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11/17/2003 TRUSTEES OF THE EMPLOYEES' PENSION FUND MEETING CITY OF CLEARWATER November 17, 2003 Present: Brian Aungst Chair Hoyt Hamilton Vice-Chair/Trustee Whitney Gray Trustee Frank Hibbard Trustee William C. Jonson Trustee Also Present: William B. Horne II City Manager Garry Brumback Assistant City Manager Pamela K. Akin City Attorney Richard Ebelke Assistant Human Resources Director Cynthia E. Goudeau City Clerk Brenda Moses Board Reporter The Chair called the meeting to order at 9:04 a.m. at City Hall. To provide continuity for research, items are in agenda order although not necessarily discussed in that order. 2. Approval of Minutes: October 13, 2003 Trustee Jonson moved to approve the minutes of the October 13, 2003, meeting, as recorded and submitted in written summation by the City Clerk to each Trustee. The motioncarried was duly seconded and unanimously. 3. Request for acceptance into membership: Pasquale Calabrese, Joel Conklin, Frank McCollister, Freda Dixon, Billie Kirkpatrick, Verl Emrick, John Stone, Lynne Johnson, Robert Lane, Suzanne Wakefield, Charles Thornton, Niki Cushing, Sherry Watkins, Christianna Kretschmann, Robert Reagan. Assistant Human Resources Director Richard Ebelke presented the recommendation of the PAC (Pension Advisory Committee) to approve membership for employees: Pasquale Calabrese, Joel Conklin, Frank McCollister, Freda Dixon, Billie Kirkpatrick, Verl Emrick, John Stone, Lynne Johnson, Robert Lane, Suzanne Wakefield, Charles Thornton, Niki Cushing, Sherry Watkins, Christianna Kretschmann, and Robert Reagan. Trustee Gray moved to accept the recommendation of the Pension Advisory motioncarried Committee. The was duly seconded and unanimously. 4. Regular Pension(s) to be granted: Ezekiel Taylor, John Richter, and Kenneth Emerson. Mr. Ebelke presented the recommendation of the Pension Advisory Committee that Ezekiel Taylor, John Richter, and Kenneth Emerson be granted regular pensions under Section(s) 2.393 and 2.397 of the Employees' Pension Plan as approved by the Pension Advisory Committee. Pension Trustees 2003-11-17 1 11/17/03 Ezekiel Taylor, Solid Waste Equipment Operator, Solid Waste Department, was employed by the City on September 26, 1973, and his pension service credit is effective on that date. His pension will be effective October 1, 2003. Based on an average salary of approximately $38,304 per year over the past five years, the formula for computing regular pensions, and Mr. Taylor's selection of the 100% Joint & Survivor Annuity, this pension will approximate $31,082 annually. John Richter, Senior Planner, Public Works Department, was employed by the City on July 5, 1977, and his pension service credit is effective on that date. His pension will be effective November 1, 2003. Based on an average salary of approximately $61,250 per year over the past five years, the formula for computing regular pensions, and Mr. Richter's selection of the 100% Joint & Survivor Annuity, this pension will approximate $43,047 annually. Kenneth Emerson, Wastewater Treatment Plant Operator C, Public Utilities Department, was employed by the City on December 6, 1973, and his pension service credit is effective on that date. His pension will be effective January 1, 2004. Based on an average salary of approximately $37,867 per year over the past five years, the formula for computing regular pensions, and Mr. Emerson's selection of the 50% Joint & Survivor Annuity, this pension will approximate $29,466 annually. These pensions were approved by the Pension Advisory Committee on October 9, 2003. Section 2.393 (p) provides for normal retirement eligibility when a participant has reached age 55 and completed twenty years of credited service, has completed thirty years of credited service, or has reached age 65 and completed ten years of credited service. Mr. Richter qualifies under the 20 years of service and age 55 criteria. Mr. Taylor qualifies under the 30 years of service criteria. Mr. Emerson qualifies under the 20 years of service and age 55 and 30 years of service criteria. Trustee Hibbard moved to grant regular pensions for Ezekiel Taylor, John Richter, and Kenneth Emerson, as approved by the Pension Advisory Committee. The motioncarried was duly seconded and unanimously. 5. Approve the contract with Dodge & Cox as fixed income managers for the Employees’ Pension Plan. The Trustees previously authorized Callan Associates to conduct a search for a fixed income manager. The following is a list of fixed income managers that Callan recommended to the Investment Committee: Dodge & Cox (D&C) Western Asset Management Co. (WAMCO) Pacific Investment Management Co. (PIMCO) Baird Advisors Banc One Investment Advisors Black Rock Barrow, Handley, Mewhinney & Strauss, Inc Deutsche Asset Management Evergreen Investments Pension Trustees 2003-11-17 2 11/17/03 Hartford Investment Management Co. Richmand Capital Management Weiss, Peck & Greer Wells Capital Management After reviewing the information provided on the above managers, the Investment Committee ranked the managers and conducted interviews with the top three firms listed above. Based upon the interviews, Dodge & Cox and Western Asset Management were ranked as the top two firms. Representatives from the Investment Committee visited the top two managers. Dodge & Cox is a bit more conservative in their investment style and the committee felt that Dodge & Cox fit better into the city’s goals and objectives. The Investment Committee recommends to the Trustees that they hire Dodge & Cox. The Investment Committee recommends that Dodge & Cox be funded at $75 million with the funds coming from the Northern Trust Lehman Index Fund. The Northern Trust Lehman Index Fund is where the funds were placed after the termination of EPW and Sirach. Dodge & Cox charges a money management fee based upon the amount invested and will result in the fee of .25 of 1% for $75 million. Additional amounts above the $75 million will be charged at .15% of 1% up to a total of $135 million. We estimate the fees to be approximately $200,000 annually and will vary based upon the market value of the funds managed. This fee is consistent with industry norms. Klausner and Kaufman, the Plan's Attorney's have reviewed the contract. Trustee Hamilton moved to approve the contract with Dodge & Cox as fixed motion income managers for the Employees’ Pension Plan. The was duly seconded carried and unanimously. 6. Other Business – None. 7. Adjourn The meeting adjourned at 9:06 a.m. Pension Trustees 2003-11-17 3 11/17/03