COOPERATIVE AGREEMENTDepartment of Justice
Office of Justice Programs
National Institute of Justice
Cooperative Agreement
PAGE 1 OF 11
1. RECIPIENT NAME AND ADDRESS (Including Zip Code)
City of Clearwater
P.O. Box 4748 644 Pierce Street
Clearwater, FL 33758 -4748
4. AWARD NUMBER: 2014- DN- BX -K086
5. PROJECT PERIOD: FROM 10/01/2014 TO 09/30/2016
BUDGET PERIOD: FROM 10/01/2014 TO 09/30/2016
6. AWARD DATE 09/04/2014
7. ACTION
Initial
IA. GRANTEE IRS/VENDOR NO.
596000289
8. SUPPLEMENT NUMBER
00
9. PREVIOUS AWARD AMOUNT $ 0
3. PROJECT TITLE
Clearwater Cold Case Team Project 2014
10. AMOUNT OF THIS AWARD $ 30,671
11. TOTAL AWARD $ 30,671
12. SPECIAL CONDITIONS
THE ABOVE GRANT PROJECT IS APPROVED SUBJECT TO SUCH CONDITIONS OR LIMITATIONS AS ARE SET FORTH
ON THE ATTACHED PAGE(S).
13. STATUTORY AUTHORITY FOR GRANT
This project is supported under FY14(NIJ - S &LLEA DNA/Other Forensics) Pub. L. No. 113 -76, 128 Stat. 5, 62 -63; 28 USC 530C
15. METHOD OF PAYMENT
GPRS
AGENCY APPROVAL ■-
GRANTEE ACCEPTANCE
16. TYPED NAME AND TITLE OF APPROVING OFFICIAL
Karol Virginia Mason
Assistant Attorney General
18. TYPED NAME AND TITLE OF AUTHORIZED GRANTEE OFFICIAL
William Home
City Manager
17. SIGNATURE OF APPROVING OFFICIAL
irX4,4 Q ?J • diry -rte
19. SIGNATURE OF AUTHORIZED RECIPIENT OFFICIAL
10 ,\, 8. 144,..-u.
19A. DATE
10- i5 --
20, 4_
AGENCY USE ONLY
20. ACCOUNTING CLASSIFICATION CODES
FISCAL FUND BUD. DIV.
YEAR CODE ACT. OFC. REG, SUB. POMS AMOUNT
X B DN 60 00 00 30671
21. NDNSGT0036
OJP FORM 4000/2 (REV. 5 -87) PREVIOUS EDITIONS ARE OBSOLETE.
OJP FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 2 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
1. The recipient agrees to comply with the financial and administrative requirements set forth in the current edition of the
Office of Justice Programs (OW) Financial Guide.
2. The recipient acknowledges that failure to submit an acceptable Equal Employment Opportunity Plan (if recipient is
required to submit one pursuant to 28 C.F.R. Section 42.302), that is approved by the Office for Civil Rights, is a
violation of its Certified Assurances and may result in suspension or termination of funding, until such time as the
recipient is in compliance.
3. The recipient agrees to comply with the organizational audit requirements of OMB Circular A -133, Audits of States,
Local Governments, and Non -Profit Organizations, and further understands and agrees that funds may be withheld, or
other related requirements may be imposed, if outstanding audit issues (if any) from OMB Circular A -133 audits (and
any other audits of OJP grant funds) are not satisfactorily and promptly addressed, as further described in the current
edition of the OJP Financial Guide.
4. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of the
enactment, repeal, modification or adoption of any law, regulation or policy, at any level of government, without the
express prior written approval of OJP.
5. The recipient must promptly refer to the DOJ OIG any credible evidence that a principal, employee, agent, contractor,
subgrantee, subcontractor, or other person has either 1) submitted a false claim for grant funds under the False Claims
Act; or 2) committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or
similar misconduct involving grant funds. This condition also applies to any subrecipients. Potential fraud, waste,
abuse, or misconduct should be reported to the OIG by -
mail:
Office of the Inspector. General
U.S. Department of Justice
Investigations Division
950 Pennsylvania Avenue, N.W.
Room 4706
Washington, DC 20530
e -mail: oig.hotline®usdoj.gov
hotline: (contact information in English and Spanish): (800) 869 -4499
or hotline fax: (202) 616 -9881
Additional information is available from the DOJ OIG website at www.usdoj.gov /oig.
6. Recipient, understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of any
contract or subaward to either the Association of Community Organizations for Reform Now (ACORN) or its
subsidiaries, without the express prior written approval of OJP.
7. The recipient agrees to comply with any additional requirements that may be imposed during the grant performance
period if the agency determines that the recipient is a high -risk grantee. Cf. 28 C.F.R. parts 66, 70.
OJP FORM 4000 /2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 3 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
8. The recipient agrees to comply with applicable requirements regarding registration with the System for Award
Management (SAM) (or with a successor government -wide system officially designated by OMB and OJP). The
recipient also agrees to comply with applicable restrictions on subawards to first -tier subrecipients that do not acquire
and provide a Data Universal Numbering System (DUNS) number. The details of recipient obligations are posted on
the Office of Justice Programs web site at http : / /www.ojp.gov /funding/sam.htm (Award condition: Registration with the
System for Award Management and Universal Identifier Requirements), and are incorporated by reference here. This
special condition does not apply to an award to an individual who received the award as a natural person (i.e., unrelated
to any business or non -profit organization that he or she may own or operate in his or her name).
9. Pursuant to Executive Order 13513, "Federal Leadership on Reducing Text Messaging While Driving," 74 Fed. Reg.
51225 (October 1, 2009), the Department encourages recipients and sub recipients to adopt and enforce policies
banning employees from text messaging while driving any vehicle during the course of performing work funded by this
grant, and to establish workplace safety policies and conduct education, awareness, and other outreach to decrease
crashes caused by distracted drivers.
10. The recipient agrees to comply with all applicable laws, regulations, policies, and guidance (including specific cost
limits, prior approval and reporting requirements, where applicable) governing the use of federal funds for expenses
related to conferences, meetings, trainings, and other events, including the provision of food and/or beverages at such
events, and costs of attendance at such events. Information on pertinent laws, regulations, policies, and guidance is
available in the OW Financial Guide Conference Cost Chapter.
11. The recipient understands and agrees that any training or training materials developed or delivered with funding
provided under this award must adhere to the OJP Training Guiding Principles for Grantees and Subgrantees, available
at http: / /www.ojp.usdoj.gov/ funding / ojptrainingguidingprinciples .htm.
12. The recipient agrees that if it currently has an open award of federal funds or if it receives an award of federal funds
other than this OJP award, and those award funds have been, are being, or are to be used, in whole or in part, for one or
more of the identical cost items for which funds are being provided under this OJP award, the recipient will promptly
notify, in writing, the grant manager for this OJP award, and, if so requested by OJP, seek a budget - modification or
change -of- project -scope grant adjustment notice (GAN) to eliminate any inappropriate duplication of funding.
13. The recipient understands and agrees that award funds may not be used to discriminate against or denigrate the
religious or moral beliefs of students who participate in programs for which financial assistance is provided from those
funds, or of the parents or legal guardians of such students.
14. The recipient understands and agrees that - (a) No award funds may be used to maintain or establish a computer
network unless such network blocks the viewing, downloading, and exchanging of pornography, and (b) Nothing in
subsection (a) limits the use of funds necessary for any Federal, State, tribal, or local law enforcement agency or any
other entity carrying out criminal investigations, prosecution, or adjudication activities.
OW FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE "4 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
15. Due to the substantial Federal involvement contemplated in completion of this project, the National Institute of Justice
(NIJ) has elected to enter into a cooperative agreement rather than a grant. This decision is based on NIJ's ongoing
responsibility to assist and coordinate projects that relate to DNA analysis and capacity enhancement, and certain other
forensic activities. NIJ will provide input and re- direction to the project, as needed, in consultation with the recipient,
and will actively monitor the project by methods including, but not limited to, ongoing contact with the recipient. In
meeting programmatic responsibilities, NIJ and the recipient will be guided by the following principles: responsibility
for the day -to -day operations of this project rests with the recipient in implementation of the recipient's approved
proposal, the recipient's budget (as approved by NU and OJP), and the terms and conditions specified in this award.
Responsibility for general oversight and redirection of the project, if necessary, rests with NIJ. In addition to its
programmatic reporting requirements, the recipient agrees to provide necessary information as requested by OJP and
NIJ. These information requests may include, but are not limited to, specific submissions related to: performance,
including measurement of project outputs /outcomes; meeting performance specifications; developmental decision
points; changes in project scope or personnel; budget modifications; and/or coordination of related projects.
16. Unless otherwise authorized by NIJ in writing, expenses charged to this award must directly relate to: (a) identification,
review, and prioritization of Uniform Crime Report (UCR), Part 1 Violent Crime "cold cases" (cases for which all
significant investigative leads have been exhausted) that have the potential to be solved through DNA analysis; (b)
identification, collection, retrieval, or evaluation of biological evidence from such cases that may reasonably be
expected to contain DNA; or (c) performance of DNA analyses on such biological evidence, including the handling or
screening of this evidence. '.
Unless otherwise expressly authorized in writing (in advance) by NIJ, funds provided under this award shall not be
used for expenses relating to the following cases: (a) cases that were deemed "inactive" or closed by the agency for any
reason before DNA analysis was performed on any physical evidence from the offense, or in which a sexual assault
evidence kit was collected and biological evidence within it was not processed or analyzed; (b) cases that already have
a profile uploaded to CODIS, but have not yielded a CODIS hit; (c) cases where CODIS hits were obtained but no
follow up investigation was conducted.
The identification of new, probative evidence or case information upon the re- opening of a case, or the availability of a
new DNA technology, may form the basis for an appropriate re- examination of a previously "inactive" or agency-
closed case, and for the use of funds under this award for permissible case review, evidence location, or DNA analysis
activities under this program. In such cases, the recipient must provide a detailed, written justification to NIJ for
consideration and approval prior to incurring any expense or commencing any activity.
Any questions concerning this provision should be directed to the NIJ Program Manager prior to incurring any expense
or commencing the activity in question.
OJP FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 5 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
17. (a) Accreditation and Privacy Requirements; CODIS; No Research
The recipient shall ensure that each DNA analysis conducted under this award will be performed either -- (1) by
accredited government -owned laboratories, or (2) through an accredited fee - for - service vendor. The accreditation
must be by a nonprofit professional association of persons actively involved in forensic science that is nationally
recognized within the forensic science community. The laboratory must undergo external audits not less than once
every 2 years that demonstrate compliance with the DNA Quality Assurance Standards established by the Director of
the Federal Bureau of Investigation.
The recipient shall maintain each DNA analysis conducted under this award, and each stored DNA sample that results
from this award, in accordance with the privacy requirements and restrictions on disclosure described in 42 U.S.C.
section 14132(b)(3).
The recipient agrees to notify NIJ promptly upon any change in the accreditation status of any of its forensic science
laboratories, if applicable.
The recipient shall ensure that all eligible forensic DNA profiles obtained with funding under this award will be entered
into the Combined DNA Index System (CODIS), and, where applicable, uploaded to the National DNA Index System
(NDIS).
The recipient shall ensure that none of the funds provided under this award are used for research or statistical projects
or activities as defined by 28 C.F.R. Part 22, or for research as defined by 28 C.F.R. Part 46. Any questions concerning
this provision should be directed to the NIJ program manager for the award.
(b) Nonsupplanting of State or Local Funds
The recipient shall ensure that federal funds made available through this award will not supplant State or local
government funds, but instead will be used to increase the amount of funds that would, in the absence of federal funds,
be available from State or local government sources for activities funded through this award.
The recipient agrees to notify NIJ promptly if the recipient receives new State or local government funding for any of
the purposes included in the approved application for this award.
(c) Evaluations
The recipient agrees to cooperate with any assessments, national evaluation efforts, or information or data collection
requests, including, but not limited to the provision of any information required for the assessment or evaluation of any
activities within this project.
18. The recipient shall submit a report within 90 days of the end of the award period that, at a minimum -- (1) includes a
summary and assessment of the program carried out with the funds made available under this Fiscal Year 2014 award,
and (2) cites the number of additional "violent crime cold cases" reviewed for DNA evidence, the number of such cases
in which biological evidence still existed, the number subjected to DNA analysis, the number that yielded viable DNA
profiles, the number of resulting profiles entered into CODIS, and the number of CODIS hits as a result of this Fiscal
Year 2014 award. The recipient shall ensure that all data and information necessary for the report are collected
throughout the award period. The report must be submitted to the Office of Justice Programs, on -line through
https: / /grants.ojp.usdoj.gov /.
19. The recipient agrees that it will submit quarterly financial status reports to OJP on -line (at https: / /grants.ojp.usdoj.gov)
using the SF 425 Federal Financial Report form (available for viewing at
www.whitehouse.gov /omb /grants /standard_forms /ff report.pdf), not later than 30 days after the end of each calendar
quarter; The final report shall be submitted not later than 90 days following the end of the award period.
Off FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 6 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
20. The recipient shall submit semiannual progress reports. Progress reports shall be submitted within 30 days after the end
of the reporting periods, which are June 30 and December 31, for the life of the award. These reports will be submitted
to the Office of Justice Programs, on -line through the Internet at https: / /grants.ojp.usdoj.gov /.
OW FORM 4000/2 (REV. 4 -88)
coRk
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 7 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
21. Within 45 calendar days after the end of any conference, meeting, retreat, seminar, symposium, training activity, or
similar event funded under this award, and the total cost of which exceeds $20,000 in award funds, the recipient must
provide the program manager with the following information and itemized costs:
1) name of event;
2) event dates;
3) location of event;
4) number of federal attendees;
5) number of non - federal attendees;
6) costs of event space, including rooms for break -out sessions;
7) costs of audio visual services;
8) other equipment costs (e.g., computer fees, telephone fees);
9) costs of printing and distribution;
10) costs of meals provided during the event;
11) costs of refreshments provided during the event;
12) costs of event planner;
13) costs of event facilitators; and
14) any other costs associated with the event.
The recipient must also itemize and report any of the following attendee (including participants, presenters, speakers)
costs that are paid or reimbursed with cooperative agreement funds:
1) meals and incidental expenses (M &IE portion of per diem);
2) lodging;
3) transportation to /from event location (e.g., common carrier, Privately Owned Vehicle (POV)); and,
4) local transportation (e.g., rental car, POV) at event location.
Note that if any item is paid for with registration fees, or any other non -award funding, then that portion of the expense
does not need to be reported.
Further instructions regarding the submission of this data, and how to determine costs, are available in the OJP
Financial Guide Conference Cost Chapter.
OJP FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 8 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
22. To assist in information sharing, the award recipient shall provide the NIJ program manager with a copy of publications
(including those prepared for conferences and other presentations) resulting from this award, prior to or simultaneous
with their public release. NIJ defines publications as any written, visual or sound material substantively based on the
project, formally prepared by the award recipient for dissemination to the public. Submission of publications prior to
or simultaneous with their public release aids NIJ in responding to any inquiries that may arise. Any publications -
excluding press releases and newsletters - whether published at the recipient's or government's expense, shall contain
the following statement: "This project was supported by. Award No. , awarded by the National
Institute of Justice, Office of Justice Programs, U.S. Department of Justice. The opinions, findings, and conclusions or
recommendations expressed in this publication /program/exhibition are those of the author(s) and do not necessarily
reflect those of the Department of Justice." This statement shall appear on the first page of written publications. For
audio and video publications, it shall be included immediately after the title of the publication in the audio or video file.
23. The recipient shall transmit to the NU program manager copies of all official award- related press releases at least ten
(10) working days, prior to public release. Advance notice permits time for coordination of release of information by
NIJ where appropriate and to respond to press or public inquiries.
24. The Project Director and key program personnel designated in the application shall be replaced only for compelling
reasons. Successors to key personnel must be approved, and such approval is contingent upon submission of
appropriate information, including, but not limited to, a resume. OJP will not unreasonably withhold approval.
Changes in other program personnel require only notification to OJP and submission of resumes, unless otherwise
designated in the award document.
25. Pursuant to 28 C.F.R. Part 18, OW may suspend or terminate funding under this award before the completion of the
project funded by this award, for the recipient's failure to comply with these special conditions or with the project's
goals, plans and methodology set forth in the approved application. In the case of suspension, the recipient will be
unable to draw down funds until OJP determines that the recipient, is in compliance.
26. The recipient acknowledges that the Office of Justice Programs (OJP) reserves a royalty-free, non - exclusive, and
irrevocable license to reproduce, publish, or otherwise use, and authorize others to use (in whole or in part, including in
connection with derivative works), for Federal purposes: (1) any work subject to copyright developed under an award
or subaward; and (2) any rights of copyright to which a recipient or subrecipient purchases ownership with Federal
support.
The recipient acknowledges that OJP has the right to (1) obtain, reproduce, publish, or otherwise use the data first
produced under an award or subaward; and (2) authorize others to receive, reproduce, publish, or otherwise use such
data for Federal purposes. "Data" includes data as defined in Federal Acquisition Regulation (FAR) provision 52.227-
14 (Rights in Data - General).
It is the responsibility of the recipient (and of each subrecipient, if applicable) to ensure that this condition is included
in any subaward under this award.
The recipient has the responsibility to obtain from subrecipients, contractors, and subcontractors (if any) all rights and
data necessary to fulfill the recipient's obligations to the Government under this award. -If a proposed subrecipient,
contractor, or subcontractor refuses to accept terms affording the Government such rights, the recipient shall promptly
bring such refusal to the attention of the OW program manager for the award and not proceed with the agreement in
question without further authorization from the OJP program office.
OJP FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 9 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
27. Patents and Inventions.
The clauses at 37 C.F.R. section 401.14 (together, the "Patents Rights Clause ") are incorporated by reference, with the
following modifications:
(1) Where italicized, the terms "contract," "contractor," and "contracting officer" are replaced, respectively, by the
terms "award," "award recipient," and "OJP program manager";
(2) Patent Rights Clause paragraph (f) is modified by adding the following at the end:
"(5) The award recipient agrees to provide a report prior to the close out of the award listing all subject inventions or
stating that there were none.
(6) The award recipient agrees to provide, upon request, the filing date, patent application number and title; a copy of
the patent application; and patent number and issue date for any subject invention in any country in which the award
recipient has applied for a patent." ;
(3) Patent Rights Clause paragraph (g) is modified to read as follows:
"(g) Subawards and Subcontracts
"The award recipient will include this Patent Rights Clause, suitably modified to identify the parties, in all subawards
and subcontracts, regardless of tier, for experimental, developmental, or research work. The subaward recipient or
subcontractor will retain all rights provided for the award recipient in this clause, and the award recipient will not, as a
part of the consideration for awarding the subaward or subcontract, obtain rights in the subaward recipient's or
subcontractor's subject inventions."; and
(4) Patent Rights Clause paragraph (1) is modified to read as follows:
"(1) Communications
"Communications on matters relating to this Patent Rights Clause should be directed to the General Counsel, Office of
Justice Programs, United States Department of Justice. ".
With respect to any subject invention in which the award recipient, or a subaward recipient or subcontractor, retains
title, the Federal government shall have a nonexclusive, nontransferable, irrevocable, paid -up license to practice or
have practiced for or on behalf of the United States the subject invention throughout the world.
28. Approval of this award does not indicate approval of any consultant rate in excess of $650 per day. A detailed
justification must be submitted to and approved by the Office of Justice Programs (OW) program office prior to
obligation or expenditure of such funds.
OW FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 10 OF 11
PROJECT NUMBER 2014- DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
29. The recipient agrees to comply with all Federal, State, and local environmental laws and regulations applicable to the
development and implementation of the activities to be funded under this award.
Environmental Assessment (EA): The recipient agrees and understands that funded activities (whether conducted by
the recipient or subrecipients or contractors) may require the preparation of an EA as defined by the Council on
Environmental Quality's Regulations for implementing the Procedural Provisions of the National Environmental Policy
Act (NEPA), found at 40 CFR Part 1500. An EA is a concise public document that briefly provides sufficient analysis
for determining whether to prepare an environmental impact statement (EIS) or a finding of no significant impact for
the proposed activity. If in completing an EA for a proposed activity, potential adverse environmental impacts are
identified, the EA will serve as a vehicle for developing either alternative approaches or mitigation measures for
avoiding or reducing the identified adverse environmental impacts.
Modifications: Throughout the term of this award, the recipient agrees that for any activity that is the subject of a
completed EA, it will inform NIJ of -- (1) any change(s) that it is considering making to the previously assessed
activity that may be relevant to environmental impact; or (2) any proposed new activities or changed circumstances that
may require, assessment as to environmental impact, such as new activities that involve the use of chemicals or involve
construction or major renovation. The recipient will not implement a proposed change or new activity until NU, with
the assistance of the recipient, has determined whether the proposed change or activity (or changed circumstances) will
require additional review under NEPA. Approval for implementation will not be unreasonably withheld as long as any
requested modification(s) is consistent with eligible program purposes and found acceptable under an NIJ- conducted
environmental impact review process.
30. The recipient may not obligate, expend, or draw down any funds until the program office has verified that the recipient
has submitted all necessary documentation required to comply with the Department of Justice Procedures for
Implementing the National Environmental Policy Act found at 28 CFR Part 61 (including Appendix D), and a Grant
Adjustment Notice (GAN) has been issued removing this condition.
31. With respect to this award, federal funds may not be used to pay cash compensation (salary plus bonuses) to any
employee of the award recipient at a rate that exceeds 110% of the maximum annual salary payable to a member of the
federal government's Senior Executive Service (SES) at an agency with a Certified SES Performance Appraisal System
for that year. (An award recipient may compensate an employee at a higher rate, provided the amount in excess of this
compensation limitation is paid with non - federal funds.)
This limitation on compensation rates allowable under this award may be waived on an individual basis at the
discretion of the OJP official indicated in the program announcement under which this award is made.
32. The recipient agrees to comply with applicable requirements to report first -tier subawards of $25,000 or more and, in
certain circumstances, to report the names and total compensation of the five most highly compensated executives of
the recipient and first-tier subrecipients of award funds. Such data will be submitted to the FFATA Subaward
Reporting System (FSRS). The details of recipient obligations, which derive from the Federal Funding Accountability
and Transparency Act of 2006 ( FFATA), are posted on the Office of Justice Programs web site at
http : / /www.ojp.gov /funding/ffata.htm (Award condition: Reporting Subawards and Executive Compensation), and are
incorporated by reference here. This condition, and its reporting requirement, does not apply to grant awards made to
an individual who received the award as a natural person (i.e., unrelated to any business or non -profit organization that
he or she may own or operate in his or her name).
0213 FORM 4000/2 (REV. 4 -88)
Department of Justice
Office of Justice Programs
National Institute of Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 11 OF 11
PROJECT NUMBER 2014-DN- BX -K086 AWARD DATE 09/04/2014
SPECIAL CONDITIONS
33. The recipient may not obligate, expend, or draw down any award funds until. (1) it has provided to the grant manager
for this OW award either an "applicant disclosure of pending applications" for federal funding or a specific affirmative
statement that no such pending applications (whether direct or indirect) exist, in accordance with the detailed
instructions in the program solicitation, (2) OJP has completed its review of the information provided and of any
supplemental information it may request, (3) the recipient has made any adjustments to the award that OJP may require
to prevent or eliminate any inappropriate duplication of funding (e.g., budget modification, project scope adjustment),
(4) if appropriate adjustments to a discretionary award cannot be made, the recipient has agreed in writing to any
necessary reduction of the award amount in any amount sufficient to prevent duplication (as determined by OJP), and
(5) a Grant Adjustment Notice has been issued removing this special condition.
34. The recipient may not obligate, expend or draw down funds until the Office of the Chief Financial Officer (OCFO) has
approved the budget and budget narrative and a Grant Adjustment Notice (GAN) has been issued to remove this special
condition.
OJP FORM 4000/2 (REV. 4 -88)