, unenforceable, void, unlawful, in whole or in part, Grantee and Grantor shall meet and negotiate in good faith in accordance with Section 5(B), to obtain a new Franchise that is in compliance with the authority's decision or enactment; orovided, however, that to the extent the declaration relates to franchise fees, the provisions in Section 6(A) shall apply. SECTION 18. Acceptance. Grantee shall signify its acceptance of the Franchise terms in writing prior to City Commission's approval of this Ordinance by filing such written acceptance with the City Clerk. SECTION 19. Attorney's Fees and Exoenses. Except as otherwise provided for herein, Grantor and Grantee hereto agree that if litigation becomes necessary to enforce any of the obligations, terms and conditions of this Franchise, the 13 Ordinance 6479-00 J I preYailing party shall be entitled to recoyer reasonable attorney's fees and court costs, including fees and costs on appeal, from the non-preYailing party. SECTION 20. Notices. Except in exigent circumstances, all notices by either Grantor or Grantee to the other shall be made by either depositing such notice in the United States Mail, Certified Mail return receipt requested, overnight deliyery, or by facsimile. Any notice served by certified mail return receipt shall be deliyered five (5) days after the date of such deposit in the certified United States mail unless otherwise provided. Any notice giyen by facsimile is deemed receiyed by next Business Day. "Business Day" for purposes of this section shall mean Monday through Friday, with Saturday, Sunday and Grantor and Grantee observed holidays excepted. All notices shall be addressed as follows: To Grantor: City Manager City of Clearwater 112 S. Osceola Avenue Clearwater, Florida 34618-4748 With a copy to: Pamela Akin, City Attorney City of Clearwater 112 S. Osceola Avenue Clearwater, Florida 34618-4748 To Grantee: KMC Telecom III, Inc. 1545 Rt. 206, Suite 300 Bedminster, New Jersey 07921 ATTN: Mr. Michael Sternberg President and CEO With a Copy to: KMC Telecom III, Inc. 3025 Breckinridge Boulevard, Suite 170 Duluth, Georgia 30096 A TTN: Ms. Tricia Breckenridge Executive Vice President, Business Development Notice shall be given as required by this Franchise and for all other Emergencies. Notice shall be provided to the above-named addressees unless directed otherwise in writing by Grantor or 14 Ordinance 6479-00 "! , ., I I Grantee. Both parties haye a duty to provide notice of any name or address change of the parties to whom notice is required to be proyided. SECTION 21. Non-waiver Provision. The failure of either party to insist in anyone or more instances upon the strict performance of anyone or more of the terms of provisions of this Franchise, shall not be construed as a waiver or relinquishment for the future of any such term or provision, and the same shall continue in full force and effect. No waiver or relinquishment shall be deemed to have been made by either party unless said waiver or relinquishment is in writing and signed by the parties. SECTION 22. Effective Date. This Ordinance shall take effect immediately upon adoption. PASSED ON FIRST READING December 9, 1999 PASSED ON SECOND AND FINAL READING AND ADOPTED February 3, 2000 a&1A -- Mayor-Commissioner Attest: 11 as to form: Pamela K. Akin City Attorney 15 Ordinance 6479-00