05/12/2016 Pension Advisory Committee Meeting Minutes May 12, 2016
City of Clearwater
City Hall
112 S. Osceola Avenue
Clearwater, FL 33756
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Meeting Minutes
Thursday, May 12, 2016
9:00 AM
Council Chambers - City Hall
Pension Advisory Committee
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City of Clearwater
Pension Advisory Committee Meeting Minutes May 12, 2016
Roll Call
Present 7 - Chair Nathan Hightower, Vice Chair Tom Jensen, Committee
Member Bill Jonson, Committee Member Hoyt Hamilton, Committee
Member Laura Damico, Committee Member Greg Newland, and
Committee Member Bob Cundiff
Also Present- Stuart Kaufman —Attorney for the Committee, Joe Roseto —
Human Resources Director, Patricia O. Sullivan — Board Reporter
1. Call To Order
The Chair called the meeting to order at 9:10 a.m. at City Hall.
To provide continuity for research, items are in agenda order although not necessarily
discussed in that order.
2. Approval of Minutes
2.1 Approve minutes of April 14, 2016 Pension Advisory Committee meeting as submitted
in written summation.
Member Hamilton moved to approve minutes of April 14, 2016
Pension Advisory Committee meeting as submitted in written
summation. The motion was duly seconded and carried
unanimously.
3. Citizens to be Heard Regarding Items Not on the Agenda: None.
4. New Business Items
4.1 Recommend approval of the new hires for acceptance into the Pension Plan as listed.
Name, Job Classification, Department Pension Eligibility Date
Jenae Swann *, Recreation Leader, Parks and Recreation 04/02/2016
Ernesto Vildostegui **, Wastewater Treat. Plant Oper. Trainee, Public Utilities 04/02/2016
Marilyn John, Librarian II, Library 04/04/2016
Jason Alber, Drafting & Mapping Technician, Engineering 04/04/2016
Lisa Weber, Accounting Technician, Gas Department 04/04/2016
John San Antonio, Fleet Mechanic, General Services 04/04/2016
Kelsey Viars, Police Officer, Police Department 04/18/2016
Langston Woodie, Police Officer, Police Department 04/18/2016
Matthew Prianciani, Police Officer, Police Department 04/18/2016
Kyle McCall, Police Communications Operator Trainee, Police Department 04/18/2016
Nicholas Lawn, Economic Development Specialist, Econ. Dev & Housing 04/18/2016
Matthew Fretwell, Field Service Representative I, Customer Service 04/18/2016
Rohan Thomas, Stormwater Technician I, Engineering 04/18/2016
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Pension Advisory Committee Meeting Minutes May 12, 2016
Cody Foster, Gas Technician I, Gas Department 04/18/2016
Brett Jennings ***, Gas Technician I, Gas Department 04/18/2016
Phillip Greene, Gas Technician I, Gas Department 04/18/2016
Kyle Lantz, Systems Analyst, Information Technology 04/18/2016
Dominic Sharp ****, Solid Waste Worker, Solid Waste 04/18/2016
Dale Evans, Parks Service Technician I, Parks and Recreation 04/18/2016
* Jenae Swann was employed in a seasonal position from 05/30/2015 to 01/08/2016, and then
rehired into a part time position on 01/09/2016. She was hired into a full time full time position
on 04/02/2016 and will be eligible for pension as of 04/02/2016.
** Ernesto Vildostegui was employed in seasonal part-time positions from 03/06/2011 to
04/05/2012, 05/08/2012 to 11/30/2012, and 07/13/2015 to 11/27/2015. He was employed in a
part time position from 11/28/2015 to 04/01/2016 and then hired into a full time position on
04/02/2016. He will be eligible for pension as of 04/02/2016.
*** Brett Jennings was previously employed with the City of Clearwater. He was initially in a
temporary position from 11/23/2009 to 02/28/2010, and was then hired into a full time position
03/01/2010. He resigned effective 08/17/2012, and was rehired 04/18/2016. He is eligible for
pension as of 04/18/2016.
**** Dominic Sharp was employed in a temporary position from 02/22/2016 to 04/17/2016. He
was hired into a full time full time position on 04/18/2016 and will be eligible for pension as of
04/18/2016.
Member Jensen moved to recommend approval of the new hires for
acceptance into the Pension Plan as listed. The motion was duly
seconded and carried unanimously.
4.2 Recommend approval of the following request of employees Gary Kepner, Solid
Waste General Services Department and Shari Lepper, Human Resources
Department, to vest their pensions as provided by Section 2.419 of the Employees'
Pension Plan.
Gary Kepner, Solid Waste Supervisor I, Solid Waste General Services
Department, was employed by the City on October 13, 1997, and began
participating in the Pension Plan on that date. Mr. Kepner terminated from
City employment on April 9, 2016.
Shari Lepper, Human Resources Office Assistant, Human Resources
Department, was employed by the City on June 16, 2003, and began
participating in the Pension Plan on that date. Ms. Lepper changed status
from full-time to part-time on October 4, 2014.
The Employees' Pension Plan provides that should an employee cease to be
an employee of the City of Clearwater or change status from full-time to
part-time after completing ten or more years of creditable service (pension
participation), such employee shall acquire a vested interest in the retirement
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Pension Advisory Committee Meeting Minutes May 12, 2016
benefits. Vested pension payments commence on the first of the month
following the month in which the employee normally would have been eligible
for retirement.
Section 2.416 provides for normal retirement eligibility for non-hazardous duty
employees hired prior to the effective date of this reinstatement (1/1/13), a
member shall be eligible for retirement following the earlier of the date on
which a participant has reached the age of fifty-five (55) years and completed
twenty (20) years of credited service; the date on which a participant has
reached age sixty-five (65) years and completed ten (10) years of credited
service; or the date on which a member has completed thirty (30) years of
service regardless of age. For non-hazardous duty employees hired on or
after the effective date of this restatement, a member shall be eligible for
retirement following the earlier of the date on which a participant has reached
the age of sixty (60) years and completed twenty-five (25) years of credited
service; or the date on which a participant has reached the age of sixty-five
(65) years and completed ten (10) years of credited service. Mr. Kepner will
meet the non-hazardous duty criteria and begin collecting a pension in
November 2019. Ms. Lepper will meet the non-hazardous duty criteria and
begin collecting a pension in July 2023.
Member Hamilton moved to recommend approval of the following
request of employees Gary Kepner, Solid Waste General Services
Department and Shari Lepper, Human Resources Department, to
vest their pensions as provided by Section 2.419 of the Employees'
Pension Plan. The motion was duly seconded and carried
unanimously.
4.3 Formal hearing for Matthew Anderson request for job-connected disability pension
(Cont'd from 3/10 and 4/14/16)
Member Hamilton moved to accept into evidence additional information
submitted since April 14, 2016 re Matthew Anderson's case. The motion
was duly seconded and carried unanimously.
Attorney Joseph Corsmeier, representing Matthew Anderson, said Mr.
Anderson was so committed to becoming a Police Officer he paid his tuition
to the Police Academy. He said Mr. Anderson worked for the City of
Clearwater as a Police Officer for 10 years and was injured on the job 3 times:
1) March 4, 2009— combative drunken man started bar fight and violently
shoved Mr. Anderson into a vehicle, 2) December 10, 2011 — head-on
collision with combined speed of 90 mph, and 3) September 12, 2012—
collision from rear. He said the incidents aggravated Mr. Anderson's back,
causing him severe pain and making it impossible for him to perform his
duties as a Police Officer.
Attorney Corsmeier said Mr. Anderson sought treatment from Melanie De
Souza, M.D. for minor back pain. He said he began seeing Robert Levin,
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M.D., an experienced board certified rheumatologist, on December 26, 2012.
He said Mr. Anderson was diagnosed with AS (Ankylosing spondylitis), an
autoimmune disease. He said Dr. Levin concluded that Mr. Anderson's AS
was exacerbated or aggravated by his on-the-job injuries. He said Mr.
Anderson should be awarded a service-connected pension.
Attorney Michael Gilman, Special Counsel for the Pension Plan, deferred his
opening statement.
In response to Attorney Corsmeier's questions, Matthew Anderson reviewed
his background and stated his first treatment with Dr. De Souza was in 2008
or 2009 for back and hip pain and stiffness. He said after the 2009 bar
incident, the initial surge of adrenalin gave way to difficulty sleeping due to
acute back pain that he assumed would subside in time. He said he
eventually returned to Dr. De Souza.
Mr. Anderson said he suffered a concussion in the 2011 head-on accident
and was seen by his doctor and Workers' Compensation doctors for
substantial back and hip pain. He said he wanted to return to work as soon as
possible. He said Workers' Compensation doctors sent him to 2 rehab
centers, which indicated he should not be there, the Workers' Compensation
doctors approved his return to work. He said he continued to work with pain in
his back and hips. He said after the 2012 rear-end accident, he spent the next
year on light duty under Workers' Compensation doctors'orders while
following doctors'rehab instructions. He said he returned to duty while still
receiving treatment.
Mr. Anderson said when reviewing his medical records, the Workers'
Compensation doctors saw Dr. De Souza's notation that he might have AS.
He said he was not aware of the condition until the Workers' Compensation
doctors brought it to his attention. He did not recall Dr. De Souza discussing it
and said she had not ordered tests. He said the news scared him and he
sought a specialist, Dr. Levin concluded he had AS.
Mr. Anderson said it brought him no pride to appear before the Committee.
He said he never intended to pursue a disability pension but the doctors said
he had no choice.
In response to Attorney Gillman's questions, Mr. Anderson said while on duty
in 2009 or 2010, he swerved to avoid a drunk driver, lost control of the
vehicle, and hit a street sign. He said while off duty in February 2014, he was
rear-ended and fractured the femur above his knee. He said he had back
problems prior to this accident, which probably made them worse.
Mr. Anderson said he worked as a Police Officer from January 10, 2005 to
January 11, 2015, when he realized he could not continue doing his job. He
said he battled through pain for a long time to keep working but had difficulty
sleeping or sitting for long periods of time and could no longer run fast.
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Attorney Gillman asked why he was able to return to full duty for a year and a
half after 3 accidents and then resigned immediately after his tenth
anniversary. Mr. Anderson said when Workers' Compensation doctors
approved his return to work, he continued treatment with his personal doctors
to get the help he needed. He said he sued Workers' Compensation for
health care treatment for the injuries he sustained on duty so that he could
return to work. He said Workers' Compensation's settlement offers were
unreasonable and influenced his decision to resign.
In response to Attorney Gillman's questions, Mr. Anderson did not recall the
first time he experienced the sensation that his hip had fallen out of its socket.
He said he mentioned it during rehab treatments. He said he was not in rehab
now but continued to check in with his doctors. He said he explored
pharmacology treatment.
Mr. Anderson said after the bar fight he was treated by Dr. De Souza and had
rehab for approximately one year, missing about a week of work from time to
time due to his night shift schedule. He said he had provided his history of
pain syndrome to Dr. Levin. He said he could not wear his police belt today as
it caused him back pain. He said after 2009, the police belt hurt him
constantly.
In response to Attorney Corsmeier's questions, Mr. Anderson said before the
2009 bar fight, he had minor pain and could work without problems. He said
his pain management treatment with Ashraf Hanna MD began after the bar
fight and he was still treated by Radiologist David Wolstein, MD.
The Pension Advisory Committee recessed from 10:34 to 10:39 a.m.
In response to Committee Member questions, Mr. Anderson said he did not
recall the hip x-rays ordered in May 2008 by Dr. De Souza that found some
displaced fractures. Some of Dr. De Souza's May 27, 2008 notes were read
aloud, indicating Mr. Anderson had presented himself with hip problems, a
feeling his hip was out of the socket, intermittent back stiffness, limping once
a month or more, and complaints that the 20-pound gun belt bothered his
hips. Mr. Anderson said the way the notes were worded was a point of
contention. He said he first visited Dr. De Souza because his hips and back
had hurt for a couple of months.
Member Cundiff said he had not received all of the medical evidence.
Discussion ensued with a comment that Mr. Anderson was permanently
disabled and unable to do his job. It was questioned if the disability was job
connected as AS was diagnosed prior to the bar fight. It was noted the
lengthy report by IME (Independent Medical Exam) physician Paul Pagano
MD did not cite traumatic findings.
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Mr. Anderson said he continued working while having a hard time admitting
that he could not properly perform his job. He said he had too much fight in
him in 2012 to consider disability. He said the Workers' Compensation
process was slow, confusing, and required him to hire an attorney. He said
Workers' Compensation's final ultimatum was for him to accept a financial
settlement to cover future health care costs or battle them and lose his job.
He said he signed the agreement because he wanted medical help and to
keep his job.
Mr. Anderson said his major symptoms related to his hip joints, where the
weight of the belt caused constant pain in his lower back. He said he first
visited Dr. De Souza for pain that kept him awake at night. He said the pain
level changed from moment to moment but increased following the bar fight.
He said after treatment with Dr. Hanna, he had occasional pain if he slept
wrong or sat too long. He said the pain spiked following the head-on collision
and he began to tell his Sergeant about his pain. He said the pain tapered and
he was able to return to work, which was all he wanted to do. He said painful
radiofrequency ablation treatments provided him temporary relief but were
not covered by health insurance.
Mr. Anderson reviewed his 2014 off-duty vehicle accident and said he did not
recall why he did not mention it in the interrogatories. He said he told Dr.
Levin and Dr. Pagano about that accident. He said he was surprised to learn
he had AS following the 2012 crash.
In response to Attorney Corsmeier's questions, Mr. Anderson said the micro
fracture from the off-duty crash did not affect his back and he was able to
continue to wear his belt and do his job. He said it helped a little when he
removed some equipment from the belt.
Attorney Gillman reviewed case depositions, noting discrepancies between
doctor notes and Mr. Anderson's recollections. He said Dr. Pagano's report
recognized Mr. Anderson's pain symptoms and suffering had limited his
ability to perform his duties and evidence that symptoms would continue. He
said the report indicated symptoms predated the first industrial accident and
Mr. Anderson continued working after each accident. He said Dr. Pagano and
Dr. Levin agreed that AS was not caused by accidents, that Mr. Anderson's
AS was the major contributing cause of his disability, and there was no
evidence that Mr. Anderson was malingering.
Attorney Gillman said Dr. Levin concluded the industrial accidents
permanently exacerbated Mr. Anderson's pain symptoms, which had not
subsided. He said Dr. Levin's opinion was based on the medical history given
to him by Mr. Anderson. He said Dr. Pagano had reviewed Mr. Anderson's
medical records and concluded the industrial accidents caused temporary
flare-ups and that Mr. Anderson's symptoms were worsening due to the
natural progression of AS.
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Attorney Gillman said Dr. De Souza's 2008 notes considered that Mr.
Anderson's pain was related to bursitis or AS and referenced an increased
frequency of symptoms. He said Dr. Pagano's report indicated these two
conditions often were related and concluded Mr. Anderson had classic signs
of AS unrelated to trauma in 2009. He said Dr. Pagano's report stated that Mr.
Anderson's AS symptoms were advanced for his age group, no published
criteria concluded that trauma exacerbated AS symptoms, and he had never
seen AS symptoms accelerated by blunt trauma. Attorney Gillman said Mr.
Anderson's disability was not caused or accelerated by accidents and was
not job-connected.
Attorney Corsmeier said Dr, Levin, an experienced Rheumatologist,
continued to treat Mr. Anderson. He said Dr. Pagano, an Orthopedic
Surgeon, was not an AS specialist and spent one hour with Mr. Anderson. He
said Dr. Pagano was unfamiliar with studies cited by Dr. Levin that provided a
medical basis for his conclusion that the accidents exacerbated Mr.
Anderson's symptoms. He said Dr. De Souza had not concluded that Mr.
Anderson could not work. He cited a 2010 court case that determined that
accidents were a substantial contributing factor in accelerating symptoms. He
said in spite of Mr. Anderson's accidents, he continued to work and received
consistently good job evaluations. He said impairment ratings by Workers'
Compensation doctors were not relevant.
Attorney Gillman said two qualified physicians reached different conclusions.
He said Dr. Levin had not seen Dr. De Souza's records showing that Mr.
Anderson had exhibited AS symptoms prior to his first industrial accident. He
said Mr. Anderson had reported pain levels lower after the second vehicular
accident than before the first one. He said Dr. Hanna's records did not show
worsening pain.
Attorney Corsmeier said Mr. Anderson consistently reported his pain to
doctors.
Attorney for the Committee Stuart Kaufman reviewed related case law. He
said finding the disability was job-connected required that a preponderance of
evidence proved industrial accidents aggravated the condition. He said
committee members needed to determine which doctor they believed and
which evidence was more convincing, regardless of the volume presented.
The Pension Advisory Committee recessed from 11:46 to 11:52 a.m.
Member Damico moved that Matthew Anderson was totally and permanently
disabled. The motion was duly seconded and carried unanimously.
Discussion ensued. It was felt Dr. Pagano's arguments were stronger.
Support for a job-related disability was expressed based on Dr Levin's
opinion that industrial accidents contributed to the deterioration of Mr.
Anderson's symptoms.
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Member Hamilton moved that Matthew Anderson's disability was
job-connected and to approve a job-connected disability pension for
him. The motion was duly seconded. Members Hamilton, Newland,
Cundiff and Chair Hightower voted "Aye"; Members Jensen,
Jonson, and Damico voted "Nay." Motion carried.
Mr. Anderson was thanked for his service and offered wishes of good luck.
4.4 Informal hearing for Sarah Happs (Watson) request for job-connected disability
Attorney Kaufman said Sarah Happs (Watson), a firefighter, filed an
application for a job-connected disability pension on July 6, 2015. Ms. Happs
(Watson) sustained a back injury at work in February 2014 while lifting, and
underwent surgery for the injury on May 19, 2014. Dr. Smith performed an IME
in 2016 and concluded the disability was job-connected but not permanent.
Sarah Happs (Watson) said she changed her name last July. She said she
worked for Clearwater for almost 8 years and did not want to leave.
Member Hamilton moved to accept into evidence the entire file of records for
Sarah Happs (Watson). The motion was duly seconded and carried
unanimously.
In response to questions, Ms. Happs (Watson) said in 2012 she was treated
with injections for a work-related herniated disc injury. She said following her
February 2014 injury, she had surgery. She said when many problems
continued, the doctor terminated her physical therapy sessions.
It was noted Ms. Happs (Watson) had a functional capacity evaluation in
December 2014 and had been on light duty for more than two years. Concern
was expressed the IME report was very brief and recommended that Ms.
Happs (Watson) try to get better through physical therapy and exercise.
Ms. Happs (Watson) said she had not been assigned therapy through the City.
She said Dr. Bosch took over her case after her surgeon left the practice. She
said she could not lift 40 to 50 pounds. She said rehab had not helped and she
had a bad reaction to her last injection. She said the doctor said her only other
option was to have her discs fused.
It was stated as current evidence was insufficient to make a decision, a formal
hearing should be scheduled. It was noted the IME report said Ms. Happs'
(Watson) condition was not permanent but while the Workers' Compensation
doctor released her to return to work, restrictions on the amount of weight she
was permitted to lift disqualified her from working as a firefighter.
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Pension Advisory Committee Meeting Minutes May 12, 2016
Human Resources Director Joe Roseto said Ms. Happs (Watson) could not be
put back on the line as the imposed restrictions did not meet minimum lifting
requirements, firefighters had to perform the full range of duties.
It was stated that nothing had happened to improve Ms. Happs' (Watson)
condition, she remained on light duty, and lifting restrictions prevented her
from returning to full duty. Discussion ensued regarding job requirements for
firefighters.
Mr. Roseto said before they were certified, all firefighters faced a long
probation period that required them to pass multiple tests of their abilities.
Concern was expressed this IME was the first one seen that recommended an
independent exercise program. It was felt fusing surgery would prevent Ms.
Happs (Watson) from ever returning to work.
Mr. Roseto reviewed the IME doctor selection process. Attorney Kaufman said
the City could not require employees to undergo surgery.
Concern was expressed the IME did not indicate that Ms. Happs'(Watson)
disability was permanent.
Member Jensen moved to approve a total and permanent
job-connected disability pension for Sarah Happs (Watson). The motion
was duly seconded. Members Jensen, Jonson, Hamilton, Damico,
Newland, and Cundiff voted "Aye"; Chair Hightower voted "Nay."
Motion carried.
Ms. Happs (Watson) was thanked for her service to the City.
4.5 Informal hearing for Tammy Whitham request for job-connected disability pension
Tonya Oliver and Jason Fox, attorneys for Tammy Whitman, said Ms.
Whitham was hired by the City as a firefighter on May 6, 1998 and was placed
on light duty on April 22, 2014, following a back injury that occurred when she
was on-duty, carrying about 60 pounds.
Member Jonson moved to accept into evidence the entire file of records
for Tammy Whitman. The motion was duly seconded and carried
unanimously.
Attorney Kaufman reviewed procedures.
Member Newland moved to approve a job-connected disability
pension for Tammy Whitman and that her disability was total and
permanent. The motion was duly seconded and carried
unanimously.
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Ms. Whitman was thanked for her service to the City.
Ms. Whitman said she loved her job and would miss it.
5. Old Business Item: None.
6. Director's Report
Mr. Roseto said computers would be installed on the dais. Members will
be able to access files for future cases via the cloud.
7. Board Members to be Heard
Discussion ensued re today's hearings with a recommendation that all
future evidence be numbered with magic marker and that advocates be
advised to reference documents according to the uniform set of numbers.
Attorney Kaufman said while hearsay was admissible, members needed to
base their decisions on testimony, direct evidence, and depositions.
8. Adjourn
The meeting adjourned at 12:40 p.m.
Attest: / Chair
Pension Advisory Committee
a d Repo
City of Clearwater
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