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AGREEMENT FOR PROFESSIONAL SERVICESAGREEMENT FOR PROFESSIONAL SERVICES This Agreement ("Agreement") is made and entered into on this 17+#1day of j12,rGGj 2021 (the "Effective Date") by and between the City of Clearwater (Clearwater), a municipal corporation duly organized under the laws of the State of Florida (the "Clearwater") and the University of South Florida, Board of Trustees, a public body corporate, for its Florida Institute of Government (the "Institute") for professional services as more particularly described herein. For and in consideration of the mutual promises, covenants, and obligations contained herein, the said parties do agree as follows: I. PERIOD OF PERFORMANCE The period of performance under this Agreement shall begin upon the Effective Date and will end on or before March 1, 2022 unless extended by a modification of this Agreement. Such modification shall be in writing and signed by all parties to this Agreement. II. WORK PLAN / PROJECT ADMINISTRATION The Institute's responsibilities under this Agreement is to conduct a series of exercises as part of a strategic planning process. The overarching purpose of this project is to assist the City of Clearwater in better understanding the various stakeholders and opinions in their community. Information gleaned from this project will be used to update/create a new comprehensive strategic plan for Clearwater as more particularly described on Exhibit A attached hereto and made apart hereof ("Scope of Work"). The City of Clearwater's representative/liaison during the term of this Agreement, unless the Institute is provided written notice otherwise, shall be: 1) Micah Maxwell, Assistant City Manager City of Clearwater 600 Cleveland Street, Suite 600 Clearwater, FL 33755 (727)562-4050 Micah. Maxwell(a myclearwater.com The Institute's representative/liaison during the term of this Agreement, unless Clearwater is provided written notice otherwise, shall be: 1) Project Director: Angela Crist, Director Florida Institute of Government University of South Florida, CHE205 4202 E. Fowler Avenue, Tampa, FI 33620-7900 Cell # 813-857-8801 acrist@usf.edu Page 1 of 12 2) Administrative Contact: Andre Warren Sponsored Research Administrator University of South Florida, Sponsored Research 4019 E. Fowler Ave., Suite 100 Tampa, FL 33617-2008 Tel: 813-974-2897 Email: aiwarreneusf.edu III. ALLOCATION OF FUNDS Clearwater agrees to compensate the Institute on a fixed price basis, for an amount not to exceed $55,937.50, as more particularly set forth on Exhibit B attached hereto and made a part herewith. It is further agreed that all invoices should contain an original signature of an authorized official of the Institute and should be sent to Clearwater's representative/liaison for approval (see Article II for the address). IV. INDEPENDENT CONTRACTOR By this Agreement the parties intend to establish between them the relationship of mutually independent contractors. Each party and the officers, employees, agents, subcontractors, or other contractors thereof shall not be deemed by virtue of the Agreement to be the officers, agents, or employees of the other party. Each party assumes the risk of all liability arising from its respective activities pursuant to this Agreement and from the acts or omissions of its respective officers, agents and employees. V. INTELLECTUAL PROPERTY Intellectual property that is created and/or developed under this Agreement by Institute employees shall be assigned to the Institute and protected by the Institute pursuant to applicable Institute Rules and Policies. Intellectual property that is created and/or developed under this Agreement by Clearwater employees shall be assigned to Clearwater and protected by Clearwater pursuant to its Rules and Policies. Intellectual property that is created and/or developed under this Agreement jointly by Institute and Clearwater employees shall be jointly owned by the Institute and Clearwater. Any intellectual property that is conceived and/or reduced to practice during the term of this agreement by Institute and/or Clearwater employees working on this project shall be presumed to have been created and/or developed under this Agreement. Clearwater shall have an option to acquire a license in Institute's rights in such intellectual property on mutually agreed terms. With respect to any invention developed with the use of Federal funding in which the Institute retains or is assigned title hereunder, the Federal Government shall have a nonexclusive, nontransferable, irrevocable, paid-up license to practice or have practiced for or on behalf of the United States the subject invention throughout the world. Page 2 of 12 VI. TERMINATION This Agreement may be canceled by Clearwater or the Institute upon no less than thirty (30) days notice, with or without cause; notice shall be delivered by certified mail, return receipt requested, or in person with proof of delivery. In case of cancellation, only the percent of satisfactory progress actually achieved to the date of cancellation will be due and payable to the Institute. In the event that the Institute's project director becomes unable or unwilling to continue the project activities hereunder, and a mutually acceptable substitute is not available, Institute shall have the option to cancel this Agreement. VII. DELEGATION OF AUTHORITY This Agreement is valid and enforceable only upon being signed by persons authorized to bind Clearwater and the Institute hereto. VIII. GOVERNING LAW This Agreement shall be governed by and construed under the laws of Florida. IX. INSURANCE The Institute warrants and represents that it has adequate liability insurance, such protection being applicable to officers, employees, and agents while acting within the scope of their employment, and the Institute has no liability insurance policy as such that can extend protection to any other person. Each party hereby assumes any and all risks of personal injury and property damage attributable to the negligent acts or omissions of that party and the officers, employees and agents thereof. X. ASSIGNMENT This Agreement shall not be assigned by either party without the prior written consent of the parties hereto. XI. ENTIRE AGREEMENT The terms and conditions contained in this Agreement and the attached exhibits hereto constitute the entire agreement between the parties. There are no verbal agreements or other agreements that supplement the terms of this Agreement. Any modification to this Agreement must be made by a written document signed by a duly authorized representative of each party. IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their undersigned officials as duly authorized. City of Clearwater University of South Florida, Board of Trustees Digitally maned e,Eric M.Nem ouse `°a-:.uEric M. Kern�=wrc,�rs.,,.By. D.,. ,021 01121,6 o,00 Name: William B. Horne, II Name: Eric Kern, MBA City Manager Director, Sponsored Research ,MNlrU,VI, k's f0 FUN„ 1,11,1 m AT SI 9TICrrNcV i:CF YiTORVF\' Page 3 of 12 FLORIDA INSTITUTE OF GOVERNMENT We specialize in realizing and implementing big ideas in the public sector. Proposal for City of Clearwater: Strategic Planning Process Page 4 of 12 January 19, 2021 Prepared for: Rosemarie Call, MPA, MMC City Clerk City of Clearwater 600 Cleveland Street, Suite 600 Clearwater, FL 33755 Tel: 727.562.4092 Prepared on Behalf of Angela Crist, Director University of South Florida Florida Institute of Government 4202 E Fowler Avenue, SOC 007 Tampa, FL 33620 813.857.8801 acristusf.edu ANTICIPATED STRATEGIC PLANNING PROCESS PHASE ONE: 1.1 Kick Off and Work Plan Refinement The USF team will meet with City senior staff to formally initiate the process, review and refine the work plan and scope, identify key stakeholders for initial interviews, and identify key background information for the team to review. Aspects of the work plan that may be refined include the sequence of the activities described below, the relative emphasis on meetings/group discussions and communication mechanisms for input, and the overall timeline of the project. 1.2 Individual/Group Stakeholder Interviews The USF team will meet with approximately 18-20 key individual, business and organization stakeholders identified by City staff as having particular insight into issues facing the City or into the views and opinions of segments of the City community. Staff and elected officials will be asked to identify an initial set of interviewees, and others may be suggested by those interviewed or residents. Insights and information gained in these interviews will be used, without attribution (anonymously), to help develop starting points for discussions at the Community Forum and for potential social media outreach. 1.3 Communications Outreach The USF team will work with City staff throughout the process to develop or prepare strategic planning process content for use within the City's current social -media and/or web presence. 1.4 Resident Feedback Survey If desired by the City, the USF team will work with staff to develop a city-wide, web -based citizen survey. Initial questions for the survey will be developed in collaboration with staff. Additional questions may be identified by participants in the stakeholder interviews. This survey would be a mechanism for additional public input, rather than a statistically representative sampling of resident opinion. The USF team will analyze, group and summarize the feedback survey into a report which will be presented to Clearwater's leadership team. A version of the survey results will also be posted to the City's website. 1.5 City Council: Kick -Off, Setting Expectations and Teambuilding The USF team will facilitate a one -day workshop with City leadership to share the action steps for the strategic planning process, discuss Council member expectations and participation as well as review the relevant requirements of the Sunshine Law. The specific agenda will be determined in consultation with the City Manager and City leadership. 1.6 Community Focus Group Forum 1(3 hours) **Community Forum ll—optional** This Community Forum will invite stakeholders including residents, businesses, and other groups affiliated with the Clearwater community. The USF team will invite elected officials, but request elected officials to listen and observe, but not participate. This Forum will: • ask participants to identify characteristics of Clearwater that they value most and do not want to change, and issues affecting Clearwater that the city will need to address • begin to discuss participants' desires for the future of the City and City government, including a potential vision statement, and possible goals, objectives or recommendations related to the vision and issues Page 5 of 12 • Discuss priorities The USF team will develop workshop materials for the Forum. The USF team will also prepare a Forum Summary outlining activities and conclusions at the Forum, as well as suggestions for City communication. 1.7 Employee Survey If desired by the City and to foster employee engagement, and assess employee readiness for change, the USF team will work with staff to develop a city-wide, web -based employee survey. Employee feedback would be anonymous, with a goal of 100% employee participation/input. Survey questions would focus on: • identifying internal and external strengths, weaknesses, opportunities and threats (SWOT) that are influencing Clearwater • how the city's current plans, policies and processes will shape future outcomes • suggestions for improving organizational effectiveness • overall employee engagement and readiness for change • employee desires for the future of Clearwater government as an organization and as a workplace Initial questions for the survey will be developed in collaboration with staff. This survey would include a mechanism for full employee participation, rather than a statistically representative sampling of employee opinion. The USF team will analyze, group and summarize the employee survey into two reports: one detailed report for leadership, and one abbreviated report which will be shared with all employees to foster engagement and buy -in. 1.8 Employee Focus Group Forum (3 hours) This Employee Forum will invite a representative sampling of employees across all departments, and all levels, of the organization. • debrief the employee survey results • prioritize the SWOT analysis results from the employee survey The USF team will develop workshop materials for the Employee Forum. The USF team will prepare an Employee Forum Summary outlining activities and conclusions at the Forum. 1.9 Report to Council The USF team will prepare a presentation and report of the Stakeholder Interviews, Community Forum, as well as the Employee Survey and Forum. This presentation will outline activities and conclusions, solicit comment on the overarching vision and goals resulting from the Community Forum, and solicit Council approval to proceed to Phase Two of the Strategic Planning Process. PHASE TWO: 2.1 Leadership Forum 1 (4 hours) Leadership Forum I will include Leadership across each department and City Council. • debrief the citizen forum/survey results • debrief the employee forum results • debrief initial citizen and employee desires for the future of the City, including potential goals, objectives and recommendations related to the vision Page 6 of 12 • develop mission, vision, values, and strategic SMART+C goals for the City government as an organization The USF team will develop workshop materials for Leadership Forum I. The team will prepare a Forum Summary Report outlining activities and conclusions at the Forutn. 2.2 Leadership Forum II (3 hours) Leadership Forum II will include Leadership across each department and City Council. • Review/finalize mission, vision, values, and strategic SMART+C goals • Develop champions, objectives, implementation plans and timelines for each goal • Determine a schedule for monitoring (accountability checkpoints) for each goal The team will develop workshop materials for Leadership Forum II. The team will prepare a Leadership Forum II Summary Report outlining activities and conclusions at the Forum, as well as recommendations for long-term success of the strategic plan. 2.3 DRAFT Final Report: Planning Retreat with City Manager and Departments Heads The USF team will prepare a Draft Strategic Plan which will include: • An organizational overview • A definition and purpose of the Strategic Plan • A written summary of the process used in the completion and assembly of the plan • An establishment of the City's mission, vision and values statements • A list of stakeholder priorities for City goals and objectives, including those of elected officials, employees, residents, businesses, and of any other significant groups • A description of SMART+C goals and objectives for the City • Recommendations for the long-term success of the strategic plan • Raw data obtained from the assembly of the plan • Other information as deemed necessary by the USF team Following the planning retreat with the City Manager and Department Heads, a final draft report will be created and circulated to senior staff for review and continent. 2.4 Presentation of Final Report to Council The USF team will collaborate with Clearwater staff to present the report to the Council. The USF team will answer questions and/or clarify the report and implementation strategies. Page 7 of 12 EXPECTED TIMELINE The timeline may be adjusted at the discretion of Clearwater staff. The total project duration would be approximately ten to twelve months to complete the scope of services from execution of a signed contract. Note: This outline is tentative and will be refined based on initial consultation with the City Manager, Council and staff. It is intended to serve as a starting point for discussions to develop a final design. Phase One: 1.1 Kick Off and Work Plan Refinement 1.2 Communications Outreach 1.3 Individual/Group Stakeholder Interviews 1.4 Resident Feedback Survey 1.5 City Council: Kick -Off, Setting Expectations, Teambuilding 1.6 Community Focus Group Forum I (3 hours) 1.7 Employee Survey 1.8 Employee Focus Group Forum (3 hours) 1.9 Report to Council Phase Two: 2.1 Leadership Forum I (4 hours) off-site 2.2 Leadership Forum II (3 hours) off-site 2.3 DRAFT Final Report 2.4 Final Presentation of Report to Council meeting March 2021 March 2021 — On-going April 2021 May 2021 March 2021 June 2021 June 2021 July 2021 August 2021 September 2021 October 2021 November 2021 December 2021 ESTIMATED INVESTMENT Based on the scope and expected deliverables, the estimated cost to cover the FIOG's costs to complete the proposed Strategic Planning Process is anywhere from $39,600.00 - $55,900.00 dependent upon certain variations of the scope of work. The final cost will be inclusive of travel, printing, publishing and ADA document remediation. Page 8 of 12 ADDITIONAL INFORMATION THE USF PROJECT TEAM — PERSONNEL Our team includes experts in Statistics and Data Analysis, Survey Development, Human Resource and Project Management for local government. John L. Daly, PhD, is Associate Professor of Public Administration and past Founding Director of the School of Public Affairs at the University of South Florida. His research interests include human resource management and public policy issues facing local government. He also is a specialist of governance and public policy challenges facing southern African nations. John has received two Fulbright Scholar grants to the Kingdom of Swaziland. He first served as a consultant to the Kingdom of Swaziland's government (1998-99). His second Fulbright grant allowed him to join the University of Swaziland faculty (2005-06). Most recently, John was selected as the 2014 recipient of the International City/County Management Association's Academic Award in Memory of Stephen B. Sweeney. This honor was presented to him at the 100th ICMA Conference in Charlotte, NC, in September 2014. John is the author of two books, Training in Developing Nations (2005, M.E. Sharpe/Routledge) and Human Resource Management in the Public Sector: Policies and Practices, (2012, M. E. Sharpe/Routledge). Dr. Daly has extensive experience providing consulting services to Florida municipal governments, primarily in the areas of human resource management and organizational development. Stephen Neely, PhD, is an assistant professor in Public Administration at the University of South Florida's School of Public Affairs. He has an earned PhD in Public Administration from North Carolina State University, as well as two Master degrees in Social and Public Policy Analysis as well as Business Administration. His specialties include research methods, survey administration, and data analysis, and he has previously conducted survey research in partnership with agencies/organizations such as the Florida City/County Management Association, the Florida Center for Cybersecurity, and the City of Zephyrhills, Florida. Angela Crist, MPA, serves as the Director of the USF FIOG. Ms. Crist has a proven track record as a high energy, results driven leader recognized for innovative strategies and tactics. Her excellent problem solving and customer -oriented focus have created value and managed client expectations to obtain mutual benefit. With over 15 years of experience, Angela has built and led new department or groups with related staff training and mentoring to attain long-term business goals. She has consistently achieved positive results by motivating and leading organizations to identify, develop and capitalize on business opportunities by forging alliance across organizational boundaries. Her professional affiliations include Florida City and County Management Association, Florida League of Cines, Florida Association of Counties, USF Alumni Association, USF Area Community Civic Association, and Leadership Tampa Bay Alumni Association. Robyn Odegard, MA, serves as the Learning and Development Facilitator with the Florida Institute of Government at USF. In this role, she serves as project manager, program manager, and research administrator. Robyn holds certifications as a Certified Associate in Project Management (CAPM) from the Project Management Institute and CRA USF -ADVANCED certification from USF Research and Innovation. She received her MA in Political Science from the University of South Florida. Page 9 of 12 BRIEF DESCRIPTION OF ORGANIZATION The John Scott Dailey Florida Institute of Government (FIOG) was created by the Florida Legislature in 1980 and subsequently designated as a Type I Institute by the Florida Board of Regents. The institute fulfills its statewide mission through a consortium of six (6) affiliate program offices located at the Florida State University, the University of Florida, the University of South Florida, the University of Central Florida, Florida Atlantic University, and Florida Gulf Coast University. The FIOG at USF works directly with all USF faculty, staff and practitioner's university -wide to bring their expertise to our clients. All of our USF faculty, staff and practitioners are highly qualified and provide top notch services in a variety of critical areas including developing and implementing training and research programs, services, and grant and contract administration activities involving federal, state, and local governments, non-profit organizations, and the private sector. In January 2013, the School of Public Affairs (SPA) at the University of South Florida (USF) was created to merge the graduate programs in Urban and Regional Planning and Public Administration, as well as the John Scott Dailey Florida Institute of Government. The faculty consists of interdisciplinary group of scholars and former practitioners who share a common commitment to student learning, top-notch scholarship and applied community engagement. The School's John Scott Dailey Florida Institute of Government (FIOG) provides training and technical assistance to local and state government officials, volunteers and the general public on a wide range of topics, such as team building, strategic planning, goal setting and effective communication. The FIOG partners University professionals from a variety of disciplines with organizational leaders charged with solving specific local issues to identify, evaluate and implement effective solutions. For the purposes of this project. OUR SERVICE CAPABILITIES The John Scott Dailey Florida Institute of Government (FIOG at USF) works directly with all USF faculty, staff and practitioner's university -wide to bring their expertise to our clients. As part of a regional structure for enhanced relationships, the FIOG serves government and non-profit entities within a 9 - county region including Hardee, Hernando, Highlands, Hillsborough, Manatee, Pasco, Pinellas, Polk and Sarasota. With over 25 years of experience in the local community, the Florida Institute of Government at the University of South Florida has a vast history of helping government and non-profit entities through visioning and strategic planning processes, offering and coordinating trainings, technical assistance, and applied research projects for the local community. Since 1995, the institute has conducted approximately 24,793 workshops and conferences statewide in Florida—an average of 2,749 per year. Also, during this same time, approximately 580,685 participants, the large majority of whom represent officials and employees from local government in Florida, have attended programs resulting in over 2.6 million professional contact hours. The institute has also conducted an estimated 1,190 technical assistance and applied research projects, an average of 119 annually. Page 10 of 12 FIOG PROJECT REFERENCES Donn Patchen, Director, Communications Department Telephone: (941) 861-DONN Fax: (941) 706-6685 Email: dpatchen@scgov.net Address: 1660 Ringling Boulevard, Sarasota, FL 34236 Sarasota County Citizen Satisfaction Survey, 1999 — Present JP Murphy, Town Manager, Town of Belleair Telephone: (727)588-3769 X205 Email: jmurphy@townofbelleair.net Address: 901 Ponce De Leon Blvd, Belleair, FL 33756 Comprehensive Strategic Planning Process, 2018-2019 Tom Harmer, Town Manager, Town of Longboat Key Telephone: Phone: (941) 316-1999, Ext. 1111 Email: tharmer@longboatkey.org Address: 501 Bay Isles Road Longboat Key, FL 34228 Annual Citihen Satisfaction Survey, 2019, 2020 Maureen Buice, Sr. Public Information Specialist, City of Cape Coral Telephone: Phone: (239) 242-3684 Cell: (941) 876-8350 Email: tnhui< e(at;capccoral.net Address: 1015 Cultural Park Boulevard, Cape Coral, FL 33990 Strategic Planning Process, 2020 — Present Page 11 of 12 EXHIBIT B METHOD OF PAYMENT As consideration for the services rendered by the Institute under the terms of this Agreement, Clearwater shall pay the Institute on a fixed price basis in the amount of $ 55,937.50 Page 12 of 12