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12/12/2016Monday, December 12, 2016 1:00 PM City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 Council Chambers Pension Trustees Meeting Agenda December 12, 2016Pension Trustees Meeting Agenda 1. Call To Order 2. Approval of Minutes 2.1 Approve the minutes of the November 15, 2016 Pension Trustees Meeting as submitted in written summation by the City Clerk. 3. Citizens to be Heard Regarding Items Not on the Agenda 4. New Business Items 4.1 Approve the new hires for acceptance into the Pension Plan as listed. 4.2 Approve the following request of employee Richard Riley, Fire Department to vest his pension as provided by Section 2.419 of the Employees’ Pension Plan. 4.3 Approve the following request of employees William Harding, Police Department, Christopher Squitieri, Police Department, and Christopher White, Police Department for a regular pension as provided by Sections 2.416 and 2.424 of the Employees’ Pension Plan. 4.4 Award a contract for pension plan actuarial services for the five-year period ending December 31, 2021 to Gabriel, Roeder, Smith and Company for a not-to-exceed amount of $165,850 and authorize the appropriate officials to execute same. 5. Adjourn Page 2 City of Clearwater Printed on 12/7/2016 Cover Memo City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 File Number: ID#16-3007 Agenda Date: 12/12/2016 Status: Agenda ReadyVersion: 1 File Type: MinutesIn Control: Pension Trustees Agenda Number: 2.1 SUBJECT/RECOMMENDATION: Approve the minutes of the November 15, 2016 Pension Trustees Meeting as submitted in written summation by the City Clerk. SUMMARY: APPROPRIATION CODE AND AMOUNT: USE OF RESERVE FUNDS: Page 1 City of Clearwater Printed on 12/7/2016 Pension Trustees Meeting Minutes November 15, 2016 City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 Meeting Minutes Tuesday, November 15, 2016 9:00 AM Council Chambers Pension Trustees Page 1 City of Clearwater Draft Pension Trustees Meeting Minutes November 15, 2016 Roll Call Present 5 - Chair George N. Cretekos, Trustee Doreen Caudell, Trustee Bob Cundiff, Trustee Hoyt Hamilton, and Trustee Bill Jonson Also Present – William B. Horne – City Manager, Jill Silverboard – Deputy City Manager, Pamela K. Akin – City Attorney, Rosemarie Call – City Clerk, Nicole Sprague – Official Records and Legislative Services Coordinator, and Joe Roseto – Human Resources Director To provide continui ty for research, items are listed in agenda order although not ne cessarily discussed in that order. Unapproved 1. Call To Order – Chair Cretekos The meeting was called to order at 10:23 a.m. at City Hall. 2. Approval of Minutes 2.1 Approve the minutes of the October 17, 2016 Pension Trustees Meeting as submitted in written summation by the City Clerk. Trustee Jonson moved to approve the minutes of the October 17, 2016 Pension Trustees Meeting as submitted in written summation by the City Clerk. The motion was duly seconded and carried unanimously. 3. Citizens to be Heard Regarding Items Not on the Agenda – None. 4. New Business Items 4.1 Approve the new hires for acceptance into the Pension Plan as listed. Name/Job Classification/Department Pension Eligibility Date Travis Lee *,Solid Waste Worker, Solid Waste 09/05/2016 Bridget McCord, Police Information Technician I, Police 09/06/2016 Garth Carson, Wastewater Treatment Plant Op. Trainee, Public Utilities 09/06/2016 Jon Page, Wastewater Treatment Plant Operator, Public Utilities 09/06/2016 Ucal Morrison, Solid Waste Equipment Operator, Solid Waste 09/06/2016 Graham Donaldson **, Marine Facility Operator, Marine and Aviation 09/17/2016 Page 2 City of Clearwater Draft Pension Trustees Meeting Minutes November 15, 2016 * Travis Lee was employed in temporary position from 06/27/2016 to 09/04/2016, and then transferred to a full time position on 09/05/2016. He will be eligible for pension as of 09/05/2016. ** Graham Donaldson was employed in temporary position from 04/21/2016 to 07/07/2016, and then a part time position from 07/09/2016 to 09/16/2016. He was hired into a full time position on 09/17/2016 and will be eligible for pension on 09/17/2016. Trustee Caudell moved to approve the new hires for acceptance into the Pension Plan as listed. The motion was duly seconded and carried unanimously. 4.2 Recommend approval of the following request of employees Barbara Hagen, Gas Department, Linda Ratcliffe, Library Department, Steven Sears, Police Department, Charles Sheldon, Solid Waste General Services and Robert Weiss, Fire Department, for a regular pension as provided by Sections 2.416 and 2.424 of the Employees’ Pension Plan. Barbara Hagen, Gas Program Coordinator, Gas Department, was employed by the City on July 9, 1990, and her pension service credit is effective on that date. Her pension will be effective October 1, 2016. Based on an average salary of approximately $61,275.85 over the past five years, the formula for computing regular pensions and Ms. Hagen’s selection of the Joint and Survivor Annuity, this pension benefit will be approximately $44,130.48 annually. Linda Ratcliffe, Library Assistant, Library Department, was employed by the City on December 9, 1985, and her pension service credit is effective December 10, 1993. Her pension will be effective September 1, 2016. Based on an average salary of approximately $34,075.86 over the past five years, the formula for computing regular pensions and Ms. Ratcliffe’s selection of the 10 Year Certain and Life Annuity, this pension benefit will be approximately $20,648.52 annually. Steven Sears, Police Sergeant, Police Department, was employed by the City on October 19, 1992, and his pension service credit is effective on that date. His pension will be effective October 1, 2016. Based on an average salary of approximately $101,228.68 over the past five years, the formula for computing regular pensions and Mr. Sears’ selection of the 100% Joint and Survivor Annuity, this pension benefit will be approximately $65,238.60 annually. Charles Sheldon, Licensed Electrician, Solid Waste General Services Department, was employed by the City on October 27, 1986, and his pension service credit is effective on that date. His pension will be effective November 1, 2016. Based on an average salary of approximately $60,711.85 over the past five years, the formula for computing regular pensions and Mr. Sheldon’s selection of the 100% Joint and Survivor Annuity with a 20% Partial Lump Page 3 City of Clearwater Draft Pension Trustees Meeting Minutes November 15, 2016 Sum, this pension benefit will be approximately $37,183.44 annually. Robert Weiss, Fire Chief, Fire Department, was employed by the City on February 19, 2005, and his pension service credit is effective on that date. His pension will be effective November 1, 2016. Based on an average salary of approximately $118,895.92 over the past five years, the formula for computing regular pensions and Mr. Weiss’ selection of the 100% Joint and Survivor Annuity, this pension benefit will be approximately $37,014.60 annually. Section 2.416 provides for normal retirement eligibility for non-hazardous duty employees hired prior to the effective date of this reinstatement (January 1, 2013), a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of fifty-five years and completed twenty years of credited service; the date on which a participant has reached age sixty-five years and completed ten years of credited service; or the date on which a member has completed thirty years of service regardless of age. For non-hazardous duty employees hired on or after the effective date of this restatement, a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of sixty years and completed twenty-five years of credited service; or the date on which a participant has reached the age of sixty-five years and completed ten years of credited service. Ms. Hagen, Ms. Ratcliffe and Mr. Sheldon have met the non-hazardous duty criteria. Section 2.416 provides for normal retirement eligibility for hazardous duty employees, a member shall be eligible for retirement following the earlier of the date on which the participant has completed twenty years of credited service regardless of age, or the date on which the participant has reached fifty-five years and completed ten years of credited service. Mr. Sears and Mr. Weiss have met the hazardous duty criteria. Trustee Cundiff moved to approve the following request of employees Barbara Hagen, Gas Department, Linda Ratcliffe, Library Department, Steven Sears, Police Department, Charles Sheldon, Solid Waste General Services and Robert Weiss, Fire Department, for a regular pension as provided by Sections 2.416 and 2.424 of the Employees’ Pension Plan. The motion was duly seconded and carried unanimously. 4.3 Recommend approval of the following request of employees Lynne Marchitello, Parks and Recreation Department and Todd Voigt, Public Utilities Department, to vest their pensions as provided by Section 2.419 of the Employees’ Pension Plan. Lynne Marchitello, Parks Service Tech II, Parks and Recreation Department, was employed by the City on July 24, 2006, and began participating in the Pension Plan on that date. Ms. Marchitello terminated from City employment on August 30, 2016. Todd Voigt, Water Distribution Supervisor I, Public Utilities Department, was Page 4 City of Clearwater Draft Pension Trustees Meeting Minutes November 15, 2016 employed by the City on May 1, 1989, and began participating in the Pension Plan on that date. Mr. Voigt terminated from City employment on August 5, 2016. The Employees’ Pension Plan provides that should an employee cease to be an employee of the City of Clearwater or change status from full-time to part-time after completing ten or more years of creditable service (pension participation), such employee shall acquire a vested interest in the retirement benefits. Vested pension payments commence on the first of the month following the month in which the employee normally would have been eligible for retirement. Section 2.416 provides for normal retirement eligibility for non-hazardous duty employees hired prior to the effective date of this reinstatement (January 1, 2013), a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of fifty-five years and completed twenty years of credited service; the date on which a participant has reached age sixty-five years and completed ten years of credited service; or the date on which a member has completed thirty years of service regardless of age. For non-hazardous duty employees hired on or after the effective date of this restatement, a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of sixty (60) years and completed twenty-five years of credited service; or the date on which a participant has reached the age of sixty-five years and completed ten years of credited service. Ms. Marchitello will meet the non-hazardous duty criteria and begin collecting a pension in June 2022. Mr. Voigt will meet the non-hazardous duty criteria and begin collecting a pension in September 2017. Section 2.416 provides for normal retirement eligibility for hazardous duty employees, a member shall be eligible for retirement following the earlier of the date on which the participant has completed twenty years of credited service regardless of age, or the date on which the participant has reached fifty-five years and completed ten years of credited service. Trustee Hamilton moved to approve the following request of employees Lynne Marchitello, Parks and Recreation Department and Todd Voigt, Public Utilities Department, to vest their pensions as provided by Section 2.419 of the Employees’ Pension Plan. The motion was duly seconded and carried unanimously. Page 5 City of Clearwater Draft Pension Trustees Meeting Minutes November 15, 2016 5. Adjourn The meeting adjourned at 10:25 a.m. Chair Employees’ Pension Plan Trustees Attest City Clerk Page 6 City of Clearwater Draft Cover Memo City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 File Number: ID#16-2979 Agenda Date: 12/12/2016 Status: Agenda ReadyVersion: 2 File Type: Action ItemIn Control: Pension Trustees Agenda Number: 4.1 SUBJECT/RECOMMENDATION: Approve the new hires for acceptance into the Pension Plan as listed. SUMMARY: Name/Job Classification/Department Pension Eligibility Date Catherine Cotton *, Fire Inspector II, Fire 10/03/2016 Jordan Tellone, Fire Medic, Fire 10/03/2016 James Griffin, Fire Medic, Fire 10/03/2016 Chase Westbrook, Fire Medic, Fire 10/03/2016 Logan Chaple, Fire Medic, Fire 10/03/2016 Michael McKnight, Fire Medic, Fire 10/03/2016 Jack Cresap, Fire Medic, Fire 10/03/2016 George Lewis-Saldana, Fire Medic, Fire 10/03/2016 Derek Silver, Fire Medic, Fire 10/03/2016 Patrick Curry, Fire Medic, Fire 10/03/2016 Chris Smaha, Fire Medic, Fire 10/03/2016 Eric Rodriguez, Fire Medic, Fire 10/03/2016 Carlos Rivera, Fire Medic, Fire 10/03/2016 Jason Lubecki, Parks Service Technician I, Parks and Recreation 10/03/2016 Karlen Harrison Kane **, Librarian I, Library 10/15/2016 Amanda DeWitt ***, Library Assistant, Library 10/15/2016 Danielle Jansen ****, Library Assistant, Library 10/15/2016 Sarah Jameson *****, Librarian I, Library 10/15/2016 Chris Lanni, Parks Service Technician I, Parks and Recreation 10/17/2016 Garrett Banks, Police Officer, Police 10/17/2016 James Brady, Police Officer, Police 10/17/2016 Jesse Leeman, Police Officer, Police 10/17/2016 Christopher Roberts, Police Officer, Police 10/17/2016 Cody Steele, Police Officer, Police 10/17/2016 James “Ethan” Yazinski, Police Officer, Police 10/17/2016 Michael Bright, Solid Waste Worker, Solid Waste 10/17/2016 Ryan Alexander, Waste Water Treatment Plant Operator, Public Utilities 10/17/2016 Hector Noyas, Fire Inspector II, Fire 10/24/2016 * Catherine Cotton was previously employed from 01/23/2006 to 12/27/2006. She was rehired on 10/03/2016 and will be eligible for pension on 10/03/2016. ** Karlen Harrison Kane was employed in a part time position from 11/16/2015 to 10/14/2016 and hired into a full time position on 10/15/2016. She will be eligible for pension as of Page 1 City of Clearwater Printed on 12/7/2016 File Number: ID#16-2979 10/15/2016. *** Amanda DeWitt was employed in a temporary position from 12/07/2015 to 03/30/2016 and a part time position from 04/02/2016 to 10/14/2016. She was hired into a full time position on 10/15/2016 and will be eligible for pension as of 10/15/2016. **** Danielle Jansen was employed in a temporary position from 05/27/2015 to 08/072015 and a part time position from 08/08/2015 to 10/14/2016. She was hired into a full time position on 10/15/2016 and will be eligible for pension as of 10/15/2016. ***** Sarah Jameson was employed in a part time position from 09/08/2014 to 10/14/2016. She was hired into a full time position on 10/15/2016 and will be eligible for pension as of 10/15/2016. APPROPRIATION CODE AND AMOUNT: N/A USE OF RESERVE FUNDS: N/A Page 2 City of Clearwater Printed on 12/7/2016 Interoffice Correspondence Sheet TO:Pension Advisory Committee FROM:Joseph Roseto, Human Resources Director SUBJECT:Recommendation for Acceptance into Pension Plan DATE: Subject/Recommendation: Recommend approval of the new hires for acceptance into the Pension Plan as listed. Name Job Classification Department Pension Eligibility Date Catherine Cotton *Fire Inspector II Fire 10/03/2016 Jordan Tellone Fire Medic Fire 10/03/2016 James Griffin Fire Medic Fire 10/03/2016 Chase Westbrook Fire Medic Fire 10/03/2016 Logan Chaple Fire Medic Fire 10/03/2016 Michael McKnight Fire Medic Fire 10/03/2016 Jack Cresap Fire Medic Fire 10/03/2016 George Lewis-Saldana Fire Medic Fire 10/03/2016 Derek Silver Fire Medic Fire 10/03/2016 Patrick Curry Fire Medic Fire 10/03/2016 Chris Smaha Fire Medic Fire 10/03/2016 Eric Rodriguez Fire Medic Fire 10/03/2016 Carlos Rivera Fire Medic Fire 10/03/2016 Jason Lubecki Parks Service Technician I Parks and Recreation 10/03/2016 Karlen Harrison Kane **Librarian I Library 10/15/2016 Amanda DeWitt ***Library Assistant Library 10/15/2016 Danielle Jansen ****Library Assistant Library 10/15/2016 Sarah Jameson *****Librarian I Library 10/15/2016 Chris Lanni Parks Service Technician I Parks and Recreation 10/17/2016 Garrett Banks Police Officer Police 10/17/2016 James Brady Police Officer Police 10/17/2016 Jesse Leeman Police Officer Police 10/17/2016 Christopher Roberts Police Officer Police 10/17/2016 Cody Steele Police Officer Police 10/17/2016 James “Ethan” Yazinski Police Officer Police 10/17/2016 Michael Bright Solid Waste Worker Solid Waste 10/17/2016 Ryan Alexander Waste Water Treatment Plant Operator Public Utilities 10/17/2016 Hector Noyas Fire Inspector II Fire 10/24/2016 * Catherine Cotton was previously employed from 01/23/2006 to 12/27/2006. She was rehired on 10/03/2016 and will be eligible for pension on 10/03/2016. ** Karlen Harrison Kane was employed in a part time position from 11/16/2015 to 10/14/2016 and hired into a full time position on 10/15/2016. She will be eligible for pension as of 10/15/2016. *** Amanda DeWitt was employed in a temporary position from 12/07/2015 to 03/30/2016 and a part time position from 04/02/2016 to 10/14/2016. She was hired into a full time position on 10/15/2016 and will be eligible for pension as of 10/15/2016. **** Danielle Jansen was employed in a temporary position from 05/27/2015 to 08/072015 and a part time position from 08/08/2015 to 10/14/2016. She was hired into a full time position on 10/15/2016 and will be eligible for pension as of 10/15/2016. ***** Sarah Jameson was employed in a part time position from 09/08/2014 to 10/14/2016. She was hired into a full time position on 10/15/2016 and will be eligible for pension as of 10/15/2016. Cover Memo City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 File Number: ID#16-2980 Agenda Date: 12/12/2016 Status: Agenda ReadyVersion: 1 File Type: Action ItemIn Control: Pension Trustees Agenda Number: 4.2 SUBJECT/RECOMMENDATION: Approve the following request of employee Richard Riley, Fire Department to vest his pension as provided by Section 2.419 of the Employees’ Pension Plan. SUMMARY: Richard Riley, Fire Division Chief, Fire Department, was employed by the City on May 23, 2005, and began participating in the Pension Plan on that date. Mr. Riley terminated from City employment on October 10, 2016. The Employees’ Pension Plan provides that should an employee cease to be an employee of the City of Clearwater or change status from full -time to part-time after completing ten or more years of creditable service (pension participation ), such employee shall acquire a vested interest in the retirement benefits. Vested pension payments commence on the first of the month following the month in which the employee normally would have been eligible for retirement. Section 2.416 provides for normal retirement eligibility for non -hazardous duty employees hired prior to the effective date of this reinstatement (January 1, 2013), a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of fifty-five years and completed twenty years of credited service; the date on which a participant has reached age sixty -five years and completed ten years of credited service; or the date on which a member has completed thirty years of service regardless of age. For non-hazardous duty employees hired on or after the effective date of this restatement, a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of sixty years and completed twenty -five years of credited service; or the date on which a participant has reached the age of sixty -five years and completed ten years of credited service. Section 2.416 provides for normal retirement eligibility for hazardous duty employees, a member shall be eligible for retirement following the earlier of the date on which the participant has completed twenty years of credited service regardless of age, or the date on which the participant has reached fifty -five years and completed ten years of credited service. Mr. Riley will meet the hazardous duty criteria and begin collecting pension in April 2020. APPROPRIATION CODE AND AMOUNT: N/A USE OF RESERVE FUNDS: Page 1 City of Clearwater Printed on 12/7/2016 File Number: ID#16-2980 N/A Page 2 City of Clearwater Printed on 12/7/2016 Cover Memo City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 File Number: ID#16-2981 Agenda Date: 12/12/2016 Status: Agenda ReadyVersion: 2 File Type: Action ItemIn Control: Pension Trustees Agenda Number: 4.3 SUBJECT/RECOMMENDATION: Approve the following request of employees William Harding, Police Department, Christopher Squitieri, Police Department, and Christopher White, Police Department for a regular pension as provided by Sections 2.416 and 2.424 of the Employees’ Pension Plan. SUMMARY: William Harding, Police Officer, Police Department, was employed by the City on July 15, 2002, and his pension service credit is effective on that date. His pension will be effective November 1, 2016. Based on an average salary of approximately $71,663.95 over the past five years, the formula for computing regular pensions and Mr. Harding’s selection of the Life Annuity, this pension benefit will be approximately $28,968.48 annually. Christopher Squitieri, Police Sergeant, Police Department, was employed by the City on January 17, 1990, and his pension service credit is effective on that date. His pension will be effective December 1, 2016. Based on an average salary of approximately $94,916.67 over the past five years, the formula for computing regular pensions and Mr. Squitieri’s selection of the 100% Joint and Survivor Annuity, this pension benefit will be approximately $68,707.44 annually. Christopher White, Police Sergeant, Police Department, was employed by the City on February 6, 1995, and his pension service credit is effective on that date. His pension will be effective November 1, 2016. Based on an average salary of approximately $82,952.85 over the past five years, the formula for computing regular pensions and Mr. White’s selection of the 100% Joint and Survivor Annuity, this pension benefit will be approximately $48,631.20 annually. Section 2.416 provides for normal retirement eligibility for non -hazardous duty employees hired prior to the effective date of this reinstatement (January 1, 2013), a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of fifty-five years and completed twenty years of credited service; the date on which a participant has reached age sixty -five years and completed ten years of credited service; or the date on which a member has completed thirty years of service regardless of age. For non-hazardous duty employees hired on or after the effective date of this restatement, a member shall be eligible for retirement following the earlier of the date on which a participant has reached the age of sixty years and completed twenty -five years of credited service; or the date on which a participant has reached the age of sixty -five years and completed ten years of Page 1 City of Clearwater Printed on 12/7/2016 File Number: ID#16-2981 credited service. Section 2.416 provides for normal retirement eligibility for hazardous duty employees, a member shall be eligible for retirement following the earlier of the date on which the participant has completed twenty years of credited service regardless of age, or the date on which the participant has reached fifty -five years and completed ten years of credited service. Mr. Harding, Mr. Squitieri and Mr. White have met the hazardous duty criteria. APPROPRIATION CODE AND AMOUNT: N/A USE OF RESERVE FUNDS: N/A Page 2 City of Clearwater Printed on 12/7/2016 Cover Memo City of Clearwater City Hall 112 S. Osceola Avenue Clearwater, FL 33756 File Number: ID#16-3064 Agenda Date: 12/12/2016 Status: Agenda ReadyVersion: 1 File Type: Action ItemIn Control: Pension Trustees Agenda Number: 4.4 SUBJECT/RECOMMENDATION: Award a contract for pension plan actuarial services for the five-year period ending December 31, 2021 to Gabriel, Roeder, Smith and Company for a not-to-exceed amount of $165,850 and authorize the appropriate officials to execute same. SUMMARY: Annually, the pension plan requires an actuarial valuation of the plan to determine the City ’s funding contribution, as well as annual benefit statements to be provided to all employees participating in the plan. In addition, a separate actuarial valuation is required annually for financial reporting per Governmental Accounting Standards Board (GASB) requirements. The State of Florida also requires separate annual reporting from the actuary per Chapter 112.664 Florida Statutes. Finally, the pension plan ordinance requires an actuarial “experience study” at least every six years, analyzing the mortality, service, and compensation experience to determine whether related actuarial assumptions require adjustment. Request for Proposal (RFP) 50-16 was issued in September 2016, with proposals received in October. The RFP selection committee consisting of the HR Director, HR Manager, Finance Director, Finance Assistant Director, and the Senior Pension Payroll Analyst, unanimously chose Gabriel, Roeder, Smith & Company (GRS) from the five respondents for pension plan actuarial services. GRS has been the actuary for the pension plan since January 2010. The annual fee for the actuarial valuation for funding purposes, along with employee benefit statements, will be $18,500. The annual fee for the actuarial valuation for GASB -required financial reporting purposes is $5,500. The fee for annual reporting required per Chapter 112.664 Florida Statutes will be $3,000. Finally, the experience study fee is $22,500. Subsequent fees will be adjusted annually for inflation, not to exceed 3% annually. As needed, additional services will be provided per various hourly rates provided in the agreement fee schedule, to be adjusted annually. APPROPRIATION CODE AND AMOUNT: Funds are available in cost code 646-07410-530100-585-000-0000 to fund this agreement. Page 1 City of Clearwater Printed on 12/7/2016 Purchasing Office 100 S Myrtle Ave Clearwater FL 33756-5520 PO Box 4748, 33758-4748 727-562-4633 Tel v 9/2014 REQUEST FOR PROPOSALS #50-16 Actuarial and Related Services September 15, 2016 NOTICE IS HEREBY GIVEN that sealed proposals will be received by the City of Clearwater (City) until 10:00 AM, Local Time, October 20, 2016 to provide Actuarial and Related Services. Brief Description: The City administers a defined benefit pension plan that requires annual actuarial services for both funding and financial reporting purposes, in compliance with Governmental Accounting Standards Board (GASB) and State of Florida reporting requirements. Additionally, the City has other post-employment benefits (OPEB) that require actuarial services and similar compliance with GASB and State of Florida reporting requirements, as applicable. The City also requires related services to include the preparation of annual employee benefit statements and other actuarial services and advice on a project or fee per hour basis as-needed. Proposals must be in accordance with the provisions, specifications and instructions set forth herein and will be received by Purchasing until the above noted time, when they will be publicly acknowledged and accepted. Proposal packets, any attachments and addenda are available for download at www.myclearwater.com. Please read the entire solicitation package and submit the proposal in accordance with the instructions. This document (less this invitation and the instructions) and any required response documents, attachments, and submissions will constitute the proposal. Questions concerning this solicitation should be directed, IN WRITING, to the following contact: General, Process or Technical Questions: Alyce Benge, CPPO, C.P.M. Purchasing Manager Finance Department Alyce.Benge@myclearwater.com INSTRUCTIONS Actuarial and Related Services 2 RFP #50-16 i.1 VENDOR QUESTIONS: All questions regarding the contents of this solicitation, and solicitation process (including requests for ADA accommodations), shall be directed solely to the P urchasing Manager listed on Page 1. Questions should be submitted in writing via letter, fax or email. Questions received less than seven (7) calendar days prior to the due date and time may be answered at the discretion of the City. i.2 ADDENDA/CLARIFICATIONS: Any changes to the specifications will be in the form of an addendum. Addenda are posted on the City website and mailed to those who register on the City website when downloading solicitations no less than seven (7) days prior to the Due Date. Vendors are cautioned to check the Purchasing Website for addenda and clarifications prior to submitting their proposal. The City cannot be held responsible if a vendor fails to receive any addenda issued. The City shall not be responsible for any oral changes to these specifications made by any employees or officer of the City. Failure to acknowledge receipt of an addendum may result in disqualification of a proposal. i.3 VENDOR CONFERENCE / SITE VISIT: Yes No Mandatory Attendance: Yes No If so designated above, attendance is mandatory as a condition of submitting a proposal. The conference/site visit provides interested parties an opportunity to discuss the City's ne eds, inspect the site and ask questions. During any site visit you must fully acquaint yourself with the conditions as they exist and the character of the operations to be conducted under the resulting contract. i.4 DUE DATE & TIME FOR SUBMISSION AND OPENING: Date: October 20, 2016 Time: 10:00 AM (Local Time) The City will open all proposals properly and timely submitted, and will record the names and other information specified by law and rule. All proposals become the property of the City and will not be returned except in the case of a late submission. Respondent names, as read at the bid opening, will be posted on the City website. Once a notice of intent to award is posted or 30 days from day of opening elapses, whichever occurs earlier, proposals are available for inspection by contacting Purchasing. i.5 PROPOSAL FIRM TIME: 90 Days from Opening Proposal shall remain firm and unaltered after opening for the number of days shown above. The City may accept the proposal, subject to successful contract negotiations, at any time during this time. i.6 PROPOSAL SECURITY: Yes $ 0.00 No If so designated above, a proposal security in the amount specified must be submitted with the proposal. The security may be submitted in any one of the following forms: an executed surety bond issued by a firm licensed and registered to transact such business with the State of Florida; cash; certified check, or cashier's check payable to the City of Clearwater (personal or company checks are not acceptable); certificate of deposit or any other form of deposit issued by a financial institution and acceptable to the City. Such proposal security shall be forfeited to the City of Clearwater should the proposer selected fail to execute a contract when requested. PERFORMANCE SECURITY: Yes $ 0.00 No If required herein, the Contractor, simultaneously with the execution of the Contract, will be required to furnish a performance security. The security may be submitted in one -year increments and in any one of the following forms: an executed surety bond issued by a firm licensed and registered to transact such business with the State of Florida; cash; certified check, cashier's check or money order payable to the City of Clearwater (personal and company checks are not acceptable); certificate of deposit or any other form of deposit issued by a financial institution and acceptable to the City. If the Contractor fails or refuses to fully comply with the terms and INSTRUCTIONS Actuarial and Related Services 3 RFP #50-16 conditions of the contract, the City shall have the right to use all or such part of said security as may be necessary to reimburse the City for loss sustained by reason of such breach. The balance of said security, if any, will be returned to Contractor upon the expiration or terminati on of the contract. i.7 SUBMIT PROPOSALS TO: Use label at the end of this solicitation package City of Clearwater Attn: Purchasing 100 S Myrtle Ave, 3rd Fl, Clearwater FL 33756-5520 or PO Box 4748, Clearwater FL 33758-4748 Proposals will be received at this address. Proposers may mail or hand-deliver proposals; e-mail or fax submissions will not be accepted. No responsibility will attach to the City of Clearwater, its employees or agents for premature opening of a proposal that is not properly addressed and identified. i.8 LATE PROPOSALS. The proposer assumes responsibility for having the proposal delivered on time at the place specified. All proposals received after the date and time specified shall not be considered and will be returned unopened to the proposer. The proposer assumes the risk of any delay in the mail or in handling of the mail by employees of the City of Clearwater, or any private courier, regardless whether sent by mail or by means of personal delivery. It shall not be sufficient to show that you mailed or commenced delivery before the due date and time. All times are Clearwater, Florida local times. The proposer agrees to accept the time stamp in the City Purchasing Office as the official time. i.9 LOBBYING PROHIBITION. The purpose of this prohibition is to preserve the integrity of the procurement process. Any communication regarding this solicitation for the purpose of influencing the process or the award, between any person or affiliates seeking an award from this solicitation and the City, including but not limited to the City Council, employees, and consultants hired to assist in the solicitation, is prohibited. This prohibition is imposed from the time of the first public notice of the solicitation until the City cancels the solicitation, rejects all responses, awards a contract or otherwise takes action which ends the solicitation process. This section shall not prohibit public comment at any City Council meeting, study session or Council committee meeting. This prohibition shall not apply to vendor-initiated communication with the contact(s) identified in the solicitation or City-initiated communications for the purposes of conducting the procurement including but not limited to pre-bid conferences, clarification of responses, presentations if provided in the solicitation, requests for Best and Final Proposals, contract negotiations, protest/appeal resolution, or surveying non-responsive vendors. Violations of this provision shall be reported to the Purchasing Manager. Persons violating this prohibition may be subject to a warning letter, rejection of their response depending on the nature of the violation, and/or debarment of the proposer as provided in Clearwater’s Purchasing Policy and Procedures, Section 27. i.10 COMMENCEMENT OF WORK. If proposer begins any billable work prior to the City’s final approval and execution of the contract, proposer does so at its own risk. i.11 RESPONSIBILITY TO READ AND UNDERSTAND. Failure to read, examine and understand the solicitation will not excuse any failure to comply with the requirements of the solicitation or any resulting contract, nor shall such failure be a basis for claiming additional compensation. If a vendor suspects an error, omission or discrepancy in this solicitation, the vendor must immediately and in any case not later than seven (7) business days in advance of the due date notify the contact on page one (1). The City is not responsible for and will not pay any costs associated with the preparation and submission of the proposal. Proposers are cautioned to verify their proposals before submission, as amendments to or withdrawal of proposals submitted INSTRUCTIONS Actuarial and Related Services 4 RFP #50-16 after time specified for opening of proposals may not be considered. The City will not be responsible for any proposer errors or omissions. i.12 FORM AND CONTENT OF PROPOSALS. Unless otherwise instructed or allowed, proposals shall be submitted on the forms provided. An original and the designated number of copies of each proposal are required. Proposals, including modifications, must be submitted in ink, typed, or printed form and signed by an authorized representative. Please line through and initial rather than erase changes. If the proposal is not properly signed or if any changes are not initialed, it may be considered non-responsive. In the event of a disparity between the unit price and the extended price, the unit price shall prevail unless obviously in error , as determined by the City. The City may require that an electronic copy of the proposal be submitted. The proposal must provide all information requested and must address all points. The City does not encourage exceptions. The City is not required to grant exceptions and depending on the exception, the City may reject the proposal. i.13 SPECIFICATIONS. Technical specifications define the minimum acceptable standard. When the specification calls for “Brand Name or Equal,” the brand name product is acceptable. Other products will be considered upon showing the other product meets stated specifications and is equivalent to the brand product in terms of quality, performance and desired characteristics. Minor differences that do not affect the suitability of the supply or service for the City’s needs ma y be accepted. Burden of proof that the product meets the minimum standards or is equal to the brand name product is on the proposer. The City reserves the right to reject proposals that the City deems unacceptable. i.14 MODIFICATION / WITHDRAWAL OF PROPOSAL. Written requests to modify or withdraw the proposal received by the City prior to the scheduled opening time will be accepted and will be corrected after opening. No oral requests will be allowed. Requests must be addressed and labeled in the same manner as the proposal and marked as a MODIFICATION or WITHDRAWAL of the proposal. Requests for withdrawal after the bid opening will only be granted upon proof of undue hardship and may result in the forfeiture of any proposal security. Any withdrawal after the bid opening shall be allowed solely at the City’s discretion. i.15 DEBARMENT DISCLOSURE. If the vendor submitting a proposal has been debarred, suspended, or otherwise lawfully precluded from participating in any public procurement activity, including being disapproved as a subcontractor with any federal, state, or local government, or if any such preclusion from participation from any public procurement activity is currently pending, the proposer shall include a letter with its proposal identifying the name and address of the governmental unit, the effective date of this suspension or debarment, the duration of the suspension or debarment, and the relevant circumstances relating to the suspension or debarment. If suspension or debarment is currently pending, a detailed description of all relevant circumstances including the details enumerated above must be provided. A proposal from a proposer who is currently debarred, suspended or otherwise lawfully prohibited from any public procurement activity may be rejected. i.16 RESERVATIONS. The City reserves the right to reject any or all proposals or any part thereof; to rebid the solicitation; to reject non-responsive or non-responsible proposals; to reject unbalanced proposals; to reject proposals where the terms, prices, and/or awards are conditioned upon another event; to reject individual proposals for failure to meet any requirement; to award by item, part or portion of an item, group of items, or total; to make multiple awards; to waive minor irregularities, defects, omissions, technicalities or form errors in any proposal. The City may seek clarification of the proposal from proposer at any time, and failure to respond is cause for rejection. Submission of a proposal confers on proposer no right to an award or to a subsequent contract. The City is responsible to make an award that is in the best interest of the City. All decisions on compliance, evaluation, terms and conditions shall be made solely at the City’s discretion and made to favor the City. No binding contract will exist between the proposer and the City until the City executes a written contract or purchase order. i.17 OFFICIAL SOLICITATION DOCUMENT. Changes to the solicitation document made by a INSTRUCTIONS Actuarial and Related Services 5 RFP #50-16 proposer may not be acknowledged or accepted by the City. Award or execution of a contract does not constitute acceptance of a changed term, condition or specification unless specifically acknowledged and agreed to by the City. The copy maintained and published by the City shall be the official solicitation document. i.18 COPYING OF PROPOSALS. Proposer hereby grants the City permission to copy all parts of its proposal, including without limitation any documents and/or materials copyrighted by the proposer. The City’s right to copy shall be for internal use in evaluating the proposal. i.19 CONTRACTOR ETHICS. It is the intention of the City to promote courtesy, fairness, impartiality, integrity, service, professionalism, economy, and government by law in the Procurement process. The responsibility for implementing this policy rests with each individual who participates in the Procurement process, including Respondents and Contractors. To achieve this purpose, it is essential that Respondents and Contractors doing business with the City also observe the ethical standards prescribed herein. It shall be a breach of ethical standards to: a. Exert any effort to influence any City employee or agent to breach the standards of ethical conduct. b. Intentionally invoice any amount greater than provided in Contract or to invoice for Materials or Services not provided. c. Intentionally offer or provide sub-standard Materials or Services or to intentionally not comply with any term, condition, specification or other requirement of a City Contract. i.20 GIFTS. The City will accept no gifts, gratuities or advertising products from proposers or prospective proposers and affiliates. The City may request product samples from vendors for product evaluation. i.21 PROTESTS AND APPEALS. If a Respondent believes there is a mistake, impropriety, or defect in the solicitation, believes the City improperly rejected its proposal, and/or believes the selected proposal is not in the City’s best interests, the Respondent may submit a written protest. All protests and appeals are governed by the City of Clearwater Purchasing Policy and Procedures Section 18 (“Purchasing Polic y”). If there exists any discrepancy in this Section i.21 and the Purchasing Policy, the language of the Purchasing Policy controls. Protests based upon alleged mistake, impropriety, or defect in a solicitation that is apparent before the bid opening must be filed with the Purchasing Manager no later than five (5) business days before Bid Opening. Protests that only become apparent af ter the Bid Opening must be filed within the earlier of ten (10) business days of the alleged violation of the applicable purchasing ordinance. The complete protest procedure can be obtained by contacting Purchasing. ADDRESS PROTESTS TO: Alyce Benge, CPPO, C.P.M. Purchasing Manager 100 So Myrtle Ave, 3rd Fl Clearwater FL 33756-5520 or PO Box 4748 Clearwater FL 33758-4748 INSTRUCTIONS – EVALUATION Actuarial and Related Services 6 RFP #50-16 i.22 EVALUATION PROCESS. Proposals will be reviewed by a screening committee comprised of City employees. The City staff may or may not initiate discussions with proposers for clarification purposes. Clarification is not an opportunity to change the proposal. Proposers shall not initiate discussions with any City employee or official. i.23 CRITERIA FOR EVALUATION AND AWARD. The City evaluates four (4) categories of information: responsiveness, responsibility, the technical proposal and price. All proposals must meet the following responsiveness and responsibility criteria. a) Responsiveness. The City will determine whether the proposal complies with the instructions for submitting proposals including completeness of proposal which encompasses the inclusion of all required attachments and submissions. The City mu st reject any proposals that are submitted late. Failure to meet other requirements may result in rejection. b) Responsibility. The City will determine whether the proposer is one with whom it can or should do business. Factors that the City may evaluate to determine "responsibility" include, but are not limited to: excessively high or low priced proposals, past performance, references (including those found outside the proposal), compliance with applicable laws, proposer's record of performance and integrity- e.g. has the proposer been delinquent or unfaithful to any contract with the City, whether the proposer is qualified legally to contract with the City, financial stability and the perceived ability to perform completely as specified. A proposer must at all times have financial resources sufficient, in the opinion of the City, to ensure performance of the contract and must provide proof upon request. City staff may also use Dun & Bradstreet and/or any generally available industry information. T he City reserves the right to inspect and review proposer’s facilities, equipment and personnel and those of any identified subcontractors. The City will determine whether any failure to supply information, or the quality of the information, will result in rejection. c) Technical Proposal. The City will determine how well proposals meet its requirements in terms of the response to the specifications and how well the offer addresses the needs of the project. The City will rank offers using a point ranking system (unless otherwise specified) as an aid in conducting the evaluation. d) If less than (3) responsive proposals are received, at the City’s sole discretion, the proposals may be evaluated using simple comparative analysis instead of any announced meth od of evaluation, subject to meeting administrative and responsibility requirements. For this RFP, the criteria that will be evaluated and their relative weights are: Evaluation Criteria (proposal format reference) Points Qualifications and Experience of the Firm (Tab 2) 35 Qualifications of Personnel (Tab 3) 20 Proposers approach, methodology, and timeline for providing Services (Tab 4) 15 Familiarity with GASB and State of Florida reporting requirements (Tab 5) 15 Costs for Services (Tab 7) 10 References (Tab 6) 5 i.24 SHORT-LISTING. The City at its sole discretion may create a short-list of the highest scored proposals based on a preliminary evaluation against the evaluation criteria. Only those short - listed proposers would be invited to give presentations and/or interviews. Upon conclusion of any presentations/interviews, the City will finalize the scoring against the evaluation criteria. i.25 PRESENTATIONS/INTERVIEWS. The proposer must provide a formal presentation/interview on-site at a City location upon request. INSTRUCTIONS – EVALUATION Actuarial and Related Services 7 RFP #50-16 i.26 BEST & FINAL OFFERS. The City may request best & final offers if deemed necessary, and will determine the scope and subject of any best & final request. However, the proposer should not expect that the City will ask for best & f inals. Therefore, proposer should submit their best offer based on the terms and conditions set forth in this solicitation. i.27 COST JUSTIFICATION. In the event only one response is received, the City may require that the proposer submit a cost proposal in sufficient detail for the City to perform a cost/price analysis to determine if the proposal price is fair and reasonable. i.28 CONTRACT NEGOTIATIONS AND ACCEPTANCE. Proposer must be prepared for the City to accept the proposal as submitted. If proposer fails to sign all documents necessary to successfully execute the final contract within a reasonable time as specified, or negotiations do not result in an acceptable agreement, the City may reject proposal or revoke the award, and may begin negotiations with another proposer. Final contract terms must be approved or signed by the appropriately authorized City official(s). No binding contract will exist between the proposer and the City until the City executes a written contract or purchase order. i.29 NOTICE OF INTENT TO AWARD. Notices of the City’s intent to award a Contract are posted to Purchasing’s website. It is the proposer’s responsibility to check the City of Clearwater’s Purchasing website at www.myclearwater.com/cityprojects/ to view relevant RFP information and notices. i.30 RFP TIMELINE. Dates are tentative and subject to change. Release RFP: September 15, 2016 Advertise Tampa Bay Times: September 17, 2016 Responses due: October 20, 2016 Review proposals: Oct 20 – Oct 28, 2016 Presentations (if requested): week of November 7, 2016 Award recommendation: November 10, 2016 Council authorization: December 15, 2016 Contract begins: January 1, 2017 TERMS AND CONDITIONS Actuarial and Related Services 8 RFP #50-16 S.1 DEFINITIONS. Uses of the following terms are interchangeable as referenced: “vendor, contractor, supplier, proposer, company, parties, persons”, “purchase order, PO, contract, agreement”, “city, Clearwater, agency, requestor, parties”, “bid, proposal, response, quote”. S.2 INDEPENDENT CONTRACTOR. It is expressly understood that the relationship of Contractor to the City will be that of an independent contractor. Contractor and all persons employed by Contractor, either directly or indirectly, are Contractor’s employees, not City employees. Accordingly, Contractor and Contractor’s employees are not entitled to any benefits provided to City employees including, but not limited to, health benefits, enrollment in a retirement system, paid time off or other rights afforded City employees. Contractor employees will not be regarded as City employees or agents for any purpose, including the payment of unemployment or workers’ compensation. If any Contractor employees or subcontractors assert a claim for wages or other employment benefits against the City, Contractor will defend, indemnify and hold harmless the City from all such claims. S.3 SUBCONTRACTING. Contractor may not subcontract work under this Agreement without the express written permission of the City. If Contractor has received authorization to subcontract work, it is agreed that all subcontractors performing work under the Agreement must comply with its provisions. Further, all agreements between Contractor and its subcontractors must provide that the terms and conditions of this Agreement be incorporated therein. S.4 ASSIGNMENT. This Agreement may not be assigned either in whole or in part without first receiving the City’s written consent. Any attempted assignment, either in whole or in part, without such consent will be null and void and in such event the City will have the right at its option to terminate the Agreement. No granting of consent to any assignment will relieve Contractor from any of its obligations and liabilities under the Agreement. S.5 SUCCESSORS AND ASSIGNS, BINDING EFFECT. This Agreement will be binding upon and inure to the benefit of the parties and their respective permitted successors and assigns. S.6 NO THIRD PARTY BENEFICIARIES. This Agreement is intended for the exclusive benefit of the parties. Nothing set forth in this Agreement is intended to create, or will create, any benefits, rights, or responsibilities in any third parties. S.7 NON- EXCLUSIVITY. The City, in its sole discretion, reserves the right to request the materials or services set forth herein from other sources when deemed necessary and appropriate. No exclusive rights are encompassed through this Agreement. S.8 AMENDMENTS. There will be no oral changes to this Agreement. This Agreement can only be modified in a writing signed by both parties. No charge for extra work or material will be allowed unless approved in writing, in advance, by the City and Contractor. S.9 TIME OF THE ESSENCE. Time is of the essence to the performance of the parties’ obligations under this Agreement. S.10 COMPLIANCE WITH APPLICABLE LAWS. a. General. Contractor must procure all permits and licenses, and pay all charges and fees necessary and incidental to the lawful conduct of business. Contractor must stay fully informed of existing and future federal, state, and local laws, ordinances, and regulations that in any manner affect the fulfillment of this Agreement and must comply with the same at its own expense. Contractor bears full responsibility for training, safety, and providing necessary equipment for all Contractor personnel to achieve throughout the term of the Agreement. Upon request, Contractor will demonstrate to the City's satisfaction any programs, procedures, and other activities used to ensure compliance. b. Drug-Free Workplace. Contractor is hereby advised that the City has adopted a policy establishing a drug-free workplace for itself and those doing business with the City to ensure the safety and health of all persons working on City contracts and projects. Contractor will require a drug-free workplace for all Contractor personnel working under this Agreement. Specifically, all Contractor personnel who are working under this Agreement must be notified TERMS AND CONDITIONS Actuarial and Related Services 9 RFP #50-16 in writing by Contractor that they are prohibited from the manufacture, distribution, dispensation, possession, or unlawful use of a controlled substance in the workplace. Contractor agrees to prohibit the use of intoxicating substances by all Contractor personnel, and will ensure that Contractor personnel do not use or possess illegal drugs while in the course of performing their duties. c. Federal and State Immigration Laws. Contractor agrees to comply with the Immigration Reform and Control Act of 1986 (IRCA) in performance under this Agreement and to permit the City and its agents to inspect applicable personnel records to verify such compliance as permitted by law. Contractor will ensure and keep appropriate records to demonstrate that all Contractor personnel have a legal right to live and work in the United States. (i) As applicable to Contractor, under this provision, Contractor hereby warrants to the City that Contractor and each of its subcontractors will comply with, and are contractually obligated to comply with, all federal immigration laws and regulations that relate to their employees (hereinafter “Contractor Immigration Warranty”). (ii) A breach of the Contractor Immigration Warranty will constitute as a material breach of this Agreement and will subject Contractor to penalties up to and including termination of this Agreement at the sole discretion of the City. (iii) The City retains the legal right to inspect the papers of all Contractor personnel who provide services under this Agreement to ensure that Contractor or its subcontractors are complying with the Contractor Immigration Warranty. Contractor agrees to assist the City in regard to any such inspections. (iv) The City may, at its sole discretion, conduct random verification of the employment records of Contractor and any subcontractor to ensure compliance with the Contractor Immigration Warranty. Contractor agrees to assist the City in regard to any random verification performed. (v) Neither Contractor nor any subcontractor will be deemed to have materially breached the Contractor Immigration Warranty if Contractor or subcontractor establishes that it has complied with the employment verification provisions prescribed by Sections 274A and 274B of the Federal Immigration and Nationality Act. d. Nondiscrimination. Contractor represents and warrants that it does not discriminate against any employee or applicant for employment or person to whom it provides services because of race, color, religion, sex, national origin, or disability, and repr esents and warrants that it complies with all applicable federal, state, and local laws and executive orders regarding employment. Contractor and Contractor’s personnel will comply with applicable provisions of Title VII of the U.S. Civil Rights Act of 1964, as amended, Section 504 of the Federal Rehabilitation Act, the Americans with Disabilities Act (42 U.S.C. § 12101 et seq.), and applicable rules in performance under this Agreement. S.11 SALES/USE TAX, OTHER TAXES. a. Contractor is responsible for the payment of all taxes including federal, state, and local taxes related to or arising out of Contractor’s services under this Agreement, including by way of illustration but not limitation, federal and state income tax, Social Security tax, unemployment insurance taxes, and any other taxes or business license fees as required. If any taxing authority should deem Contractor or Contractor employees an employee of the City, or should otherwise claim the City is liable for the payment of taxes that are Contractor’s responsibility under this Agreement, Contractor will indemnify the City for any tax liability, interest, and penalties imposed upon the City. b. The City is exempt from paying state and local sales/use taxes and certain federal excise taxes and will furnish an exemption certificate upon request. TERMS AND CONDITIONS Actuarial and Related Services 10 RFP #50-16 S.12 AMOUNTS DUE THE CITY. Contractor must be current and remain current in all obligations due to the City during the performance of services under the Agreement. Payments to Contractor may be offset by any delinquent amounts due the City or fees and charges owed to the City. S.13 OPENNESS OF PROCUREMENT PROCESS. Written competitive proposals, replies, oral presentations, meetings where vendors answer questions, other submissions, correspondence, and all records made thereof, as well as negotiations or meetings where negotiation strategies are discussed, conducted pursuant to this RFP, shall be handled in compliance with Chapters 119 and 286, Florida Statutes. Proposals or replies received by the City pursuant to this RFP are exempt from public disclosure until such time that the City provides notice of an intended decision or until 30 days after opening the proposals, whichever is earlier. If the City rejects all proposals or replies pursuant to this RFP and provides notice of its intent to reissue the RFP, then the rejected proposals or replies remain exempt from public disclosure until such time that the City provides notice of an intended decision concerning the reissued RFP or until the City withdraws the reissued RFP. A proposal or reply shall not be exempt from public disclosure longer than 12 months after the initial City notice rejecting all proposals or replies. Oral presentations, meetings where vendors answer questions, or meetings convened by City staff to discuss negotiation strategies, if any, shall be closed to the public (and other proposers) in compliance with Chapter 286 Florida Statutes. A complete recording shall be made of such closed meeting. The recoding of, and any records presented at, the exempt meeting shall be available to the public when the City provides notice of an intended decision or until 30 days after opening proposals or final replies, whichever occurs first. If the City reject s all proposals or replies pursuant to this RFP and provides notice of its intent to reissue the RFP, then the recording and any records presented at the exempt meeting remain exempt from public disclosure until such time that the City provides notice of an intended decision concerning the reissued RFP or until the City withdraws the reissued RFP. A recording and any records presented at an exempt meeting shall not be exempt from public disclosure longer than 12 months after the initial City notice rejecting all proposals or replies. In addition to all other contract requirements as provided by law, the contractor executing this agreement agrees to comply with public records law. IF THE CONTRACTOR HAS QUESTIONS REGARDING THE APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO THE CONTRACTOR’S DUTY TO PROVIDE PUBLIC RECORDS RELATING TO THIS CONTRACT, CONTACT THE CUSTODIAN OF PUBLIC RECORDS, Rosemarie Call, phone: 727-562-4092 or Rosemarie.Call@myclearwater.com, 112 S. Osceola Ave., Clearwater, FL 33756. The contractor’s agreement to comply with public records law applies specifically to: a) Keep and maintain public records required by the City of Clearwater (hereinafter “public agency”) to perform the service being provided by the contractor hereunder. b) Upon request from the public agency’s custodian of public records, provide the public agency with a copy of the requested records or allow the records to be inspected or copied within a reasonable tim e at a cost that does not exceed the cost provided for in Chapter 119, Florida Statutes, as may be amended from time to time, or as otherwise provided by law. c) Ensure that the public records that are exempt or confidential and exempt from public records disclosure requirements are not disclosed except as authorized by law for the duration of the contract term and following completion of the contract if the contractor does not transfer the records to the public agency. TERMS AND CONDITIONS Actuarial and Related Services 11 RFP #50-16 d) Upon completion of the contract, transfer, at no cost, to the public agency all public records in possession of the contractor or keep and maintain public records required by the public agency to perform the service. If the contractor transfers all public records to the public agency upon completion of the contract, the contractor shall destroy any duplicate public records that are exempt or confidential and exempt from public records disclosure requirements. If the contractor keeps and maintains public records upon completion of the contract, the contractor shall meet all applicable requirements for retaining public records. All records stored electronically must be provided to the public agency, upon request from the public agency’s custodian of public records, in a format that is compatible with the information technology systems of the public agency. e) A request to inspect or copy public records relating to a public agency’s contract for services must be made directly to the public agency. If the public agency does not possess the requested records, the public agency shall immediately notify the contrac tor of the request and the contractor must provide the records to the public agency or allow the records to be inspected or copied within a reasonable time. f) The contractor hereby acknowledges and agrees that if the contractor does not comply with the public agency’s request for records, the public agency shall enforce the contract provisions in accordance with the contract. g) A contractor who fails to provide the public records to the public agency within a reasonable time may be subject to penalties under Section 119.10, Florida Statutes. h) If a civil action is filed against a contractor to compel production of public records relating to a public agency’s contract for services, the court shall assess and award against the contractor the reasonable costs of enforcement, including reasonable attorney fees, if: 1. The court determines that the contractor unlawfully refused to comply with the public records request within a reasonable time; and 2. At least eight (8) business days before filing the action, the plaintiff provided written notice of the public records request, including a statement that the contractor has not complied with the request, to the public agency and to the contractor. i) A notice complies with subparagraph (h)2. if it is sent to the public agency’s custodian of public records and to the contractor at the contractor’s address listed on its contract with the public agency or to the contractor’s registered agent. Such notices must be sent by common carrier delivery service or by registered, Global Express Guaranteed, or certified mail, with postage or shipping paid by the sender and with evidence of delivery, which may be in an electronic format. A contractor who complies with a public records request within 8 business days after the noti ce is sent is not liable for the reasonable costs of enforcement. S.14 AUDITS AND RECORDS. Contractor must preserve the records related to this Agreement for five (5) years after completion of the Agreement. The City or its authorized agent reserves the right to inspect any records related to the performance of work specified herein. In addition, the City may inspect any and all payroll, billing or other relevant records kept by Contractor in relation to the Agreement. Contractor will permit such inspections and audits during normal business hours and upon reasonable notice by the City. The audit of records may occur at Contractor’s place of business or at City offices, as determined by the City. S.15 BACKGROUND CHECK. The City may conduct criminal, driver history, and all other requested background checks of Contractor personnel who would perform services under the Agreement or who will have access to the City’s information, data, or facilities in accordance with the City’s TERMS AND CONDITIONS Actuarial and Related Services 12 RFP #50-16 current background check policies. An y officer, employee, or agent that fails the background check must be replaced immediately for any reasonable cause not prohibited by law. S.16 SECURITY CLEARANCE AND REMOVAL OF CONTRACTOR PERSONNEL. The City will have final authority, based on security reas ons: (i) to determine when security clearance of Contractor personnel is required; (ii) to determine the nature of the security clearance, up to and including fingerprinting Contractor personnel; and (iii) to determine whether or not any individual or entity may provide services under this Agreement. If the City objects to any Contractor personnel for any reasonable cause not prohibited by law, then Contractor will, upon notice from the City, remove any such individual from performance of services under this Agreement. S.17 DEFAULT. a. A party will be in default if that party: (i) Is or becomes insolvent or is a party to any voluntary bankruptcy or receivership proceeding, makes an assignment for a creditor, or there is any similar action that affects Contractor’s capability to perform under the Agreement; (ii) Is the subject of a petition for involuntary bankruptcy not removed within sixty (60) calendar days; (iii) Conducts business in an unethical manner or in an illegal manner; or (iv) Fails to carry out any term, promise, or condition of the Agreement. b. Contractor will be in default of this Agreement if Contractor is debarred from participating in City procurements and solicitations in accordance with Section 27 of the City’s Purchasing and Procedures Manual. c. Notice and Opportunity to Cure. In the event a party is in default then the other party may, at its option and at any time, provide written notice to the defaulting party of the default. The defaulting party will have thirty (30) days from receipt of the notice to cure the default; the thirty (30) day cure period may be extended by mutual agreement of the parties, but no cure period may exceed ninety (90) days. A default notice will be deemed to be sufficient if it is reasonably calculated to provide notice of the nature and extent of such default. Failure of the non-defaulting party to provide notice of the default does not waive any rights under the Agreement. d. Anticipatory Repudiation. Whenever the City in good faith has reason to question Contractor’s intent or ability to perform, the City may demand that Contractor give a written assurance of its intent and ability to perform. In the event that the demand is made and no written assurance is given within five (5) calendar days, the C ity may treat this failure as an anticipatory repudiation of the Agreement. S.18 REMEDIES. The remedies set forth in this Agreement are not exclusive. Election of one remedy will not preclude the use of other remedies. In the event of default: a. The non-defaulting party may terminate the Agreement, and the termination will be effective immediately or at such other date as specified by the terminating party. b. The City may purchase the services required under the Agreement from the open market, complete required work itself, or have it completed at the expense of Contractor. If the cost of obtaining substitute services exceeds the contract price, the City may recover the excess cost by: (i) requiring immediate reimbursement to the City; (ii) deduction from an unpaid balance due to Contractor; (iii) collection against the proposal and/or performance security, if any; (iv) collection against liquidated damages (if applicable); or (v) a combination of the aforementioned remedies or other remedies as provided by law. Costs includes any and all, fees, and expenses incurred in obtaining substitute services and expended in obtaining reimbursement, including, but not limited to, administrative expenses, attorneys’ fees, and costs. TERMS AND CONDITIONS Actuarial and Related Services 13 RFP #50-16 c. The non-defaulting party will have all other rights granted under this Agreement and all rights at law or in equity that may be available to it. d. Neither party will be liable for incidental, special, or consequential damages. S.19 CONTINUATION DURING DISPUTES. Contractor agrees that during any dispute between the parties, Contractor will continue to perform its obligations until the dispute is settled, instructed to cease performance by the City, enjoined or prohibited by judicial action, or otherwise required or obligated to cease performance by other provisions in this Agreement. S.20 TERMINATION FOR CONVENIENCE. The City reserves the right to terminate this Agreement in part or in whole upon thirty (30) calendar days’ written notice. S.21 CONFLICT OF INTEREST F.S. Section 112. Pursuant to F.S. Section 112, the City may cancel this Agreement after its execution, without penalty or further obligation, if any person significantly involved in initiating, securing, drafting, or creating the Agreement for the City becomes an employee or agent of Contractor. S.22 TERMINATION FOR NON-APPROPRIATION AND MODIFICATION FOR BUDGETARY CONSTRAINT. The City is a governmental agency which relies upon the appropriation of funds by its governing body to satisfy its obligations. If the City reasonably determines that it does not have funds to meet its obligations under this Agreement, the City will have the right to terminate the Agreement without penalty on the last day of the fiscal period for which funds were legally available. In the event of such termination, the City agrees to provide written notice of its intent to terminate thirty (30) calendar days prior to the stated termination date. S.23 PAYMENT TO CONTRACTOR UPON TERMINATION. Upon termination of this Agreement, Contractor will be entitled only to payment for those services performed up to the date of termination, and any authorized expenses already incurred up to such date of termination. The City will make final payment within thirty (30) calendar days after the City has both completed its appraisal of the materials and services provided and received Contractor’s properly prepared final invoice. S.24 NON-WAIVER OF RIGHTS. There will be no waiver of any provision of this agreement unless approved in writing and signed by the waiving party. Failure or delay to exercise any rights or remedies provided herein or by law or in equity, or the acceptance of, or payment for, any services hereunder, will not release the other party of any of the warranties or other obligations of the Agreement and will not be deemed a waiver of any such rights or remedies. S.25 INDEMNIFICATION/LIABILITY. a. To the fullest extent permitted by law, Contractor agrees to defend, indemnify, and hold the City, its officers, agents, and employees, harmless from and against any and all liabilities, demands, claims, suits, losses, damages, causes of action, fines or judgments, including costs, attorneys’, witnesses’, and expert witnesses’ fees, and expenses incident thereto, relating to, arising out of, or resulting from: (i) the services provided by Contractor personnel under this Agreement; (ii) any negligent acts, errors, mistakes or omissions by Cont ractor or Contractor personnel; and (iii) Contractor or Contractor personnel’s failure to comply with or fulfill the obligations established by this Agreement. b. Contractor will update the City during the course of the litigation to timely notify the City of any issues that may involve the independent negligence of the City that is not covered by this indemnification. c. The City assumes no liability for actions of Contractor and will not indemnify or hold Contractor or any third party harmless for claims based on this Agreement or use of Contractor-provided supplies or services. S.26 WARRANTY. Contractor warrants that the services and materials will conform to the requirements of the Agreement. Additionally, Contractor warrants that all services will be performed in a good, workman-like and professional manner. The City’s acceptance of service or materials provided by Contractor will not relieve Contractor from its obligations under this TERMS AND CONDITIONS Actuarial and Related Services 14 RFP #50-16 warranty. If any materials or services are of a substandard or unsatisfactory manner as determined by the City, Contractor, at no additional charge to the City, will provide materials or redo such services until in accordance with this Agreement and to the City’s reasonable satisfaction. Unless otherwise agreed, Contractor warrants that materials will be new, unused, of most current manufacture and not discontinued, will be free of defects in materials and workmanship, will be provided in accordance with manufacturer's standard warranty for at least one (1) year unless otherwise specified, and will perform in accordance with manufacturer's published specifications. S.27 THE CITY’S RIGHT TO RECOVER AGAINST THIRD PARTIES. Contractor will do nothing to prejudice the City’s right to recover against third parties for any loss, destruction, or damage to City property, and will at the City’s request and expense, furnish to the City reasonable assistance and cooperation, including assistance in the prosecution or defense of suit and the execution of instruments of assignment in favor of the City in obtaining recovery. S.28 NO GUARANTEE OF WORK. Contractor acknowledges and agrees that it is not entitled to deliver any specific amount of materials or services or any materials or services at all under this Agreement and acknowledges and agrees that the materials or services will be requested by the City on an as needed basis at the sole discretion of the City. Any document referencing quantities or performance frequencies represent the City's best estimate of current requirements, but will not bind the City to purchase, accept, or pay for materials or services which exceed its actual needs. S.29 OWNERSHIP. All deliverables, services, and information provided by Contractor or the City pursuant to this Agreement (whether electronically or manually generated) in cluding without limitation, reports, test plans, and survey results, graphics, and technical tables, originally prepared in the performance of this Agreement, are the property of the City and will not be used or released by Contractor or any other person except with prior written permission by the City. S.30 USE OF NAME. Contractor will not use the name of the City of Clearwater in any advertising or publicity without obtaining the prior written consent of the City. S.31 PROHIBITED ACTS. Pursuant to Florida Constitution Article II Section 8, a current or former public officer or employee within the last two (2) years shall not represent another organization before the City on any matter for which the officer or employee was directly concerned and personally participated in during their service or employment or over which they had a substantial or material administrative discretion. S.32 FOB DESTINATION FREIGHT PREPAID AND ALLOWED. All deliveries will be FOB destination freight prepaid and allowed unless otherwise agreed. S.33 RISK OF LOSS. Contractor agrees to bear all risks of loss, injury, or destruction of goods or equipment incidental to providing these services and such loss, injury, or destruction will not release Contractor from any obligation hereunder. S.34 SAFEGUARDING CITY PROPERTY. Contractor will be responsible for any damage to City real property or damage or loss of City personal property when such property is the responsibility of or in the custody of Contractor or its employees. S.35 WARRANTY OF RIGHTS. Contractor warrants it has title to, or the right to allow the City to use, the materials and services being provided and that the City may use same without suit, trouble or hindrance from Contractor or third parties. S.36 PROPRIETARY RIGHTS INDEMNIFICATION. Without limiting the foregoing, Contractor will without limitation, at its expense defend the City against all claims asserted by any person that anything provided by Contractor infringes a patent, copyright, trade secret or other intellectual property right and must, without limitation, pay the costs, damages and attorneys' fees awarded against the City in any such action, or pay any settlement of such action or claim. Each party agrees to notify the other promptly of any matters to which this provision may ap ply and to cooperate with each other in connection with such defense or settlement. If a preliminary or final TERMS AND CONDITIONS Actuarial and Related Services 15 RFP #50-16 judgment is obtained against the City’s use or operation of the items provided by Contractor hereunder or any part thereof by reason of any alleged infringement, Contractor will, at its expense and without limitation, either: (a) modify the item so that it becomes non-infringing; (b) procure for the City the right to continue to use the item; (c) substitute for the infringing item other item(s) having at least equivalent capability; or (d) refund to the City an amount equal to the price paid, less reasonable usage, from the time of installation acceptance through cessation of use, which amount will be calculated on a useful life not less than five (5) years, plus any additional costs the City may incur to acquire substitute supplies or services. S.37 CONTRACT ADMINISTRATION. The contract will be administered by the Purchasing Department and/or an authorized representative from the using department. All questions regarding the contract will be referred to the Purchasing Department for resolution. Supplements may be written to the contract for the addition or deletion of services. S.38 FORCE MAJEURE. Failure by either party to perform its duties and obligations will be excused by unforeseeable circumstances beyond its reasonable control, including acts of nature, acts of the public enemy, riots, fire, explosion, legislation, and governmental regulation. The party whose performance is so affected will within five (5) calendar days of the unforeseeable circumstance notify the other party of all pertinent facts and identify the force majeure event. The party whose performance is so affected must also take all reasonable steps, promptly and diligently, to prevent such causes if it is feasible to do so, or to minimize or eliminate the effect thereof. The delivery or performance date will be extended for a period equal to the time lost by reason of delay, plus such additional time as may be reasonably necessary to overcome the effect of the delay, provided however, under no circumstances will delays caused by a force majeure extend beyond one hundred-twenty (120) calendar days from the scheduled delivery or completion date of a task unless agreed upon by the parties. S.39 COOPERATIVE USE OF CONTRACT. The City has entered into various cooperative purchasing agreements with other Florida government agencies, including the Tampa Bay Area Purchasing Cooperative. Under a Cooperative Purchasing Agreement, any contract may be extended for use by other municipalities, school districts and government agenci es with the approval of Contractor. Any such usage by other entities must be in accordance with the statutes, codes, ordinances, charter and/or procurement rules and regulations of the respective government agency. Orders placed by other agencies and paym ent thereof will be the sole responsibility of that agency. The City is not responsible for any disputes arising out of transactions made by others. S.40 FUEL CHARGES AND PRICE INCREASES. No fuel surcharges will be accepted. No price increases will be accepted without proper request by Contractor and response by the City’s Purchasing Division. S.41 NOTICES. All notices to be given pursuant to this Agreement must be delivered to the parties at their respective addresses. Notices may be (i) personally deliv ered; (ii) sent via certified or registered mail, postage prepaid; (iii) sent via overnight courier; or (iv) sent via facsimile. If provided by personal delivery, receipt will be deemed effective upon delivery. If sent via certified or registered mail, receipt will be deemed effective three (3) calendar days after being deposited in the United States mail. If sent via overnight courier or facsimile, receipt will be deemed effective two (2) calendar days after the sending thereof. S.42 GOVERNING LAW, VENUE. This Agreement is governed by the laws of the State of Florida. The exclusive venue selected for any proceeding or suit in law or equity arising from or incident to this Agreement will be Pinellas County, Florida. S.43 INTEGRATION CLAUSE. This Agreement, including all attachments and exhibits hereto, supersede all prior oral or written agreements, if any, between the parties and constitute s the entire agreement between the parties with respect to the work to be performed. S.44 PROVISIONS REQUIRED BY LAW. Any provision required by law to be in this Agreement is a part of this Agreement as if fully stated in it. TERMS AND CONDITIONS Actuarial and Related Services 16 RFP #50-16 S.45 SEVERABILITY. If any provision of this Agreement is declared void or unenforceable, such provision will be severed from this Agreement, which will otherwise remain in full force and effect. The parties will negotiate diligently in good faith for such amendment(s) of this Agreement as may be necessary to achieve the original intent of this Agreement, notwithstanding such invalidity or unenforceability. S.46 SURVIVING PROVISIONS. Notwithstanding any completion, termination, or other expiration of this Agreement, all provisions which, by the terms of reasonable interpretation thereof, set forth rights and obligations that extend beyond completion, termination, or other expiration of this Agreement, will survive and remain in full force and effect. Except as specifically provided in this Agreement, completion, termination, or other expiration of this Agreement will not release any party from any liability or obligation arising prior to the date of termination. DETAILED SPECIFICATIONS Actuarial and Related Services 17 RFP #50-16 1. INTRODUCTION. The City of Clearwater (City) is located on the West Coast of Florida in the Tampa Bay region. It is the third largest city in the region with an estimated population of 110,000 residents. The City of Clearwater is also a major tourist destination – Clearwater Beach was recently rated #1 U.S. Beach by TripAdvisor, previously named “Florida’s Best Beach Town 2013” by USA Today, and was on the “Top Ten List of Best Beaches from Maine to Hawaii”. The City of Clearwater is home to the Philadelphia Phillies Spring Training and Clearwater Threshers Minor League Baseball and hosts several sports tournaments through the year that attract visitors from across the country. Clearwater is home for Winter the Dolphin and the Clearwater Marine Aquarium. Winter’s story has made it all the way to Hollywood in the motion pictures” Dolphin Tale” and “Dolphin Tale 2”, both filmed here in Clearwater. 2. BACKGROUND AND PROJECT GOAL. The City of Clearwater (City) is requesting proposals from qualified firms of actuarial consultants interested in providing actuarial and other related services to the City. The City is seeking these services for both funding and financial reporting for the City of Clearwater Employees’ Pension Plan (Plan) as well as for the City’s other post- employment benefit (OPEB) services. The Plan is a single-employer, self-administered defined benefit pension plan for eligible City employees. The Plan is included as a fiduciary fund in the City’s Comprehensive Annual Financial Report (September 30 fiscal year-end) and does not have separately issued financial statements. Public safety members contribute 10% of their earnings on a pre-tax basis, while all other members contribute 8%. The City contributes the balance required per th e actuarial valuation, but the pension plan ordinance requires a minimum City/employer contribution of 7% of covered salaries and wages regardless of the actuarial funding requirement. The Plan has differing benefits for public safety versus other employees, as well as a two-tier structure resulting from pension reform changes implemented January 1, 2013. Additional detailed information on the Plan can be found in the attached Appendixes A thru E, as well in the City’s CAFR and other documents available on the City’s website: http://www.myclearwater.com/gov/depts/finance/index.asp The City has a liability for other post-employment benefits due to the inclusion of retirees in the City’s group health insurance and life insurance plans. The health insurance OPEB benefit is the “implicit” subsidy only, due to the inclusion of retirees in the group plan per state law. The City would prefer alternating biannual OPEB actuarial valuations and biannual “roll-forwards” when appropriate. The City would prefer to use the same actuary for both the pension plan and OPEB but will award to separate firms if in the City’s best interests. 3. SCOPE OF WORK – ACTUARIAL AND RELATED SERVICES. Annually: 1) Prepare and provide actuarial valuation report for the Plan for funding purposes as of January 1st by April 1st annually. Twelve hard copies and one electronic PDF version are to be provided. 2) Provide information to satisfy GASB 67/68 accounting and financial reporting requirements, using the current fiscal year-end as the measurement date for current year reporting, and using data from the most recent January 1st actuarial valuation. This information is to be provided by February 1st annually. Timeliness of this information is critical given the use of current fiscal year-end for the measurement date. One electronic PDF version is to be provided. 3) Provide disclosure reports to satisfy requirements of Chapter 112.664 Florida Statutes by May 15th annually. One electronic PDF version is to be provided. 4) Prepare and provide individual employee benefit statements by May 31 st annually. The benefit statements, to be distributed to employees, should include such information as projected plan benefits, employee contributions, accrued plan benefits, date of 100% vesting, etc. Statements are to be provided electronically in PDF for mat. DETAILED SPECIFICATIONS Actuarial and Related Services 18 RFP #50-16 5) Prepare and provide “Actuarial Confirmation of the Use of State Moneys” per State of Florida Division of Retirement requirements per provisions of sections 175.351 and 185.35, Florida Statutes, as amended by Chapter 99.1, Laws of Florida. To be provided by March 15th annually. Annually and/or biannually: 1) Prepare and provide actuarial valuation reports for Other Post-Employment Benefits (OPEB) as of January 1 for fiscal year ending September 30 , annually or biannually, to be delivered by December 31st annually. One electronic PDF version is to be provided. 2) As appropriate, prepare and provide biannual actuarial roll-forward reports for OPEB using the prior year OPEB valuation report. The roll-forward will be performed on the same basis as the regular actuarial valuation and must also be delivered to the City by December 31st annually. One electronic PDF version is to be provided. Related services: 1) Prepare and provide an experience study to evaluate current actuarial assumptions and methods used by the Plan and recommend changes as appropriate, including the financial effect of proposed changes. One experience study is expected for the five year term of this agreement. 2) Provide pension buy-back calculations, responses to inquiries from the State of Florid a Division of Retirement, and other actuarial advice and calculations as requested. 4. MINIMUM QUALIFICATIONS. Interested firms must demonstrate five (5) years experience providing actuarial services to public entities in the United States. 5. INSURANCE REQUIREMENTS. The Vendor shall, at its own cost and expense, acquire and maintain (and cause any subcontractors, representatives or agents to acquire and maintain) during the term with the City, sufficient insurance to adequately protect the respective int erest of the parties. Coverage shall be obtained with a carrier having an AM Best Rating of A -VII or better. In addition, the City has the right to review the Contractor’s deductible or self -insured retention and to require that it be reduced or eliminated. Specifically the Vendor must carry the following minimum types and amounts of insurance on an occurrence basis or in the case of coverage that cannot be obtained on an occurrence basis, then coverage can be obtained on a claims-made basis with a minimum three (3) year tail following the termination or expiration of this Agreement: a. Commercial General Liability Insurance coverage, including but not limited to, premises operations, products/completed operations, products liability, contractual liability, advertising injury, personal injury, death, and property damage in the minimum amount of $1,000,000 (one million dollars) per occurrence and $2,000,000 (two million dollars) general aggregate. b. Commercial Automobile Liability Insurance coverage for any owned, non-owned, hired or borrowed automobile is required in the minimum amount of $1,000,000 (one million dollars) combined single limit. c. Professional Liability/Malpractice/Errors or Omissions Insurance coverage appropriate for the type of business engaged in by the Respondent with minimum limits of $1,000,000 (one million dollars) per occurrence and $2,000,000 (two million dollars) aggregate. If a claims made form of coverage is provided, the retroactive date of coverage shall be no later than the inception date of claims made coverage, unless the prior policy was extended indefinitely to cover prior acts. Coverage shall be extended beyond the policy year either by a supplemental extended reporting period (SERP) of as great a duration as available, and with no less coverage and with reinstated aggregate limits, or by requiring that any new policy provide a retroactive date no later than the inception date of claims made coverage. d. Unless waived by the State of Florida and proof of waiver is provided to the City, statutory Workers’ Compensation Insurance coverage in accordance with the laws of the State of DETAILED SPECIFICATIONS Actuarial and Related Services 19 RFP #50-16 Florida, and Employer’s Liability Insurance in the minimum amount of $500,000 (five hundred thousand dollars) each employee each accident, $500,000 (five hundred thousand dollars) each employee by disease, and $500,000 (five hundred thousand dollars) disease policy limit. Coverage should include Voluntary Compensation, Jones Act, and U.S. Longshoremen’s and Harbor Worker’s Act coverage where applicable. Coverage must be applicable to employees, contractors, subcontractors, and volunteers, if any. The above insurance limits may be achieved by a combination of primary and umbrella/excess liability policies. Other Insurance Provisions. a. Prior to the execution of this Agreement, and then annually upon the anniversary date(s) of the insurance policy’s renewal date(s) for as long as this Agreement remains in effect, the Vendor will furnish the City with a Certificate of Insurance(s) (using a ppropriate ACORD certificate, SIGNED by the Issuer, and with applicable endorsements) evidencing all of the coverage set forth above and naming the City as an “Additional Insured” on the Commercial General Liability Insurance and on the Commercial Automobile Liability Insurance. In addition when requested in writing from the City, Vendor will provide the City with certified copies of all applicable policies. The address where such certificates and certified policies shall be sent or delivered is as follows: City of Clearwater Attn: Purchasing Department, RFP #50-16 P.O. Box 4748 Clearwater, FL 33758-4748 b. Vendor shall provide thirty (30) days written notice of any cancellation, non-renewal, termination, material change or reduction in coverage. c. Vendor’s insurance as outlined above shall be primary and non-contributory coverage for Vendor’s negligence. d. Vendor reserves the right to appoint legal counsel to provide for the Vendor’s defense, for any and all claims that may arise related to Agreement, wor k performed under this Agreement, or to Vendor’s design, equipment, or service. Vendor agrees that the City shall not be liable to reimburse Vendor for any legal fees or costs as a result of Vendor providing its defense as contemplated herein. The stipulated limits of coverage above shall not be construed as a limitation of any potential liability to the City, and City’s failure to request evidence of this insurance shall not be construed as a waiver of Vendor’s (or any contractors’, subcontractors’, representatives’ or agents’) obligation to provide the insurance coverage specified. MILESTONES Actuarial and Related Services 20 RFP #50-16 1. ANTICIPATED BEGINNING AND END DATE OF INITIAL TERM . January 1, 2017 through December 31, 2021 2. EXTENSION. The City reserves the right to extend the term of this contract, provided however, that the City shall give written notice of its intentions to extend this contract no later than thirty (30) days prior to the expiration date of the contract. 3. PRICES. All pricing shall be firm for the five-year term except where otherwise provided by the specifications, and include all transportation, insurance and warranty costs. The City shall not be invoiced at prices higher than those stated in any contract resulting from this proposal. a. The Contractor certifies that the prices offered are no higher than the lowest price the Contractor charges other buyers for similar quantities under similar conditions. The Contractor further agrees that any reductions in the price of the goods or servic es covered by this proposal and occurring after award will apply to the undelivered balance. The Contractor shall promptly notify the City of such price reductions. b. No fuel surcharges will be accepted. RESPONSE ELEMENTS Actuarial and Related Services 21 RFP #50-16 1. PROPOSAL SUBMISSION - Submit one (1) signed original proposal with five (5) copies of the proposal and one (1) electronic format copy in a sealed container. 2. PROPOSAL FORMAT (the following should be included and referenced with index tabs) Table of Contents: Identify contents by tab and page number TAB 1 - Letter of Transmittal. A brief letter of transmittal should be submitted that includes the following information: 1. The proposer’s understanding of the work to be performed. 2. A positive commitment to perform the service within the time period specified. 3. The names of key persons, representatives, project managers who will be the main contacts for the City regarding this project. TAB 2 – Qualifications and Experience of the Firm. A statement of qualifications, abilities, experience and expertise in providing the requested services: A description of what qualifies your company, financial and otherwise, to provide the City with these services for the required period of time, provide appropriate staffing, provide necessary resources; and show a history of demonstrated competence: 1. Indicate size of firm, organizational structure, location of management, and charter authorization and licenses to do business in the State of Florida 2. Describe resources available to your firm and expertise in the governmental field 3. Describe specific experience providing actuarial services to pension plans and governmental units. Please include your most recent clients within the State of Florida, including names, addresses, contact persons with phone number; briefly describe the services performed for these clients 4. Overview of any current litigation your firm is a party to. TAB 3 – Qualifications of Personnel. The following information should be included: Provide resumes of the personnel who would be directly involved in performing actuarial services for the City and the pension plan, including: 1. Formal and supplemental education, certifications, and licenses if applicable 2. Experience in performing actuarial services including pension plan and governmental clients 3. Membership in professional organizations TAB 4 – Approach, Methodology, and Timeline. The following information should be included: a. Proposed approach and methodology for gathering of data and completion of the valuation b. Proposed timeline including all significant milestones TAB 5 – Familiarity with GASB and State of Florida reporting requirements . Please demonstrate your understanding of all applicable GASB and State of Florida reporting requirements for the pension plan and the City. TAB 6 – References. Provide four (4) complete references for which similar services are currently provided, preferably governmental clients and pension plans in the State of Florida. Include the name of entity, contact person’s names, phone numbers, e-mail addresses, mailing addresses, types of services provided, and dates these services were provided. RESPONSE ELEMENTS Actuarial and Related Services 22 RFP #50-16 TAB 7 - Contract and Compensation – Fee Proposal. 1. Provide the firm’s proposed fee schedule for the outlined services, including whether fee is on a project basis or hourly basis, the estimated number of hours and total cost, and any other costs which would be reasonably expected to occur as a result of the contract performance. If applicable, provide projected hourly c ost increases for years two (2) through (5) of the contract. Costs should be quoted on each service as follows: a. Annual pension plan actuarial valuation for funding purposes b. Annual pension plan actuarial report for fiscal year-end financial reporting purposes, including all applicable GASB and State of Florida annual reporting requirements c. Annual reporting requirements per Chapter 112.664 Florida Statutes. d. Annual and/or biannual postemployment benefits actuarial valuation e. Annual employee benefit statements f. Any other annual fees per scope of services g. Experience study – anticipated to be completed for the five (5) years ended either 12/31/16 or 12/31/17 h. Consultation to City staff on actuarial related issues (hourly rate) as requested TAB 8 - Other Forms. The following forms should be completed and submitted with proposal: 1. Exceptions/Additional Materials/Addenda form 2. Vendor Information form 3. Offer and Acceptance form 4. W-9 Form. All responses shall include a fully completed, most current W-9 form. (http://www.irs.gov/pub/irs-pdf/fw9.pdf) EXCEPTIONS / ADDITIONAL MATERIAL / ADDENDA Actuarial and Related Services 23 RFP #50-16 Proposers shall indicate any and all exceptions taken to the provisions or specifications in this solicitation document. Exceptions that surface elsewhere and that do not also appear under this section shall be considered invalid and void and of no contractual significance. Exceptions (mark one): **Special Note – Any material exceptions taken to the City’s Terms and Conditions may render a Proposal non-responsive. No exceptions Exceptions taken (describe--attach additional pages if needed) Additional Materials submitted (mark one): No additional materials have been included with this proposal Additional Materials attached (describe--attach additional pages if needed) Acknowledgement of addenda issued for this solicitation: Prior to submitting a response to this solicitation, it is the vendor’s responsibility to confirm if any add enda have been issued. Addenda Number Initial to acknowledge receipt Vendor Name Date: VENDOR INFORMATION Actuarial and Related Services 24 RFP #50-16 Company Legal/Corporate Name: Doing Business As (if different than above): Address: City: State: Zip: - Phone: Fax: E-Mail Address: Website: DUNS # Remit to Address (if different than above): Order from Address (if different from above): Address: Address: City: State: Zip: City: State: Zip: Contact for Questions about this proposal: Name: Fax: Phone: E-Mail Address: Day-to-Day Project Contact (if awarded): Name: Fax: Phone: E-Mail Address: Certified Small Business Certifying Agency: Certified Minority, Woman or Disadvantaged Business Enterprise Certifying Agency: VENDOR CERTIFICATION OF OFFER Actuarial and Related Services 25 RFP #50-16 By signing and submitting this Proposal, the Vendor certifies that: a) It is under no legal prohibition to contract with the City of Clearwater. b) It has read, understands, and is in compliance with the specifications, terms and conditions stated herein, as well as its attachments, and any referenced documents. c) It has no known, undisclosed conflicts of interest. d) The prices offered were independently developed without consultation or collusion with any of the other respondents or potential respondents or any other anti -competitive practices. e) No offer of gifts, payments or other consideration were made to any City employee, officer, elected official, or consultant who has or may have had a role in the procurement process for the services and or goods/materials covered by this contract. f) It understands the City of Clearwater may copy all parts of this response, including without limitation any documents and/or materials copyrighted by the respondent, for internal use in evaluating respondent’s offer, or in response to a public records request under Florida’s public records law (F.S. 119) or other applicable law, subpoena, or other judicial process. g) Respondent hereby warrants to the City that the respondent and each of its subcontractors (“Subcontractors”) will comply with, and are contractually obligated to comply with, all Federal Immigration laws and regulations that relate to their employees. h) Respondent certifies that they are not in violation of section 6(j) of the Federal Export Administration Act and not debarred by any Federal or public agency. i) It will provide the materials or services specified in compliance with all Federal, State, an d Local Statutes and Rules if awarded by the City. j) It is current in all obligations due to the City. k) It will accept such terms and conditions in a resulting contract if awarded by the City. l) The signatory is an officer or duly authorized agent of the respon dent with full power and authority to submit binding offers for the goods or services as specified herein. ACCEPTED AND AGREED TO: Company Name: Signature: Printed Name: Title: Date: MAILING LABEL CUT ALONG THE LINE AND AFFIX TO THE FRONT OF YOUR BID CONTAINER Actuarial and Related Services 26 RFP #50-16 --------------------------------------------------------------------------------- For US Mail ------------------------------------------------------------------------------ SEALED PROPOSAL Submitted by: Company Name: Address: City, State, Zip: RFP #50-16, Actuarial and Related Services Due Date: October 20, 2016, at 10:00 A.M. City of Clearwater Attn: Purchasing PO Box 4748 Clearwater FL 33758-4748 --------------------------------------------------------------------------------- For US Mail ------------------------------------------------------------------------------ ---------------------------------------------- For Hand Deliveries, FEDEX, UPS or Other Courier Services ------------------------------------------------ SEALED PROPOSAL Submitted by: Company Name: Address: City, State, Zip: RFP #50-16, Actuarial and Related Services Due Date: October 20, 2016, at 10:00 A.M. City of Clearwater Attn: Purchasing 100 S Myrtle Ave 3rd Fl Clearwater FL 33756-5520 ---------------------------------------------- For Hand Deliveries, FEDEX, UPS or Other Courier Services ------------------------------------------------ Exhibit A – Scope of Work SCOPE OF WORK – ACTUARIAL AND RELATED SERVICES. Annually: 1) Prepare and provide actuarial valuation report for the Plan for funding purposes as of January 1st by April 1st annually. Twelve hard copies and one electronic PDF version are to be provided. 2) Provide information to satisfy GASB 67/68 accounting and financial reporting requirements, using the current fiscal year-end as the measurement date for current year reporting, and using data from the most recent January 1st actuarial valuation. This information is to be provided by February 1st annually. Timeliness of this information is critical given the use of current fiscal year-end for the measurement date. One electronic PDF version is to be provided. 3) Provide disclosure reports to satisfy requirements of Chapter 112.664 Florida Statutes by May 15th annually. One electronic PDF version is to be provided. 4) Prepare and provide individual employee benefit statements by May 31st annually. The benefit statements, to be distributed to employees, should include such information as projected plan benefits, employee contributions, accrued plan benefits, date of 100% vesting, etc. Statements are to be provided electronically in PDF format. 5) Prepare and provide “Actuarial Confirmation of the Use of State Moneys” per State of Florida Division of Retirement requirements per provisions of sections 175.351 and 185.35, Florida Statutes, as amended by Chapter 99.1, Laws of Florida. To be provided by March 15th annually. Related services: 1) Prepare and provide an experience study to evaluate current actuarial assumptions and methods used by the Plan and recommend changes as appropriate, including the financial effect of proposed changes. One experience study is expected during the five year term of this agreement. 2) Provide pension buy-back calculations, responses to inquiries from the State of Florida Division of Retirement, and other actuarial advice and calculations as requested. Exhibit B - Fee Schedule Annual Pension Plan Actuarial Valuation for Funding Purposes, including annual employee benefit statements and attendance at the April Pension Trustees' meeting to present results *:18,500$ Annual Pension Plan Actuarial Report for Fiscal Year-End Financial Reporting Purposes, including all applicable GASB and State of Florida annual reporting requirements:5,500$ Annual Reporting Requirements per Chapter 112.664 Florida Statutes:3,000$ Five-Year Experience Study including separate analysis of the experience for hazardous versus non-hazardous members:22,500$ Actuarial Impact Statements, Studies, and Other Calculations, as requested:Hourly Rates** Standard Hourly Rates $354 - $454 $278 - $332 $220 - $272 $172 - $202 $126 - $140 * The fees for actuarial valuations are applicable for 2017. Fees for subsequent actuarial valuations will be increased by the change in the CPI-U index from December of one year to December of the next year, not to exceed 3% per year. ** The hourly rates are applicable through June 2017. The rates are updated annualy each July 1st, generally to reflect inflation and changes in the cost of overhead. Based on current inflation forecasts, these rates are not expected to increase by more than 3% annually for the term of the contract. Senior Actuarial Analyst Actuarial Analyst Administrative Assistant City of Clearwater Employees' Pension Plan Fee Schedule For Actuarial Services - Gabriel Roeder Smith & Company Title Senior Consultant Consultant Exhibit C – Exceptions to Terms and Conditions Gabriel Roeder Smith & Company Agreement - Exceptions relating to the Terms and Conditions Addition to S.13 re Public Records: j) The City understands, acknowledges and agrees that (i) GRS is providing services which cannot be performed by the City and (ii) subject to Chapter 119, Florida Statutes, internal work papers, proprietary information, source code, and software may not be public records. Addition to S.20 Termination for Convenience: GRS may also cancel the contract with 30 days written notice to the City for any of the following reasons: 1) the City, the Board, or one or more plan participants or beneficiaries, or the State has filed a lawsuit against GRS in a matter related to the City, its par ticipants, or its beneficiaries, 2) a member of the City’s Pension Board or Staff has been found guilty of criminal or civil breach of fiduciary responsibility or other severe wrongdoing with respect to the City or GRS, or 3) a member of the City or Staff demands that GRS take actions deemed by GRS Management to be unethical or illegal. GRS may otherwise cancel the contract upon giving 90 days written notice to the City. Revision to S.25 Indemnification/Liability, section a: a. GRS agrees to indemnify the City for the actual amount of all direct losses the City suffers due to gross negligence, error, or willful misconduct on the part of GRS in performing the services hereunder in an amount not to exceed $1,000,000. In the event of disputes, both parties to this contract agree to waive their right to a jury trial and that any claims or dispute arising out of this agreement, will be submitted to mandatory binding arbitration before an arbitrator in good standing with the American Arbitration Association. The City must notify GRS of any lawsuit, complaint, or other situation for which indemnification may be sought within six (6) months of the date the City is notified of the matter. The City agrees to indemnify, defend and hold harmless GRS for third party claims to the extent that such third party claims would cause the aggregate damages to exceed $1,000,000 and the claims are found to result from the sole negligence of the City, its governing body, or its employees . This indemnification shall not be construed to be an indemnification for the acts or omissions of third parties, independent contractors or third party agents of the City. This indemnification shall not be construed as a waiver of the City’s sovereign immunity, and shall be interpreted as limi ted to only such traditional liabilities for which the City could be liable under the common law interpreting the limited waiver of sovereign immunity. Any claims against the City must comply with the procedures found in §768.28, Florida Statues. In order to comply with the requirements of §129.06, Florida Statutes, and Article VII, section 10 of the Florida Constitution, the value of this indemnification is limited to the lesser of the amount payable by either party under the substantive provisions of this Agreement, or the limitations of §768.28, Florida Statutes. In addition, this indemnification shall be construed to limit recovery by the indemnified party against the City to only those damages caused by City’s sole negligence, and specifically not in clude any attorney’s fees or costs associated therewith. Furthermore, the City shall indemnify GRS against third party derivative lawsuits, to the extent that such lawsuits result in a judgment payable to the City. In no event will GRS be liable to the City for any indirect, incidental, special, consequential, exemplary or reliance damages (including, without limitation, lost business opportunities or lost sales or profits) arising out of GRS’ services to the City, regardless of whether GRS is advised of the likelihood of such damages. Additional Section Requested… Third Party Dealings: Except as may be required by law or legal process, GRS will not provide information related to the City to third parties except with the permission of, and under the spec ific direction of, the City. By giving such direction and permission, the City agrees to indemnify, defend, and hold harmless GRS, or to require such third party to indemnify GRS, with respect to any such third party’s use of GRS work products. GRS shall not review any third party work product except under the specific written direction of the City to do so, and only for reasonable compensation. Such review if undertaken shall be limited to those areas in which GRS has expertise, and shall specifically exclude conclusions related to income tax, investment matters, and legal matters. SERVICES AGREEMENT THIS AGREEMENT, entered into this __________ day of ___________, 2016 by and between the CITY OF CLEARWATER, a Florida municipal corporation, hereinafter referred to as “City, “ P.O. Box 4748, Clearwater, Florida 33758 and Gabriel, Roeder, Smith & Company, a Florida corporation, hereinafter referred to as “GRS,” 1 East Broward Blvd, Suite 505, Ft Lauderdale, Florida 33301. WHEREAS, the City administers a defined benefit pension plan that requires annual actuarial services for both f unding and financial reporting purposes, in compliance with Governmental Accounting Standards Board (GASB) and State of Florida reporting requirements; and the City requires related services to include the preparation of annual employee benefit statements and other actuarial services and advice on a project or fee per hour basis as needed; and WHEREAS, GRS agrees to provide such required actuarial and related services; NOW THEREFORE, in consideration of the promises stated herein, the City and GRS mutually agree as follows: 1. SCOPE OF PROJECT. GRS agrees to provide actuarial and related services under the terms and conditions set forth in Request for Proposal (RFP) No. 50 -16, Actuarial and Page 2 of 6 Related Services, and GRS’ response dated October 18, 2016, includ ing agreed upon exceptions to Terms and Conditions per Exhibit C – Exceptions to Terms and Conditions, and described in attached Exhibit A – Scope of Work. 2. TIME OF PERFORMANCE. The initial Contract Term shall commence on January 1, 2017 and end December 31, 2021. 3. COMPENSATION. The City will pay GRS a sum not to exceed $165,850 as described in attached Exhibit B – Fee Schedule, inclusive of all reasonable and necessary direct expenses, if applicable. The City may, from time to time, require changes in the scope of the project of GRS to be performed hereunder. Such changes, including any increase or decrease in the amount of GRS’ compensation and changes in the terms of this Contract which are mutually agreed upon by and between City and GRS shall be effective when incorporated in written amendment to this Contract. 4. METHOD OF PAYMENT. GRS’ invoices shall be submitted to the City for approval for payment on a Net 30 basis. The City agrees to pay after approval under the terms of the Florida Prompt Payment Act F.S. 218.70. The City’s performance and obligation to pay under this Contract is contingent upon an annual appropriation of the City’s budget. 5. NOTICES AND CHANGES OF ADDRESS. Any notice required or permitted to be given by the provisions of this Page 3 of 6 Contract shall be conclusively deemed to have been received by a party hereto on the date it is hand delivered to such party at the address indicated below (or at such other address as such party shall specify to the other party in writing), or if sent by registered or certified mail (postage prepaid) on the fifth (5th) business day after the day on which such notice is mailed and properly addressed. Gabriel, Roeder, Smith & Co. City of Clearwater ___________________ Jay Ravins Name Name ___________________ Finance Director Title Title P.O. Box 4748 ___________________ Clearwater, Florida 33758 Address ___________________ 727-562-4538 Telephone # Telephone # ___________________ 727-562-4535 Facsimile # Facsimile # 6. TERMINATION OF CONTRACT. Termination by the City is pursuant to RFP No. 50 -16 Terms and Conditions as amended by agreed upon exceptions per Exhibit C – Exceptions to Terms and Conditions. 7. INDEMNIFICATION AND INSURANCE. GRS agrees to comply with all terms, provisions, and requirements contained in RFP No. 50-16, Actuarial and Other Services, as amended by Page 4 of 6 agreed upon exceptions per Exhibit C – Exceptions to Terms and Conditions, made a part hereof as if said document were fully set forth at length herein. 8. PROPRIETARY MATERIALS. Upon termination of this Contract, GRS shall transfer, assign and make available to City or its representatives all property and materials i n GRS’ possession belonging to or paid for by the City. 9. INTERESTS OF PARTIES. GRS covenants that its officers, employees and shareholders have no interest and shall not acquire any int erest, direct or indirect, which would conflict in any manner or degree with the performance and/or provision of services required under the terms and conditions of this Contract. 10. CONFORMANCE WITH LAWS. GRS agrees to comply with all applicable federal, state and local laws during the life of this Contract. 11. ATTORNEY FEES. In the event that either party seeks to enforce this Contract through attorneys at law, then the parties agree that each party shall bear its own attorney fees and costs. 12. GOVERNING LAW AND VENUE. The laws of the State of Florida shall govern this Contract, and any action brought by either party shall lie in Pinellas County, Florida. 13. PUBLIC RECORDS. Page 5 of 6 In addition to all other contract requirements as provided by law, GRS agrees to comply with public records law. GRS’s agreement to comply with public records law applies specifically to: a) Keep and maintain public records required by the City to perform the service being provided by GRS hereunder. b) Upon request from the City’s custodian of public records, provide the City with a copy of the requested records or allow the records to be inspected or copied within a reasonable time at a cost that does not exceed the cost provided for in Chapter 119, Florida Statutes, as may be amended from time to time, or as otherwise provided by law. c) Ensure that the public records that are exempt or confidential and exempt from public records disclosure requirements are not disclosed except as authorized by law for the duration of the contract term and following completion of the contract if GRS does not transfer the records to the City. d) Upon completion of the contract , transfer, at no cost, to the City all public records in possession of GRS or keep and maintain public records required by the City to perform the service. If GRS transfers all public records to the City upon completion of the contract, GRS shall destroy any duplicate public records that are exempt or confidential and exempt from public records disclosure requirements. If GRS keeps and maintains public records upon completion of the contract, GRS shall meet all applicable requirements for retaining public records. All records stored electronically must be provided to the Page 6 of 6 City, upon request from the City’s custodian of public records, in a format that is compatible with the information technology systems of the City. IN WITNESS WHEREOF, the parties hereto have executed this Contract as of the date set forth above. (If approved by Trustees) CITY OF CLEARWATER EMPLOYEES’ PENSION FUND Countersigned: By: ________________________ George N. Cretekos Chairperson Approved as to form: Attest: _______________________ ____________________________ Matthew Smith Rosemarie Call Assistant City Attorney City Clerk (NAME OF COMPANY) Attest: _______________________ By: ________________________ Print Name: _____________ Print Name: ___________________ Secretary Title: ________________________