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04/28/2014 WORK SESSION AGENDA Council Chambers - City Hall 4/28/2014 - 1:00 PM 1. Presentations 1.1Tampa Bay Regional Planning Council (TBRPC) Future of the Region Award in Public Education - Meeting of the Minds: Tracy Mercer & Laura Davis Attachments 1.2Annual Financial Report for Fiscal Year 2013. Attachments 2. Financial Services 2.1Declare list of vehicles and equipment surplus to the needs of the City; authorize disposal through sale to the highest bidder at the Tampa Machinery Auction, Tampa, Florida; and authorize the appropriate officials to execute same. (Consent) Attachments 3. Marine and Aviation 3.1Authorize the execution of a Joint Participation Agreement (JPA) between the City of Clearwater and the State of Florida Department of Transportation (FDOT) for the rehabilitation of hangars at the Clearwater Airpark and adopt Resolution 14-10. Attachments 3.2Authorize a Joint Participation Agreement (JPA) between the City of Clearwater and the State of Florida Department of Transportation (FDOT) for the rehabilitation of hangar C at the Clearwater Airpark, adopt Resolution 14-12, and authorize the appropriate officials to execute same. Attachments 4. Police 4.1Authorize the Chief of Police to sign Memoranda of Agreements between the State of Florida acting by and through the Department of Management Services, Bureau of Federal Property Assistance as the State of Florida Single Point of Contact, and the City of Clearwater Police Department for the conditional transfer of surplus military equipment that will be repurposed for use by the police department in furtherance of law enforcement operations. (Consent) Attachments 5. Solid Waste/General Support Services 5.1Approve a Contract (Blanket Purchase Order) to Honeywell International, Inc. – Building Solutions of Chicago, IL for an amount not to exceed $180,000 for the quarterly Maintenance Fees, from May 1, 2014 through April 30, 2015, per the contracts dated November 17, 2008 and April 28, 2010, and authorize the appropriate officials to execute same. (Consent) Attachments 5.2Award a contract (Blanket Purchase Order) to Jet Age Fuel of Clearwater, FL for an amount not to exceed $3,700,000 for the purchase of unleaded and diesel fuel for city motorized equipment, as per City of Clearwater RFP 19-10, during the contract period May 1, 2014 through April 30, 2015 and authorize the appropriate officials to execute same. (Consent) Attachments 5.3Award a contract (purchase order) to Richard H. Martin Roofing of Largo Florida, in the amount of $184,632.00 for the installation of a sprayed polyurethane foam roof system and acrylic coating on the roofs of Building C and G of the Public Services Complex, per Bid 13-14 and authorize the appropriate officials to execute same. (Consent) Attachments 5.4Award a Contract (Purchase Order) for $158,800.00 to Alan Jay Fleet Sales of Sebring, FL for the purchase of five 2014 Ford F450 utility body pickup trucks, in accordance with the Florida State Term Contract 071-000-14-1, 2.564(1)(d), Code of Ordinances - Other Governmental Bid; authorize lease purchase under the City’s Master Lease Purchase Agreement, or internal financing via an interfund loan from the Capital Improvement Fund, whichever is deemed to be in the City’s best interests; and authorize the appropriate officials to execute same. (Consent) Attachments 5.5Approve a Contract (Blanket Purchase Order) to Waste Equipment and Parts LLC of Tampa, Florida to rebuild two Automated Side Loaders for an amount not to exceed $150,000, and authorize the appropriate officials to execute same. (Consent) Attachments 5.6Approve a contract (Blanket Purchase Order) to Wingfoot Commercial Tire of Clearwater, FL, for an amount not to exceed $510,000, for the purchase of Goodyear Tires for city motorized equipment, from May 1, 2014 through February 27, 2015, in accordance with Sec. 2.564(1)(d), Code of Ordinances - Other governmental bid; and authorize the appropriate officials to execute same. (Consent) Attachments 6. Engineering 6.1Approve proposal from Construction Manager at Risk Certus Builders, Inc. of Tampa, FL for the demolition phase of the Residual Processing Building (RDP) storage conversion project (13-0053-UT) for the guaranteed maximum price of $208,923.40 and authorize the appropriate officials to execute same. (Consent) Attachments 6.2Award a contract (purchase order) to Layne Inliner, LLC, Sanford, FL, in the amount of $1,028,387.50, for the cleaning and video inspection of Stormwater outfall locations throughout the City of Clearwater and authorize the appropriate officials to execute same. (Consent) Attachments 7. Official Records and Legislative Services 7.1Provide direction regarding changes to City Council Rules. Attachments 7.2Provide direction regarding changes to City Council Policies. Attachments 7.3Approve the 2014 Clearwater Federal Priorities. Attachments 8. Legal 8.1Continue to June 5, 2014: Approve the Annexation of a portion of the road right-of-way located on Belcher Road, north of Sunset Point Road to Montclair Road, including all of the right-of-way within the intersection of North Belcher Road, Montclair Road, and Old Coachman Road, consisting of a portion of Section 06, Township 29 South, Range 16 East; and pass Ordinances 8558-14, 8559-14, and 8560-14 on second reading. (ANX2014-02005) Attachments 8.2Adopt Ordinance 8547-14 on second reading, annexing certain real property whose post office address is 2205 McMullen Booth Road, Clearwater, Florida 33759 into the corporate limits of the city and redefining the boundary lines of the city to include said addition. Attachments 8.3Adopt Ordinance 8548-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office address is 2205 McMullen Booth Road, Clearwater, Florida 33759, upon annexation into the City of Clearwater, as Residential Suburban (RS). Attachments 8.4Adopt Ordinance 8549-14 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office address is 2205 McMullen Booth Road, Clearwater, Florida 33759, upon annexation into the City of Clearwater, as Low Density Residential (LDR). Attachments 8.5Adopt Ordinance 8552-14 on second reading, annexing certain real properties whose post office addresses are 1940 North Betty Lane, 1258 Sedeeva Circle North, 1978 North Betty Lane, 2084 Lantana Avenue, 2075 The Mall, and 1241 Union St., all in Clearwater, Florida 33755, together with certain Rights of Way of North Betty Lane, Sedeeva Circle North, and Lantana Avenue, into the corporate limits of the city and redefining the boundary lines of the city to include said addition. Attachments 8.6Adopt Ordinance 8553-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real properties whose post office addresses are 1940 North Betty Lane, 1258 Sedeeva Circle North, 1978 North Betty Lane, 2084 Lantana Avenue, 2075 The Mall, and 1241 Union St., all in Clearwater, Florida 33755, together with certain Rights of Way of North Betty Lane, Sedeeva Circle North, and Lantana Avenue, upon annexation into the City of Clearwater, as Residential Urban (RU). Attachments 8.7Adopt Ordinance 8554-14 on second reading, amending the Zoning Atlas of the city by zoning certain real properties whose post office addresses are 1940 North Betty Lane, 1258 Sedeeva Circle North, 1978 North Betty Lane, 2084 Lantana Avenue, 2075 The Mall, and 1241 Union St., all in Clearwater, Florida 33755, together with certain Rights of Way of North Betty Lane, Sedeeva Circle North, and Lantana Avenue, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). Attachments 8.8Adopt Ordinance 8555-14 on second reading, annexing certain real property whose post office address is 3119 Johns Parkway into the corporate limits of the city and redefining the boundary lines of the city to include said addition. Attachments 8.9Adopt Ordinance 8556-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office address is 3119 Johns Parkway, upon annexation into the City of Clearwater, as Residential Urban (RU). Attachments 8.10Adopt Ordinance 8557-14 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office address is 3119 Johns Parkway, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). Attachments 8.11Adopt Ordinance 8561-14 on second reading, annexing certain real property whose post office addresses are 1942 North Betty Lane, 1996 North Betty Lane, and 1235 Palm Street, all in Clearwater, Florida 33755, together with certain right of way of North Betty Lane located south of State Street, into the corporate limits of the city and redefining the boundary lines of the city to include said addition. Attachments 8.12Adopt Ordinance 8562-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office addresses are 1942 North Betty Lane, 1996 North Betty Lane, and 1235 Palm Street, all in Clearwater, Florida 33755, together with certain right of way of North Betty Lane located south of State Street, upon annexation into the City of Clearwater, as Residential Urban (RU). Attachments 8.13Adopt Ordinance 8563-14 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office addresses are 1942 North Betty Lane, 1996 North Betty Lane, and 1235 Palm Street, all in Clearwater, Florida 33755, together with certain right of way of North Betty Lane located south of State Street, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). Attachments 9. City Manager Verbal Reports 9.1Clearwater Bombers Sign Attachments 10. Council Discussion Items 10.1Clearwater Beach Tourist District Noise Enforcement - Mayor Cretekos Attachments 10.2Beach Parking Concerns - Councilmember Hamilton Attachments 11. Closing Comments by Mayor 12. Adjourn 13. Presentation(s) for Council Meeting 13.1Relay For Life Proclamation - Bob Barry, American Cancer Society Attachments 13.2Older Americans Month Proclamation - Jason Martino, Director of Federal programs for the Area Agency on Aging Pasco-Pinellas, Inc. Attachments 13.3Clearwater Bombers Day Proclamation - Dean Robinson, Event Organizer Attachments 13.4Drinking Water Week Proclamation May 4-10 - Tracy Mercer Attachments 13.5Municipal Clerks Week Proclamation Attachments Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Tampa Bay Regional Planning Council (TBRPC) Future of the Region Award in Public Education - Meeting of the Minds: Tracy Mercer & Laura Davis SUMMARY: Review Approval: Cover Memo Item # 1 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Annual Financial Report for Fiscal Year 2013. SUMMARY: The City's external auditors, Mayer Hoffman McCann P.C., will present the Comprehensive Annual Financial Report (CAFR) and the results of the City's audit for Fiscal Year 2013. Review Approval:1) Clerk Cover Memo Item # 2 CITY OF CLEARWATER, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR FISCAL YEAR ENDED SEPTEMBER 30, 2013 2012/2013 Attachment number 1 \nPage 1 of 190 Item # 2 This Page Intentionally Left Blank Attachment number 1 \nPage 2 of 190 Item # 2 George N. Cretekos Mayor Doreen Hock-DiPolito Jay Polglaze Bill Jonson Paul F. Gibson Councilmember Councilmember Councilmember Councilmember William B. Horne II City Manager Brian Jay Ravins Finance Director Prepared by: City of Clearwater Finance Department City of Clearwater, Florida Comprehensive Annual Financial Report for Fiscal Year Ended September 30, 2013 i C I TY CLE A R WATER, FL O R I DA OF ESTABLISH E D 1 9 15 Attachment number 1 \nPage 3 of 190 Item # 2 ii City of Clearwater, Florida Comprehensive Annual Financial Report For the Fiscal Year Ended September 30, 2013 TABLE OF CONTENTS INTRODUCTORY SECTION: Title Page and List of Elected and Appointed Officials .......................................................................................... i Letter of Transmittal ............................................................................................................................................... v Certificate of Achievement for Excellence in Financial Reporting ....................................................................... ix Organizational Chart .............................................................................................................................................. x FINANCIAL SECTION: Independent Auditor’s Report ................................................................................................................................ 1 Management’s Discussion and Analysis ............................................................................................................... 5 Basic Financial Statements: Government-wide Financial Statements: Statement of Net Position ........................................................................................................................... 20 Statement of Activities ................................................................................................................................. 21 Fund Financial Statements: Balance Sheet – Governmental Funds ..................................................................................................... 22 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position ............. 23 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds .......... 24 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities ........................................................................... 25 Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual (Non-GAAP Basis) – General Fund ...................................................................... 26 Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual (GAAP Basis) – Special Development Fund ......................................................... 27 Statement of Net Position – Proprietary Funds ........................................................................................ 28 Statement of Revenues, Expenses, and Changes in Net Position – Proprietary Funds ........................ 32 Statement of Cash Flows – Proprietary Funds ......................................................................................... 36 Statement of Fiduciary Net Position – Fiduciary Funds ........................................................................... 40 Statement of Changes in Fiduciary Net Position - Fiduciary Funds ......................................................... 41 Notes to the Basic Financial Statements ...................................................................................................... 42 Required Supplementary Information - Pension Trust Funds: Schedules of Funding Progress ................................................................................................................... 92 Schedules of Employer Contributions .......................................................................................................... 93 Notes to Schedules of Required Pension Supplementary Information ....................................................... 94 Required Supplementary Information – Other Post-Employment Benefits: Schedule of Funding Progress ..................................................................................................................... 95 Combining and Individual Fund Statements and Schedules: Combining Balance Sheet – Nonmajor Governmental Funds .................................................................. 100 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds ............................................................................................................... 102 Schedule of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual (GAAP Basis) – Community Redevelopment Agency Special Revenue Fund ....... 105 Combining Statement of Net Position – Nonmajor Enterprise Funds ....................................................... 108 Combining Statement of Revenues, Expenses, and Changes in Fund Net Position - Nonmajor Enterprise Funds ...................................................................................................................... 110 Combining Statement of Cash Flows - Nonmajor Enterprise Funds ........................................................ 112 Combining Statement of Net Position – Internal Service Funds ............................................................... 118 Attachment number 1 \nPage 4 of 190 Item # 2 iii City of Clearwater, Florida Comprehensive Annual Financial Report For the Fiscal Year Ended September 30, 2013 TABLE OF CONTENTS (Continued) Combining Statement of Revenues, Expenses, and Changes in Fund Net Position – Internal Service Funds ................................................................................................................................. 119 Combining Statement of Cash Flows – Internal Service Funds ......................................................................... 120 Combining Statement of Fiduciary Net Position – Fiduciary Funds ................................................................... 124 Combining Statement of Changes in Fiduciary Net Position – Fiduciary Funds ............................................... 125 Statement of Changes in Assets and Liabilities – Treasurer’s Escrow Agency Fund ....................................... 126 Supplementary Information: Continuing Disclosure – Gas System Revenue Bonds, Series 2005, 2007 and 2013 ...................................... 128 Continuing Disclosure – Water & Sewer Revenue Bonds, Series 2003, 2006, 2009A, 2009B and 2011 ....... 133 Continuing Disclosure – Stormwater System Revenue Bonds, Series 2004, 2005, 2012 and 2013 ............... 136 Fire Services Program ......................................................................................................................................... 137 STATISTICAL SECTION: Introduction ............................................................................................................................................ 139 Schedule 1 Net Position by Component .................................................................................................................. 141 Schedule 2 Changes in Net Position ....................................................................................................................... 142 Schedule 2a Program Revenues by Function/Program ............................................................................................ 145 Schedule 3 Fund Balances of Governmental Funds ............................................................................................... 146 Schedule 4 Changes in Fund Balances of Governmental Funds ........................................................................... 147 Schedule 5 Assessed Value and Estimated Actual Value of Taxable Property .................................................... 148 Schedule 6 Direct and Overlapping Property Tax Rates ........................................................................................ 149 Schedule 7 Property Tax Levies and Collections .................................................................................................... 150 Schedule 8a Principal Real Property Taxpayers ....................................................................................................... 151 Schedule 8b Principal Personal Property Taxpayers ................................................................................................ 152 Schedule 9 Ratios of Outstanding Debt by Type .................................................................................................... 153 Schedule 10 Ratios of General Bonded Debt Outstanding ....................................................................................... 154 Schedule 11 Direct and Overlapping Governmental Activities Debt......................................................................... 155 Schedule 12 Legal Debt Margin Information ............................................................................................................. 156 Schedule 13 Pledged-Revenue Coverage ................................................................................................................ 157 Schedule 14 Demographic and Economic Statistics ................................................................................................. 159 Schedule 15 Principal Employers .............................................................................................................................. 160 Schedule 16 Full-time Equivalent City Government Employees by Function/Program ........................................... 161 Schedule 17 Operating Indicators by Function/Program .......................................................................................... 162 Schedule 18 Capital Asset Statistics by Function/Program ...................................................................................... 163 SINGLE AUDIT / GRANTS COMPLIANCE SECTION: Independent Auditor’s Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ................................................................................................................................................ 167 Independent Auditor’s Report on Compliance with Requirements that Could Have a Direct and Material Effect on Each Major Program and State Financial Assistance Project and on Internal Control Over Compliance in Accordance With OMB Circular A-133 and Chapter 10.550, Rules of the Auditor General of the State of Florida. ............................................................................................................................. 169 Schedule of Expenditures of Federal Awards and State Financial Assistance Projects ............................................ 171 Notes to Schedule of Expenditures of Federal Awards and State Financial Assistance Projects .............................. 174 Schedule of Findings and Questioned Costs ................................................................................................................ 175 Independent Auditor’s Management Letter ................................................................................................................... 177 Attachment number 1 \nPage 5 of 190 Item # 2 This Page Intentionally Left Blank iv Attachment number 1 \nPage 6 of 190 Item # 2 Attachment number 1 \nPage 7 of 190 Item # 2 Attachment number 1 \nPage 8 of 190 Item # 2 Attachment number 1 \nPage 9 of 190 Item # 2 Attachment number 1 \nPage 10 of 190 Item # 2 ix Attachment number 1 \nPage 11 of 190 Item # 2 City of Clearwater Organizational Chart Citizens of Clearwater City Council Office of Management & Budget City Manager Assistant City Manager City Attorney Assistant City Manager Engineering Parks & Recreation Human Resources Information Technology Planning & Development Solid Waste / General Support Services Library Financial Services Public UtilitiesPolice Department Public Communications City Auditor Fire Department Official Records & Legislative Services Customer Service Economic Development & Housing Gas System Marine & Aviation Emergency Management x Attachment number 1 \nPage 12 of 190 Item # 2 Attachment number 1 \nPage 13 of 190 Item # 2 Attachment number 1 \nPage 14 of 190 Item # 2 Attachment number 1 \nPage 15 of 190 Item # 2 This Page Intentionally Left Blank 4 Attachment number 1 \nPage 16 of 190 Item # 2 5 Management’s Discussion and Analysis This Management’s Discussion and Analysis report provides the reader with a narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2013. Management’s Discussion and Analysis (MD&A) should be read in conjunction with the City’s Transmittal Letter, which begins on page v of this report. Financial Highlights  The City’s assets exceeded its liabilities at the close of fiscal year 2013 by $782.8 million (net position). Of this amount, $236.1 million (unrestricted net position) may be used to meet the government’s ongoing obligations to citizens and creditors.  The City’s total net position increased by $17.0 million, or 2.2%, during fiscal 2013. Net position for governmental activities decreased by $68 thousand, or .02%, while the business-type net position increased by $17.1 million, or 4.6%.  Significant factors contributing to the $68 thousand decrease in governmental net position included a decrease of net program expense of $893 thousand from the prior year as a result of a decrease of $351 thousand in governmental expenses, coupled with a increase in charges for services of $1.4 million and a decrease in operating and capital grants and contributions totaling $815 thousand. General revenues decreased $2.3 million primarily due to a decrease of $3.9 million in investment earnings offset by a $1.1 million increase in other taxes. Transfers in from business-type activities increased $525 thousand.  The $17.1 million increase in business-type net position included an increase in net program revenues of $3.4 million as a result of an increase in charges for services of $5.1 million, offset by an increase in program expenses of $975 thousand and a decrease in operating and capital grants and contributions totaling $770 thousand. $3.3 million of the increase in charges for services is attributable to the Water & Sewer Utility, as well as $2.4 million of the decrease in capital grants and contributions. General revenues decreased $4.9 million due to a decrease in investment earnings, and transfers out to governmental activities increase $525 thousand.  At September 30, 2013, the City’s governmental funds reported combined ending fund balances of $112.1 million, a decrease of $465 thousand, or .41%, in comparison with the prior year. Of this amount, $17.7 million (or 15.8%) is available for spending at the government’s discretion (unassigned fund balance).  At September 30, 2013, unrestricted fund balance (the total of the committed, assigned and unassigned components of fund balance) for the general fund was $22.3 million, or 20.2% of total current year general fund expenditures.  Total outstanding long-term debt decreased $7.0 million primarily due to principal payments on bonds payable in the amount of $7.7 million and a net decrease in lease purchase contracts of $1.1 million, offset by a net increase the liability for other postemployment benefits of $1.6 million and a net increase in claims payable of $980 thousand. Overview of the Financial Statements This discussion and analysis (MD&A) is intended to serve as an introduction to the City of Clearwater’s basic financial statements. The City’s basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Attachment number 1 \nPage 17 of 190 Item # 2 6 Government-Wide Financial Statements The government-wide financial statements are the statement of net position and the statement of activities. These statements report information about the City as a whole using accounting methods similar to those used by private- sector businesses. Emphasis is placed on the net position of governmental activities and business-type activities, and the change in net position. Governmental activities are principally supported by taxes and intergovernmental revenues. Governmental activities include most of the City’s basic services, including police, fire, public works, parks and recreation, and general administration. Business-type activities are intended to recover all or a significant portion of their costs through user fees and charges. The City’s water and sewer system, stormwater system, gas system, solid waste, recycling, marine, aviation, convention center, Clearwater Harbor Marina, and parking system operations are reported as business-type activities.  The statement of net position presents information on all of the City’s assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator as to whether the financial position of the City is improving or deteriorating. Net position is reported in three major categories: 1) invested in capital assets, net of related debt; 2) restricted; and 3) unrestricted.  The statement of activities presents information showing how the City’s net position changed as a result of the year’s activities. All changes in net position are recorded in the period in which the underlying event takes place, which may differ from the period in which cash is received or disbursed. The Statement of Activities displays the expense of the City’s various programs net of related revenues, as well as a separate presentation of revenues available for general purposes. The government-wide financial statements include not only the City of Clearwater itself but also the Clearwater Redevelopment Agency (CRA). The CRA, though legally separate, is reported as part of the primary government as a blended component unit due to the City Council serving as the CRA’s governing board. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The fund financial statements provide detailed information about the City’s major funds – not the City as a whole. Fund accounting helps to ensure and demonstrate compliance with finance-related legal requirements. Based on restrictions on the use of monies, the City has established many funds that account for the multitude of services provided to residents. These fund financial statements focus on the City’s most significant funds: governmental, proprietary, and fiduciary. Governmental funds. Governmental funds are used to report most of the City’s basic services. These funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. The funds focus on the inflows and outflows of current resources and the balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains ten individual governmental funds. Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the General, Special Development, and Capital Improvement funds, which are considered to be major funds. Data from the other seven governmental funds are combined into a single aggregated columnar presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements in the supplementary information section of this report. Annual appropriated budgets are adopted for the General Fund, the Special Development Special Revenue Fund, and the Community Redevelopment Agency Special Revenue Fund. Budgetary comparison statements and/or schedules have been provided for these funds to demonstrate budgetary compliance. Attachment number 1 \nPage 18 of 190 Item # 2 7 The basic governmental fund financial statements can be found on pages 22-27 of this report. Proprietary funds. The City maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for the fiscal activities related to water and sewer, gas, solid waste and stormwater utilities, along with recycling, marine, aviation, parking system, Harborview Convention Center, and Clearwater Harbor Marina boat slip operations. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City uses internal service funds to account for the City’s building maintenance, custodial services, self-insurance program, risk management program, employee group insurance, vehicle acquisition and maintenance, and various support activities including data processing, legal, telecommunications, and postal services. All of the City’s internal service funds predominantly benefit governmental activities and consequently have been aggregated and included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Water and Sewer Utility, Gas Utility, Solid Waste Utility, and Stormwater Utility enterprise funds, which are considered to be major funds of the City. The remaining six non-major enterprise funds are combined into a single aggregated presentation in the proprietary fund financial statements. Similarly, governmental activity internal service funds are aggregated into a single presentation. Individual fund data for the non-major enterprise funds and the internal service funds is provided in the form of combining statements in the supplementary information section of this report. The basic proprietary fund financial statements can be found on pages 28-39 of this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of the fiduciary funds are not available to support the City’s own programs. The accounting used for fiduciary funds is similar to proprietary funds. The City of Clearwater maintains two different types of fiduciary funds. Pension trust funds are used to report resources held in trust for retirees and beneficiaries covered by the city’s pension plans. An agency fund is used to report resources held by the city in a custodial capacity for individuals, private organizations and other governments, such as the Clearwater Downtown Development Board. The fiduciary fund statements can be found on pages 40-41 of this report. Notes to the Financial Statements The notes to the financial statements provide additional information that is essential for a full understanding of the information provided in the government-wide and fund financial statements, including the City’s progress in funding its obligations to provide pension benefits and other post-employment benefits to its employees. The notes to the financial statements can be found on pages 42-91 of this report. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the City’s progress in funding its obligations to provide pension benefits and other post-employment benefits to its employees. Required supplementary information can be found on pages 92-95 of this report. The combining statements referred to earlier in connection with non-major governmental funds, non-major enterprise funds, and internal service funds, are presented immediately following the required supplementary information. Combining and individual fund statements can be found on pages 100-126 of this report. Attachment number 1 \nPage 19 of 190 Item # 2 8 Government-Wide Financial Analysis The overall financial position of the City improved in both fiscal 2013 and fiscal 2012. As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the City, assets exceeded liabilities by $782.8 million at the close of the fiscal year ended September 30, 2013. This represents an increase of $17.0 million from the September 30, 2012 total net position of $765.8 million. The City reports positive balances in all three categories of net position, both for the government as a whole as well as for its separate governmental and business-type activities, for both the current year and the prior year, as indicated in the following table: 2013 2012 2013 2012 2013 2012 Assets Current and other assets 173,756,776$ 175,794,284$ 230,729,086$ 229,378,382$ 404,485,862$ 405,172,666$ Capital assets 270,595,636 269,099,856 398,342,688 387,040,148 668,938,324 656,140,004 Total assets 444,352,412 444,894,140 629,071,774 616,418,530 1,073,424,186 1,061,312,670 Liabilities Current and other liabilities 6,348,943 7,316,832 18,693,278 15,612,447 25,042,221 22,929,279 Long-term debt outstanding: Due within one year 11,258,660 10,442,975 9,206,062 8,733,050 20,464,722 19,176,025 Due in more than one year31,260,285 31,581,421 213,850,591 221,859,874 245,110,876 253,441,295 Total liabilities 48,867,888 49,341,228 241,749,931 246,205,371 290,617,819 295,546,599 Net position Invested in capital assets, net of related debt 252,661,261 249,741,330 180,323,556 163,315,616 432,984,817 413,056,946 Restricted 60,454,040 65,603,804 53,237,119 55,204,599 113,691,159 120,808,403 Unrestricted 82,369,223 80,207,778 153,761,168 151,692,944 236,130,391 231,900,722 Total net position 395,484,524$ 395,552,912$ 387,321,843$ 370,213,159$ 782,806,367$ 765,766,071$ City of Clearwater, Florida - Net Position Governmental ActivitiesBusiness-type ActivitiesTotal A large portion of the City’s net position (55.3%) represent its investment in capital assets (e.g., land, infrastructure, land improvements, buildings, and equipment), less any related outstanding debt used to acquire those assets. The City uses these capital assets to provide services to citizens, and consequently these assets are not available for future spending. Although the City’s investment in capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other resources, since the capital assets themselves will not be used to liquidate these liabilities. There was a $2.9 million, or 1.2%, increase in invested in capital assets, net of related debt for governmental activities versus the previous year. The increase was due to a decrease in related revenue bond debt due to $590 thousand in scheduled bond principal payments and a decrease of $810 thousand in capital lease purchase contracts, plus a net increase of $1.5 million in governmental capital assets for the current fiscal year. The increase in governmental capital assets resulted from capital asset additions of $17.8 million that were offset by depreciation expense of $16.1 million and net capital asset retirements totaling approximately $200 thousand. Invested in capital assets, net of related debt for business-type activities increased by $17.0 million, or 10.4%, due to $30.4 million of capital asset additions, offset by $19.0 million in current year depreciation expense, $93 thousand in capital asset disposals, and a decrease of $5.7 million in related bond debt, net of unspent bond proceeds. An additional portion of the City’s net position (14.5%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($236.1 million or 30.2%) may be used to meet the government’s ongoing obligations to citizens and creditors. Attachment number 1 \nPage 20 of 190 Item # 2 9 Changes in Net Position The following table reflects the changes in net position for the years ended September 30, 2013, and September 30, 2012: 2013 2012 2013 2012 2013 2012 Revenues Program revenues: Charges for services 37,580,501$ 36,223,368$ 151,513,414$ 146,399,009$ 189,093,915$ 182,622,377$ Operating grants and contributions 8,113,785 8,521,483 583,524 134,384 8,697,309 8,655,867 Capital grants and contributions 437,180 845,083 6,250,438 7,469,212 6,687,618 8,314,295 General revenues: Property taxes 37,360,006 37,938,122 - - 37,360,006 37,938,122 Sales taxes 14,817,953 14,092,330 - - 14,817,953 14,092,330 Utility taxes 13,472,467 12,735,312 - - 13,472,467 12,735,312 Other taxes 13,627,722 12,975,557 - - 13,627,722 12,975,557 Other (975,615) 2,859,190 (1,286,154) 3,644,389 (2,261,769) 6,503,579 Total revenues 124,433,999 126,190,445 157,061,222 157,646,994 281,495,221 283,837,439 Expenses General Government 13,496,075 14,229,768 - - 13,496,075 14,229,768 Public Safety68,056,674 67,559,303 - - 68,056,674 67,559,303 Physical Environment3,451,055 3,189,096 - - 3,451,055 3,189,096 Transportation12,954,006 13,431,695 - - 12,954,006 13,431,695 Economic Environment3,034,577 2,240,637 - - 3,034,577 2,240,637 Human Services 104,330 185,966 - - 104,330 185,966 Culture and Recreation32,212,834 32,814,030 - - 32,212,834 32,814,030 Interest on Long-term Debt698,290 708,978 - - 698,290 708,978 Water and Sewer Utility- - 57,773,554 59,405,815 57,773,554 59,405,815 Gas Utility- - 29,747,195 27,661,721 29,747,195 27,661,721 Solid Waste Utility- - 17,042,189 16,632,374 17,042,189 16,632,374 Stormwater Utility- - 12,284,350 12,846,590 12,284,350 12,846,590 Other- - 13,599,796 12,925,429 13,599,796 12,925,429 Total expenses134,007,841 134,359,473 130,447,084 129,471,929 264,454,925 263,831,402 (9,573,842) (8,169,028) 26,614,138 28,175,065 17,040,296 20,006,037 Transfers9,505,454 8,980,279 (9,505,454) (8,980,279) - - Increase in net position (68,388) 811,251 17,108,684 19,194,786 17,040,296 20,006,037 Net position - beginning395,552,912 394,741,661 370,213,159 351,018,373 765,766,071 745,760,034 Net position - ending395,484,524$ 395,552,912$ 387,321,843$ 370,213,159$ 782,806,367$ 765,766,071$ City of Clearwater, Florida - Changes in Net Position transfers Governmental ActivitiesBusiness-type Activities Totals Increase in net position before Governmental Activities Net position of governmental activities decreased by $68 thousand from $395.6 million as of September 30, 2012, to $395.5 million as of September 30, 2013. This represents a .02% decrease in net position for governmental activities. Total expenses for governmental activities decreased by $352 thousand, or .26%, versus the prior year. Most operating expenses remained status quo or were reduced from the prior year’s budget. Total program revenues for governmental activities increased by $542 thousand, or 1.2%, versus the prior year. This increase was primarily due to a $1.4 million increase in charges for services, offset by a $816 thousand decrease in operating and capital grants and contributions. Grant revenues in most programs, from most sources, have decreased. Total general revenues for governmental activities decreased by $2.3 million, or 2.9%, primarily due to a $3.9 million, or 140.2%, decrease in investment earnings, offset by an increase of $1.1 million, or 14.8%, in other taxes. Transfers in from business-type activities increased $525 thousand, or 5.8%. The cost of all governmental activities this year was $134.0 million. This reflects a $352 thousand, or .26%, decrease from the fiscal 2012 total of $134.4 million. However, as shown on the Statement of Activities, the amount that the City’s Attachment number 1 \nPage 21 of 190 Item # 2 10 taxpayers ultimately financed for these activities totaled $87.9 million, because some of the cost was paid for by those who directly benefited from the programs ($37.6 million) or by other governments and organizations that subsidized certain programs with grants and contributions ($8.5 million). This total of $87.9 million is $893 thousand, or 1.0%, less than the fiscal 2012 amount financed from general revenues. $0 $10 $20 $30 $40 $50 $60 $70 Millions Expenses and Program Revenues -Governmental Activities For the Year Ended September 30, 2013 Expenses Revenues General Government Public Safety Physical Environment Transportation Economic Environment Human Services Culture and Recreation Intereston Charges for services 30.2% Operating grants and contributions 6.5% Capital grants and contributions 0.4% Property taxes 30.0%Sales taxes 11.9% Utility taxes 10.8% Communications services taxes 4.4% Other taxes 6.6% Other revenues -.8% Revenues by Sources -Governmental Activities For the Year Ended September 30, 2013 Attachment number 1 \nPage 22 of 190 Item # 2 11 Business-type Activities Net position for business-type activities increased from $370.2 million for the prior year to $387.3 million. This increase totaled $17.1 million, reflecting a 4.6% increase in business-type activities net position. Net revenue from business-type activities, before investment earnings and transfers, increased from $24.5 million for the prior year to $27.9 million for fiscal 2013. This $3.4 million, or 13.7%, increase was primarily the result of a $5.1 million increase in charges for services and a $449 thousand increase in operating grants and contributions, offset by a $1.2 million decrease in capital grants and contributions and a $975 thousand increase in operating expenses. Most of this activity occurred in the Water & Sewer Utility, where net revenues increased $2.6 million in this fund alone due to increased revenues and decreased expenses. Total program revenues for business-type activities increased by $4.3 million, or 2.8%, to $158.3 million versus the prior year total of $154.0 million, primarily in the Water & Sewer Utility due to a 4.5% rate increase effective October 1, 2012. Total expenses for business-type activities increased by $975 thousand, or .75%, from $129.5 million in fiscal 2012 to $130.4 million for fiscal 2013. Expenses in the Recycling Fund increased $1.2 million (42.0%) due to the purchase of 26,000 residential 96 gallon carts for the new single stream recycling program. Expenses in the Gas Utility also increased $2.1 million (7.5%) due to increases across substantially all line items, most notably $876 thousand for gas purchased for resale and $382 thousand for professional fees due to the outsourcing of line spotting, environmental work at the manufactured gas plant site and contractual work at the gate station. Expenses in the Water & Sewer Utility decreased $1.6 million (2.7%), primarily the result of a decrease in Professional Fees and Repairs & Maintenance due to reduced project activity, offset by an increase in water purchased from Pinellas County due to a storage tank being out of service for repairs. Finally, transfers for business-type activities changed from a net transfer out to governmental activities of $9.0 million in fiscal 2012 to a net transfer out to governmental activities of $9.5 million in the current year, reflecting a $525 thousand increase. $0 $10,000,000 $20,000,000 $30,000,000 $40,000,000 $50,000,000 $60,000,000 $70,000,000 $80,000,000 Water and Sewer Utility Gas UtilitySolid Waste UtilityStormwater UtilityOther Expenses and Program Revenue -Business-type Activities For the Year Ended September 30, 2013 Expenses Revenues Attachment number 1 \nPage 23 of 190 Item # 2 12 Financial Analysis of the City’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental Funds The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. The City reports the General Fund, Special Development Fund, and Capital Improvement Fund as major governmental funds. The City’s governmental funds for the year ended September 30, 2013, reflect a combined fund balance of $112.1 million versus $112.5 million for the prior year, a decrease of $465 thousand. A total of $17.5 million, or 15.8%, represents unassigned fund balance available for spending at the government’s discretion. The remainder of the fund balance is classified as assigned ($6.4 million or 5.7%) to indicate that it is intended to be used for specific purposes supported by management’s intent; committed ($27.3 million or 24.4%) to indicate that it can be used only for the specific purposes determined by a formal vote of the City Council; restricted ($60.5 million or 54.0%) to indicate that it can be spent only for the specific purposes stipulated by constitution, external resource providers, or through enabling legislation; or nonspendable ($132 thousand or .1%) to indicate that it cannot be spent or is legally or contractually required to remain intact. The General Fund is the chief operating fund of the City. At September 30, 2013, unassigned fund balance of the General Fund totaled $21.7 million, with the remaining $625 thousand in fund balance classified as nonspendable or assigned. As a measure of the general fund’s liquidity it is useful to compare unassigned fund balance to total fund expenditures. Unassigned fund balance represents 19.7% of total general fund expenditures (GAAP basis before transfers) for the current fiscal year. Charges for services 96.4% Capital grants and contributions 4.0% Investment earnings -0.8% Other 0.4% Revenues by Source -Business-type Activities For the Year Ended September 30, 2013 Attachment number 1 \nPage 24 of 190 Item # 2 13 The fund balance of the Special Development Fund decreased from $8.4 million to $6.0 million, a decrease of $2.4 million or 28.4%, during the current fiscal year versus an increase of $2.7 million for fiscal 2012. The significant decrease for fiscal 2013 is primarily due to an increase in the transfer of Penny for Pinellas revenues from the Special Development Fund to the Capital Improvement Fund for initiation of new capital projects. The fund balance for the Capital Improvement Fund increased from $43.3 million to $45.9 million during the current fiscal year. This increase of $2.6 million is primarily the result of current year capital project funding received from other funds ($20.7 million) and grant revenues received from federal, state, and local agencies ($190 thousand) in excess of current year capital project expenditures ($17.1 million). This is typical volatility for the Capital Improvement Fund due to timing differences between project funding and project spending. The fund balances for Other (non-major) Governmental Funds posted an increase of $89 thousand (from $37.8 million to $37.9 million) during the current fiscal year. Proprietary Funds The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. The City reports the Water and Sewer Utility Fund, the Gas Utility Fund, the Solid Waste Utility Fund, and the Stormwater Utility Fund as major funds. The Water and Sewer Utility Fund realized an $8.2 million increase in net position versus an $8.7 million increase for the prior year. Operating revenues increased by $3.3 million, or 5.3%, while operating expenses decreased $1.0 million, or 2.0%. This resulted in a net increase in operating income of $4.3 million, from $11.1 million in fiscal 2012 to $15.4 million in 2013. Additionally, capital grants and contributions decreased by $2.4 million, or 34.7%; investment earnings decreased by $2.4 million, or 136.2%; and transfers out to other funds increased by $256 thousand, or 8.4%. The increase in operating revenues was the result of a 4.5% rate increase effective October 1, 2012. The decrease in operating expenses was primarily the result of a decrease in Professional Fees and Repairs & Maintenance due to reduced project activity, offset by an increase in water purchased from Pinellas County due to a storage tank being out of service for repairs. The decrease in capital grants and contributions was primarily the result of decreased grant revenues received or receivable from the Southwest Florida Water Management District for reclaimed water projects. The Gas Utility Fund realized a $5.5 million increase in net position versus a $6.4 million increase for the prior year. Operating revenues increased by $1.3 million, or 3.6%, from the prior year, primarily due to increased sales and recovery clauses, while operating expenses also increased by $2.3 million (8.8%). The increase in operating expenses was is due to increases across substantially all line items, most notably $876 thousand for gas purchased for resale and $382 thousand for professional fees due to the outsourcing of line spotting, environmental work at the manufactured gas plant site and contractual work at the gate station. This resulted in a $1.0 million, or 10.8%, decrease in operating income from the prior year. Additionally, other nonoperating revenues increased $486 thousand due to the receipt of an Energy Grant for the natural gas vehicle station, and transfers out to other funds decreased by $437 thousand, or 12.5% due to the decreased dividend to the General Fund on the fiscal 2012 increase in net position. The Solid Waste Utility Fund realized a $436 thousand increase in net position versus a $2.8 million increase for the prior year. Operating revenues increased by $19 thousand, or .10%, offset by an increase in operating expenses of $833 thousand, resulting in a decrease of $814 thousand in operating income from $3.0 million in fiscal 2012 to $2.2 million in fiscal 2013. The increase in operating revenues was very slight, as there were no rate increases approved for fiscal 2013. The Stormwater Utility Fund realized an increase in net position of $3.7 million versus a prior year increase of $2.8 million. Operating revenues increased by $498 thousand, or 3.1%, primarily due to scheduled rate increases of 2.75% effective October 1, 2012. Additionally, fiscal 2013 realized a $242 thousand, or 2.2% decrease in operating expenses, primarily attributable to a 39.8% decrease in repairs and maintenance due to the reduction from the prior year of projects that were expensed as renewal and replacement, offset by small increases in most other operating line items. Attachment number 1 \nPage 25 of 190 Item # 2 14 Unrestricted net position and changes in net position of the proprietary funds for fiscal years 2013 and 2012: Fund 2013 2012 2013 2012 Water and Sewer Utility 49,749,891$ 52,455,090$ 8,190,585$ 8,659,108$ Gas Utility 33,324,859 30,711,715 5,494,301 6,410,386 Solid Waste Utility 25,434,377 25,211,308 436,232 2,812,541 Stormwater Utility 29,979,789 26,930,359 3,749,388 2,765,426 Other funds 12,600,138 13,475,524 (524,988) 192,404 Totals 151,089,054$ 148,783,996$ 17,345,518$ 20,839,865$ Unrestricted Net Position Change in Net Position General Fund Budgetary Highlights The final amended budget for General Fund expenditures reflected a net increase of $3.7 million, or 3.4%, from the original budget. Key elements of this increase were as follows:  First Quarter Budget Amendments included an increase of $738,290 in major medical insurance across all departments to fund the self insurance program for health insurance and the CIGNA contract for plan administration for calendar year 2013; an increase of $18,450 to fund wage increases for the City Manager and City Attorney; $14,000 for landscape improvements at Island Way; $5,600 for an increase in funding to the Homeless Leadership Board; $22,000 to fund the increase for the new federal lobbyist contract; $181,760 to fund the Red Light Camera program recognizing expenditures that were not determined in time for the 2012/13 budget process; an increase of $2,817 in police uniforms for the purchase of bullet-proof vests; an increase in police overtime of $12,100; and an increase of $1,000 in police operating expenditures used to better foster relationships between youth and law enforcement.  Mid-Year Budget Amendments included $27,000 for EMS staffing at Phillies and Threshers baseball games; $117,620 to fund a resignation settlement and retirement payouts in the Fire Department; an increase of $7,000 for Pier 60 operations; $9,000 for demolition of the restrooms at Crest Lake Park; $20,000 for entryway signs; an increase in police overtime of $8,182; and $500 for food at various police training events.  Third Quarter Budget Amendments included an increase in pension contributions for police and fire in the amount of $2,131,895 recognizing state tax contributions; $155,000 to fund a settlement agreement; $176,690 to fund retirement and leave payouts; $77,000 for Pier 60 operations; and $70,936 for police overtime, supplies and travel. Final budgeted revenues reflect a net increase of $2.0 million, or 1.97%, from the original budget primarily due to the following:  First Quarter Budget Amendments included a decrease of $750,000 in utility service tax and franchise fee revenues from Progress Energy due to mild winter weather patterns; an increase of $14,917 in other intergovernmental revenues reflecting reimbursements supporting the Drug Enforcement Agency and the Joint Terrorism Task Force and the purchase of bullet-proof vests; an increase in charges for services of $422,000 to recognize estimated Red Light Camera revenues of $400,000 and $22,000 received from Eckerd Youth Alternatives and Camelot Community Care to provide programming at the Ross Norton Recreation and Aquatic Complex; and an increase of $1,000 in miscellaneous revenues representing a donation from Target for supplies used to better foster relationships between youth and law enforcement. Attachment number 1 \nPage 26 of 190 Item # 2 15  Mid-Year Budget Amendments included an increase of $8,180 in other intergovernmental revenues reflecting reimbursements supporting the Drug Enforcement Agency and the Joint Terrorism Task Force; an increase of $7,000 in charges for services reflecting an increase in revenue from the sale of concession souvenirs at Pier 60; an increase of $27,500 in miscellaneous revenues representing $27,000 received from the Phillies for EMS coverage at Phillies and Threshers baseball games; and a $500 reimbursement from Illinois Humanities for food at various police training events.  Third Quarter Budget Amendments included an increase of $68,082 in other intergovernmental revenues reflecting reimbursements supporting the Joint Terrorism Task Force, the Drug Enforcement Agency, the FBI, the Secret Service and the presidential inauguration; and increase of $2,131,895 in other intergovernmental revenues reflecting insurance monies received on behalf of the City’s police and fire supplemental pension plans; and increase in charges for services of $77,000 reflecting an increase to Pier 60 revenues; and an increase of $2,854 in miscellaneous revenues representing reimbursement revenue from All Children’s Hospital, Target and Verizon for support from the Police Department. Final budgeted “transfers in” from other funds reflect a $3.0 million, or 34.7%, increase from the original budget primarily due to:  $738,290 from the Central Insurance Fund to fund the self insurance program for health insurance and the CIGNA contract for plan administration;  $1,298,132 from the Gas Fund representing an increase in the computed annual gas dividend payment for fiscal year 2012/13;  $25,569 returned from the Capital Improvement Fund due to completion of the Security Access Systems project;  $3,225 returned from the Capital Improvement Fund due completion of the Parks & Recreation Customer Management & Facilities Scheduling System project;  $2 returned from the Capital Improvement Fund due to completion of the FBO Building Improvements project;  $796,430 returned from the Special Programs Fund due to closure of the RNC Police Overtime program;  $119,707 returned from the Special Programs Fund due to closure of the RNC Fire Overtime program; and  $18 returned from the Capital Improvement Fund due to completion of the Carpenter/Bright House Field Improvements project. Final budgeted “transfers out” reflect a $677 thousand, or 13.1%, increase from the original budget primarily due to:  $200,000 transferred to the Capital Improvement Fund for the Pier 60 Park Repair and Improvements Project;  $250,000 transferred to the Capital Improvement Fund for the Natural Gas Vehicles project; and  $150,000 transferred to the Special Programs Fund for the Centennial Celebration project. Total actual revenues for the General Fund for fiscal 2013 were $475 thousand, or .46%, less than final budgeted revenues. Contributing to this deficit of actual revenues versus final budgeted revenues was a deficit of $697 thousand (170.1%) in investment earnings; a deficit of $366 thousand (6.3%) in communications services taxes; a surplus of $445 thousand (50.75%) in miscellaneous revenues; and a surplus of $249 thousand (24.6%) in fines and forfeitures. Fiscal 2013 actual expenditures for the General Fund were less than final budgeted expenditures by $2.2 million, or 27.7%, primarily due to budget savings across all City departments for fiscal 2013. Capital Asset and Debt Administration Capital Assets Capital assets include land, buildings and building improvements, improvements other than buildings, machinery and equipment, and infrastructure. The infrastructure asset category includes long-lived capital assets, typically stationary in nature, such as roads, sidewalks, and bridges. At September 30, 2013, the City had investments in capital assets totaling $668,938,324 (net of accumulated depreciation). Attachment number 1 \nPage 27 of 190 Item # 2 16 201320122013201220132012 Land75,788$ 75,788$ 31,435$ 31,368$ 107,223$ 107,156$ Buildings 84,400 87,899 10,853 11,802 95,253 99,701 Improvements other than buildings17,814 15,740 319,507 323,084 337,321 338,824 Machinery and equipment 16,794 17,048 2,501 2,323 19,295 19,371 Infrastructure 62,648 67,492 - - 62,648 67,492 Construction in progress 13,152 5,133 34,046 18,463 47,198 23,596 Total 270,596$ 269,100$ 398,342$ 387,040$ 668,938$ 656,140$ * Net of accumulated depreciation Governmental Activities TotalBusiness-type Activities City of Clearwater, Florida - Capital Assets* (amounts in thousands) Net capital assets for the City’s governmental activities increased from $269.1 million to $270.6 million, reflecting an increase of $1.5 million for the current fiscal year. Capital asset additions of $17.8 million were offset by depreciation expense of $16.1 million and net capital asset retirements totaling approximately $200 thousand. Major fiscal 2013 completed governmental capital projects included $628 thousand for the expansion of the Joe DiMaggio Sports Complex consisting of new restrooms, storage and concession area; and $3.2 million for Carpenter Complex/Bright House Field Improvements consisting of the construction of a training building and renovation of the clubhouse and other amenities to meet the standards for a professional sports franchise. Net capital assets for the City’s business-type activities increased from $387.0 million to $398.3 million, reflecting an increase of $11.3 million for the current fiscal year. Capital asset additions of $30.4 million were offset by depreciation expense of $19.0 million and net capital asset retirements totaling approximately $93 thousand. Major fiscal 2013 completed business-type capital projects included $1.8 million for continued expansion of the City’s Reclaimed Water System based on the Reclaimed Water Master Plan Update, $1.1 million for the injection well at the Reverse Osmosis Plant at Reservoir #2, and $3.4 million for replacement of four Belt Filter Presses at the Marshall Street and Northeast wastewater treatment plants. Additional information on the City’s capital assets can be found in Note III (C) on the notes to the financial statements. Long-term debt The City’s total long-term debt decreased from $272.6 million to $265.6 million, a decrease of $7.0 million or 2.6%. Long-term debt for governmental activities increased by $495 thousand, or 1.2%, while long-term debt for business-type activities decreased by $7.5 million or 3.3%. Key factors contributing to these decreases included:  The increase in long-term debt for governmental activities is primarily due to increased accruals for other post- employment benefits and claims payable, offset by decreased accruals for lease purchase contracts and compensated absences, and principal payment of $590 thousand on the Spring Training Facility Revenue Bonds.  The decrease in long-term debt for business-type activities is primarily due to approximately $7.4 million of scheduled principal payments, a $170 thousand increase in principal payments due to the issuance of the 2013 Stormwater System Revenue Refunding Bonds to redeem the 2004 Stormwater System Revenue Bonds, and a $95 thousand increase in principal payments due to the issuance of the 2013 Gas System Revenue Refunding Bonds to redeem the 2004 Gas System Revenue Refunding Bonds, offset by increased accruals for other post- employment benefits and compensated absences, and a decrease in lease purchase contracts. The City’s bonded debt as of September 30, 2013, consists entirely of revenue bonds (secured solely by specified revenue sources) with no general obligation debt or special assessment debt outstanding. Governmental activities net revenue bonds totaled $9.5 million while business-type activities totaled $219.6 million. Attachment number 1 \nPage 28 of 190 Item # 2 17 The City’s Charter limits indebtedness to 20% of the assessed valuation of non-exempt real estate. The current debt limitation is approximately $1.9 billion, which is significantly in excess of the City’s applicable indebtedness of approximately $216 million at September 30, 2013. Additional information on the City’s long-term debt can be found in Note III (F) of the notes to the financial statements. Economic Factors and Year 2014 Budgets and Rates Factors considered in preparing the City of Clearwater’s budget for fiscal year 2014 included:  An increase of 3% in property values, from $7.5 billion to $7.7 billion. This is the first increase in valuations that the City has recognized in six years. After peaking with the 2007 values, total City taxable values have declined by 31% in a six year period.  Total taxable assessed values for the City of Clearwater increased approximately 3% for fiscal 2014. The City’s millage rate was unchanged from the fiscal 2013 rate of 5.1550 mills, reflecting a 2.95% increase from the rolled-back rate of 5.0060 mills.  A net increase of 4.0 full-time equivalent positions City-wide, due to additional support positions for the new Reverse Osmosis Plant in the Water and Sewer operation and additional police officer positions, to a total of 1,689.3 FTE’s. The City has reduced City-wide full-time equivalent positions by 14% since the peak staffing levels of fiscal year 2006-07 and General Fund full-time equivalent positions by 20% over the same six year period.  A decrease of $1.3 million in the actuarially required contribution to the Employees’ Pension Plan, from $20.9 million, or 27.97% of covered payroll, for fiscal 2013 to $19.6 million, or 25.0% of covered payroll, for fiscal 2014. The 6.2% decrease in the pension contribution rate is supplemented by the use of $535 thousand of the credit balance, which is estimated at $6.3 million.  An increase in employee medical insurance costs of $1.7 million, or 14.81%, from fiscal 2013. The increase is partially due to the cost to meet the reinsurance requirements of the new health care act, as well as to offset some of the cost of the Employee Health Clinic.  Budgeted Water and Sewer utility revenues for 2014 reflect a 4.5% rate increase effective October 1, 2013, while fiscal 2014 budgeted Stormwater utility revenues reflect a 2.75% rate increase effective October 1, 2013. Contacting the City’s Financial Management This financial report is designed to provide a general overview of the City’s finances for all those with an interest in our government and to show the City’s accountability for the money it receives. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to: City of Clearwater, Finance Department, 100 South Myrtle Avenue, Clearwater, Florida 33756-5520. Attachment number 1 \nPage 29 of 190 Item # 2 This Page Intentionally Left Blank 18 Attachment number 1 \nPage 30 of 190 Item # 2 19 Basic Financial Statements Attachment number 1 \nPage 31 of 190 Item # 2 GovernmentalBusiness-type ActivitiesActivitiesTotal ASSETS Cash and investments$135,657,145 $137,528,384 $273,185,529 Receivables (net)21,416,416 14,362,611 35,779,027 Internal balances (1,673,020) 1,673,020 - Due from other governments 5,130,019 8,308,832 13,438,851 Prepaid items 2,601,090 67,689 2,668,779 Inventories 602,422 1,832,520 2,434,942 Restricted assets: Cash and investments- 63,351,963 63,351,963 Due from other governments - 190,722 190,722 Deferred charges 66,434 1,836,614 1,903,048 Net pension asset 4,767,133 1,576,731 6,343,864 Land held for resale 5,189,137 - 5,189,137 Capital assets: Land75,787,871 31,435,054 107,222,925 Buildings 84,400,426 10,853,538 95,253,964 Improvements other than buildings17,813,686 319,506,953 337,320,639 Machinery and equipment16,793,585 2,501,547 19,295,132 Infrastructure62,648,373 - 62,648,373 Construction in progress13,151,695 34,045,596 47,197,291 Total assets444,352,412 629,071,774 1,073,424,186 LIABILITIES Accounts payable and other current liabilities 4,039,725 7,953,299 11,993,024 Accrued liabilities 1,424,557 483,287 1,907,844 Accrued interest payable 39,515 15,848 55,363 Due to other governments 253,048 - 253,048 Deposits 10,000 86,492 96,492 Unearned revenue and liens 582,098 34,245 616,343 Payable from restricted assets: Construction contracts payable - 22,491 22,491 Accrued interest payable - 3,249,277 3,249,277 Customers deposits - 6,848,339 6,848,339 Non-current liabilities due within one year: Compensated absences 4,273,637 1,085,766 5,359,403 Capital lease purchases payable 2,753,138 215,296 2,968,434 Revenue bonds payable 610,000 7,905,000 8,515,000 Claims payable 3,621,885 - 3,621,885 Long-term debt and liabilities: Unearned revenue - 187,113 187,113 Compensated absences 3,008,443 764,330 3,772,773 Other postemployment benefits 6,899,205 2,821,818 9,721,023 Capital lease purchases payable 5,495,381 296,549 5,791,930 Revenue bonds payable 9,075,856 209,780,781 218,856,637 Claims payable 6,781,400 - 6,781,400 Total liabilities 48,867,888 241,749,931 290,617,819 NET POSITION Invested in capital assets, net of related debt 252,661,261 180,323,556 432,984,817 Restricted for: Capital projects 30,924,959 9,300,000 40,224,959 Debt service 531,824 21,574,435 22,106,259 Renewal and replacement - 16,496,084 16,496,084 Land held for resale 5,189,137 - 5,189,137 Grant programs 23,808,120 - 23,808,120 Impact fees - 5,866,600 5,866,600 Unrestricted 82,369,223 153,761,168 236,130,391 Total net position $395,484,524 $387,321,843 $782,806,367 The notes to the financial statements are an integral part of this statement. Primary Government City of Clearwater, Florida Statement of Net Position September 30, 2013 20 Attachment number 1 \nPage 32 of 190 Item # 2 Pr o g r a m R e v e n u e s Op e r a t i n g P r i m a r y G o v e r n m e n t C h a r g e s f o r G r a n t s a n d C a p i t a l G r a n t s & G o v e r n m e n t a l B u s i n e s s - T y p e Fu n c t i o n s / P r o g r a m s E x p e n s e s S e r v i c e s C o n t r i b u t i o n s C o n t r i b u t i o n s A c t i v i t i e s A c t i v i t i e s T o t a l Pr i m a r y g o v e r n m e n t : Go v e r n m e n t a l a c t i v i t i e s : Ge n e r a l g o v e r n m e n t 1 3 , 4 9 6 , 0 7 5 $ 1 9 , 9 1 9 , 6 1 0 $ 5 7 3 $ - $ 6 , 4 2 4 , 1 0 8 $ - $ 6,424,108$ Pu b l i c s a f e t y 6 8 , 0 5 6 , 6 7 4 1 0 , 6 5 4 , 5 1 4 2 , 8 9 6 , 2 2 5 - ( 5 4 , 5 0 5 , 9 3 5 ) - ( 5 4 , 5 0 5 , 9 3 5 ) Ph y s i c a l e n v i r o n m e n t 3 , 4 5 1 , 0 5 5 1 7 3 , 9 5 5 8 0 , 5 1 4 7 2 , 0 3 4 ( 3 , 1 2 4 , 5 5 2 ) - ( 3 , 1 2 4 , 5 5 2 ) Tr a n s p o r t a t i o n 1 2 , 9 5 4 , 0 0 6 7 3 8 , 3 3 5 3 0 0 , 4 3 7 2 4 5 , 0 0 4 ( 1 1 , 6 7 0 , 2 3 0 ) - ( 1 1 , 6 7 0 , 2 3 0 ) Ec o n o m i c e n v i r o n m e n t 3 , 0 3 4 , 5 7 7 1 2 1 , 5 0 6 2 , 8 6 6 , 0 8 1 - ( 4 6 , 9 9 0 ) - ( 4 6 , 9 9 0 ) Hu m a n s e r v i c e s 1 0 4 , 3 3 0 - 1 4 7 , 4 7 6 - 4 3 , 1 4 6 - 4 3 , 1 4 6 Cu l t u r e a n d r e c r e a t i o n 3 2 , 2 1 2 , 8 3 4 5 , 9 7 2 , 5 8 1 1 , 8 2 2 , 4 7 9 1 2 0 , 1 4 2 ( 2 4 , 2 9 7 , 6 3 2 ) - ( 2 4 , 2 9 7 , 6 3 2 ) In t e r e s t o n l o n g - t e r m d e b t 6 9 8 , 2 9 0 - - - (6 9 8 , 2 9 0 ) - (698,290) To t a l g o v e r n m e n t a l a c t i v i t i e s 1 3 4 , 0 0 7 , 8 4 1 37 , 5 8 0 , 5 0 1 8, 1 1 3 , 7 8 5 43 7 , 1 8 0 (8 7 , 8 7 6 , 3 7 5 ) - (87,876,375) Bu s i n e s s - t y p e a c t i v i t i e s : Wa t e r & S e w e r Ut i l i t y 57 , 7 7 3 , 5 5 4 65 , 2 9 2 , 3 7 2 - 4, 4 3 9 , 4 9 5 - 11,958,313 11,958,313 Ga s U t i l i t y 2 9 , 7 4 7 , 1 9 5 37 , 6 9 2 , 6 9 6 45 0 , 0 0 0 - - 8,395,501 8,395,501 So l i d W a st e U t i l i t y 1 7 , 0 4 2 , 1 8 9 19 , 5 0 3 , 9 9 7 - - - 2,461,808 2,461,808 St o r m w a t e r Ut i l i t y 12 , 2 8 4 , 3 5 0 16 , 3 7 8 , 1 1 3 - 49 0 , 7 1 0 - 4,584,473 4,584,473 Re c y c l i n g 4, 0 5 5 , 8 8 9 2, 4 5 3 , 3 5 1 82 , 9 8 4 - - (1,519,554) (1,519,554) Ma r i n e 4 2 1 4 3 0 8 4 3 3 0 6 9 3 - 3 7 4 8 - 120133120133 N e t ( E x p e n s e ) R e v e n u e a n d C h a n g e s i n N e t A s s e t s Ci t y o f C l e a r w a t e r , F l o r i d a St a t e m e n t o f A c t i v i t i e s Fo r t h e Y e a r E n d e d S e p t e m b e r 3 0 , 2 0 1 3 21 Ma r i n e 4,21 4 ,30 8 4,33 0 ,69 3 - 3,74 8 - 120,133 120,133 Av i a t i o n 4 0 3 , 7 2 2 2 6 1 , 0 6 1 - 1 , 2 2 9 , 9 2 4 - 1 , 0 8 7 , 2 6 3 1 , 0 8 7 , 2 6 3 Pa r k i n g S y s t e m 3 , 7 2 9 , 7 3 0 4 , 9 9 3 , 5 2 7 5 4 0 - - 1 , 2 6 4 , 3 3 7 1 , 2 6 4 , 3 3 7 Ha r b o r v i e w C e n t e r 5 2 0 , 1 8 6 4 8 , 2 5 6 - - - (471,930) (471,930) Cl e a r w a t e r H a r b o r M a r i n a 67 5 , 9 6 1 55 9 , 3 4 8 50 , 0 0 0 86 , 5 6 1 - 19,948 19,948 To t a l b u s i n e s s - t y p e a c t i v i t i e s 1 3 0 , 4 4 7 , 0 8 4 15 1 , 5 1 3 , 4 1 4 58 3 , 5 2 4 6, 2 5 0 , 4 3 8 - 27,900,292 27,900,292 To t a l p r i m a r y g o v e r n m e n t 26 4 , 4 5 4 , 9 2 5 $ 18 9 , 0 9 3 , 9 1 5 $ 8, 6 9 7 , 3 0 9 $ 6, 6 8 7 , 6 1 8 $ (8 7 , 8 7 6 , 3 7 5 ) 27,900,292 (59,976,083) Ge n e r a l r e v e n u e s : T a x e s : P r o p e r t y t a x e s 37 , 3 6 0 , 0 0 6 - 37,360,006 S a l e s t a x e s 14 , 8 1 7 , 9 5 3 - 14,817,953 Ut i l i t y t a x e s 13 , 4 7 2 , 4 6 7 - 13,472,467 C o m m u n i c a t i o n s s e r v i c e s t a x e s 5, 4 7 0 , 3 9 0 - 5,470,390 O t h e r t a x e s 8, 1 5 7 , 3 3 2 - 8,157,332 I n v e s t m e n t e a r n i n g s ( l o s s ) (1 , 1 0 9 , 0 1 7 ) (1,286,154) (2,395,171) M i s c e l l a n e o u s 13 3 , 4 0 2 - 133,402 Tr a n s f e r s 9, 5 0 5 , 4 5 4 ( 9 , 5 0 5 , 4 5 4 ) - T o t a l g e n e r a l r e v e n u e s a n d t r a n s f e r s 87 , 8 0 7 , 9 8 7 (10,791,608) 77,016,379 C h a n g e i n n e t a s s e t s (6 8 , 3 8 8 ) 17,108,684 17,040,296 Ne t p o s i t i o n - - b e g i n n i n g 39 5 , 5 5 2 , 9 1 2 370,213,159 765,766,071 Ne t p o s i t i o n - - e n d i n g 39 5 , 4 8 4 , 5 2 4 $ 387,321,843$ 782,806,367$ Th e n o t e s t o t h e f i n a n c i a l s t a t e m e n t s a r e a n i n t e g r a l p a r t o f t h i s s t a t e m e n t . 21 Attachment number 1 \nPage 33 of 190 Item # 2 Special Capital Other Totals GeneralDevelopmentImprovementGovernmentalGovernmental Fund Fund Fund Funds Funds ASSETS Cash and investments $19,650,748 $4,243,616 $52,853,592 $15,548,843 $92,296,799 Receivables (net where applicable, of allowances for estimated uncollectible amounts): Accrued interest 136,963 201,838 2,188 77,427 418,416 Accounts and contracts 172,557 - - - 172,557 Mortgages, notes and other loans - - - 17,902,199 17,902,199 Property taxes 142,998 8,820 - - 151,818 Utility taxes 1,083,485 - - - 1,083,485 Franchise fees 907,479 - - - 907,479 Other - - - 468,365 468,365 Due from other funds (deficit in pooled cash)- - 1,052,002 - 1,052,002 Due from other governmental entities - grants - - - 756,337 756,337 Due from other governmental entities - other 2,492,993 1,731,277 - 149,412 4,373,682 Land held for resale - - - 5,189,137 5,189,137 Inventories, at cost 36,531 - - - 36,531 Prepaid items - - - 95,764 95,764 Advances to other funds - - - 974,267 974,267 Total assets 24,623,7546,185,55153,907,78241,161,751 125,878,838 LIABILITIES Accounts and contracts payable $683,954 $- $1,661,698 $399,221 $2,744,873 Accrued payroll 1,223,006 - - 38,194 1,261,200 Due to other funds - - 670,838 316,667 987,505 Due to other funds (deficit in pooled cash)- - - 113,722 113,722 Due to other governmental entities 44,868 160,074 - 48,106 253,048 Deposits - - - 10,000 10,000 Construction escrows - - - 130,716 130,716 Unearned revenue 383,355 8,820 - 7,848 400,023 Advances from other funds - - 5,652,548 2,240,933 7,893,481 Total liabilities 2,335,183 168,8947,985,0843,305,407 13,794,568 FUND BALANCES (DEFICITS) Nonspendable inventories and prepaid items 36,531 - - 95,764 132,295 Restricted - 2,807,118 23,050,151 34,636,286 60,493,555 Committed - 207,431 24,040,029 3,074,580 27,322,040 Assigned 588,219 3,002,108 48,164 2,751,078 6,389,569 Unassigned 21,663,821 - (1,215,646) (2,701,364) 17,746,811 Total fund balances (deficits)22,288,571 6,016,657 45,922,698 37,856,344 112,084,270 Total liabilities and fund balances (deficits)$24,623,754 $6,185,551 $53,907,782 $41,161,751 $125,878,838 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Balance Sheet Governmental Funds September 30, 2013 22 Attachment number 1 \nPage 34 of 190 Item # 2 Total fund balances of governmental funds 112,084,270$ Capital assets used in governmental activities are not financial resources, therefore, are not reported in the funds. The cost of the assets totals $477,485,815 and the accumulated depreciation totals $206,890,179 270,595,636 The net pension asset related to governmental activities does not represent financial resources and is not reported in the funds.4,767,133 Accrued pollution remediation obligation expenses are not financial uses and, therefore, are not reported in the funds.(476,484) Accrued general long-term debt interest expenses are not financial uses and, therefore, are not reported in the funds.(39,515) Accrued property taxes are not financial resources in the current period and, therefore, are reported as deferred revenues in the funds.151,818 Accrued liens are not financial resources in the current period and, therefore, are reported as deferred revenues in the funds.172,557 Accrued permit fees are not financial resources in the current period and, therefore, are reported as deferred revenues in the funds.67,800 The assets and liabilities of the internal service funds (funds used to charge the costs of certain activities to individual funds) are included in the governmental activities in the statement of net assets. Net assets of internal service funds 50,634,992 Less: Capital assets included in total governmental capital assets above(16,465,909) Less: Net pension asset included in total governmental net pension asset above (363,431) Add: Capital lease purchases payable included in total governmental below 7,328,636 Add: Compensated absences included in total governmental below 845,084 Add: Other post-employment benefits included in total governmental below903,277 Less: Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds (2,672,114) 40,210,535 Long-term liabilities, including bonds payable, are not due and payable in the current period and accordingly are not reported in the funds. Long-term liabilities at year-end consist of: Bonds payable (9,500,000) Less: Deferred charge for issuance costs (to be amortized over life of debt)66,434 Add: Issuance premium (to be amortized as a reduction of interest expense)(185,856) Capital lease purchases payable (8,248,519) Other post-employment benefits (6,899,205) Compensated absences (7,282,080) (32,049,226) Total net assets of governmental activities 395,484,524$ The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets September 30, 2013 23 Attachment number 1 \nPage 35 of 190 Item # 2 SpecialCapital Other Total GeneralDevelopmentImprovementGovernmentalGovernmental FundFundFundFundsFunds REVENUES Taxes: Property$35,630,452 $1,782,466 $- $- $37,412,918 Sales - 8,868,443 - - 8,868,443 Utility 13,472,467 - - - 13,472,467 Communications services 5,470,390 - - - 5,470,390 Other taxes 2,111,906 1,444,222 - - 3,556,128 Total taxes 56,685,215 12,095,131 - - 68,780,346 Franchise fees 9,164,345 - - - 9,164,345 Licenses, permits, and fees 1,891,828 294,618 - - 2,186,446 Intergovernmental: Federal - - 56,826 3,204,842 3,261,668 State 11,834,289 - 132,939 901,052 12,868,280 Local 8,461,149 670,838 - 1,580,172 10,712,159 Total intergovernmental 20,295,438 670,838 189,765 5,686,066 26,842,107 Charges for services 13,081,074 - - 1,403,304 14,484,378 Fines and forfeitures 1,266,500 - - 541,382 1,807,882 Investment earnings: Interest 363,850 534,670 5,804 248,350 1,152,674 Net appreciation (depreciation) in fair value (651,202) (795,018) (9,142) (365,498) (1,820,860) Total investment earnings (loss)(287,352) (260,348) (3,338) (117,148) (668,186) Miscellaneous 1,322,654 - 91,927 895,230 2,309,811 Total revenues 103,419,702 12,800,239 278,354 8,408,834 124,907,129 EXPENDITURES Current: General government 11,982,974 - 351,934 185,091 12,519,999 Public safety 63,841,347 - 385,584 2,035,369 66,262,300 Physical environment 2,988,662 - 373,424 13,527 3,375,613 Transportation 5,814,284 - 1,708,235 - 7,522,519 Economic environment 1,270,436 - - 1,985,324 3,255,760 Human services - - - 103,839 103,839 Culture and recreation 24,284,307 - 1,054,363 1,228,899 26,567,569 Debt service: Principal - - - 1,048,883 1,048,883 Interest & fiscal charges - - - 537,794 537,794 Capital outlay - - 13,196,368 121,350 13,317,718 Total expenditures 110,182,010 - 17,069,908 7,260,076 134,511,994 Excess (deficiency) of revenues over / (under) expenditures(6,762,308) 12,800,239 (16,791,554) 1,148,758 (9,604,865) OTHER FINANCING SOURCES (USES) Transfers in11,701,345 - 20,726,531 3,385,721 35,813,597 Transfers out(5,752,052) (15,188,317) (1,287,923) (4,445,088) (26,673,380) Total other financing sources (uses)5,949,293 (15,188,317) 19,438,608 (1,059,367) 9,140,217 Net change in fund balances(813,015) (2,388,078) 2,647,054 89,391 (464,648) Fund balances - beginning23,101,586 8,404,735 43,275,644 37,766,953 112,548,918 Fund balances - ending$22,288,571 $6,016,657 $45,922,698 $37,856,344 $112,084,270 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Statement of Revenues, Expenditures, and Changes in Fund Balances Governmental Funds For the Year Ended September 30, 2013 24 Attachment number 1 \nPage 36 of 190 Item # 2 Net change in fund balances ‐ total governmental funds (464,648)$            Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures while governmental activities report depreciation expense to allocate those costs over the life of the assets. This is the amount by which capital outlays exceeded depreciation in the current period.             Expenditures for capital assets 12,734,288$                     Less current year depreciation (11,154,469)          1,579,819             In the Statement of Activities the loss on disposition of capital assets is reported. The loss is not  a use of current resources and thus is not reported in the funds.(80,870)                 Repayment of long term debt principal is an expenditure in the governmental funds, however the  repayment reduces long‐term liabilities in the Statement of Net Assets.  Current year amounts are:             Revenue bond principal payments 590,000                             Capital lease principal payments 458,883                 1,048,883             Net pension asset is not a current financial resources and consequently is not reported in the funds. However it is an asset in the Statement of Net Assets.               Current year change in the net pension asset (153,010)               Liability for other post‐employment benefits (OPEB) does not require the use of current financial resources and consequently is not reported in the funds. However it is a liability in the Statement of Net Assets.             Current year change in the liability for other post‐employment benefits (993,066)               Some expenses reported in the Statement of Activities do not require the use of current financial  resources and therefore are not reported as expenditures in the governmental funds:             Current year change in compensated absences 127,923                             Amortization of issuance costs (9,919)                                Amortization of bond discounts and premiums 24,402                                Current year change in pollution remediation obligation (476,484)                           Current year change in accrued interest expense 1,819                      (332,259)               Revenues in the statement of activities that do not provide current financial resources are not  reported as revenues in the funds:             Current year change in property taxes receivable (52,912)                             Current year change in liens receivable (6,925)                                Current year change in permit fees receivable (15,200)                 The net revenues of internal service funds (funds used to charge the costs of certain activities  to individual funds) for governmental activities are reported in the Statement of Activities but not in the governmental funds.(598,200)               Total change in net assets of governmental activities (68,388)$               The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds For the Year Ended September 30, 2013 to the Statement of Activities 25 Attachment number 1 \nPage 37 of 190 Item # 2 Variance with ActualFinal Budget OriginalFinalAmountsPositive (Negative) Taxes: Property $35,468,760 $35,602,890 $35,630,452 $27,562 Utility taxes13,614,180 13,314,180 13,472,467 158,287 Communications services6,136,730 5,836,730 5,470,390 (366,340) Other taxes2,110,650 2,110,650 2,111,906 1,256 Total taxes57,330,320 56,864,450 56,685,215 (179,235) Franchise fees10,562,930 9,356,600 9,164,345 (192,255) Licenses, permits, and fees1,607,600 1,942,800 1,891,828 (50,972) Intergovernmental: State 9,289,960 11,800,035 11,834,289 34,254 Local 8,039,910 8,439,910 8,461,149 21,239 Total intergovernmental17,329,870 20,239,945 20,295,438 55,493 Charges for services13,080,800 13,186,800 13,081,074 (105,726) Fines and forfeitures616,650 1,016,650 1,266,500 249,850 Investment earnings: Interest 510,000 410,000 363,850 (46,150) Net appreciation (depreciation) in fair value- - (651,202) (651,202) Total investment earnings (loss)510,000 410,000 (287,352) (697,352) Miscellaneous 846,000 877,354 1,322,654 445,300 Total revenues101,884,170 103,894,599 103,419,702 (474,897) EXPENDITURES General government City Council276,220 280,179 251,518 28,661 City Manager's Office1,232,240 1,204,239 1,134,305 69,934 City Attorney's Office 1,537,180 1,554,726 1,401,330 153,396 Official Records & Legislative Services 1,012,030 1,040,078 941,772 98,306 Public Communications 903,840 909,813 885,218 24,595 Finance 2,162,430 2,183,243 2,141,085 42,158 Human Resources 1,029,330 1,034,832 897,467 137,365 Non-Departmental 2,341,690 2,366,189 2,361,368 4,821 Engineering 57,277 57,852 56,418 1,434 Parks and Recreation 12,450 11,551 10,830 721 Planning 1,355,770 1,413,021 1,325,088 87,933 City Auditor's Office 194,080 196,123 196,614 (491) Office of Management & Budget 305,310 310,011 310,914 (903) Total general government 12,419,847 12,561,857 11,913,927 647,930 Public safety Police 35,677,420 37,253,511 36,674,142 579,369 Fire 22,130,600 23,851,107 23,665,784 185,323 Development & Neighborhood Services 3,366,590 3,396,463 3,331,768 64,695 Total public safety 61,174,610 64,501,081 63,671,694 829,387 Physical environment Engineering 2,548,827 2,574,397 2,510,708 63,689 Parks and Recreation 566,493 525,551 492,753 32,798 Total physical environment 3,115,320 3,099,948 3,003,461 96,487 Transportation Engineering 4,852,496 4,871,664 4,527,679 343,985 Parks and Recreation 1,297,117 1,303,601 1,269,551 34,050 Total transportation 6,149,613 6,175,265 5,797,230 378,035 Economic environment Economic Development 1,246,560 1,256,862 1,228,164 28,698 Total economic environment 1,246,560 1,256,862 1,228,164 28,698 Culture and recreation Parks and Recreation 18,418,910 18,523,935 18,393,373 130,562 Library 5,139,720 5,179,474 5,055,797 123,677 Marine 573,640 659,655 663,625 (3,970) Total culture and recreation 24,132,270 24,363,064 24,112,795 250,269 Total expenditures (budgetary basis)108,238,220 111,958,077 109,727,271 2,230,806 Excess (deficiency) of revenues over expenditures (budgetary basis)(6,354,050) (8,063,478) (6,307,569) 1,755,909 OTHER FINANCING SOURCES (USES) Transfers in 8,589,500 11,568,873 11,701,345 132,472 Transfers out (5,153,250) (5,830,232) (5,752,052) 78,180 Total other financing sources (uses) (budgetary basis)3,436,250 5,738,641 5,949,293 210,652 Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses (budgetary basis) Encumbered purchase orders, beginning of year - - (1,042,958) (1,042,958) Encumbered purchase orders, end of year - - 588,219 588,219 Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses (GAAP basis) Fund balances - beginning 23,101,586 23,101,586 23,101,586 - Fund balances - ending $20,183,786 $20,776,749 $22,288,571 $1,511,822 The notes to the financial statements are an integral part of this statement. (2,917,800) (2,324,837) (813,015) 1,511,822 Budgeted Amounts 1,966,561 City of Clearwater, Florida Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual (Non-GAAP Budgetary Basis) General Fund For the Year Ended September 30, 2013 REVENUES (2,917,800) (2,324,837) (358,276) 26 Attachment number 1 \nPage 38 of 190 Item # 2 Variance with Final Budget ActualPositive OriginalFinalAmounts(Negative) REVENUES Taxes: Property$1,774,380 $1,774,380 $1,782,466 $8,086 Sales 8,381,110 8,381,110 8,868,443 487,333 Other taxes1,400,000 1,400,000 1,444,222 44,222 Total taxes11,555,490 11,555,490 12,095,131 539,641 Licenses, permits, and fees195,000 260,340 294,618 34,278 Intergovernmental: Local- 670,838 670,838 - Investment earnings: Interest 35,000 395,000 534,670 139,670 Net appreciation (depreciation) in fair value - - (795,018) (795,018) Total investment earnings (loss)35,000 395,000 (260,348) (655,348) Total revenues 11,785,490 12,881,668 12,800,239 (81,429) EXPENDITURES Total expenditures - - - - Excess of revenues over expenditures 11,785,490 12,881,668 12,800,239 (81,429) OTHER FINANCING SOURCES (USES) Transfers out (14,236,570) (15,256,959) (15,188,317) 68,642 Total other financing sources (uses)(14,236,570) (15,256,959) (15,188,317) 68,642 Excess / (Deficiency) of revenues and other sources over expenditures and other uses (2,451,080) (2,375,291) (2,388,078) (12,787) Fund balances - beginning 8,404,735 8,404,735 8,404,735 - Fund balances - ending $5,953,655 $6,029,444 $6,016,657 $(12,787) The notes to the financial statements are an integral part of this statement. For the Year Ended September 30, 2013 Budgeted Amounts City of Clearwater, Florida Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual (GAAP Basis) Special Development Fund 27 Attachment number 1 \nPage 39 of 190 Item # 2 Water and SewerGasSolid Waste UtilityUtilityUtility ASSETS Current assets: Cash and investments$44,841,626 $30,993,776 $24,554,732 Accrued interest receivable410,089 144,361 115,056 Accounts and contracts receivable: Billed3,604,119 1,240,105 1,032,767 Unbilled charges estimated2,523,700 1,488,700 790,467 6,127,819 2,728,805 1,823,234 Less: Allowance for uncollectable accounts (106,407) (57,594) (30,280) Total receivables, net 6,021,412 2,671,211 1,792,954 Other receivables - 297,534 - Due from other funds - - - Due from other governmental entities 2,892,667 - - Inventories, at cost 645,364 1,150,206 - Prepaid expenses and other assets 14,759 - 16,594 Total current assets - unrestricted 54,825,917 35,257,088 26,479,336 Current assets - restricted: Restricted cash and investments 10,260,840 2,905,767 1,102,552 Due from other governmental entities 190,722 - - Total current assets - restricted 10,451,562 2,905,767 1,102,552 Total current assets 65,277,479 38,162,855 27,581,888 Noncurrent assets: Restricted: Restricted cash and investments 36,031,595 300,000 - Deferred charges 1,366,119 151,101 - Other receivables 187,113 - - Advances to other funds - - - Net pension asset 652,218 352,938 361,833 Capital assets: Land and other nondepreciable assets 31,171,908 336,684 1,041,913 Capital assets, net of accumulated depreciation 218,904,598 47,670,350 1,881,709 Total noncurrent assets 288,313,551 48,811,073 3,285,455 Total assets353,591,030 86,973,928 30,867,343 The notes to the financial statements are an integral part of this statement. Business-type Enterprise City of Clearwater, Florida Statement of Net Position Proprietary Funds September 30, 2013 28 Attachment number 1 \nPage 40 of 190 Item # 2 Activities - StormwaterOtherInternal Service UtilityFundsTotalFunds $23,812,723 $13,325,527 $137,528,384 $43,360,346 117,139 101,178 887,823 231,875 886,518 104,032 6,867,541 - 1,384,400 156,626 6,343,893 - 2,270,918 260,658 13,211,434 - (24,551) (2,461) (221,293) - 2,246,367 258,197 12,990,141 - - - - 297,534 80,222 - - - 1,099,430 4,354,430 1,061,735 8,308,832 - - 36,950 1,832,520 565,891 26,023 10,313 67,689 2,505,326 30,556,682 14,793,900 161,912,923 47,843,090 1,791,400 9,300,000 25,360,559 - - - 190,722 - 1,791,400 9,300,000 25,551,281 - 32,348,082 24,093,900 187,464,204 47,843,090 1,659,809 - 37,991,404 - 319,394 - 1,836,614 - - - 187,113 - - - - 7,234,718 55,004 154,738 1,576,731 363,431 27,268,931 5,661,214 65,480,650 729,591 42,700,345 21,705,036 332,862,038 15,736,318 72,003,483 27,520,988 439,934,550 24,064,058 104,351,565 51,614,888 627,398,754 71,907,148 (Continued) Activities Funds 29 Attachment number 1 \nPage 41 of 190 Item # 2 Water and SewerGasSolid Waste UtilityUtilityUtility Business-type Enterprise City of Clearwater, Florida Statement of Net Position Proprietary Funds September 30, 2013 LIABILITIES Current liabilities: Accounts and contracts payable5,272,418 1,405,961 361,729 Accrued payroll179,567 84,562 106,744 Accrued interest payable6,727 6,605 2,516 Deposits - - - Unearned revenue and liens- - - Current portion of long-term liabilities: Compensated absences398,697 270,183 169,357 Revenue bonds946,667 847,916 - Capital lease purchases payable35,885 - 62,249 Due to other funds- - - Due to other funds (deficit in pooled cash)- - - Claims payable- - - Total current liabilities (payable from current assets)6,839,961 2,615,227 702,595 Current liabilities (payable from restricted assets): Construction contracts payable22,491 - - Accrued interest payable2,739,495 39,139 - Current portion of long-term liabilities, revenue bonds4,733,333 77,084 - Customer deposits2,956,243 2,789,544 1,102,552 Total current liabilities payable from restricted assets10,451,562 2,905,767 1,102,552 Total current liabilities17,291,523 5,520,994 1,805,147 Noncurrent liabilities: Compensated absences280,664 190,197 119,220 Other postemployment benefits963,256 478,760 647,226 Revenue bonds (net of unamortized discounts and deferred amount on refunding)162,713,272 12,459,057 - Capital lease purchases payable63,242 - 31,855 Unearned revenue187,113 - - Advances from other funds- - - Claims payable- - - Total non-current liabilities 164,207,547 13,128,014 798,301 Total liabilities 181,499,070 18,649,008 2,603,448 Net position: Invested in capital assets, net of related debt 81,762,601 34,622,977 2,829,518 Restricted for: Revenue bond debt service and sinking fund requirements 18,516,784 77,084 - Revenue bond renewal and replacement requirements 16,196,084 300,000 - Water and sewer impact fees 5,866,600 - - Developer agreements - - - Unrestricted 49,749,891 33,324,859 25,434,377 Total net position $172,091,960 $68,324,920 $28,263,895 The notes to the financial statements are an integral part of this statement. 30 Attachment number 1 \nPage 42 of 190 Item # 2 Activities - StormwaterOtherInternal Service UtilityFundsTotalFunds Activities Funds 395,024 518,167 7,953,299 687,652 48,375 64,039 483,287 163,357 - - 15,848 - - 86,492 86,492 - - 34,245 34,245 574,250 128,799 118,730 1,085,766 495,954 110,833 - 1,905,416 - 96,750 20,412 215,296 2,416,417 - 20,271 20,271 91,654 - 938,280 938,280 - - - - 3,621,885 779,781 1,800,636 12,738,200 8,051,169 - - 22,491 - 470,643 - 3,249,277 - 1,189,167 - 5,999,584 - - - 6,848,339 - 1,659,810 - 16,119,691 - 2,439,591 1,800,636 28,857,891 8,051,169 90,669 83,580 764,330 349,130 288,423 444,153 2,821,818 903,277 34,608,452 - 209,780,781 - 201,452 - 296,549 4,912,219 - - 187,113 - - 40,543 40,543 274,961 - - - 6,781,400 35,188,996 568,276 213,891,134 13,220,987 37,628,587 2,368,912 242,749,025 21,272,156 33,762,622 27,345,838 180,323,556 9,137,273 2,980,567 - 21,574,435 - - - 16,496,084 - - - 5,866,600 - - 9,300,000 9,300,000 - 29,979,789 12,600,138 151,089,054 41,497,719 $66,722,978 $49,245,976 384,649,729 $50,634,992 Net position of business-type activities$387,321,843 Adjustment to reflect consolidation of internal service fund activities related to enterprise funds 2,672,114 31 Attachment number 1 \nPage 43 of 190 Item # 2 Business-type Enterprise Water and SewerGasSolid Waste UtilityUtilityUtility Operating revenues: Sales to customers$64,654,329 $36,132,130 $19,081,567 Service charges to customers504,251 1,335,705 86,590 User charges to customers- - - Billings to departments- - - Rentals- - - Other- - - Total operating revenues65,158,580 37,467,835 19,168,157 Operating expenses: Personal services10,565,456 5,119,001 6,417,744 Purchases for resale7,270,932 13,806,785 - Operating materials and supplies2,848,799 721,787 450,665 Transportation1,189,890 586,660 3,870,162 Utility service2,680,021 102,170 89,786 Dumping charges1,480 - 4,229,695 Depreciation12,778,277 1,825,747 219,899 Interfund administrative charges5,804,710 2,378,800 937,000 Other current charges: Professional fees1,054,238 659,924 72,478 Advertising40,233 805,474 6,861 Communications144,878 96,313 57,905 Printing and binding1,786 19,865 5,791 Insurance767,660 439,429 269,170 Repairs and maintenance3,828,104 (5,095) 113,139 Rentals13,507 6,824 1,560 Miscellaneous273,825 145,581 53,373 Data processing charges479,660 307,530 148,140 Taxes 36,075 1,968,107 - Total other current charges 6,639,966 4,443,952 728,417 Total operating expenses 49,779,531 28,984,902 16,943,368 Operating income (loss)15,379,049 8,482,933 2,224,789 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Statement of Revenues, Expenses, and Changes in Net Position Proprietary Funds For the Year Ended September 30, 2013 32 Attachment number 1 \nPage 44 of 190 Item # 2 Activities Funds Governmental Activities - StormwaterOtherInternal Service UtilityFundsTotalFunds $16,249,526 $8,584,234 $144,701,786 $- 72,681 7,529 2,006,756 - - 1,905,445 1,905,445 - - - - 44,743,240 - 2,045,216 2,045,216 - - - - 238,322 16,322,207 12,542,424 150,659,203 44,981,562 2,984,182 3,584,171 28,670,554 10,093,036 - 2,445,564 23,523,281 4,796,599 447,589 1,661,747 6,130,587 804,886 1,010,185 784,667 7,441,564 244,361 17,084 394,230 3,283,291 510,150 161,888 - 4,393,063 - 2,646,879 1,531,899 19,002,701 4,973,765 1,333,640 1,553,060 12,007,210 333,580 499,737 431,321 2,717,698 2,238,302 - 30,924 883,492 - 29,287 41,558 369,941 1,072,708 14,367 8,441 50,250 12,671 68,700 143,340 1,688,299 17,091,901 1,404,896 279,005 5,620,049 2,866,835 5,958 269,995 297,844 434,457 57,549 291,784 822,112 157,924 182,100 109,890 1,227,320 376,380 - 1,065 2,005,247 8,743 2,262,594 1,607,323 15,682,252 24,259,921 10,864,041 13,562,661 120,134,503 46,016,298 5,458,166 (1,020,237) 30,524,700 (1,034,736) (Continued) 33 Attachment number 1 \nPage 45 of 190 Item # 2 Business-type Enterprise Water and SewerGasSolid Waste UtilityUtilityUtility City of Clearwater, Florida Statement of Revenues, Expenses, and Changes in Net Position Proprietary Funds For the Year Ended September 30, 2013 Nonoperating revenues (expenses): Investment earnings: Interest1,243,753 383,642 305,733 Net appreciation (depreciation) in fair value(1,870,921) (576,240) (468,096) Total investment earnings (loss)(627,168) (192,598) (162,363) Interest expense(7,812,446) (665,256) (7,260) Amortization of bond issue costs(134,785) (26,340) - Gain on exchange of capital assets- - - Loss on exchange of capital assets- (27,881) - Other133,792 674,861 335,840 Total nonoperating revenue (expenses)(8,440,607) (237,214) 166,217 Income (loss) before contributions and transfers6,938,442 8,245,719 2,391,006 Capital grants and contributions4,439,495 - - Transfers in127,632 311,633 83,247 Transfers out(3,314,984) (3,063,051) (2,038,021) Changes in net position 8,190,585 5,494,301 436,232 Total net position - beginning 163,901,375 62,830,619 27,827,663 Total net position - ending $172,091,960 $68,324,920 $28,263,895 Adjustment to reflect the consolidation of internal service fund activities related to enterprise funds Change in net position of business-type activities (page 19) The notes to the financial statements are an integral part of this statement. 34 Attachment number 1 \nPage 46 of 190 Item # 2 Activities Funds Governmental Activities - StormwaterOtherInternal Service UtilityFundsTotalFunds 311,168 268,451 2,512,747 640,043 (459,222) (424,422) (3,798,901) (1,038,136) (148,054) (155,971) (1,286,154) (398,093) (1,355,414) (2,095) (9,842,471) (205,950) (35,132) - (196,257) - - - - 346,892 - (9,138) (37,019) (43,633) 55,906 237,336 1,437,735 135,249 (1,482,694) 70,132 (9,924,166) (165,535) 3,975,472 (950,105) 20,600,534 (1,200,271) 490,710 1,320,233 6,250,438 - 123,775 37,168 683,455 1,598,961 (840,569) (932,284) (10,188,909) (1,233,724) 3,749,388 (524,988) 17,345,518 (835,034) 62,973,590 49,770,964 51,470,026 $66,722,978 $49,245,976 $50,634,992 (236,834) $17,108,684 35 Attachment number 1 \nPage 47 of 190 Item # 2 rf1 Water and SewerGasSolid Waste UtilityUtilityUtility CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers$65,247,886 $37,557,134 $19,230,340 Cash received from other funds- - - Cash payments to suppliers(16,536,048) (18,711,473) (4,965,465) Cash payments to employees(10,519,247) (5,380,393) (6,253,930) Cash payments to other funds(9,406,213) (3,476,900) (5,282,377) Other revenues133,792 674,861 335,840 Net cash provided by operating activities28,920,170 10,663,229 3,064,408 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds127,632 311,633 83,247 Transfers to other funds(3,314,984) (3,063,051) (2,038,021) Receipt of cash on loans to/from other funds- - - Payment of cash on loans to/from other funds- - - Net cash provided (used) by noncapital financing activities(3,187,352) (2,751,418) (1,954,774) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal payments on debt(5,515,492) (679,728) (79,508) Interest paid(8,507,873) (678,013) (6,874) Acquisition of capital assets(17,739,341) (3,506,225) (354,023) Sale of capital assets- - - Proceeds from issuance of debt- - - Payment of bond issue costs- - - Capital contributed by: Other governmental entities4,821,986 - - Property owners4,279 - - Developers860,926 - - Net cash provided (used) by capital and related financing activities(26,075,515) (4,863,966) (440,405) CASH FLOWS FROM INVESTING ACTIVITIES Investment earnings (loss)(607,800) (207,816) (172,136) Net cash provided (used) by investing activities(607,800) (207,816) (172,136) Net increase (decrease) in cash and cash equivalents (950,497) 2,840,029 497,093 Cash and cash equivalents at beginning of year 92,084,558 31,359,514 25,160,191 Cash and cash equivalents at end of year $91,134,061 $34,199,543 $25,657,284 Cash and cash equivalents classified as: Cash and investments $44,841,626 $30,993,776 $24,554,732 Restricted cash and investments 46,292,435 3,205,7671,102,552 Total cash and cash equivalents $91,134,061 $34,199,543 $25,657,284 The notes to the financial statements are an integral part of this statement. Business-type Enterprise City of Clearwater, Florida Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2013 36 Attachment number 1 \nPage 48 of 190 Item # 2 Governmental Activities - StormwaterOtherInternal Service Utility Funds Total Funds $16,293,697 $12,617,933 $150,946,990 $- - - - 44,979,233 (3,352,900) (5,484,196) (49,050,082) (31,359,833) (2,915,382) (3,486,621) (28,555,573) (9,974,420) (2,636,005) (2,614,673) (23,416,168) (1,540,999) 55,906 223,262 1,423,661 40,026 7,445,316 1,255,705 51,348,828 2,144,007 123,775 37,168 683,455 1,598,961 (840,569) (932,284) (10,188,909) (1,233,724) - 938,280 938,280 - - (20,271) (20,271) (2,424,239) (716,794) 22,893 (8,587,445) (2,059,002) (11,947,823) (40,259) (18,262,810) (2,470,965) (1,511,256) (1,815) (10,705,831) (205,950) (1,756,801) (1,851,456) (25,207,846) (4,975,930) - - - 308,593 10,236,575 - 10,236,575 2,120,099 30,414 - 30,414 - 71,950 222,578 5,116,514 - - - 4,279 - - 86,561 947,487 - (4,876,941) (1,584,391) (37,841,218) (5,224,153) (162,632) (161,156) (1,311,540) (392,561) (162,632) (161,156) (1,311,540) (392,561) 1,688,949 (466,949) 3,608,625 (5,531,709) 25,574,983 23,092,476 197,271,722 48,892,055 $27,263,932 $22,625,527 $200,880,347 $43,360,346 $23,812,723 $13,325,527$137,528,384$43,360,346 3,451,209 9,300,000 63,351,963 - $27,263,932 $22,625,527 $200,880,347 $43,360,346 (Continued) Activities Funds 37 Attachment number 1 \nPage 49 of 190 Item # 2 Water and SewerGasSolid Waste UtilityUtilityUtility Business-type Enterprise City of Clearwater, Florida Statement of Cash Flows Proprietary Funds For the Year Ended September 30, 2013 Reconciliation of operating income (loss) to net cash provided by operating activities: Operating income (loss)$15,379,049 $8,482,933 $2,224,789 Adjustments to reconcile operating income (loss) to net cash provided by operating activities: Other nonoperating revenue133,792 674,861 335,840 Depreciation12,778,277 1,825,747 219,899 Capitalized labor (285,936) (500,072) - Construction in progress reclassified as expense- - - Change in assets and liabilities: (Increase) decrease in accounts receivable(92,201) 214,022 17,999 (Increase) decrease in amount due from other governments464,244 - - (Increase) decrease in inventory19,167 (43,126) - (Increase) decrease in prepaid expenses9,639 - (481) Increase (decrease) in accounts and contracts payable83,390 (190,349) 57,883 Increase (decrease) in deposits payable181,507 35,544 44,184 Increase (decrease) in unearned revenue- - - (Increase) decrease in net pension asset19,991 10,012 11,544 Increase (decrease) in accrued payroll69,174 54,836 45,179 Increase (decrease) in other postemployment benefits160,077 98,821 107,572 Total adjustments13,541,121 2,180,296 839,619 Net cash provided by operating activities$28,920,170 $10,663,229 $3,064,408 The notes to the financial statements are an integral part of this statement. 38 Attachment number 1 \nPage 50 of 190 Item # 2 Governmental Activities - StormwaterOtherInternal Service Utility Funds Total Funds Activities Funds $5,458,166 $(1,020,237) $30,524,700 $(1,034,736) 55,906 237,336 1,437,735 135,249 2,646,879 1,531,899 19,002,701 4,973,765 - - (786,008) - (86,206) - (86,206) - (28,510) 26,941 138,251 (33,747) (532,830) - (68,586) - 14,948 20,331 11,320 (59,294) - - 9,158 (391,981) (151,837) 327,391 126,478 (1,500,060) - 20,128 281,363 - - 14,366 14,366 (63,805) 5,284 5,279 52,110 19,172 5,981 19,412 194,582 (53,003) 57,535 72,859 496,864 152,447 1,987,150 2,275,942 20,824,128 3,178,743 $7,445,316 $1,255,705 $51,348,828 $2,144,007 39 Attachment number 1 \nPage 51 of 190 Item # 2 Pension TrustAgency Funds Fund ASSETS Cash and investments $7,835,305 $201,926 Managed investment accounts, at fair value: Cash and cash equivalents 38,001,342 - Government bonds 41,706,413 - Agency bonds 6,937,483 - Domestic corporate bonds 83,546,446 - International equity securities 71,732,383 - Domestic stocks 398,694,009 - Mortgage backed bonds 69,553,553 - Asset backed securities 1,193,464 - Domestic equity mutual funds 44,650,599 - International equity mutual funds 43,453,425 - Real estate 35,524,856 - Total managed investment accounts 834,993,973 - Securities lending collateral 185,433,767 - Receivables: Interest and dividends 2,330,289 433 Unsettled investment sales 2,740,401 - Securities lending earnings receivable 33,298 - Due from others 5,000 - Total receivables 5,108,988 433 Total assets 1,033,372,033 202,359 LIABILITIES Accounts payable 893,334 - Unsettled investment purchases 15,947,502 - Obligations under securities lending 185,433,767 - Other miscellaneous payables: Downtown Development Board - 79,268 Special purpose funds - 8,738 Other - 114,353 Total miscellaneous payables - 202,359 Total liabilities 202,274,603 202,359 FIDUCIARY NET POSITION Held in trust for pension benefits 831,097,430 - Total fiduciary net position $831,097,430 $- The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Statement of Fiduciary Net Position Fiduciary Funds September 30, 2013 40 Attachment number 1 \nPage 52 of 190 Item # 2 City of Clearwater, Florida Statement of Changes in Fiduciary Net Position Fiduciary Funds For the Year Ended September 30, 2013 Pension Trust Funds ADDITIONS Contributions: Contributions from employer$19,741,023 Contributions from employer - state tax2,054,715 Contributions from employees6,137,620 Total contributions27,933,358 Investment income: Net appreciation in fair value of investments84,050,331 Interest8,089,870 Dividends8,360,945 100,501,146 Less investment expenses: Investment management / custodian fees4,717,617 Net income (loss) from investing activities 95,783,529 Securities lending income: Gross earnings526,319 Rebate received119,271 Bank fees(225,778) Net income from securities lending 419,812 Total additions 124,136,699 DEDUCTIONS Benefits and withdrawal payments: Benefits37,476,008 Withdrawal payments817,290 Total benefits and withdrawal payments38,293,298 Income (loss) before administrative expenses85,843,401 Administrative expenses230,341 Net increase (decrease)85,613,060 Fiduciary net position held in trust for pension benefits Fiduciary net position - beginning 745,484,370 Fiduciary net position - ending $831,097,430 The notes to the financial statements are an integral part of this statement. 41 Attachment number 1 \nPage 53 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 42 Note I – Summary of Significant Accounting Policies The City of Clearwater was first incorporated in 1915 and reestablished in 1923 as a municipal corporation by Chapter 9710, Special Laws of Florida, 1923, as amended. The City is a Florida municipal corporation governed by a five member City Council including a mayor-council-member. The City has an estimated population of 109,000 and is located in the four-county Tampa-St. Petersburg-Clearwater Metropolitan Statistical Area (MSA), which has an estimated population of 2,800,000. The financial statements of the City of Clearwater, Florida, reporting entity (City) have been prepared in accordance with generally accepted accounting principles (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the standard-setting body for governmental accounting and financial reporting. Pronouncements of the Financial Accounting Standards Board (FASB) issued after November 30, 1989, are not applied in the preparation of the financial statements of the enterprise fund types in accordance with GASB Statement Number 20. The GASB periodically updates its codification of the existing Governmental Accounting and Financial Reporting standards which, along with subsequent GASB pronouncements (Statements and Interpretations), constitutes GAAP for governmental units. The City’s more significant accounting policies are described below. A. Financial Reporting Entity In evaluating the City as a reporting entity, management has included in the accompanying financial statements the City of Clearwater (the primary government) and its component units, entities for which the government is considered to be financially accountable. The City has adhered to the standards set forth in GASB Statement No. 14, as amended by GASB Statement No. 39 and GASB Statement No. 61, in reporting the primary government (including blended component units), the reporting entity, and related organizations. Blended Component Unit – Clearwater Community Redevelopment Agency: Component units that meet the criteria for blended presentation in accordance with GASB Statement Number 14, as amended by GASB Statement No. 39 and GASB Statement No. 61, are reported in a manner similar to that of the primary government itself. Accordingly, throughout this report, data presented for the primary government includes data of the following blended component unit. The Clearwater Community Redevelopment Agency (CRA), created by authority of Florida Statute Chapter 163, Part III, and City of Clearwater Resolution 81-68, although it is legally separate, is reported as if it were part of the City (blended component unit) due to the City Council serving as the governing board of the CRA. Separate financial statements for the CRA are not available. However financial statements for the CRA are included in the City’s comprehensive annual financial report as a governmental non-major special revenue fund and a governmental non-major capital projects fund. Related Organization – Clearwater Housing Authority (CHA): CHA is a public housing authority created by City Resolution 69-5 (1969), under Section 421.04 of the Florida Statutes. CHA receives primary funding from the Federal Department of Housing and Urban Development (HUD). The City Council appoints the governing board, however the City Council is not able to impose its will on the CHA, nor does the City have any responsibility for the budget, debt, financing deficits, or fiscal management of CHA. Consequently it is not a component unit of the City of Clearwater. Separate audited financial statements of CHA as of September 30, 2013, are available from CHA. Related Organization – Downtown Development Board: The City of Clearwater serves as administrative agent for the Clearwater Downtown Development Board (DDB). The Downtown Development Board is an independent special district of the City of Clearwater with an independent board elected by its members, with its own levy (0.9651 mills for fiscal 2013) on downtown properties, and is not financially dependent upon the City. Consequently it is not a component unit of the City of Clearwater. The DDB’s cash balance held by the City as administrative agent is reflected in the City’s fiduciary agency fund. Separate audited financial statements of the DDB as of September 30, 2013, are available from the DDB. Attachment number 1 \nPage 54 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 43 Jointly governed organization – Florida Gas Utility: The City of Clearwater is a member of the Florida Gas Utility (FGU), a non-profit municipal public entity created for the sole purpose of reducing the costs of purchased gas for its members. FGU is a public body corporate and politic pursuant to Section 163.01 Florida Statutes (the Florida Interlocal Cooperation Act), as amended, and the Interlocal Agreement, dated September 1, 1989, which was subsequently amended by the Amended Interlocal Agreement on June 1, 1992, amended and restated by the Amended and Restated Interlocal Agreement, dated July 1, 1996, and thereafter amended and restated by the Second Amended and Restated Interlocal Agreement, dated July 27, 1999, (the Interlocal Agreement), executed and delivered among FGU and its members, which include municipalities, municipal utilities, and an interlocal agreement consisting of such entities. Due to the diverse needs of municipal utility systems, FGU established itself as a project-oriented agency. Under this structure, each member has the option whether or not to participate in a project. FGU has the authority to, among other things, plan, finance, acquire, construct, manage, operate, deliver, service, utilize, own, broker, exchange, and distribute natural gas, or other energy and energy services, pursuant to the Interlocal Agreement. As of September 30, 2013, FGU has 24 members. Separate audited financial statements of FGU as of September 30, 2013, are available from FGU. B. Basis of Presentation The City’s Basic Financial Statements contain three components: government-wide financial statements, fund financial statements, and notes to the financial statements. 1. Government-wide financial statements. The government-wide financial statements report information on all of the nonfiduciary activities of the primary government and its component unit using the accrual basis of accounting, which is similar to the accounting used by private-sector businesses. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of net position presents information on all of the assets and liabilities of the City. Net position is defined as the residual off all other elements presented in a statement of financial position. Net position is the difference between (a) assets and deferred outflows of resources and (b) liabilities and deferred inflows of resources. Changes in net position may serve as an indicator of whether the financial position of the City is improving or deteriorating. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. The operating grants include operating-specific and discretionary (either operating or capital) grants while the capital grants column reflects capital-specific grants. Taxes and other items not properly included among program revenues are reported instead as general revenues. All revenues and expenses are reported as soon as the underlying transaction has occurred, regardless of when cash is received or paid. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are payments-in-lieu of taxes and other interfund services provided and used. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. 2. Fund financial statements. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. An emphasis is on the major funds in either the governmental or business-type categories. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Non-major funds (by category) are summarized into a single column. Attachment number 1 \nPage 55 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 44 The City reports the following major governmental funds: The General Fund is the government’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Special Development Fund is a special revenue fund used to account for impact fees, property taxes for road improvements, local option gas taxes, infrastructure taxes, and other revenues which are restricted legally or by City Council policy to be used for specific capital improvement projects. The Capital Improvement Fund is used to provide combined accounting presentation for all City capital improvement projects except those financed from proprietary funds or bond proceeds where bond ordinance provisions require the segregation of bond proceeds in separate funds. The City reports the following major enterprise funds: The Water and Sewer Utility enterprise fund is used to account for the financing, construction, operation, and maintenance of the water and sewer services of the City from charges made to users of the service. The Gas Utility enterprise fund is used to account for the financing, construction, operation, and maintenance of the gas services of the City from charges made to the users of the service. The Solid Waste Utility enterprise fund is used to account for the financing, construction, operation, and maintenance of the solid waste services of the City from charges made to the users of the service. The Stormwater Utility enterprise fund is used to account for the financing, construction, operation, and maintenance of the stormwater management system of the City from charges assessed against each developed property. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with the proprietary fund’s principal ongoing operations. Operating expenses for proprietary funds include the cost of sales and service, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Additionally, the City reports the following fund types: Internal service funds account for fleet management, information technology, telephone, employee relations, facilities management, radio communications, insurance, and risk management services provided to other City departments on a cost reimbursement basis. The Garage, Administrative Services, General Services, and Central Insurance funds primarily benefit governmental funds and are consequently included as governmental activities. Pension trust funds account for the financial operation and condition of the Employees’ Pension Plan, the Firefighters’ Relief and Pension Plan, the Police Supplemental Pension Plan, and the Firefighters Supplemental Pension Plan. The Treasurer’s Escrow Agency Fund accounts for the receipt, custody, and expenditure of monies held temporarily in an agency capacity for other parties. The pension trust funds and the agency fund are fiduciary funds used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not included in the government-wide financial statements because the resources of these funds are not available to support the City’s own programs. Attachment number 1 \nPage 56 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 45 C. Measurement Focus and Basis of Accounting The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. The agency fund included within the fiduciary fund financial statements also uses the accrual basis of accounting but does not have a measurement focus. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers property tax revenues to be available if they are collected within 60 days of the end of the current fiscal year. Other revenues are considered to be available if they are collected within 90 days of fiscal year-end. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Intergovernmental revenues, representing grants and assistance received from other governmental units, are generally recognized as revenues in the period when all eligibility requirements, as defined by GASB Statement 33, have been met, and funds are available from the grantor agency or government. Taxes, franchise fees, licenses, and interest associated with the current fiscal period are all considered susceptible to accrual and so have been recognized as revenues of the current fiscal period for the governmental funds. All other revenue items are considered to be measurable and available only when cash is received by the City. D. Assets, Liabilities, and Net position or Fund Balance 1. Deposits, pooled cash, and investments Investments with original maturities of three months or less are considered to meet the definition of cash equivalents. The majority of the investments in which the City's funds have equity are held by the City's consolidated pool of cash and investments. The City utilizes the consolidated cash pool to account for cash and investments of all City funds other than those that are required by ordinance to be physically segregated. The consolidated cash pool concept allows each participating fund to benefit from the economies of scale and improved yield that are inherent to a larger investment pool. Formal accounting records detail the individual equities of the participating funds. The cash pool utilizes a single checking account for all City receipts and disbursements. Since fund equities in this cash management pool have the general characteristics of demand deposits in that additional funds may be deposited at any time and also funds may be withdrawn at any time without prior notice or penalty, each fund's equity account is considered a cash equivalent regardless of the maturities of investments held by the pool. All individual fund cash equity in a deficit (overdraft) position with respect to the consolidated cash pool is reclassified at year-end to short-term interfund payables to the Capital Improvement Fund. The Capital Improvement Fund is the fund selected by management to reflect the offsetting interfund receivables in such cases. The City has an agreement with its depository bank to provide that all excess cash is swept daily and automatically into an overnight money market account which pays interest at the federal funds rate, with no requirement for a minimum compensating balance. The federal funds rate was 0.25% at September 30, 2013. This account is collateralized through the State of Florida Public Deposits Program. Under City Charter and the current Investment Policy, adopted by the City Council on September 9, 2010, consolidated cash pool investments are limited to the following: United States Government Securities, Certificates of Deposit in Local Banks, Repurchase Agreements, Savings Accounts in Local Banks, Federal Government Agency Securities, Municipal Attachment number 1 \nPage 57 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 46 Bonds issued by governmental entities within the state of Florida (other than City of Clearwater issues), and State of Florida Bonds. All investments are reported at fair value. The City utilizes a very conservative investment philosophy when it invests its pooled cash funds in that the return of the principal is more important than the return on the principal. The City does not actively trade its portfolio and generally holds investments until maturity. Through the use of a laddered approach to maturities and by timing maturities to cash needs, the City does not anticipate selling investments to meet cash flow requirements. Under the City’s Investment Policy, a performance measurement standard has been established. The performance measure chosen is a weighted average of: the overnight interest rate; and three month, six month, one year, three year, five year, and ten year Treasury rates, respectively. For the fiscal year ended September 30, 2013, the performance measure weighted average was 0.50%. The actual pooled cash earnings performance before bank charges was 1.04%. Investments being held outside of the consolidated cash pool include escrowed debt service investments and employee retirement investments. Permissible escrowed debt service investments are specifically defined in each individual debt instrument, but generally follow the same limitations applicable to consolidated cash pool investments. The City maintains four different employee retirement programs, and each one has its own list of permitted investments. Generally, each plan allows the same type of investments as the consolidated cash pool, but additionally allows some portion of its assets to be invested in corporate bonds, notes of corporations, and stocks that are listed on one or more of the recognized national or international stock exchanges. 2. Receivables and payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “due to/from other funds” (i.e. the current portion of interfund loans) or “advances to/from other funds” (i.e. the non-current portion of interfund loans). All other outstanding balances between funds are reported as “due to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances”. All trade and property tax receivables are shown net of an allowance for uncollectibles. Trade accounts receivable less than 60 days are included in the trade accounts receivable allowance for uncollectibles at the five-year average loss experience rate of 3.31%. Trade accounts receivable in excess of 60 days are reserved at 40%. The property tax receivable allowance for uncollectibles is 10% of the current year portion of the receivable, and 30%, 50%, 70%, 90%, and 95% for the receivable portions attributable to the prior five years respectively (fiscal 2008 thru 2012), and 100% of the receivable attributable to fiscal years 2007 and prior. Property tax revenue is recognized in the fiscal year for which the taxes are levied, provided the availability test is met, in conformance with NCGA Interpretation No. 3. Property taxes for the following fiscal year are levied by Council action in September of each year. This levy is apportioned to property owners based on the previous January 1 assessed values. Tax bills are mailed out on or about November 1, and the collection period runs from November 1 through March 31. On April 1, unpaid property taxes are considered delinquent and become a lien. Tax certificates are sold in June for real property with delinquent taxes. Since taxes are not collected prior to November 1, the City does not record revenue for advance collections. Uncollected taxes receivable at year-end are recorded, with an appropriate allowance for estimated uncollectible amounts. The net amount deemed to be collectible but not current (not expected to be collected within sixty days after the close of the fiscal year) is shown as deferred revenue in the appropriate fund. All delinquent property taxes, except those levied specifically for the restricted purposes of financing activities accounted for in the Special Development Fund, are recorded in the General Fund. Property tax revenues are recognized in the General Fund and the required transfers to the appropriate debt service or pension fund are recorded as operating transfers from the General Fund. The City is permitted by State law to levy ten mills without referendum. Additional millage not subject to the ten mill limitation is authorized if approved by referendum. The tax rate of 5.1550 mills for the year ended September 30, 2013 was the same rate that was levied for the three preceding fiscal years. Attachment number 1 \nPage 58 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 47 Water, gas, solid waste, stormwater, and recycling charges to customers are based on actual consumption. Consumption is determined on a monthly cycle basis. The City recognizes the unbilled consumption as revenue as of September 30th. 3. Inventories and prepaid items Inventories of proprietary funds are stated at cost and valued on the first-in first-out (FIFO) basis. In governmental funds, the majority of inventory items are accounted for under the purchases method, which provides that expenditures are recognized when the inventory item is purchased. The only governmental fund inventory that is accounted for under the consumption method is the General Fund inventory of items for resale at the City’s public fishing pier. Under the consumption method, the expenditure/expense is recognized when the inventory item is sold (or consumed). Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. The cost of prepaid items is recorded as expenditures/expenses when consumed rather than when purchased. 4. Restricted assets Certain resources of the City’s enterprise funds are classified as restricted assets. Restricted assets include: Water and Sewer improvement charges restricted by the authorizing ordinances to the construction of additions and improvements to the water and sewer systems; Gas Utility and Solid Waste Utility restricted customer deposits; and assets of the Water & Sewer Utility, Gas Utility, and Stormwater Utility funds restricted under the provisions of authorizing ordinances for revenue bonds to the payment of future revenue bond debt service, system construction, and renewals and replacements. 5. Capital assets Capital assets, which include property, plant, equipment, and certain infrastructure assets, (e.g. roads, bridges, etc.) are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets, as defined by the City, are assets with an initial individual cost of more than $5,000 (amount not rounded). Individual assets that cost less than $5,000, but that operate as part of a network system, may be capitalized in the aggregate, using the group method. Additionally, higher thresholds for capitalization apply to the following categories: land improvements, $50,000; buildings, building improvements, and utility systems, $100,000; intangible assets, $100,000; and infrastructure, $500,000. Capital assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. The total interest expense incurred by business-type activities during the current fiscal year was $9,842,471. Interest expense amounts were netted against related project interest earnings of $(151,153), $0, and $0, respectively, to arrive at net capitalized interest of $549,234, $74,516, and $42,131 for water & sewer, gas, and stormwater system projects, respectively. Property, plant, equipment, and intangible assets of the primary government are depreciated using the straight-line method over the following estimated useful lives: Attachment number 1 \nPage 59 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 48 Assets Years Buildings 10 – 40 Public domain infrastructure 20 – 40 Utility systems 18 – 40 Machinery & equipment 5 – 15 Vehicles 5 – 10 Intangible assets 5 – 20 6. Compensated absences It is the City’s policy to permit employees to accumulate earned but unused vacation and sick pay benefits. Vacation and sick leave “caps” vary depending upon an employee’s bargaining unit, hire date, etc, but generally employees may accumulate vacation time not exceeding 320 hours and sick leave not exceeding 1,560 hours. Upon retirement from City service a qualified employee is paid for all vacation time not exceeding the applicable vacation “cap” and one-half of accumulated unused sick leave not exceeding the sick leave cap (i.e. maximum pay-out of 780 hours for an employee with a 1,560 hour cap). The City accrues for all earned but unused vacation pay up to the applicable cap and the portion of unused sick leave estimated to be payable upon retirement. The current portion of compensated absences is the amount estimated to be used in the following year. For governmental activities, compensated absences are liquidated within the same governmental funds where the employee vacation and/or sick leave was earned. 7. Long-term obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 8. Deferred outflows/inflows of resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption on net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expenditure/expense) until then. Similarly, in addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies for a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. In accordance with GASB Statement No. 63, Financial Reporting of Deferred Outflows of Resources, Deferred Inflows of Resources, and Net Position, there are no deferred inflows or deferred outflows to report as of September 30, 2013. Attachment number 1 \nPage 60 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 49 9. Net position flow assumption Sometimes the city will fund outlays for a particular purpose from both unrestricted resources and restricted resources, such as restricted bond or grant proceeds. In order to calculate the amounts to report as restricted net position and unrestricted net position in the government-wide and proprietary fund financial statements, a flow assumption must be made regarding the order in which the resources are considered to be applied. It is the city’s policy to consider restricted net position to have been depleted before unrestricted net position is applied. 10. Fund balance flow assumption Sometimes the city will fund outlays for a particular purpose from both restricted and unrestricted resources (the total of committed, assigned and unassigned fund balance). In order to calculate the amounts to report as restricted, committed, assigned and unassigned fund balance in the governmental fund financial statements, a flow assumption must be made regarding the order in which the resources are considered to be applied. It is the city’s policy to consider restricted fund balance to have been depleted before using any of the components of unrestricted fund balance. Further, when the components of unrestricted fund balance can be used for the same purpose, committed fund balance is depleted first, followed by assigned fund balance. Unassigned fund balance is applied last. 11. Fund balance policies The fund balance of governmental funds is reported in various classifications that comprise a hierarchy based primarily on the extent to which the government is bound to observe constraints imposed upon the use of the resources reported in the governmental funds. Each classification of fund balance is based on the relative strength of the constraints that control how specific amounts can be spent. The order of spending follows the same hierarchy. Restricted resources are applied first when expenditures are incurred for purposes for which either restricted or unrestricted (committed, assigned or unassigned) amounts are available. Similarly, within unrestricted fund balance, committed amounts are reduced first followed by assigned, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. Nonspendable fund balance represents amounts that cannot be spent, such as inventories, prepaid amounts, and amounts that are legally or contractually required to remain intact. Restricted fund balance includes amounts that can be spent only for the specific purposes stipulated by constitution, external resource providers, or through enabling legislation. Committed fund balance includes amounts that can be used only for the specific purposes determined by the adoption of an ordinance prior to the end of the fiscal year by the City Council, the highest level of decision-making authority. Once adopted by ordinance, a commitment can only be revised or removed by the adoption of another ordinance. Assigned fund balance includes amounts that are intended to be used by the government for specific purposes but do not meet the criteria to be classified as restricted or committed because they are supported by management’s intent rather than a formal action of the City Council. The Finance Director is authorized by Section 2.511 of the Code of Ordinances to assign fund balance. Since assignments only exist temporarily, no further action is required to revise or remove them. Unassigned fund balance includes amounts not classified in the above categories. Positive unassigned fund balance may only be reported in the general fund. In all other funds, unassigned fund balance is limited to negative residual fund balances. Attachment number 1 \nPage 61 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 50 Minimum fund balance: Per City Council Policy a minimum General Fund unassigned balance of 8.0% of the subsequent year’s budgeted expenditures must be maintained as a contingency fund for unanticipated financial needs. In addition, 0.5% of the subsequent year’s budgeted expenditures must be maintained to fund unanticipated retirements of employees residing in General Fund departments. Budgeted appropriations will maintain these minimum reserves of 8.5% of subsequent year’s budgeted expenditures, with excess reserves available for specific capital improvement projects or other “one-time” needs. Stabilization arrangement. As of September 30, 2013, the City Council has not established a revenue stabilization reserve. Note II – Stewardship, Compliance, and Accountability A. Budgets and budgetary accounting Annual budgets are legally adopted for the General Fund, Special Development special revenue fund, and the Community Redevelopment Agency special revenue fund. The budget for the Special Development Fund is adopted on a basis consistent with GAAP, and appropriations lapse at year-end. Appropriations for open encumbered purchase orders at year- end in the General Fund do not lapse, but rather continue until liquidated or otherwise cancelled by City Council action. For the General Fund budgetary comparison statements, actual expenditures have been adjusted to include end-of-year encumbrances and to exclude beginning-of-year encumbrances, in order to provide a meaningful comparison. Except for the treatment of encumbrances and certain transactions relating to interfund loans, the General Fund Budget is adopted on a basis consistent with GAAP, and all non-encumbered appropriations lapse at year-end. The level of budgetary control established by the legislative body, the level on which expenditures may not legally exceed appropriations, is the individual fund. In accordance with provisions of Ordinance 5025-90 and with Section 2.519(4) of the Clearwater Code, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within an operating fund, provided such action does not result in the discontinuance of a program. Such transfers must be included in the next budget review presented to the City Council. Upon detailed written request by the City Manager, the City Council may by ordinance transfer part or all of any unencumbered appropriation balance from one fund to another. As established by administrative policy, department directors may transfer money from one operating code to another within a program without a formal written amendment. Formal requests for budget amendments from department directors are required for transfers, capital expenditures, and reserves. Thus, certain object classifications within departmental and/or program budget appropriations are subject to administratively imposed controls, in addition to the legal controls imposed by City Council action described above. The Community Redevelopment Agency (CRA) Fund annual budget is adopted by the trustees of that agency in accordance with state law. The level of budgetary control is the total fund. The CRA Fund Budget is adopted on a basis consistent with GAAP, and all appropriations lapse at year-end. Budget amounts presented in the accompanying financial statements reflect all amendments adopted by the City Council and the governing board of the component unit. All amendments were adopted in conformance with legal requirements. Individual amendments, as well as the net effects of all amendments during the fiscal year, were not material in relation to the original appropriations for the governmental funds in the aggregate. Budgets for the Capital Projects Funds, the Special Programs Fund, the Local Housing Assistance Trust Fund, and the Pinellas County Local Housing Assistance Trust Fund are adopted on a multi-year completed program basis, where budgetary appropriations do not lapse at year-end, but may extend across two or more fiscal years. A comparison of annual results with these budgets would not be meaningful and is therefore not included in this report. All City Council adopted budgets are integrated into the formal accounting system to allow for monthly comparison of projected and actual results in all funds for which budgets are adopted. Attachment number 1 \nPage 62 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 51 Note III – Detailed Notes on All Funds A. Deposits and investments Investments with original maturities of three months or less are considered to meet the definition of cash equivalents. The majority of the investments in which the City's proprietary funds have equity are held by the City's consolidated pool of cash and investments. Since fund equities in this cash management pool have the general characteristics of demand deposits, in that additional funds may be deposited at any time and also funds may be withdrawn at any time without prior notice or penalty, each fund's equity account is considered a cash-equivalent regardless of the maturities of investments held by the pool. Funds with deficit (overdraft) positions within the consolidated pool report the deficits as interfund payables to the City's Capital Improvement Fund. Deposits All cash of the City is entirely insured either by federal depository insurance or via banks’ participation as qualified public depositories pursuant to Florida Statutes, Chapter 280, “Security for Public Deposits”. The City is required to verify that monies are invested in “qualified public depositories” as defined in Florida Statutes section 280.02. Pooled Cash and Investments To increase returns and minimize fees, the City follows the practice of pooling available cash and investments of all funds with the exception of retirement plan investments and assets held under Bond Trust Indenture Agreements. Please refer to Note (I)(D)(1) for a discussion of allowable investments under the pooled cash and investments investment policy. All investments at year-end were in compliance with the pooled cash and investments investment policy. Cash and investments as of September 30, 2013 are classified in the accompanying financial statements as follows: Statement of net assets 09/30/13 Primary Government: Cash and investments273,185,529$ Restricted cash and investments63,351,963 Fiduciary Funds: Cash and investments-pension funds7,835,305 Cash and investments-agency fund201,926 Total cash and investments344,574,723$ Attachment number 1 \nPage 63 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 52 Carrying % ofWeighted avgMoody's Pooled Cash and Investments Amount Portfolio maturity (years)Rating Cash and cash equivalents: Cash on hand 33,555$ 0.01%N/A N/A Money Markets 15,945,690 4.63%N/A N/A Total cash and cash equivalents 15,979,245 Investments: Treasuries 4,186,798 1.22%3.30 N/A U.S. Agencies: Federal Home Loan Bank (FHLB)65,327,885 18.96%6.71 Aaa Federal Farm Credit Bank (FFCB)45,489,785 13.20%1.03 Aaa Federal National Mortgage Assn (FNMA)42,901,815 12.45%6.76 Aaa Government National Mortgage Assn (GNMA)17,226,437 5.00%2.49 Aaa Farmer Mac (FAMCA)16,144,653 4.69%0.87 Aaa Other Government Sponsored Agencies 9,496,570 2.76%2.09 NR Federal National Mortgage Assn (FNMA) Zeroes 8,696,725 2.52%7.57 Aaa Small Business Administration (SBA)6,522,517 1.89%4.11 Aaa Federal Home Loan Mortgage Corp (FHLMC)5,488,329 1.59%2.45 Aaa Other Government Sponsored Agencies 5,465,253 1.59%4.04 Aaa Tennessee Valley Authority (TVA) Zeroes 2,294,141 0.67%6.95 NR Federal Home Loan Mortgage Corp Zeroes 1,480,596 0.43%8.96 Aaa Total U.S. Agencies 226,534,706 Municipal bonds 441,061 0.13%0.79 Aaa Municipal bonds 42,547,525 12.35%2.38Aa1/Aa2/Aa3 Municipal bonds 17,354,549 5.04%2.55A1/A2/A3 Municipal bonds 5,296,752 1.54%2.10 NR Total municipal bonds 65,639,887 Asset Backed Bonds 15,576,375 4.52%3.48 Aaa Collateralized mortgage obligations 16,657,712 4.83%2.02 Aaa Total investments 328,595,478 Total pooled cash and investments 344,574,723$ 100.00%3.85 Attachment number 1 \nPage 64 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 53 Interest Rate Risk – Pooled Cash and Investments: As a means of limiting exposure to fair value losses arising from rising interest rates, the City’s pooled cash investment policy prohibits investments in securities maturing more than fifteen years from the date of purchase, unless matched to a specific cash flow requirement. Additionally, the policy allows no more than 10% of the portfolio to have maturities in excess of ten years unless specifically matched against a debt or obligation. Finally, the policy requires that the weighted average maturity be four years or less, except for temporary situations due to market conditions and/or cash needs when the average maturity may exceed four years but shall not exceed five years. Weighted average maturities for the City’s pooled cash investments are indicated in the table above. Credit Risk – Pooled Cash and Investments: The City’s pooled cash investment policy, in accordance with Florida Statutes, allows investments to direct obligations of the United States, federal agencies, debt issued by the State of Florida or any political subdivision, and commercial paper of prime quality of the highest letter and numerical rating as provided by at least one nationally recognized rating service. Ratings for the City’s pooled cash investments are disclosed in the preceding table. Concentration of Credit Risk – Pooled Cash and Investments: The City’s pooled cash investment policy limits the investment in any one issuer to 40% of the portfolio. Concentrations for several issuers exceeded 5% as disclosed in the preceding table, though none exceeded the 40% limit per the policy. Pension Plan Assets The City reports four pension funds in the accompanying financial statements. Each of the plans has a separate governing board of trustees, a separate investment policy, and differing investment restrictions/risks. Consequently each is disclosed separately below. All investments at year-end were in compliance with the respective plan investment policies. Please refer to Note (I)(D)(1) for a discussion of allowable investments under the pension plans. Employees Pension Plan At year-end, the Employees’ Pension Plan cash and investment balances were as follows: Attachment number 1 \nPage 65 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 54 Carrying% of Weighted avgS&P Employees' Pension Plan Cash and Investments Amount Portfolio maturity (years)Rating Cash and cash equivalents: Cash and cash equivalents - pooled cash 4,648,569$ 0.58%N/AN/A Cash in managed investment accounts 36,712,726 4.56%N/AN/A Total cash and cash equivalents 41,361,295 Investments: Government bonds 28,169,147 3.50%Aaa Government bonds 1,236,647 0.15%Aa2 Government bonds 3,125,447 0.39%A1 Government bonds 3,048,278 0.38%A3 Government bonds 727,648 0.09%Baa1/Baa3 Index linked treasuries 870,384 0.11%28.3 AAA U.S. agencies 3,865,090 0.48%Aaa U.S. agencies 387,478 0.05%Aa1 U.S. agencies 670,802 0.08%Baa1 Domestic corporate bonds 890,854 0.11%Aaa Domestic corporate bonds 3,644,835 0.45%Aa1/Aa2/Aa3 Domestic corporate bonds 21,968,660 2.73%A1/A2/A3 Domestic corporate bonds 48,624,695 6.04%Baa1/Baa2/Baa3 Domestic corporate bonds 2,363,648 0.29%Ba1/Ba2/Ba3 Domestic corporate bonds 537,800 0.07%B1/B2/B3 Domestic corporate bonds 1,137,448 0.14%N/A Asset backed bonds 1,193,464 0.15%1.5 Aaa Domestic stocks 387,092,783 48.05%N/AN/A International equity securities 71,473,357 8.87%N/AN/A Mortgage backed bonds 68,401,587 8.49%23.1 AGY/Aaa International equity mutual funds 38,872,600 4.83%N/AN/A Domestic equity mutual funds 40,456,283 5.02%N/AN/A Real Estate/Timber 35,524,856 4.41% Total investments 764,283,791 Total cash and investments 805,645,086$ 100.00% 6.3 11.3 9.4 Interest Rate Risk – Employees’ Pension Plan: As a means of limiting exposure to fair value losses arising from rising interest rates, the Employees’ Pension Plan investment policy limits the investment in fixed income investments to no more than 50% of the portfolio. There are no limits related to weighted average maturities due to the long-term nature of pension plan investing. Credit Risk – Employees’ Pension Plan: The Employees’ Pension Plan investment policy limits credit risk by restricting equity investments to corporations that are listed on one of the national or international stock exchanges. Additionally, fixed income corporate bonds must carry an “investment grade” rating as established by one of the nationally recognized rating agencies. At September 30, 2013, the Plan had $4,038,895 invested in domestic corporate bonds that had fallen below investment grade (Ba1 and lower) as the result of investment downgrades, as indicated on the table above. The respective money managers notified the Plan Attachment number 1 \nPage 66 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 55 administrators of the downgrades and the planned courses of action related to these securities on a timely basis, consistent with the policy’s individual manager guidelines. Concentration of Credit Risk – Employees’ Pension Plan: The Employees’ Pension Plan investment policy limits concentration of credit risk by limiting the investment in common stock or capital stock of any one corporation to 3% of the plan equity assets, unless due to a higher percentage included in a nationally recognized market index at least as broad as the Standard and Poor’s Composite Index of 500 companies, or upon a specific finding by the investment committee that such higher percentage is in the best interest of the fund. Additionally, the individual manager guidelines associated with the policy provide further diversification of both equity and fixed income investments to minimize concentration of credit risk. Foreign Currency Risk – Employees’ Pension Plan: Risk of loss arises from changes in currency exchange rates. The Employees’ Pension Plan investment policy does not have a formal policy to limit foreign currency risk, other than a guideline of no more than 25% of the plan assets invested in international equities. The Pension Plan’s exposure to foreign currency risk is as follows: Investment Currency Fair Value Investment Currency Fair Value Common StockHong Kong Dollar 7,784,442 Common StockKuwait Dinar 564,788 Common StockEuro 4,711,108 Common StockColumbia Peso 527,385 Common StockJapanese Yen 3,831,830 Common StockPhillipines Peso 519,904 Common StockUnited Kingdom UK Pound3,700,768 Common StockUAE Emirati Dirham 489,982 Common StockSouth Africa Rand 2,472,351 Common StockKenya Shilling 347,850 Common StockSouth Korea Won 2,360,141 Common StockNigeria N'aira 321,667 Common StockTaiwan Dollar 2,360,141 Common Stock Oman Rial 310,446 Common StockBrazil Real 2,292,816 Common StockMorocco Dirham 291,745 Common StockNorwegian Krone 2,192,523 Common StockJordan Dinar 284,264 Common StockMexico Peso 2,019,772 Common StockPeru nuevo sol 276,784 Common StockIndia Rupee 1,847,718 Common StockPakistan Rupee 258,082 Common StockPoland Zloty 1,365,216 Common StockRomania N'ew Leu 239,380 Common StockSwedish Krona 1,252,870 Common StockCroatia Kuna 213,198 Common StockSwiss Franc 1,199,989 Common Stock Mauritius Rupee 134,652 Common StockIndonesia Rupiah 1,148,278 Common StockBangladesh Taka 115,950 Common StockTurkey Liras 1,144,538 Common StockTunisian Dinar 112,210 Common StockMalaysia Ringgit 1,122,096 Common StockBotswana Pula 56,105 Common StockCzeck Rep Koruna 1,108,835 Common StockGhana Cedi 44,884 Common StockThailand Bath 1,103,394 Common StockRussian Ruble 14,961 Common StockChile Peso 1,062,251 Common StockBulgaria Lev 3,740 Common StockQatar Rial 613,412 Common StockHungary Forint 572,269 Total 53,527,838$ Common StockSingapore Dollar 568,315 Common StockEgypt Pound 564,788 Attachment number 1 \nPage 67 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 56 Firefighters’ Relief and Pension Plan At year-end, the Firefighters’ Relief and Pension Plan cash and investment balances were as follows: Carrying% ofWeighted avgMoody's Amount Portfolio maturity (years)Rating Cash and cash equivalents: Cash and cash equivalents 3,174,680$ 61.20%N/AN/A Total cash and cash equivalents 3,174,680 Investments: U.S. agency - Farmer Mac (FAMCA)1,109,310 21.38%5.86Aaa U.S. agency - Federal Home Loan Bank (FHLB)903,603 17.42%6.23Aaa Total investments 2,012,913 Total managed cash and investments 5,187,593$ 100.00% Interest Rate Risk – Firefighters’ Relief and Pension Plan: As a means of limiting exposure to fair value losses arising from rising interest rates, the Firefighters’ Relief and Pension Plan investment policy limits the target investment in fixed income investments to no more than 70% of the portfolio. There are no limits related to weighted average maturities due to the long-term nature of pension plan investing. Credit Risk – Firefighters’ Relief and Pension Plan: The Firefighters’ Relief and Pension Plan investment policy limits credit risk by restricting the fixed income investments to investment grade securities, per a nationally recognized ranking agency. Concentration of Credit Risk – Firefighters’ Relief and Pension Plan: The Firefighters’ Relief and Pension Plan investment policy limits concentration of credit risk by limiting the target allocation of the plan to domestic fixed income to 70% of the portfolio, with the remainder of the portfolio allocated to the City’s well- diversified pooled cash portfolio (see above disclosure). There are no additional limitations on concentrations with individual issuers or agencies due to the relatively small portfolio of this closed pension plan. Foreign Currency Risk – Firefighters’ Relief and Pension Plan: The Firefighters’ Relief and Pension Plan investment policy does not permit investment in foreign fixed income or equity securities. Attachment number 1 \nPage 68 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 57 Police Supplemental Pension Plan At year-end, the Police Supplemental Pension Plan cash and investment balances were as follows: Carrying% ofWeighted avgMoody's Amount Portfolio maturity (years)Rating Cash and cash equivalents: Cash in bank 12,056$ 0.1%N/A N/A Cash in managed investment accounts 895,838 5.3%N/A N/A Total cash and cash equivalents 907,894 Investments: Treasuries 3,229,422 19.0%6.00 Aaa U.S. agencies 1,200 0.0%10.60 N/R Domestic corporate bonds 793,607 4.7%A1/A2/A3 Domestic corporate bonds 201,015 1.2%Aa3 Domestic corporate bonds 119,917 0.7%Baa1/Baa2 International equity securities 259,026 1.5%N/A N/R Domestic stocks 8,819,718 51.9%N/A N/R Mortgage backed bonds 38,322 0.2%30.8 N/R International equity mutual funds 2,634,199 15.5%N/A N/R Total investments16,096,426 Total managed cash and investments 17,004,320$ 100.0% 5.10 Interest Rate Risk – Police Supplemental Pension Plan: As a means of limiting exposure to fair value losses arising from rising interest rates, the Police Supplemental Pension Plan investment policy limits the duration of the fixed income portfolio to 125% of the duration of the Barclays Government/Credit Bond Index subject to quarterly review. Additionally, no issues, Treasury, or Corporate Bonds may be purchased with more than 15 years to maturity. Credit Risk – Police Supplemental Pension Plan: The Police Supplemental Pension Plan investment policy limits credit risk by restricting equity investments to corporations that are listed on any one or more of the recognized national stock exchanges. Additionally, fixed income security investments are limited to U.S. Government and agency obligations; “A” rated or higher corporate bonds, debentures and preferred stocks; and bonds and other evidence of indebtedness issued or guaranteed by a corporation organized under the laws of the United States, any state, or organized territory of the United States or District of Columbia provided the corporation meets the standards set forth in section 185.06(1)(b), Florida Statutes as amended from time to time. Finally, the investment policy requires that investment managers dispose of any issue that has been downgraded below “A” as soon as is economically feasible. Concentration of Credit Risk – Police Supplemental Pension Plan: The Police Supplemental Pension Plan investment policy limits concentration of credit risk by limiting the stock position of the equity portfolio to no more than 3 percentage points in excess of the S&P 500. Additionally, any sector position of the equity portfolio may not exceed the S&P 500 sector weighting by more than 10 percentage points without written approval from the Board. Investments in fixed income securities of a single issuer with the exception of the U.S. Government and its agencies may not exceed 5 percent of the fixed income portfolio’s value at cost. Attachment number 1 \nPage 69 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 58 Foreign Currency Risk – Police Supplemental Pension Plan: Risk of loss arises from changes in currency exchange rates. The Police Supplemental Pension Plan investment policy does not have a formal policy to limit foreign currency risk, other than a guideline of that no more than 25% of the total portfolio at cost may be invested in foreign securities. The Plan has no current exposure to foreign currency risk. Firefighters Supplemental Pension Plan At year-end, the Firefighters Supplemental Pension Plan cash and investment balances were as follows: Carrying% ofWeighted avgMoody's Amount Portfolio maturity (years)Rating Cash and cash equivalents: Cash in managed investment accounts 392,778$ 2.6%N/A N/A Total cash and cash equivalents 392,778 Investments: U.S. Treasury obligations 567,007 3.8%22.40 Aaa Municipal obligations 454,854 3.0%A1/A2/A3 Municipal obligations 175,976 1.2%Aa2/Aa3 Municipal obligations 34,967 0.2%Baa1 Municipal obligations 66,636 0.4%N/R Domestic corporate bonds 1,364,437 9.1%A1/A2/A3 Domestic corporate bonds 127,629 0.9%Aaa/Aa3 Domestic corporate bonds 87,650 0.6%B1/B2 Domestic corporate bonds 149,344 1.0%Ba2/Ba3 Domestic corporate bonds 1,379,814 9.2%Baa1/Baa2/Baa3 Domestic corporate bonds 43,800 0.3%Caa1 Domestic corporate bonds 111,293 0.7%N/R Domestic stocks 2,781,508 18.6%N/A N/R Mortgage backed bonds1,113,644 7.4%17.10N/R Domestic equity mutual funds4,194,316 28.0%N/A N/R International equity mutual funds1,946,626 13.0%N/A N/R Total investments14,599,501 Total managed cash and investments14,992,279$ 100.0% 2.30 7.20 Interest Rate Risk – Firefighters Supplemental Pension Plan: As a means of limiting exposure to fair value losses arising from rising interest rates, the Firefighters Supplemental Pension Plan investment policy limits the duration of the fixed income portfolio to less than 135% of the duration of the Barclay’s Capital Aggregate Bond Index. Credit Risk – Firefighters Supplemental Pension Plan: The Firefighters Supplemental Pension Plan investment policy limits credit risk by restricting equity investments to securities that are fully and easily negotiable. Investments in corporations whose stock has been publicly traded for less than one year are limited to 15% of the equity portfolio. Investment in equity securities whose market capitalization is less than $10 billion dollars shall be limited to 25% of the total equity portfolio. The average credit quality of the bond portfolio shall be “A” or higher, and those securities rated below “BBB” shall not exceed 15% of the entire fixed income portfolio. Attachment number 1 \nPage 70 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 59 Concentration of Credit Risk – Firefighters Supplemental Pension Plan: The Firefighters Supplemental Pension Plan investment policy limits concentration of credit risk by limiting the investment in common stock or capital stock of any one issuing company within an investment manager’s portfolio to 5% of the portfolio. Similarly, no more than 5% of a fixed income investment manager’s portfolio may be invested in the securities of any single corporate issuer per the plan investment policy. Finally, investments in collateralized mortgage obligations are limited to 25% of the investment manager’s total portfolio. Foreign Currency Risk – Firefighters Supplemental Pension Plan: Risk of loss arises from changes in currency exchange rates. The Firefighters Supplemental Pension Plan requires that no more than 25% of the plan’s total assets may be invested in foreign equity securities, commingled or mutual funds. Direct investment in foreign companies is limited to those traded on a national exchange and/or American Depository Receipts (ADR’s). B. Receivables Receivables as of year-end for the City’s governmental, proprietary and internal service funds, including the applicable allowances for uncollectible accounts for the proprietary funds, are segregated on the fund financial statements. The Mortgages, Notes, and Other Loans amount of $17,902,199 reported on the Governmental Funds balance sheet includes $16,782,372 of long-term loans receivable that are not expected to be collected within the next fiscal year. Mortgage notes receivable and the related payment history are reviewed individually on an annual basis to determine collectability for allowance and bad debt determinations. Receivables as of year-end for the primary government’s individual major funds, as well as non-major funds and internal service funds in the aggregate, are as follows: Receivables, net of applicable allowances for uncollectible accounts (amounts in thousands): Franchise Taxes Fees Interest Accounts Notes Other Total General fund 1,656$ 907$ 137$ 173$ -$ -$ 2,873$ Special Development 55 - 202 - - - 257 Capital Improvement - - 2 - - - 2 Non-major governmental funds - - 77 - 18,111 469 18,657 Internal service funds - - 232 - - 80 312 Total governmental 1,711 907 650 173 18,111 549 22,101 Less: Allowance for uncollectible (476) - - - (209) - (685) Net governmental receivables 1,235$ 907$ 650$ 173$ 17,902$ 549$ 21,416$ Water and Sewer Utility -$ -$ 410$ 6,128$ -$ 187$ 6,725$ Gas Utility - - 144 2,729 - 298 3,171 Solid Waste Utility - - 115 1,823 - - 1,938 Stormwater Utility - - 117 2,271 - - 2,388 Non-major enterprise funds - - 102 260 - - 362 Total business-type - - 888 13,211 - 485 14,584 Less: Allowance for uncollectible - - - (221) - - (221) Net business-type receivables -$ -$ 888$ 12,990$ -$ 485$ 14,363$ Attachment number 1 \nPage 71 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 60 C. Capital assets Capital asset activity for the year ended September 30, 2013: Beginning Ending Governmental Activities:BalanceIncreasesDecreasesBalance Non-depreciable capital assets: Land 75,787,871$ -$ -$ 75,787,871$ Construction in progress 5,132,532 11,919,681 (3,900,518) 13,151,695 Total non-depreciable capital assets 80,920,403 11,919,681 (3,900,518) 88,939,566 Depreciable capital assets: Buildings 131,652,638 777,033 - 132,429,671 Improvements other than buildings 29,505,927 3,369,169 - 32,875,096 Machinery and equipment 78,756,460 5,648,819 (4,431,084) 79,974,195 Infrastructure 143,267,287 - - 143,267,287 Total depreciable capital assets 383,182,312 9,795,021 (4,431,084) 388,546,249 Less accumulated depreciation for: Buildings (43,753,490) (4,275,755) - (48,029,245) Improvements other than buildings (13,765,421) (1,295,989) - (15,061,410) Machinery and equipment (61,708,754) (5,712,770) 4,240,914 (63,180,610) Infrastructure (75,775,194) (4,843,720) - (80,618,914) Total accumulated depreciation (195,002,859) (16,128,234) 4,240,914 (206,890,179) Net depreciable capital assets 188,179,453 (6,333,213) (190,170) 181,656,070 Net governmental activities capital assets269,099,856$ 5,586,468$ (4,090,688)$ 270,595,636$ Beginning Ending Business-type activities:Balance Increases Decreases Balance Non-depreciable capital assets: Land31,367,558$ 67,496$ -$ 31,435,054$ Construction in progress18,463,439 22,912,525 (7,330,368) 34,045,596 Total non-depreciable capital assets49,830,997 22,980,021 (7,330,368) 65,480,650 Depreciable capital assets: Buildings26,241,301 - - 26,241,301 Improvements other than buildings 546,913,755 13,941,923 - 560,855,678 Machinery and equipment 9,698,946 806,804 (352,815) 10,152,935 Total depreciable capital assets 582,854,002 14,748,727 (352,815) 597,249,914 Less accumulated depreciation for: Buildings (14,439,448) (948,315) - (15,387,763) Improvements other than buildings (223,829,342) (17,519,383) - (241,348,725) Machinery and equipment (7,376,061) (535,003) 259,676 (7,651,388) Total accumulated depreciation (245,644,851) (19,002,701) 259,676 (264,387,876) Net depreciable capital assets 337,209,151 (4,253,974) (93,139) 332,862,038 Net business-type activities capital assets387,040,148$ 18,726,047$ (7,423,507)$ 398,342,688$ Attachment number 1 \nPage 72 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 61 Depreciation expense was charged to functions / programs of the primary government as follows: Governmental activities: General government715,018$ Public safety 1,058,303 Physical environment24,752 Transportation, including depreciation of general infrastructure assets4,970,229 Economic environment22,957 Culture and recreation4,363,210 Capital assets held by the governmental internal service funds are charged to the various functions based on their usage of the assets Total depreciation expense - governmental activities 16,128,234$ 4,973,765 Business-type activities: Water and sewer utility12,778,277$ Gas utility 1,825,747 Solid waste utility219,899 Stormwater utility2,646,879 Recycling utility 95,494 Marine operations113,151 Aviation operations215,147 Parking system operations275,453 Harborview Center operations502,791 Clearwater Harbor Marina operations329,863 Total depreciation expense - business-type activities19,002,701$ Construction commitments At September 30, 2013, material outstanding construction commitments were as follows: Construction Commitments Project Fund Outstanding Reverse Osmosis Plant Expansion - Reservoir #2Water & Sewer Utility enterprise fund10,096,932$ Main Fire Station Capital Improvement Fund 8,362,835 Sanitary Sewer Extensions Water & Sewer Utility enterprise fund6,041,841 Reverse Osmosis Plant Expansion - Reservoir #1Water & Sewer Utility enterprise fund3,165,750 Traffic Calming Capital Improvement Fund 1,460,850 Coastal Basins Stormwater Utility enterprise fund 1,279,326 Tropic Hills Phase III Stormwater Utility enterprise fund 1,205,217 Pump Station Replacements Water & Sewer Utility enterprise fund 989,560 Druid Rd. Improvements Capital Improvement Fund 698,093 Mandalay Avenue Outfall Stormwater Utility enterprise fund 644,201 Facilities Upgrades & Improvements Water & Sewer Utility enterprise fund 578,527 Total Construction Commitments 34,523,132$ Attachment number 1 \nPage 73 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 62 D. Interfund receivables, payables, and transfers 1. Interfund balances As discussed in Note III-A, individual fund deficits in the consolidated cash pool, if any, have been reclassified as of September 30, 2013, as interfund loans from the Capital Improvement Fund, which was selected by management for this purpose. This reclassification results in a corresponding reduction in the cash equity in the Capital Improvement Fund, offset by an increase in interfund receivables. As of September 30, 2013, the Community Redevelopment Agency fund reported a cash pool deficit of $17,958, the Notes and Mortgages debt service fund reported a cash pool deficit of $95,764, and the Aviation Operations enterprise fund reported a cash pool deficit of $938,280. The amounts of the reclassified cash pool deficits, if any, as well as the current portion of other individual fund interfund payable and receivable balances are classified as Due from/to Other Funds. The long-term portions of other interfund balances are classified as Advances to/from Other Funds. Due fromDue toAdvances toAdvances from FundOther FundsOther FundsOther FundsOther Funds Special Revenue Funds: Special Programs-$ -$ 974,267$ -$ Community Redevelopment Agency- 334,625 - 2,240,933 Debt Service Fund: Notes and Mortgages - 95,764 - - Capital Project Fund: Capital Improvement 1,052,002 670,838 - 5,652,548 Enterprise Fund: Aviation Operations - 958,551 - 40,543 Internal Service Funds: Administrative Services - 91,654 - 274,961 Central Insurance 1,099,430 - 7,234,718 - 2,151,432$ 2,151,432$ 8,208,985$ 8,208,985$ Descriptions of interfund loans as of September 30, 2013: An internal ten-year loan from the Central Insurance Fund to the Administrative Services Fund for purchase and installation of fiber optic cable and termination equipment. The loan provides for ten annual payments of $91,654 plus interest at the cash-pool rate, due on September 30 of each year. The loan commenced September 30, 2003 with the first annual principal payment due September 30, 2008, the year that the infrastructure project was completed. The current portion ($91,654) is classified as due to/from other funds, while the long-term portion ($274,961) is classified as an advance. Attachment number 1 \nPage 74 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 63 An internal five-year loan from the Central Insurance Fund to the Aviation Operations enterprise fund, for the construction of a new multi plane hangar, in the amount of $101,357. The loan provides for five annual payments of $20,271 plus interest at the cash-pool rate, due on September 30 of each year. The loan commenced April 2, 2008, with the first principal payment due September 30, 2012, the year that construction was completed. The current portion of this loan ($20,271) is classified as due to/from other funds, while the long-term portion ($40,543) is classified as an advance. Three internal loans from the Special Programs special revenue fund to the Community Redevelopment Agency special revenue fund totaling $974,267 related to the purchase, remediation, and development of downtown parcels. A loan in the amount of $350,000 approved on May 19, 2005, and a subsequent loan of an additional $350,000 approved on June 5, 2008, are related to the Clearwater Automotive site. An unused portion of $51,173 was repaid in fiscal 2010, leaving a balance of $648,827 for these two loans. A third loan in the amount of $325,440, approved on September 1, 2011, is related to the Car Pro site. These loans are interest-free and are to be repaid upon sale of the developed parcels. Because the first principal payment is not due within one year, these loans are classified as an advance. An internal loan from the Central Insurance Fund to the Community Redevelopment Agency special revenue fund in the amount of $1,900,000 to underwrite the acquisition, closing costs and site demolition costs related to the acquisition of the Economy Inn and surrounding properties in the East Gateway area for redevelopment purposes. This loan, which commenced on September 9, 2010, provides for interest-only payments at the cash-pool rate through fiscal year 2012, and level debt service (principal and interest) from fiscal year 2013 through fiscal year 2018. The current portion of this loan ($316,667) is classified as due to/due from other funds, while the long-term portion ($1,266,666) is classified as an advance. An internal loan in the amount of $3,562,209 from the Central Insurance Fund to the Capital Improvement Fund for the expansion and renovation of the Capitol Theatre. This loan, which commenced on September 20, 2012, provides for payment from infrastructure sales tax (“Penny for Pinellas”) revenues when available, which is projected for fiscal 2015. Because the first principal payment is not due within one year, this loan is classified as an advance. An internal loan in the amount of $3,432,015 from the Central Insurance Fund to the Capital Improvement Fund for the construction of a new Fire Station #45. This loan, which commenced on October 4, 2012, provides for interest at the cash pool rate and payment of principal and interest from infrastructure sales tax (“Penny for Pinellas”) revenues beginning in fiscal 2013. The current portion of this loan ($670,838) is classified as due to/due from other funds, while the long-term portion ($2,090,339) is classified as an advance. 2. Interfund transfers Interfund transfers for the year ended September 30, 2013, consisted of the following: Attachment number 1 \nPage 75 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 64 Transfers to General Fund from: Capital Improvements Fund 26,813$ Water & Sewer Utility Enterprise Fund 3,282,730 Gas Utility Enterprise Fund 2,998,132 Solid Waste Utility Enterprise Fund 1,038,520 Stormwater Utility Enterprise Fund 834,060 Nonmajor governmental funds 1,850,516 Nonmajor enterprise funds 932,284 Internal service funds 738,290 Total11,701,345 Transfers to Capital Improvements Fund from: General Fund 3,994,251 Special Development Fund 15,102,779 Solid Waste Utility Enterprise Fund 999,501 Nonmajor governmental funds 630,000 Total20,726,531 Transfer to Water & Sewer Utility Enterprise Fund from: Internal service funds 127,632 Transfer to Gas Utility Enterprise Fund from: General Fund 250,000 Internal service funds61,633 311,633 Transfer to Solid Waste Utility Enterprise Fund from: Internal service funds83,247 Transfer to Stormwater Utility Enterprise Fund from: Special Development Fund85,538 Internal service funds38,237 123,775 Transfer to Nonmajor enterprise funds from: Internal service funds 37,168 Transfers to Nonmajor governmental funds from: General Fund 1,421,149 Nonmajor governmental funds 1,964,572 Total3,385,721 Transfers to Internal service funds from: General Fund 86,652 Capital Improvements Fund 1,261,110 Water & Sewer Utility Enterprise Fund 32,254 Gas Utility Enterprise Fund 64,919 Stormwater Utility Enterprise Fund 6,509 Internal service funds 147,517 Total1,598,961 Total interfund transfers 38,096,013$ Attachment number 1 \nPage 76 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 65 Transfers are primarily used to 1) transfer revenues that have been collected in the required fund per state law to the funds and activities that state law allows for expenditures; 2) transfer of “payment in lieu of taxes” contributions from the utility funds to the General Fund; 3) transfer funding from governmental funds to debt service and capital improvements funds; and 4) transfer matching funds from the General Fund to various grant programs. Other non-routine interfund transfers occurring during the current fiscal year included a transfer of $1.2 million from the Central Insurance Fund to all operating funds to fund the fiscal year 2013 Cigna contract; a transfer of $1.3 million from the Gas Fund to the General Fund representing an increase in the computed annual gas dividend payment; a transfer of $24 thousand from the Capital Improvement Fund to the General Fund due to closure of the Security Access Systems project; a transfer of $3 thousand from the Capital Improvement Fund to the General Fund due to closure of the P&R Customer Management & Facilities Scheduling project; a transfer of $20 from the Capital Improvement Fund to the Airpark Fund due to closure of the Multi Plane Hangars project; a transfer of $42 thousand from the Capital Improvement Fund to the Parking Fund due to closure of the Mandalay Pier Demolition project; a transfer of $2 from the Capital Improvement Fund to the General Fund due to closure of the FBO Building Improvements project; a transfer of $796 thousand from the Special Programs Fund to the General Fund due to closure of the RNC Police Overtime program; a transfer of $120 thousand from the Special Programs Fund to the General Fund due to closure of the RNC Fire Overtime program; a transfer of $18 from the Capital Improvement Fund to the General Fund due to closure of the Carpenter/Bright House Field Improvements project; and a transfer of $1,568 from the Capital Improvement Fund to the Parking Fund due to closure of the Clearwater Beach Life Guard Renovation project. E. Leases The City purchases various equipment for governmental and business-type activities under lease purchase financing agreements. The equipment is purchased with cash and subsequently provided as collateral via a “lease purchase” financing arrangement, typically for a five-year term. Obligations under these lease purchase agreements are recorded at the present value of their future minimum lease payments as of date of inception. Purchase of the assets is recorded as a cash outflow and the subsequent receipt of the financing proceeds is recorded as “proceeds from issuance of debt” for Statement of Cash Flows reporting. Capitalized equipment subject to lease purchase financing as of September 30, 2013: GovernmentalBusiness-type Activities Activities Equipment14,558,794$ 1,159,347$ Less: Accumulated Depreciation(4,106,244) (380,960) Total10,452,550$ 778,387$ The future minimum lease payments under capital lease purchase agreements are as follows as of September 30, 2013: GovernmentalBusiness-type Year Ending Sept. 30 Activities Activities 2014 2,957,279$ 227,439$ 2015 2,438,844 169,396 2016 1,815,591 100,930 2017 1,110,276 35,553 2018 361,339 - 2019 - - 8,683,329 533,318 Deduction of the amount of imputed interest necessary to reduce net minimum lease payments to present value 8,248,519$ 511,846$ (434,810) (21,472) Attachment number 1 \nPage 77 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 66 The City also leases personal computers under a three-year operating lease that is cancelable on an annual basis. Lease payments for fiscal year ended September 30, 2013, totaled $366,820. F. Long-term debt 1. Revenue Bonds $14,810,000 in Spring Training Facility Revenue Bonds, Series 2002; issued to provide a portion of the costs of the acquisition, construction, rehabilitation and equipping of a spring training facility to be used by the Philadelphia Phillies major league baseball team; serial bonds due in annual installments of $610,000 due March 1, 2014, to $295,000 due March 1, 2022, with maximum principal of $845,000 due March 1, 2021; interest at 3.75% to 4.7%; 5.375% term bonds in the amount of $1,730,000 due March 1, 2027; and 5.375% term bonds in the amount of $1,750,000 due March 1, 2031. $9,500,000 Total revenue bonds for governmental activities 9,500,000 $8,410,000 Water and Sewer Revenue Refunding Bonds, Series 2003; issued to refund and redeem on December 1, 2003, all of the City’s Water and Sewer Refunding Revenue Bonds, Series 1993, maturing after December 1, 2003; serial bonds due in annual installments of $220,000 at December 1, 2013, to $260,000 due December 1, 2018, interest at 3.40% to 4.00%. 1,420,000 $26,430,000 Water and Sewer Revenue Bonds, Series 2006; issued to pay the costs of the design, acquisition, construction, or reconstruction of capital improvements to the City’s water and sewer system; serial bonds due in annual installments of $1,410,000 at December 1, 2019, to $2,070,000 due December 1, 2028, interest at 4.25% to 4.50%; 4.50% term bonds in the amount of $4,410,000 due December 1, 2030; and 4.625% term bonds in the amount of $4,795,000 due December 1, 2032. 26,430,000 $67,715,000 Water and Sewer Revenue Bonds, Series 2009A; issued to pay the costs of the design, acquisition, construction, or reconstruction of capital improvements to the City’s water and sewer system; serial bonds due in annual installments of $420,000 at December 1, 2019, to $495,000 due December 1, 2023; interest at 4.375% to 5.00%; 5.125% term bonds in the amount of $5,655,000 due December 1, 2032; and 5.25% term bonds in the amount of $59,780,000 due December 1, 2039. 67,715,000 $41,700,000 Water and Sewer Revenue Refunding Bonds, Series 2009B; issued to currently refund and redeem all of the outstanding principal amount of the City’s Water and Sewer Refunding Revenue Bonds, Series 1998; serial bonds due in annual installments of $4,055,000 at December 1, 2013 to $5,150,000 due December 1, 2018; interest at 5.00%. 27,400,000 $47,025,000 Water and Sewer Revenue Refunding Bonds, Series 2011; issued to refund and redeem on December 1, 2011 the City’s callable Water and Sewer Revenue Bonds, Series 2002, maturing after December 1, 2011; serial bonds due in annual installments of $1,405,000 at December 1, 2013, to $2,000,000 due December 1, 2030, interest at 2.00% to 5.00%; 4.50% term bonds in the amount of $6,850,000 due December 1, 2032. 45,655,000 Attachment number 1 \nPage 78 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 67 $7,195,000 Gas System Revenue Refunding Bonds, Series 2005; issued to partially advance refund the Gas System Revenue Bonds, Series 1997A; serial bonds due in annual installments of $205,000 due September 1, 2014, to $325,000 due September 1, 2025, interest at 3.60% to 4.375%; and 4.375% term bonds in the amount of $2,400,000 maturing on September 1, 2027. 5,530,000 $3,700,000 Gas System Revenue Refunding Bonds, Series 2007; issued to refund and redeem on December 1, 2007, all of the outstanding principal amount of the City’s Gas System Revenue Bonds, Series 1998; serial bonds due in equal annual installments of $370,000 due September 1, 2014, through September 1, 2017; interest at 4.00%. 1,480,000 $7,365,000 Gas System Revenue Refunding Bonds, Series 2013; issued to current refund the City’s callable Gas System Revenue Refunding Bonds, Series 2004, maturing after September 1, 2013; term bonds due in annual installments of $350,000 due September 1, 2014, to $1,520,000 due September 1, 2026; interest rate at 2.41%. 7,365,000 $14,430,000 Stormwater System Revenue Bonds, Series 2004; issued to pay the costs of capital improvements to the City’s stormwater management system; serial bonds due in annual installments of $395,000, due November 1, 2013, to $405,000 due November 1, 2014, interest at 3.50%. 800,000 $6,925,000 Stormwater System Revenue Refunding Bonds, Series 2005; issued to advance refund and redeem the Stormwater Revenue Bonds, Series 1999 maturing after November 1, 2008; serial bonds due in annual installments of $250,000 due November 1, 2013, to $470,000 due November 1, 2029, interest at 3.375% to 4.50%. 5,855,000 $19,365,000 Stormwater System Revenue Refunding Bonds, Series 2012, issued to pay and redeem all of the Stormwater Revenue Bonds, Series 2002, currently outstanding; serial bonds due in annual installments of $640,000 due November 1, 2013, to $1,350,000 due November 1, 2032, interest at 2.00% to 5.00%. 18,885,000 $11,025,000 Stormwater System Revenue Refunding Bonds, Series 2013; issued to advance refund the City’s callable Stormwater System Revenue Bonds, Series 2004, maturing after November 1, 2014; term bonds due in annual installments of $15,000 due November 1, 2013, to $780,000 due November 1, 2032; interest at 2.98%. 11,025,000 Total revenue bonds for business-type activities 219,560,000 Total revenue bonds $229,060,000 Attachment number 1 \nPage 79 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 68 2. Restrictive covenants and collateral requirements The Spring Training Facility Revenue Bonds are special, limited obligations of the City, payable solely from and secured by a lien upon and pledge of the (i) payments received by the City from the State of Florida pursuant to Section 212.20, Florida Statutes (State payments); and (ii) payments received by the City from Pinellas County, Florida pursuant to the Interlocal Agreement dated December 1, 2000 (County payments). The pledge of the State Payments and County Payments does not constitute a lien upon any property of the City. Furthermore, neither the City, Pinellas County, the State of Florida, nor any political subdivision thereof has pledged its faith or credit or taxing power to the payment of the bonds. The Water and Sewer Revenue Bonds, Series 2006, and Series 2009A; and the Water and Sewer Revenue Refunding Bonds, Series 2003, Series 2009B, and Series 2011; are limited obligations of the City payable solely from and secured by a lien upon and pledge of the net revenues of the City’s water and sewer system (System). The pledge of the System’s net revenues does not constitute a lien upon any property of the City. The covenants of the ordinances authorizing the bonds include, among other things, an obligation of the City to fix and maintain such rates, and collect such fees, rentals and other charges for the services and facilities of the System and revise the same from time to time whenever necessary, which will provide gross revenues in each fiscal year sufficient to pay the cost of operation and maintenance of the system; one hundred fifteen percent (115%) of the bond service requirement becoming due in such fiscal year on the outstanding bonds; plus one hundred percent (100%) of all reserve and other payments required to be made pursuant to the ordinances authorizing the bonds. The City further covenants that such rates, fees, rentals and other charges will not be reduced so as to render them insufficient to provide gross revenues for such purpose. The Gas System Revenue Refunding Bonds, Series 2005, Series 2007 and Series 2013 are limited obligations of the City payable solely from and secured by a lien upon and pledge of the net revenues of the City’s gas system (System). The pledge of the System’s net revenues does not constitute a lien upon any property of the City. The covenants of the ordinances authorizing the bonds include, among other things, an obligation of the City to fix, establish, revise from time to time whenever necessary, maintain and collect always, such fees, rates, rentals and other charges for the use of the product, services and facilities of the System which will always provide revenues in each year sufficient to pay, and out of such funds pay, 100% of the cost of operations and maintenance of the system in such year and all reserve and other payments provided for in the ordinances authorizing the bonds, along with one hundred twenty five percent (125%) of the bond service requirement due in such year on all outstanding bonds. The Stormwater System Revenue Bonds, Series 2004; and Stormwater Revenue Refunding Bonds, Series 2005, Series 2012 and Series 2013 are limited obligations of the City payable solely from and secured by a lien upon and pledge of the net revenues of the City’s stormwater management system (System). The pledge of the System’s net revenues does not constitute a lien upon any property of the City. The covenants of the ordinances authorizing the bonds include, among other things, an obligation of the City to fix, revise from time to time whenever necessary, and maintain and collect always such fees, rates, rentals and other charges for use of the products, services, and facilities which will always provide net revenues in each year sufficient to pay one hundred fifteen percent (115%) of the bond service requirement becoming due in such fiscal year on the outstanding bonds. The City further covenants that such rates, fees, rentals and other charges will not be reduced so as to render them insufficient to provide revenues for such purpose. Additionally, the covenants of each of the above issues includes a “Reserve Requirement” equal to the lesser of: the Maximum Bond Service Requirement for any given year; 125% of the Average Annual Bond Service Requirement; or the largest amount as shall not adversely affect the exclusion of interest on the Bonds from gross income for Federal income tax purposes. A Reserve Fund has been funded for the Series 2004 and Series 2012 Bonds while the Series 2005 Reserve Requirements has been satisfied with Reserve Fund Surety Bonds. Attachment number 1 \nPage 80 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 69 Annual debt service requirements to maturity for revenue bonds are as follows: Year Ending September 30 PrincipalInterest Principal Interest 2014 610,000$ 462,744$ 7,905,000$ 9,755,255$ 2015 635,000 438,606 8,215,000 9,486,495 2016 660,000 412,376 8,600,000 9,133,568 2017 685,000 380,437 8,960,000 8,760,103 2018 725,000 342,543 8,980,000 8,353,234 2019-2023 3,015,000 1,155,837 34,745,000 36,758,622 2024-2028 1,825,000 617,453 40,940,000 29,128,366 2029-2033 1,345,000 110,860 41,435,000 20,281,802 2034-2038 - - 40,405,000 10,611,694 2039-2043 - - 19,375,000 1,030,442 2044-2048 - - - - Totals 9,500,000$ 3,920,856$ 219,560,000$ 143,299,581$ Business-type ActivitiesGovernmental Activities 3. Pledged revenues State of Florida and Pinellas County Payments Pledged: The City has pledged future revenues derived from payments received from the State of Florida pursuant to Section 212.20, Florida Statutes, and payments from Pinellas County, Florida pursuant to an Interlocal Agreement, together with any investment income earned on the revenues, to repay $14.8 million in Spring Training Facility Revenue bonds issued in September 2002. Proceeds from the bonds provided financing for a portion of the costs of the acquisition, construction, rehabilitation, and equipping of a spring training facility to be used by the Philadelphia Phillies major league baseball team. The bonds are payable solely from the State of Florida and Pinellas County, Florida payments and are payable through March 2031. Annual principal and interest payments on the bonds are expected to require less than 100 percent of net revenues. The total principal and interest remaining to be paid on the bonds is $13,420,855. Principal and interest paid for the current year and total revenue received were $1,075,096 and $1,083,705 respectively. Water and Sewer Utility Net Revenues Pledged: The City has pledged future net revenues of the City of Clearwater, Florida, Water & Sewer Utility defined as all income or earnings, including any income from the investment of funds, derived by the City from the operation of the utility after deduction of current expenses for the operation, maintenance and repair of the system, but not including reserves for renewals and replacements, for extraordinary repairs or any allowance for depreciation to repay: $8.4 million in Water & Sewer Revenue Refunding bonds issued in October 2003. Proceeds from the bonds provided financing to refund and redeem the City’s then outstanding Water and Sewer Revenue Refunding Bonds, Series 1993. The bonds are payable solely from the Water and Sewer Utility net revenues and are payable through December 2018. $26.4 million in Water & Sewer Revenue bonds issued in August 2006. Proceeds from the bonds provided financing for the costs of design, acquisition, construction or reconstruction of capital improvements to the City’s water and sewer system. The bonds are payable solely from the Water and Sewer Utility net revenues and are payable through December 2032. $67.7 million in Water & Sewer Revenue bonds issued in May 2009. Proceeds from the bonds provided financing for the costs of design, acquisition, construction or reconstruction of capital improvements to the City’s water and sewer system. The bonds are payable solely from the Water and Sewer Utility net revenues and are payable through December 2039. Attachment number 1 \nPage 81 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 70 $41.7 million in Water and Sewer Revenue Refunding bonds issued in May 2009. Proceeds from the bonds provided financing to refund and redeem the City’s then outstanding Water and Sewer Revenue Refunding Bonds, Series 1998. The bonds are payable solely from the Water and Sewer Utility net revenues and are payable through December 2018. $47.0 million in Water and Sewer Revenue Refunding bonds issued in September 2011. Proceeds from the bonds provided financing to refund and redeem the outstanding principal maturing after December 1, 2011 of the City’s Water and Sewer Revenue Bonds, Series 2002. The bonds are payable solely from the Water and Sewer Utility net revenues and are payable through December 2032. Annual principal and interest payments on the bonds are expected to require less than 85 percent of net revenues. The total principal and interest remaining to be paid on the bonds is $293,988,502. Principal and interest paid for the current year and total net revenue were $13,797,734 and $27,663,950, respectively. Stormwater Utility Net Revenues Pledged: The City has pledged future net revenues of the City of Clearwater, Florida, Stormwater Utility defined as all income or earnings, including any income from the investment of funds, derived by the City from the operation of the utility after deduction of current expenses for the operation, maintenance and repair of the system, but not including reserves for renewals and replacements, for extraordinary repairs or any allowance for depreciation to repay: $14.4 million in Stormwater Revenue bonds issued in September 2004. Proceeds from the bonds provided financing to make capital improvements to the City’s stormwater management system. The bonds are payable solely from the Stormwater Utility net revenues and are payable through November 1, 2014. The remaining $10,855,000 principal was defeased in June 2013. $6.9 million in Stormwater Revenue Refunding bonds issued in May 2005. Proceeds from the bonds provided sufficient funds to be available on November 1, 2008 to pay and redeem the City’s outstanding Stormwater Revenue Bonds, Series 1999. The bonds are payable solely from the Stormwater Utility net revenues and are payable through November 2029. $19.4 million in Stormwater Revenue Refunding bonds issued in February 2012. Proceeds from the bonds provided sufficient funds to be available on March 5, 2012 to pay and redeem the City’s outstanding Stormwater Revenue Bonds, Series 2002. The bonds are payable solely from the Stormwater Utility net revenues and are payable through November 2032. $11.0 million in Stormwater Revenue Refunding bonds issued in June 2013. Proceeds from the bonds provided sufficient funds to pay and redeem the city’s Stormwater Revenue Bonds, Series 2004, maturing after November 1, 2014. The bonds are payable solely from the Stormwater Utility net revenues and are payable through November 2032. Annual principal and interest payments on the bonds are expected to require less than 60 percent of net revenues. The total principal and interest remaining to be paid on the bonds is $50,418,819. Principal and interest paid for the current year and total net revenue were $2,521,413 and $8,012,897, respectively. Gas System Utility Net Revenues Pledged: The City has pledged future net revenues of the City of Clearwater, Florida, Gas System Utility defined as all income or earnings, including any income from the investment of funds, derived by the City from the operation of the utility after deduction of current expenses for the operation, maintenance and repair of the system, but not including reserves for renewals and replacements, for extraordinary repairs or any allowance for depreciation to repay: $7.2 million in Gas System Revenue Refunding bonds issued in June 2005. Proceeds from the bonds provided financing to advance refund the outstanding principal of the City of Clearwater Gas System Revenue Bonds, Series 1997A. The bonds are payable solely from the Gas System Utility net revenues and are payable through September 2027. Attachment number 1 \nPage 82 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 71 $3.7 million in Gas System Revenue Refunding bonds issued in October 2007. Proceeds from the bonds provided financing to refund the outstanding principal of the City of Clearwater Gas System Revenue Bonds, Series 1998. The bonds are payable solely from the Gas System Utility net revenues and are payable through September 2017. $7.4 million is Gas System Revenue Refunding bonds issued in June 2013. Proceeds from the bonds provided financing to refund the outstanding principal of the Gas System Revenue Refunding bonds, Series 2004. The bonds are payable solely from the Gas System Utility net revenues and are payable through September 2026. Annual principal and interest payments on the bonds are expected to require less than 60 percent of net revenues. The total principal and interest remaining to be paid on the bonds is $18,452,260. Principal and interest paid for the current year and total net revenue were $1,327,357 and $10,763,062, respectively. 4. Advance refunding of bonds On June 28, 2013, the City issued $7,365,000 at par value of Gas System Revenue Refunding Bonds, Series 2013, to redeem, effective June 28, 2013, $7,270,000 principal of Gas System Revenue Refunding Bonds, Series 2004, maturing after September 1, 2013. This refunding transaction resulted in an aggregate debt service reduction of $1,120,027 and a net present value savings of $957,484. There was no outstanding principal on the refunded bonds as of September 30, 2013. On June 28, 2013, the City issued $11,025,000 at par value of Stormwater System Revenue Refunding Bonds, Series 2013, for the purpose of redeeming on November 1, 2014, $10,855,000 principal of Stormwater System Revenue Bonds, Series 2004, maturing after November 1, 2014. The net proceeds in the amount of $10,978,103 (after payment of $46,897) plus $568,385 from released debt service reserve escrow, were deposited into an irrevocable trust with an escrow agent to provide for all future debt service payments on the refunded bonds. The refunding transaction resulted in an aggregate debt service reduction in the amount of $1,951,021 and a net present value savings of $986,952. The outstanding principal of the refunded bonds at September 30, 2013 was $10,855,000. Attachment number 1 \nPage 83 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 72 5. Changes in long-term liabilities Beginning EndingDue Within Balance Additions Reductions Balance One Year Governmental activities: Revenue bonds payable10,090,000$ -$ (590,000)$ 9,500,000$ 610,000$ Add (subtract) deferred amounts: For issuance premiums (discounts) 210,258 - (24,402) 185,856 - Net revenue bonds payable 10,300,258 - (614,402) 9,685,856 610,000 Lease purchase contracts (a)9,058,268 2,120,098 (2,929,847) 8,248,519 2,753,138 Compensated absences (b)7,489,178 4,197,314 (4,404,412) 7,282,080 4,273,637 Other postemployment benefits (c)5,753,692 2,047,240 (901,727) 6,899,205 - Claims payable (d)9,423,000 3,915,518 (2,935,233) 10,403,285 3,621,885 Governmental activity Long-term liabilities 42,024,396$ 12,280,170$ (11,785,621)$ 42,518,945$ 11,258,660$ Business-type activities: Revenue bonds payable 226,685,000$ 18,390,000$ (25,515,000)$ 219,560,000$ 7,905,000$ Less deferred amounts: For issuance premiums (discounts) 3,771,910 - (533,000) 3,238,910 - On refunding (4,915,298) (1,254,235) 1,056,404 (5,113,129) - Net revenue bonds payable 225,541,612 17,135,765 (24,991,596) 217,685,781 7,905,000 Lease purchase contracts 765,445 - (253,600) 511,845 215,296 Compensated absences (b)1,773,800 1,195,287 (1,118,991) 1,850,096 1,085,766 Other postemployment benefits 2,324,954 887,986 (391,122) 2,821,818 - Unearned revenue 187,113 - - 187,113 - Business-type activity Long-term liabilities 230,592,924$ 19,219,038$ (26,755,309)$ 223,056,653$ 9,206,062$ (a) Governmental activities lease purchase contract additions of $2,120,098 includes $2,120,098 attributable to internal service funds and $0 attributable to governmental funds. The lease purchase contracts reduction of $2,929,847 includes $2,470,964 for internal service funds and $458,883 for governmental funds. (b) Compensated absences are paid by the fund where salaries are incurred, which is primarily the General Fund for governmental activities. (c) Since the plan’s inception in fiscal 2008, other postemployment benefits costs are allocated to and paid by funds based on their percentage of full time equivalent employees, which is primarily the General Fund for governmental activities. (d) The Central Insurance Fund, an internal service fund, accrues for estimated claims and pays claims for all departments. G. Restricted assets Restricted assets are classified as current or noncurrent on the Statement of Net Position on the basis of the underlying liabilities payable from the restricted assets. Attachment number 1 \nPage 84 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 73 1. Water and Sewer Utility Fund Assets in the Water and Sewer Utility Fund restricted for construction include: Sewer Improvement charges, the use of which is restricted by the authorizing ordinance to the construction of additions to the sewer system; assets remaining at September 30, 2013, are: Cash and Investments $5,873,565 Assets of the Water and Sewer Utility Fund restricted under the provisions of the ordinances authorizing the issuance of Water and Sewer Revenue Bonds consisted of the following at September 30, 2013: Water and Sewer Revenue Bonds Debt Service: Cash and Investments 21,256,280 Water and Sewer Revenue Bonds Renewals and Replacements: Cash and Investments 16,218,576 Assets of the Water and Sewer Utility Fund consisting of amounts Due from Other Governments for advances to the Florida Department of Transportation for utility relocations related to improvements to State Road 55 (U. S. Highway 19) 178,494 Assets of the Water and Sewer Utility Fund representing Customers' Deposits and therefore restricted, consisting entirely of Cash and Investments at September 30, 2013 2,956,242 Total restricted assets – Water and Sewer Utility Fund $46,483,157 2. Gas Utility Fund Assets in the Gas Utility Fund restricted under the provisions of the ordinance authorizing the issuance of revenue bonds consisted of the following at September 30, 2013: Gas System Revenue Bonds Debt Service: Cash and Investments $ 116,223 Renewals and Replacements: Cash and Investments 300,000 Assets of the Gas Utility Fund representing Customers' Deposits at September 30, 2013: Cash and Investments 2,789,544 Total restricted assets – Gas Utility Fund $ 3,205,767 3. Solid Waste Utility Fund Restricted assets in the Solid Waste Utility Fund represent customer deposits in the amount of $1,102,552 at September 30, 2013, and consisted entirely of Cash and Investments. Attachment number 1 \nPage 85 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 74 4. Stormwater Utility Fund Assets restricted under the provisions of the ordinances for the issuance of revenue bonds consisted of the following at September 30, 2013: Stormwater Revenue Bonds – Series 2004 Debt Service: Cash and Investments $ 789,838 Stormwater Revenue Refunding Bonds – Series 2005 Debt Service: Cash and Investments 329,609 Stormwater Revenue Refunding Bonds – Series 2012 Debt Service: Cash and Investments 2,236,323 Stormwater Revenue Refunding Bonds – Series 2013 Debt Service: Cash and Investments 95,440 Total restricted assets – Stormwater Utility Fund $ 3,451,210 5. Parking System Fund Assets in the Parking System restricted under the provisions of a development agreement between L.O.M., Inc. and the City of Clearwater as of September 30, 2013: Equity in Pooled Cash and Investments $ 9,300,000 Total restricted assets – Parking System Fund $ 9,300,000 Attachment number 1 \nPage 86 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 75 H. Fund Balances Classification Speci al Cap i tal Non-M aj or General Devel opment Improvement Governmental Fund Fund Fund Fund s Non Spendable: Inventori es $36,531 $- $- $- Prepaid i tems - - - 95,764 Restricted for: General government - - 167,700 133,562 Pu blic saf ety - - 1,021,876 1,990,908 Ph ysi cal envi ronment - 16,587 364,775 1,124,049 Transportat i on - 1,000,371 11,526,665 - Econom i c envi ronment - - - 30,288,977 Human servi ces - - - 410,219 Cu l ture and recreat i on - 280,376 9,969,135 117,232 De b t servi ce reserve - - - 571,339 In f rastructure capi tal proj ects - 1,509,784 - - Committed to: General government - - 4,256,589 411,897 Pu blic saf ety - - 6,531,013 2,403,528 Ph ysi cal envi ronment - - 774,194 - Transportat i on - 207,431 8,231,334 - Econom i c envi ronment - - - 56,107 Human servi ces - - - 549 Cu l ture and recreat i on - - 4,246,899 202,499 Assigned to: General government 186,273 - - 170,721 Pu blic saf ety 125,575 - - 1,375,398 Ph ysi cal envi ronment - - - 351,812 Transportat i on 13,447 - - - Econom i c envi ronment 24,578 - - 624,510 Human servi ces - - - 128,565 Cu l ture and recreat i on 238,346 22,449 48,164 100,072 In f rastructure capi tal proj ects - 2,979,659 - - Unassigned 21,663,821 - (1 ,215,646) (2 ,701,364) To t al Fund Bal ances $22,288,571 $6,016,657 $45,922,698 $37,856,344 Note IV - Other Information A. Risk management The City is self-insured within certain parameters for losses arising from claims for general liability, auto liability, police professional liability, public official’s liability, property damage, and workers' compensation. Insurance coverage has been maintained by the City to pay for or indemnify the City for losses in excess of certain specific retentions and up to specified maximum limits in the case of claims for liability, property damage, and workers' compensation. The liability excess coverage is $7,000,000 per occurrence ($14,000,000 aggregate) with self-insured retention of $500,000. There is workers’ compensation coverage to the statutory limit, with self-insured retention of $600,000. The property damage excess coverage is $50,000,000 per occurrence after either a $100,000 self-insured retention for perils other than a named storm or 5% self-insured retention for named storm with a $500,000 minimum. Settled claims have not exceeded excess coverage in any of the past three years. On October 17, 2012, City Council authorized a partial self-insured funding arrangement with Cigna for health insurance effective for the plan year beginning January 1, 2013. Per this arrangement, the City is self-insured for medical and Attachment number 1 \nPage 87 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 76 pharmacy claims up to $250,000 per person per year. The City has purchased stop loss insurance from Cigna which covers 50% of individual claims for any amount of the claim between the amounts of $250,000 and $350,000 and covers 100% of individual claims for any amount of the claim exceeding the amount of $350,000 per person per year. In accordance with the fully insured arrangement between the City and Cigna prior to January 1, 2013, the City has no liability for health insurance claims incurred prior to this date. The City estimates a liability for health insurance claims incurred but not yet paid as of September 30, 2013 in the amount of $1,209,285. The transactions relating to the self-insurance program are accounted for in the Central Insurance Fund, an internal service fund. The billings by the Central Insurance Fund to the various operating funds (the interfund premiums) are based on actuarial estimates of the amounts needed to pay prior and current year claims. The claims liability reported at September 30, 2013, is based on the requirements of GASB Statement No. 10, which requires that a liability for claims be reported if information prior to the issuance of the financial statements indicates that it is probable that a liability has been incurred at the date of the financial statements and the amount of the loss can be reasonably estimated. Changes in the claims liability amounts in fiscal years 2012 and 2013 were: Self Insurance Balance at September 30, 20118,688,000$ Current year claims and changes in estimates3,377,406 Claim payments(2,642,406) Balance at September 30, 20129,423,000 Current year claims and changes in estimates3,915,518 Claim payments(2,935,233) Balance at September 30, 201310,403,285$ B. Statements of cash flows For purposes of the statements of cash flows, investments with original maturities of three months or less are considered to meet the definition of cash equivalents. The majority of the investments in which the City's proprietary funds have equity are held by the City's consolidated pool of cash and investments. Since fund equities in this cash management pool have the general characteristics of demand deposits in that additional funds may be deposited at any time and also funds may be withdrawn at any time without prior notice or penalty, each fund's equity account is considered a cash equivalent regardless of the maturities of investments held by the pool. Funds with deficit (overdraft) positions within the consolidated pool report the deficits as interfund payables to the City's Capital Improvement Fund. C. Use of estimates The preparation of financial statements in conformity with generally accepted accounting principles (GAAP) requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results could differ from the estimates. Attachment number 1 \nPage 88 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 77 D. Employee retirement systems and pension plans 1. Defined benefit pension plans The City contributes to two separate single-employer, self-administered defined benefit pension plans covering approximately three-fourths of all City employees. The Employees' Pension Plan covers all permanent, full-time City employees who successfully pass the required physical examination, except for firefighters employed prior to July 1, 1963, and certain unclassified (primarily managerial) employees. The Firefighters’ Relief and Pension Plan covered eligible firefighters hired prior to July 1, 1963, and is closed to new entrants. Neither of these plans issues a stand-alone financial report. As indicated, both plans are self-administered, and the administrative costs of the plans are financed from the respective plan assets. Benefits and refunds are recognized when due and payable in accordance with the terms of both plans. The Employees' Pension Plan is authorized by and operates under the provisions of Sections 2.391 through 2.428 of the Municipal Code of the City of Clearwater. Sections 2.391 through 2.401 apply to those participants who attained a vested benefit and terminated employment prior to January 1, 2013. Sections 2.410 through 2.428 apply to those participants who are actively employed by the City of Clearwater as of or after January 1, 2013. Plan provisions have been duly approved as required by the voters in referendums. There were changes to both the plan provisions and the actuarial assumptions during the current year. On November 6, 2012, Clearwater voters passed a referendum approving several changes to the Employees’ Pension Plan. These changes, effective January 1, 2013 for those employees not yet eligible to retire, include extending the normal retirement date, decreasing the multiplier, changing beneficiary options for nonhazardous duty new hires, addressing reemployment, increasing employee contributions and changing overtime inclusion calculation for certain hazardous duty employees, delaying cost-of-living pension increase and changing beneficiary options for employees not eligible to retire, and making changes to disability retirement provisions. Some pension benefit levels were reduced for new hires and for current employees not eligible to retire as of the effective date. On December 17, 2012, the Pension Trustees of the Employees’ Pension Plan accepted the consulting actuary’s recommendations for changes to the assumptions and methods used in the plan’s annual actuarial valuation. These changes, as described in the actuary’s Experience Investigation for the Five Years Ended December 31, 2011, include changes to the salary increase assumption, assumed rates of future employee terminations, assumed rates of future retirements, assumed rates of future disability, assumed mortality rates, and a change in the investment return assumption. These changes were incorporated into the Actuarial Valuation Report as of January 1, 2013. The normal retirement benefit is a monthly benefit equal to 2.75% of average monthly compensation (2.00% for participants in non-hazardous duty hired on or after January 1, 2013) for the highest five of the final ten years of service multiplied by the number of years of service to date of retirement. Eligibility for normal retirement occurs upon completion of 10 years of service and the attainment of age 65, or completion of 20 years of service and the attainment of age 55, or completion of 30 years of service regardless of age, for employees hired before January 1, 2013 who are engaged in non-hazardous duty. For employees hired on or after January 1, 2013 who are engaged in non-hazardous duty, eligibility for normal retirement occurs upon completion of 25 years of service and attainment of age 60 or completion of 10 years of service and attainment of age 65. For those engaged in hazardous duty, eligibility occurs upon completion of 20 years of service or upon completion of 10 years of service and attainment of age 55. For all hazardous duty participants and non-hazardous duty participants eligible to retire as of January 1, 2013, the normal monthly benefit is payable for the life of the participant and will continue, after the participant's death, to be paid at the same amount for 5 years to the surviving spouse; after 5 years, the survivor annuity is reduced to 50% of the original amount and ceases upon death or remarriage of the spouse. For non-hazardous duty participants not eligible to retire as of January 1, 2013, the normal benefit is a monthly annuity paid for the life of the participant. There are several other benefit payment options that are computed to be the actuarial equivalent of the normal benefit. The plan provides for an annual cost of living increase of up to 1.5% for benefits accrued prior to January 1, 2013. For non-hazardous duty members, there is a five-year delay until the cost of living increase is applied to benefits accrued after January 1, 2013, and for hazardous duty members, there is no cost of living increase for benefits accrued after January 1, 2013. The plan also provides for disability and death benefits, vesting after completion of 10 years of service and the refund of Attachment number 1 \nPage 89 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 78 employee contributions in case of a non-vested termination. Covered employees in non-hazardous duty and employees in hazardous duty who are eligible to retire as of January 1, 2013 contribute 8% of their compensation. Covered employees in hazardous duty who are not eligible to retire as of January 1, 2013 contribute 10% of their compensation. It is the City's obligation to provide a sufficient additional contribution to maintain the actuarial soundness of the fund but, in any event, not less than 7% of participating employee’s compensation per the ordinance governing the plan. The Firefighters’ Relief and Pension Plan is authorized and operated under the provisions of Subpart B, Article I (Laws of Florida, Chapter 30658, 1955 and amendments), Sections 1 through 27 of the Municipal Charter and Related Law of the City of Clearwater and Chapter 26, Article III, Sections 26.50 through 26.52 of the Municipal Code of the City of Clearwater. Since the last actuarial valuation as of January 1, 2012, there have been no changes to the actuarial assumptions. The normal retirement benefit is a monthly benefit in the amount of 50% of the prevailing wage at the date of retirement of the lowest rank held by the participant during the three years immediately preceding retirement plus 2% of such prevailing wage for each year of service in excess of 20 years up to a maximum of 60%. Participants retiring at the age of 65 years are entitled to a benefit of 60% of the prevailing wage of the lowest rank held by the participant during the three years immediately preceding retirement. The ending rate of pay specified above may not exceed the highest rate of pay for the rank of Captain. Eligibility for normal retirement occurs upon completion of 20 years of service or attainment of age 65. The monthly benefits are payable for the life of the participant and continue, after the participant's death, to be paid to certain eligible surviving beneficiaries at an amount that is one-half of the amount received by the participant. Benefits are also provided for children of the deceased participant who are less than 18 years of age subject to certain limitations as to amount. The plan also provides for disability and death benefits and for vesting upon completion of at least 12 years of service. The plan provides for post retirement cost of living increases equal to the increase in the prevailing wage for the rank at which the participant retired with a limitation for those retiring on or after January 1, 1972, of 100% of the initial pension benefit for total cost of living increases. Participating employees are required to contribute 6% of their salaries up to the equivalent of the salary of a fireman holding the rank of Captain. Effective with the fiscal year ended September 30, 2007, the Firefighters’ Relief and Pension Plan, with no remaining active members (only retirees), is fully funded per the requirements of the governing Ordinance. The City may elect to contribute should future valuations show an actuarial need for such. As of the most recent actuarial valuation date, January 1, 2013 for the Employees’ Pension Plan and January 1, 2012 for the Firefighters’ Relief and Pension Plan, the membership of the plans was as follows: Employees'Firefighter's Relief Pension Planand Pension Plan Retirees and beneficiaries currently receiving benefits1,06332 Terminated employees entitled to benefits but not yet receiving them64- Active employees1,474- Total number of participants2,60132 For the fiscal year ended September 30, 2013, the covered payroll for the Employees' Pension Fund was $74,507,892. The City's total payroll for the same period was $83,002,786. Annual pension cost and contributions information for the last three fiscal years for both the Employees’ Pension Plan and the Firefighters’ Relief and Pension Plan follows: Employees’ Pension Plan EndedPension Employer Percent Pension Sept 30 Cost (a)Contributions (b)Contributed Asset 2011 18,730,913$ 17,428,806$ 93%7,112,283$ 2012 18,353,146$ 17,809,019$ 97%6,568,156$ 2013 20,421,108$ 20,196,816$ 99%6,343,864$ Attachment number 1 \nPage 90 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 79 (a) The actuarially determined contribution requirements for the City’s fiscal year ended September 30, 2013, are based on actuarial valuations as of January 1, 2012. Since the City’s contributions are made during its fiscal year (which commences nine months after the date of the actuarial valuation), the City, with approval of State regulatory authorities, is following the practice of adding interest to its required contributions at the assumed rate of return on investments for a period of one year. (b) The employer contribution is less than the annual pension cost due to a “drawdown” of the net pension asset. The net pension asset is the result of legally required contributions in excess of actuarially required contributions in prior years. Firefighters’ Relief and Pension Plan Year Annual EndedPensionEmployerPercent Sept 30CostContributionsContributed 2011-$ -$ - 2012-$ -$ - 2013-$ -$ - Effective with the fiscal year ended September 30, 2007, the Firefighters’ Relief and Pension Plan, with no remaining active members (only retirees), was fully funded per the requirements of the governing Ordinance. The City may elect to contribute should future biennial valuations show an actuarial need for such. The Employees’ Pension Plan net pension asset at September 30, 2013, totaled $6,343,864. It was comprised of the following components: Annual required contributions (ARC) 20,098,781$ Interest on the net pension asset (492,612) Adjustment to annual contribution 814,939 Annual pension cost 20,421,108 Fiscal 2013 employer contributions 20,196,816 Decrease in net pension asset (224,292) Net pension asset beginning of year 6,568,156 Net pension asset end of year 6,343,864$ The net pension asset for the Employees’ Pension Plan, representing excess contributions as calculated per GASB 27 requirements, is identical in amount to the plan “credit balance” as disclosed in prior years. A total of $4,403,702 of the current net pension asset balance is attributable to governmental funds and therefore is not reflected in the governmental fund financial statements in accordance with the modified accrual basis of accounting. The remaining $1,940,162 attributable to proprietary funds is reflected in the proprietary fund financial statements on the accrual basis of accounting. Each pension fund is accounted for as a pension trust fund; therefore each is accounted for in substantially the same manner as proprietary funds with an economic resources measurement focus and the accrual basis of accounting. Fund assets, primarily investments, are valued at fair value for balance sheet purposes, in accordance with GASB Statement No. 25. Investment values are determined using the estimated fair value determined by averaging estimated fair values obtained from three or more nationally recognized brokers. Attachment number 1 \nPage 91 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 80 The Employees’ Pension Plan has invested in real estate and timber limited partnership funds. The strategies of these funds are long term and illiquid in nature. As a result, investors are subject to redemption restrictions which generally limit distributions and restrict the ability of limited partners to exit a partnership investment prior to its dissolution. These investments partnerships are valued using their respective net asset value (NAV), and are audited annually. The most significant input into the NAV of such an entity is the fair value of its investment holdings. These holdings are valued by the general partners on a quarterly or semi-annual basis, in conjunction with management and investment advisors, and consultation with valuation specialists. The management assumptions are based upon the nature of the investment and the underlying business. The valuation techniques vary based upon investment type and involve a certain degree of expert judgment. All timber acquisitions are valued per an independent expert third party appraisal within one year of acquisition and similar independent third party appraisals of fair value are conducted at least every three years thereafter. As of September 30, 2013, neither the Employees' Pension Plan nor the Firefighters’ Relief and Pension Plan held investments (other than U.S. Government or U.S. Government guaranteed obligations) in any one organization comprising 5% or more of the net assets available for benefits. Significant actuarial assumptions utilized in the most recent actuarial valuation date, January 1, 2013 for the Employees’ Pension Plan are as follows: Employees' Pension Plan (1) Assumed rate of return on investments of 7.0% per year, compounded annually (net rate after investment expenses). (2) Projected salary increases ranging from 3.5% to 7.9% per year, depending on years of service, including merit or seniority increases ranging from 1.0% to 5.4%, plus the wage inflation rate of 2.5%. (3) Mortality based on the RP 2000 Combined Healthy Participant Mortality Table, with a provision for future mortality improvements per Scale BB after 2000. (4) Pre-retirement withdrawals assumed to occur in accordance with a table of declining withdrawal rates for hazardous and non-hazardous duty categories. (5) Pre-retirement incidence of disability is assumed to occur in a manner consistent with actual observed experience during the five-year period ending December 31, 2011; rates for females are assumed to be 150% that for males for hazardous duty disability, and rates are assumed to be the same for males and females for non-hazardous disability. Significant actuarial assumptions utilized in the most recent actuarial valuation date, January 1, 2012 for the Firefighters’ Relief and Pension Plan, are as follows: Firefighters’ Relief and Pension Plan (1) Assumed rate of return on investments of 3.5%. (2) Assumed benefits grow at an annually compounded rate of 2%. There are no longer any active members in this plan. (3) Mortality based on the 1994 Unisex Mortality Table for retired participants; assumed disabled participants will experience mortality according to PBGC Tables 3 and 4 for males and females, respectively. (4) Assumed no withdrawals will occur. (5) Assumed probability of an active participant becoming disabled is zero (no active participants). Attachment number 1 \nPage 92 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 81 It is the City's policy to fund pension costs accrued as determined on an actuarial basis. Annual required contributions (ARC) for the Employees' Pension Plan are calculated using the Frozen Entry Age Normal method. The initial unfunded actuarial accrued liability determined at July 1, 1963, was amortized over a 40-year period; changes made in 1979 and subsequent years, which have had the effect of either increasing or decreasing the actuarial liability, are being amortized over a 30-year period from their effective dates in accordance with State law. The amortization method is level dollar closed. Annual required contributions (ARC) for the Firefighters’ Relief and Pension Fund are based on a variation of the aggregate actuarial cost method, under which the unfunded portion of the present value of the projected benefits is allocated over the present value of a 6.0% per year increasing annuity for the remaining years in the 35-year funding period which began January 1, 1972, pursuant to an agreement between the City and the Plan participants. For this purpose, the unfunded actuarial liability is determined after consideration of the available assets at the valuation date. The increasing fixed schedule produced by this method was established in 1988 and will be modified in the future only to the extent that a current valuation indicates a higher required cost level, or if the resulting cost level exceeds 60% of a mill in a current year. Since the plan currently has only inactive members, the funding method could be presently be described as either aggregate or entry-age normal, both of which normally converge after the end of the active participant phase. Under the non-standard cost method used for funding of this plan, all liabilities are unfunded actuarial liabilities and are being amortized according to the closed cost method. This method does not identify or separately amortize unfunded actuarial accrued liabilities, consequently information about funded status and funding progress is presented using the entry age actuarial cost method. This information is intended to serve as a surrogate for the funded status and the funding progress of the plan. As of January 1, 2013, the most recent actuarial valuation date, the Employees’ Pension Plan was 92.2 percent funded. The actuarial accrued liability for benefits was $746.7 million, and the actuarial value of assets was $688.7 million, resulting in an unfunded actuarial accrued liability (UAAL) of $58.0 million. The covered payroll (annual payroll of active employees covered by the plan) was $74.4 million, and the ratio of the UAAL to the covered payroll was 77.9 percent. As of January 1, 2012, the most recent actuarial valuation date, the Firefighters’ Relief and Pension Plan was 112.0 percent funded. The actuarial accrued liability for benefits was $5.7 million, and the actuarial value of assets was $6.3 million, resulting in $682 thousand of funding in excess of the actuarial accrued liability. The covered payroll was $0 with no active employees covered. The Schedules of Funding Progress, presented as required supplementary information following the notes to the financial statements, present multiyear trend information regarding the change in the actuarial value of plan assets versus the actuarial accrued liabilities for benefits over time. Also included as required supplementary information following the notes to the financial statement, per GASB Statement Nos. 25 and 27, are the Schedules of Employer Contributions, which provide similar multiyear trend information on required employer contributions versus the actual amount contributed. 2. Police Supplemental Pension Fund A supplemental defined contribution pension plan exists for all eligible policemen, which is funded by earmarked revenues received from the State and is administered by the Board of the Police Supplemental Pension Plan. The revenues received from the State are allocated among eligible police officers on the basis of days employed as Clearwater Police Officers. These revenues received from the State of Florida “on-behalf” of the City’s employees, which comprise the plan contributions, totaled $863,504 for the year ended September 30, 2013, and are obtained from an eighty-five one hundredths of one percent (0.85%) excise tax on the gross receipts from premiums collected on casualty insurance policies covering property within the City's corporate limits. These monies were recognized as General Fund revenues and General Fund police department expenditures in the current year. The current year contributions represent 4.8% of current year covered payroll. The fair value of cash and investments at September 30, 2013, totaled $16,992,264. Attachment number 1 \nPage 93 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 82 The Police Supplemental Pension Fund is authorized by and operates under the provisions of Sections 2.471 through 2.480 of the Municipal Code of the City of Clearwater and Chapter 185 of Florida Statutes. Under the plan provisions, the total monies received during each fiscal year, after payment or provision for all costs and expenses of management and operation of the plan, are allocated to participants on the basis of the total number of shares to which each participant is entitled. Each participant is entitled to one share in the fund for each day of service as a police officer of the City. All police officers, as defined in Section 26.70(g) of the Code of Ordinances of the City of Clearwater, who are elected, appointed, or employed full-time by the City are eligible to participate in the plan. There are no employee contributions to the supplemental plan. Benefits are fully vested for a lump sum distribution after twenty years from the date of hire, with provision for partial vesting after ten or more years under the plan. Accumulated benefits are payable in full in case of death while employed by the City or in case of total and permanent job-related disability. Non-vested participants' account values upon termination of employment during any fiscal year are added to the monies received during that fiscal year for allocation to the remaining participants in the plan on the basis of total days worked. Plan assets, primarily investments, are valued at fair value for balance sheet purposes, in accordance with GASB Statement No. 25. Investment values are determined using the estimated fair value determined by averaging estimated fair values obtained from three or more nationally recognized brokers. For the fiscal year ended September 30, 2013, the payroll of the covered officers’ was $18,081,676; the City's total payroll for the same period was $83,002,786. Since the entitlement to benefits is based entirely upon the allocation of monies received by the plan to the participants' share accounts, there is no actuarial liability on the part of either the State or the City. 3. Firefighters Supplemental Pension Fund A supplemental defined contribution pension plan exists for all eligible firefighters, which is funded by earmarked revenues received from the State and is administered by the Board of the Clearwater Firefighters Supplemental Pension Plan. The revenues received from the State are allocated among eligible firefighters on the basis of days worked during the previous year. These revenues received from the State of Florida “on-behalf” of the City’s employees, which comprise the plan contributions, amounted to $1,179,211 in the year ended September 30, 2013, and are obtained from a one and eighty-five one hundredths percent (1.85%) excise tax on the gross receipts from premiums collected on property insurance policies covering property within the City's corporate limits. These monies were recognized as General Fund revenues and General Fund fire department expenditures in the current year. The contributions represent 9.0% of current year covered payroll. The fair value of cash and investments at September 30, 2013, totaled $14,992,279. As the plan is described as a money purchase pension plan, whereby contributions are allocated based on the number of days worked during the fiscal year ended September 30, and interest earnings allocated based on the beginning balances in each participant's account, there is no actuarial liability on the part of the State or the City. The Firefighters Supplemental Pension Fund is authorized by and operates under the provisions of Sections 2.441 through 2.455 of the Municipal Code of the City of Clearwater and Chapter 175 of Florida Statutes. Eligibility requires two years of credited calendar year service as a firefighter with concurrent participation in the Employees' Pension Plan. There is no employee contribution to the supplemental plan, and benefits are vested for a lump sum distribution at ten years unless there is early retirement, disability or death. Non-vested participants' account values upon termination of employment are reallocated among the remaining participants on the basis of days worked during the previous year. Plan assets, primarily investments, are valued at fair value for balance sheet purposes, in accordance with GASB Statement No. 25. Investment values are determined using the estimated fair value determined by averaging estimated fair values obtained from three or more nationally recognized brokers. For the fiscal year ended September 30, 2013, the covered payroll was $13,050,004; the City's total payroll for the same period was $83,002,786. Attachment number 1 \nPage 94 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 83 4. Pension Plan Financial Statements Separate financial statements are provided in the Notes per the guidance of GASB Statement No. 34 as follows: Statement of Fiduciary Net Assets:Defined Benefit Defined Contribution Pension Trust Funds Pension Trust Funds PoliceFirefighters Employees'Firefighters'SupplementalSupplemental ASSETS Cash and investments $4,648,569 $3,174,680 $12,056 $- Managed investment accounts, at fair value: Cash and cash equivalents 36,712,726 - 895,838 392,778 Government bonds 37,177,551 - 3,229,422 1,299,440 Agency bonds 4,923,370 2,012,913 1,200 - Domestic corporate bonds 79,167,940 - 1,114,539 3,263,967 International equity securities 71,473,357 - 259,026 - Domestic stocks 387,092,783 - 8,819,718 2,781,508 Mortgage backed bonds 68,401,587 - 38,322 1,113,644 Asset backed securities 1,193,464 - - - Domestic equity mutual funds 40,456,283 - - 4,194,316 International equity mutual fund 38,872,600 - 2,634,199 1,946,626 Real estate 35,524,856 - - - Total managed investment accounts 800,996,517 2,012,913 16,992,264 14,992,279 Securities lending collateral 185,433,767 - - - Receivables: Interest and dividends 2,193,037 34,651 39,633 62,968 Unsettled investment sales 2,740,401 - - - Securities lending earnings 33,298 - - - Due from others 5,000 - - - Total receivables 4,971,736 34,651 39,633 62,968 Total assets 996,050,589 5,222,244 17,043,953 15,055,247 LIABILITIES Accounts payable 888,334 - - 5,000 Unsettled investment purchases 15,947,502 - - - Obligations under securities lending 185,433,767 - - - Total liabilities 202,269,603 - - 5,000 NET ASSETS Net assets held in trust for pension benefits $793,780,986 $5,222,244 $17,043,953 $15,050,247 Attachment number 1 \nPage 95 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 84 Statement of Changes in Fiduciary Net Assets:Defined Benefit Defined Contribution Pension Trust Funds Pension Trust Funds Police Firefighters Employees'Firefighters'SupplementalSupplemental ADDITIONS Contributions: Contributions from employer $19,741,023 $- $- $- Contributions from employer - state tax 12,000 - 863,504 1,179,211 Contributions from employees 6,137,620 - - - Total contributions 25,890,643 - 863,504 1,179,211 Investment income (loss): Net appreciation (depreciation) in fair value of investments 81,349,647 (256,081) 1,568,019 1,388,746 Interest 7,520,564 106,244 162,584 300,478 Dividends 8,058,611 - 228,630 73,704 96,928,822 (149,837) 1,959,233 1,762,928 Less investment expenses: Investment management / custodian fees 4,559,169 - 87,130 71,318 Net income (loss) from investing activities 92,369,653 (149,837) 1,872,103 1,691,610 Securities lending income: Gross earnings 526,319 - - - Rebate received 119,271 - - - Bank fees (225,778) - - - Net income from securities lending 419,812 - - - Total additions (losses)118,680,108 (149,837) 2,735,607 2,870,821 DEDUCTIONS Benefits and withdrawal payments: Benefits 34,987,779 607,425 1,480,013 400,791 Withdrawal payments 817,290 - - - Total benefits and withdrawal payments 35,805,069 607,425 1,480,013 400,791 Income (loss) before administrative expenses 82,875,039 (757,262) 1,255,594 2,470,030 Administrative expenses 189,071 - 12,803 28,467 Net increase (decrease)82,685,968 (757,262) 1,242,791 2,441,563 Net assets held in trust for pension benefits: Beginning of year 711,095,018 5,979,506 15,801,162 12,608,684 End of year $793,780,986 $5,222,244 $17,043,953 $15,050,247 5. 401(a) defined contribution plan For all management employees not covered under either of the defined benefit pension plans, the City provides pension benefits through a 401(a) defined contribution plan. In a defined contribution plan, benefits depend solely on amounts contributed to the plan plus investment earnings. Employees are participants from the date of employment and are fully vested upon enrollment. The plan is totally contributory on the part of the City in an amount equal to 15% of compensation on behalf of the City Manager and the City Attorney and 8% of compensation on behalf of all other management contract employees and Assistant City Attorneys. The City makes bi-weekly contributions to the Trust throughout the plan year to meet its funding obligations under the plan. Plan provisions and contribution requirements are established and may be amended by the City Council. Attachment number 1 \nPage 96 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 85 The International City Management Association Retirement Corporation (ICMA-RC), the trustee for the defined annuity, offers participants a variety of investment options. The City’s total payroll for the fiscal year ended September 30, 2013 was $83,002,786. The Plan members’ payroll for the same period totaled $4,170,056. The City’s contribution, per the above contribution rates, totaled $350,192. The assets, reported at fair value based on quoted market prices, totaled $6,487,462 at September 30, 2013. 6. Deferred compensation plan The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all City employees, permits them to defer a portion of their salary until future years. Participation in the plan is optional. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. Effective January 1, 1997, Federal legislation converted the Section 457 deferred compensation assets from City assets to employee assets. As a result of these changes, plan assets are no longer subject to the claims of the City’s general creditors. Consequently, these assets are no longer reported in the accompanying financial statements, in compliance with GASB Statement No. 32. E. Post-employment Benefits Other Than Pension Plan Description - The City of Clearwater administers a single-employer defined benefit healthcare plan (the “Plan”) that provides medical insurance benefits to its employees and their eligible dependents. Because the City provides a medical plan to active employees of the City and their eligible dependents, the City is also required by Section 112.0801 of the Florida Statutes to provide retirees with the opportunity to participate in this Plan. Benefit provisions for the Plan are established by the City Council and may be amended by the City Council. The retirees pay the full group premium amount for health insurance with no explicit subsidy from the City. Additionally the City provides and pays for $1,000 of term life insurance for retirees who retired before October 1, 2008. The term life insurance benefit provision was also established, and may be amended, by action of the City Council. The City does not issue stand-alone financial statements for these programs. Funding Policy – Contribution rates for the Plan are established on an annual basis by the City Council. Eligible retirees and their covered dependents receiving benefits contribute 100% of their premium costs for health insurance and 0% of the cost for the $1,000 term life insurance. For the year ended September 30, 2013, the estimated retiree contributions for health insurance premiums totaled $1,430,290. While the City does not directly contribute towards the costs of retiree premiums via an explicit subsidy, the ability of retirees to obtain health insurance coverage at a group rate which includes active employees, constitutes a significant economic benefit to retirees, or an “implicit” subsidy. This implicit subsidy is considered an “other post-employment benefit” (OPEB) obligation of the City. The City is currently funding this OPEB obligation on a pay-as-you-go basis. For the year ended September 30, 2013, the City estimated it subsidized $1,273,642 of health care costs for retirees and their covered dependents, and $19,207 of life insurance benefits for retirees. Annual OPEB Cost and Net OPEB Obligation – The City’s annual OPEB cost (expense) is calculated based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with parameters of GASB Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and to amortize unfunded liabilities of the plan over a period not to exceed thirty years. The following table shows the components of the City’s annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the City’s net OPEB obligation to the Plan, including both the implicit rate subsidy for health insurance and the term life insurance benefit: Attachment number 1 \nPage 97 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 86 Annual required contribution 2,922,797$ Interest on net OPEB obligation 323,146 Adjustment to annual required contribution (310,717) Annual OPEB cost (expense)2,935,226 Contributions made (1,292,849) Increase in net OPEB obligation 1,642,377 Net OPEB obligation - beginning of year 8,078,646 Net OPEB obligation - end of year9,721,023$ The actuarially determined contribution requirements for the City’s fiscal year ended September 30, 2013, are based on an actuarial valuation as of January 1, 2012, supplemented by an actuarial roll-forward to adjust the results to be applicable to the fiscal year ending September 30, 2013. No trust or agency fund has been established for the plan and there were no adjustments to the annual required contribution or interest earnings. The City’s annual required contribution, the employer contributions made to the plan, and the percentage of the annual required contribution that was contributed for the fiscal year ending September 30, 2013, are presented below. Percentage of Fiscal YearAnnualAnnual OPEBNet OPEB EndedOPEB CostCosts ContributedObligaton 9/30/2011$2,615,03048.49%$6,602,550 9/30/2012$2,644,43844.18%$8,078,646 9/30/2013$2,935,22644.05%$9,721,023 As of September 30, 2013, the accrued liability for benefits was $32,430,328, all of which was unfunded. The covered payroll (annual payroll of active employees covered by the plan) was $71.0 million and the ratio of the unfunded actuarial liability (UAL) to covered payroll was 45.7%. Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. Actuarial valuations for other post-employment benefits involve estimates of the value of reported amounts and assumptions about the probability of events far into the future, and consequently actuarially determined amounts are subject to continual revision as results are compared to past expectations and new estimates are made about the future. For the September 30, 2013 report, the entry age normal actuarial cost method was used, with an increasing normal cost pattern consistent with the salary increase assumptions. The Unfunded Actuarial Accrued Liability (UAAL) reflects a 25- year, closed level percent of expected payroll amortization method. The actuarial assumptions included a 4.0% investment rate of return and projected salary increases of 6% which reflects the general wage inflation assumption of 4% including general price inflation of 3%. In addition, the September 30, 2013 report reflects an assumption change in that the January 1, 2012 base valuation was revised to reflect faster than assumed growth in benefit costs. The actuarial valuation of the Plan as of January 1, 2012, reflected changes in actuarial assumptions and methods from the previous valuation as of January 1, 2010 as follows: The Investment Discount Rate decreased from 4.3% to 4.0%. The Health Care Cost Trend Rate increased from 8.0% to 8.5% in 2012, with planned decreases of ½% each subsequent year Attachment number 1 \nPage 98 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 87 so that it is projected to reach the ultimate goal of 5% in 2019 rather than 2018. The estimate of employees hired after April 1, 1986 to not have Medicare taxes withheld and therefore not be eligible for future Medicare benefits decreased from 100% to 50%. The estimate of employees retired prior to January 1, 2001 who would become eligible for Medicare benefits increased from 25% to 40%. The estimate of employees retired on or after January 1, 2001 who would become eligible for Medicare benefits increased from 75% to 90%. F. Securities lending transactions The City of Clearwater Employees’ Pension Plan participates in securities lending transactions, as authorized by the Pension Trustees on April 14, 2003, via a Securities Lending Authorization Agreement with Northern Trust Company, who is also the pension plan’s custodian. Securities are loaned versus collateral that may include cash, U.S government securities, and irrevocable letters of credit. U.S. government securities are loaned versus collateral at 102% of the fair value of the securities plus any accrued interest. Non-U.S. securities are loaned versus collateral at 105% of the fair value plus any accrued interest. The Plan’s investment policy places no restrictions on the amount of securities that can be loaned. Non-cash collateral cannot be pledged or sold unless the borrower defaults. All securities loans can be terminated on demand by either the lender or the borrower. The average term for the pension plans loans at September 30, 2013 was 28 days. If a borrower fails to return the loaned security because of bankruptcy, insolvency, reorganization, liquidations, receivership, conservatorship, or a similar event, Northern Trust Company shall, at its expense, credit the City with the difference between the fair value of such loaned security and the fair value of the related collateral. At September 30, 2013, there was no failure by a borrower to return a loaned security. Cash “open” collateral is invested in a short-term investment pool, the Core USA Collateral Section, which had an average weighted maturity of 28 days as of September 30, 2013. Cash collateral may also be invested separately in “term loans” in which investments match the loan term. These term loans may be terminated on demand by either the lender or the borrower. There were no significant violations of legal or contractual provisions, nor any borrower or lending agent defaults known to the securities lending agent. The Plan did not impose any restrictions on the amount of loans made by Northern Trust during fiscal year 2013. Northern Trust has indemnified the Plan for losses attributable to violations by the entity of the Standard of Care set out in the Agreement. Northern Trust has also indemnified the Plan for all losses as a result of borrower default and for any losses resulting from related collateral insufficiency. At year-end the Plan has no credit risk exposure to borrowers because the amounts the Plan owes the borrowers equal or exceed the amounts the borrowers owe the Plan and the lending agent indemnifies the Plan if the collateral is inadequate to repay the borrowers. The following is a summary of securities on loan and their collateral: Security Type Fair Value Cash Collateral Fair Value Non-Cash Collateral U.S. Equity 144,792,855$ 148,567,350$ -$ -$ U.S. Corporate Fixed 5,010,324 5,142,060 - - U.S. Government Fixed 26,882,105 27,487,215 - - U.S. Agencies 2,071,241 2,123,315 - - Global Equities 1,995,143 2,113,827 - - Total 180,751,668$ 185,433,767$ -$ -$ Securities Collateralized by Cash Securities Collateralized by Non-Cash On the statement of fiduciary net position, a securities lending asset of $185,433,767 was reported that represents the fair value of the investments made with cash collateral at September 30, 2013. In addition, a securities lending obligation of Attachment number 1 \nPage 99 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 88 $185,433,767 was reported that represents the collateral that the City is required to maintain to cover the fair value of the loaned securities. G. Contingencies and commitments Loan Guarantee - PACT, Inc. PACT, Inc. is a nonprofit corporation formed in 1978, for the purpose of financing, constructing, and operating a performing arts center. Per a Guaranty Agreement dated May 18, 2001, the City guaranteed $1,000,0000 on a $5,000,000 mortgage note for PACT, Inc., used to refinance a previous mortgage with a similar City guarantee. City management does not consider it probable that this guarantee will be called, and, accordingly, no amounts have yet been accrued or otherwise recorded in the accompanying financial statements to reflect this possibility. Loan Guarantee – Chi Chi Rodriquez Youth Foundation, Inc. On March 30, 1992, the City Council approved a contingent loan guarantee of $1,000,000 on a $2,500,000 note for the Chi Chi Rodriquez Youth Foundation, Inc. The proceeds of the note were used to refinance existing foundation debt incurred to construct a golf course on a parcel of City-owned land. Subsequently, the note was refinanced with Variable Rate Demand Revenue Bonds (Chi Chi Rodriquez Youth Foundation Project), Series 1998, on August 1, 1998. In the event of default, the City is obligated to contribute $1,000,000 out of legally available non-ad valorem revenues. In addition, the City has the option to retire the entire unpaid balance and assume ownership and operation of the golf course facility. Pollution Remediation Claims Liabilities Pursuant to GASB Statement 49, Accounting and Financial Reporting for Pollution Remediation Obligations, the City is required to analyze known polluted sites to determine future component cost outlays, including estimation where required, for pollution remediation. At September 30, 2012, total GASB 49 accruals equaled $396,447, consisting of $7,509 for assessment and remediation at one site for the Community Redevelopment Agency and $388,938 in the Gas Utility Fund (a major proprietary fund) for legal assistance and for a five year project to analyze and treat contaminated soils at the former manufactured gas plant site (see the Soil and groundwater contamination site note below). During fiscal year 2013 net additions to estimates and contractual commitments totaled $998,145 with payments totaling $681,986. At September 30, 2013, accruals totaled $712,606 consisting of $43,650 for asbestos removal at one downtown site, $87,705 for soil assessment and removal of hydraulic lifts at various parcels which comprise the Prospect Lake Park Site, $5,092 in the Airpark Fund (a non-major proprietary fund) for contamination cleanup from a fuel spill, $345,129 for three Parks and Recreation sites which were former landfill areas, and $231,030 for assessment and remediation at the Gas Plant site. In addition to the above sites for which accruals exist, the City has 16 other sites that have known contamination from petroleum products, metals, arsenic, chlorine or coal tar. Ten of these sites are on the State of Florida Petroleum Clean-up Program. When any of these ten sites will be scheduled for cleanup cannot be determined at this time. The remaining six sites are under monitoring plans or are awaiting responses from the FDEP on data submitted by the City. Any additional cleanup costs for these sites cannot be estimated at this time. On August 12, 2013 City Council approved a Declaration of Restrictive Covenant over the Solid Waste Fueling Site in order to ensure that contaminated soils at this location will be confined by impermeable materials in perpetuity. The City is awaiting a Site Rehabilitation Completion Order from the FDEP for this site. On November 19, 2013, the FDEP approved the certification of closure construction completion of the former fill area at Philip Jones Field, one of the Parks and Recreation sites listed above. Attachment number 1 \nPage 100 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 89 Soil and groundwater contamination site The City is the owner of property located at 400 Myrtle Street, Clearwater, Pinellas County, Florida ("Property"). The Property occupies approximately six acres and is currently used by the City Gas Division as its administrative offices and operating facility. The City operated a manufactured gas plant at the Property from approximately 1929 to 1960. Following the discovery in June 1990 of soil and groundwater impacts at the Property allegedly resulting from the prior operation of the manufactured gas plant, the Florida Department of Environmental Protection ("FDEP") directed the City to implement measures to delineate the area and vertical extent of the impacts at the Property and, if necessary, implement appropriate remedial actions. Contamination assessment activities were initiated at the Property in 1995. On April 17, 1996, the City executed an Intergovernmental Agreement with FDEP, governing the scope of assessment and remediation work performed at the Property. The material terms and conditions of the Intergovernmental Agreement require the City to perform contamination assessment activities to delineate the area and vertical extent of soil and groundwater impacts and, if necessary, to remediate such impacts to the extent required by Florida law. Field activities to delineate the extent of impacts were performed from 1995 to 2003. The results of the final field work are presented in a Supplemental Assessment Report dated May 2003, in which the City's consultant concluded that field activities to delineate the extent of soil and groundwater impacts were complete and that a risk assessment should be undertaken to evaluate an appropriate remedy for the reported impacts. By letter dated April 19, 2004, FDEP directed the City to install two additional monitoring wells within the source area on site to delineate the vertical extent of groundwater impacts. The City and FDEP previously discussed the potential harm to the underlying aquifer that may result from the installation of monitoring wells through a source area and the underlying clay confining unit during a meeting with FDEP held on November 29, 2003. Based on the advice of its environmental consultant and other specialists consulted concerning this issue, the City has consistently maintained that the installation of the additional monitoring wells requested by FDEP will likely provide a pathway for the migration of impacts into the aquifer underlying the clay confining unit that is otherwise not presently impacted by the former operations of the MGP based on existing perimeter monitoring well data. The City responded to the FDEP by letter dated April 29, 2004, requesting that FDEP advise the City whether the directive to install the additional vertical extent wells was deemed by FDEP to be final agency action that would otherwise be subject to review in an administrative proceeding. The City's April 29, 2004 response included a request for an extension of time to file an administrative proceeding in the event that FDEP deemed the April 19, 2004 FDEP communication to be final agency action. During fiscal 2005, the Myrtle Avenue Utility and Roadway Widening project began, requiring extensive dewatering during construction. Consulting, equipment, laboratory, permitting, and labor costs for dewatering in areas where there was suspected or known contamination from the former MGP plant were charged to the City of Clearwater Gas Division. All activities related to the Myrtle Avenue dewatering project were documented in the “Supplemental Site Assessment Report – North Myrtle Ave Roadway Corridor” dated March 2007. On January 17, 2008, FDEP issued a letter to the City stating FDEP was willing to replace the need for additional vertical delineation wells with periodic sampling of existing deep wells, as long as they remain unaffected by the contaminants of concern on the site. In May 2009, FDEP issued a status report on all Manufactured Gas Plant sites in Florida. In the report it referenced the January 17, 2008 letter and reaffirmed FDEP’s agreement to forego additional on-site vertical delineation if the City continues to monitor the perimeter wells on the facility. On June 22, 2009, the perimeter monitoring wells were tested and the results were reported to FDEP. On February 3, 2010, FDEP issued a letter that formally accepted Clearwater Gas System’s Contamination Assessment Report (CAR) and required no further site assessment activities. Furthermore, the DEP required CGS to re-sample all monitoring wells on the site within 60 days of the February 3, 2010 letter. In May 2010, CGS issued a Request for Proposal (RFP) to prepare a Feasibility Study, for DEP approval, that would offer a long-term corrective action plan for the gas plant site. Arcadis, Inc. was selected to conduct the Feasibility Study; however, two months into the project the City’s Environmental Attorney recommended an alternate method of site Attachment number 1 \nPage 101 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 90 remediation. He proposed that the City work with the University of Waterloo (Canada) to treat the contaminated soils with sodium persulfate, a chemical oxidant, which would stop the off-site groundwater impacts that are currently experienced on the Pinellas County Health Department site. Chemical oxidation is accepted as a very effective method of dealing with Manufactured Gas Plant residuals. This project was approved by the City Council in January 2011. The project is scheduled to last approximately 5 years at an estimated cost of $425,000. In addition, the City has pursued insurance claims under certain insurance policies covering the Property for the period of time from June 1961 through July 1986. On September 17, 2001, the City agreed to reduce its claim against Southern American Insurance Company ("SAIC"), the sole remaining excess carrier with the City, at an undiscounted value of $300,000. In December 2007, the liquidator managing the SAIC liquidation made an initial payment to the City in the amount of $96,000. In September 2008, a second distribution payment of $174,000 was issued to the City. Finally, in December 2009, the City received a payment of $30,000 for a total collection amount of $300,000. In summary, the City has recovered $787,500 on all of its outstanding insurance claims. From 1993 through September 30, 2013, the City spent $1,228,515 on the MGP assessment activities, which includes both environmental consultant and outside attorney fees. Contractual Commitment – Water and Sewer Utility Under the terms of a 30-year contract between the City and Pinellas County, which is effective through September 30, 2035, the maximum amount of water available to the City is 15 million gallons per day on an annual average basis with no minimum quantity purchase requirement. Effective October 1, 2012, the rate, which is set by the Pinellas County Board of County Commissioners (BOCC), was $3.5648 per 1,000 gallons. The rate effective October 1, 2013 is $3.5648 per 1,000 gallons. The cost of water purchased from the County during fiscal years 2012 and 2013 was $6,183,614 and $7,270,932 respectively. Contractual Commitment – Parking System Under the terms of a put agreement dated October 29, 2010, related to a development agreement between the City and L.O.M., Inc. (developer) for development of a condominium retail/commercial project including a parking garage, the City is obligated to purchase the parking garage component of the project for $9,300,000 from the lender if the developer defaults under the terms of the financing agreement within five years of the project’s completion on July 1, 2011. The City has segregated and restricted $9.3 million of Parking System enterprise funds per the terms of this put agreement, which expires on June 30, 2016. Grant Revenues During the current fiscal year and prior fiscal years, the City received revenues and contributions related to grants from the State of Florida, the federal government, and other grantors. These grants are for specific purposes and are subject to review and audit by the grantor agencies. Such audits could result in requests for reimbursement for expenditures disallowed under the terms of the grants. Based upon prior experience, City management believes such disallowances, if any, will not be significant. Encumbrances Encumbrance accounting is used in governmental funds to ensure effective budgetary control and accountability and to facilitate effective cash planning and control. At September 30, 2013, the amount of encumbrances expected to be honored upon performance by the vendor in the coming year were: General fund 588,219$ Capital Improvement fund 15,743,037 Nonmajor governmental funds 401,372 16,732,628$ Attachment number 1 \nPage 102 of 190 Item # 2 City of Clearwater, Florida Notes to the Basic Financial Statements For the Year Ended September 30, 2013 91 H. Pending litigation In the normal course of operations the City is a defendant in various legal actions, the ultimate resolution of which is not expected to have a material effect on the financial statements, other than for amounts that have been reserved and recorded as liabilities in the Central Insurance Fund. I. Conduit debt The City has one issue of conduit debt outstanding as follows: OriginalAmountAmount IssueOutstandingOutstanding Description / Purpose Amountat 9/30/12at 9/30/13 Drew Gardens Refunding Bonds / residential rental facility3,425,000$ 2,280,000$ 2,175,000$ The bonds do not constitute a debt, liability, or obligation of the City of Clearwater, the State of Florida, or any political subdivision thereof and accordingly have not been reported in the accompanying financial statements. J. Subsequent Event In a special election held on November 5, 2013, Clearwater voters approved a referendum to amend the Clearwater City Charter which will allow the City to negotiate and enter into a lease with the Clearwater Marine Aquarium, Inc. (CMA) for the construction, operation and maintenance of an aquarium for an initial term of 60 years on City owned property which includes the current Clearwater City Hall. If the CMA abandons the project or fails to meet material obligations under the lease, or if the City Council does not approve a lease on or before June 15, 2015, the exemptions created by the charter amendment will expire and have no further force or effect. Attachment number 1 \nPage 103 of 190 Item # 2 Page 1 of 3 Schedules of Funding Progress: ActuarialActuarialActuarial Unfunded AAL ValuationValue ofAccrued LiabilityUnfundedFundedCoveredas a Percentage DateAssets(AAL) - Entry AgeAALRatioPayroll *of Covered Payroll (a)(b)(b-a)(a/b)(c)((b-a) /c) 1/1/2008610,979,087$ 632,559,753$ 21,580,666$ 96.6%80,371,617$ 26.9% 1/1/2009536,834,473$ 557,515,503$ 20,681,030$ 96.3%82,104,837$ 25.2% 1/1/2010618,444,906$ 638,109,349$ 19,664,443$ 96.9%80,443,199$ 24.4% 1/1/2011646,956,800$ 665,701,475$ 18,744,675$ 97.2%76,505,599$ 24.5% 1/1/2012664,087,199$ 681,871,531$ 17,784,332$ 97.4%74,765,020$ 23.8% 1/1/2013688,731,221$ 746,701,092$ 57,969,871$ 92.2%74,422,344$ 77.9% ActuarialActuarialActuarial Unfunded AAL ValuationValue ofAccrued LiabilityUnfundedFundedCoveredas a Percentage DateAssets(AAL) - Entry AgeAALRatioPayroll *of Covered Payroll (a)(b)(b-a)(a/b)(c)((b-a) /c) 1/1/20056,744,043$ 8,938,022$ 2,193,979$ 75.5%-$ n/a 1/1/20067,445,172$ 8,773,238$ 1,328,066$ 84.9%-$ n/a 1/1/20078,375,505$ 8,320,672$ (54,833)$ 100.7%-$ n/a 1/1/20088,063,338$ 7,815,729$ (247,609)$ 103.2%-$ n/a 1/1/2010**7,069,681$ 6,752,633$ (317,048)$ 104.7%-$ n/a 1/1/2012**6,341,468$ 5,659,565$ (681,903)$ 112.0%-$ n/a * Covered payroll is for the calendar year period used for the actuarial valuation. **Effective1/1/2008thefullyfundedFirefighters'ReliefandPensionPlanhasoptedforbiennialactuarial valuations. Consequently there was no valuation performed on 1/1/2009, 1/1/2011 and 1/1/2013. City of Clearwater, Florida Defined Benefit Pension Plans Required Supplementary Information - Unaudited Employees Pension Plan Firefighters' Relief and Pension Plan 92 Attachment number 1 \nPage 104 of 190 Item # 2 Page 2 of 3 Schedules of Employer Contributions: Year Annual (a) Ended Required Percent Sept. 30,Contribution Contributed 2008 10,805,681$ 96.0%(b) 2009 8,451,471$ 122.1% 2010 22,150,490$ 71.7%(b) 2011 18,332,319$ 95.1%(b) 2012 18,014,403$ 98.9%(b) 2013 20,098,781$ 100.5% Year Annual Ended Required Percent Sept. 30,Contribution Contributed 2008 -$ (a)n/a 2009 -$ n/a 2010 -$ n/a 2011 -$ n/a 2012 -$ n/a 2013 -$ n/a (a) Effective with the fiscal year ended September 30, 2007, the Firefighters' Relief and Pension Plan, with no remaining active members (only retirees), was fully funded per the requirements of the governing Ordinance. The City may elect to contribute should future valuations show an actuarial need for such. (b) The actual contribution is less than the annual required contribution due to a "drawdown" of the net pension asset. (a)TheactuariallydeterminedcontributionrequirementsfortheCity'sfiscalyearendedSeptember30,2013are basedonactuarialvaluationsasofJanuary1,2012.SincetheCity'scontributionsaremadeduringitsfiscalyear, whichcommencesninemonthsafterthedateoftheactuarialvaluations,theCity,withapprovalofStateregulatory authorities,isfollowingthepracticeofaddinginteresttoitsrequiredcontributionsattheassumedrateofreturnon investments for a period of one year. City of Clearwater, Florida Defined Benefit Pension Plans Required Supplementary Information - Unaudited Employees' Pension Plan Firefighters' Relief and Pension Plan 93 Attachment number 1 \nPage 105 of 190 Item # 2 94 Page 3 of 3 City of Clearwater, Florida Defined Benefit Pension Plans Required Supplementary Information – Unaudited Notes to Schedules of Required Pension Supplementary Information Annual required contributions for the Employees' Pension Plan are calculated using the Entry Age Normal with Frozen Initial Liability method. The initial unfunded actuarial accrued liability determined at July 1, 1963 were amortized over a 40-year period; changes made in 1979 and subsequent years which have had the effect of either increasing or decreasing the actuarial liability are being amortized over a 30-year period from their effective dates in accordance with State law. The amortization method is level dollar closed. Annual required contributions for the Firefighters' Relief and Pension Plan are based on the aggregate actuarial cost method, under which the unfunded portion of the present value of the projected benefits is allocated over the present value of a 6.0% per year increasing annuity for the remaining years in the 35-year funding period which begin January 1, 1972, pursuant to an agreement between the City and the Plan participants. For this purpose, the unfunded actuarial liability is determined after consideration of the available assets at the valuation date. The increasing fixed schedule produced by this method was established in 1988 and will be modified in the future only to the extent that a current valuation indicates a higher required cost level, or if the resulting cost level exceeds 60% of a mill in a current year. The amortization method for the Firemen’s Relief and Pension Fund is a non-standard (no active employees) closed cost method. The actuarially determined contribution requirement for the Employees’ Pension Plan for the City's fiscal year ended September 30, 2013, are based on an actuarial valuation as of January 1, 2012. Since the City's contributions are made during its fiscal year, which commences nine months after the date of the actuarial valuations, the City, with approval of State regulatory authorities, is following the practice of adding interest to its required contributions at the assumed rate of return on investments for a period of one year in the case of the Employees' Pension Plan. Significant actuarial assumptions utilized in the actuarial valuation as of January 1, 2012, in the determination of the annual required contribution are as follows: Employees' Pension Plan (1) Assumed rate of return on investments of 7.5% per annum (gross before investment expenses). (2) Projected salary increase at a rate of 6% per year, including cost-of-living adjustments of 3% and merit or seniority increases at 3%. (3) Mortality based on the RP 2000 Combined Healthy Participant Mortality Table. (4) Pre-retirement withdrawals assumed to occur in accordance with a table of declining withdrawal rates based on hazardous versus non-hazardous duty categories. (5) Pre-retirement incidence of disability assumed to occur in accordance with a standard scale of moderate disability rates (Class 1, 1952 Inter-Company); rates for females assumed to be twice that for males. (6) Assumed wage inflation rate of 3%. Effective with the fiscal year ended September 30, 2007, the Firefighters’ Relief and Pension Plan, with no remaining active members (only retirees), was fully funded per the requirements of the governing Ordinance. The City is electing to perform actuarial valuations biennially for the fully funded plan. Significant actuarial assumptions utilized in the actuarial valuation as of January 1, 2012: Firefighters’ Relief and Pension Plan (1) Assumed rate of return on investments of 3.5% compounded annually. (2) Assumed benefits grow at annually compounded rate of 2% related to cost of living adjustments only. (3) Mortality based on the 1994 Unisex Mortality Table projected to 2010 for participants. (4) Assumed no withdrawals will occur. (5) Assumed probability of an active participant becoming disabled is zero (no active participants). (6) Assumed value of one mill of ad valorem tax will increase at rate of 5% per year. (7) Assumed inflation rate of 3%. Significant changes affecting the presented 6-year trend information include: The actuarial valuation of the Employees’ Pension Plan as of January 1, 2013, reflected changes in actuarial assumptions as follows: The expected investment return assumption was lowered from 7.5% per annum gross before investment expenses to 7.0% per annum net of investment expenses; the future salary increase assumption was updated from a flat 3% cost of living plus 3% merit or seniority increase to a 2.5% cost of living plus a merit/seniority increase reflecting higher salary increases for shorter service members and lower salary increases for longer service members; the mortality assumption was updated from the RP 2000 Combined Healthy Mortality Table to include future mortality improvements using Schedule BB after 2000, making the table a fully generational mortality table; the pre- retirement withdrawals assumption was updated to reflect generally lower observed withdrawal experience than expected and to reflect observed differences in withdrawal experience between male and female non-hazardous duty members; the pre-retirement disability assumption was updated to reflect higher observed disability experience than expected for hazardous duty members and lower observed disability experience than expected for non-hazardous duty members; and the wage inflation assumption was decreased from 3% to 2.5%. The impact of these changes increased the unfunded actuarial accrued liability (UAAL) in the amount of $66,092,975. Plan changes that occurred at the same time reduced the UAAL in the amount of $24,560,965, resulting in a net increase of $41,532,010. There were no significant changes in actuarial assumptions affecting the 6-year trend information for the Firefighters’ Relief and Pension Plan. Attachment number 1 \nPage 106 of 190 Item # 2 Page 1 of 1 Schedule of Employer Contributions: Fiscal Annual Percentage Year Required Estimated of ARC Ending ContributionContributions (1)Contributed September 30, 2008 2,415,000$ 618,900$ 25.63% September 30, 2009 2,657,200$ 642,600$ 24.18% September 30, 2010 2,676,849$ 1,226,290$ 45.81% September 30, 2011 2,591,067$ 1,267,980$ 48.94% September 30, 2012 2,634,280$ 1,168,342$ 44.35% September 30, 2013 2,922,797$ 1,292,849$ 44.23% (1) Since there is no funding, these are the estimated benefit payments. Schedule of Funding Progress: ActuarialActuarial Accrued Unfunded AAL Value ofLiability (AAL) -UnfundedFundedCoveredas a Percentage Actuarial Valuation AssetsProjected Unit CreditAAL RatioPayroll of Covered Payroll Date (Biannual)(a)(b)(b-a)(a/b)(c)((b-a) /c) October 1, 2007(1)-$ 23,215,500$ 23,215,500$ 0.00%83,100,000$ 27.94% January 1, 2010 -$ 32,823,521$ 32,823,521$ 0.00%80,987,124$ 40.53% January 1, 2012 -$ 30,721,086$ 30,721,086$ 0.00%68,293,356$ 44.98% (1) Initial year of plan dislosure. City of Clearwater, Florida Other Post-Employment Benefits Required Supplementary Information - Unaudited Significantchangesaffectingthepresentedtrendinformationinclude:TheactuarialvaluationofthePlanasofJanuary1,2012,reflected changesinactuarialassumptionsandmethodsfromthepreviousvaluationasofJanuary1,2010asfollows:Theremainingamortizationperiodfor theUnfundedActuarialAccruedLiability(UAAL)wasreducedfrom28to26years.TheInvestmentDiscountRatedecreasedfrom4.3%to4.0%. TheHealthCareCostTrendRateincreasedfrom7.5%to8.0%in2013,decreasing½%eachsubsequentyearsothatitisprojectedtoreachthe ultimategoalof5%in2019ratherthan2018.TheestimateofemployeeshiredafterApril1,1986tonothaveMedicaretaxeswithheldandtherefore notbeeligibleforfutureMedicarebenefitsdecreasedfrom100%to50%.TheestimateofemployeesretiredpriortoJanuary1,2001whowould becomeeligibleforMedicarebenefitsincreasedfrom25%to40%.TheestimateofemployeesretiredonorafterJanuary1,2001whowould become eligible for Medicare benefits increased from 75% to 90%. 95 Attachment number 1 \nPage 107 of 190 Item # 2 This Page Intentionally Left Blank 96 Attachment number 1 \nPage 108 of 190 Item # 2 97 Nonmajor Governmental Funds Special Revenue Funds Special revenue funds are used to account for specific revenues that are legally restricted to expenditures for particular purposes. Special Programs Fund – to account for grants and contributions, the use of which is restricted for certain programs. Community Redevelopment Agency Fund – to account for receipt, custody, and expenditure of property tax increment funds associated with related redevelopment projects. Local Housing Assistance SHIP Trust Fund – to account for monies allocated to the City under the State Local Housing Assistance SHIP grant program. Pinellas County Local Housing Assistance Trust Fund – to account for monies allocated to the City under the Pinellas County Local Housing Assistance grant program. Attachment number 1 \nPage 109 of 190 Item # 2 98 Debt Service Funds Debt service funds provide separate accounting records for all debt interest, principal, and reserve requirements for general government long-term. Debt of proprietary funds is serviced through restricted accounts maintained within the individual enterprise or internal service fund associated with the debt. Notes and Mortgages Debt Service Fund - to account for the advance monthly accumulation of resources by transfer of General Revenues from the General and Special Revenue Funds and the payment of currently maturing installments of principal and interest on the various note and mortgage obligations of the governmental funds during each fiscal year. Spring Training Facility Revenue Bonds Debt Service Fund – to account for the advance monthly accumulation of resources received from the State of Florida and Pinellas County, and the payment of currently maturing installments of principal and interest each year. Attachment number 1 \nPage 110 of 190 Item # 2 99 Capital Projects Funds Capital projects funds are used to account for resources to be used for the acquisition or construction of major capital improvement projects, other than those financed by proprietary funds. A major capital improvement project is a property acquisition, a major construction undertaking, or a major improvement to an existing facility or property, with a cost greater than $25,000 and a minimum useful life of at least five years. Community Redevelopment Agency Capital Projects Fund – to provide separate accounting records for the acquisition or construction of capital improvement projects for the Clearwater Community Redevelopment Agency. Attachment number 1 \nPage 111 of 190 Item # 2 SHIPPinellas County CommunityLocal HousingLocal Housing SpecialRedevelopmentAssistanceAssistance ProgramsAgencyTrustTrustTotal ASSETS Cash and investments$9,315,087 $- $263,995 $309,663 $9,888,745 Receivables: Accrued interest44,004 28,257 1,300 1,405 74,966 Mortgage notes10,313,852 - 6,917,819 670,528 17,902,199 Other460,517 7,848 - - 468,365 Due from other governments - grants 756,337 - - - 756,337 Due from other governments - other 149,412 - - - 149,412 Land held for resale 220,741 4,968,396 - - 5,189,137 Prepaid items - - - - - Advances to other funds 974,267 - - - 974,267 Total assets $22,234,217 $5,004,501 $7,183,114 $981,596 $35,403,428 LIABILITIES Accounts and contracts payable $395,262 $299 $500 $- $396,061 Accrued payroll 38,194 - - - 38,194 Due to other funds - 316,667 - - 316,667 Due to other funds (deficit in pooled cash)- 17,958 - - 17,958 Due to other governmental entities 106 48,000 - - 48,106 Deposits - 10,000 - - 10,000 Construction escrows 123,014 - 7,702 - 130,716 Unearned revenue - 7,848 - - 7,848 Advances from other funds - 2,240,933 - - 2,240,933 Total liabilities 556,576 2,641,705 8,202 - 3,206,483 FUND BALANCES Nonspendable - - - - - Restricted 15,872,353 4,968,396 7,174,912 981,596 28,997,257 Committed 3,074,580 - - - 3,074,580 Assigned 2,730,708 - - - 2,730,708 Unassigned - (2,605,600) - - (2,605,600) Total fund balances 21,677,641 2,362,796 7,174,912 981,596 32,196,945 Total liabilities and fund balances$22,234,217 $5,004,501 $7,183,114 $981,596 $35,403,428 The notes to the financial statements are an integral part of this statement. Special Revenue Funds City of Clearwater, Florida Combining Balance Sheet Nonmajor Governmental Funds September 30, 2013 100 Attachment number 1 \nPage 112 of 190 Item # 2 Capital Spring Project Training Fund Total NotesFacility CommunityNonmajor andRevenue RedevelopmentGovernmental MortgagesBonds Total Agency Funds $- $568,878 $568,878 $5,091,220 $15,548,843 - 2,461 2,461 - 77,427 - - - - 17,902,199 - - - - 468,365 - - - - 756,337 - - - - 149,412 - - - - 5,189,137 95,764 - 95,764 - 95,764 - - - - 974,267 $95,764 $571,339 $667,103 $5,091,220 $41,161,751 $- $- $- $3,160 $399,221 - - - - 38,194 - - - - 316,667 95,764 - 95,764 - 113,722 - - - - 48,106 - - - - 10,000 - - - - 130,716 - - - - 7,848 - - - - 2,240,933 95,764 - 95,764 3,160 3,305,407 95,764 - 95,764 - 95,764 - 571,339 571,339 5,067,690 34,636,286 - - - - 3,074,580 - - - 20,370 2,751,078 (95,764) - (95,764) - (2,701,364) - 571,339 571,339 5,088,060 37,856,344 $95,764 $571,339 $667,103 $5,091,220 $41,161,751 Debt Service Funds 101 Attachment number 1 \nPage 113 of 190 Item # 2 SHIPPinellas County CommunityLocal HousingLocal Housing SpecialRedevelopmentAssistanceAssistance ProgramsAgencyTrustTrustTotal REVENUES Intergovernmental: Federal$3,204,842 $- $- $- $3,204,842 State200,150 - 200,898 - 401,048 Local165,565 826,957 - - 992,522 Charges for services1,403,304 - - - 1,403,304 Fines and forfeitures541,382 - - - 541,382 Investment earnings: Interest150,996 74,966 10,830 5,030 241,822 Net appreciation (depreciation) in fair value(210,489) (129,510) (5,350) (9,672) (355,021) Total investment earnings (loss)(59,493) (54,544) 5,480 (4,642) (113,199) Miscellaneous815,995 70,573 7,195 - 893,763 Total revenues6,271,745842,986213,573(4,642)7,323,662 EXPENDITURES Current: General government185,091 - - - 185,091 Public safety2,035,369 - - - 2,035,369 Physical environment13,527 - - - 13,527 Economic environment1,106,978 338,083 124,409 7,825 1,577,295 Human services103,839 - - 103,839 Culture and recreation1,228,899 - - 1,228,899 Debt service: Principal- - - - - Interest & fiscal charges - 19,233 - - 19,233 Capital outlay121,350 - - - 121,350 Total expenditures4,795,053357,316 124,4097,8255,284,603 Excess (deficiency) of revenues over / (under) expenditures1,476,692485,670 89,164(12,467)2,039,059 OTHER FINANCING SOURCES (USES) Transfers in448,685 1,055,526 - - 1,504,211 Transfers out(1,894,705) (1,765,765) (221,048) (64,801) (3,946,319) Total other financing sources (uses)(1,446,020)(710,239) (221,048)(64,801)(2,442,108) Net change in fund balances30,672(224,569) (131,884)(77,268)(403,049) Fund balances - beginning21,646,9692,587,365 7,306,7961,058,864 32,599,994 Fund balances - ending$21,677,641$2,362,796 $7,174,912$981,596$32,196,945 The notes to the financial statements are an integral part of this statement. Special Revenue Funds City of Clearwater, Florida Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For the Year Ended September 30, 2013 102 Attachment number 1 \nPage 114 of 190 Item # 2 Spring TrainingFundTotal NotesFacility CommunityNonmajor andRevenue RedevelopmentGovernmental MortgagesBondsTotalAgencyFunds $- $- $- $- $3,204,842 - 500,004 500,004 - 901,052 - 587,650 587,650 - 1,580,172 - - - - 1,403,304 - - - - 541,382 - 6,528 6,528 - 248,350 - (10,477) (10,477) - (365,498) - (3,949) (3,949) - (117,148) - - - 1,467 895,230 - 1,083,7051,083,705 1,4678,408,834 - - - - 185,091 - - - - 2,035,369 - - - - 13,527 - - - 408,029 1,985,324 - - - - 103,839 - - - - 1,228,899 458,883 590,000 1,048,883 - 1,048,883 33,465 485,096 518,561 - 537,794 - - - - 121,350 492,3481,075,0961,567,444408,0297,260,076 (492,348)8,609(483,739)(406,562)1,148,758 492,348 - 492,348 1,389,162 3,385,721 - - - (498,769) (4,445,088) 492,348 - 492,348890,393(1,059,367) - 8,6098,609483,831 89,391 - 562,730562,7304,604,229 37,766,953 $- $571,339 $571,339 $5,088,060 $37,856,344 Capital Project 103 Attachment number 1 \nPage 115 of 190 Item # 2 This Page Intentionally Left Blank 104 Attachment number 1 \nPage 116 of 190 Item # 2 Variance with Final Budget Actual Positive Original Final Amounts(Negative) REVENUES Intergovernmental - Local $826,982 $826,957 $826,957 $- Investment earnings: Interest 100,000 100,000 74,966 (25,034) Net appreciation (depreciation) in fair value - - (129,510) (129,510) Total investment earnings (loss)100,000 100,000 (54,544) (154,544) Miscellaneous 71,572 71,572 70,573 (999) Total revenues 998,554 998,529 842,986 (155,543) EXPENDITURES Current - Economic environment 461,359 456,833 338,083 118,750 Debt Service - Interest & fiscal charges - - 19,233 (19,233) Total expenditures 461,359 456,833 357,316 99,517 Excess of revenues over expenditures 537,195 541,696 485,670 (56,026) OTHER FINANCING SOURCES (USES) Transfers in 729,974 705,801 1,055,526 349,725 Transfers out (1,267,169) (1,247,497) (1,765,765) (518,268) Total other financing sources (uses)(537,195) (541,696) (710,239) (168,543) Excess (deficiency) of revenues and other sources over expenditures and other uses - - (224,569) (224,569) Fund balances - beginning 2,587,365 2,587,365 2,587,365 - Fund balances - ending $2,587,365 $2,587,365 $2,362,796 $(224,569) The notes to the financial statements are an integral part of this statement. For the Year Ended September 30, 2013 Budgeted Amounts City of Clearwater, Florida Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual (GAAP Basis) Community Redevelopment Agency 105 Attachment number 1 \nPage 117 of 190 Item # 2 This Page Intentionally Left Blank 106 Attachment number 1 \nPage 118 of 190 Item # 2 Nonmajor Enterprise Funds Enterprise funds are used to account for the financing, acquisition, operation, and maintenance of governmental facilities that are supported primarily by user charges. Recycling Utility Fund – to account for the financing, processing, operation and maintenance of the City's recycling service from charges made to users of the services and funds received from the sale of recyclable commodities processed to meet market requirements. The service area extends beyond the City limits Marine Operations Fund - to account for the financing, operation, and maintenance of the City’s marine operations (excluding the downtown boat slips) and associated real property from rents collected from users. Aviation Operations Fund - to account for the financing, operation, and maintenance of the City’s airpark operations from rents collected from users. Parking System Fund - to account for the financing, construction, operation and maintenance of the City's parking system, including on- and off-street parking on Clearwater Beach and Downtown Clearwater, from parking charges. Harborview Center Fund - to account for the operation of the City’s convention center and related facilities. Clearwater Harbor Marina Fund - to account for the financing, operation, and maintenance of the City’s downtown boat slips from boat slip rentals. 107 Attachment number 1 \nPage 119 of 190 Item # 2 RecyclingMarine UtilityOperations ASSETS Current assets: Cash and investments $3,578,658 $390,726 Accrued interest receivable 20,910 1,272 Accounts and contracts receivable: Billed 86,160 - Unbilled charges estimated 156,626 - 242,786 - Less: Allowance for uncollectable accounts (2,461) - Total receivables, net 240,325 - Due from other governmental entities - - Inventories, at cost - 36,950 Prepaid expenses and other assets 10,313 - Total current assets - unrestricted 3,850,206 428,948 Current assets - restricted: Restricted cash and investments - - Total current assets - restricted - - Total current assets 3,850,206 428,948 Noncurrent assets: Net pension asset 82,987 51,350 Capital assets: Land and other nondepreciable assets - 670,086 Capital assets, net of accumulated depreciation 291,792 331,656 Total noncurrent assets 374,779 1,053,092 Total assets 4,224,985 1,482,040 LIABILITIES Current liabilities: Accounts and contracts payable 389,921 83,033 Accrued payroll 19,613 16,822 Deposits - 45,663 Unearned revenue and liens - - Current portion of long-term liabilities: Compensated absences 18,771 67,158 Capital lease purchases payable 20,412 - Due to other funds - - Due to other funds (deficit in pooled cash)- - Total current liabilities 448,717 212,676 Noncurrent liabilities: Compensated absences 13,214 47,276 Other postemployment benefits 128,609 98,668 Advances from other funds - - Total non-current liabilities 141,823 145,944 Total liabilities 590,540 358,620 Net position: Invested in capital assets, net of related debt 271,380 1,001,742 Restricted for: Developer agreement - - Unrestricted 3,363,065 121,678 Total net position $3,634,445 $1,123,420 The notes to the financial statements are an integral part of this statement. September 30, 2013 Nonmajor Enterprise Funds Combining Statement of Net Position City of Clearwater, Florida 108 Attachment number 1 \nPage 120 of 190 Item # 2 AviationParkingHarborviewClearwater OperationsSystemCenterHarbor MarinaTotal $- $7,299,420 $784,583 $1,272,140 $13,325,527 1,601 71,497 3,440 2,458 101,178 - - - 17,872 104,032 - - - - 156,626 - - - 17,872 260,658 - - - - (2,461) - - - 17,872 258,197 1,061,735 - - - 1,061,735 - - - - 36,950 - - - - 10,313 1,063,336 7,370,917 788,023 1,292,470 14,793,900 - 9,300,000 - - 9,300,000 - 9,300,000 - - 9,300,000 1,063,336 16,670,917 788,023 1,292,470 24,093,900 1,938 18,463 - - 154,738 3,032,681 982,447 926,000 50,000 5,661,214 1,924,384 3,168,274 4,016,207 11,972,723 21,705,036 4,959,003 4,169,184 4,942,207 12,022,723 27,520,988 6,022,339 20,840,101 5,730,230 13,315,193 51,614,888 6,121 31,831 1,500 5,761 518,167 1,034 23,221 - 3,349 64,039 - 2,333 - 38,496 86,492 - 17,021 - 17,224 34,245 2,470 28,931 - 1,400 118,730 - - - - 20,412 20,271 - - - 20,271 938,280 - - - 938,280 968,176 103,337 1,500 66,230 1,800,636 1,739 20,366 - 985 83,580 8,068 176,534 - 32,274 444,153 40,543 - - - 40,543 50,350 196,900 - 33,259 568,276 1,018,526 300,237 1,500 99,489 2,368,912 4,957,065 4,150,721 4,942,207 12,022,723 27,345,838 - 9,300,000 - - 9,300,000 46,748 7,089,143 786,523 1,192,981 12,600,138 $5,003,813 $20,539,864 $5,728,730 $13,215,704 $49,245,976 109 Attachment number 1 \nPage 121 of 190 Item # 2 RecyclingMarine UtilityOperations Operating revenues: Sales to customers$751,315 $2,834,371 Service charges to customers 7,529 - User charges to customers 1,694,507 176,973 Rentals - 1,224,887 Total operating revenues 2,453,3514,236,231 Operating expenses: Personal services 1,146,967 941,467 Purchases for resale 82,648 2,362,092 Operating materials and supplies 1,507,077 80,817 Transportation 603,071 6,345 Utility service 7,731 215,725 Depreciation 95,494 113,151 Interfund administrative charges 429,160 195,790 Other current charges: Professional fees 26,471 85,043 Advertising 19,978 10,133 Communications 10,159 16,206 Printing and binding 2,627 - Insurance 47,390 38,640 Repairs and maintenance 14,326 27,606 Rentals 721 1,560 Miscellaneous 12,852 75,408 Data processing charges 34,210 29,640 Taxes - 714 Total other current charges 168,734284,950 Total operating expenses 4,040,8824,200,337 Operating income (loss)(1,587,531)35,894 Nonoperating revenues (expenses): Investment earnings: Interest 55,502 3,375 Net appreciation (depreciation) in fair value (93,442)(5,188) Total investment earnings (loss)(37,940) (1,813) Interest expense (1,274) - Loss on exchange of capital assets - (9,138) Other 82,984 94,462 Total nonoperating revenue (expenses)43,77083,511 Income (loss) before contributions and transfers (1,543,761)119,405 Capital grants and contributions - 3,748 Transfers in 14,074 9,290 Transfers out (172,410) (238,000) Change in net position (1,702,097)(105,557) Net position - beginning 5,336,5421,228,977 Net position - ending $3,634,445$1,123,420 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida For the Year Ended September 30, 2013 Nonmajor Enterprise Funds Combining Statement of Revenues, Expenses, and Changes in Net Position 110 Attachment number 1 \nPage 122 of 190 Item # 2 AviationParkingHarborviewClearwater OperationsSystemCenterHarbor MarinaTotals $11,257 $4,987,291 $- $- $8,584,234 - - - - 7,529 - - - 33,965 1,905,445 249,773 - 48,256 522,300 2,045,216 261,0304,987,29148,256 556,26512,542,424 57,528 1,251,812 - 186,397 3,584,171 - - - 824 2,445,564 20,980 55,629 - (2,756) 1,661,747 1,996 172,857 - 398 784,667 44,030 45,565 10,492 70,687 394,230 215,147 275,453 502,791 329,863 1,531,899 21,140 849,860 6,410 50,700 1,553,060 25,631 282,991 - 11,185 431,321 - - - 813 30,924 16 14,803 - 374 41,558 - 5,814 - - 8,441 8,800 35,290 - 13,220 143,340 684 234,300 150 1,939 279,005 - 267,714 - - 269,995 5,537 192,355 - 5,632 291,784 740 40,190 - 5,110 109,890 - - 351 - 1,065 41,4081,073,457 501 38,2731,607,323 402,2293,724,633520,194 674,38613,562,661 (141,199)1,262,658(471,938)(118,121)(1,020,237) 4,247189,680 9,126 6,521268,451 (3,601)(300,297)(14,555)(7,339)(424,422) 646 (110,617) (5,429) (818) (155,971) (821) - - - (2,095) - - - - (9,138) 31 6,776 - 53,083 237,336 (144)(103,841)(5,429)52,26570,132 (141,343)1,158,817(477,367)(65,856)(950,105) 1,229,924 - - 86,561 1,320,233 671 10,931 - 2,202 37,168 (13,010) (488,624) (2,440) (17,800) (932,284) 1,076,242681,124(479,807)5,107(524,988) 3,927,57119,858,7406,208,53713,210,59749,770,964 $5,003,813$20,539,864$5,728,730$13,215,704$49,245,976 111 Attachment number 1 \nPage 123 of 190 Item # 2 RecyclingMarine UtilityOperations CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers$2,493,891 $4,248,548 Cash payments to suppliers(1,332,976) (2,834,928) Cash payments to employees(1,118,408) (914,259) Cash payments to other funds(1,089,780) (318,717) Other revenues68,910 94,462 Net cash provided (used) by operating activities(978,363) 275,106 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds14,074 9,290 Transfers to other funds(172,410) (238,000) Receipt of cash on loans to/from other funds- - Payment of cash on loans to/from other funds - - Net cash provided (used) by noncapital financing activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal payments on debt (40,259) - Interest paid (994) - Acquisition of capital assets (30,295) - Capital contributed by other governmental entities - 3,748 Capital contributed by developers - - Net cash provided (used) by capital and related financing activities (71,548) 3,748 CASH FLOWS FROM INVESTING ACTIVITIES Investment earnings (loss)(37,483) (1,918) Net cash provided (used) by investing activities (37,483) (1,918) Net increase (decrease) in cash and cash equivalents (1,245,730) 48,226 Cash and cash equivalents at beginning of year 4,824,388 342,500 Cash and cash equivalents at end of year $3,578,658 $390,726 Cash and cash equivalents classified as: Cash and investments $3,578,658 $390,726 Restricted cash and investments - - Total cash and cash equivalents $3,578,658 $390,726 The notes to the financial statements are an integral part of this statement. (158,336) (228,710) City of Clearwater, Florida Combining Statement of Cash Flows Nonmajor Enterprise Funds For the Year Ended September 30, 2013 112 Attachment number 1 \nPage 124 of 190 Item # 2 AviationParkingHarborviewClearwater OperationsSystemCenterHarbor MarinaTotals $261,030 $4,987,682 $48,256 $578,526 $12,617,933 (94,504) (1,125,381) (9,817) (86,590) (5,484,196) (55,531) (1,217,944) - (180,479) (3,486,621) (33,127) (1,094,197) (6,560) (72,292) (2,614,673) 31 6,776 - 53,083 223,262 77,899 1,556,936 31,879 292,248 1,255,705 671 10,931 - 2,202 37,168 (13,010) (488,624) (2,440) (17,800) (932,284) 938,280 - - - 938,280 (20,271) - - - (20,271) - - - - (40,259) (821) - - - (1,815) (1,620,419) (137,995) - (62,747) (1,851,456) 218,830 - - - 222,578 - - - 86,561 86,561 (1,402,410) (137,995) - 23,814 (1,584,391) (267) (114,179) (5,572) (1,737) (161,156) (267) (114,179) (5,572) (1,737) (161,156) (419,108) 827,069 23,867 298,727 (466,949) 419,108 15,772,351 760,716 973,413 23,092,476 $- $16,599,420 $784,583 $1,272,140 $22,625,527 $- $7,299,420 $784,583 $1,272,140 $13,325,527 - 9,300,000 - - 9,300,000 $- $16,599,420 $784,583 $1,272,140 $22,625,527 22,893 905,670 (477,693) (15,598) (2,440) 113 Attachment number 1 \nPage 125 of 190 Item # 2 RecyclingMarine UtilityOperations City of Clearwater, Florida Combining Statement of Cash Flows Nonmajor Enterprise Funds For the Year Ended September 30, 2013 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss)$(1,587,531) $35,894 Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Other nonoperating revenue82,984 94,462 Depreciation95,494 113,151 Change in assets and liabilities: (Increase) decrease in accounts receivable26,466 - (Increase) decrease in inventory- 20,331 Increase (decrease) in accounts and contracts payable 375,665 (28,257) Increase (decrease) in deposits - 12,317 Increase (decrease) in unearned revenue - - (Increase) decrease in net pension asset 2,227 1,247 Increase (decrease) in accrued payroll 5,007 9,534 Increase (decrease) in other postemployment benefits 21,325 16,427 Total adjustments 609,168 239,212 Net cash provided (used) by operating activities $(978,363) $275,106 The notes to the financial statements are an integral part of this statement. 114 Attachment number 1 \nPage 126 of 190 Item # 2 AviationParkingHarborviewClearwater OperationsSystemCenterHarbor MarinaTotals $(141,199) $1,262,658 $(471,938) $(118,121) $(1,020,237) 31 6,776 - 53,083 237,336 215,147 275,453 502,791 329,863 1,531,899 - - - 475 26,941 - - - - 20,331 1,923 (22,210) 1,026 (756) 327,391 - 460 - 7,351 20,128 - (69) - 14,435 14,366 87 1,718 - - 5,279 547 3,778 - 546 19,412 1,363 28,372 - 5,372 72,859 219,098 294,278 503,817 410,369 2,275,942 $77,899 $1,556,936 $31,879 $292,248 $1,255,705 115 Attachment number 1 \nPage 127 of 190 Item # 2 This Page Intentionally Left Blank 116 Attachment number 1 \nPage 128 of 190 Item # 2 Internal Service Funds Internal service funds are used to account for services and commodities furnished by a designated department to other departments within the City or to other governments on a cost reimbursement basis. Garage Fund - to account for the cost of automotive and other motorized equipment of the City. The acquisition cost of new or upgraded equipment is financed through user departments and the asset value is simultaneously contributed to the Garage Fund. The cost of replacement of existing equipment is financed by the Garage Fund. Administrative Services Fund - to account for various support activities including information technology, printing, mailing, and telephone services. The cost for these services is charged to user departments based on the cost of providing units of service. General Services Fund - to account for various support activities including building maintenance and custodial services for all City departments and facilities. The cost for these services is charged to user departments based on the cost of providing units of service. Central Insurance Fund - to account for the City's limited self-insurance program wherein all funds are assessed charges based on damage claims incurred and on management's assessment of individual funds' risk exposure. All claims and premiums are paid out of this fund, together with other costs necessary to administer the program. Medical insurance premiums and employee health clinic operating expenses are also paid from this fund. 117 Attachment number 1 \nPage 129 of 190 Item # 2 AdministrativeGeneralCentral GarageServicesServicesInsuranceTotal ASSETS Current assets: Cash and investments$5,835,612 $8,205,670 $1,645,238 $27,673,826 $43,360,346 Accrued interest receivable25,875 39,071 6,708 160,221 231,875 Other receivables 51,319 - - 28,903 80,222 Due from other funds - - - 1,099,430 1,099,430 Inventories, at cost 565,891 - - - 565,891 Prepaid expenses and other assets 577,217 92,417 - 1,835,692 2,505,326 Total current assets 7,055,914 8,337,158 1,651,946 30,798,072 47,843,090 Noncurrent assets: Advances to other funds - - - 7,234,718 7,234,718 Net pension asset 89,328 259,470 5,811 8,822 363,431 Capital assets: Land and other nondepreciable assets 729,591 - - - 729,591 Capital assets, net of accumulated depreciation 12,500,784 3,202,501 33,033 - 15,736,318 Total noncurrent assets 13,319,703 3,461,971 38,844 7,243,540 24,064,058 Total assets 20,375,617 11,799,129 1,690,790 38,041,612 71,907,148 LIABILITIES Current liabilities: Accounts and contracts payable 552,393 4,867 101,876 28,516 687,652 Accrued payroll 38,684 78,982 36,265 9,426 163,357 Unearned revenue 574,250 - - - 574,250 Current portion of long-term liabilities: Compensated absences 78,389 314,568 79,308 23,689 495,954 Capital lease purchases payable 2,083,567 332,850 - - 2,416,417 Due to other funds - 91,654 - - 91,654 Claims payable - - - 3,621,885 3,621,885 Total current liabilities (payable from current assets)3,327,283 822,921 217,449 3,683,516 8,051,169 Noncurrent liabilities: Compensated absences 55,182 221,443 55,829 16,676 349,130 Other postemployment benefits 196,073 445,903 215,126 46,175 903,277 Capital lease purchases payable 4,396,130 516,089 - - 4,912,219 Advances from other funds - 274,961 - - 274,961 Claims payable - - - 6,781,400 6,781,400 Total noncurrent liabilities 4,647,385 1,458,396 270,955 6,844,251 13,220,987 Total liabilities 7,974,668 2,281,317 488,404 10,527,767 21,272,156 NET POSITION Invested in capital assets, net of related debt 6,750,678 2,353,562 33,033 - 9,137,273 Unrestricted 5,650,271 7,164,250 1,169,353 27,513,845 41,497,719 Total net position $12,400,949 $9,517,812 $1,202,386 $27,513,845 $50,634,992 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Combining Statement of Net Position Internal Service Funds September 30, 2013 118 Attachment number 1 \nPage 130 of 190 Item # 2 AdministrativeGeneralCentral GarageServicesServicesInsuranceTotal Operating revenues: Charges for services$12,701,329 $8,976,746 $4,682,373 $18,382,792 $44,743,240 Other- - - 238,322 238,322 Total operating revenues12,701,3298,976,7464,682,37318,621,11444,981,562 Operating expenses: Personal services2,361,248 4,787,656 2,368,772 575,360 10,093,036 Purchases for resale4,796,599 - - - 4,796,599 Operating materials and supplies166,253 114,616 366,090 157,927 804,886 Transportation1,980 107,441 128,935 6,005 244,361 Utility service97,490 - 408,511 4,149 510,150 Depreciation4,084,084 872,437 17,244 - 4,973,765 Interfund administrative charges329,580 4,000 - - 333,580 Other current charges: Professional fees498,603 270,151 - 1,469,548 2,238,302 Communications18,825 1,016,617 31,086 6,180 1,072,708 Printing and binding500 12,141 30 - 12,671 Insurance: Premiums51,380 19,280 27,930 13,054,268 13,152,858 Claims incurred- - - 3,939,043 3,939,043 Repairs and maintenance725,451 1,089,938 1,035,256 16,190 2,866,835 Rentals2,210 373,765 11,937 46,545 434,457 Miscellaneous22,411 76,696 19,305 39,512 157,924 Data processing charges 113,400 172,860 76,980 13,140 376,380 Taxes 8,743 - - - 8,743 Total other current charges 1,441,523 3,031,448 1,202,524 18,584,426 24,259,921 Total operating expenses 13,278,757 8,917,598 4,492,076 19,327,867 46,016,298 Operating income (loss)(577,428) 59,148 190,297 (706,753) (1,034,736) Nonoperating revenues (expenses) Investment earnings: Interest 68,646 103,955 17,797 449,645 640,043 Net appreciation (depreciation) in fair value (106,813) (166,109) (29,201) (736,013) (1,038,136) Total investment earnings (loss)(38,167) (62,154) (11,404) (286,368) (398,093) Interest expense (173,948) (32,002) - - (205,950) Gain on sale of capital assets 346,892 - - - 346,892 Loss on disposal of capital assets (38,299) (5,334) - - (43,633) Other 134,743 - 445 61 135,249 Total nonoperating revenue (expenses)231,221 (99,490) (10,959) (286,307) (165,535) Income (loss) before contributions and transfers (346,207) (40,342) 179,338 (993,060) (1,200,271) Transfers in 1,427,542 53,334 31,433 86,652 1,598,961 Transfers out - - - (1,233,724) (1,233,724) 1,427,542 53,334 31,433 (1,147,072) 365,237 Change in net position 1,081,335 12,992 210,771 (2,140,132) (835,034) Net position - beginning 11,319,614 9,504,820 991,615 29,653,977 51,470,026 Net position - ending $12,400,949 $9,517,812 $1,202,386 $27,513,845 $50,634,992 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Combining Statement of Revenue, Expenses, and Changes in Net Position Internal Service Funds For the Year Ended September 30, 2013 119 Attachment number 1 \nPage 131 of 190 Item # 2 AdministrativeGeneralCentral GarageServicesServicesInsuranceTotal CASH FLOWS FROM OPERATING ACTIVITIES Cash received from other funds$12,701,329 $8,976,746 $4,682,373 $18,618,785 $44,979,233 Cash payments to suppliers(6,416,194) (2,790,018) (1,782,771) (20,370,850) (31,359,833) Cash payments to employees(2,371,043) (4,655,038) (2,393,696) (554,643) (9,974,420) Cash payments to other funds(692,135) (534,508) (278,846) (35,510) (1,540,999) Other revenues39,520 - 445 61 40,026 Net cash provided (used) by operating activities 3,261,477 997,182 227,505 (2,342,157) 2,144,007 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds 1,427,542 53,334 31,433 86,652 1,598,961 Transfers to other funds - - - (1,233,724) (1,233,724) Payment of cash on loans to/from other funds - (91,653) - (2,332,586) (2,424,239) Net cash provided (used) by noncapital financing activities 1,427,542 (38,319) 31,433 (3,479,658) (2,059,002) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Principal payments on debt (2,108,279) (362,686) - - (2,470,965) Interest paid (173,948) (32,002) - - (205,950) Acquisition of capital assets (4,538,717) (437,213) - - (4,975,930) Sale of capital assets 308,593 - - - 308,593 Proceeds from issuance of debt 2,051,663 68,436 - - 2,120,099 Net cash provided (used) by capital and related financing activities (4,460,688) (763,465) - - (5,224,153) CASH FLOWS FROM INVESTING ACTIVITIES Investment earnings (loss)(39,953) (63,645) (11,465) (277,498) (392,561) Net cash provided (used) by investing activities(39,953) (63,645) (11,465) (277,498) (392,561) Net increase (decrease) in cash and cash equivalents188,378 131,753 247,473 (6,099,313) (5,531,709) Cash and cash equivalents at beginning of year5,647,234 8,073,917 1,397,765 33,773,139 48,892,055 Cash and cash equivalents at end of year$5,835,612 $8,205,670 $1,645,238 $27,673,826 $43,360,346 Cash and cash equivalents classified as: Cash and investments$5,835,612 $8,205,670 $1,645,238 $27,673,826 $43,360,346 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Combining Statement of Cash Flows Internal Service Funds For the Year Ended September 30, 2013 120 Attachment number 1 \nPage 132 of 190 Item # 2 AdministrativeGeneralCentral GarageServicesServicesInsuranceTotal City of Clearwater, Florida Combining Statement of Cash Flows Internal Service Funds For the Year Ended September 30, 2013 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss)$(577,428) $59,148 $190,297 $(706,753) $(1,034,736) Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Other nonoperating revenue 134,743 - 445 61 135,249 Depreciation 4,084,084 872,437 17,244 - 4,973,765 Change in assets and liabilities: (Increase) decrease in accounts receivable (31,418) - - (2,329) (33,747) (Increase) decrease in inventory (59,294) - - - (59,294) (Increase) decrease in prepaid expenses (156,435) (19,953) - (215,593) (391,981) Increase (decrease) in accounts and contracts payable (59,175) (47,068) 44,443 (1,438,260) (1,500,060) Increase (decrease) in unearned revenue (63,805) - - - (63,805) (Increase) decrease in net pension asset 4,703 9,104 4,351 1,014 19,172 Increase (decrease) in accrued payroll (47,059) 49,390 (64,974) 9,640 (53,003) Increase (decrease) in other postemployment benefits 32,561 74,124 35,699 10,063 152,447 Total adjustments 3,838,905 938,034 37,208 (1,635,404) 3,178,743 Net cash provided (used) by operating activities $3,261,477 $997,182 $227,505 $(2,342,157) $2,144,007 121 Attachment number 1 \nPage 133 of 190 Item # 2 This Page Intentionally Left Blank 122 Attachment number 1 \nPage 134 of 190 Item # 2 Fiduciary Funds Fiduciary Funds are used to account for resources that are managed in a trustee capacity or as an agent for other parties or funds. Employees’ Pension Fund - to account for the financial operation and condition of the major employee retirement system. Firefighters’ Relief and Pension Fund - to account for the financial operation and condition of the Firefighters' Relief and Pension Plan, closed to new members in 1962, and containing 39 retired members with no active members. The Plan was fully funded effective with fiscal year 2007. Police Supplemental Pension Fund - to account for the financial operation and condition of a supplemental pension plan funded by the State for sworn police officers. Firefighters Supplemental Pension Fund - to account for the financial operation and condition of a supplemental pension plan funded by the State for firefighters. Treasurer’s Escrow Agency Fund - to account for the receipt, custody, and expenditure of funds held temporarily in trust for other parties. 123 Attachment number 1 \nPage 135 of 190 Item # 2 City of Clearwater, Florida Combining Statement of Fiduciary Net Position Fiduciary Funds September 30, 2013 Defined BenefitDefined Contribution Pension Trust Funds Pension Trust Funds Police Firefighters Employees'Firefighters'SupplementalSupplementalTotals ASSETS Cash and investments$4,648,569 $3,174,680 $12,056 $- $7,835,305 Managed investment accounts, at fair value: Cash and cash equivalents36,712,726 - 895,838 392,778 38,001,342 Government bonds 37,177,551 - 3,229,422 1,299,440 41,706,413 Agency bonds 4,923,370 2,012,913 1,200 - 6,937,483 Domestic corporate bonds 79,167,940 - 1,114,539 3,263,967 83,546,446 International equity securities 71,473,357 - 259,026 - 71,732,383 Domestic stocks 387,092,783 - 8,819,718 2,781,508 398,694,009 Mortgage backed bonds 68,401,587 - 38,322 1,113,644 69,553,553 Asset backed securities 1,193,464 - - - 1,193,464 Domestic equity mutual funds 40,456,283 - - 4,194,316 44,650,599 International equity mutual funds 38,872,600 - 2,634,199 1,946,626 43,453,425 Real estate 35,524,856 - - - 35,524,856 Total managed investment accounts 800,996,517 2,012,913 16,992,264 14,992,279 834,993,973 Securities lending collateral 185,433,767 - - - 185,433,767 Receivables: Interest and dividends 2,193,037 34,651 39,633 62,968 2,330,289 Unsettled investment sales 2,740,401 - - - 2,740,401 Securities lending earnings 33,298 - - - 33,298 Due from others 5,000 - - - 5,000 Total receivables 4,971,736 34,651 39,633 62,968 5,108,988 Total assets 996,050,589 5,222,244 17,043,953 15,055,247 1,033,372,033 LIABILITIES Accounts payable 888,334 - - 5,000 893,334 Unsettled investment purchases 15,947,502 - - - 15,947,502 Obligations under securities lending 185,433,767 - - - 185,433,767 Total liabilities 202,269,603 - - 5,000 202,274,603 FIDUCIARY NET POSITION Net position held in trust for pension benefits$793,780,986 $5,222,244 $17,043,953 $15,050,247 $831,097,430 The notes to the financial statements are an integral part of this statement. 124 Attachment number 1 \nPage 136 of 190 Item # 2 Defined BenefitDefined Contribution Pension Trust FundsPension Trust Funds PoliceFirefighters Employees'Firefighters'SupplementalSupplementalTotals ADDITIONS Contributions: Contributions from employer$19,741,023 $- $- $- $19,741,023 Contributions from employer - state tax12,000 - 863,504 1,179,211 2,054,715 Contributions from employees 6,137,620 - - - 6,137,620 Total contributions 25,890,643 - 863,504 1,179,211 27,933,358 Investment income: Net appreciation (depreciation) in fair value of investments 81,349,647 (256,081) 1,568,019 1,388,746 84,050,331 Interest 7,520,564 106,244 162,584 300,478 8,089,870 Dividends 8,058,611 - 228,630 73,704 8,360,945 96,928,822 (149,837) 1,959,233 1,762,928 100,501,146 Less investment expenses: Investment management / custodian fees 4,559,169 - 87,130 71,318 4,717,617 Net income (loss) from investing activities 92,369,653 (149,837) 1,872,103 1,691,610 95,783,529 Securities lending income: Gross earnings 526,319 - - - 526,319 Rebate received 119,271 - - - 119,271 Bank fees (225,778) - - - (225,778) Net income from securities lending 419,812 - - - 419,812 Total additions 118,680,108 (149,837) 2,735,607 2,870,821 124,136,699 DEDUCTIONS Benefits and withdrawal payments: Benefits 34,987,779 607,425 1,480,013 400,791 37,476,008 Withdrawal payments 817,290 - - - 817,290 Total benefits and withdrawal payments 35,805,069 607,425 1,480,013 400,791 38,293,298 Income (loss) before administrative expenses 82,875,039 (757,262) 1,255,594 2,470,030 85,843,401 Administrative expenses 189,071 - 12,803 28,467 230,341 Net increase (decrease)82,685,968 (757,262) 1,242,791 2,441,563 85,613,060 Fiduciary net position held in trust for pension benefits Fiduciary net position - beginning 711,095,018 5,979,506 15,801,162 12,608,684 745,484,370 Fiduciary net position - ending $793,780,986 $5,222,244 $17,043,953 $15,050,247 $831,097,430 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Combining Statement of Changes in Fiduciary Net Position Fiduciary Funds For the Year Ended September 30, 2013 125 Attachment number 1 \nPage 137 of 190 Item # 2 Balance Balance October 1,September 30, 2012AdditionsDeductions2013 TREASURER'S ESCROW FUND ASSETS Cash and investments$269,942 360,058 428,074 $201,926 Accrued interest receivable914 691 1,172 433 Total Assets$270,856 360,749 429,246 $202,359 LIABILITIES Other miscellaneous payables: Downtown Development Board$145,963 355,873 422,568 $79,268 Special purpose funds7,640 1,098 - 8,738 Other 117,253 3,778 6,678 114,353 Total Liabilities $270,856 360,749 429,246 $202,359 The notes to the financial statements are an integral part of this statement. City of Clearwater, Florida Statement of Changes in Assets and Liabilities Agency Fund For the Year Ended September 30, 2013 126 Attachment number 1 \nPage 138 of 190 Item # 2 Supplementary Information 127 Attachment number 1 \nPage 139 of 190 Item # 2 128 Page 1 of 5 City of Clearwater, Florida Continuing Disclosure – Gas System Revenue Bonds Series 2005, 2007 and 2013 Supplementary Information The System: Rates, Fees and Charges The City Council has established a schedule of rates and charges by ordinance, which includes a purchased gas cost adjustment provision allowing the City to pass-through to customers any increase or decrease in the purchased price of gas. The City is not subject to regulation by any State agency in establishing or revising its rates. Where competitive fuel sources or transportation service are available to the customer, the City Council has authorized the City Manager to enter into contract gas service rates at special rates and/or conditions as required to obtain/retain the customer load. Such contract service must meet the normal construction feasibility formula to insure profitable payback to the City. For the fiscal year ending September 30, 2013, contract rates applied to an average of 177 customer accounts per month and impacted 5.7% of total revenues. The rates charged by the System through September 30, 1996, were part of the Phase I Gas Rate Case implemented October 1, 1995, which was based on a comprehensive cost of service study performed by the Utility Advisory Services Group of the international accounting firm of Coopers & Lybrand, LLP (the “Rate Study”). This Phase I implementation resulted in an extensive overhaul of the Gas System customer rates, providing numerous classes of service and a modernized billing methodology. The new rates, effective October 1, 1996, were designed to be industry-based and responsive to the competitive energy challenges. The goal of the Rate Study was to establish rates which would be fair to all classes of customers, provide funding to implement planned expansion in both existing northern Pinellas County services area and into the newly acquired southwestern Pasco service area, and provide an adequate growth potential in return to the City of Clearwater to further offset the ad valorem tax rates (current impact is about 0.5 mills). As the result of experiences during the first seven months of the Phase I implementation, adjustments made to the Phase II rates were implemented October 1, 1996, and additional adjustments (Phase III) were implemented effective October 1, 1997. The total projected impact of both new phases of the rate case was $1.05 million, or less than 7.9% of total gas sales revenues. The rate ordinance containing the Phase II and Phase III rate changes was approved by the City Council on June 6, 1996. Gas rates for customer charges were increased effective April 1, 2005. The total estimated annual impact of this rate increase was $373,352. New rates, effective October 1, 2008, were designed to recover the costs of providing service to respective classes of customers. The goal of the “Cost of Service and Rate Study” was to establish rates which would be sufficient to meet Clearwater Gas System’s total revenue requirements and reflect cost of service consideration and practical rate implementation constraints as required. Attachment number 1 \nPage 140 of 190 Item # 2 CL E A R W A T E R G A S S Y S T E M NA T U R A L G A S R A T E B I L L I N G F A C T O R S FO R A U G U S T 1 , 2 0 1 3 - S E P T E M B E R 3 0 , 2 0 1 3 B A S E D O N A P P R O V E D G A S A D J U S T M E N T F A C T O R S In t e r r . C o n t rContract F i r m N a t u r a l G a s R a t e S c h e d u l e s NG R a t e NG RNG Rate R S S M F M M F L M F S G S M G S L G S R A C G A C L A C S L SL w / M & N G V N S S I S CN CNS (C l o s e d 1 / 0 9 ) Re l i g h t (N o n - R e s l ) ( N o n - R e s l ) Ap p l i c a b l e A n n u a l T h e r m R a n g e NA ( 1 - N A ( 4 + N A ( 4 + N A ( 4 + 0 - 1 8 , 0 0 0 - 1 0 0 , 0 0 0 N A ( 1 - N A ( 0 - N A ( 1 5 0 N A N A N A NA 10 0 , 0 0 0 NANA o r O t h e r R a t e D e t e r m i n a n t 3 U n i t s ) U n i t s ) U n i t s ) U n i t s ) 1 7 , 9 9 9 9 9 , 9 9 9 & u p 3 U n i t s ) 1 4 9 t o n s ) t o n s & + ) & u p Mo n t h l y C u s t o m e r C h a r g e $1 0 . 0 0 $ 2 5 . 0 0 $ 4 0 . 0 0 $ 9 5 . 0 0 $ 2 5 . 0 0 $ 4 0 . 0 0 $ 9 5 . 0 0 $ 1 0 . 0 0 $ 2 5 . 0 0 $ 4 0 . 0 0 $ 2 0 . 0 0 $ 2 0 . 0 0 B y C o n t r a c t $5 0 . 0 0 $ 2 5 0 . 0 0 B y C o nBy Contract (F o r C e n t r a l P a s c o T e r r i t o r y ) ($ 1 8 . 0 0 ) ( $ 4 0 . 0 0 ) ( $ 7 0 . 0 0 ) ( $ 1 6 0 . 0 0 ) ( $ 4 0 . 0 0 ) ( $ 7 0 . 0 0 ) ( $ 1 6 0 . 0 0 ) ( $ 1 8 . 0 0 ) ( $ 4 0 . 0 0 ) ( $ 7 0 . 0 0 ) ( $ 3 0 . 0 0 ) ( $ 3 0 . 0 0 ) (B y C o n t r a c t ) ($ 7 5 . 0 0 ) $ 4 0 0 . 0 0 ( B y C o n(By Contract) if n o t p r e v . i f n o t p r e v . i f n o t p r e v . No n - F u e l E n e r g y C h a r g e / T h e r m bi l l e d b i l l e d b i l l e d No n - F u e l E n e r g y C h a r g e $ 0 . 4 8 $ 0 . 4 8 $ 0 . 4 8 $ 0 . 4 8 $ 0 . 4 6 $ 0 . 4 0 $ 0 . 3 4 $ 0 . 2 0 $ 0 . 1 5 $ 0 . 1 0 $ 0 . 2 0 $ 0 . 3 5 B y C o n t r a c t $ 0 . 4 6 $ 0 . 2 8 B y C o nBy Contract En e r g y C o n s e r v a t i o n A d j . ( E C A ) 0. 1 5 0 . 1 5 0 . 1 5 0 . 1 5 0 . 1 5 0 . 1 5 0 . 1 5 NA N A N A NA N A N A NA N A NANA Re g u l a t o r y I m p o s i t i o n A d j . ( R I A ) 0. 1 0 0 . 1 0 0 . 1 0 0 . 1 0 0 . 1 0 0 . 1 0 0 . 1 0 NA N A N A NA N A N A NA N A NANA Us a g e & I n f l a t i o n A d j . ( U I A ) 0. 1 3 0. 1 3 0. 1 3 0. 1 3 0. 0 6 0. 0 6 0. 0 6 NA NA NA NA NA NA NA NANA0.000 To t a l N o n - F u e l E n e r g y C h a r g e $0 . 8 6 $ 0 . 8 6 $ 0 . 8 6 $ 0 . 8 6 $ 0 . 7 7 $ 0 . 7 1 $ 0 . 6 5 $ 0 . 2 0 $ 0 . 1 5 $ 0 . 1 0 $ 0 . 2 0 $ 0 . 3 5 By C o n t r a c t $0 . 4 6 $ 0 . 2 8 By ConBy Contract Pu r c h a s e d G a s A d j u s t m e n t ( P G A ) 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 8 1 0. 7 1 0. 8 1 0. 7 1 0.00 To t a l E n e r g y C h a r g e / T h e r m 16 7 16 7 16 7 16 7 15 8 15 2 14 6 10 1 09 6 09 1 10 1 11 6 07 1 12 7 09 9 000City of CleaContinuing Disclosure -Series 2005Supplement____________________________ 12 To t a l En e r g y Ch a r g e / T h e r m 1.67 1.67 1.67 1.67 1.58 1.52 1.46 1.01 0.96 0.91 1.01 1.16 0.71 1.27 0.99 0.00 + N o n - F u e l ++ Non-Fuel Mi n i m u m M o n t h l y B i l l $1 0 . 0 0 $ 2 5 . 0 0 $ 4 0 . 0 0 $ 9 5 . 0 0 $ 2 5 . 0 0 $ 4 0 . 0 0 $ 9 5 . 0 0 $ 1 0 . 0 0 $ 2 5 . 0 0 $ 4 0 . 0 0 $ 2 0 . 0 0 $ 2 0 . 0 0 B y C o n t r a c t $5 0 . 0 0 $ 2 5 0 . 0 0 CCustomer (F o r C e n t r a l P a s c o T e r r i t o r y ) ($ 1 8 . 0 0 ) ( $ 4 0 . 0 0 ) ( $ 7 0 . 0 0 ) ( $ 1 6 0 . 0 0 ) ( $ 4 0 . 0 0 ) ( $ 7 0 . 0 0 ) ( $ 1 6 0 . 0 0 ) ( $ 1 8 . 0 0 ) ( $ 4 0 . 0 0 ) ( $ 7 0 . 0 0 ) ( $ 3 0 . 0 0 ) ( $ 3 0 . 0 0 ) (B y C o n t r a c t ) ($ 7 5 . 0 0 ) $ 4 0 0 . 0 0 CCharge + @ p r e m i s e @ p r e m i s e @ p r e m i s e + F A C + F A C + F A C + F A C + N o n - F u e l T h e r m NNon-Fuel Therm Ra t e f o r C o n t r a c t RRate for Contract # o f T h e r m s # # of Therms Co m p a r e s t o L P / G a l l o n R a t e o f 1 . 5 3 $ 1 . 5 3 $ 1 . 5 3 $ 1 . 5 3 $ 1 . 4 5 $ 1 . 3 9 $ 1 . 3 4 $ 0. 9 2 $ 0 . 8 8 $ 0 . 8 3 $ 0. 9 2 $ 1 . 0 6 $ 0. 6 5 $ 1. 1 6 $ 0 . 9 1 $ wi t h 6 . 0 % F r a n c h i s e 1. 6 2 $ 1 . 6 2 $ 1 . 6 2 $ 1 . 6 2 $ 1 . 5 3 $ 1 . 4 7 $ 1 . 4 2 $ 0. 9 8 $ 0 . 9 3 $ 0 . 8 8 $ 0. 9 8 $ 1 . 1 3 $ 0. 6 9 $ 1. 2 3 $ 0 . 9 6 $ Ch a n g e f r o m 1 / 2 0 0 6 T h e r m R a t e (0 . 5 9 ) $ (0 . 5 9 ) $ (0 . 5 9 ) $ ( 0 . 5 9 ) $ (0 . 5 7 ) $ ( 0 . 5 7 ) $ ( 0 . 5 7 ) $ (0 . 8 7 ) $ ( 0 . 8 7 ) $ ( 0 . 8 7 ) $ (0 . 8 7 ) $ ( 0 . 8 2 ) $ (1 . 0 7 ) $ (0 . 8 8 ) $ ( 0 . 7 5 ) $ -$1.46 % C h a n g e f r o m 1 / 2 0 0 6 T h e r m R a t e -2 6 . 1 % - 2 6 . 1 % - 2 6 . 1% - 2 6 . 1 % - 2 6 . 5 % - 2 7 . 3 % - 2 8 . 1 % - 4 6 . 3 % - 4 7 . 5 % - 4 8 . 9 % - 4 6 . 3 % - 4 1 . 4 % - 6 0 . 1 % - 4 0 . 9 % - 4 3 . 1 % -100.0% Ut i l i t y T a x N o t e : Fu e l R a t e p e r T h e r m 1 0 / 0 1 / 1 9 7 3 $0 . 0 6 9 F u e l R a t e p e r Fu e l R a t e p e r TFu e l R a t e p e F u e l R a t e p e r F u e l R a t e p eFu e l R a t e p eFu e l R a t e p e r F u e l R a t e p eFu e l R a t e p eFu e l R a t e p e r TFu e l R a t e p F u e l R a t e p e r TFu e l R a t e p e r T h e r m $ 0 . 0 5 5 Fuel Rate per The$0.069 No n - U t i l i t y T a x a b l e F u e l / T h e r m $0 . 7 4 1 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 8 1 0 $ 0 . 7 1 0 $0 . 8 1 0 $ 0 . 6 5 5 ($0.069) BT U F A C T O R = T H E R M S / 1 0 0 C U B I C F E E T ( C C F ) 10 / 2 0 1 2 11 / 2 0 1 2 12 / 2 0 1 2 01 / 2 0 1 3 02 / 2 0 1 3 03 / 2 0 1 3 04 / 2 0 1 3 05 / 2 0 1 3 06 / 2 0 1 3 07 / 2 0 1 3 08 / 2 0 1 3 09 / 2 0 1 3 12 / 1 3 A v g . Fi r m S e r v i c e R a t e s 1. 0 3 3 1 . 0 3 6 1 . 0 3 3 1 . 0 3 7 1 . 0 3 6 1 . 0 3 8 1 . 0 3 7 1 . 0 3 7 1 . 0 3 5 1 . 0 3 5 1 . 0 3 5 1 . 0 3 6 1. 0 3 6 In t e r r u p t i b l e S e r v i c e R a t e s 1. 0 1 3 1 . 0 1 5 1 . 0 1 3 1 . 0 1 6 1 . 0 1 6 1 . 0 1 8 1 . 0 1 7 1 . 0 1 7 1 . 0 1 5 1 . 0 1 5 1 . 0 1 4 1 . 0 1 6 1. 0 1 5 City of Clearwater, Florida Continuing Disclosure -Gas System Revenue BondsSeries 2005, 2007 and 2013Supplementary Information __________________________________________________________Page 2 of 5 129 Attachment number 1 \nPage 141 of 190 Item # 2 Page 3 of 5 Table 1 Breakdown of Transportation Capacity Phase II (FTS-1)Phase III (FTS-2)Total MMBtu Per DayMMBtu Per DayMMBtu Contract Period 2/01/07 - 1/31/1712/9/91 - 2/28/15Per Day October 170,43841,788212,226 Nov-Mar1,543,069268,9311,812,000 April216,57053,430270,000 May-Sept711,756206,244918,000 Total Annual2,641,833570,3933,212,226 ThetwonaturalgastransmissioncompaniesthatservewithintheStateofFloridaareFloridaGasTransmission(FGT) andGulfstream.CurrentlyFGTisthesoleprovideroftransportationservicetotheCity.FGTisownedbyCitrusCorp. CitrusCorpisowned50%byEnergyTransferPartners,LLCAND50%byKinderMorgan,Inc.FGTisoperatedby Panhandle Energy, a subsidiary of Energy Transfer Partners. TheCityjoinedFloridaGasUtility(FGU)inOctober2000byResolution00-35.FGUisresponsibleforthepurchase& managementoftheCity'snaturalgassupply.AnupdatedAllRequirementsGasServiceAgreement,whichwas approvedbyResolution02-02inJanuary2002,requiredtheCitytopurchase100%ofitssupplythroughFGU.FGUwas formedthroughanInterlocalAgreementamongitsmembers.TheInterlocalAgreementbecameeffectiveonSeptember 1,1989andconsistedoffivemunicipalutilities.Overthenextseveralyears,additionalelectricandgasdistribution utilities joined FGU, bringing its current membership to 25 entities. Inaddition,theCityhasenteredintoaGasSupply&TransportationAgreementwithPeoplesGasSystem(PGS),dated 12/02/04,topurchasenaturalgastoservecustomerslocatedinourCentralPascoterritory,generallyeastofthe SuncoastParkwayinPascoCounty.TheCityreceivedaletterfromFGUCouncil,dated8/31/04,grantingtheCity permissiontoutilizeTECOPeoplesGasasathirdpartygassuppliersinceFGUisunableandunwillingtoprovidegasto theCitywithinthemeaningoftheprovisionsofSection3(a)(i)and(ii)oftheALLRequirementsGasServiceAgreement between the City and FGU. TheCityhastwoFirmTransportationServiceagreements(FTS-1&FTS-2)withFGTinordertodelivernaturalgasto theCity'sfourgatestations.FGUiscurrentlymanagingtheCity'sPhaseII(FTS-1)andPhaseIII(FTS-2)transportation capacityonadailybasis.Table1showsthebreakdownoftheCity'sannualgassupplyentitlementswithFGT.Thetotal annual entitlement is 3,212,226 decatherms of natural gas transportation. City of Clearwater, Florida Continuing Disclosure - Gas System Revenue Bonds Series 2005, 2007 and 2013 Supplementary Information GAS SUPPLY OnAugust1,1990,theFederalEnergyRegulatoryCommission(FERC)deregulatedthenaturalgaspipelineindustry. Thisallowsothernaturalgassuppliersandlocaldistributioncompanies,liketheCityofClearwater,totransportgasover the Florida Gas Transmission (FGT) pipelines as opposed to purchasing natural gas supply from only FGT. 130 Attachment number 1 \nPage 142 of 190 Item # 2 131 Page 4 of 5 City of Clearwater, Florida Continuing Disclosure – Gas System Revenue Bonds Series 2005, 2007 and 2013 Supplementary Information Service Area The Clearwater Gas System (CGS) is owned and operated as an enterprise utility by the City of Clearwater. CGS operates over 849 miles of underground gas main and handles the supply and distribution of both natural and propane (LP) gas throughout northern Pinellas County and western Pasco County. As a “full service” gas utility, CGS provides gas appliance sales, installation of inside customer gas piping, domestic and commercial gas equipment service, construction and maintenance of underground gas mains and service lines, and 24-hour response to any gas emergency within the service area. CGS is regulated for safety by the Florida Public Service Commission and the Federal Department of Transportation. CGS has been serving customers in the Clearwater area for over 90 years (since 1923) when operations were begun with a manufactured gas plant operation from coal and coke. In 1959, when natural gas transmission lines were finally extended to the Florida peninsula, CGS discontinued manufacturing gas and began receiving piped natural gas from Florida Gas Transmission. Clearwater Gas System serves over 20,313 customers in a 330 square mile service territory, which includes 20 municipalities as well as the unincorporated areas of northern Pinellas County and western Pasco County. The Pinellas County service territory is 158 square miles and extends generally from Ulmerton and Walsingham Roads on the south to the Pasco County line on the north and from the Gulf of Mexico on the West to the Hillsborough County line on the east. This includes all of the Pinellas beach communities south to Redington Beach. The Pasco County service territory is 172 square miles and extends from the Gulf of Mexico on the West inland about 20 miles to just east of State Road 41 and Land O’ Lakes and from the Pinellas and Hillsborough County lines on the South to generally State Road 52 on the north. The CGS service territory extends 42.3 miles from the southwestern-most to the northwestern-most points. Clearwater Gas System prides itself in being a competitive and public service-minded utility, providing safe, economical and environmentally-friendly gas, which is made in America, available in our communities for all of the homes and businesses in our service area, with special focus on the residential customers who make up 88.63% of our customer base. Attachment number 1 \nPage 143 of 190 Item # 2 Page 5 of 5 City of Clearwater, Florida Continuing Disclosure - Gas System Revenue Bonds Series 2005, 2007 and 2013 Supplementary Information As of September 30, 2013 the System's active natural gas customers were located as shown in the following table: LocationMetersPercentage Belleair4392.40% Belleair Beach1861.02% Belleair Bluffs290.16% Belleair Shores270.15% Clearwater6,67236.42% Dunedin1,1136.08% Indian Rocks Beach1020.56% Indian Shores760.41% Largo8994.91% New Port Richey2681.46% North Redington Beach260.14% Oldsmar1130.62% Port Richey100.05% Redington Beach920.50% Redington Shores450.25% Safety Harbor5953.25% Tarpon Springs1,4818.08% Unincorporated Areas Pasco2,85515.58% Central Pasco4822.63% Unincorporated Areas Pinellas2,80915.33% Total18,319100.00% The following table shows the five largest interruptible customers by peak monthly consumption and the percent of the System's revenues derived from such customers during the 12 months ending September 30, 2013: Peak Monthly% of Gross Customer Name ThermsRevenues Morton Plant Hospital140,8424.06% New Port Richey Hospital Inc.83,7512.31% Ajax Paving Industries147,3622.08% Metal Industries #191,6021.78% Angelica Textile Service65,4311.75% The following table shows the breakdown of the System's customers by category as well as the volume of gas sold and the sales revenues generated by each category for the year ended September 30, 2013: Average No.Gas Gas Customers Volume Sales Interruptible17 29.50%17.47% Residential15,956 13.75%21.99% Commercial2,192 56.75%60.55% ThermsRevenues Interruptible6,913,906 5,590,597$ Residential3,223,496 7,036,422 Commercial13,300,002 19,377,372 Totals23,437,404 32,004,391$ 132 Attachment number 1 \nPage 144 of 190 Item # 2 133 Page 1 of 3 City of Clearwater, Florida Continuing Disclosure – Water and Sewer Revenue Refunding Bonds Series 2003, 2009B and 2011; and Revenue Bonds Series 2006 and 2009A Supplementary Information Historical Financial Information Water System: Source and Volume of Water Pumped (in million gallons per day, averaged over the fiscal year) FY City Wells County Total 2008 3.075 8.844 11.919 2009 3.738 7.781 11.519 2010 4.105 6.820 10.925 2011 4.946 6.371 11.317 2012 5.925 4.999 10.924 2013 5.414 5.555 10.969 Historical Growth in Number of Water Customers (all figures are as of September of the year indicated) Ten Largest Water Customers Fiscal Year Ending September 30, 2013 Water Used ( in 100Revenues Name of User Cubic Feet)Produced 1. City of Clearwater 71,923 739,214$ 2. Chruch of Scientology 109,274 605,606 3. Morton Plant Hospital 85,479 580,258 4. Pinellas County Schools 35,209 303,187 5. Crystal Beach Capital LLC 30,840 229,038 6. IMT-Capital Macarthur Park Apartments LLC 39,853 226,172 7. Sandpearl Resort LLC 31,696 174,628 8. Regency Oaks LLC 33,990 173,283 9. Clearwater Housing Authority 33,484 168,681 10. Clearwater Apartments 32,396 165,916 504,144 3,365,983$ Water Year Customers 2009 39,935 2010 39,971 2011 41,391 2012 41,988 2013 43,500 Attachment number 1 \nPage 145 of 190 Item # 2 134 Page 2 of 3 City of Clearwater, Florida Continuing Disclosure – Water and Sewer Revenue Refunding Bonds Series 2003, 2009B and 2011; and Revenue Bonds Series 2006 and 2009A Supplementary Information Sewer System: Average Sewage Flow and Historical Growth in Number of Sewer Customers (as of September of the year indicated) 2009 13.6 33,084 2010 14.3 33,041 2011 14.8 33,063 2012 14.5 33,093 2013 13.2 33,405 Ten Largest Sewer Customers Fiscal Year Ending September 30, 2013 Sewer Used ( in 100Revenues Name of User Cubic Feet)Produced 1. Morton Plant Hospital 78,530 582,351$ 2. Church of Scientology 89,552 560,960 3. City of Clearwater 30,223 464,690 4. Pinellas County Schools 34,476 409,879 5. IMT-Capital Macarthur Park Apartments LLC 39,853 233,113 6. Regency Oaks LLC 33,932 217,292 7. Clearwater Housing Authority 33,101 207,083 8. Bre/Clearwater Owner LLC 33,302 202,004 9. Clearwater Apartments 32,396 192,745 10. Sandpearl Resort LLC 31,695 185,084 437,060 3,255,201$ Rates, Fees And Charges The City uses a three-tiered rate structure for water and sewer usage. The base rate for water includes a minimum usage for residential and nonresidential water rates. Any usage over the minimum is billed at one rate per 1,000 gallons up to a designated level and at a second rate for usage over that level. For irrigation, there is a base rate, with no usage allowance, and a charge per 1,000 gallons of water usage up to a designated level and a higher charge for usage over that amount. The sewer base rate includes a minimum usage and a fixed charge per 1,000 gallons of water usage over the basic allowance. The minimum usage and second and third tier usage levels vary with the size of the meters. For fiscal year 2013 there were no changes to the three- tiered rate structure for water or sewer usage. Attachment number 1 \nPage 146 of 190 Item # 2 135 Page 3 of 3 City of Clearwater, Florida Continuing Disclosure – Water and Sewer Revenue Refunding Bonds Series 2003, 2009B and 2011; and Revenue Bonds Series 2006 and 2009A Supplementary Information Residental and October 1,October 1,October 1,October 1,October 1, Nonresidential Water Rates 2009 2010 2011 2012 2013 Minimum - Under 1 inch 14.58$ 15.60$ 16.30$ 17.03$ 17.80$ 1 inch 34.02 36.40 38.04 39.75 41.54 1.5 inch 486.00 520.00 543.40 567.85 593.40 2 inch 1,132.38 1,211.60 1,266.12 1,323.10 1,382.64 3 or 2 inch manifold1,744.74 1,866.80 1,950.81 2,038.60 2,130.34 4 inch 3,358.26 3,593.20 3,754.89 3,923.86 4,100.43 6 inch 8,626.50 9,230.00 9,645.35 10,079.39 10,532.96 8 inch 14,580.00 15,600.00 16,302.00 17,035.59 17,802.19 Size of Meter Additional charges are assessed for usage in excess of designated minimums. Rates for Irrigation October 1,October 1,October 1,October 1,October 1, (Lawn) Meters 2009 2010 2011 2012 2013 Minimum - Under 1 inch 5.20$ 5.56$ 5.81$ 6.07$ 6.34$ 1 inch 15.60 16.69 17.44 18.22 19.04 1.5 inch 78.05 83.51 87.27 91.20 95.30 2 inch 218.52 233.82 244.34 255.34 266.83 3 or 2 inch manifold431.84 462.07 482.86 504.59 527.30 4 inch 832.49 890.76 930.84 972.73 1,016.50 6 inch 2,513.06 2,688.97 2,809.97 2,936.42 3,068.56 Size of Meter October 1,October 1,October 1,October 1,October 1, Sewer Rates 2009 2010 2011 2012 2013 Minimum - Under 1 inch 20.07$ 21.48$ 22.44$ 23.46$ 24.51$ 1 inch 46.83 50.12 52.36 54.74 57.19 1.5 inch 669.00 716.00 748.00 782.00 817.00 2 inch 1,558.77 1,668.28 1,742.84 1,822.06 1,903.61 3 or 2 inch manifold2,401.71 2,570.44 2,685.32 2,807.38 2,933.03 4 inch 4,622.79 4,947.56 5,168.68 5,403.62 5,645.47 6 inch 11,874.75 12,709.00 13,277.00 13,880.50 14,501.75 8 inch 20,070.00 21,480.00 22,440.00 23,460.00 24,510.00 Per 1,000 gallons of water used over the allowed minimum 6.697.167.487.82 8.17 Size of Meter Additional Indebtedness No additional indebtedness was incurred for capital improvements to the water and sewer systems or for the lease purchase of capital equipment. Attachment number 1 \nPage 147 of 190 Item # 2 136 Page 1 of 1 City of Clearwater, Florida Continuing Disclosure – Stormwater System Revenue Bonds Series 2004, 2005, 2012 and 2013 Supplementary Information Rates, Fees, and Charges The City uses a measurement of one equivalent residential unit or ERU as the basis for the stormwater management utility fee. The rates per ERU from the inception of the utility are as follows: Effective Date Per ERU January 1, 1991$3.00 October 1, 19984.00 October 1, 19994.17 October 1, 20004.35 October 1, 20014.54 January 1, 20026.13 October 1, 20027.16 October 1, 20038.01 October 1, 20048.65 October 1, 20059.35 October 1, 20069.71 October 1, 200710.51 October 1, 200811.14 October 1, 200911.80 October 1, 201012.51 October 1, 201113.04 October 1, 201213.40 October 1, 201313.77 October 1, 201414.15 Single-family homes, multifamily units, condominium units, apartments and mobile homes are rated as one ERU per dwelling unit. Nonresidential property is charged at the rate of 1,830 square feet of impervious area per ERU. HISTORICAL NET REVENUES 2009 2010 2011 2012 2013 Net Operating Revenues (Excluding Depreciation)5,750,323$ 7,471,315$ 7,247,625$ 7,343,936$ 8,105,045$ Interest Income and other Non-operating Revenues (Expenses)796,769 1,045,761 491,645 530,796 (92,148) Total Net Revenues6,547,092$ 8,517,076$ 7,739,270$ 7,874,732$ 8,012,897$ Maximum Annual Debt Service2,889,994$ 2,889,994$ 2,889,994$ 2,693,144$ 2,608,421$ Coverage2.27 2.95 2.68 2.92 3.07 Attachment number 1 \nPage 148 of 190 Item # 2 137 City of Clearwater, Florida Fire Services Program Supplementary Information Pursuant to agreements between the City of Clearwater, the Pinellas County Fire Authority and the Pinellas County Emergency Medical Services Authority, the City has provided fire and emergency medical services to the respective authorities. With respect to fire services, the services are provided for the benefit of properties located outside the corporate limits of the City, but within a designated service area. Emergency medical services are provided for the benefit of persons residing both inside and outside the corporate limits of the City, based on the Authority's nearest unit dispatch policy. With respect to the Fire Services Program, a budget was prepared by Fire Department personnel covering proposed expenditures for fiscal year ending September 30, 2013, for the Fire Department as a whole. Since the funding for the Emergency Medical Services Program is based on the level fixed in prior years, the Fire Services Program budget is essentially the residual obtained by deducting the approved level of funding for the Emergency Medical Services Program from the budgeted amounts included in the total Fire Department budget. This budget was submitted to, and duly approved by, the relevant Authority prior to the commencement of the fiscal year. Income received from Pinellas County Fire Protection Authority and valid program expenditures for the Fire Services Program for the fiscal year ended September 30, 2013 are summarized below. Total Revenue Received from Pinellas County Fire Protection Authority 2,156,055$ Total Fire Service Expenditures for Fiscal Year Ended September 30, 2013 20,915,302$ The Fire Services Program does not currently utilize an equipment reserve. Attachment number 1 \nPage 149 of 190 Item # 2 This Page Intentionally Left Blank 138 Attachment number 1 \nPage 150 of 190 Item # 2 Financial Trends Schedule 1 Net Position by Component Schedule 2 Changes in Net Position Schedule 2aProgram Revenues by Function/Program Schedule 3 Fund Balances of Governmental Funds Schedule 4 Changes in Fund Balances of Governmental Funds Revenue Capacity Schedule 5 Assessed Value and Estimated Actual Value of Taxable Property Schedule 6 Direct and Overlapping Property Tax Rates Schedule 7 Property Tax Levies and Collections Schedule 8aPrincipal Real Property Taxpayers Schedule 8bPrincipal Personal Property Taxpayers Debt Capacity Schedule 9 Ratios of Outstanding Debt by Type Schedule 10Ratios of General Bonded Debt Outstanding Schedule 11Direct and Overlapping Governmental Activities Debt Schedule 12Legal Debt Margin Information Schedule 13Pledged-Revenue Coverage These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt, and the City’s ability to issue additional debt in the future. CITY OF CLEARWATER, FLORIDA STATISTICAL SECTION This section of the City’s CAFR presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information say about the City’s overall financial health. This information has not been audited by the independent auditor. These schedules contain trend information to help the reader understand how the City’s financial performance and well-being changed over time. These schedules contain information to help the reader assess the City’s significant local revenue, the property tax. 139 Attachment number 1 \nPage 151 of 190 Item # 2 Economic and Demographic Information Schedule 14Demographic and Economic Statistics Schedule 15Principal Employers Operating Information Schedule 16Full-time Equivalent City Government Employees by Function/Program Schedule 17Operating Indicators by Function/Program Schedule 18Capital Assets Statistics by Function/Program These schedules offer economic and demographic indicators to help the reader understand the environment within which the City’s financial activities take place. These schedules contain service and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in this section is derived from the City’s comprehensive annual financial reports for the relevant year. STATISTICAL SECTION (CONTINUED) CITY OF CLEARWATER, FLORIDA 140 Attachment number 1 \nPage 152 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 201120122013 Pr i m a r y G o v e r n m e n t Go v e r n m e n t a l a c t i v i t i e s I n v e s t e d i n c a p i t a l a s s e t s , n e t o f r e l a t e d d e b t 1 3 3 , 7 1 1 $ 14 3 , 5 0 5 $ 18 2 , 4 7 4 $ 20 5 , 0 7 9 $ 21 8 , 3 8 4 $ 24 0 , 5 5 0 $ 24 9 , 0 4 3 $ 257,542$ 249,742$ 252,661$ R e s t r i c t e d 50 , 8 0 1 34 , 6 6 8 41 , 2 0 4 41 , 5 4 3 39 , 0 2 0 42 , 6 8 1 49 , 6 8 2 57,245 65,603 60,454 U n r e s t r i c t e d 61 , 1 6 3 92 , 7 3 9 10 0 , 2 3 4 10 8 , 2 6 2 11 4 , 2 4 7 10 3 , 5 5 6 93 , 2 8 3 79,955 80,208 82,369 To t a l g o v e r n m e n t a l a c t i v i t i e s n e t p o s i t i o n 24 5 , 6 7 5 $ 2 7 0 , 9 1 2 $ 32 3 , 9 1 2 $ 35 4 , 8 8 4 $ 3 7 1 , 6 5 1 $ 38 6 , 7 8 7 $ 3 9 2 , 0 0 8 $ 3 9 4 , 7 4 2 $ 395,553$ 395,484$ Bu s i n e s s - t y p e a c t i v i t i e s I n v e s t e d i n c a p i t a l a s s e t s , n e t o f r e l a t e d d e b t 13 6 , 9 6 4 $ 14 6 , 4 7 6 $ 15 6 , 7 2 8 $ 16 4 , 2 4 6 $ 17 0 , 7 3 5 $ 15 8 , 1 2 9 $ 16 5 , 7 0 4 $ 159,913$ 163,316$ 180,324$ R e s t r i c t e d 37 , 1 0 8 35 , 3 5 4 35 , 0 5 4 35 , 7 7 5 39 , 6 3 5 41 , 3 3 3 44 , 3 3 2 55,038 55,20453,237 U n r e s t r i c t e d 67 , 7 2 3 71 , 6 5 5 77 , 4 3 5 84 , 0 2 1 83 , 6 8 1 12 0 , 4 6 1 12 6 , 2 0 4 136,067 151,693153,761 To t a l b u s i n e s s - t y p e a c t i v i t i e s n e t p o s i t i o n 24 1 , 7 9 5 $ 2 5 3 , 4 8 5 $ 26 9 , 2 1 7 $ 28 4 , 0 4 2 $ 2 9 4 , 0 5 1 $ 31 9 , 9 2 3 $ 3 3 6 , 2 4 0 $ 3 5 1 , 0 1 8 $ 370,213$ 387,322$ Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) Schedule 1 Ci t y o f C l e a r w a t e r , F l o r i d a Ne t P o s i t i o n b y C o m p o n e n t , La s t T e n F i s c a l Y e a r s (a c c r u a l b a s i s o f a c c o u n t i n g ) 141 Pr i m a r y g o v e r n m e n t I n v e s t e d i n c a p i t a l a s s e t s , n e t o f r e l a t e d d e b t 2 7 0 , 6 7 5 $ 28 9 , 9 8 1 $ 33 9 , 2 0 2 $ 36 9 , 3 2 5 $ 38 9 , 1 1 9 $ 39 8 , 6 7 9 $ 41 4 , 7 4 7 $ 417,455$ 413,058$ 432,985$ R e s t r i c t e d 87 , 9 0 9 70 , 0 2 2 76 , 2 5 8 77 , 3 1 8 78 , 6 5 5 84 , 0 1 4 94 , 0 1 4 112,283 120,807 113,691 U n r e s t r i c t e d 12 8 , 8 8 6 16 4 , 3 9 4 17 7 , 6 6 9 19 2 , 2 8 3 19 7 , 9 2 8 22 4 , 0 1 7 21 9 , 4 8 7 216,022 231,901 236,130 To t a l p r i m a r y g o v e r n m e n t n e t p o s i t i o n 48 7 , 4 7 0 $ 5 2 4 , 3 9 7 $ 59 3 , 1 2 9 $ 63 8 , 9 2 6 $ 6 6 5 , 7 0 2 $ 70 6 , 7 1 0 $ 7 2 8 , 2 4 8 $ 7 4 5 , 7 6 0 $ 765,766$ 782,806$ 141 Attachment number 1 \nPage 153 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 201120122013 Go v e r n m e n t a l a c t i v i t i e s : G e n e r a l g o v e r n m e n t 1 1 , 7 7 2 $ 1 1 , 9 4 5 $ 1 3 , 2 0 3 $ 1 3 , 1 6 9 $ 1 4 , 3 4 2 $ 1 3 , 5 1 5 $ 1 5 , 9 6 6 $ 1 6 , 1 8 3 $ 14,230$ 13,496$ P u b l i c s a f e t y 5 1 , 4 5 4 5 6 , 4 5 6 6 0 , 1 7 8 6 8 , 6 3 6 6 6 , 5 8 2 6 4 , 9 7 7 6 9 , 4 5 7 6 6 , 9 1 4 67,559 68,057 P h y s i c a l e n v i r o n m e n t 2 , 6 8 4 2 , 8 2 6 3 , 0 9 8 3 , 0 2 7 2 , 7 3 0 4 , 2 6 6 4 , 9 4 1 3 , 8 6 8 3,189 3,451 T r a n s p o r t a t i o n 1 2 , 5 1 0 1 2 , 0 0 1 1 3 , 8 9 8 1 3 , 6 9 4 1 2 , 3 2 2 9 , 5 9 5 13 , 7 6 0 13,275 13,432 12,954 E c o n o m i c e n v i r o n m e n t 3, 2 2 5 3, 3 9 5 3, 3 2 1 3, 1 4 2 4, 5 3 4 3, 9 2 4 4, 1 5 5 3,113 2,240 3,035 H u m a n s e r v i c e s 55 5 53 0 44 4 44 8 44 0 40 2 97 182 186 104 C u l t u r e a n d r e c r e a t i o n 25 , 4 0 2 28 , 8 7 5 32 , 6 3 6 32 , 8 7 2 37 , 6 8 8 28 , 7 4 0 30 , 6 1 0 30,606 32,814 32,213 I n t e r e s t o n l o n g - t e r m d e b t 3, 0 1 3 2, 6 9 9 2, 3 7 3 2, 2 4 8 1, 9 9 8 1, 8 5 0 1, 4 4 6 1,217 709 698 To t a l g o v e r n m e n t a l a c t i v i t i e s e x p e n s e s 11 0 6 1 5 11 8 7 2 7 12 9 1 5 1 13 7 2 3 6 14 0 6 3 6 12 7 2 6 9 14 0 4 3 2 135358134359134008 Ex p e n s e s Schedule 2 Ci t y o f C l e a r w a t e r , F l o r i d a Ch a n g e s i n N e t P o s i t i o n La s t T e n F i s c a l Y e a r s (a c c r u a l b a s i s o f a c c o u n t i n g ) Pa g e 1 o f 3 Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) 14 To t a l go v e r n m e n t a l ac t i v i t i e s ex p e n s e s 11 0 ,61 5 11 8 ,72 7 12 9 ,15 1 13 7 ,23 6 14 0 ,63 6 12 7 ,26 9 14 0 ,43 2 135,358 134,359 134,008 Bu s i n e s s - t y p e a c t i v i t i e s : W a t e r a n d s e w e r u t i l i t y 4 1 , 9 9 5 4 3 , 8 5 2 4 8 , 5 9 2 4 9 , 8 4 0 5 2 , 0 1 5 5 4 , 5 2 0 5 7 , 2 2 9 6 1 , 0 1 0 59,406 57,774 G a s u t i l i t y 2 9 , 1 5 2 3 3 , 3 9 4 3 6 , 9 4 7 3 3 , 5 7 9 3 5 , 9 4 4 2 9 , 2 8 5 3 1 , 2 0 0 2 8 , 3 5 4 27,662 29,747 S o l i d w a s t e u t i l i t y 1 5 , 0 9 6 1 5 , 6 1 5 1 6 , 0 1 3 1 6 , 1 7 2 1 6 , 0 3 6 1 4 , 8 0 1 1 5 , 6 1 8 1 5 , 8 4 4 16,632 17,042 S t o r m w a t e r u t i l i t y 8 , 2 5 0 8 , 7 6 8 9 , 0 1 3 9 , 4 6 5 1 1 , 0 7 0 1 1 , 7 7 5 1 0 , 9 3 7 1 2 , 2 3 4 12,847 12,284 R e c y c l i n g 2 , 3 8 8 2 , 5 7 4 2 , 5 7 9 2 , 8 9 5 3 , 2 0 7 2 , 5 1 8 2 , 7 5 9 2 , 9 5 4 2,855 4,056 M a r i n e 3 , 2 4 9 3 , 8 0 1 4 , 3 0 3 4 , 3 6 6 4 , 6 9 6 4 , 0 2 5 3 , 8 6 8 4 , 1 3 6 4,168 4,214 A v i a t i o n 2 9 9 3 5 0 4 6 8 3 8 2 4 1 7 7 4 3 3 8 8 5 1 5 366 404 P a r k i n g s y s t e m 3 , 6 1 7 3 , 8 4 6 3 , 9 7 6 3 , 4 2 7 3 , 5 2 1 3 , 7 5 2 4 , 3 0 2 3 , 8 6 7 4,200 3,730 H a r b o r v i e w c e n t e r 2 , 4 1 8 2 , 5 5 2 2 , 6 1 8 2 , 6 6 4 2 , 8 0 0 2 , 3 4 5 98 4 579 610 520 C l e a r w a t e r H a r b o r M a r i n a - - - - 23 47 4 47 3 657 726 676 To t a l b u s i n e s s - t y p e a c t i v i t i e s e x p e n s e s 10 6 , 4 6 4 11 4 , 7 5 2 12 4 , 5 0 9 12 2 , 7 9 0 12 9 , 7 2 9 12 4 , 2 3 8 12 7 , 7 5 8 130,150 129,472 130,447 To t a l p r i m a r y g o v e r n m e n t e x p e n s e s 21 7 , 0 7 9 $ 23 3 , 4 7 9 $ 25 3 , 6 6 0 $ 26 0 , 0 2 6 $ 27 0 , 3 6 5 $ 25 1 , 5 0 7 $ 26 8 , 1 9 0 $ 265,508$ 263,831$ 264,455$ 142 Attachment number 1 \nPage 154 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 201120122013 C h a r g e s f o r s e r v i c e s : G e n e r a l g o v e r n m e n t a b 12 , 9 6 1 $ 1 3 , 5 8 5 $ 14 , 6 2 8 $ 14 , 5 0 8 $ 21 , 6 3 9 $ 21 , 6 7 9 $ 21 , 4 8 4 $ 20,869$ 20,401$ 19,920$ P u b l i c s a f e t y 7, 7 4 2 7, 5 0 0 8, 2 2 2 8, 4 4 4 9, 8 0 3 10 , 2 9 1 8, 9 6 6 9,980 9,265 10,654 P h y s i c a l e n v i r o n m e n t 76 11 9 15 0 12 3 91 24 9 33 1 147 77 174 T r a n s p o r t a t i o n 15 9 16 3 23 5 26 1 19 4 39 7 85 7 852 885 738 E c o n o m i c e n v i r o n m e n t 87 16 4 11 0 10 7 10 8 21 1 12 4 153 122 121 C u l t u r e a n d r e c r e a t i o n 4, 3 4 4 4, 7 5 3 5, 2 9 6 5, 5 7 4 5, 3 1 8 5, 3 3 4 5, 1 7 4 5,491 5,474 5,973 O p e r a t i n g g r a n t s a n d c o n t r i b u t i o n s 6, 6 0 5 6, 2 7 3 7, 1 8 1 9, 6 8 7 9, 1 2 3 8, 5 4 2 7, 5 6 1 8,062 8,521 8,114 C a p i t a l g r a n t s a n d c o n t r i b u t i o n s 3, 1 2 9 15 , 0 5 8 3, 4 0 5 11 , 7 4 8 7, 6 3 2 3, 1 6 9 1, 3 1 5 2,766 845 437 To t a l g o v e r n m e n t a l a c t i v i t i e s p r o g r a m r e v e n u e s 35 , 1 0 3 47 , 6 1 5 39 , 2 2 7 50 , 4 5 2 53 , 9 0 8 49 , 8 7 2 45 , 8 1 2 48,320 45,590 46,131 Pr o g r a m r e v e n u e s Schedule 2 (continued) Ci t y o f C l e a r w a t e r , F l o r i d a Ch a n g e s i n N e t P o s i t i o n La s t T e n F i s c a l Y e a r s (a c c r u a l b a s i s o f a c c o u n t i n g ) Pa g e 2 o f 3 Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) 143 pg Bu s i n e s s - t y p e a c t i v i t i e s : C h a r g e s f o r s e r v i c e s : W a t e r a n d s e w e r u t i l i t y 43 , 1 4 3 45 , 3 0 6 49 , 1 5 9 50 , 3 8 1 52 , 1 1 1 53 , 9 6 5 55 , 8 0 1 59,810 62,012 65,292 G a s u t i l i t y 33 , 0 0 1 37 , 4 6 9 43 , 1 6 0 38 , 9 0 6 40 , 9 0 2 39 , 0 7 9 36 , 6 2 2 36,470 36,351 37,693 S o l i d w a s t e u t i l i t y 16 , 4 0 3 16 , 5 4 1 16 , 8 1 6 17 , 3 0 1 17 , 5 1 2 17 , 8 4 7 18 , 4 2 2 19,205 19,462 19,504 S t o r m w a t e r u t i l i t y 9, 5 2 6 10 , 3 1 9 11 , 1 3 8 11 , 8 8 5 12 , 7 7 0 13 , 4 9 3 14 , 7 1 7 15,222 15,890 16,378 R e c y c l i n g 2, 6 4 9 2, 7 8 4 2, 7 4 0 3, 2 0 4 3, 4 1 1 2, 2 2 7 2, 6 9 5 3,135 2,681 2,453 M a r i n e 3, 0 7 2 3, 7 2 1 4, 0 7 5 4, 3 2 3 4, 7 9 8 4, 0 3 1 4, 0 6 4 4,387 4,181 4,331 A v i a t i o n 18 7 20 5 21 3 22 4 22 7 21 6 33 2 237 257 261 P a r k i n g s y s t e m 4, 4 1 8 4, 7 5 2 4, 9 8 1 4, 6 5 5 4, 1 6 6 5, 0 0 7 4, 3 5 8 4,677 4,890 4,994 H a r b o r v i e w c e n t e r 1, 6 5 4 1, 6 4 6 1, 8 4 2 1, 8 4 6 2, 0 3 2 1, 6 4 1 44 0 51 209 48 C l e a r w a t e r H a r b o r M a r i n a - - - - - 50 44 325 467 559 O p e r a t i n g g r a n t s a n d c o n t r i b u t i o n s 42 0 59 59 83 83 83 18 7 133 134 584 C a p i t a l g r a n t s a n d c o n t r i b u t i o n s 5, 5 9 1 6, 1 3 8 6, 6 3 9 6, 3 8 2 1, 0 8 6 2, 6 0 9 11 , 0 6 0 5,290 7,469 6,250 To t a l b u s i n e s s - t y p e a c t i v i t i e s p r o g r a m r e v e n u e s 12 0 , 0 6 4 12 8 , 9 4 0 14 0 , 8 2 2 13 9 , 1 9 0 13 9 , 0 9 8 14 0 , 2 4 8 14 8 , 7 4 2 148,942 154,003 158,347 To t a l p r i m a r y g o v e r n m e n t pr o g r a m r e v e n u e s 15 5 , 1 6 7 $ 17 6 , 5 5 5 $ 18 0 , 0 4 9 $ 18 9 , 6 4 2 $ 19 3 , 0 0 6 $ 19 0 , 1 2 0 $ 19 4 , 5 5 4 $ 197,262$ 199,593$ 204,478$ 143 Attachment number 1 \nPage 155 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 201120122013 Ne t ( E x p e n s e s ) / R e v e n u e Go v e r n m e n t a l a c t i v i t i e s ( 7 5 , 5 1 2 ) $ ( 7 1 , 1 1 2 ) $ ( 8 9 , 9 2 4 ) $ ( 8 6 , 7 8 4 ) $ (8 6 , 7 2 8 ) $ (7 7 , 3 9 7 ) $ (9 4 , 6 2 0 ) $ (87,038)$ (88,770)$ (87,876)$ Bu s i n e s s - t y p e a c t i v i t i e s 13 , 6 0 0 14 , 1 8 8 16 , 3 1 3 16 , 4 0 0 9, 3 6 9 16 , 0 1 0 20 , 9 8 4 18,792 24,531 27,900 To t a l p r i m a r y g o v e r n m e n t n e t ( e x p e n s e ) / r e v e n u e (6 1 , 9 1 2 ) $ ( 5 6 , 9 2 4 ) $ ( 7 3 , 6 1 1 ) $ (7 0 , 3 8 4 ) $ (7 7 , 3 5 9 ) $ (6 1 , 3 8 7 ) $ (7 3 , 6 3 6 ) $ (68,246)$ (64,239)$ (59,976)$ Ge n e r a l R e v e n u e s a n d O t h e r C h a n g e s i n N e t P o s i t i o n Go v e r n m e n t a l a c t i v i t i e s : T a x e s P r o p e r t y 37 , 1 5 7 $ 41 , 5 8 8 $ 48 , 0 7 6 $ 53 , 7 1 7 $ 50 , 3 4 7 $ 46 , 8 9 3 $ 44 , 0 4 0 $ 39,253$ 37,938$ 37,360$ S a l e s 15 , 2 6 3 16 , 3 5 1 17 , 1 5 5 16 , 0 7 9 15 , 6 7 5 13 , 8 5 0 13 , 2 5 3 13,385 14,092 14,818 F r a n c h i s e a 7, 5 0 5 8 , 2 2 6 9, 4 3 5 9, 5 0 5 - - - - - - U t i l i t y 10 , 2 3 7 10 , 6 1 1 11 , 2 6 4 11 , 4 1 0 11 , 5 3 3 12 , 0 2 1 13 , 5 7 4 13,229 12,736 13,473 C o m m u n i c a t i o n s s e r v i c e s 6, 7 9 0 6, 8 8 3 6, 8 5 4 6, 7 8 4 7, 3 1 6 6, 3 9 8 6, 1 0 7 5,852 5,871 5,470 O t h e r t a x e s b 4, 4 3 5 5 , 1 8 3 5, 5 2 3 5, 7 7 9 8, 1 5 4 7, 5 8 1 7, 7 7 3 7,451 7,105 8,157 I n v e s t m e n t e a r n i n g s 3, 2 3 1 2, 6 4 8 5, 3 5 2 7, 4 0 2 5, 8 3 7 8, 6 3 5 5, 0 1 5 2,965 2,758 (1,109) Mi s c e l l a n e o u s 75 8 15 1 39 6 13 1 43 7 11 3 12 8 125101134 Pa g e 3 o f 3 Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) Schedule 2 (continued) Ci t y o f C l e a r w a t e r , F l o r i d a Ch a n g e s i n N e t P o s i t i o n La s t T e n F i s c a l Y e a r s (a c c r u a l b a s i s o f a c c o u n t i n g ) 144 Mi sc e ll an e o u s 75 8 15 1 39 6 13 1 43 7 11 3 12 8 125 101 134 S p e c i a l i t e m s c 10 , 0 4 7 - - - - - - - - - T r a n s f e r s 4, 5 1 5 4, 7 0 7 3, 6 5 8 6, 9 4 8 4, 1 9 6 (2 , 9 5 8 ) 9, 9 5 1 7,511 8,980 9,505 To t a l g o v e r n m e n t a l a c t i v i t i e s 99 , 9 3 8 96 , 3 4 8 10 7 , 7 1 3 11 7 , 7 5 5 10 3 , 4 9 5 92 , 5 3 3 99 , 8 4 1 89,771 89,581 87,808 Bu s i n e s s - t y p e a c t i v i t i e s : I n v e s t m e n t e a r n i n g s 1, 9 8 7 2, 2 1 0 4, 3 4 1 5, 3 7 3 4, 3 1 3 6, 9 0 4 5, 2 8 4 3,497 3,644 (1,287) T r a n s f e r s (4 , 5 1 5 ) (4 , 7 0 7 ) (3 , 6 5 8 ) (6 , 9 4 8 ) (4 , 1 9 6 ) 2, 9 5 8 (9 , 9 5 1 ) (7,511) (8,980) (9,505) To t a l b u s i n e s s - t y p e a c t i v i t i e s (2 , 5 2 8 ) (2 , 4 9 7 ) 68 3 ( 1 , 5 7 5 ) 11 7 9, 8 6 2 (4 , 6 6 7 ) (4,014) (5,336) (10,792) To t a l p r i m a r y g o v e r n m e n t 97 , 4 1 0 $ 93 , 8 5 1 $ 10 8 , 3 9 6 $ 11 6 , 1 8 0 $ 1 0 3 , 6 1 2 $ 10 2 , 3 9 5 $ 95 , 1 7 4 $ 85,757$ 84,245$ 77,016$ Ch a n g e i n N e t P o s i t i o n Go v e r n m e n t a l a c t i v i t i e s 24 , 4 2 6 $ 25 , 2 3 6 $ 17 , 7 8 9 $ 30 , 9 7 1 $ 16 , 7 6 7 $ 15 , 1 3 6 $ 5, 2 2 1 $ 2,733$ 811$ (68)$ Bu s i n e s s - t y p e a c t i v i t i e s 11 , 0 7 2 11 , 6 9 1 16 , 9 9 6 14 , 8 2 5 9, 4 8 6 25 , 8 7 2 16 , 3 1 7 14,778 19,195 17,108 To t a l p r i m a r y g o v e r n m e n t c h a n g e i n n e t p o s i t i o n 35 , 4 9 8 $ 36 , 9 2 7 $ 34 , 7 8 5 $ 45 , 7 9 6 $ 26 , 2 5 3 $ 41 , 0 0 8 $ 21 , 5 3 8 $ 17,511$ 20,006$ 17,040$ a F r a n c h i s e f e e s r e c l a s s i f i e d f r o m G e n e r a l R e v e n u e s t o C h a r g e s f o r S e r v i c e s e f f e c t i v e w i t h f i s c a l 2 0 0 8 , p e r g u i d a n c e f r o m S t a t e o f F l o r i d a , D e p a r t m e n t o f F i n a n c i a l S e r v i c e s , B u r e a u o f L o c a l G o v e r n m e n t . b O c c u p a t i o n a l l i c e n s e s r e c l a s s i f i e d f r o m C h a r g e s f o r S e r v i c e s t o L o c a l B u s i n e s s T a x ( O t h e r T a x e s ) e f f e c t i v e w i t h f i s c a l 2 0 0 8 , p e r g u i d a n c e f r o m S t a t e o f F l o r i d a , D e p a r t m e n t o f F i n a n c i a l S e r v i c e s , B u r e a u o f L o c a l G o v e r n m e n t . c S p e c i a l i t e m s f o r f i s c a l 2 0 0 4 c o n s i s t e d o f a d o n a t e d r e c r e a t i o n c o m p l e x a n d a c a s h d o n a t i o n f o r a n e w S p r i n g T r a i n i n g s p o r t s c o m p l e x , r e s p e c t i v e l y . 144 Attachment number 1 \nPage 156 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 201120122013 Fu n c t i o n / P r o g r a m Go v e r n m e n t a l a c t i v i t i e s : G e n e r a l g o v e r n m e n t 1 3 , 0 9 0 $ 1 3 , 6 0 5 $ 14 , 6 9 7 $ 14 , 5 1 4 $ 21 , 6 4 0 $ b 21 , 6 8 1 $ 21 , 5 1 2 $ 21,533$ 20,418$ 19,920$ P u b l i c s a f e t y 9, 0 0 9 9, 2 0 7 9, 2 7 5 11 , 7 6 3 12 , 7 8 4 13 , 2 8 4 12 , 3 0 9 12,631 13,753 13,551 P h y s i c a l e n v i r o n m e n t 79 6 44 8 1, 2 7 4 70 4 69 5 30 4 36 0 344 327 326 T r a n s p o r t a t i o n 2, 0 0 3 14 , 0 5 6 a 2, 3 0 0 1 0 , 4 9 1 6, 6 2 8 1, 8 5 2 2, 0 2 4 2,651 1,436 1,284 E c o n o m i c e n v i r o n m e n t 2, 6 2 9 2, 4 2 5 2, 7 0 8 3, 2 9 8 2, 8 4 4 3, 3 2 7 1, 9 8 2 2,444 1,687 2,988 H u m a n s e r v i c e s - - - - - - - 211 180 147 C u l t u r e a n d r e c r e a t i o n 7, 5 7 6 7, 8 7 4 8, 9 7 3 9, 6 8 2 9, 3 1 7 9, 4 2 4 7, 6 2 5 8,506 7,789 7,915 Su b t o t a l g o v e r n m e n t a l a c t i v i t i e s 35 , 1 0 3 47 , 6 1 5 39 , 2 2 7 50 , 4 5 2 53 , 9 0 8 49 , 8 7 2 45 , 8 1 2 48,320 45,590 46,131 Bu s i n e s s - t y p e a c t i v i t i e s : W a t e r a n d s e w e r u t i l i t y 46 , 3 5 7 47 , 6 5 6 52 , 2 6 4 56 , 0 7 1 52 , 8 0 7 55 , 2 9 1 63 , 4 2 6 63,566 68,812 69,732 Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) Schedule 2a Ci t y o f C l e a r w a t e r , F l o r i d a Pr o g r a m R e v e n u e s b y F u n c t i o n / P r o g r a m La s t T e n F i s c a l Y e a r s (a c c r u a l b a s i s o f a c c o u n t i n g ) 145 G a s u t i l i t y 33 , 0 0 1 37 , 4 6 9 43 , 1 6 0 38 , 9 0 6 40 , 9 0 2 39 , 0 7 8 36 , 6 7 2 36,470 36,351 38,143 S o l i d w a s t e u t i l i t y 16 , 8 2 3 16 , 5 4 1 16 , 8 1 6 17 , 3 0 1 17 , 5 1 2 17 , 8 4 7 18 , 4 2 2 19,205 19,462 19,504 S t o r m w a t e r u t i l i t y 11 , 1 5 8 14 , 0 6 1 14 , 3 4 3 12 , 5 5 9 12 , 9 4 1 14 , 4 7 8 15 , 6 8 2 16,523 15,961 16,869 R e c y c l i n g 2, 6 4 9 2, 8 4 3 2, 7 9 9 3, 2 8 7 3, 4 9 3 2, 3 1 0 2, 7 7 9 3,218 2,764 2,536 M a r i n e 3, 7 5 0 3, 7 2 1 4, 1 2 8 4, 3 2 3 4, 8 1 0 4, 0 3 1 4, 0 6 4 4,387 4,259 4,334 A v i a t i o n 25 3 25 1 48 9 24 2 33 5 36 5 49 1 454 776 1,491 P a r k i n g s y s t e m 4, 4 1 8 4, 7 5 2 4, 9 8 1 4, 6 5 5 4, 2 6 6 5, 1 5 7 4, 3 6 4 4,677 4,890 4,994 H a r b o r v i e w c e n t e r 1, 6 5 5 1, 6 4 6 1, 8 4 2 1, 8 4 6 2, 0 3 2 1, 6 4 1 44 0 51 209 48 C l e a r w a t e r H a r b o r M a r i n a - - - - - 50 2, 4 0 2 391 518 696 Su b t o t a l b u s i n e s s - t y p e a c t i v i t i e s 1 2 0 , 0 6 4 12 8 , 9 4 0 14 0 , 8 2 2 13 9 , 1 9 0 13 9 , 0 9 8 14 0 , 2 4 8 14 8 , 7 4 2 148,942 154,002 158,347 To t a l p r i m a r y g o v e r n m e n t 15 5 , 1 6 7 $ 17 6 , 5 5 5 $ 18 0 , 0 4 9 $ 18 9 , 6 4 2 $ 19 3 , 0 0 6 $ 19 0 , 1 2 0 $ 19 4 , 5 5 4 $ 197,262$ 199,592$ 204,478$ a I n 2 0 0 5 , t h e C i t y r e c e i v e d a $ 1 0 m i l l i o n r e i m b u r s e m e n t g r a n t f r o m t h e F l o r i d a D e p a r t m e n t o f R e v e n u e f o r c o n s t r u c t i o n o f t h e n e w C l e a r w a t e r M e m o r i a l C a u s e w a y B r i d g e . b F r a n c h i s e f e e s r e c l a s s i f i e d f r o m G e n e r a l R e v e n u e s t o C ha r g e s f o r S e r v i c e s e f f e c t i v e w i t h f i s c a l 2 0 0 8 , p e r g u i d a n c e f r o m S t a t e o f F l o r i d a , D e p a r t m e n t o f F i n a n c i a l S e r v i c e s , B u r e a u o f L o c a l G o v e r n m e n t . 145 Attachment number 1 \nPage 157 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 20 1 1 b 20 1 2 2013 Ge n e r a l F u n d : N o n s p e n d a b l e - $ - $ - $ - $ - $ - $ - $ 24 $ 25$ 37$ R e s t r i c t e d - - - - - - - - - - C o m m i t t e d - - - - - - - - - - A s s i g n e d - - - - - - - 85 6 1, 0 4 3 588 U n a s s i g n e d - - - - - - - 23 , 0 8 1 22 , 0 3 4 21,664 R e s e r v e d 2, 7 6 2 3, 0 6 4 2, 9 4 1 3, 4 7 6 3, 5 0 0 3, 1 6 8 1, 1 6 4 - - - U n r e s e r v e d 13 , 0 7 7 15 , 5 7 5 21 , 4 7 9 23 , 5 8 0 17 , 5 6 4 19 , 1 7 1 22 , 9 0 3 - - - To t a l G e n e r a l F u n d 15 , 8 3 9 $ 18 , 6 3 9 $ 24 , 4 2 0 $ 27 , 0 5 6 $ 21 , 0 6 4 $ 22 , 3 3 9 $ 24 , 0 6 7 $ 23 , 9 6 1 $ 23 , 1 0 2 $ 22,289$ Al l O t h e r G o v e r n m e n t a l F u n d s : N o n s p e n d a b l e - $ - $ - $ - $ - $ - $ - $ 90 $ 87$ 96$ R e s t r i c t e d - - - - - - - 61 , 9 9 1 65 , 6 4 5 60,493 Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) Schedule 3 Ci t y o f C l e a r w a t e r , F l o r i d a Fu n d B a l a n c e s o f G o v e r n m e n t a l F u n d s La s t T e n F i s c a l Y e a r s (m o d i f i e d a c c r u a l b a s i s o f a c c o u n t i n g ) 146 , , , C o m m i t t e d - - - - - - - 17 , 1 3 1 17 , 3 4 6 27,322 A s s i g n e d - - - - - - - 7, 4 0 4 8, 4 8 8 5,801 U n a s s i g n e d - - - - - - - (1 , 9 2 1 ) (2 , 1 1 9 ) (3,917) R e s e r v e d 29 , 4 2 1 30 , 0 4 0 35 , 3 6 3 48 , 7 2 2 36 , 6 4 1 37 , 2 5 9 29 , 9 7 0 - - - U n r e s e r v e d , r e p o r t e d i n : S p e c i a l r e v e n u e f u n d s 15 , 3 2 5 17 , 3 4 0 19 , 6 0 8 18 , 6 5 6 16 , 4 2 6 16 , 8 9 9 13 , 9 4 4 - - - D e b t s e r v i c e f u n d s 28 2, 2 4 8 64 90 11 3 13 6 7, 7 2 6 - - - C a p i t a l p r o j e c t f u n d s 17 , 7 9 6 25 , 4 6 2 27 , 7 4 6 19 , 2 2 5 40 , 6 8 5 a 36 , 7 5 7 36 , 2 4 0 - - - To t a l a l l o t h e r g o v e r n m e n t a l f u n d s 62 , 5 7 0 $ 75 , 0 9 0 $ 82 , 7 8 1 $ 86 , 6 9 3 $ 93 , 8 6 5 $ 91 , 0 5 1 $ 87 , 8 8 0 $ 84 , 6 9 5 $ 89 , 4 4 7 $ 89,795$ a T h e f i s c a l 2 0 0 8 u n r e s e r v e d f u n d b a l a n c e i n c r e a s e f o r c a p i t a l p r o j e c t s i s d u e t o f u n d i n g o f c a p i t a l p r o j e c t s i n a d v a n c e o f p r o j e c t e x p e n d i t u r e s . b G A S B S t a t e m e n t N o . 5 4 w a s i m p l e m e n t e d i n 2 0 1 1 a n d r e f l e c t s n e w f u n d b a l a n c e c l a s s i f i c a t i o n f o r 2 0 1 1 . Th e n e w c l a s s i f i c a t i o n s h a v e n o t b e e n r e s t a t e d f o r 2 0 1 0 a n d p r i o r . Attachment number 1 \nPage 158 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 20 0 8 20 0 9 20 1 0 201120122013 To t a l G o v e r n m e n t a l F u n d s : P r o p e r t y t a x e s 3 7 , 1 5 7 $ 41 , 5 8 8 $ 48 , 0 7 6 $ 53 , 7 1 7 $ 50 , 3 4 7 $ 46 , 5 7 9 $ 44 , 0 9 7 $ 3 9 , 2 9 0 $ 37,954$ 37,413$ S a l e s t a x e s 9, 1 2 0 9, 9 7 8 10 , 7 0 5 9, 9 3 1 9, 8 6 3 8, 5 7 4 7, 9 8 7 7,929 8,393 8,868 U t i l i t y t a x e s 10 , 2 3 7 10 , 6 1 1 11 , 2 6 4 11 , 4 1 0 11 , 5 3 3 12 , 0 2 0 13 , 5 7 4 13,229 12,735 13,473 C o m m u n i c a t i o n s s e r v i c e s t a x e s 6, 7 9 0 6, 8 8 3 6, 8 5 4 6, 7 8 4 6, 7 4 7 6, 9 6 6 6, 1 0 7 5,852 5,871 5,470 O t h e r t a x e s 2, 8 9 1 3, 0 0 2 3, 0 1 6 3, 0 1 5 3, 6 6 9 4, 1 6 7 3, 6 1 3 3,561 3,308 3,556 F r a n c h i s e f e e s 7, 5 0 5 8, 2 2 6 9, 4 3 5 9, 5 0 5 9, 2 5 4 10 , 2 0 4 10 , 5 4 0 9,994 9,603 9,164 L i c e n s e s , p e r m i t s , a n d f e e s 3, 1 6 8 3, 6 5 6 4, 7 8 0 4, 4 4 1 2, 7 1 9 1, 9 1 8 1, 7 6 6 2,364 2,117 2,187 I n t e r g o v e r n m e n t a l r e v e n u e s 22 , 0 8 9 36 , 7 0 4 25 , 4 0 7 34 , 6 2 2 31 , 4 7 3 27 , 9 7 2 25 , 4 0 0 26,693 25,750 26,842 C h a r g e s f o r s e r v i c e s 12 , 1 9 8 12 , 5 7 0 14 , 6 6 9 14 , 8 0 6 14 , 8 9 5 14 , 9 3 3 14 , 8 0 3 14,081 14,682 14,484 F i n e s a n d f o r f e i t u r e s 1, 7 4 2 1, 2 6 3 1, 5 5 7 1, 4 0 1 1, 2 9 8 1, 4 7 8 1, 1 0 1 1,638 985 1,808 I n v e s t m e n t e a r n i n g s 2, 4 9 1 1, 7 5 6 3, 7 8 4 5, 4 0 0 4, 1 0 1 5, 7 6 8 3, 3 6 0 1,937 1,719 (668) M i s c e l l a n e o u s 3, 2 5 7 2, 8 1 3 2, 0 8 9 4, 1 7 3 4, 9 6 1 1, 8 8 0 1, 7 0 9 2,963 2,016 2,310 To t a l r e v e n u e s 11 8 , 6 4 5 13 9 , 0 5 0 14 1 , 6 3 6 15 9 , 2 0 5 15 0 , 8 6 0 14 2 , 4 5 9 13 4 , 0 5 7 129,531 125,133 124,907 Ex p e n d i t u r e s To t a l G o v e r n m e n t a l F u n d s : C u r r e n t : G e n e r a l g o v e r n m e n t 11 , 1 8 9 11 , 3 2 8 12 , 5 9 0 13 , 3 5 7 14 , 1 7 0 13 , 6 3 3 15 , 6 7 6 15,042 12,764 12,520 P u b l i c s a f e t y 50 , 3 0 3 55 , 4 0 5 57 , 2 6 5 65 , 0 9 9 64 , 6 3 6 64 , 2 4 2 64 , 7 3 4 63,610 64,171 66,262 P h y s i c a l e n v i r o n m e n t 2, 4 9 8 2, 7 3 7 3, 0 3 5 2, 9 6 4 2, 6 7 3 4, 0 8 5 3, 7 7 7 3,722 3,032 3,376 T r a n s p o r t a t i o n 9, 7 0 2 9, 6 0 4 10 , 2 6 7 11 , 1 6 2 9, 9 5 0 7, 7 6 8 9, 1 2 8 8,536 8,332 7,522 E c o n o m i c e n v i r o n m e n t 3, 2 3 9 3, 3 9 2 3, 3 2 4 3, 1 7 5 4, 2 1 3 3, 1 6 6 3, 0 8 9 2,773 2,470 3,256 H u m a n s e r v i c e s 56 2 53 0 44 2 45 3 43 7 40 5 10 0 180 182 104 Re v e n u e s Fi s c a l Y e a r (a m o u n t s i n t h o u s a n d s ) Schedule 4 Ci t y o f C l e a r w a t e r , F l o r i d a Ch a n g e s i n F u n d B a l a n c e s o f G o v e r n m e n t a l F u n d s La s t T e n F i s c a l Y e a r s (m o d i f i e d a c c r u a l b a s i s o f a c c o u n t i n g ) 147 C u l t u r e a n d r e c r e a t i o n 24 , 2 2 8 25 , 0 1 1 28 , 5 4 4 29 , 9 3 9 30 , 3 1 7 27 , 1 1 4 25 , 8 8 3 25,198 27,028 26,567 D e b t s e r v i c e : P r i n c i p a l 7, 4 8 3 7, 3 4 5 7, 2 5 7 7, 1 9 2 7, 4 1 4 7, 8 2 5 1 1 , 6 7 0 9,510 1,049 1,049 I n t e r e s t & i s s u a n c e c o s t s 2, 9 2 2 2, 6 1 0 3, 0 2 9 a 1, 9 9 9 1, 7 2 8 1, 6 1 7 1, 3 3 9 856 548 538 C a p i t a l o u t l a y 19 , 8 5 9 10 , 2 5 2 9, 8 3 4 24 , 1 2 6 21 , 9 7 0 22 , 3 1 2 10 , 1 4 5 9,165 8,860 13,318 T o t a l e x p e n d i t u r e s 13 1 , 9 8 5 12 8 , 2 1 4 13 5 , 5 8 7 15 9 , 4 6 6 15 7 , 5 0 8 15 2 , 1 6 7 14 5 , 5 4 1 138,592 128,436 134,512 Ex c e s s ( d e f i c i e n c y ) o f r e v e n u e s o v e r ( u n d e r ) e x p e n d i t u r e s (1 3 , 3 4 0 ) 10 , 8 3 6 6, 0 4 9 (2 6 1 ) (6 , 6 4 8 ) (9 , 7 0 8 ) ( 1 1 , 4 8 4 ) (9,061) (3,303) (9,605) To t a l G o v e r n m e n t a l F u n d s : T r a n s f e r s i n 29 , 8 5 4 28 , 2 0 5 35 , 2 5 8 47 , 3 3 4 42 , 4 8 1 38 , 9 5 6 52 , 4 8 1 34,908 31,373 35,813 T r a n s f e r s o u t (2 6 , 7 5 0 ) (2 4 , 1 6 0 ) (2 9 , 8 5 0 ) (4 0 , 7 7 9 ) (3 9 , 0 2 3 ) (3 1 , 3 1 2 ) (4 2 , 4 4 0 ) (30,204) (24,491) (26,673) S a l e o f c a p i t a l a s s e t s 72 0 - 12 0 - - - - - - - L a n d h e l d f o r r e s a l e f r o m g e n e r a l g o v e r n m e n t - - 1, 0 0 0 - - - - - - - L o n g t e r m d e b t i s s u e d 20 1 43 9 89 5 25 4 4, 3 7 0 52 5 - 1,066 314 - P r o c e e d s o f r e f u n d i n g b o n d s - - - - - - - - - - P r e m i u m o n r e v e n u e b o n d s i s s u e d - - - - - - - - - - P a y m e n t t o r e f u n d e d b o n d e s c r o w a g e n t - - - - - - - - - - To t a l o t h e r f i n a n c i n g s o u r c e s ( u s e s ) 4, 0 2 5 4, 4 8 4 7, 4 2 3 6, 8 0 9 7, 8 2 8 8, 1 6 9 1 0 , 0 4 1 5,770 7,196 9,140 (9 , 3 1 5 ) $ 15 , 3 2 0 $ 13 , 4 7 2 $ 6, 5 4 8 $ 1, 1 8 0 $ (1 , 5 3 9 ) $ (1 , 4 4 3 ) $ (3,291)$ 3,893$ (465)$ De b t s e r v i c e a s a p e r c e n t a g e o f n o n c a p i t a l e x p e n d i t u r e s 14 . 1 % 8 . 7 % 8 . 5 % 6 . 9 % 6 . 8 % 7 . 4 % 9 . 6 % 8 . 2 % 1 . 4 % 1 . 3 % a T h e i n c r e a s e i n f i s c a l 2 0 0 6 i n t e r e s t a n d i s s u a n c e c o s t s i s d u e t o $ 7 4 2 t h o u s a n d o f a r b i t r a g e r e b a t e o n t h e 2 0 0 1 I n f r a s t r u c t u r e S a l e s T a x r e v e n u e b o n d s . Ot h e r F i n a n c i n g S o u r c e s ( U s e s ) Ne t C h a n g e i n F u n d B a l a n c e s 147 Attachment number 1 \nPage 159 of 190 Item # 2 Le s s : Go v e r n m e n t Ho m e s t e a d To t a l EstimatedAssessed an d As s e s s m e n t L e s s : Ta x a b l e T o t a l A c t u a l V a l u e a s a Fi s c a l R e s i d e n t i a l C o m m e r c i a l I n d u s t r i a l I n s t i t u t i o n a l P e r s o n a l O t h e r C a p T a x E x e m p t A s s e s s e d D i r e c t T a x a b l e P e r c e n t a g e o f Ye a r Pr o p e r t y P r o p e r t y P r o p e r t y P r o p e r t y P r o p e r t y P r o p e r t y D i f f e r e n t i a l b Pr o p e r t y Val u e T a x R a t e cValueActual Value 20 0 4 6 , 0 4 3 , 6 1 1 $ 1, 5 3 7 , 6 1 2 $ 11 6 , 8 2 2 $ 1, 0 8 3 , 1 8 6 $ 61 6 , 8 8 3 $ 63 , 7 4 6 $ 96 6 , 8 3 0 $ 1, 8 0 1 , 7 6 5 $ 6, 6 9 3 , 2 6 5 $ 5. 7 5 3 0 7 , 8 7 4 , 4 2 9 $ 85.0% 20 0 5 6 , 9 2 3 , 8 6 3 1, 7 1 4 , 6 8 4 13 1 , 5 1 8 1, 2 0 1 , 4 6 3 60 4 , 7 4 7 62 , 3 3 9 1, 2 4 6 , 7 7 9 1, 9 2 3 , 1 0 8 7, 4 6 8 , 7 2 7 5. 7 5 3 0 8 , 7 8 6 , 7 3 8 85.0% 20 0 6 8 , 3 2 5 , 1 3 4 1, 9 0 2 , 6 2 7 15 3 , 0 3 5 1, 3 2 9 , 2 1 9 60 5 , 1 0 2 70 , 6 6 5 1, 6 9 0 , 2 0 8 2, 0 4 5 , 3 4 3 8, 6 5 0 , 2 3 1 5. 7 5 3 0 1 0 , 1 7 6 , 7 4 2 85.0% 20 0 7 1 0 , 9 6 7 , 9 1 0 2, 2 9 4 , 4 9 2 17 8 , 9 8 7 1, 4 9 9 , 4 3 4 63 7 , 3 0 8 67 , 4 7 8 2, 7 6 7 , 0 3 5 2, 2 2 2 , 3 2 9 10 , 6 5 6 , 2 4 5 5. 2 0 8 8 1 2 , 5 3 6 , 7 5 9 85.0% 20 0 8 1 1 , 3 5 9 , 7 5 2 2, 3 8 5 , 9 4 3 18 7 , 5 5 7 1, 5 0 0 , 6 3 3 64 0 , 3 8 7 72 , 9 1 3 2, 6 9 1 , 2 9 8 2, 3 0 7 , 1 3 2 11 , 1 4 8 , 7 5 5 4. 6 7 7 7 1 3 , 1 1 6 , 1 8 2 85.0% 20 0 9 9 , 9 6 5 , 5 8 9 2, 3 5 3 , 5 6 3 19 2 , 9 4 0 1, 5 8 6 , 8 8 2 64 5 , 4 6 0 89 , 6 8 6 1, 7 2 1 , 7 7 3 2, 9 5 1 , 3 5 7 10 , 1 6 0 , 9 9 0 4. 7 2 5 4 1 1 , 9 5 4 , 1 0 6 85.0% 20 1 0 8 , 1 6 3 , 8 9 7 2, 3 4 6 , 4 6 2 18 5 , 3 5 3 1, 1 5 6 , 8 1 1 65 7 , 9 3 3 95 , 2 5 9 90 7 , 0 8 7 2, 8 7 8 , 1 3 6 8, 8 2 0 , 4 9 2 5. 1 5 5 0 1 0 , 3 7 7 , 0 4 9 85.0% 20 1 1 7 , 0 6 9 , 2 3 6 2, 0 4 3 , 8 1 3 16 2 , 5 2 9 99 9 , 8 8 4 63 0 , 0 4 4 11 2 , 8 6 4 47 2 , 7 9 3 2, 6 7 9 , 1 6 7 7, 8 6 6 , 4 1 0 5. 1 5 5 0 9 , 2 5 4 , 6 0 0 85.0%Schedule 5 As s e s s e d V a l u e a Ci t y o f C l e a r w a t e r , F l o r i d a As s e s s e d V a l u e a n d E s t i m a t e d A c t u a l V a l u e o f T a x a b l e P r o p e r t y La s t T e n F i s c a l Y e a r s (i n t h o u s a n d s o f d o l l a r s ) 148 20 1 1 7, 0 6 9 , 2 3 6 2, 0 4 3 , 8 1 3 16 2 , 5 2 9 99 9 , 8 8 4 63 0 , 0 4 4 11 2 , 8 6 4 47 2 , 7 9 3 2, 6 7 9 , 1 6 7 7, 8 6 6 , 4 1 0 5. 1 5 5 0 9,254,600 85.0% 20 1 2 6 , 7 3 2 , 5 8 5 2, 0 0 1 , 9 4 5 14 9 , 1 6 6 97 3 , 9 1 7 60 9 , 7 0 4 94 , 7 5 0 39 1 , 6 7 0 2, 5 7 3 , 4 4 8 7, 5 9 6 , 9 4 9 5. 1 5 5 0 8 , 9 3 7 , 5 8 7 85.0% 20 1 3 6 , 4 5 1 , 6 1 0 2, 0 5 9 , 9 0 8 14 1 , 4 2 7 1, 0 5 1 , 7 3 8 59 3 , 5 8 9 10 8 , 4 8 2 29 0 , 8 3 1 2, 6 2 3 , 6 9 9 7, 4 9 2 , 2 2 4 5. 1 5 5 0 8 , 8 1 4 , 3 8 1 85.0% a P r o p e r t i e s a r e a s s e s s e d a t a p p r o x i m a t e l y 8 5 % o f m a r k e t v a l u e t o r e f l e c t c o s t o f s a l e s , p e r s o n a l p r o p e r t y i n c l u d e d i n m a r k e t v a l u e , e t c . b F l o r i d a S t a t u t e s , 1 9 3 . 1 5 5 , p r o v i d e s f o r a n a n n u a l c a p o n a s s e s s m e n t i n c r e a s e s f o r " H o m e s t e a d p r o p e r t i e s " ( p r o p e r t i e s q u a l i f y i n g f o r H o m e s t e a d e x e m p t i o n ) . T h e c a p i s t h e l o w e r o f 3 % o f t h e a s s e s s e d v a l u e o f t h e p r o p e r t y o r t h e p e r c e n t a g e c h a n g e i n t h e C o n s u m e r P r i c e I n d e x f o r A l l U r b a n C o n s u m e r s . c R a t e i s p e r $ 1 , 0 0 0 o f a s s e s s e d v a l u e Attachment number 1 \nPage 160 of 190 Item # 2 Fiscal YearOperating GOB Debt Service Total Direct Pinellas County Pinellas County Schools Pinellas Transit District Emergency Medical Services Other Districts Downtown Development Board a 20045.7530 0.00005.75306.14108.24300.63190.66001.65621.0000 20055.7530 0.00005.75306.14108.12200.63770.66001.65571.0000 20065.7530 0.00005.75306.14108.39000.63770.66001.65551.0000 20075.2088 0.00005.20885.47008.21000.60740.63001.63781.0000 20084.6777 0.00004.67774.87307.73100.56010.58321.51210.9651 20094.7254 0.00004.72544.87308.06100.56010.58321.55510.9651 20105.1550 0.00005.15504.87308.34600.56010.58321.51060.9651 20115.1550 0.00005.15504.87308.34000.56010.58321.44100.9651 20125.1550 0.00005.15504.87308.38500.73050.85061.23900.9651 20135.1550 0.00005.15505.07278.30200.73050.91581.3034 b 0.9651 Source: Pinellas County Property Appraiser a A separate taxing district established by referendum which affects only downtown properties. b "Other" includes Pinellas County Planning Council 0.0125; Juvenile Welfare Board 0.8981; SW Florida Water Management District 0.3928. Schedule 6 City Direct Rates Overlapping Rates City of Clearwater, Florida Direct and Overlapping Property Tax Rates Last Ten Fiscal Years (rate per $1,000 of assessed value) 149 Attachment number 1 \nPage 161 of 190 Item # 2 Fiscal Year Taxes Levied for the Fiscal YearAmount Percentage of Levy Collections in Subsequent Years Amount Percentage of Levy 2004 38,506,354$ 37,015,835$ 96.13 131,782$ 37,147,617$ 96.47 2005 42,967,58541,463,597 96.50 121,773 41,585,370 96.78 2006 49,764,77947,957,449 96.37 54,756 48,012,205 96.48 2007 55,506,24853,668,684 96.69 149,207 53,817,891 96.96 2008 52,150,53450,215,870 96.29 216,646 50,432,516 96.71 2009 48,014,74046,405,161 96.65 208,895 46,614,056 97.08 2010 45,469,63843,912,287 96.57 150,712 44,062,999 96.91 2011 40,551,36339,163,100 96.58 40,560 39,203,660 96.68 2012 39,162,29537,874,151 96.71 32,637 37,906,788 96.79 2013 38,622,43837,298,959 96.57 - 37,298,959 96.57 Note1:Discountsareallowedforearlypayment:4%forNovember,3%forDecember,2%forJanuary,and1%for February. No discount is allowed for payment in March. Penalties are assessed beginning in April. Note2:Priortofiscalyear2012,thePinellasCountyTaxCollectordidnotallocatedelinquenttaxescollectedbythe originaltaxyearlevied.Consequently,allcollectionsofdelinquenttaxeswereappliedtotheimmediatelyprecedingtax year.Beginningwithfiscalyear2012,theTaxCollectorhasallocateddelinquenttaxescollectedbytheoriginaltax year levied. Schedule 7 Collected within the Fiscal Year of the Levy Total Collections to Date City of Clearwater, Florida Property Tax Levies and Collections Last Ten Fiscal Years 150 Attachment number 1 \nPage 162 of 190 Item # 2 Taxpayer Taxable Assessed ValueRank Percentage of Total City Taxable Assessed Value Taxable Assessed ValueRank Percentage of Total City Taxable Assessed Value REAL PROPERTY BELLWETHER PROP FLA 134,375,938$ 11.79%96,895,400$ 11.16% CRYSTAL BEACH CAPITAL LLC 67,848,466 20.91% JOHN S TAYLOR PROPERTIES LLC 43,830,00030.59%31,042,00020.37% STANDARD GRAND RESERVE LLC 39,100,00040.52% CENTRO NP CLEARWATER MALL LLC37,420,91150.50% SAND KEY ASSOC LTD PARTNERSHIP36,550,00060.49%25,500,00080.31% SANDPEARL RESORT LLC 34,814,39270.46% ZOM BAYSIDE ARBORS LTD 34,218,92580.46% NWP CLEARWATER HOLDINGS LLC 30,500,00090.41% WEINGARTEN NOSTAT INC 26,398,500100.35%25,875,00070.31% CALIFORNIA STATE TEACHERS 29,300,00030.35% GRAND VENEZIA BAYWATCH LP 28,400,00040.34% GRAND BELLAGIO BAYWATCH LTD 27,840,90050.33% CLEARWATER BEACH DEV 26,000,00060.31% ST JOE CO 24,300,00090.29% NORTHWOOD PLAZA 22,500,000100.27% Total 485,057,132$ 6.47%337,653,300$ 4.06% Source: Pinellas County Property Appraiser Schedule 8a City of Clearwater, Florida Principal Real Property Taxpayers Current Year and Nine Years Ago 2013 2004 151 Attachment number 1 \nPage 163 of 190 Item # 2 Taxpayer Taxable Assessed ValueRank Percentage of Total City Taxable Assessed Value Taxable Assessed ValueRank Percentage of Total City Taxable Assessed Value PERSONAL PROPERTY FLORIDA POWER CORP (1)68,759,251$ 117.09%54,208,940$ 210.67% VERIZON FLORIDA LLC (2)36,745,54629.13%61,569,380 112.12% BRIGHT HOUSE NETWORKS LLC (3)13,595,18733.38%15,298,960 33.01% PUBLIX SUPER MARKET9,264,32842.30% FLORIDA GAS TRANSMISSION8,056,27852.00% HYATT REGENCY CLEARWATER BEACH6,627,99261.65% INSTRUMENT TRANSFORMERS6,263,53171.56%5,656,53061.11% MODEL SCREW PRODUCTS INC5,535,80781.38% HILTON CLEARWATER BEACH RESORT4,668,74391.16% MONIN INC4,530,651101.13% BAUSCH & LOMB INC 9,699,90041.91% GTE AMERICAST 6,696,51051.32% BURDINES INC 4,546,13070.89% SHERATON SAND KEY 3,499,33080.69% ADAMS MARK 2,793,18090.55% GENERAL ELECTRIC CREDIT CO2,732,720100.54% Total164,047,314$ 40.77%166,701,580$ 32.81% Notes: (1) Progress Energy was formerly Florida Power (2) Verizon Florida, Inc. was formerly GTE (3) Bright House Networks was formerly Time Warner Entertainment Source: Pinellas County Property Appraiser Schedule 8b City of Clearwater, Florida Principal Personal Property Taxpayers Current Year and Nine Years Ago 2013 2004 152 Attachment number 1 \nPage 164 of 190 Item # 2 Sp r i n g T r a i n i n g Pu b l i c S e r v i c e S a l e s T a x F a c i l i t y W a t e r / S e w e r G a s S t o r m w a t e r P u b l i c S e r v i c e T o t a l P e r c e n t a g e Fi s c a l T a x R e v e n u e R e v e n u e I n t e r g o v e r n m e n t a l C a p i t a l R e v e n u e R e v e n u e R e v e n u e T a x R e v e n u e C a p i t a l P r i m a r y o f P e r s o n a l P e r Ye a r Bo n d s Bo n d s Re v e n u e B o n d s Le a s e s Bo n d s Bo n d s Bo n d s Bo n d s Le a s e s Go v e r n m e n t In c o m e (a)Capita (a) 20 0 4 1 0 , 5 9 0 $ 3 6 , 0 7 5 $ 1 4 , 1 8 5 $ 1 0 , 6 7 2 $ 1 2 3 , 6 9 0 $ 2 8 , 0 4 0 $ 4 5 , 6 9 5 $ 5 5 $ 2 , 3 5 8 $ 2 7 1 , 3 6 0 $ 7 . 3 7 % 2 , 4 6 0 20 0 5 1 0 , 2 4 1 30 , 6 1 5 13 , 7 2 0 9, 8 9 1 11 9 , 4 4 1 27 , 7 5 5 45 , 7 5 5 29 2 , 3 3 0 25 9 , 7 7 7 6.73%2,344 20 0 6 9 , 8 8 5 24 , 9 5 5 13 , 2 4 5 11 , 0 4 7 14 1 , 5 2 4 26 , 9 3 0 44 , 8 3 0 - 1 , 9 0 6 27 4 , 3 2 2 6.69%2,480 20 0 7 9 , 5 6 5 19 , 0 8 0 12 , 7 5 5 10 , 8 4 0 13 6 , 9 5 5 23 , 0 1 5 43 , 8 4 5 - 1 , 3 6 6 25 7 , 4 2 1 5.91%2,330 20 0 8 1 3 , 0 0 0 12 , 9 7 5 12 , 2 5 5 10 , 5 6 0 13 2 , 2 9 0 18 , 2 4 0 42 , 8 3 0 9, 1 3 5 9 3 2 2 5 2 , 2 1 7 5.63%2,288 20 0 9 1 2 , 5 4 5 6, 6 2 0 11 , 7 4 0 9, 2 3 0 19 0 , 4 1 5 17 , 4 7 0 41 , 7 8 0 9, 1 3 5 6 6 0 2 9 9 , 5 9 5 6.70%2,726 20 1 0 8 , 5 4 0 - 11 , 2 1 0 8, 2 7 9 18 5 , 7 3 0 16 , 6 9 5 40 , 7 0 0 - 6 3 0 2 7 1 , 7 8 4 6.33%2,524 20 1 1 10 6 6 0 8 7 2 2 17 9 2 7 5 15 9 0 0 39 5 8 0 80 8 25 4 9 4 5 632%2365Schedule 9 Bu s i n e s s - T y p e A c t i v i t i e s Go v e r n m e n t a l A c t i v i t i e s Ci t y o f C l e a r w a t e r , F l o r i d a Ra t i o s o f O u t s t a n d i n g D e b t b y T y p e La s t T e n F i s c a l Y e a r s (a m o u n t s i n t h o u s a n d s , e x c e p t p e r c a p i t a ) 153 20 1 1 - - 10 ,66 0 8,72 2 17 9 ,27 5 15 ,90 0 39 ,58 0 - 80 8 25 4 ,94 5 6.32%2,365 20 1 2 - - 10 , 0 9 0 9, 0 5 8 17 4 , 0 8 5 15 , 1 0 5 37 , 4 9 5 - 7 6 5 2 4 6 , 5 9 8 6.08%2,285 20 1 3 - - 9, 5 0 0 8, 2 4 9 16 8 , 6 2 0 36 , 5 6 5 14 , 3 7 5 - 5 1 2 2 3 7 , 8 2 1 5.63%2,181 No t e : D e t a i l s r e g a r d i n g t h e C i t y ' s o u t s t a n d i n g d e b t c a n b e f o u n d i n t h e n o t e s t o t h e f i n a n c i a l s t a t e m e n t s . (a ) S e e S c h e d u l e 1 4 f o r p e r s o n a l i n c o m e a n d p o p u l a t i o n d a t a . T h e s e r a t i o s a r e c a l c u l a t e d u s i n g p e r s o n a l i n c o m e f r o m t w o f i s c a l y e a r s p r i o r , as n o t e d o n S c h e d u l e 1 4 . Attachment number 1 \nPage 165 of 190 Item # 2 Percentage of GeneralPublic ServiceSales TaxActual Taxable FiscalObligationTax RevenueRevenueValue ofPer YearBondsBondsBondsTotalProperty (a)Capita (b) 2004-$ 10,645$ 36,075$ 46,720$ 0.59%423 2005 - 10,270 30,615 40,885 0.47%369 2006 - 9,885 24,955 34,840 0.34%315 2007 - 9,565 19,080 28,645 0.23%259 2008 - 13,000 12,975 25,975 0.20%236 2009 - 12,545 6,620 19,165 0.16%174 2010 - 8,540 - 8,540 0.08%79 2011 - - - - - - 2012 - - - - - - 2013 - - - - - - (a) See Schedule 5 for property value data. (b) Population data can be found in Schedule 14. Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Schedule 10 General Bonded Debt Outstanding City of Clearwater, Florida Ratios of General Bonded Debt Outstanding Last Ten Fiscal Years (amounts in thousands, except per capita) 154 Attachment number 1 \nPage 166 of 190 Item # 2 Estimated EstimatedShare of DebtPercentageOverlapping Governmental Unit Outstanding Applicable a Debt Debt repaid with property taxes -$ n/a-$ Other debt Pinellas County Governmental Activities Bonds 3,109 13.8%429 Pinellas County School District State Bonds b 21,985 13.8%3,031 Pinellas County School District Capital Leases12,546 13.8%1,729 Subtotal, overlapping debt 5,189 City direct debt 17,749 Total direct and overlapping debt 22,938$ Sources: Assessed value data used to estimate applicable percentages provided by Pinellas County Property Appraiser Debt outstanding data is provided by each respective governmental unit. Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the city. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of Clearwater. This process recognizes that, when considering the city's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. a The percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the City's boundaries and dividing it by each unit's total taxable assessed value. b The School District State Bonds are secured by a pledge of the District's portion of the State-assessed motor vehicle license tax. The State's full faith and credit is also pledged for the bonds. (amounts in thousands) Schedule 11 City of Clearwater, Florida Direct and Overlapping Governmental Activities Debt As of September 30, 2013 155 Attachment number 1 \nPage 167 of 190 Item # 2 Total Net Debt Applicable Total Net Debtto Limit FiscalDebtApplicableLegalas Percentage YearLimitto LimitDebt Marginof Debt Limit 20041,236,804$ 249,370$ 987,434$ 20.16 20051,395,730 236,154 1,159,576 16.92 20061,631,179 247,706 1,383,473 15.19 20072,028,832 230,639 1,798,193 11.37 20082,128,847 224,224 1,904,623 10.53 20091,942,045 271,594 1,670,451 13.98 20101,672,462 248,800 1,423,662 14.88 20111,982,900 232,771 1,750,129 11.74 20121,911,916 224,409 1,687,507 11.74 20131,904,237 215,753 1,688,484 11.33 Legal Debt Margin Calculation for Fiscal Year 2013: Assessed valuation of non-exempt real estate 9,521,187$ Debt Limit (20% of assessed valuation per City Charter)1,904,237 Debt applicable to limit: Revenue bonds 229,060$ Capital leases 8,760 Less: Amount set aside for repayment of bonded debt (22,067) 215,753 Legal debt margin 1,688,484$ Note: Per City Charter, the City's indebtedness, to include revenue, refunding, and improvement bonds shall not exceed 20 percent of the current assessed valuation of all real property located in the City. (amounts in thousands) Schedule 12 City of Clearwater, Florida Legal Debt Margin Information Last Ten Fiscal Years 156 Attachment number 1 \nPage 168 of 190 Item # 2 Less:Net FiscalGrossOperatingAvailable Year Revenues Expenses Revenues Principal Interest Coverage 2004 9,120$ -$ 9,120$ 5,270$ 1,674$ 1.31 2005 9,978 - 9,978 5,460 1,432 1.45 2006 10,704 - 10,704 5,660 1,896 (a)1.42 20079,931 - 9,931 5,875 889 1.47 2008 9,863 - 9,863 6,105 641 1.46 2009 8,574 - 8,574 6,355 397 1.27 2010 7,987 - 7,987 6,620 132 1.18 2011 - - - - - - 2012 - - - - - - 2013 - - - - - - 2004 1,086$ -$ 1,086$ 460$ 623$ 1.00 2005 1,098 - 1,098 465 614 1.02 2006 1,107 - 1,107 475 603 1.03 2007 1,112 - 1,112 490 591 1.03 2008 1,107 - 1,107 500 577 1.03 2009 1,104 - 1,104 515 561 1.03 2010 1,105 - 1,105 530 544 1.03 2011 1,099 - 1,099 550 526 1.02 2012 1,098 - 1,098 570 507 1.02 2013 1,084 1,084 590 485 1.01 Public Service Tax/Improvement Revenue Bonds (c) 2004 17,027$ -$ 17,027$ 360$ 496$ 19.89 2005 17,493 - 17,493 375 485 20.34 2006 18,118 - 18,118 385 473 21.12 2007 18,194 - 18,194 320 464 23.21 2008 18,280 - 18,280 330 450 23.44 2009 18,987 - 18,987 340 438 24.40 2010 19,680 - 19,680 355 425 25.23 2011 19,081 - 19,081 8,540 (d)291 2.16 2012 - - - - - - 2013 - - - - - - (a) Pledged revenues for the Infrastructure Sales Tax Revenue Bonds include the City's share of revenues derived by Pinellas County, Florida, from the levy and collection of a one-cent discretionary infrastructure sales surtax pursuant to Section 212.055(2), Florida Statutes, as amended. Interest for 2006 includes arbitrage rebate of $742,000. (b) Pledged revenues for the Spring Training Facility Revenue Bonds include payments received from the State of Florida pursuant to Section 212.20, Florida Statutes, and payments from Pinellas County, pursuant to an inter-local agreement dated December 1, 2000, along with related interest earnings. (c) Pledged revenues for the Improvement Revenue Refunding Bonds, issued October 2001, were public service taxes. Effective October 1, 2001, the Florida Legislature repealed the public tax on communications and created a replacement communications services tax. Consequently the pledged revenues effective October 1, 2001, include both public service taxes and the new communications services taxes. (d) Principal payment in 2011 includes an additional principal payment in the amount of $8,170,000 on February 1, 2011 to redeem all outstanding principal as of that date. Debt Service Infrastructure Sales Tax Bonds (a) Spring Training Facility Bonds (b) Schedule 13 City of Clearwater, Florida Pledged-Revenue Coverage Last Ten Fiscal Years (amounts in thousands) Page 1 of 2 157 Attachment number 1 \nPage 169 of 190 Item # 2 Less:Net FiscalGrossOperatingAvailableMaximum Year Revenues Expenses Revenues Principal Interest Coverage Coverage (a) Water & Sewer Utility Revenue Bonds 200444,193$ 31,206$ 12,987$ 6,575$ 2,964$ 1.36 200546,379 32,243 14,136 7,000 2,892 1.43 200651,197 36,546 14,651 7,020 2,711 1.51 200752,815 37,109 15,706 7,115 3,588 1.47 200854,014 38,325 15,689 7,080 3,817 1.44 200956,952 36,305 20,647 7,195 3,773 1.88 201058,220 37,358 20,862 4,685 9,310 1.49 201161,473 40,304 21,169 4,935 9,627 1.45 201263,743 38,479 25,264 5,190 8,008 1.91 201364,665 37,001 27,664 5,465 8,333 2.00 Gas Utility Revenue Bonds 200433,229$ 26,316$ 6,913$ 675$ 1,370$ 3.383.18 200537,797 30,584 7,213 770 1,228 3.613.35 200643,772 34,154 9,618 825 1,195 4.764.47 200739,756 30,483 9,273 855 1,162 4.604.31 200841,582 33,562 8,020 765 741 5.333.73 200939,992 26,813 13,179 770 730 8.796.13 201040,515 28,517 11,998 775 704 8.115.75 201137,021 25,934 11,087 795 678 7.535.16 201236,916 24,919 11,997 795 649 8.315.58 201337,922 27,159 10,763 825 502 8.115.01 Stormwater Utility Revenue Bonds 2004 9,680$ 5,923$ 3,757$ 570$ 1,445$ 1.86 200510,522 5,753 4,769 580 1,830 1.98 200611,589 6,020 5,569 925 1,906 1.97 200712,458 6,161 6,297 985 1,874 2.20 200813,270 7,038 6,232 1,015 1,845 2.18 200914,231 7,684 6,547 1,050 1,814 2.29 201015,283 6,766 8,517 1,080 1,782 2.98 201115,656 7,917 7,739 1,120 1,741 2.70 201216,355 8,480 7,875 1,155 1,712 2.75 201316,230 8,217 8,013 1,100 1,421 3.18 (a) Maximum debt service coverage is presented for continuing disclosure on the Gas System Debt Service Revenue Bonds and is based upon the maximum annual debt service for outstanding bonds and parity bonds. Schedule 13 (continued) City of Clearwater, Florida Pledged-Revenue Coverage Last Ten Fiscal Years (a) (amounts in thousands) Page 2 of 2 158 Attachment number 1 \nPage 170 of 190 Item # 2 YearPopulation (a) Personal Income (thousands of dollars) Per Capita Personal Income (b) Median Age (c ) School Enrollment (d) Annual Average Unemployment Rate (e) 2004 110,3253,680,552$ 33,361$ 44.016,323 4.7 2005 110,8313,858,581 34,81544.215,964 3.4 2006 110,6024,101,233 37,08144.215,696 2.9 2007 110,4694,352,147 39,39744.515,500 3.8 2008 110,2514,477,073 40,60844.515,482 5.5 2009 109,9074,470,467 40,67545.014,975 10.1 2010 107,6854,296,524 39,89945.314,704 12.4 2011 107,8054,034,279 37,42246.314,375 10.9 2012 107,9064,055,431 37,58346.514,210 8.7 2013 109,0654,225,396 38,74246.814,010 6.7 (a) (b) (c ) (d) (e) Note: DataisforPinellasCountyforprioryear.SourceistheUniversityofFlorida,BureauofEconomicand Business Research. Source of data is the Pinellas County School District. Sourceforfiscalyears2004thru2009istheUniversityofFlorida,BureauofEconomicandBusiness Research,FloridaStatisticalAbstract,AnnualAveragesoftheindicatedfiscalyear.Sourceforfiscal2010 thru 2013 is the US Dept of Labor, Bureau of Labor Statistics, Tampa Metro Area as of September 30. Dataisthelatestpublishedannualdataavailableforanunspecifiedpointineachyear,notspecifically September 30. Schedule 14 City of Clearwater, Florida Demographic and Economic Statistics Last Ten Fiscal Years SourceistheUniversityofFlorida,BureauofEconomicandBusinessResearch:April1,2013estimate for current year and Florida Statistical Abstract for prior years. Dataisfrom percapitapersonalincome forPinellasCountyfortwoyearsprior.SourceistheUniversity of Florida, Bureau of Economic and Business Research. 159 Attachment number 1 \nPage 171 of 190 Item # 2 Employer EmployeesRank Percentage of Total County Employment EmployeesRank Percentage of Total County Employment Pinellas County School District 15,967 13.77% Bay Pines VA Medical Center 4,364 21.03% City of St. Petersburg 3,120 30.74% All Children's Hospital 2,900 40.68% St. Petersburg College 2,697 50.64% Raymond James Financial 2,600 60.61% Pinellas County Sheriff 2,596 70.61% Morton Plant Hospital 2,550 80.60% Mease Hospital 2,100 90.50% Bayfront Medical Center 2,000 100.47% Home Shopping Network 2,000 100.47% Total Employment b 423,756 a Data is for Pinellas County. City data is not available. c Data for 2004 is not available. b Source: Florida Research and Economic Database and Pinellas County Department of Economic Development. 2013 b 2004 c Schedule 15 City of Clearwater, Florida Principal Employersa Current Year and Nine Years Ago 160 Attachment number 1 \nPage 172 of 190 Item # 2 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Function/Program General government287.0 286.4 287.3 307.5 322.0 327.3 321.6 346.6 326.6 316.5 317.0 Public safety: Fire 200.0 202.0 202.0 215.0 221.0 212.0 212.0 211.0 205.0 201.0 201.0 Police 397.6 399.9 405.9 407.9 407.9 393.9 389.9 370.9 344.0 342.5 343.5 Physical environment36.0 36.0 36.0 38.7 38.7 34.0 33.5 28.5 27.5 17.5 17.0 Transportation 73.0 73.0 71.0 74.3 74.3 69.0 67.5 57.5 53.5 52.5 38.0 Economic environment64.3 67.3 67.1 69.5 66.5 64.5 62.5 11.0 11.0 8.0 9.0 Human services 4.0 4.0 3.0 3.0 3.0 3.0 2.0 - - - - Culture and recreation: Library 83.4 95.9 95.9 94.9 93.9 88.4 78.3 73.2 73.2 73.6 73.6 Parks & Rec 217.0 241.9 235.4 239.8 240.8 221.8 203.7 191.1 184.1 184.7 197.2 Water & Sewer Utility 170.0 169.0 169.0 175.0 175.0 168.0 169.0 164.0 166.0 167.0 167.0 Gas Utility 90.0 90.0 90.0 90.0 90.0 90.0 84.0 77.0 77.0 79.0 83.0 Solid Waste Utility 106.0 107.5 109.5 112.0 112.0 112.0 112.0 112.0 112.0 112.2 112.2 Stormwater Utility 40.0 40.0 46.0 46.0 46.0 46.0 47.0 46.0 47.0 48.0 50.0 Recycling 23.5 23.5 23.5 22.5 22.5 22.5 22.3 22.3 22.3 22.3 22.3 Marine 35.9 35.9 36.4 32.6 18.1 18.6 18.8 17.1 16.1 17.1 17.1 Clearwater Harbor Marina 5.6 5.6 5.6 5.6 Aviation 2.4 2.4 1.9 1.9 1.9 1.9 1.7 1.4 1.4 1.4 1.4 Parking System 14.8 20.8 20.8 20.8 20.7 20.7 20.7 31.6 31.6 30.8 30.6 Total 1,844.9 1,895.5 1,900.7 1,951.4 1,954.3 1,893.6 1,846.5 1,766.8 1,703.9 1,679.7 1685.5 Source: City of Clearwater Office of Management and Budget Schedule 16 City of Clearwater, Florida Full-time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years Full-time Equivalent Employees as of September 30 161 Attachment number 1 \nPage 173 of 190 Item # 2 20 0 4 20 0 5 20 0 6 20 0 7 2 0 0 8 2 0 0 9 20 1 0 201120122013 Fu n c t i o n / P r o g r a m Ge n e r a l g o v e r n m e n t Pl a n n i n g Co m m e r c i a l b u i l d i n g p e r m i t s i s s u e d 1 , 9 0 5 1 , 8 2 2 1 , 8 5 8 2 , 0 0 9 1, 6 3 9 1, 3 4 9 1, 3 6 5 1,400 1,803 2,065 Re s i d e n t i a l b u i l d i n g p e r m i t s i s s u e d 6, 4 8 2 7, 4 8 6 6, 7 5 9 5, 3 3 0 4, 7 7 3 4, 2 7 3 4, 7 9 4 5,102 4,941 4,985 Pu b l i c s a f e t y Po l i c e Av e r a g e o f f i c e r t r a i n i n g h o u r s 14 1 a 15 0 a 55 1 0 5 78 83 51 75 83 83 To t a l v o l u n t e e r t r a i n i n g h o u r s 1, 2 2 9 1, 0 1 7 93 2 1, 0 2 3 1, 0 0 1 73 5 39 355 385 412 Fi r e Pe r c e n t a g e o f f i r e r e s p o n s e s u n d e r 7 . 5 m i n u t e s 9 2 % 91 % 90 % 91 % 92 % 96 % 90 % 92%95%91% Ph y s i c a l e n v i r o n m e n t Sq u a r e f e e t o f s i d e w a l k s r e p a i r e d / c o n s t r u c t e d 53 , 5 2 8 37 , 0 3 9 48 , 4 5 8 88 , 0 2 8 64 , 2 0 1 47 , 0 7 6 53 , 1 5 7 45,169 45,416 28,036 Tr a n s p o r t a t i o n Mi l e s o f r o a d w a y r e s u r f a c e d 13 12 10 14 10 10 5 8 8 0 Ec o n o m i c e n v i r o n m e n t Co d e e n f o r c e m e n t c a s e s b r o u g h t t o c o m p l i a n c e 9, 4 3 9 8, 7 0 1 9, 7 6 2 8, 7 9 4 9, 3 0 0 8, 5 5 3 6, 0 2 9 4,346 4,664 4,905 Hu m a n s e r v i c e s Ci t y e m p l o y e e s t h a t m e n t o r i n a r e a s c h o o l s 28 30 38 34 24 20 22 18 20 26 Cu l t u r e a n d r e c r e a t i o n Li b r a r y s y s t e m Li b r a r y v i s i t s 85 4 , 0 0 4 97 5 , 5 4 7 90 2 , 1 3 5 97 9 , 5 4 4 97 6 , 9 8 7 86 4 , 3 5 0 86 0 , 0 4 4 833,036 820,000 836,919 Fi s c a l Y e a r E n d e d S e p t 3 0 : Schedule 17 Ci t y o f C l e a r w a t e r , F l o r i d a Op e r a t i n g I n d i c a t o r s b y F u n c t i o n / P r o g r a m La s t T e n F i s c a l Y e a r s 162 y Ci r c u l a t i o n 1, 1 6 4 , 4 2 4 1 , 1 9 0 , 5 7 7 1 , 1 9 3 , 6 3 7 1 , 1 2 1 , 4 8 0 1 , 1 8 1 , 1 8 4 1 , 1 6 1 , 0 5 9 1 , 1 4 7 , 4 2 8 1 , 0 8 7 , 9 7 6 1,058,038 1,099,988 Pa r k s a n d r e c r e a t i o n Re c r e a t i o n c e n t e r v i s i t a t i o n s 1, 0 9 8 , 4 0 7 1, 1 0 6 , 2 1 6 62 3 , 5 0 0 96 7 , 8 1 7 1, 0 5 0 , 7 8 2 8 6 8 , 4 4 5 72 4 , 7 6 9 759,807 738,577 719,393 At h l e t i c p r o g r a m v i s i t a t i o n s 26 6 , 2 7 6 51 1 , 6 2 0 51 5 , 1 0 0 41 4 , 8 0 5 64 3 , 9 9 5 54 6 , 4 4 6 54 7 , 4 9 2 515,665 541,433 1,108,644 Wa t e r a n d S e w e r U t i l i t y Wa t e r c u s t o m e r s 40 , 2 3 5 40 , 1 7 8 40 , 4 6 7 40 , 4 0 7 40 , 1 3 1 39 , 9 3 5 39 , 9 7 1 41,391 41,988 43,500 Vo l u m e o f w a t e r p u m p e d ( m i l l i o n g a l l o n s / d a y ) 13 . 1 5 14 . 1 8 14 . 0 9 12 . 6 6 11 . 9 2 11 . 5 2 10 . 7 6 11.32 10.92 10.62 Se w e r c u s t o m e r s 33 , 2 3 4 33 , 3 0 5 33 , 2 7 9 33 , 2 5 5 33 , 1 4 6 33 , 0 8 4 33 , 0 4 1 33,063 33,093 33,405 Mi l e s o f s e w e r s c l e a n e d 16 8 16 9 16 6 16 89 17 6 20 8 215 230 229 Ga s U t i l i t y Nu m b e r o f c u s t o m e r s 18 , 4 5 4 18 , 5 4 8 19 , 0 3 5 19 , 4 7 0 19 , 5 2 7 19 , 5 2 7 19 , 5 8 1 19,807 20,029 20,313 So l i d W a s t e U t i l i t y So l i d w a s t e t o n n a g e c o l l e c t e d a n d d i s p o s e d 13 0 , 9 1 4 12 8 , 0 8 0 13 2 , 7 4 1 13 0 , 3 0 8 12 3 , 0 1 8 11 2 , 8 5 1 11 0 , 9 0 5 112,936 114,317 116,830 St o r m w a t e r U t i l i t y Nu m b e r o f e q u i v a l e n t r e s i d e n t i a l u n i t s 98 , 6 2 1 97 , 6 6 9 97 , 2 9 7 98 , 5 1 3 97 , 9 8 6 98 , 4 3 6 99 , 5 3 6 100,125 100,461 98,195 Re c y c l i n g U t i l i t y Ma r k e t a b l e t o n s r e c y c l e d 14 , 4 4 3 14 , 3 2 4 14 , 4 3 3 14 , 4 9 2 14 , 0 0 6 12 , 1 1 4 9, 5 6 4 9,250 8,605 8,143 * N o t e : F i s c a l 2 0 1 3 i s e s t i m a t e d i f n o t a v a i l a b l e . N o o p e r a t i n g i n d i c a t o r s a r e a v a i l a b l e f o r m a r i n e , a v i a t i o n , p a r k i n g , C l e a r w a t e r H a r b o r M a r i n a a n d H a r b o r v i e w C e n t e r f u n c t i o n s . a Tr a i n i n g h o u r s f o r f i s c a l 2 0 0 4 a n d 2 0 0 5 i n c l u d e d g r a n t - f u n d e d t r a i n i n g f o r H o m e l a n d S e c u r i t y . Attachment number 1 \nPage 174 of 190 Item # 2 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Function/Program Public safety Fire Stations7 8 8 8 8 8 8 8 8 8 8 Police Stations 9 9 10 10 10 9 6 5 6 6 6 Transportation Paved streets (miles)304 305 305 305 305 305 313 314 315 316 316 Culture and recreation Library system Volumes in collection (thousands)557 557 570 565 590 601 606 606 601 598 581 Parks and recreation Parks acreage 1,370 1,370 1,374 1,400 1,400 1,400 1,400 1,427 1,427 1,427 1427 Recreational paths (miles)7 7 13 14 16 16 16 16 16 16 16 Playgrounds 31 31 32 33 33 29 29 29 27 27 27 Baseball and softball fields 36 35 35 35 35 32 32 32 32 32 34 Soccer and football fields 17 17 24 25 25 20 20 20 20 20 18 Recreation centers 12 12 7 7 7 7 7 6 5 5 5 Water & Sewer Utility Water mains (miles)559 567 567 568 571 575 593 592 592 591 590 Sanitary sewer mains (miles) 363 363 363 365 368 362 362 363 363 363 363 Daily treatment capacity (millions of gallons)29 29 29 29 29 29 29 29 29 29 29 Gas Utility Gas mains (miles)686 729 753 786 816 814 821 826 830 843 849 Stormwater Utility Stormwater mains (miles)147 147 147 148 156 146 148 148 148 150 150 Marine Boat slips 209 209 209 209 209 209 207 207 207 203 189 Clearwater Harbor Marina Boat slips 126 126 126 126 Aviation Airpark spaces 177 177 177 177 177 177 177 177 177 177 177 Parking system Parking spaces 3,615 3,653 3,686 3,636 3,322 3,382 3,497 3,297 2,475 a 2,460 2319 a The decrease in parking spaces for fiscal 2011 was loss of Sand Key and some management decision to not charge for certain lots. Sources: Various city departments Note: No capital asset indicators are available for the general government, physical environment, economic environment, human services, solid waste, recycling, and Harborview Center functions. Schedule 18 City of Clearwater, Florida Capital Asset Statistics by Function/Program Last Ten Fiscal Years As of September 30 163 Attachment number 1 \nPage 175 of 190 Item # 2 This Page Intentionally Left Blank 164 Attachment number 1 \nPage 176 of 190 Item # 2 165 Single Audit / Grants Compliance Attachment number 1 \nPage 177 of 190 Item # 2 This Page Intentionally Left Blank 166 Attachment number 1 \nPage 178 of 190 Item # 2 Attachment number 1 \nPage 179 of 190 Item # 2 Attachment number 1 \nPage 180 of 190 Item # 2 Attachment number 1 \nPage 181 of 190 Item # 2 Attachment number 1 \nPage 182 of 190 Item # 2 FY 2013 Federal Grantor / Federal Pass-through Grantor / CFDAProgram/Share of Program TitleNumberGrant I.D. NumberProject #Expenditures FEDERAL AWARDS U.S. Department of Housing and Urban Development: Community Development Block Grant - Entitlement14.218B-09-MC-12-0002 133,906$ 14.218B-10-MC-12-0002544,395 14.218Program Income 29,404 ARRA-Neighborhood Stabilization Program 314.218B-11-MN-12-00311,042,991 1,750,696 Home Investment Partnerships Program14.239M-09-MC-12-0230323,424 14.239M-10-MC-12-0230234,797 14.239M-11-MC-12-023046,878 14.239Program Income529,203 1,134,302 Passed through Florida Suncoast Housing Partners Passed through Pinellas County Neighborhood Stabilization Program 2 14.256 181-99646 3,744 Total U.S. Department of Housing and Urban Development 2,888,742 U.S. Department of Justice: Federal Forfeiture Sharing 16.000FL0520300 181-99387 44,958 Office of Victims of Crimes CATFHT Enhancement Project 2011 16.3202011-VT-BX-K002 181-99252 122,766 122,766 Bureau of Justice Assistance Edward Byrne Memorial Justice Assistance Grant Program - Report Review Team Program 16.7382012-DJ-BX-0015 181-99248 60,658 60,658 Total U.S. Department of Justice 228,382 U.S. Department of Transportation: Federal Highway Administration Passed through Florida DEP - OGT: Recreational trails Program - Lake Chautauqua Trails 20.219T1021 315-93272 14,758 Recreational Trails Program - Lake Belleview Trail 20.219T1134 315-93272 18,273 Total U.S. Department of Transportation 33,031 City of Clearwater, Florida Schedule of Expenditures of Federal Awards and State Financial Assistance Projects For the Year Ended September 30, 2013 171 Attachment number 1 \nPage 183 of 190 Item # 2 U.S. Environmental Protection Agency: Congressionally mandated Projects - Sanitary Sewer Extension 66.202XP-95455010-0 315-96630 46,552 Congressionally mandated Projects - Clarifier Rehab 66.202XP-95478811-0 315-96654 790,497 66.202 837,049 Office of Solid Waste and Emergency Response Total U.S. Environmental Protection Agency 837,049 Corporation For National and Community Services: Passed through FL Commission on Community Services Americorps - 2012 94.006 181-99250 44,958 Passed through FL Commission on Community Services Americorps - 2013 94.006 181-99246 122,766 Total Corporation for National and Community Services 167,724 Total Federal Financial Assistance 4,154,928$ 172 Attachment number 1 \nPage 184 of 190 Item # 2 FY 2013 State Grantor / State Pass-through Grantor / CSFAProgram/Share of Program TitleNumberGrant I.D. NumberProject #Expenditures (a) STATE FINANCIAL ASSISTANCE Florida Department of Community Affairs: Florida Housing Finance Corporation State Housing Initiative Partnership Program (SHIP)52.901 n/aFund 191335,579 Total Florida Department of Community Affairs 335,579 Florida Department of Transportation: Aviation Development Grants - Install New Security Fencing and Cameras55.004FPN:415770-1-94-01, Contract APF54315-948583,193 Airpark Runway/Taxiway Extension and Rehabilitation55.004FPN:422554-1-94-01; Contract AQJ28315-948711,226,731 Total Florida Department of Transportation 1,229,924 Florida Department of Revenue: Phillies Stadium73.016 500,004 Total Florida Department of Revenue 500,004 Total State Financial Assistance 2,065,507$ Total Expenditures of Federal Awards and State Financial Assistance Projects 6,220,435$ (a) Funded with State grants and aids appropriations. City of Clearwater, Florida Schedule of Expenditures of Federal Awards and State Financial Assistance Projects - Continued For the Year Ended September 30, 2013 173 Attachment number 1 \nPage 185 of 190 Item # 2 174 City of Clearwater, Florida Notes to Schedule of Expenditures of Federal Awards and State Financial Assistance Projects For the Year Ended September 30, 2013 NOTE 1 – Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards and State Financial Assistance Projects presents the activity of all federal financial and state grant activity projects of the City of Clearwater, Florida (the “City”). Federal and state financial assistance received directly from federal and state agencies, and federal financial assistance passed through other governmental agencies are included on the schedules. The information in this schedule is presented in accordance with the requirements of OMB Circular A-133, Audits of States, Local Governments and Non-Profit Organizations and Chapter 10.550, Rules of the Auditor General. NOTE 2 – Basis of Accounting The accompanying Schedule of Expenditures of Federal Awards and State Financial Assistance Projects is presented using the modified accrual or accrual basis of accounting, depending on the type of fund in which the grant is recorded, as described in Note 1.C. to the City’s basic financial statements. NOTE 3 – CFDA/CSFA Numbers CFDA numbers represent Catalog of Federal Domestic Assistance and apply only to federal awards. CSFA numbers represent Catalog of State Financial Assistance and apply only to state financial assistance. NOTE 4 – Subrecipients Of the federal and state expenditures presented in the Schedule, the City provided federal and state awards to subrecipients as follows: Federal CFDA/ Amount Provided Program Title State CFSA To Subrecipients U.S. HUD Community Development Block Grant 14.218 $ 653,409 U.S. HUD Home Investment Partnerships Program 14.239 $1,093,694 Florida Housing Finance Corporation, State Housing Initiative Partnership Program 52.901 $ 279,888 NOTE 5 – Loans Outstanding The City had the following loan balances outstanding at September 30, 2013. The current year additions related to the loans are included in the Schedule of Federal Awards and State Financial Assistance. 14.218 Community Development Block Grant $ 3,153,515 14.239 Home Investment Partnership 7,086,041 52.901 State Housing Initiative Partnership 6,917,819 $ 17,157,375 Attachment number 1 \nPage 186 of 190 Item # 2 Attachment number 1 \nPage 187 of 190 Item # 2 Attachment number 1 \nPage 188 of 190 Item # 2 Attachment number 1 \nPage 189 of 190 Item # 2 Attachment number 1 \nPage 190 of 190 Item # 2 Ci t y o f C l e a r w a t e r , F l o r i d a y, 20 1 3 F i n a n c i a l S t a t e m e n t s Pr e s e n t a t i o n t o t h e C i t y C o u n c i l Pr e s e n t a t i o n to th e Ci t y Co u n c i l Re s u l t s o f t h e 2 0 1 3 A u d i t Ap r i l 2 8 , 2 0 1 4 Attachment number 2 \nPage 1 of 9 Item # 2 Sc o p e o f S e r v i c e s I d d t A d i t ’ R t F i i l S t t t ( d i f i d ) • Indep e n den t Audi t or ’s Rep o r t o n Fi na n c ial St atem e n ts (un m o di f i ed)  Au d i t O p i n i o n a t t h e F u n d L e v e l • M a n a g e m e n t ’ s D i s c u s s i o n a n d A n a l y s i s ( u n a u d i t e d ) • B a s i c F i n a n c i a l S t a t e m e n t s • N o t e s t o F i n a n c i a l S t a t e m e n t s • R e q u i r e d S u p p l e m e n t a r y I n f o r m a t i o n ( u n a u d i t e d ) • R e g u l a t o r y I t e m s  It l C t l R t  Inter n a l Con tro l Rep o r t  Co m p l i a n c e R e p o r t • Ma n a g e m e n t L e t t e r 1Attachment number 2 \nPage 2 of 9 Item # 2 Co n d e n s e d S t a t e m e n t o f N e t P o s i t i o n ( I n T h o u s a n d s ) Se p t e m b e r 3 0 , 2 0 1 3 a n d 2 0 1 2 As s e t s 2 0 1 3 2 0 1 2 2 0 1 3 2 0 1 2 2 0 1 3 2 0 1 2 C u r r e n t a n d o t h e r a s s e t s $ 1 7 3 , 7 5 7 1 7 5 , 7 9 4 2 3 0 , 7 2 9 2 2 9 , 3 7 9 4 0 4 , 4 8 6 4 0 5 , 1 7 3 Ci l 27 0 5 9 5 26 9 1 0 0 39 8 3 4 3 38 7 0 4 0 66 8 9 3 8 656140 Go v e r n m e n t a l A c t i v i t i e s B u s i n e s s - T y p e A c t i v i t i e s T o t a l Cap ita l a s s e t s 27 0 ,59 5 26 9 ,10 0 39 8 ,34 3 38 7 ,04 0 66 8 ,93 8 656,140 To t a l a s s e t s 4 4 4 , 3 5 2 4 4 4 , 8 9 4 6 2 9 , 0 7 2 6 1 6 , 4 1 9 1 , 0 7 3 , 4 2 4 1 , 0 6 1 , 3 1 3 Li a b i l i t i e s C u r r e n t a n d o t h e r l i a b i l i t i e s 6 , 3 4 9 7 , 3 1 7 1 8 , 6 9 3 1 5 , 6 1 2 2 5 , 0 4 2 2 2 , 9 2 9 Lo n g t e r m d e b t o u t s t a n d i n g : Lo n g -te r m de b t ou t s t a n d i n g : Du e w i t h i n o n e y e a r 1 1 , 2 5 9 1 0 , 4 4 3 9 , 2 0 6 8 , 7 3 3 2 0 , 4 6 5 1 9 , 1 7 6 Du e i n m o r e t h a n o n e y e a r 3 1 , 2 6 0 3 1 , 5 8 1 2 1 3 , 8 5 1 2 2 1 , 8 6 0 2 4 5 , 1 1 1 2 5 3 , 4 4 1 T o t a l l i a b i l i t i e s 4 8 , 8 6 8 4 9 , 3 4 1 2 4 1 , 7 5 0 2 4 6 , 2 0 5 2 9 0 , 6 1 8 2 9 5 , 5 4 6 Ne t P o s i t i o n Ne t Po s i t i o n In v e s t e d i n c a p i t a l a s s e t s , n e t o f r e l a t e d d e b t 2 5 2 , 6 6 1 2 4 9 , 7 4 1 1 8 0 , 3 2 4 1 6 3 , 3 1 6 4 3 2 , 9 8 5 4 1 3 , 0 5 7 Re s t r i c t e d 6 0 , 4 5 4 6 5 , 6 0 4 5 3 , 2 3 7 5 5 , 2 0 4 1 1 3 , 6 9 1 1 2 0 , 8 0 8 Un r e s t r i c t e d 8 2 , 3 6 9 8 0 , 2 0 8 1 5 3 , 7 6 1 1 5 1 , 6 9 3 2 3 6 , 1 3 0 2 3 1 , 9 0 1 To t a l n e t p o s i t i o n $ 39 5 4 8 4 39 5 5 5 3 38 7 3 2 2 37 0 2 1 3 78 2 8 0 6 765766 2 To t a l ne t po s i t i o n $ 39 5 ,48 4 39 5 ,55 3 38 7 ,32 2 37 0 ,21 3 78 2 ,80 6 765,766 Attachment number 2 \nPage 3 of 9 Item # 2 Co n d e n s e d S t a t e m e n t o f A c t i v i t i e s ( I n T h o u s a n d s ) Ye a r s E n d e d S e p t e m b e r 3 0 , 2 0 1 3 , 2 0 1 2 a n d 2 0 1 1 Op e r a t i n g C a p i t a l Ch a r g e s f o r G r a n t s a n d G r a n t s a n d 2 0 1 3 2 0 1 2 2 0 1 1 Fu n c t i o n / P r o g r a m A c t i v i t i e s E x p e n s e s S e r v i c e C o n t r i b u t i o n s C o n t r i b u t i o n s T o t a l s T o t a l s T o t a l s Go v e r n m e n t a l a c t i v i t i e s : Ge n e r a l g o v e r n m e n t $ 1 3 , 4 9 6 1 9 , 9 2 0 - - 6 , 4 2 4 6 , 1 8 8 5 , 3 5 1 P u b l i c S a f e t y 68 0 5 7 10 6 5 5 28 9 6 (5 4 5 0 6 ) (5 3 8 0 6 ) (54284) P u b l i c Sa f e t y 68 ,05 7 10 ,65 5 2,89 6 - (5 4 ,50 6 ) (5 3 ,80 6 ) (54,284) P h y s i c a l e n v i r o n m e n t 3 , 4 5 1 1 7 4 8 1 7 2 ( 3 , 1 2 4 ) ( 2 , 8 6 2 ) ( 3 , 5 2 4 ) Tr a n s p o r t a t i o n 1 2 , 9 5 4 7 3 8 3 0 1 2 4 5 ( 1 1 , 6 7 0 ) ( 1 1 , 9 9 6 ) ( 1 0 , 6 2 3 ) Ec o n o m i c e n v i r o n m e n t 3 , 0 3 5 1 2 1 2 , 8 6 6 - ( 4 8 ) ( 5 5 4 ) ( 6 6 9 ) H u m a n s e r v i c e s 1 0 4 - 1 4 7 - 4 3 ( 6 ) 2 9 Cu l t u r e a n d r e c r e a t i o n 3 2 , 2 1 3 5 , 9 7 3 1 , 8 2 3 1 2 0 ( 2 4 , 2 9 7 ) ( 2 5 , 0 2 4 ) ( 2 2 , 1 0 0 ) In t e r e s t o n l o n g - t e r m d e b t 6 9 8 - - - ( 6 9 8 ) ( 7 0 9 ) ( 1 , 2 1 7 ) To t a l g o v e r n m e n t a l a c t i v i t i e s 1 3 4 , 0 0 8 3 7 , 5 8 1 8 , 1 1 4 4 3 7 ( 8 7 , 8 7 6 ) ( 8 8 , 7 6 9 ) ( 8 7 , 0 3 7 ) Bu s i n e s s - t y p e a c t i v i t i e s : Wa t e r a n d s e w e r 5 7 , 7 7 4 6 5 , 2 9 2 - 4 , 4 3 9 1 1 , 9 5 7 9 , 4 0 6 2 , 5 5 6 Ga s 2 9 , 7 4 7 3 7 , 6 9 3 4 5 0 - 8 , 3 9 6 8 , 6 8 9 8 , 1 1 6 S o l i d w a s t e 1 7 , 0 4 2 1 9 , 5 0 4 - - 2 , 4 6 2 2 , 8 3 0 3 , 3 6 1 St o r m w a t e r 1 2 , 2 8 4 1 6 , 3 7 8 - 4 9 1 4 , 5 8 5 3 , 1 1 5 4 , 2 8 8 Oh 13 6 0 0 12 6 4 6 13 4 1 3 2 0 50 0 49 0 470 Other 13 ,60 0 12 ,64 6 13 4 1,32 0 50 0 49 0 470 T o t a l b u s i n e s s - t y p e a c t i v i t i e s 1 3 0 , 4 4 7 1 5 1 , 5 1 3 5 8 4 6 , 2 5 0 2 7 , 9 0 0 2 4 , 5 3 0 1 8 , 7 9 1 20 1 3 T o t a l s $ 2 6 4 , 4 5 5 1 8 9 , 0 9 4 8 , 6 9 8 6 , 6 8 7 ( 5 9 , 9 7 6 ) 20 1 2 T o t a l s $ 2 6 3 , 8 3 2 1 8 2 , 6 2 3 8 , 6 5 5 8 , 3 1 5 ( 6 4 , 2 3 9 ) 20 1 1 T o t a l s $ 26 5 5 0 8 18 1 0 1 2 81 9 6 8 0 5 5 (6 8 2 4 6 ) 3 20 1 1 To t a l s $ 26 5 ,50 8 18 1 ,01 2 8,19 6 8,05 5 (6 8 ,24 6 ) Attachment number 2 \nPage 4 of 9 Item # 2 Co n d e n s e d S t a t e m e n t o f A c t i v i t i e s ( I n T h o u s a n d s ) – C o n t ’ d Ye a r s E n d e d S e p t e m b e r 3 0 , 2 0 1 3 , 2 0 1 2 a n d 2 0 1 1 20 1 3 2 0 1 2 2 0 1 1 N e t ( E x p e n s e ) R e v e n u e p r e v i o u s p a g e $ ( 5 9 9 7 6 ) ( 6 4 2 3 9 ) (68246) Ne t ( E x p e n s e ) R e v e n u e - pr e v i o u s pa g e $ (5 9 ,97 6 ) (6 4 ,23 9 ) (68,246) Ge n e r a l r e v e n u e s Ta x e s : P r o p e r t y t a x e s 3 7 , 3 6 0 3 7 , 9 3 8 3 9 , 2 5 3 Sa l e s t a x 14 , 8 1 8 14 , 0 9 2 13,385 Sa l e s ta x 14 , 8 1 8 14 , 0 9 2 13,385 U t i l i t y t a x e s 1 3 , 4 7 3 1 2 , 7 3 5 1 3 , 2 2 9 Co m m u n i c a t i o n s e r v i c e s t a x 5 , 4 7 0 5 , 8 7 1 5 , 8 5 2 O t h e r t a x e s 8 , 1 5 7 7 , 1 0 5 7 , 4 5 1 I n v e s t m e n t e a r n i n g s ( 2 , 3 9 5 ) 6 , 4 0 3 6 , 4 6 2 M i s c e l l a n e o u s 1 3 3 1 0 1 1 2 5 T o t a l g e n e r a l r e v e n u e s 7 7 , 0 1 6 8 4 , 2 4 5 8 5 , 7 5 7 C h a n g e i n n e t p o s i t i o n $ 1 7 , 0 4 0 2 0 , 0 0 6 1 7 , 5 1 1 4Attachment number 2 \nPage 5 of 9 Item # 2 Ad j u s t m e n t s a n d C o n t r o l D e f i c i e n c i e s Ad j u s t i n g J o u r n a l E n t r i e s • Au d i t A d j u s t m e n t ( n o n e ) • Pa s s e d A d j u s t m e n t s ( n o n e ) Co n t r o l D e f i c i e n c i e s a n d M a n a g e m e n t L e t t e r C o m m e n t s • No n e r e p o r t e d 5Attachment number 2 \nPage 6 of 9 Item # 2 Co m p l i a n c e A u d i t – F e d e r a l a n d S t a t e S i n g l e A u d i t • Fe d e r a l P r o g r a m s  Th r e e ( 3 ) G r a n t s S e l e c t e d f o r C o m p l i a n c e T e s t i n g • St a t e P r o g r a m s  Th r e e ( 3 ) G r a n t s S e l e c t e d f o r C o m p l i a n c e T e s t i n g • Re s u l t s  No F i n d i n g s 6Attachment number 2 \nPage 7 of 9 Item # 2 Up c o m i n g G A S B S t a t e m e n t s 1 FY 20 1 4 1. FY 20 1 4 a) G A S B S t a t e m e n t N o . 6 5 : It e m s P r e v i o u s l y R e p o r t e d a s A s s e t s a n d L i a b i l i t i e s b) G A S B S t a t e m e n t N o . 6 6 Te c h n i c a l C o r r e c t i o n s c) G A S B S t a t e m e n t N o . 6 7 Fi n a n c i a l R e p o r t i n g f o r P e n s i o n P l a n s 2. F Y 2 0 1 5 a) G A S B S t a t e m e n t N o . 6 8 Ac c o u n t i n g a n d F i n a n c i a l R e p o r t i n g f o r P e n s i o n s b) GA S B St t t N 69 Gt Cb i t i d Di l f GtOti b) GA S B St atem e n t No. 69 Gov e r n m e n t Com bi na ti on s a n d Di sp o s a lso f Gov e r n m e n tOperations c) G A S B S t a t e m e n t N o . 7 1 Pe n s i o n T r a n s i t i o n f o r C o n t r i b u t i o n s M a d e S u b s e q u e n t t o t h e Me a s u r e m e n t D a t e 3. O t h e r a) O P E B G A S B S t a t e m e n t – E x p o s u r e d r a f t t o b e i s s u e d A p r i l 2 0 1 4 ( E s t i m a t e d i s s u e d a t e i s J u n e 20 1 5 ) 7Attachment number 2 \nPage 8 of 9 Item # 2 Qu e s t ions? Qu e s t o s ? 8Attachment number 2 \nPage 9 of 9 Item # 2 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Declare list of vehicles and equipment surplus to the needs of the City; authorize disposal through sale to the highest bidder at the Tampa Machinery Auction, Tampa, Florida; and authorize the appropriate officials to execute same. (Consent) SUMMARY: All vehicles and equipment have been replaced as necessary, or are no longer required. Tampa Machinery Auction is the Tampa Bay Purchasing Cooperative Auctioneer of Record. Tampa Machinery Auction holds a live auction monthly and accepts internet bids at the time of the live auction. Type:Other Current Year Budget?:No Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Appropriation Code Amount Appropriation Comment 0566-00000-364413-000- 0000 TBDSale Proceeds Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) City Manager 6) Clerk Cover Memo Item # 3 Fleet Surplus for May 2014 Auction REASON FOR REPLACE- ITEM #ASSET #YEAR DESCRIPTION SERIAL NUMBER MILEAGE SURPLUS / DISPOSAL MENT # 1 G0334 1992 YANMAR L90 GENERATOR 1118843 11014HR AGE/CONDITION/DISPOSAL 2 G1272 1994 FORD RANGER PICK UP TRUCK 1FTCR10U3RTA63729 49152MI AGE/CONDITION/REPLACED G2950 3 G1965 1998 GRAVELY PR0 200 SAND PRO 338 491HR AGE/CONDITION/DISPOSAL 4 G1868 1997 SPARTAN SQUAD FIRE TRUCK 4S7AT1697VC023626 123725MI AGE/CONDITION/REPLACED G3965 5 G1869 1996 FORD E373 1FDKE37H3THA50819 99512MI AGE/CONDITION/REPLACED G3788 6 G2008 1998 FORD TAURUS 4 DOOR 1FAFP52U9WA270274 56407MI AGE/CONDITION/NOT REPLACED 7 G2162 1999 JOHN DEERE TRACKHOE FF0200X500780 3787HRS AGE/CONDITION/REPLACED G3893 8 G2170 1999 SPARTAN FIRE ENGINE 4S7AT9095XC031394 70,929MI AGE/CONDITION/REPLACED G3964 9 G2223 2000 BROYHILL LOAD-N-PACK 80HD 991295-5.13 6165HRS AGE/CONDITION/REPLACED G3978 10 G2418 2001 PETERBILT SIDE LOAD GARB 1NPZL00X62D713758 81101MI AGE/CONDITION/REPLACED G3772 11 G2456 2001 CHEVY SILV. 1500 EXT CAB PU 2GCEC19V611378153 95120MI AGE/CONDITION/REPLACED G4057 12 G2458 2001 SUNRAY ARROW BOARD AB25-088 XXX AGE/CONDITION/REPLACED G4032 13 G2459 2001 SUNRAY ARROW BOARD AB25-087 XXX AGE/CONDITION/REPLACED G4031 14 G2529 2003 CHEVY SILVERADO 1500 1GCEC19V33Z309981 126006MI AGE/CONDITION/REPLACED G3954 15 G2615 2002 GRADALL EXCAVATOR SN0316331 2317MILES AGE/CONDITION/REPLACED G3983 16 G2669 2003 EXMARK WALK BEHIND MOWER 407511 XXX AGE/CONDITION/REPLACED G4006 17 G2723 2002 INT 4700 RECYLING TRUCK 1HTSCAAL62H547067 69835MI AGE/CONDITION/NOT REPLACED 18 G2724 2002 INT. 4700 RECYCLE TRUCK 1HTSCAAL82H547068 66790MI AGE/CONDITION/REPLACED G3952 19 G2725 2002 INT. 4700 RECYCLE TRUCK 1HTSCAAL62H547070 56164MI AGE/CONDITION/NOT REPLACED 20 G2726 2002 INT. 4700 RECYCLE TRUCK 1HTSCAALX2H547069 53104MI AGE/CONDITION/REPLACED G3953 21 G2747 2003 GMC SONOMA PICK UP TRUCK 1GTCS19X038203764 73288MI AGE/CONDITION/REPLACED G4035 22 G2756 2003 FORD CROWN VICTORIA 2FAHP71WX3X189200 91151MI AGE/CONDITION/REPLACED G4018 23 G2758 2003 FORD CROWN VICTORIA 2FAHP71W73X189204 94996MI AGE/CONDITION/REPLACED G4019 24 G2773 2003 PETERBILT FEL GARBAGE TRUCK 1NPZLTOX63D714962 74,238MI AGE/CONDITION/REPLACED G3984 25 G2828 2004 MADVAC LITER COL VEHICLE 3211 525HRS AGE/CONDITION/REPLACED G4003 26 G2835 2004 JACOBSEN GROOM MASTER 89892601831 3279MI AGE/CONDITION/REPLACED G4004 27 G2844 2004 FORD CROWN VICTORIA 2FAFP71W34X139148 95353MI AGE/CONDITION/REPLACED G3924 Attachment number 1 \nPage 1 of 4 Item # 3 28 G2851 2004 FORD CROWN VICTORIA 2FAFP71W94X139140 94793MI AGE/CONDITION/REPLACED G4020 29 G2852 2004 FORD CROWN VICTORIA 2FAFP71W24X139142 106298MI AGE/CONDITION/REPLACED G3930 30 G2888 2004 STERLING ACTERRA JAWS TR.2FZACHDC65AN64443 102686MI AGE/CONDITION/REPLACED G3829 31 G2916 2004 HONDA GENERATOR EA6-3143695 XXX AGE/CONDITION/NOT REPLACED 32 G2922 2004 HIGH CUBE TV SEWER VAN 1FDXE45S64HA07068 49200MI AGE/CONDITION/REPLACED G3970 33 G2977 2005 TORO SAND PRO 2020 MOWER 250000201 3027HR AGE/CONDITION/REPLACED G4005 34 G2978 2005 CHRYLSER 300 4 DOOR SEDAN 2C3JA43R15H616154 99095MI AGE/CONDITION/DISPOSAL 35 G2987 2005 FORD CROWN VICTORIA 2FAFP71W55X143980 94870MI AGE/CONDITION/REPLACED G4021 36 G2988 2005 FORD CROWN VICTORIA 2FAFP71W55X143994 96440MI AGE/CONDITION/REPLACED G4022 37 G2989 2005 FORD CROWN VICTORIA 2FAFP71W95X143982 89531MI AGE/CONDITION/REPLACED G4023 38 G2996 2005 FORD CROWN VICTORIA 2FAFP71W95X143996 104241MI AGE/CONDITION/REPLACED G4025 39 G3032 2006 STERLING ACTERRA JAWS TR.2FZACHDCX6AV96734 96124MI AGE/CONDITION/REPLACED G3978 40 G3169 2006 FORD CROWN VIC PPV 2FAFP71WX6X131180 113397MI AGE/CONDITION/REPLACED G3947 41 G3171 2006 FORD CROWN VIC PPV 2FAFP71W36X131179 94587MI AGE/CONDITION/REPLACED G4026 42 G3175 2006 FORD CROWN VIC PPV 2FAFP71W96X131171 104525MI AGE/CONDITION/REPLACED G3950 43 G3181 2006 FORD CROWN VIC PPV 2FAFP71W06X131172 93391MI AGE/CONDITION/REPLACED G4027 44 G3208 2006 VIBRATING WACKER 5612295 XXX AGE/CONDITION/REPLACED G3834 45 G3340 2007 FORD CROWN VIC PPV 2FAFP71W17X136866 98824MI AGE/CONDITION/REPLACED G4028 46 G3480 2008 FORD CROWN VIC PPV 2FAFP71V78X156788 105113MI AGE/CONDITION/REPLACED G4029 47 G3496 2008 E-Z GO TEXTRON 1200G UTILITY 2603527 307HR AGE/CONDITION/REPLACED G3897 48 G3680 2010 KAWASAKI MULE 4010 4X4 JK1AFCM18AB504660 1208HRS AGE/CONDITION/REPLACED G3999 PALLET OF FIRE SHOP PARTS PALLET OF POLICE STROBE BARS PALLET OF MISC. ELECTRONICS Attachment number 1 \nPage 2 of 4 Item # 3 Attachment number 1 \nPage 3 of 4 Item # 3 Attachment number 1 \nPage 4 of 4 Item # 3 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Authorize the execution of a Joint Participation Agreement (JPA) between the City of Clearwater and the State of Florida Department of Transportation (FDOT) for the rehabilitation of hangars at the Clearwater Airpark and adopt Resolution 14-10. SUMMARY: The FDOT has agreed to provide 80% funding to rehabilitate the maintenance hangar to include: replacing insulation, upgrading electrical/wiring throughout the hangar, adding outside lighting, replacing indoor lighting with cost effective LED lighting, repairing leaking roof, rehabilitating office to include new ceiling, repairing door closures and painting and adding signage in front of hangar at the Clearwater Airpark in the amount of $160,000.00. A midyear budget amendment will establish the capital project 315-94881, Airpark Hangar Rehabilitation in the amount of $200,000.00 recognizing the FDOT grant funding in the amount of $160,000.00 and allocating general fund reserves in the amount of $40,000.00. Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager ED 5) City Manager 6) Clerk Cover Memo Item # 4 RESOLUTION NO. 14-10 A RESOLUTION OF THE CITY OF CLEARWATER, FLORIDA AUTHORIZING THE EXECUTION OF A JOINT PARTICIPATION AGREEMENT BETWEEN THE CITY OF CLEARWATER AND THE STATE OF FLORIDA, DEPARTMENT OF TRANSPORTATION, TO REHABILITATE THE MAINTENANCE HANGAR TO INCLUDE: REPLACING INSULATION, UPGRADING ELECTRICAL/WIRING THROUGHOUT THE HANGAR, ADDING OUTSIDE LIGHTING, REPLACING INDOOR LIGHTING WITH COST EFFICIENT LED LIGHTING, REPAIRING LEAKING ROOF, REHABILITATING OFFICE TO INCLUDE NEW CEILING, REPAIRING DOOR CLOSURES AND PAINTING AND ADDING SIGNAGE IN FRONT OF HANGAR AT THE CLEARWATER AIRPARK; PROVIDING AN EFFECTIVE DATE. WHEREAS, the Florida Department of Transportation (FDOT) has agreed to provide funding to rehabilitate the maintenance hangar to include: replacing insulation, upgrading electrical/wiring throughout the hangar, adding outside lighting, replacing indoor lighting with cost effective LED lighting, repairing leaking roof, rehabilitating office to include new ceiling, repairing door closures and painting and adding signage in front of hangar at the Clearwater Airpark under Joint Participation Agreement Financial Project No.: 425922-1-94-01, Contract No.: ARB47, a copy of which is attached hereto as Exhibit “A”; now, therefore, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The City Council hereby accepts and approves the Joint Participation Agreement between the City and the State of Florida Department of Transportation, Financial Project No.: 425922-1-94-01, Contract No.: ARB47 at the Clearwater Airpark. Section 2. This resolution shall take effect immediately upon adoption PASSED AND ADOPTED this _______ day of _____________, 2014. ____________________________ George N. Cretekos Mayor Attachment number 1 \nPage 1 of 2 Item # 4 Approved as to form: Attest: __________________________ _____________________________ Camilo A. Soto Rosemarie Call Assistant City Attorney City Clerk Attachment number 1 \nPage 2 of 2 Item # 4 Attachment number 2 \nPage 1 of 27 Item # 4 Attachment number 2 \nPage 2 of 27 Item # 4 Attachment number 2 \nPage 3 of 27 Item # 4 Attachment number 2 \nPage 4 of 27 Item # 4 Attachment number 2 \nPage 5 of 27 Item # 4 Attachment number 2 \nPage 6 of 27 Item # 4 Attachment number 2 \nPage 7 of 27 Item # 4 Attachment number 2 \nPage 8 of 27 Item # 4 Attachment number 2 \nPage 9 of 27 Item # 4 Attachment number 2 \nPage 10 of 27 Item # 4 Attachment number 2 \nPage 11 of 27 Item # 4 Attachment number 2 \nPage 12 of 27 Item # 4 Attachment number 2 \nPage 13 of 27 Item # 4 Attachment number 2 \nPage 14 of 27 Item # 4 Attachment number 2 \nPage 15 of 27 Item # 4 Attachment number 2 \nPage 16 of 27 Item # 4 Attachment number 2 \nPage 17 of 27 Item # 4 Attachment number 2 \nPage 18 of 27 Item # 4 Attachment number 2 \nPage 19 of 27 Item # 4 Attachment number 2 \nPage 20 of 27 Item # 4 Attachment number 2 \nPage 21 of 27 Item # 4 Attachment number 2 \nPage 22 of 27 Item # 4 Attachment number 2 \nPage 23 of 27 Item # 4 Attachment number 2 \nPage 24 of 27 Item # 4 Attachment number 2 \nPage 25 of 27 Item # 4 Attachment number 2 \nPage 26 of 27 Item # 4 Attachment number 2 \nPage 27 of 27 Item # 4 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Authorize a Joint Participation Agreement (JPA) between the City of Clearwater and the State of Florida Department of Transportation (FDOT) for the rehabilitation of hangar C at the Clearwater Airpark, adopt Resolution 14-12, and authorize the appropriate officials to execute same. SUMMARY: FDOT has agreed to provide 80% of the funding to rehabilitate hangar C at the Clearwater Airpark. The scope of this work will include but is not limited to the razing of hangar D, which is currently a shade hangar, and replacing it with a T-hangar. The rebuilding of the T-hangar will include design, concrete, electrical, plumbing, civil engineering, stormwater management and the creation of an oily water recovery system in the hangar in the amount of $400,000.00. Upon execution of the JPA, a midyear budget amendment will establish capital project 315-94882, Rehabilitation of Airpark hangar C in the amount of $500,000. Recognizing the FDOT grant funding in the amount of $400,000 and allocating Penny for Pinellas funds in the amount of $100,000. Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager ED 5) City Manager 6) Clerk Cover Memo Item # 5 Attachment number 1 \nPage 1 of 27 Item # 5 Attachment number 1 \nPage 2 of 27 Item # 5 Attachment number 1 \nPage 3 of 27 Item # 5 Attachment number 1 \nPage 4 of 27 Item # 5 Attachment number 1 \nPage 5 of 27 Item # 5 Attachment number 1 \nPage 6 of 27 Item # 5 Attachment number 1 \nPage 7 of 27 Item # 5 Attachment number 1 \nPage 8 of 27 Item # 5 Attachment number 1 \nPage 9 of 27 Item # 5 Attachment number 1 \nPage 10 of 27 Item # 5 Attachment number 1 \nPage 11 of 27 Item # 5 Attachment number 1 \nPage 12 of 27 Item # 5 Attachment number 1 \nPage 13 of 27 Item # 5 Attachment number 1 \nPage 14 of 27 Item # 5 Attachment number 1 \nPage 15 of 27 Item # 5 Attachment number 1 \nPage 16 of 27 Item # 5 Attachment number 1 \nPage 17 of 27 Item # 5 Attachment number 1 \nPage 18 of 27 Item # 5 Attachment number 1 \nPage 19 of 27 Item # 5 Attachment number 1 \nPage 20 of 27 Item # 5 Attachment number 1 \nPage 21 of 27 Item # 5 Attachment number 1 \nPage 22 of 27 Item # 5 Attachment number 1 \nPage 23 of 27 Item # 5 Attachment number 1 \nPage 24 of 27 Item # 5 Attachment number 1 \nPage 25 of 27 Item # 5 Attachment number 1 \nPage 26 of 27 Item # 5 Attachment number 1 \nPage 27 of 27 Item # 5 RESOLUTION NO. 14-12 A RESOLUTION OF THE CITY OF CLEARWATER, FLORIDA AUTHORIZING THE EXECUTION OF A JOINT PARTICIPATION AGREEMENT BETWEEN THE CITY OF CLEARWATER AND THE STATE OF FLORIDA, DEPARTMENT OF TRANSPORTATION, TO REHABILITATE HANGAR C AT THE CLEARWATER AIRPARK. THE SCOPE OF THIS WORK WILL INCLUDE BUT IS NOT LIMITED TO THE RAZING OF HANGAR D, WHICH IS CURRENTLY A SHADE HANGAR, AND REPLACING IT WITH A T-HANGAR. THE REBUILDING OF THE T-HANGAR WILL INCLUDE DESIGN, CONCRETE, ELECTRICAL, PLUMBING, CIVIL ENGINEERING, STORMWATER MANAGEMENT AND THE CREATION OF AN OILY WATER RECOVERY SYSTEM IN THE HANGAR; PROVIDING AN EFFECTIVE DATE. WHEREAS, the Florida Department of Transportation (FDOT) has agreed to provide funding to rehabilitate hangar C at the Clearwater Airpark. The scope of this work will include but is not limited to the razing of hangar D, which is currently a shade hangar, and replacing it with a T-hangar. The rebuilding of the T-hangar will include design, concrete, electrical, plumbing, civil engineering, stormwater management and the creation of an oily water recovery system in the hangar under Joint Participation Agreement Financial Project No.: 425922-2-94-01, Contract No.: ARB48, a copy of which is attached hereto as Exhibit “A”; now, therefore, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The City Council hereby accepts and approves the Joint Participation Agreement between the City and the State of Florida Department of Transportation, Financial Project No.: 425922-2-94-01, Contract No.: ARB48 at the Clearwater Airpark. Section 2. This resolution shall take effect immediately upon adoption PASSED AND ADOPTED this _______ day of _____________, 2014. ____________________________ George N. Cretekos Mayor Attachment number 2 \nPage 1 of 2 Item # 5 Approved as to form: Attest: __________________________ _____________________________ Camilo A. Soto Rosemarie Call Assistant City Attorney City Clerk Attachment number 2 \nPage 2 of 2 Item # 5 Attachment number 3 \nPage 1 of 1 Item # 5 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Authorize the Chief of Police to sign Memoranda of Agreements between the State of Florida acting by and through the Department of Management Services, Bureau of Federal Property Assistance as the State of Florida Single Point of Contact, and the City of Clearwater Police Department for the conditional transfer of surplus military equipment that will be repurposed for use by the police department in furtherance of law enforcement operations. (Consent) SUMMARY: The Federal Property Assistance (FPA) Program acquires and distributes U.S. Department of Defense and federally owned tangible personal property declared excess/surplus by the military and federal government. This property is allocated to the State of Florida for the benefit of state and local law enforcement, public agencies and private/nonprofit health and education organizations. The Florida Department of Management Services, Bureau of Federal Property Assistance, does not disseminate the transfer paperwork and Memorandum of Agreement until after the surplus equipment has been received by the receiving government entity. As a condition of receiving surplus military equipment from the State of Florida, the requesting government entity is required to sign a Memorandum of Agreement to indemnify and hold harmless the State of Florida, Department of Management Services, for any and all lawsuits arising out of the use of the property. On February 13, 2013, the city’s Resource Management Committee approved the Police Department’s acquisition of three Humvees, and on March 5, 2014, the Committee approved the acquisition of a Mine Resistant, Ambush Protected (MRAP) Vehicle by the Police Department. Therefore, the Chief of Police is requesting the authority to accept the surplus military vehicles and the authorization to sign Memoranda of Agreements with the State of Florida, Department of Management Services, for the surplus equipment. The costs incurred with the transfer, delivery, and repurposing of the acquired vehicles will be funded by special project code 181-99387, Federal Forfeiture Sharing. Type:Other Current Year Budget?:No Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$ 16,000 Annual Operating Cost:0.00 Not to Exceed:Total Cost:$16,000 For Fiscal Year:2013 to 2014 Appropriation Code Amount Appropriation Comment 181-99387 16,000 Cost will be funded by Special Project Code 181- 99387, Federal Forfeiteure Sharing Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) City Manager 6) Clerk Cover Memo Item # 6 Attachment number 1 \nPage 1 of 4 Item # 6 Attachment number 1 \nPage 2 of 4 Item # 6 Attachment number 1 \nPage 3 of 4 Item # 6 Attachment number 1 \nPage 4 of 4 Item # 6 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Approve a Contract (Blanket Purchase Order) to Honeywell International, Inc. – Building Solutions of Chicago, IL for an amount not to exceed $180,000 for the quarterly Maintenance Fees, from May 1, 2014 through April 30, 2015, per the contracts dated November 17, 2008 and April 28, 2010, and authorize the appropriate officials to execute same. (Consent) SUMMARY: The City of Clearwater signed two contracts with Honeywell Building Solutions to retrofit various buildings with energy saving devices under the State of Florida Energy Savings Contract 973-320-08-1. These contracts included provisions for guaranteed savings under the Performance Contracting specifications. The first contract was signed November 17, 2008. Several lighting changes were completed, air conditioning units were replaced and a dehumidifier was installed in the pool area to create a better environment and protect the steel structure from rust and deterioration. The contract term is 20 years. The savings in the fourth year was $40,516 above the guaranteed savings of $201,896. The second contract was signed on April 28, 2010. This contract included lighting changes in numerous buildings, air conditioning replacements and automated HVAC controls in various City buildings and pool pump replacement at the Long Center. The contract term is 15 years. The savings in the third year was $42,030 above the guaranteed savings of $410,020. The contracts require Honeywell to maintain all the systems installed for the term of the contract. This Blanket Purchase Order covers the maintenance and audit costs for one year. Type:Operating Expenditure Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$138,122 Annual Operating Cost: Not to Exceed:$180,000 Total Cost:$138,122 For Fiscal Year:5/1/2014 to 4/30/15 Appropriation Code Amount Appropriation Comment 565-06531-530300-519-000 180,000 Other Contractual Services Review Approval: 1) Office of Management and Budget 2) Solid Waste/General Support Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Purchasing 7) Assistant City Manager 8) City Manager 9) Clerk Cover Memo Item # 7 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Award a contract (Blanket Purchase Order) to Jet Age Fuel of Clearwater, FL for an amount not to exceed $3,700,000 for the purchase of unleaded and diesel fuel for city motorized equipment, as per City of Clearwater RFP 19-10, during the contract period May 1, 2014 through April 30, 2015 and authorize the appropriate officials to execute same. (Consent) SUMMARY: This blanket purchase order covers the purchase of unleaded and diesel fuel delivered to the city fuel facility located at 1701 N. Hercules Avenue. This fuel is used for all city equipment. This is the final extension of a five-year contract. The current average price for unleaded is $3.46 per gallon and diesel is $3.95 per gallon. Per the U.S. Energy Information Administration, the estimated average retail price for diesel in 2015 is $3.73 per gallon and the estimated average retail price for unleaded will be $3.39 per gallon. This is a not to exceed price. The City does not pay federal taxes, but does pay state taxes at the time of payment and submits for reimbursement on a monthly basis. Type:Purchase Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$1,079,788.46 Annual Operating Cost:$3,233,357.86 Not to Exceed:$3,700,000 Total Cost:$3,700,000 For Fiscal Year:5/1/2014 to 4/30/2015 Appropriation Code Amount Appropriation Comment 566-06611-550500-519- 000 $3,700,000 BPO Bid Required?:Yes Bid Number: City of Clearwater RFP 19-10 Other Bid / Contract:Bid Exceptions:None Review Approval: 1) Office of Management and Budget 2) Solid Waste/General Support Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Purchasing 7) Assistant City Manager 8) City Manager 9) Clerk Cover Memo Item # 8 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Award a contract (purchase order) to Richard H. Martin Roofing of Largo Florida, in the amount of $184,632.00 for the installation of a sprayed polyurethane foam roof system and acrylic coating on the roofs of Building C and G of the Public Services Complex, per Bid 13-14 and authorize the appropriate officials to execute same. (Consent) SUMMARY: The roofs of buildings C and G at the Public Utilities Service Complex have developed leaks and are in need of coating to protect the buildings and extend the useful life of the roof systems. Building G was originally scheduled to be repaired in Fiscal Year 2015 but staff recommends the repair be done prior to the upcoming hurricane season. Richard H. Martin Roofing provided the lowest responsible bid. The bid date was March 6, 2014. Midyear amendments will transfer $142,000 Sewer Revenue (388422) from Capital Improvement Program (CIP) project 0315-96739, Reclaimed Water Distr Sys to 0315-96523, Public Utilities Admin Bldg R and R, and $42,710.47 from Stormwater Retained Earnings to 315-94512, Roof Repairs for total funding in the amount of $184,710.47. Type:Operating Expenditure Current Year Budget?:No Budget Adjustment:Yes Budget Adjustment Comments: See Summary Current Year Cost:$184,632.00 Annual Operating Cost: Not to Exceed:$184,632.00 Total Cost:$184,632.00 For Fiscal Year:2013 to 2014 Appropriation Code Amount Appropriation Comment 315-94512-563600-519-000 $42,710.47 See Summary 315-96523-563600-539-000 $141,921.53 See Summary Bid Required?:Yes Bid Number:13-14 Other Bid / Contract:Bid Exceptions:None Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Purchasing 5) Assistant City Manager 6) City Manager 7) Clerk Cover Memo Item # 9 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Award a Contract (Purchase Order) for $158,800.00 to Alan Jay Fleet Sales of Sebring, FL for the purchase of five 2014 Ford F450 utility body pickup trucks, in accordance with the Florida State Term Contract 071-000-14-1, 2.564(1)(d), Code of Ordinances - Other Governmental Bid; authorize lease purchase under the City’s Master Lease Purchase Agreement, or internal financing via an interfund loan from the Capital Improvement Fund, whichever is deemed to be in the City’s best interests; and authorize the appropriate officials to execute same. (Consent) SUMMARY: The five Ford F450 pickup trucks will be purchased through the Florida State Term Contract 071-000-14-1 and quote dated December 20, 2013. One of these vehicles will be replacing G3428 (2008 Ford F250 utility body pickup truck) with 109,008 miles. This truck is assigned to the Gas Department. Four of these vehicles will be replacing replacing G2103 (1999 Ford F350 utility body pickup truck) with 101,048 miles, G2431 (2001 Chevy 3500 utility body pickup truck) with 91,1429 miles, G2863 (2004 Ford F450 utility body pickup truck) with 87,093 miles and G3015 (2006 Ford F450 utility body pickup truck) 97,650 miles. These trucks are assigned to the Public Utilities Department. These vehicles were included in the Fiscal Year 2013/2014 Garage CIP Replacement Fund. Type:Purchase Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:$158,800.00 Total Cost: For Fiscal Year:2013 to 2014 Appropriation Code Amount Appropriation Comment 316-94241-564100-519-000 158,800.00 LP/CIP Bid Required?:No Bid Number: Other Bid / Contract: Florida State Term Contract #071-000-14-1 Bid Exceptions: Other Government Bid Review Approval: 1) Office of Management and Budget 2) Solid Waste/General Support Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Purchasing 7) Assistant City Manager 8) City Manager 9) Clerk Cover Memo Item # 10 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Approve a Contract (Blanket Purchase Order) to Waste Equipment and Parts LLC of Tampa, Florida to rebuild two Automated Side Loaders for an amount not to exceed $150,000, and authorize the appropriate officials to execute same. (Consent) SUMMARY: The Solid Waste Department recommends two automated side loaders, G3502 and G3504 be rebuilt and used to collect recyclables in our single stream recycling program. The rebuilds would significantly reduce the financial impact on the recycling program, increase efficiency and reduce the overall fleet. The rebuilds would give an additional five years of service without incurring any additional debt service to the program. The cost to purchase two new automated side loaders is $564,000 and the debt service on that amount would severely impact the recycling program. As this expenditure would be incurred by the Solid Waste Fund, a mid-year budget amendment will be made to increase Other Contractual Services by $150,000 in cost center 02082 Residential Solid Waste. The Solid Waste revenues should be more than sufficient to cover this additional expenditure, but in the event the revenue is not sufficient, this would be paid from the Unrestricted Reserves of the Solid Waste Fund. Type:Operating Expenditure Current Year Budget?:No Budget Adjustment:Yes Budget Adjustment Comments: Current Year Cost:$150,000 Annual Operating Cost:0 Not to Exceed:$150,000 Total Cost:$150,000 For Fiscal Year:2013 to 2014 Appropriation Code Amount Appropriation Comment 0-424-02082-530300-534 $150,000.00 Bid Required?:No Bid Number: Other Bid / Contract: City of Tallahassee, FL RFP # 2490 Bid Exceptions: Other Government Bid Review Approval: 1) Office of Management and Budget 2) Solid Waste/General Support Services 3) Office of Management and Budget 4) Solid Waste/General Support Services 5) Office of Management and Budget 6) Legal 7) Clerk 8) Assistant City Manager 9) City Manager 10) Clerk Cover Memo Item # 11 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Approve a contract (Blanket Purchase Order) to Wingfoot Commercial Tire of Clearwater, FL, for an amount not to exceed $510,000, for the purchase of Goodyear Tires for city motorized equipment, from May 1, 2014 through February 27, 2015, in accordance with Sec. 2.564(1)(d), Code of Ordinances - Other governmental bid; and authorize the appropriate officials to execute same. (Consent) SUMMARY: This blanket purchase order is a piggyback of the Florida State Term Contract 863-000-10-1. This contract covers period beginning May 1, 2014 through February 27, 2015. The State of Florida renewed this contract for 10-months effective through February 27, 2015. This contract covers the purchase of several different sizes of tires for use on all city vehicles. Type:Purchase Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$440,000 Annual Operating Cost:$475,000 Not to Exceed:$510,000 Total Cost: For Fiscal Year:5/1/2014 to 2/27/2015 Appropriation Code Amount Appropriation Comment 566-06611-550700-519- 000 $510,000BPO Bid Required?:No Bid Number: Other Bid / Contract: Florida State Term Contract #863-000- 10-1 Bid Exceptions: Other Government Bid Review Approval: 1) Office of Management and Budget 2) Solid Waste/General Support Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Purchasing 7) Assistant City Manager 8) City Manager 9) Clerk Cover Memo Item # 12 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Approve proposal from Construction Manager at Risk Certus Builders, Inc. of Tampa, FL for the demolition phase of the Residual Processing Building (RDP) storage conversion project (13-0053-UT) for the guaranteed maximum price of $208,923.40 and authorize the appropriate officials to execute same. (Consent) SUMMARY: On June 6, 2013, City Council approved the use of Construction Manager at Risk Services (CMR) for Continuing Contracts with Biltmore Construction Co., Inc. of Belleair, FL; Peter Brown Construction Solutions of Clearwater, FL; Certus Builders, Inc. of Tampa, FL; Creative Contractors, Inc. of Clearwater, FL; Honeywell Building Solutions of Orlando, FL; Keystone Excavators, Inc. of Oldsmar, FL; and J. Kokolakis Contracting, Inc. of Tarpon Springs, FL for a period of three years. These firms were selected in accordance with Florida Statutes 255.103 and 287.055 under Request for Qualifications 15-13 based upon construction experience, financial capability, availability of qualified staff, local knowledge and involvement in the community. This contract will provide for exterior and interior demolitionof process equipment in the Residual Processing Building and Generator Building in order to convert the two buildings into storage facilities at the Northeast Water Reclamation Facility. Work includes: engineering and permitting services, coordination between sub-contractor and City staff, and exterior and interior demolition of the Residual Processing Building and Generator Building. The construction duration for this project is 75days, commencing upon the Notice to Proceed. Future maintenance of the building will be provided by the Northeast Water Reclamation Facility and Building Maintenance staff, same as for the existing building. There will be neither additional staff requirements nor additional operating impacts for this project. Sufficient budget and revenue are available in Capital Improvement Program project, 0327-96664, WPC R and R. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost:$208,923.40 For Fiscal Year: to Review Approval: 1) Engineering 2) Financial Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Assistant City Manager 7) City Manager 8) Clerk Cover Memo Item # 13 1 Proposal Date: 03/19/14 TO: Khang Nguyen City of Clearwater 100 S. Myrtle Ave. Clearwater, FL 33756 RE: Residuals Processing Building (RDP) Storage Conversion City Project #: 13-0053-UT Certus File #: 14072 A. Objective This is a proposal from Certus Builders, Inc., of Tampa, Florida, for the guaranteed maximum price of $208,923.40 for the exterior & interior demolition of the Residual Processing Building (RDP) & Generator Building at the Clearwater Northeast Water Reclamation Facility (WRF). B. Scope of Work: 1. Engineering and permitting services: Engineer for interior pit fill and drive thru concrete work, and prepare permit application package. 2. Coordination: Coordinate the activities of Certus’s staff and sub-consultants with those of the City and administer communications among the project team members and with the City’s staff. 3. Exterior work: Demo and remove exterior silos, tanks, stairs, electrical and field office. 4. Interior work: Remove interior machinery, bins, stairs, catwalks, electrical and duct work. Demolish interior office contents, remove owner identified items from MCC, demo west walls, fill interior pit, remove tipping bin doors and cover, and replace trench drain grates. 5. Generator building: Remove concrete pads and muffler and demo exterior patio walls. 6. The demolition work will have no impact on plant function. The Northeast WRF must remain operational and in compliance with other agencies’ standards and requirements. Attachment number 1 \nPage 1 of 2 Item # 13 2 C. Cost Detail Summary: Description Amount Cost of Work* $ 150,738.38 Contractor’s Overhead @ 10% $ 15,073.84 Contractor Fee@ 5% $ 8,290.61 Subtotal $ 174,102.83 Contingency (20%) $ 34,820.57 Guaranteed Maximum Price $ 208,923.40 *See attached cost detail breakdown and clarification for additional info. D. Project Duration: Project duration shall be 75 calendar days from the date of Notice to Proceed. E. General Conditions & Technical Specifications: This proposal is submitted in conjunction with the existing Construction Manager at Risk Services Continuing Contract entered into with the City of Clearwater on June 17, 2013, based on RFQ #15-13. For work performed, invoices shall be submitted to the City of Clearwater, Engineering Department, Attn: Veronica Josef, Senior Staff Assistant, P.O. Box 4748, Clearwater, Florida, 33758-4748. Contingency services may be billed only after written authorization is provided by the City to proceed with those services. CERTUS BUILDERS INC. By: _________________________________ Dean Sumner CEO Countersigned: CITY OF CLEARWATER, FLORIDA ____________________________ By: _______________________________ George N. Cretekos William B. Horne II Mayor City Manager Approved as to form: Attest: ____________________________ ___________________________________ Camilo A. Soto Rosemarie Call Assistant City Attorney City Clerk Attachment number 1 \nPage 2 of 2 Item # 13 PROJECTSITE MC M U LLEN BOO TH RDS.R. 580CITYSERVICEAREA LAN D M A R K DR LOCATION MAP ²Prepared by:Engineering DepartmentGeographic Technology Division100 S. Myrtle Ave, Clearwater, FL 33756Ph: (727)562-4750, Fax: (727)526-4755www.MyClearwater.com CRM KN N.T.S.201A 21-28s-16e03/12/20 14Map Gen By:Reviewed By:S-T-R :Grid #:Date:Scale: NORTHEAST WASTEW ATER PLANT SITERDP Storage Conversion13-0053-UT Document Path: V:\GIS\Engineering\Location M aps\RDP Storage Northeast Plant.mxd Attachment number 2 \nPage 1 of 1 Item # 13 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Award a contract (purchase order) to Layne Inliner, LLC, Sanford, FL, in the amount of $1,028,387.50, for the cleaning and video inspection of Stormwater outfall locations throughout the City of Clearwater and authorize the appropriate officials to execute same. (Consent) SUMMARY: City Storm Pipes have decreased capacity when they contain sand, tree roots, barnacles and many other types of debris. This contract will involve removal of debris to improve the function and integrity of the Stormwater infrastructure. The City of Clearwater Engineering Department will direct the contractor to high priority pipe systems as established by review of inspection reports and maintenance records. This contract is being awarded based on unit price only for a total value not to exceed $1,028,387.50. Although three contractors attended the prebid meeting, only one decided to submit a bid due the specialty nature of the work. The unit prices proposed are reasonable for this type of work. Sufficient revenue is available in Capital Improvement Program project 0315-96124, Storm Pipe System Improvements. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: See summary Current Year Cost:$1,028,387.50 Annual Operating Cost: Not to Exceed:$1,028,387.50 Total Cost:$1,028,387.50 For Fiscal Year:2013 to 2014 Appropriation Code Amount Appropriation Comment 0315-96124-563700-539- 000-0000 $1,028,387.50 See summary Bid Required?:Yes Bid Number:13-0045-EN Other Bid / Contract:Bid Exceptions:None Review Approval: 1) Engineering 2) Financial Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Assistant City Manager 7) City Manager 8) Clerk Cover Memo Item # 14 BI D I T E M S Q T Y U N I T U N I T P R I C E A M O U N T 1 Pr o j e c t S i g n 1 L . S . $ 1 , 5 0 0 . 0 0 $ 1 , 5 0 0 . 0 0 2 Mo b i l i z a t i o n 10 E A $ 2 , 5 0 0 . 0 0 $ 2 5 , 0 0 0 . 0 0 3 Cl e a n i n g V i d e o R e c o r d i n g 40 , 0 0 0 L . 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F . $ 1 6 . 0 0 $ 4 0 , 0 0 0 . 0 0 15 54 " D i a m e t e r P i p e 2, 0 0 0 L . F . $ 2 5 . 0 0 $ 5 0 , 0 0 0 . 0 0 16 60 " D i a m e t e r P i p e 2, 0 0 0 L . F . $ 2 8 . 0 0 $ 5 6 , 0 0 0 . 0 0 17 ≤1 2 " D i a m e t e r P i p e 50 0 L . F . $ 9 . 0 0 $ 4 , 5 0 0 . 0 0 18 15 " D i a m e t e r P i p e 50 0 L. F . $1 1 . 5 0 $5 , 7 5 0 . 0 0 ST O R M W A T E R O U T F A L L P I P E C L E A N I N G P R O J E C T # 1 3 - 0 0 4 5 - E N BI D O P E N I N G : T H U R S D A Y , M A R C H 2 7 , 2 0 1 4 A W A R D - TH U R S D A Y , M A Y 1 , 2 0 1 4 Me d i u m C l e a n i n g ( 1 0 - 2 9 % a c c u m u l a t e d d e b r i s v s . p i p e v o l u m e ) Li g h t C l e a n i n g ( 0 - 9 % a c c u m u l a t e d d e b r i s v s . p i p e v o lu m e ) Ge n e r a l 18 15 " D i a m e t e r P i p e 50 0 L. F . $1 1 . 5 0 $5 , 7 5 0 . 0 0 19 18 " D i a m e t e r P i p e 1, 0 0 0 L . F . $ 1 2 . 5 0 $ 1 2 , 5 0 0 . 0 0 20 24 " D i a m e t e r P i p e 1, 0 0 0 L . 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F . $ 2 2 . 0 0 $ 2 2 , 0 0 0 . 0 0 33 42 " D i a m e t e r P i p e 50 0 L . F . $ 2 4 . 0 0 $ 1 2 , 0 0 0 . 0 0 34 48 " D i a m e t e r P i p e 1, 0 0 0 L . F . $ 2 6 . 0 0 $ 2 6 , 0 0 0 . 0 0 35 54 " D i a m e t e r P i p e 1, 0 0 0 L . F . $ 3 2 . 0 0 $ 3 2 , 0 0 0 . 0 0 36 60 " D i a m e t e r P i p e 50 0 L . F . $ 3 6 . 0 0 $ 1 8 , 0 0 0 . 0 0 $8 9 4 , 2 5 0 . 0 0 37 $1 3 4 , 1 3 7 . 5 0 $1 , 0 2 8 , 3 8 7 . 5 0 BI D D E R ’ S G R A N D T O T A L BI D S U B T O T A L (I T E M S 1 T H R O U G H 3 6 ) Ow n e r ’ s 1 5 % C o n t i n g e n c y He a v y C l e a n i n g ( 3 0 % a n d g r e a t e r a c c u m u l a t e d d e b r i s vs . p i p e v o l u m e ) Attachment number 1 \nPage 1 of 1 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page i 7/29/2013 SECTION V CONTRACT DOCUMENTS Table of Contents: CONTRACT BOND ................................................................................................................................. 1 CONTRACT .............................................................................................................................................. 3 CONTRACTOR'S AFFIDAVIT FOR FINAL PAYMENT ................................................................. 7 PROPOSAL BOND .................................................................................................................................. 8 AFFIDAVIT .............................................................................................................................................. 9 NON COLLUSION AFFIDAVIT ......................................................................................................... 10 PROPOSAL ............................................................................................................................................. 11 CITY OF CLEARWATER ADDENDUM SHEET ............................................................................. 14 BIDDER’S PROPOSAL ......................................................................................................................... 15 SCRUTINIZED COMPANIES AND BUSINESS OPERATIONS WITH CUBA AND SYRIA CERTIFICATION FORM ..................................................................................................................... 17 Attachment number 2 \nPage 1 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 1 of 17 7/29/2013 BOND NUMBER: ____________________ CONTRACT BOND (1) STATE OF FLORIDA COUNTY OF SEMINOLE KNOW ALL MEN BY THESE PRESENTS: That we LAYNE INLINER, LLC as Contractor and _____________________________________________________________ (Surety) whose home address is _____________________________________________________________________ HEREINAFTER CALLED THE "Surety", are held and firmly bound into the City of Clearwater, Florida (hereinafter called the "Owner") in the penal sum of: ONE MILLION, TWENTY-EIGHT THOUSAND, THREE HUNDRED EIGHTY-SEVEN AND 50/100 Dollars ($1,028,387.50) for the payment of which we bind ourselves, our heirs, executors, administrators, successors, and assigns for the faithful performance of a certain written contract, dated the ______________day of ___________________, 2014, entered into between the Contractor and the City of Clearwater for: STORMWATER OUTFALL PIPE CLEANING PROJECT #13-0045-EN a copy of which said contract is incorporated herein by reference and is made a part hereof as if fully copied herein. NOW THEREFORE, THE CONDITIONS OF THIS OBLIGATION ARE SUCH, that if the Contractor shall in all respects comply with the terms and conditions of said contract, including the one year guarantee of material and labor, and his obligations thereunder, including the contract documents (which include the Advertisement for Bids, Form of Proposal, Form of Contract, Form of Surety Bond, Instructions to Bidders, General Conditions and Technical Specifications) and the Plans and Specifications therein referred to and made a part thereof, and such alterations as may be made in said Plans and Specifications as therein provided for, and shall indemnify and save harmless the said Owner against and from all costs, expenses, damages, injury or conduct, want of care or skill, negligence or default, including patent infringements on the part of the said Contractor agents or employees, in the execution or performance of said contract, including errors in the plans furnished by the Contractor, and further, if such "Contractor" or "Contractors" shall promptly make payments to all persons supplying him, them or it, labor, material, and supplies used directly or indirectly by said Contractor, Contractors, Sub-Contractor, or Sub-Contractors, in the prosecution of the work provided for in said Contract, this obligation shall be void, otherwise, the Contractor and Surety jointly and severally agree to pay to the Owner any difference between the sum to which the said Contractor would be entitled on the completion of the Contract, and that which the Owner may be obliged to pay for the completion of said work by contract or otherwise, & any damages, direct or indirect, or consequential, which said Owner may sustain on account of such work, or on account of the failure of the said Contractor to properly and in all things, keep and execute all the provisions of said contract. Attachment number 2 \nPage 2 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 2 of 17 7/29/2013 CONTRACT BOND (2) And the said Contractor and Surety hereby further bind themselves, their successors, executors, administrators, and assigns, jointly and severally, that they will amply and fully protect the said Owner against, and will pay any and all amounts, damages, costs and judgments which may be recovered against or which the Owner may be called upon to pay to any person or corporation by reason of any damages arising from the performance of said work, or of the repair or maintenance thereof, or the manner of doing the same or the neglect of the said Contractor or his agents or servants or the improper performance of the said work by the Contractor or his agents or servants, or the infringements of any patent rights by reason of the use of any material furnished or work done; as aforesaid, or otherwise. And the said Contractor and Surety hereby further bind themselves, their successors, heirs, executors, administrators, and assigns, jointly and severally, to repay the owner any sum which the Owner may be compelled to pay because of any lien for labor material furnished for the work, embraced by said Contract. And the said Surety, for the value received, hereby stipulates and agrees that no change, extension of time, alteration or addition to the terms of the contract or to the work to be performed thereunder or the specifications accompanying the same shall in any way affect its obligations on this bond, and it does hereby waive notice of any such change, extension of time, alteration or addition to the terms of the contract or to the work or to the specifications. IN TESTIMONY WHEREOF, witness the hands and seals of the parties hereto this __________ day of ________________, 2014. LAYNE INLINER, LLC By: _____________________________ ATTEST: _________________________________ _________________________________ SURETY WITNESS: By: _____________________________ ATTORNEY-IN-FACT _________________________________ COUNTERSIGNED: _________________________________ _________________________________ Attachment number 2 \nPage 3 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 3 of 17 7/29/2013 CONTRACT (1) This CONTRACT made and entered into this ___ day of ____________, 2014 by and between the City of Clearwater, Florida, a municipal corporation, hereinafter designated as the "City", and LAYNE INLINER, LLC, of the City of SANFORD, County of SEMINOLE and State of Florida, hereinafter designated as the "Contractor". WITNESSETH: That the parties to this contract each in consideration of the undertakings, promises and agreements on the part of the other herein contained, do hereby undertake, promise and agree as follows: The Contractor, and his or its successors, assigns, executors or administrators, in consideration of the sums of money as herein after set forth to be paid by the City and to the Contractor, shall and will at their own cost and expense perform all labor, furnish all materials, tools and equipment for the following: STORMWATER OUTFALL PIPE CLEANING (PROJECT #13-0045-EN) in the amount of ONE MILLION, TWENTY-EIGHT THOUSAND, THREE HUNDRED EIGHTY-SEVEN AND 50/100 Dollars ($1,028,387.50) In accordance with such proposal and technical supplemental specifications and such other special provisions and drawings, if any, which will be submitted by the City, together with any advertisement, instructions to bidders, general conditions, proposal and bond, which may be hereto attached, and any drawings if any, which may be herein referred to, are hereby made a part of this contract, and all of said work to be performed and completed by the contractor and its successors and assigns shall be fully completed in a good and workmanlike manner to the satisfaction of the City. If the Contractor should fail to comply with any of the terms, conditions, provisions or stipulations as contained herein within the time specified for completion of the work to be performed by the Contractor, then the City, may at its option, avail itself of any or all remedies provided on its behalf and shall have the right to proceed to complete such work as Contractor is obligated to perform in accordance with the provisions as contained herein. THE CONTRACTOR AND HIS OR ITS SUCCESSORS AND ASSIGNS DOES HEREBY AGREE TO ASSUME THE DEFENSE OF ANY LEGAL ACTION WHICH MAY BE BROUGHT AGAINST THE CITY AS A RESULT OF THE CONTRACTOR'S ACTIVITIES ARISING OUT OF THIS CONTRACT AND FURTHERMORE, IN CONSIDERATION OF THE TERMS, STIPULATIONS AND CONDITIONS AS CONTAINED HEREIN, AGREES TO HOLD THE CITY FREE AND HARMLESS FROM ANY AND ALL CLAIMS FOR DAMAGES, COSTS OF SUITS, JUDGMENTS OR DECREES RESULTING FROM ANY CLAIMS MADE UNDER THIS CONTRACT AGAINST THE CITY OR THE CONTRACTOR OR THE CONTRACTOR'S SUB CONTRACTORS, AGENTS, SERVANTS OR EMPLOYEES RESULTING FROM ACTIVITIES BY THE AFOREMENTIONED CONTRACTOR, SUB CONTRACTOR, AGENT SERVANTS OR EMPLOYEES. Attachment number 2 \nPage 4 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 4 of 17 7/29/2013 CONTRACT (2) In addition to the foregoing provisions, the Contractor agrees to conform to the following requirements: In connection with the performance of work under this contract, the Contractor agrees not to discriminate against any employee or applicant for employment because of race, sex, religion, color, or national origin. The aforesaid provision shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; lay off or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Contractor agrees to post hereafter in conspicuous places, available for employees or applicants for employment, notices to be provided by the contracting officer setting forth the provisions of the non discrimination clause. The Contractor further agrees to insert the foregoing provisions in all contracts hereunder, including contracts or agreements with labor unions and/or worker's representatives, except sub contractors for standard commercial supplies or raw materials. It is mutually agreed between the parties hereto that time is of the essence of this contract, and in the event that the work to be performed by the Contractor is not completed within the time stipulated herein, it is then further agreed that the City may deduct from such sums or compensation as may be due to the Contractor the sum of $1,000.00 per day for each day that the work to be performed by the Contractor remains incomplete beyond the time limit specified herein, which sum of $1,000.00 per day shall only and solely represent damages which the City has sustained by reason of the failure of the Contractor to complete the work within the time stipulated, it being further agreed that this sum is not to be construed as a penalty but is only to be construed as liquidated damages for failure of the Contractor to complete and perform all work within the time period as specified in this contract. It is further mutually agreed between the City and the Contractor that if, any time after the execution of this contract and the surety bond which is attached hereto for the faithful performance of the terms and conditions as contained herein by the Contractor, that the City shall at any time deem the surety or sureties upon such performance bond to be unsatisfactory or if, for any reason, the said bond ceases to be adequate in amount to cover the performance of the work the Contractor shall, at his or its own expense, within ten (10) days after receipt of written notice from the City to do so, furnish an additional bond or bonds in such term and amounts and with such surety or sureties as shall be satisfactory to the City. If such an event occurs, no further payment shall be made to the Contractor under the terms and provisions of this contract until such new or additional security bond guaranteeing the faithful performance of the work under the terms hereof shall be completed and furnished to the City in a form satisfactory to it. Attachment number 2 \nPage 5 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 5 of 17 7/29/2013 CONTRACT (3) The successful bidder/contractor will be required to comply with Section 119.0701, Florida Statutes (2013), specifically to: (a) Keep and maintain public records that ordinarily and necessarily would be required by the City of Clearwater in order to perform the service; (b) Provide the public with access to public records on the same terms and conditions that the City of Clearwater would provide the records and at a cost that does not exceed the cost provided in this chapter or as otherwise provided by law; (c) Ensure that public records that are exempt or confidential and exempt from public records disclosure requirements are not disclosed except as authorized by law; and (d) Meet all requirements for retaining public records and transfer, at no cost, to the City of Clearwater all public records in possession of the contractor upon termination of the contract and destroy any duplicate public records that are exempt or confidential and exempt from public records disclosure requirements. All records stored electronically must be provided to the public agency in a format that is compatible with the information technology systems of the City of Clearwater. Attachment number 2 \nPage 6 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 6 of 17 7/29/2013 CONTRACT (4) IN WITNESS WHEREOF, the parties to the agreement have hereunto set their hands and seals and have executed this Agreement, in duplicate, the day and year first above written. CITY OF CLEARWATER IN PINELLAS COUNTY, FLORIDA By: ________________________________ (SEAL) William B. Horne, II City Manager Attest: Countersigned: ____________________________________ Rosemarie Call City Clerk By: ________________________________ Approved as to form: George N. Cretekos, Mayor ____________________________________ Camilo Soto Assistant City Attorney (Contractor must indicate whether Corporation, Partnership, Company or Individual.) ____________________________________ LAYNE INLINER, LLC______________ (Contractor) By: _________________________ (SEAL) (The person signing shall, in his own handwriting, sign the Principal's name, his own name, and his title; where the person is signing for a Corporation, he must, by Affidavit, show his authority to bind the Corporation). Attachment number 2 \nPage 7 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 7 of 17 7/29/2013 CONTRACTOR'S AFFIDAVIT FOR FINAL PAYMENT (CORPORATION FORM) STATE OF FLORIDA COUNTY OF SEMINOLE On this day personally appeared before me, the undersigned authority, duly authorized to administer oaths and take acknowledgments, _________________________________, who after being duly sworn, deposes and says: That he is the ________________________________________________________________ (TITLE) of LAYNE INLINER, LLC, a Florida Corporation, with its principal place of business located at 2531 JEWETT LANE, SANFORD, FLORIDA, 32771(herein, the "Contractor"). That the Contractor was the general contractor under a contract executed on the ______ day of __________________, 2014 with the CITY OF CLEARWATER, FLORIDA, a municipal corporation, as Owner, and that the Contractor was to perform the construction of: STORMWATER OUTFALL PIPE CLEANING (PROJECT #13-0045-EN) That said work has now been completed and the Contractor has paid and discharged all sub-contractors, laborers and material men in connection with said work and there are no liens outstanding of any nature nor any debts or obligations that might become a lien or encumbrance in connection with said work against the described property. That he is making this affidavit pursuant to the requirements of Chapter 713, Florida Statutes, and upon consideration of the payment of ___________________________ (Final Full Amount of Contract) in full satisfaction and discharge of said contract. That the Owner is hereby released from any claim which might arise out of said Contract. The word "liens" as used in this affidavit shall mean any and all arising under the operation of the Florida Mechanic's Lien Law as set forth in Chapter 713, Florida Statutes. Sworn and subscribed to before me ____________________________________ AFFIANT This _____day of ____________, 20___. BY: ______________________________ _________________________________ NOTARY PUBLIC _________________________________ My Commission Expires: PRESIDENT Attachment number 2 \nPage 8 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 8 of 17 7/29/2013 PROPOSAL BOND (Not to be filled out if a certified check is submitted) KNOWN ALL MEN BY THESE PRESENTS: That we, the undersigned, ______________________ __________________________________ as Principal, and _____________________________ ______________________________ as Surety, who’s address is ___________________________ ____________________________________________________, are held and firmly bound unto the City of Clearwater, Florida, in the sum of ___________________________________________ Dollars ($_______________) (being a minimum of 10% of Contractor's total bid amount) for the payment of which, well and truly to be made, we hereby jointly and severally bind ourselves, our heirs, executors, administrators, successors and assigns. The condition of the above obligation is such that if the attached Proposal of ______________________ ____________________ as Principal, and _______________________________________ as Surety, for work specified as: _____________________________________________________________ ____________________________________________________________________________________ all as stipulated in said Proposal, by doing all work incidental thereto, in accordance with the plans and specifications provided herefor, all within Pinellas County, is accepted and the contract awarded to the above named bidder, and the said bidder shall within ten days after notice of said award enter into a contract, in writing, and furnish the required Performance Bond with surety or sureties to be approved by the City Manager, this obligation shall be void, otherwise the same shall be in full force and virtue by law and the full amount of this Proposal Bond will be paid to the City as stipulated or liquidated damages. Signed this ______ day of ____________________, 20____. (Principal must indicate whether corporation, partnership, company or individual) ____________________________________ ____________________________________ Principal By: ________________________________ Title ____________________________________ ____________________________________ Surety (The person signing shall, in his own handwriting, sign the Principal's name, his own name, and his title; where the person is signing for a Corporation, he must, by Affidavit, show his authority to bind the Corporation). Attachment number 2 \nPage 9 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 9 of 17 7/29/2013 AFFIDAVIT (To be filled in and executed if the bidder is a corporation) STATE OF FLORIDA ) COUNTY OF _______________) _________________________________________ being duly sworn, deposes and says that he/she is Secretary of _________________________________________________________________________ a corporation organized and existing under and by virtue of the laws of the State of Florida, and having its principal office at: _____________________________________ _________________ ________________ ______ (Street & Number) (City) (County) (State) Affiant further says that he is familiar with the records, minute books and by-laws of _______________________________________________________________________________ (Name of Corporation) Affiant further says that ____________________________ is ______________________________ (Officer's Name) (Title) of the corporation, is duly authorized to sign the Proposal for _______________________________ or said corporation by virtue of ______________________________________________________ (state whether a provision of by laws or a Resolution of Board of Directors. If by Resolution give date of adoption). ____________________________________ ____________________________________ Affiant Sworn to before me this ______ day of ______________________, 2014. ___________________________________ Notary Public ___________________________________ Type/print/stamp name of Notary ___________________________________ Title or rank, and Serial No., if any Attachment number 2 \nPage 10 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 10 of 17 7/29/2013 NON COLLUSION AFFIDAVIT STATE OF FLORIDA ) COUNTY OF _______________) _______________________________________ being, first duly sworn, deposes and says that he is _________________________________ of ___________________________________________, the party making the foregoing Proposal or Bid; that such Bid is genuine and not collusive or sham: that said bidder is not financially interested in or otherwise affiliated in a business way with any other bidder on the same contract; that said bidder has not colluded, conspired, connived, or agreed, directly or indirectly, with any bidders or person, to put in a sham bid or that such other person shall refrain from bidding, and has not in any manner, directly or indirectly, sought by agreement or collusion, or communication or conference, with any person, to fix the bid price or affiant or any other bidder, or to fix any overhead, profit or cost element of said bid price, or that of any other bidder, or to secure any advantage against the City of Clearwater, Florida, or any person or persons interested in the proposed contract; and that all statements contained in said proposal or bid are true; and further, that such bidder has not directly or indirectly submitted this bid, or the contents thereof, or divulged information or data relative thereto to any association or to any member or agent thereof. ____________________________________ Affiant Sworn to and subscribed before me this ______ day of _______________________, 2014. ____________________________________ Notary Public Attachment number 2 \nPage 11 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 11 of 17 7/29/2013 PROPOSAL (1) TO THE CITY OF CLEARWATER, FLORIDA, for STORMWATER OUTFALL PIPE CLEANING (PROJECT #13-0045-EN) and doing such other work incidental thereto, all in accordance with the contract documents, marked STORMWATER OUTFALL PIPE CLEANING (PROJECT #13-0045-EN) Every bidder must take notice of the fact that even though his proposal be accepted and the documents signed by the bidder to whom an award is made and by those officials authorized to do so on behalf of the City of Clearwater, Florida, that no such award or signing shall be considered a binding contract without a certificate from the Finance Director that funds are available to cover the cost of the work to be done, or without the approval of the City Attorney as to the form and legality of the contract and all the pertinent documents relating thereto having been approved by said City Attorney; and such bidder is hereby charged with this notice. The signer of the Proposal, as bidder, also declares that the only person, persons, company or parties interested in this Proposal, are named in this Proposal, that he has carefully examined the Advertisement, Instructions to Bidders, Contract Specifications, Plans, Supplemental Specifications, General Conditions, Special Provisions, and Contract Bond, that he or his representative has made such investigation as is necessary to determine the character and extent of the work and he proposes and agrees that if the Proposal be accepted, he will contract with the City of Clearwater, Florida, in the form of contract; hereto annexed, to provide the necessary labor, materials, machinery, equipment, tools or apparatus, do all the work required to complete the contract within the time mentioned in the General Conditions and according to the requirements of the City of Clearwater, Florida, as herein and hereinafter set forth, and furnish the required surety bonds for the following prices to wit: Attachment number 2 \nPage 12 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 12 of 17 7/29/2013 PROPOSAL (2) If the foregoing Proposal shall be accepted by the City of Clearwater, Florida, and the undersigned shall fail to execute a satisfactory contract as stated in the Advertisement herein attached, then the City may, at its option determine that the undersigned has abandoned the contract, and thereupon this Proposal shall be null and void, and the certified check or bond accompanying this Proposal, shall be forfeited to become the property of the City of Clearwater, Florida, and the full amount of said check shall be retained by the City, or if the Proposal Bond be given, the full amount of such bond shall be paid to the City as stipulated or liquidated damages; otherwise, the bond or certified check accompanying this Proposal, or the amount of said check, shall be returned to the undersigned as specified herein. Attached hereto is a bond or certified check on __________________________________________ ____________________________________ Bank, for the sum of __________________________ ____________________________________________________________ ($_________________) (being a minimum of 10% of Contractor's total bid amount). The full names and residences of all persons and parties interested in the foregoing bid are as follows: (If corporation, give the names and addresses of the President and Secretary. If firm or partnership, the names and addresses of the members or partners. The Bidder shall list not only his name but also the name of any person with whom bidder has any type of agreement whereby such person's improvements, enrichment, employment or possible benefit, whether sub contractor, materialman, agent, supplier, or employer is contingent upon the award of the contract to the bidder). NAMES: ADDRESSES: __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ Signature of Bidder: ____________________________ (The bidder must indicate whether Corporation, Partnership, Company or Individual). Attachment number 2 \nPage 13 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 13 of 17 7/29/2013 PROPOSAL (3) The person signing shall, in his own handwriting, sign the Principal's name, his own name and his title. Where the person signing for a corporation is other than the President or Vice President, he must, by affidavit, show his authority, to bind the corporation. Principal: ___________________________________________________________________________ By: ___________________________________ Title: ___________________________________ Business Address of Bidder: ____________________________________________________________ City and State: ________________________________________________ Zip Code _______________ Dated at ___________________________, this ______ day of ____________________, A.D., 20__. Attachment number 2 \nPage 14 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 14 of 17 7/29/2013 CITY OF CLEARWATER ADDENDUM SHEET PROJECT: STORMWATER OUTFALL PIPE CLEANING (PROJECT #13-0045-EN) Acknowledgment is hereby made of the following addenda received since issuance of Plans and Specifications. Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ Addendum No. _____ Date: _____________ ____________________________________ (Name of Bidder) ____________________________________ (Signature of Officer) ____________________________________ (Title of Officer) ____________________________________ (Date) Attachment number 2 \nPage 15 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 15 of 17 7/29/2013 BIDDER’S PROPOSAL PROJECT: STORMWATER OUTFALL PIPE CLEANING (PROJECT #13-0045-EN) CONTRACTOR: ____________________________________________________________________ BIDDER'S GRAND TOTAL: $_______________________________________________ (Numbers) BIDDER'S GRAND TOTAL: __________________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________ (Words) BID ITEMS QTY UNIT UNIT PRICE AMOUNT General 1 Project Sign 1 L.S. 2 Mobilization 10 EA 3 Cleaning Video Recording 40,000 L.F. 4 Outfall Headwall/Upstream Structure Restoration (Grout/Seal) 10 CY 5 Outfall Concrete Restoration 100 SF 6 Clean and Paint Tideflex Valve 40 EA Light Cleaning (0-9% accumulated debris vs. pipe volume) 7 ≤12" Diameter Pipe 1,000 L.F. 8 15" Diameter Pipe 2,000 L.F. 9 18" Diameter Pipe 2,000 L.F. 10 24" Diameter Pipe 2,500 L.F. 11 30" Diameter Pipe 2,000 L.F. 12 36" Diameter Pipe 2,500 L.F. 13 42" Diameter Pipe 2,000 L.F. 14 48" Diameter Pipe 2,500 L.F. 15 54" Diameter Pipe 2,000 L.F. 16 60" Diameter Pipe 2,000 L.F. Medium Cleaning (10-29% accumulated debris vs. pipe volume) 17 ≤12" Diameter Pipe 500 L.F. 18 15" Diameter Pipe 500 L.F. 19 18" Diameter Pipe 1,000 L.F. 20 24" Diameter Pipe 1,000 L.F. 21 30" Diameter Pipe 500 L.F. 22 36" Diameter Pipe 1,000 L.F. 23 42" Diameter Pipe 500 L.F. 24 48" Diameter Pipe 1,000 L.F. 25 54" Diameter Pipe 1,000 L.F. 26 60" Diameter Pipe 500 L.F. Heavy Cleaning (30% and greater accumulated debris vs. pipe volume) 27 ≤12" Diameter Pipe 500 L.F. 28 15" Diameter Pipe 500 L.F. Attachment number 2 \nPage 16 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 16 of 17 7/29/2013 29 18" Diameter Pipe 1,000 L.F. 30 24" Diameter Pipe 1,000 L.F. 31 30" Diameter Pipe 500 L.F. 32 36" Diameter Pipe 1,000 L.F. 33 42" Diameter Pipe 500 L.F. 34 48" Diameter Pipe 1,000 L.F. 35 54" Diameter Pipe 1,000 L.F. 36 60" Diameter Pipe 500 L.F. BID SUBTOTAL (ITEMS 1 THROUGH 36) 37 Owner’s 15% Contingency BIDDER’S GRAND TOTAL THE BIDDER'S GRAND TOTAL ABOVE IS HIS TOTAL BID BASED ON HIS UNIT PRICES AND LUMP SUM PRICES AND THE ESTIMATED QUANTITIES REQUIRED FOR EACH SECTION. THIS FIGURE IS FOR INFORMATION ONLY AT THE TIME OF OPENING BIDS. THE CITY WILL MAKE THE TABULATION FROM THE UNIT PRICES AND LUMP SUM PRICE BID. IF THERE IS AN ERROR IN THE TOTAL BY THE BIDDER, IT SHALL BE CHANGED AS ONLY THE UNIT PRICES AND LUMP SUM PRICE SHALL GOVERN. Attachment number 2 \nPage 17 of 18 Item # 14 PDFConvert.21772.1.SectionV_for_Signature Page 17 of 17 7/29/2013 SCRUTINIZED COMPANIES AND BUSINESS OPERATIONS WITH CUBA AND SYRIA CERTIFICATION FORM PER SECTION III, ITEM 25, IF YOUR BID IS $1,000,000 OR MORE, THIS FORM MUST BE COMPLETED AND SUBMITTED WITH THE BID PROPOSAL. FAILURE TO SUBMIT THIS FORM AS REQUIRED, MAY DEEM YOUR SUBMITTAL NONRESPONSIVE. The affiant, by virtue of the signature below, certifies that: 1. The vendor, company, individual, principal, subsidiary, affiliate, or owner is aware of the requirements of section 287.135, Florida Statutes, regarding companies on the Scrutinized Companies with Activities in Sudan List, the Scrutinized Companies with Activities in the Iran Petroleum Energy Sector List, or engaging in business operations in Cuba and Syria; and 2. The vendor, company, individual, principal, subsidiary, affiliate, or owner is eligible to participate in this solicitation and is not listed on either the Scrutinized Companies with Activities in Sudan List, the Scrutinized Companies with Activities in the Iran Petroleum Sector List, or engaged in business operations in Cuba and Syria; and 3. Business Operations means, for purposes specifically related to Cuba or Syria, engaging in commerce in any form in Cuba or Syria, including, but not limited to, acquiring, developing, maintaining, owning, selling, possessing, leasing or operating equipment, facilities, personnel, products, services, personal property, real property, military equipment, or any other apparatus of business or commerce; and 4. If awarded the Contract (or Agreement), the vendor, company, individual, principal, subsidiary, affiliate, or owner will immediately notify the City of Clearwater in writing, no later than five (5) calendar days after any of its principals are placed on the Scrutinized Companies with Activities in Sudan List, the Scrutinized Companies with Activities in the Iran Petroleum Sector List, or engages in business operations in Cuba and Syria. ____________________________________ Authorized Signature ____________________________________ Printed Name ____________________________________ Title ____________________________________ Name of Entity/Corporation STATE OF _____________________ COUNTY OF ___________________ The foregoing instrument was acknowledged before me on this ________ day of _________________, 2014, by __________________________________________ (name of person whose signature is being notarized) as the ________________________ (title) of _________________________________ (name of corporation/entity), personally known to me as described herein ____________, or produced a ___________________________ (type of identification) as identification, and who did/did not take an oath. ____________________________________ Notary Public ____________________________________ Printed Name My Commission Expires: __________________ NOTARY SEAL ABOVE Attachment number 2 \nPage 18 of 18 Item # 14 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Provide direction regarding changes to City Council Rules. SUMMARY: At the April 14, 2014 work session, it was suggested that consideration be given to moving the Consent Agenda earlier in the council meeting. Staff is suggesting the Consent Agenda be placed after Citizens to be heard regarding items not on the agenda, but before public hearings. Staff is also recommending adding a Presentations category after public hearings, which will be reserved for government agencies or groups who are providing formal updates or requests to Council. Special recognitions and awards would remain at the beginning of the meeting and would be reserved for Proclamations, service awards, and other special recognitions. During the same meeting, a suggestion was made regarding opening closing comments by the Mayor to Councilmembers. Comments would be limited to three minutes. Currently the Mayor closes the council meeting reviewing upcoming and recent events. Review Approval:1) Office of Management and Budget 2) Clerk Cover Memo Item # 15 Revised 10-04-2012 by Resolution 12-17 1 COUNCIL RULES RULE 1 SCHEDULING COUNCIL MEETINGS/WORK SESSION AGENDAS (1) The City Council shall meet on the first and third Thursdays of each month at 6:00 p.m. in its chamber. However, in July, the City Council shall hold one regular night meeting on the third Thursday of the month. There will be no regular meeting on the third Thursday of December or the first Thursday of January. The Council will make this determination at the time the annual meeting calendar is being compiled. The day of the meeting may be changed by majority vote of the Council. (2) Except as may be rescheduled from time to time when necessary due to conflict, a work session shall be held at 1:00 p.m. on the first working day of the Council meeting week. Work sessions are primarily designed for information gathering and guidance, and no formal Council decision approving or disapproving an agenda item or items scheduled for public hearing may be made. No public input will be accepted at work sessions except by consensus of Council. Only items on the work session agenda will be discussed. Items not on the agenda may be brought up by the Council or staff during the work session asking they be scheduled for subsequent meetings or work sessions. (3) Community meetings will be scheduled as requested by the Council. RULE 2 REQUIREMENTS FOR QUORUM A quorum for the transaction of business by the City Council shall consist of three (3) Councilmembers. RULE 3 MANDATORY MEETING ATTENDANCE FOR CITY OFFICIALS The City officials whose regular attendance shall be required during the sittings of the Council shall be the City Clerk, City Manager and City Attorney or their substitutes. Attachment number 1 \nPage 1 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 2 RULE 4 DUTIES AND RESPONSIBILITIES OF “CHAIR” The Mayor shall be the presiding officer of the City Council, and shall be referred to as the “Chair” when sitting in that capacity. In case of the absence of the Mayor, the Vice- Mayor shall assume those responsibilities, and if both are absent, the senior Councilmember in years of service shall preside. The Chair shall preserve order. The Chair may call to order any member of the Council who shall violate any of the rules; and shall decide all questions of order, subject to a majority vote on a motion to appeal. The Chair shall recognize all members who seek the floor as provided in Rule 8. The Chair shall not make or second a motion. RULE 5 DUTIES OF VICE-MAYOR IN ABSENCE OF MAYOR Pursuant to Charter section 2.05, "the Vice-Mayor shall act as Mayor during the absence or inability of the Mayor to perform the duties of the office of the Mayor." For the purpose of that section, the Mayor shall be considered absent if there are duties of the office which must be performed and the Mayor is not present and able to perform them. RULE 6 ORDER OF BUSINESS (1) The order of business for a regular meeting shall ordinarily be: A. Invocation B. Pledge C. Special recognitions and awards (Proclamations, service awards, or other special recognitions) D. Minutes of previous meetings E. Citizens to be heard regarding items not on agenda. Each speaker will be asked to give their name and address and to limit their comments to a maximum of three minutes. F. Consent Agenda FG. Public hearings (not before 6:00 p.m.) Legislative and administrative matters: 1. Presentation of issues by City staff. 2. Statement of case by applicant or representative (5 minutes). Attachment number 1 \nPage 2 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 3 3. Council questions. 4. Comments in support and comments in opposition. See subsection (3) below regarding time limitations for speakers. 5. Council questions. 6. Final rebuttal by applicant or representative (5 minutes). 7. Council motion to determine disposition. Quasi-judicial Hearings (those giving testimony will be sworn-in): 1. Staff states its recommendation and briefly summarizes its reasons for the recommendation (2 minutes). 2. Applicant presents case, including its testimony and exhibits. Witness may be cross-examined (15 minutes). 3. Staff presents further evidence. May be cross-examined (10 minutes). 4. Public comment. See subsection (3) below regarding time limitations for speakers. 5. City Council discussion, and may question any witness. 6. Applicant may call witnesses in rebuttal (5 minutes). 7. Conclusion by applicant (3 minutes). 8. Decision. All time limits may be extended upon request, and upon approval of request by majority of City Council. G. Consent Agenda H. City Manager reports.Presentations (by government agencies or groups providing formal updates to Council) I. City Attorney reports.City Manager reports. J. Council Discussion Items (work session only). City Attorney reports. K. Other Council action (if agendaed from work session).Council Discussion Items (work session only) L. Closing comments by Mayor.Other Council action (if agendaed from work session) M. Closing comments by Mayor. (2) Motion process for agenda items with Ordinances or Resolutions: agenda items will be presented by staff followed by questions by Council, public input, a motion and second on the agenda item, discussion/comments by Council, vote, a motion and second on the ordinance or resolution, discussion/comments by Council, and vote. Attachment number 1 \nPage 3 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 4 Motion process for other agenda items: agenda items will be presented by staff, questions by Council, public input, a motion and second on the agenda item, discussion/comments by Council, and vote. (3) Public comments in support or opposition of items before the Council shall be limited to a total of 60 minutes, which can be extended upon Council approval. Unless otherwise specified, persons speaking before the City Council shall be limited to three minutes per speaker. Representatives of a group may speak for three minutes plus an additional minute for each person in the audience that waives their right to speak, up to a maximum of ten minutes. A form will be provided to document the request for additional time and those agreeing to waive their right to speak. No person shall speak more than once on the same subject at the same meeting unless granted permission by the City Council. When time limits are set for speakers, unused time cannot be passed from one speaker to another. Extensions of time limits can be given if approved by the Chair. RULE 7 AGENDA/EXPENDITURE OF FUNDS/ WAIVER OR CHANGE OF RULES (A) The City Manager or City Attorney may agenda an item. Any Council item must be agendaed for discussion at a work session prior to the item being placed on a Council Agenda. Any citizen may request a member to agenda an item, even though staff has assured petitioner that adverse action may result. The Chair cannot depart from the prescribed agenda but the Council may do so by a majority vote or by consensus in response to a suggestion from the Chair. Continuance may be granted by a majority vote of the Council upon the motion of any Councilmember. The public will be allowed to speak on an item to be continued if that item is an advertised public hearing, but no other action shall be taken. (B) Except for items advertised for public hearing, items may be removed from the agenda. Emergency items may be added to the agenda by the City Manager or City Attorney without prior notice. Councilmember requested items that have not been considered at a work session can be discussed at a Council meeting upon a majority vote of the council to do so. The agenda may be reordered. (C) Any expenditure of funds requiring Council action must be on the agenda, with appropriate support material. No action may be taken on expenditures not on the agenda unless the Council determines by the affirmative vote of a majority plus one to permit action to be taken. (D) The rules may be waived or changed only upon the affirmative vote of a majority plus one. RULE 8 DEBATE OF MOTIONS, TIE VOTES Attachment number 1 \nPage 4 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 5 Council may discuss an agenda item after a motion being made. Such discussion may be interactive between the Councilmembers and may be ended at any time by a motion on the item. Otherwise, any member of the Council making a motion shall address the Chair and await recognition before speaking. The person making the motion is entitled to the floor first for debate. No one is entitled to the floor a second time on the same motion as long as any other member who has not spoken on the issue desires the floor. The Chair must recognize any person who seeks the floor while entitled to it. When a motion is made and seconded, it shall be stated by the Chair, if necessary, before any debate shall be in order. All questions shall be stated and put by the Chair, and the Chair shall declare all votes. Motions and any amendments can be withdrawn or modified by the maker at any time prior to the Chair stating the question on the motion; after that time, the permission of the Council majority must be obtained. The Chair cannot close debate as long as any member who has not exhausted his right to debate desires the floor, unless a vote on the previous question is called for. A tie vote shall constitute a continuance of the item to the next regularly scheduled meeting, but upon a tie vote on the same item at the next meeting, the item shall not be rescheduled except upon the request of the City Manager, the City Attorney, or a Councilmember. RULE 9 NON-DEBATABLE MOTIONS The following motions are not debatable: To adjourn; To lay on the table; To take from the table; Call the previous question. RULE 10 RECONSIDERATION Any member of the Council who voted with the prevailing side may move a reconsideration of any action of the whole Council provided that the motion be made at the same meeting at which the action was taken. A motion to reconsider shall be in order at any time (during the meeting at which the action was taken) except when a motion on some other subject is pending. No motion to reconsider shall be made more than once on any subject or matter at the same meeting. RULE 11 RESCISSION OF COUNCIL ACTION Attachment number 1 \nPage 5 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 6 Council action may be rescinded by a majority vote. The motion may be made by any Councilmember. RULE 12 BREAKS/RECESSES The Council shall, at the direction of the Chair, take a break as needed and may recess for meals if the members of the City Council agree by their vote. RULE 13 COUNCIL MINUTES Copies of the minutes of regular meetings shall be furnished prior to the next meeting. Such minutes shall stand confirmed at the regular meeting of the Council without the reading thereof in open meeting unless some inaccuracy or error be pointed out by some member of the Council present, and in such event, an appropriate correction shall be made. Upon request, the City Manager will cause the City Clerk to provide any Councilmember with transcribed excerpts of tapes of City Council meetings. RULE 14 RULES OF ORDER Except as provided herein, or as may be required by Florida law or the City Charter, the rules of the City Council for the conduct of its business shall be as provided in the most recent edition of Robert’s Rules of Order. RULE 15 RULES OF DECORUM At all times, the Council, staff and public shall conduct themselves in a respectful and civil manner. The Chair shall rule out of order any person who, in the Chair’s determination, is making obscene, profane, impertinent, irrelevant, immaterial, inflammatory statements or inciting violence or fighting. The determination of the Chair or a majority of the Council shall be final on such matters. No member of the audience shall, during a Council Meeting, make or cause to be made any audible or disruptive sound or noise. Signs or graphic displays of any kind shall not be displayed in Council chambers, except in connection with a presentation made to the Council by a speaker at the podium. All persons shall at all times conduct themselves in accordance with these rules and failing such shall be removed from the Council Chambers. In the event of such removal such person shall not thereafter be readmitted to the Council Attachment number 1 \nPage 6 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 7 Chambers during the same meeting. The Chair may recess the meeting, if deemed necessary, in order to restore order. Attachment number 1 \nPage 7 of 8 Item # 15 Revised 10-04-2012 by Resolution 12-17 8 Resolution No. Date Adopted 77-44 5-12-77 77-129 11-23-77 78-65 6-01-78 80-62 5-15-80 80-101 9-19-80 80-118 11-06-80 81-32 4-16-81 81-92 8-06-81 82-33 4-01-82 82-36 4-15-82 82-115 12-16-82 82-119 12-16-82 83-42 4-07-83 83-75 7-07-83 85-47 6-20-85 86-18 2-20-86 86-30 5-01-86 88-61 12-01-88 89-21 4-20-89 92-79 12-17-92 93-04 1-07-93 93-44 7-01-93 93-45 7-01-93 93-75 12-02-93 94-8 1-03-94 94-16 1-31-94 94-31 4-21-94 94-67 8-15-94 94-74 9-15-94 95-16 2-02-95 95-35 3-16-95 95-77 10-05-95 96-11 1-18-96 96-68 10-17-96 01-43 12-13-01 06-21 03-16-06 07-32 10-17-07 10-11 10-21 12-17 03-18-10 08-05-10 10-04-12 Attachment number 1 \nPage 8 of 8 Item # 15 RECOMMENDATION: List outline separately for Regular Council Meeting and for Worksession, rather than combining. The order of business for a regular Council meeting shall ordinarily be: A. Invocation B. Pledge C. Special recognitions and awards D. Citizens to be heard regarding items not on agenda. Each speaker will be asked to give their name and address and to limit their comments to a maximum of three minutes [moved to first item after recognitions and awards]. E. Minutes of previous meetings and/or Consent agenda a. Consent agenda could include the approval of minutes of the previous meeting. F. Presentations (if any - scheduled as needed) PUBLIC HEARINGS (not before 6:00 pm) G. Administrative Public Hearings H. Quasi-judicial Public Hearings I. Second Reading of Ordinances CITY MANAGER REPORTS J. Items pulled from Consent agenda K. Other Items from City Manager L. City Manager Verbal Reports CITY ATTORNEY REPORTS M. City Attorney Items N. City Attorney Verbal Reports OTHER O. Other Council action (if agendaed from work session) P. Councilmember closing comments (limited to 3 minutes each) [Note 1] Q. Closing comments and announcements of upcoming events by Mayor [Note 1: Typical agenda for public bodies – the public gets three minutes at meetings] Attachment number 2 \nPage 1 of 3 Item # 15 The order of business for a Council Worksession Meeting shall ordinarily be: A. Presentations B. Departmental Review of upcoming Council Agenda Items C. City Manager Verbal Reports D. City Attorney Verbal Reports E. Council Discussion Items (agenda via City Manager) F. Council Sub Committee reports if any Attachment number 2 \nPage 2 of 3 Item # 15 Page 4, Rule 8 Council may discuss an agenda item after a motion being made. Such discussion may be interactive between the Councilmembers and may be ended at any time by a motion on the item motion to call the question. Otherwise, any member of the Council . . . Attachment number 2 \nPage 3 of 3 Item # 15 From: "Jonson, Bill" <bill.jonson@myclearwater.com> Date: April 28, 2014, 7:02:58 AM EDT To: "Horne, William" <William.Horne@myclearwater.com> Cc: "Call, Rosemarie" <Rosemarie.Call@myClearwater.com>, "Akin, Pam" <Pam.Akin@myClearwater.com> Subject: Council Rules and Policies Discussion Agenda Item I am attaching a draft modifications to our Rules for discussion at today’s worksession. Could you distribute to the Council? Thank you, Bill Attachment number 3 \nPage 1 of 1 Item # 15 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Provide direction regarding changes to City Council Policies. SUMMARY: Staff is recommending changes to the following areas: Application Fee Waivers (23A) – Added Skye Lane Properties, LLC. Waived permit, application, inspection, and other fees via Resolution 14-03. Stationery (24F) – In addition to traditional letterhead, Public Communications has designed digital letterhead template for city departments. The policy has been amended to read: The City shall have one form of stationeryletterhead designed by Public Communications on which the City seal will be imprinted. Paper stock will be recyclable. Other forms in supply will be allowed to be used until said supply is depleted. Review Approval:1) Clerk Cover Memo Item # 16 i As approved at 04/04/13 Council Meeting CITY COUNCIL POLICIES Adopted 04-04-2013 Attachment number 1 \nPage 1 of 35 Item # 16 ii As approved at 04/04/13 Council Meeting CITY COUNCIL POLICIES TABLE OF CONTENTS Boards ....................................................................................................... Page 1 Representative Balance ......................................................................................1A Ad Hoc Committee ..............................................................................................1B City Representatives on Non-City Boards .......................................................... 1C Non-Board Business Functions Sunshine Law .................................................. 1D Special Request ..................................................................................................1E Input to Other Boards/Committees ...................................................................... 1F Letterhead .......................................................................................................... 1G Campaign Material During Meetings .................................................................. 1H Input from Advisory Boards ................................................................................. 1 I Advisory Board Appreciation ............................................................................... 1J Budget ................................................................................................ Pages 2-17 Balanced Budget.................................................................................................2A Maintenance of Capital Plant and Equipment .....................................................2B Budget Review Process ..................................................................................... 2C Budgetary Position Control ................................................................................ 2D General Fund Unappropriated Retained Earnings ..............................................2E Capital Improvement Budget and Capital Improvement Plan ............................. 2F Road Millage ...................................................................................................... 3G Enterprise Funds................................................................................................ 3H Enterprise Fund Transfer Payment ..................................................................... 3 I Interfund Administrative Charge.......................................................................... 3J Interfund Other Service Charge ..........................................................................4K CRA Contribution to General Fund ..................................................................... 4L Special Events Fee ............................................................................................ 4M Accounting Procedures ...................................................................................... 5N Review of Rate Schedules ................................................................................. 5O Review of Annual Audit .......................................................................................5P Investment Policy ............................................................................................... 5Q Debt Management Policy ................................................................................. 11R Central Insurance Reserve Policy .....................................................................15S Clearwater Gas System Gas Supply Hedging Policy ........................................ 15T City Council ...................................................................................... Pages 18-21 Resolutions .......................................................................................................18A Proclamations ...................................................................................................18B Representation on Boards ............................................................................... 18C Citizen Inquiries-Responses ............................................................................ 18D Departing Councilmembers’ Gifts .....................................................................19E Travel ................................................................................................................ 19F Fund Raisers ................................................................................................... 19G Staff Projects ................................................................................................... 19H Annual Events .................................................................................................... 19I Televising Council Meetings ............................................................................. 20J Information Available to Public and Press .........................................................20K Distribution of Correspondence ........................................................................ 20L Strategic Planning ............................................................................................ 21M Attachment number 1 \nPage 2 of 35 Item # 16 iii As approved at 04/04/13 Council Meeting Table of Contents (contd.) City Employees ....................................................................................... Page 22 Participating in Auctions ....................................................................................22A Reimbursement of certain meal event ..22B General Administration ................................................................... Pages 23-26 Application Fee Waivers ...................................................................................23A Sparkling Clearwater .........................................................................................23B Fire Lanes ........................................................................................................ 23C Copyright Fees................................................................................................. 24D Renewal ............................................................................................................24E Stationery .......................................................................................................... 24F Welcome Letters .............................................................................................. 24G Citizens to be Heard Response ....................................................................... 24H Special Event Street Closure Limitation....24I Roadside Memorial Marker Program.....24J City Sponsored Events.......2 6K Land Development ........................................................................... Pages 27-28 Annexation Agreements ....................................................................................27A Subdivision Monuments ....................................................................................27B Petitions for Annexation ................................................................................... 27C Landscaping of City Roads .............................................................................. 27D Parks & Recreation Card to Annexing Property ................................................27E Waiver/reduction of Liens ... 28F Legal ........................................................................................................ Page 29 Case Reports ....................................................................................................29A Leisure .............................................................................................. Pages 30-32 Holiday Decorations ..........................................................................................30A Library Donor Naming Recognition ...30B Amplification of Sound at City Venues 30C Ages 12-13 Supervised Use of City Recreation Fitness Facilities 31D Attachment number 1 \nPage 3 of 35 Item # 16 1 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY BOARDS A. Representative Balance. When making appointments to a board, the City Council will strive to assure the board has a balance of race, gender and geographical area of the City represented. B. Ad Hoc Committees. Members of boards may also serve on Ad Hoc committees or Task Forces. C. City Representatives on Non-City Boards. Citizens appointed by City Council to be the City’s representatives on non-City Boards will serve no more than three consecutive terms, at the discretion of City Council. The representatives shall keep the Council informed of the activities of the boards. D. Non-Board Business Functions - Sunshine Law. In order to eliminate the possibility or appearance of violation of the Sunshine Law, all boards and committees appointed by the City Council are requested not to schedule luncheons or other non-board business functions. E. Special Request. Requests for special reports on projects will require Council or City Manager’s approval prior to staff commencing efforts in this regard. F. Input to Other Boards/Committees. Upon majority approval, a board may advise other boards or agencies regarding its position on issues but may not represent that position as City policy. G. Letterhead. Advisory Board letterhead may be used and staff assists when correspondence is written on behalf of the entire board. Letterhead will not be used by individual members expressing individual opinions and concerns. H. Campaign Material during Meetings. During City Council and board meetings, board members will not display material supporting or opposing candidates or issues on any election ballot. I. Input from Advisory Boards. Staff will assure that input from advisory boards regarding issues coming before the City Council is noted in the City Council’s agenda items. J. Advisory Board Appreciation. Each recipient of an invitation to the Annual Advisory Board Appreciation event may bring one guest. Members should attend at least one meeting prior to being invited to the annual event. Attachment number 1 \nPage 4 of 35 Item # 16 2 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY BUDGET and FINANCE A. Balanced Budget. It is a policy of the City Council to adopt a balanced budget for all funds. The City will avoid budget and accounting practices that balance the budget at the expense of future budgets. The City will also avoid budgeting any unrealized investment gains due to the City’s practice of holding investments until maturity. B. Maintenance of Capital Plant and Equipment. It is a policy of the City Council that the City’s budget will provide adequate funding for maintenance of capital plant and equipment and the funding for their orderly replacement. C. Budget Review Process. It is a policy of the City Council to be provided with a quarterly budget report and an annual operating budget comparing actual versus budgeted revenue and expense activity. D. Budgetary Position Control. It is a policy of the City Council that the total number of permanent full-time and part-time positions (full-time equivalents) approved in the annual operating budget may not be exceeded without prior approval of the City Council. E. General Fund Unappropriated Retained Earnings. It is a policy of the City Council to maintain a General Fund reserve equal to 8% of the subsequent year's budgeted expenditures as a contingency fund to meet unanticipated financial needs. Should funds in excess of 8% be available in any fiscal year, these funds shall be identified as available, and may be appropriated by the Council for specific Capital Improvement Projects or other one-time needs. In addition, the City Council will maintain an additional General Fund reserve equal to ½% of the subsequent year’s budgeted expenditures to fund unanticipated retirements of General Fund long-term employees during the given fiscal year. Any appropriations approved by the City Manager during the year, for this purpose, will be noted in the City Manager’s quarterly budget report. F. Capital Improvement Budget and Capital Improvement Plan. It is a policy of the City Council to adopt a six-year Capital Improvement Plan and Budget which summarizes the project scope, estimated cost estimates by project, method of financing, and anticipated operating costs of each project. Attachment number 1 \nPage 5 of 35 Item # 16 3 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) G. Road Millage. In order to maintain the City’s sidewalks and streets (including curbs and bridges), a road millage will be designated as a part of the annual budget process. Priorities will be determined first on functional and safety considerations. Road Millage may be used for aesthetic repairs. H. Enterprise Funds. It is a policy of the City Council that all Enterprise Fund operations shall be self-supporting, and shall pay administrative and other appropriate service charges to General Fund Operations for support at a level determined by the City Council. I. Enterprise Fund Transfer Payment. It is a policy of the City Council that the specific enterprise operations designated by the City Council shall annually transfer to the General Fund an amount determined appropriate to be considered reimbursement in lieu of taxes. The current rate is 5.5% of prior year gross revenues. April 1989 policy adopted by councilmembers established this rate at 4.5% of prior-year gross revenues. This proportionate rate was adopted to accommodate growth, and replaced prior years' policy of a prescribed dollar contribution. Other than the exceptions noted below, the rate of 4.5% remained in effect until the City Council adopted the amended rate of 5.5% in September 2005. Upon adoption of the Gas Strategic Plan in fiscal year 1995/96, the Council agreed to replace the Gas Support contribution with a franchise fee from natural gas customer accounts payable to the General Fund. This, in combination with the Gas dividend, offered the General Fund the same level of support as fiscal year 1995/96. The Gas System Dividend will be a minimum of $1,700,000 plus a PILOT (Payment in Lieu of Taxes) fee of at least $508,720. Such PILOT fee will be paid by the Gas Franchise Fees to offset such PILOT payment. When the Gas System Net Income less Bond Interest Earnings exceeds $3.4 million for any fiscal year, the Gas Dividend payment for the next fiscal year will be one half of that amount. In September 2000, with the adoption of the 2001/02 Annual Operating Budget, the City Council expanded this policy, which had previously been imposed only on the utility enterprises, to include an annual payment in lieu of taxes from the Marine and Airpark Fund. In FY 2009 the Parking Fund began paying the PILOT. J. Interfund Administrative Charge. It is a policy of the City Council that an allocation shall be made annually distributing the costs for administrative support departments among all operating departments. This distribution shall be proportionately based on the operating Attachment number 1 \nPage 6 of 35 Item # 16 4 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) department's annual budget, and shall not be charged to General Fund departments. Upon adoption of the Gas Strategic Plan in fiscal year 1995/96, the Council agreed to maintain the same charge for administrative support from the Gas Fund for fiscal year 1995/96 which will be increased annually by estimated the cost of salary increase index (fiscal year 2001/02 - 5%). Beginning in fiscal year 2001, the City Council approved an adjustment to the Gas Fund charge increasing the charge by $325,000 over the computed amount to bring the Gas Fund more in line with the proportionate amount calculated in the same manner as the Other Enterprise Funds. K. Interfund Other Service Charges. It is a policy of the City Council that the cost of services provided to Enterprise Fund Departments by General Fund Departments shall be charged to, and paid by the Enterprise Fund. L. CRA Contribution to General Fund. It is the City's policy that services provided for administrative support to the Community Redevelopment Agency (CRA) by City employees shall be reimbursed to the General Fund. Such reimbursement shall be approximate actual costs incurred by the department, together with any associated costs. M. Special Event Fees. The Special Events Committee will review applications for use of City beaches, sidewalks, outdoor recreation open space and rights-of-way. Sponsoring organizations will be responsible for the costs of all City services needed in conjunction with the events unless they are City sponsored or co-sponsored events. The City Council may waive all or a portion of fees and related charges for City sponsored or co-sponsored events, including, but not limited to Fun 'N Sun, Jazz Holiday, July 4th, Turkey Trot, and Martin Luther King Parade. There shall be an annual review of City sponsored/co-sponsored events during the budget process. An agenda item confirming co-sponsorship and waiver of fees for those to be submitted in the budget will be brought for City Council acceptance in March of each calendar year. All items accepted by the Council are then to be included in the appropriate department’s budget. Only after the item is passed as part of the approved budget is the item considered to be funded. In the event additional monies are requested beyond what is included in the approved budget, City Council approval will be needed before said additional funds are appropriated. Attachment number 1 \nPage 7 of 35 Item # 16 5 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) N. Accounting Procedures. It is a policy of the City Council to establish and maintain a standard of accounting practices on a basis consistent with Generally Accepted Accounting Procedures (GAAP), and the Governmental Accounting Standards Board (GASB), and the standard practices of the Government Finance Officers Association of the United States and Canada (GFOA). The City will also comply with the rules of the Auditor General and the Uniform Accounting System as required by the State of Florida. O. Review of Rate Schedules. It is a policy of the City Council to review rate schedules of the City of Clearwater enterprise funds at a minimum of every 5 years. The purpose of the review will be to assure rates are set in a manner to be fair and equitable while covering the City’s cost to provide the service. Unrestricted fund balances (working capital reserves) should be maintained pursuant to the most recent rate review or at a level equivalent to at least three months’ operation and maintenance expense, whichever is greater, for all enterprise and internal service funds. P. Review of Annual Audit. It is a policy of the City Council to have a Certified Public Accounting firm perform an annual audit on all of the City’s funds. A work session will be held each year within 60 days of the release of the annual financial audit of the City. At that time, the overall financial condition of the City and its enterprise funds will be reviewed. Q. Investment Policy. (1) Scope This statement of investment policy and guidelines applies to all investments of the City's pooled cash, which includes cash and investment balances of the following funds: • General • Special Revenue • Debt Service • Capital Projects • Enterprise • Internal Service Funds • Fiduciary Funds The policies set forth do not apply to the non pooled cash investments of the Pension and Deferred Compensation Funds of the City of Clearwater, deposits for defeased debt, or assets under Bond Trust Indenture Agreements. (2) Investment Objectives A. Safety of principal is regarded as the highest priority in the handling of investments for the City. All other investment objectives are secondary Attachment number 1 \nPage 8 of 35 Item # 16 6 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) to the safety of capital. Each investment transaction shall seek to first ensure that capital losses are avoided. B. The City's investment strategy will provide sufficient liquidity to meet the City's operating, payroll and capital requirements. To accomplish this the portfolio will be "laddered" with monthly maturities except for those months in which significant Ad Valorem taxes are received. To the extent possible, the City will match its investments with anticipated cash flow requirements. Unless matched to a specific cash flow requirement, the City will not directly invest in securities maturing more than 15 years from the date of purchase. Also, unless specifically matched against a debt or obligation not more than 15% of the portfolio will have a maturity greater than 10 years. C. The City's investment portfolio shall be designed with the objective of attaining a market rate of return throughout budgetary and economic cycles, taking into account the City's investment risk constraints and the cash flow characteristics of the portfolio. (3) Performance Measurement The benchmark yield for the operating portfolio will be the weighted average yield determined by using the following maturity distribution and the related U.S. Treasury yields. Treasury yields are considered the benchmark for riskless investment transactions and, therefore comprise a minimum standard for the operating portfolio's rate of return. The investment program shall seek to augment returns above this threshold, consistent with risk limitations identified herein. Average Treasury Rates Percentage Distribution Overnight rate 15% 3 month Treasury Bill rate 15% 6 month Treasury Bill rate 15% 1 year Treasury Bill rate 15% 3 year Treasury Note rate 15% 5 year Treasury Note rate 15% 10 year Treasury Note rate 10% Total 100% Weighted average maturity of benchmark 2.46 years Attachment number 1 \nPage 9 of 35 Item # 16 7 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) (4) Prudence and Ethical Standards The standard of prudence to be applied by the investment officer shall be the "Prudent Person" rule, which states: "Investments shall be made with judgment and care, under circumstances then prevailing, which persons of prudence, discretion and intelligence exercise in the management of their own affairs, not for speculation, but for investment, considering the probable safety of their capital as well as the probable income derived." The "Prudent Person" rule shall be applied in the context of managing the overall portfolio. (5) Authorized Investments 1. The City shall limit investments, as authorized in Florida Statutes to: a. Direct Federal Government obligations. Investments in this category would include but not be limited to the following: United States Treasury Bills, Notes and Bonds, and securities issued by the Small Business Administration, Government National Mortgage Association (Ginnie Mae), Veterans Administration, and Federal Housing Administration. b. Federal Agencies and instrumentalities. Investments in this category would include but not be limited to the following: obligations of the Federal Home Loan Banks System (FHLB) or its distinct banks, Financing Corporation (FICO), the Federal Farm Credit Bank, Federal National Mortgage Association (Fannie Mae), Federal Home Loan Mortgage Corporation (Freddie Mac), Student Loan Marketing Association (Sallie Mae), Financial Assistance Corporation and Federal Agriculture Mortgage Corporation (Farmer Mac). c. U.S. Securities and Exchange Council registered money market funds with the highest credit quality rating from a nationally recognized rating agency. d. Interest-bearing time deposits or savings accounts, in a qualified Public Depository as defined in s. 280.02 Florida Statutes. e. Debt issued by the State of Florida or any political subdivision thereof including pools. f. Securities of, or other interests in, any open-end or closed-end management-type investment company or investment trust registered under the Investment Company Act of 1940, 15 U.S.C. ss. 80a-1 et seq., as amended from time to time, provided that the portfolio of such investment company or investment trust is limited to obligations of the United States Government or any agency or Attachment number 1 \nPage 10 of 35 Item # 16 8 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) instrumentality thereof and to repurchase agreements fully collateralized by such United States Government obligations, and provided that such investment company or investment trust takes delivery of such collateral either directly or through an authorized custodian. g. Repurchase Agreements and reverse repurchase agreements collateralized by securities otherwise authorized in this policy. h. The Local Government Surplus Funds Trust Fund or any intergovernmental investing pool authorized pursuant to the Florida Interlocal Cooperation Act as provided in s. 163.01 Florida Statutes. i. Commercial paper of prime quality of the highest letter and numerical rating as provided for by at least one nationally recognized rating service. (6) Maturity and Liquidity Requirements A. The City will maintain a forecast of expected cash outflows and inflows by major categories. For months that the outflows exceed inflows the City will have investments maturing that month in excess of the forecasted deficits. B. The City’s intention is to keep the weighted average maturity to three years or less. Due to market conditions and cash needs the average maturity may temporarily be greater than three years but no greater than five years. (7) Portfolio Composition, Risk and Diversification Assets held shall be diversified to control risk of loss resulting from over- concentration of assets in a specific maturity, issuer, instrument, or dealer/broker, through which these instruments are bought and sold. The following maximum limits apply to the portfolio: Maturity date 10% Specific instrument 8% Specific issuer 40% Specific dealer/broker 33% Commercial paper 25% CMOs and REMIC 33% Attachment number 1 \nPage 11 of 35 Item # 16 9 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) Diversification strategies within the established guidelines shall be reviewed and revised periodically as necessary by the Investment Committee. (8) Authorized Investment Institutions and Dealers A. Banks - Certificates of deposit purchased under the authority of this policy will be purchased only from Qualified Public Depositories of the State of Florida as identified by the State Treasurer, in accordance with Chapter 280 of the State Statutes. B. Broker/Dealer Approvals and Limitations - Time, practicality, and general business constraints limit the number of investment relationships which can be managed on a regular basis. In most cases, normal investment activity will be limited to no more than ten dealer relationships. A broker/dealer list will be established by the Finance Director or designee. This list will be presented to the Investment Committee for approval. This list will be updated as needed and approved by the Investment Committee. (9) Third-Party Custodial Agreements All securities shall be held by a third party safekeeping company. All purchases by the City under this policy shall be purchased using the "delivery versus payment" procedure. For all purchases and sales of securities the third party custodial will require the approval of two individuals authorized by the Finance Director. (10) Master Repurchase Agreement All approved institutions and dealers transacting repurchase agreements shall be covered by a Master Repurchase Agreement. All repurchase agreement transactions shall adhere to the requirements of the Master Repurchase Agreement. (11) Bid Requirements After the Finance Director or designee has determined the appropriate maturity based on cash flow needs and market conditions and has selected one or more optimal type of investment, the security in question shall, when feasible and appropriate, be competitively bid. Competitive bids or offerings shall be received from at least three dealers/brokers on all sales or purchases except in situations where: Attachment number 1 \nPage 12 of 35 Item # 16 10 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) A. The security involved is a ‘new issue’ and can be purchased ‘at the auction’. B. The security has a fixed "postal-scale" rate. C. The security involved is available through direct issue or private placement. D. The security involved is of particular special interest to the City and dealer competition could have an adverse impact with respect to the price and availability to the City. It is also realized that in certain very limited cases the City will not be able to get three quotes on a certain security. For those cases the City will obtain current market prices from one of the following to determine if the transaction is in the City's best interest: 1. Bloomberg Information Delivery System. 2. Wall Street Journal or a comparable nationally recognized financial publication providing daily market pricing. 3. Daily market pricing provided by the City's Custody Agent or their corresponding institution. (12) Internal Controls The Finance Director shall establish and monitor internal and procedural controls designed to protect the City's assets and ensure proper accounting and reporting of the transactions related thereto. The internal controls will be designed to prevent losses of funds which might arise from fraud, employee error, misrepresentations by third parties, or imprudent actions by employees of the City. All buy and sell communications with the third party safekeeping company will be signed by two individuals authorized to make investment decisions. The internal controls developed under this policy shall be reviewed by the independent auditors as a regular part of their audit of the City. The Finance Director shall establish an Investment Committee that meets on a regular basis for the purpose of reviewing investment transactions, approving brokers/dealer changes and other investment activities. The Investment Committee members will be the Finance Director, Assistant Finance Director, Cash & Investment Manager and any other City staff members appointed by the Finance Director. (13) Reporting The Finance Director or designee shall report on at least an annual basis the following information on the City's investments: A. Securities by class/type. B. Book Value C. Market Value D. Income Earned Attachment number 1 \nPage 13 of 35 Item # 16 11 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) (14) Continuing Education The members of the Investment Committee will complete no less than 8 hours of continuing educational opportunities on investment practices each fiscal year. The members of the Investment Committee will have sufficient knowledge and education to invest in any and all of the securities listed above. R. Debt Management Policy. This policy is to establish criterion and procedures for the issuance of debt financing by the City. This Debt Policy confirms the commitment of the City Council, management, staff, advisors and other decision makers to adhere to sound financial management practices, including full and timely repayment of all borrowings, and achieving the lowest possible cost of capital within prudent risk parameters. The City shall employ the use of debt to compliment the significant recurring commitments of annual appropriations for capital purposes in a way that is fair, reasonable, and equitable to each generation of taxpayers, ratepayers, users and other beneficiaries. 1. General: A. The City shall seek to maintain their high bond ratings so borrowing costs are minimized and access to credit is preserved. B. The City may utilize debt obligations to refinance current debt or for acquisition, construction or remodeling of capital Improvement projects that cannot be funded from current revenue sources or in such cases wherein it is more equitable to the users of the project to finance the project over its useful life. C. The useful life of the asset or project generally must exceed the payout schedule of any debt the City assumes. D. The City will analyze funding alternatives to minimize the cost impact of debt structures on the taxpayers or ratepayers. E. The outstanding debt will be reexamined periodically to determine whether an economical advantage exits for refinancing the outstanding debt given changes in the interest rate and bond market. As a general rule, the present value savings of a particular refunding should exceed 5% while maintaining a similar maturity schedule to the original debt. 2. Type and Structure of Debt: A. Any legally allowable debt may be used for financing capital improvements; this includes, but is not limited to, short-term and long- term debt, general obligation and revenue debt, fixed and variable rate debt, lease-backed debt, conduit issues, and taxable debt. The use of zero coupon bonds, capital appreciation bonds, deep discount bonds, and premium bonds may be considered. Attachment number 1 \nPage 14 of 35 Item # 16 12 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) B. The City may consider the use of credit enhancements (letters of credit, bond insurance, surety bonds, etc) when such credit enhancements proves cost-effective. C. When fiscally advisable and when consistent with contractual obligations, the City shall lease purchase capital equipment. Generally, equipment will have a monetary value $25,000 or more and a minimum life expectancy of three years. The debt service on the lease purchase items shall be paid by the user department. 3. Issuance of Obligations A. Selecting Service Providers: 1) The City may retain an independent financial advisor for advice on debt structuring, the rating review process, marketing debt issuances, sale and post-sale services and to prepare and/or review the official statement. 2) The City may also retain independent bond counsel and disclosure counsel for legal and procedural advice on all debt issuances. 3) As necessary, the City may retain other service advisors, such as trustees, underwriters, and pricing advisors. 4) Any process utilized to select professional service providers in connection with the City’s debt program shall be in conformance with City purchasing policies, procedures and requirements. The objectives of the process will be to: a) Promote competition b) Be as objective as possible c) Incorporate clear and rational selection criteria d) Be independent of political influence e) Be perceived as fair by the respondents f) Result in a cost-effective transaction g) Result in the selection of the most qualified firm h) Eliminate conflict of interest B. Method of Sale 1) Competitive Sale. The City will generally seek to issue its bond obligations in a competitive sale. Other methods may be used if it is determined that such a sale method will not produce the best results for the City. 2) Negotiated Sale. The City may elect to sell its bond obligations through a negotiated sale. This method will usually be considered when the bond issue is refunding a prior issue or there is a unique or unusual component to the bond issue. 3) Private Placement. When determined appropriate, the City may elect to sell its debt obligations through a private placement or limited public offering. Attachment number 1 \nPage 15 of 35 Item # 16 13 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) C. Maturity of the debt 1) Bonds will generally not have more than a thirty-year duration. 2) Lease Purchase debt will generally not have more than a five- year duration. 4. Post-Issuance Compliance A. In order to comply with federal tax laws and maintain the tax-exempt status of certain municipal debt issues, Post-Issuance Compliance monitoring is required at regular intervals as follows: 1) Identification of debt-financed facilities and ongoing tax requirements - at time of issue, including a review of tax certificate executed at closing 2) Qualified use of bond proceeds – ongoing 3) Qualified use of facilities financed with debt proceeds - ongoing by monitoring discussions at staff meetings 4) Arbitrage yield restriction and rebate – annually as soon as bank statements containing the last day of the bond year are available 5) Maintenance of bona fide debt service fund – recalculate sinking fund deposit requirements semi-annually after each interest payment date 6) Continuing Disclosure documents other than Significant Events and Notices to Bondholders – annually by due dates through EMMA Dataport 7) Significant Events – upon occurrence through EMMA Dataport 8) Notices to Bondholders – upon occurrence of an event requiring notice B. Procedures for Ensuring Timely Compliance 1) The Finance Director (or designee) will review project invoices presented for payment from bond proceeds and authorize payment if use of proceeds is proper. 2) The Finance Director (or designee) will participate in staff meetings where discussions are held regarding use of debt-financed facilities. 3) The Finance Director (or designee) will calendar all bond year-ends and coordinate transmission of bank statements and other arbitrage-related documents with the outside arbitrage consultant within one month of the bond year- end. 4) The Finance Director (or designee) will re-calculate monthly sinking fund deposit requirements semi-annually after each interest payment, and annually after each principal payment. 5) The Finance Director (or designee) will consult with the City’s Disclosure Counsel, as needed, regarding disclosure of Significant Events. Attachment number 1 \nPage 16 of 35 Item # 16 14 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) C. Procedures Reasonably Expected to Timely Identify Noncompliance 1) The Finance Director (or designee) will review the Continuing Disclosure Checklist for upcoming due dates at the beginning of each calendar quarter. 2) The Finance Director (or designee) will send required continuing disclosure documents to the City’s Disclosure Counsel for review and approval before filing through the EMMA Dataport. 3) Continuing disclosure due dates will be calendared by the Finance Director and by the designee, as a backup reminder. 4) The annual financial statement audit will include review by external auditors of use of debt proceeds, debt service accounts and payments, and review of minutes of official meetings. D. Procedures for Ensuring Timely Correction of Noncompliance 1) When noncompliance has been identified, the Finance Director will promptly provide required documents or consult with Disclosure Counsel, Bond Counsel or other outside specialists as needed. If a possible violation of the tax rules is identified, the Finance Director will consult with counsel to determine if a “remedial action” should be taken under the Treasury Regulations or if a closing agreement request should be submitted to the Internal Revenue Service under the Voluntary Closing Agreement Program. The City Manager and Council will be notified to take additional steps, if necessary, to timely correct the noncompliance. 2) Upon receipt of any correspondence from, or opening of an examination of any type with respect to tax-exempt debt issued for the benefit of the City, the Finance Director will promptly notify the City Manager and consult with outside counsel as necessary to respond to the IRS. E. Recordkeeping Requirement and Records Retention All relevant records and contracts shall be maintained in retrievable paper or electronic format for the term of the debt plus a minimum of three years. The term of the debt shall include the term of all debt which refunds the original new money issue, including debt issued to refund debt in a series of refundings. Records required to be maintained include: 1) Basic records relating to the debt transaction, including the debt transcript of proceedings and other relevant documents delivered to the City in connection with the issuance and closing of the debt transaction. 2) Documents evidencing expenditure of debt proceeds, including but not limited to: a) Construction contracts Attachment number 1 \nPage 17 of 35 Item # 16 15 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) b) Purchase orders c) Invoices and applications for payment d) Trustee requisitions and payment records e) Documents related to costs reimbursed with debt proceeds, including related issuer resolutions f) Records identifying the assets or portion of assets financed or refinanced with the debt proceeds g) A final schedule of property financed by the debt and final allocation of debt proceeds 3) Documentation evidencing the use of debt-financed property, including records of lease or sale of debt- financed property for public or private purposes, and any change in use of debt-financed property from its original intended purpose. 4) Documentation evidencing all sources of payment or security for the debt. 5) Documentation pertaining to investment of debt proceeds, including but not limited to: a) Purchase and sale of securities b) SLGs subscriptions c) Yield calculations for each class of investments d) Actual income received from the investment of proceeds e) Investment agreements f) Trustee statement g) Arbitrage rebate calculations and reports S. Central Insurance Reserve Policy. It is a policy of the City Council to maintain a Central Insurance Fund reserve to guard against unforeseen or uninsured costs or increases in property, workers’ compensation, health or liability insurance. The target minimum balance for this reserve is equal to 75% of the actuarially calculated self-insurance reserve liability. If reserves are drawn down below the above target minimum balance, the City will develop a plan to replenish the reserves, generally within five (5) years. T. Clearwater Gas System Supply Hedging Policy. It is a policy of the City Council to limit the financial risk to Clearwater Gas System (CGS) of natural gas purchases by Hedging a portion of its gas supply needs with the intention of reducing price volatility for the residential, commercial, and industrial customers of CGS. Hedging amounts for a specified period of time will NOT exceed the expected average natural gas energy usage over that time period. The City Representative shall issue a Directive to Florida Gas Utility (FGU) in the event that CGS would like FGU to take any action with respect to a Financial Product on its behalf. The General Manager of Attachment number 1 \nPage 18 of 35 Item # 16 16 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) FGU shall not be authorized to enter into a Financial Product on a system- wide basis for CGS without a Directive from the City Representative. Financial Products shall be purchased or otherwise acquired for the purpose of risk management and, to the extent possible, shall be entered into in such a manner as to meet applicable accounting standards as a “hedge” for accounting purposes; provided that the failure to obtain any particular accounting treatment with respect to a Financial Product shall not form a basis for challenging or otherwise calling into question the legality and enforceability of a Financial Product entered into pursuant to a Directive. CGS shall not engage in any purchase or acquisition of Financial Products for Speculation. In the event if any inconsistency between the terms of this Policy and any existing agreement between FGU and CGS, including, without limitation, the All Requirements Gas Services Agreement, dated as of February 15, 2002 and as amended from time to time, between FGU and CGS and entered into pursuant to Resolution No. 02-02 the City of Clearwater, Florida, the terms of such agreement shall prevail. In above policy, these terms are defined as: 1. City Representative – A representative of the City of Clearwater, Florida, who can authorize a Directive with respect to Financial Products, which term shall include, without limitation, any person designated as a “member representative” or “project participant representative” under an agreement between FGU and the City of Clearwater, Florida. 2. Directive – An instrument, in writing, executed and delivered by a City Representative that gives directions to FGU, or otherwise authorizes actions by FGU, with respect to Financial Products and the related Financial Instruments. 3. Financial Instruments – One or more agreements entered into with respect to Financial Products by and among the parties thereto, which may include FGU, CGS, or both, or any other third party or counterparty thereto, and such term shall expressly include, without limitation, any assignment or termination agreement related to Financial Products by FGU, CGS, or both. 4. Financial Products – Swaps, options, caps, collars, floors, forwards, futures contracts, and any other Hedging transactions, and any combination of the foregoing, whether executed “over-the-counter” pursuant to private agreement of “exchange-traded” on one or more regulated contract markets. Attachment number 1 \nPage 19 of 35 Item # 16 17 As approved at 04/04/13 Council Meeting Budget and Finance (contd.) 5. Hedge – To minimize or protect against loss by counterbalancing one transaction against another or otherwise mitigating economic risk. The term “Hedging” shall be construed accordingly. 6. Speculation – Using Financial Products in a manner not reasonably expected to reduce the risk associated with CGS business activities. Attachment number 1 \nPage 20 of 35 Item # 16 18 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY CITY COUNCIL A. Resolutions. An individual Councilmember may request a resolution. However, prior to preparation of the resolution, there must be a majority of the Councilmembers agreeing to do so. B. Proclamations. The City of Clearwater will consider issuing proclamations from all segments of the community without regard to gender, race, ethnicity or handicap. Proclamations will not be issued to individuals, companies, “for profit” organizations, profit making agencies, political organizations or religious organizations, except for significant anniversary events of 50 years or 100 years. C. Representation on Boards. Councilmembers are asked to serve on various regional and governmental boards. Boards/Committees may be added or deleted from time to time. These duties should be distributed equitably among the Councilmembers. Appointment of Councilmembers to these boards shall be evaluated annually in April. Whenever possible, a Council representative on a board or committee will receive Council input prior to taking a position regarding issues coming before that board. The representing Councilmember shall vote in accordance with the stated position of the majority of the Council. If it is not possible to obtain Council input the Councilmember is to act to the best of their ability in the city's interest and with prior Council positions in mind. Periodic review of the actions of these boards and committees is desirable and the representing Councilmember should coordinate these reports. D. Citizen Inquiries - Responses. 1. Generally responses should be in the same form as received, i.e. letter with letter. However, when deemed to be more appropriate a different form may be used. 2. Inquiries addressed to a specific Councilmember will be responded to by that Councilmember. 3. Inquiries addressed to the whole Council, whether in one letter or duplicate letters to all Councilmembers, will be answered factually by the Mayor using language that indicates that he or she is responding for the Clearwater City Council. When needed, responses will be brought to Council for direction, prior to being sent. Mail will be routed to the appropriate staff to draft a response. Individual Councilmembers are not precluded from responding individually to express their opinion. Attachment number 1 \nPage 21 of 35 Item # 16 19 As approved at 04/04/13 Council Meeting City Council (Contd.) 4. Inquiries received which are not specifically addressed to the Council or its members will be answered by the City Manager or designated staff member. 5. Inquiries and responses will be distributed, via e-mail, to all Councilmembers 6. Form letters or emails may be acknowledged but will not require a customized response. E. Departing Councilmembers’ Gifts. Departing gifts shall be chosen in consultation with the outgoing members. The value of the gifts shall be a maximum of $300 for one full term, $500 for two full terms and $600 for more than two full terms. One full term. Plaque, nameplate, letter, pewter tray with seal, Council pictures. Two full terms. Plaque, nameplate, letter, City watch, Council pictures. Three of more full terms. Plaque, nameplate, ring, collage or album, tray with seal, letter, gag gift, caricature. F. Council Travel. Payment for travel expenses shall be in keeping with the charter and the City’s travel code. Specific amounts of the Council’s travel budget shall be allocated to each Councilmember during annual budget preparations. At the end of each fiscal year Councilmembers shall provide a report detailing that year’s travel. Council approval shall be obtained prior to any member exceeding their annual allocation for travel. G. Fund Raisers. It shall be at the discretion of individual Councilmembers whether or not to accept invitations to fund raising activities. Expenses incurred by acceptance are not reimbursable. City employees will not attend these functions as City representatives. H. Staff Projects. A Councilmember shall request staff research or projects only through the City Manager or City Attorney in accordance with the City charter. Any request that, in the determination of the City Manager or City Attorney, will take longer than 8 hours must be approved by a majority of the Council. The results of such research or projects, except for legal advice to an individual, will be shared with all councilmembers. I. Annual Events. Newly elected Councilmembers and Councilmembers- elect shall be invited to the annual Phillies dinner and advisory board appreciation event. Attachment number 1 \nPage 22 of 35 Item # 16 20 As approved at 04/04/13 Council Meeting City Council (Contd.) J. Televising Council Meetings. All regular City Council meetings and work sessions will be televised on C-View. Efforts will be made to also televise specially scheduled meetings and work sessions. However, there will be times when this is not possible, or practical. No closed door attorney/client or bargaining sessions will be televised K. Information Available to Public and Press. All material prepared by the City Manager and City Attorney for the Council shall be provided to the press and to the public via the Official Records and Legislative Services Department. L. Distribution of Council Correspondence. All correspondence to the Mayor and the Councilmembers arriving at City Hall received pursuant to the law or in connection with the transaction of official business by the City of Clearwater shall be distributed as follows: When needed, e-mails will be forwarded to all Councilmembers by the Council Assistant. Councilmembers will receive the original of hard copy items individually addressed to them, whether anonymous or not. Council e-mails and other correspondence will be available on the City’s website through the electronic document management system. Mail will be delivered to the Council at least once per week. Other anonymous letters and suggestions will not be distributed but will be maintained in the City Manager's Office. Publications and items of considerable length (such as petitions and agenda materials for other boards) will not be distributed. These items, along with other routine correspondence not requiring responses will be noted on a weekly read file and available through the electronic document management system. Unless otherwise directed, correspondence with the words similar to “Personal”, “Confidential”, or “For the Addressee Only” will be delivered unopened to the addressee. If such correspondence is determined to be related to City business, the receiving Councilmember is to forward to the Council Assistant for distribution. The City Manager will discuss with the Mayor malicious mail. All e-mails received by the Councilmembers in their individual city email account will be forwarded to the Council Assistant for distribution, or email forwarding, in the same manner as other "hard copy" mail. The following emails will not be forwarded: SPAM/JUNK, broadcast general information or solicitation or items pertaining to scheduling. Attachment number 1 \nPage 23 of 35 Item # 16 21 As approved at 04/04/13 Council Meeting City Council (Contd.) Emails or "hard copy" mail relating to city business, sent directly to a councilmember's home or private business, or hand delivered, shall also be forwarded to the Council Assistant for distribution. M. Strategic Planning. Each year the City Council shall meet in a strategic planning session(s). The meeting(s) will review the five-year financial forecast and update as necessary, the City's Mission, Values and Vision Statements. From these documents a five-year strategic plan will be developed. The five-year strategic plan will become the basis for the annual City Manager and City Attorney Objectives, and the City's annual budget process for the next fiscal year. Attachment number 1 \nPage 24 of 35 Item # 16 22 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY CITY EMPLOYEES A. Participating in Auctions. City employees and Councilmembers are prohibited from participating in City auctions involving the sale of property which has either been abandoned and confiscated, acquired with public funds or which has otherwise come into the possession of the City. They may attend as spectators but may not bid on or purchase items offered for sale. All actions that would lead to perceptions of participation, such as a family member bidding on items, should be avoided. It is the intent of this policy to avoid giving "insider" information or a profit motive to employees or their families in the disposal of surplus items. B. Reimbursement of certain meal events. The City Manager will determine when it is appropriate to reimburse city employees for meal costs associated with recognition, award and business related functions. Attachment number 1 \nPage 25 of 35 Item # 16 23 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY GENERAL ADMINISTRATION A. Application Fee Waivers. Generally, building permit, occupational license, plan review and zoning-related application fees will not be waived except for City projects and other governmental agencies. If staff believes special conditions exist, such requests may be brought to the Council for consideration. Application fee waivers for governmental agencies will include all governmental projects including those in which the governmental agency is leasing property from a third party, providing the governmental agency is the entity which applies for and obtains the permit. PACT will be considered a governmental entity when considering application fee waivers. NOTE: The City Clerk's research regarding waiver of application fees shows the following: Chi Chi Rodriquez Youth Foundation - no waivers Center Foundation - waive building permit fees Pinellas County - waived building permit fees for work done by County forces; waive fees for variance application State of Florida - waive fees for variance applications Clearwater Ferry - waive building permit fees St. Petersburg College - refunded building permit fee for parking lot Skye Lane Properties, LLC—waived permit, application, inspection and other fees via Resolution 14-03 None of the above includes waiving impact fees. B. Sparkling Clearwater. In order to maintain and enhance the image of Sparkling Clearwater, the Council supports staff in enhanced solid waste recycling and conservation projects, tightening and increasing enforcement of codes (i.e., fence landscaping, prohibition of banners, lot clearing, etc.). Staff is also directed to place a greater emphasis on and coordinate aesthetic consideration on site plans and other development review (i.e., placement of dumpsters, fencing of dumpsters, property landscaping and landscaping of parking lots including perimeter plantings). Litter cleanup and "adopt a street or park" programs are encouraged. Educational and incentive programs for both City staff and the public addressing this issue should be developed. C. Fire Lanes. Fire Department personnel will participate in the enforcement of parking violations pertaining to fire lanes and fire hydrants. Attachment number 1 \nPage 26 of 35 Item # 16 24 As approved at 04/04/13 Council Meeting General Administration (contd.) D. Copyright Fees. The City shall pay the necessary copyright fees to ASCAP for those concerts in the bandshell co-sponsored by the City. The City shall provide a monthly report to ASCAP regarding activities in the bandshell and ASCAP shall be responsible for collecting the fees from bands participating in non-City sponsored programs. In addition, the City shall pay the necessary copyright fees to BMI for showing movies at various recreation centers. E. Renewal. All renewals of agreements the City has with organizations or tenants should be presented to the Council at least sixty (60) days prior to the expiration of the original term. F. Stationery. The City shall have one form of stationery letterhead designed by Public Communications on which the City seal will be imprinted. Paper stock will be recyclable. Other forms in supply will be allowed to be used until said supply is depleted. Exception: The Gas Division may use its logo. G. Welcome Letters. Upon adoption of an Annexation Ordinance staff will prepare a letter for the Mayor’s signature welcoming the property owner to Clearwater. H. Citizens to be Heard Response. When appropriate, responses will be sent to those addressing the Council under Citizens to be Heard regarding Items not on the Agenda. I. Special Event Street Closure Limitation. Street closures for special events shall be limited to two (2) per calendar year requested by any one non-profit or for-profit organization. The City of Clearwater shall be exempt from this limitation. The City shall comply with any Florida Department of Transportation policies regarding street closures of state roads. J. Roadside Memorial Marker Program. The purpose of this policy is to establish the guidelines for the placement of standardized roadside memorials for people that have died as a result of a motor vehicle, pedestrian or bicycle crash within City maintained right-of-way on segments of roadway in incorporated Clearwater. The City of Clearwater, Traffic Operations Division, is responsible for the implementation of the Roadside Memorial Marker Program. The policy will apply to fatalities occurring after January 1, 2005. Attachment number 1 \nPage 27 of 35 Item # 16 25 As approved at 04/04/13 Council Meeting General Administration (contd.) The installation of a roadside memorial marker will be processed in accordance with the following: Requests for a memorial marker shall be submitted in writing to the Traffic Operations Division of Engineering by filling out a Memorial Marker Request Form. The form will be available online from the City’s website or by calling the City. Requests may be made by immediate family members or friends. Requests from friends require written approval from the deceased’s immediate family. Memorial markers will be designed, constructed and installed by the Clearwater Traffic Operations Division. The Traffic Operations Division will be responsible for designing the sign and ensuring proper and safe placement – the exact location will be at the discretion of the City. Memorial markers will not be allowed within the limits of active construction work zones. There shall be no activities while the memorial marker is in place that pose a safety hazard to the public or that violates any provision of Chapter 316 of the Florida Statutes concerning stopping, standing, parking, or obstruction of traffic on public roads. Memorial Markers will only be installed in residential areas where fatalities occurred with the written permission of the resident whose property is abutting the residential right of way where the memorial is to be placed. The requesting citizen will be notified once the installation is complete. Memorial markers will be allowed to remain in place for one year after installation unless earlier removal is necessitated by construction activities. After one year the sign will be removed by City forces. The memorial marker shall be a 15” diameter aluminum sign with a white background and black letters. The sign message will state ‘Drive Safely – In memory’, and the family will have the option of adding the deceased’s name to the sign. As an option, the City can offer an alternate safety message to the ‘Drive Safely’ legend if desired by the family that would be specific to the type of crash, and as long as it will fit on the sign. Examples could be ‘Don’t Drink and Drive’, ‘Buckle Up’, ‘Slow Down’, etc. The sign will be mounted at a height of 3.5’ (42”) from the ground to the top of the sign. Attachment number 1 \nPage 28 of 35 Item # 16 26 As approved at 04/04/13 Council Meeting General Administration (contd.) The applicant will incur the cost of design, construction, installation, maintenance, and removal of the memorial marker. This cost is $300.00. Upon request the sign becomes the property of the applicant. K. City Sponsored Events. Events sponsored by the City, such as Volunteer Recognition, Advisory Board Appreciation, etc., shall be held within the City limits of Clearwater, unless the cost for a venue outside the City limits is at least 20% less. Attachment number 1 \nPage 29 of 35 Item # 16 27 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY LAND DEVELOPMENT A. Annexation Agreements. The City Manager is authorized to approve routine annexation agreements involving one existing or proposed residences. Where a discrepancy exists regarding land use designations, right-of-way requirements, or any other circumstances, administrative approval is not authorized. A quarterly report of administrative approval is requested. B. Subdivision Monuments. New entranceway landscaping, monuments, signage, and walls shall not be allowed within the public rights-of-way of the City of Clearwater. Such special treatments are to be upon private property and in accordance with all applicable codes and regulations. The owners of all existing entranceway features occupying public property are to execute an agreement with the City of Clearwater wherein owners agree to keep all features in good repair, hold the City harmless for any liability arising from the use of the public right-of-way, and provide a $500,000 liability insurance policy. Upon failure of the owners to execute such agreement and provide the required insurance policy after forty-five days from written notice, or by tagging the structure when owners cannot be determined, or upon failure of the owners to repair or maintain any feature of the site which has fallen in disrepair after similar notice, the Public Works Department is to remove all such materials occupying the public right-of-way. A wooden sign with breakaway features approved by the City Engineer may be allowed within the public right-of-way when associated with a city approved “Adopt a (fill in name)” program, and is to be limited to a size necessary to name the sponsoring agency in 3-inch letters. Such sign to be a maximum height of 18-inches. C. Petitions for Annexation. Request to be made that all contiguous parcels under the same ownership be annexed simultaneously. D. Landscaping of City Roads. When landscaping is a necessary and integral part of a City road or street improvement/construction project the landscape material shall be selected and located based on ease and frequency of required maintenance. All such material shall be drought resistant. E. Parks & Recreation Card to Annexing Property. Resident Parks & Recreation cards may be obtained by petitioners for annexation upon acceptance of the application. Land Development (Cont.) Attachment number 1 \nPage 30 of 35 Item # 16 28 As approved at 04/04/13 Council Meeting F. Waiver/reduction of liens. In order to encourage (re) development of properties for enhancement of property values and living conditions in the City, the following factors will be considered for requests for waivers/reductions of lot clearing, nuisance abatement, and/or unsafe structures/demolition liens. ¨ Whether the violation has been brought into compliance regarding the violation cited. ¨ Whether extreme or undue hardship is shown regarding payment of the lien and/or regarding coming into compliance with code requirements during the required time. ¨ Whether there are existing code violations on other properties owned by the violator or prospective purchaser. ¨ Whether there is a development or redevelopment proposal regarding the property which would result in improvement or upgrade of the property. ¨ Whether, given such a development or redevelopment plan, it would be impractical to take the compliance action directed by the City Council. ¨ Whether payment would hinder a proposed sale of the property. ¨ Whether an appraisal of the property, submitted by the applicant, demonstrates to the City that the cost of the lien has been absorbed. ¨ The amount of a lien will not be reduced below the amount representing administrative costs incurred by the city regarding the case. Attachment number 1 \nPage 31 of 35 Item # 16 29 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY LEGAL A. Case Reports. The city attorney shall furnish to the city council a quarterly report of pending litigation, identifying each case, opposing counsel, the nature of the case, and the status of the case as of the date of the report. In addition, the city attorney shall keep the city council and city manager advised from time to time as to significant developments in each case. Attachment number 1 \nPage 32 of 35 Item # 16 30 As approved at 04/04/13 Council Meeting CITY COUNCIL POLICY LEISURE A. Holiday Decorations. Holiday decorations along the rights-of-way to be installed or paid for by the city will be limited to the Downtown Core, Memorial Causeway, South Gulfview to the southern point of Beach Walk, Mandalay south of Acacia and the business district on Sand Key. B. Library Donor Naming Recognition. The following guidelines govern donor recognition with regard to naming buildings, areas, rooms, collections, furnishings and equipment: 1. Library building names will have geographical or functional names only and will not be subject to availability for donor recognition. Clearwater Main Library and North Greenwood Branch meet the policy guidelines, but John Doe Main Library does not. 2. Naming of library internal functional areas, rooms, and major collections is the prerogative of the City Council. 3. Collections of materials, equipment or furnishings, which are accepted as gifts by the Library Director, and/or funded by individuals, corporations or foundations, may be recognized by a discrete engraved plaque mounted on or near the gift as appropriate, with the name of the donor displayed. For example "the John Doe collection of Illuminated Manuscripts" or "Computer Equipment for Research Provided and Maintained by the John Doe Corporation." 3. All signs and plaques printed with names of donors will be of similar appearance and will be consistent with the architectural design and interior decoration of the building. C. Amplification of Sound at City Venues. The following guidelines govern the amplification of sound at City co-sponsored and private events held at City venues for musical and entertainment productions. 1. Amplification of sound and in particular music for an event must end at a specific time set by the City Manager or his designee. In general that time will be no later than 10:00 p.m. Sunday through Thursday and no later than 11:00 p.m. on Friday and Saturday, but on certain rare occasions permitted to be held longer. 2. Amplification of sound including music will not exceed an average of 95 decibel or dB level measured at the house mix over a period of 30 seconds. 3. Amplification of sound during the event will be measured by a City employee or City contractor by using a sound-level meter which is an instrument that includes a microphone, amplifier, RMS detector, integrator or time average, output or display meter and the weighting networks used to measure sound pressure levels. Attachment number 1 \nPage 33 of 35 Item # 16 31 As approved at 04/04/13 Council Meeting Leisure (Contd.) 4. The City employee or City contractor will measure the sound levels for every group performing at the event. 5. In the event a promoter or sponsor violates this policy the City employee or City contractor will require that the sound levels be adjusted to meet the standard. If after the first warning the volumes are not adjusted to meet the policy the City employee or City contractor will personally adjust the sound level to bring in compliance. 6. If a promoter or sponsor continues to violate this policy then they will not be allowed to have concerts at City venues. D. Ages 12 - 13 supervised use of City recreation fitness facilities. The following guidelines govern the use of City recreation fitness facilities by users ages 12 and13. 1. This section shall apply to the use of fitness facilities for individuals who have achieved the age of 12 or 13 on the day of, or prior to, the day such individual requests such use. 2. Use of the fitness area by such person is governed by this Council policy and is limited to instances where such person is actively, directly supervised by the individual’s parent, legal guardian or a designated responsible adult, in a one on one setting. Any other use of City recreation facilities by 12 and 13 year olds is strictly prohibited. 3. A parent under this policy is defined as either biological parent or legal guardian. 4. A responsible adult under this policy is defined as a person who has achieved the age of 21 on the day of or prior to the date of the use and is designated by the parent or legal guardian on the “Parental Consent and Waiver/Release of Liability” form. 5. An acceptable level of supervision under this policy is considered to be achieved when the parent, legal guardian or designated responsible adult is not engaged in any other activity (i.e. working out or in conversation with another user) during the performance and attendance of the designated youth participant. 6. This level of supervision is designed to ensure proper focus and attention to achieve safety standards and requirements, including proper technique, appropriate equipment selection and use. Further, the required supervision is designed to protect other users of the facilities. 7. City staff will monitor for compliance of this policy. 8. Both the parent, legal guardian or designated responsible adult and individual child, must have valid access to the fitness facility by paying the Attachment number 1 \nPage 34 of 35 Item # 16 32 As approved at 04/04/13 Council Meeting Leisure (Contd.) appropriate daily fee, or by securing the proper membership that allows use of the area. In addition, the parent or legal guardian must agree to and sign the “Parental Consent and Waiver/Release of Liability” form and identify the responsible adult(s) who may supervise the child. 9. Staff, in its sole discretion, shall retain the right to eject any party not complying with this policy. In addition, failure to adhere to this policy shall result in immediate, permanent termination of the youth participant’s fitness facility use rights. Attachment number 1 \nPage 35 of 35 Item # 16 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Approve the 2014 Clearwater Federal Priorities. SUMMARY: Review Approval: Cover Memo Item # 17 City of Clearwater 2014 Federal Legislative City of Clearwater, Florida Federal Legislative Agenda Attachment number 1 \nPage 1 of 35 Item # 17 Prepar Vice Councilmember Hoyt Hamilton Questions regarding the information Greg Burns (202) 737-8162 Copyright Prepared by Van Scoyoc Associates for the Clearwater City Council Mayor George Cretekos Vice Mayor Doreen Hock-DiPolito Councilmember Hoyt Hamilton Councilmember Bill Jonson Councilmember Jay Polglaze Bill Horne, City Manager Questions regarding the information in this book may be directed to: Rosemarie Call (727) 562-4092 April 2014 Copyright 2014 Van Scoyoc Associates Inc. in this book may be directed to: Attachment number 1 \nPage 2 of 35 Item # 17 201 Water Resources Stevenson Creek Estuary Restoration Project Support continued Corps participation in the Stevenson Creek Estuary Clearwater. Support continued Federal participation in, and funding of, Corps of Engineers’ Continuing Authorities Programs, particularly Section 206. Development Act, with an increased authorization limit from $5 million to $10 million projects. Clearwater Pass Maintenance Dredging Support adequate annual funding for the Corps of Engineers Operations & including additional funding for dredging not identified in the annual Administration budget. additional funding specifically provided for “Small, Remote, or Subsistence Navigation” dredging activities. Waters of the United States Monitor activity related to the EPA’s proposed rule on waters of the U.S. proposed rule that could lead to unrealistic and over local governments. General and Local Government Issues National Flood Insurance Program Monitor changes to flood insurance rates for homeowners and businesses in the City of Clearwater. Monitor FEMA’s implementation of H.R. 3370, the Monitor FEMA’s attention to deadlines as set forth in H.R. 3370, particularly with regard to specific reports and/or other actions. Support passage of H.R. 3370, as well as improve the National participants. Tax-Exempt Bonds Oppose legislation that would threaten the tax exemption on state and local bonds, including a 28 percent cap on tax-exempt municipal bonds. Remote Sales-Tax Legislation Support legislation that requires companies making catalog and internet sales to collect and remit the associated taxes. Transient Occupancy Taxes Oppose legislation that would exempt by the consumer, thereby costing Pinellas Occupancy Taxes from visitors to the region. Public Pension Reform Monitor federal legislative proposals related to public pensions Transparency Act) which could significantly impact the City of Clearwater 2014 Federal Legislative Agenda Stevenson Creek Estuary Restoration Project Corps participation in the Stevenson Creek Estuary Restoration Project continued Federal participation in, and funding of, Corps of Engineers’ Continuing Authorities Programs, particularly Section 206. Support a new authorization of the Water Resources Development Act, with an increased authorization limit from $5 million to $10 million for Section 206 Maintenance Dredging adequate annual funding for the Corps of Engineers Operations & Maintenance account, including additional funding for dredging not identified in the annual Administration budget. additional funding specifically provided for “Small, Remote, or Subsistence Navigation” dredging activity related to the EPA’s proposed rule on waters of the U.S. Oppose any aspects of the proposed rule that could lead to unrealistic and over-burdensome regulations that would negatively affect al Government Issues National Flood Insurance Program changes to flood insurance rates for homeowners and businesses in the City of Clearwater. FEMA’s implementation of H.R. 3370, the Homeowner Flood Insurance Affordability Act. EMA’s attention to deadlines as set forth in H.R. 3370, particularly with regard to specific Support efforts to fix any unintended consequences that may occur , as well as improve the National Flood Insurance Program for the benefit of all threaten the tax exemption on state and local bonds, including a 28 percent exempt municipal bonds. legislation that requires companies making catalog and internet sales to collect and remit the legislation that would exempt online travel brokers from paying taxes on the full room rate paid Pinellas County the opportunity to collect appropriate Transient Occupancy Taxes from visitors to the region. federal legislative proposals related to public pensions (e.g., the Public Employee Pension which could significantly impact the Clearwater Employees Pension Fund Project in the City of continued Federal participation in, and funding of, Corps of Engineers’ Continuing horization of the Water Resources for Section 206 Maintenance account, including additional funding for dredging not identified in the annual Administration budget. Support additional funding specifically provided for “Small, Remote, or Subsistence Navigation” dredging aspects of the burdensome regulations that would negatively affect changes to flood insurance rates for homeowners and businesses in the City of Clearwater. urance Affordability Act. EMA’s attention to deadlines as set forth in H.R. 3370, particularly with regard to specific unintended consequences that may occur after the Flood Insurance Program for the benefit of all threaten the tax exemption on state and local bonds, including a 28 percent legislation that requires companies making catalog and internet sales to collect and remit the travel brokers from paying taxes on the full room rate paid County the opportunity to collect appropriate Transient e.g., the Public Employee Pension Clearwater Employees Pension Fund. Attachment number 1 \nPage 3 of 35 Item # 17 Transportation Transportation Authorization Monitor proposed changes to Federal highway and transit programs. transportation revenue streams. Support Clearwater’s priorities via this legislation or other means. Alternative Fuels Tax Incentives Support the extension of a $0.50 per gallon equivalent tax incentive for natural gas when used as a motor fuel. Public Safety Public Safety Funding Support at least level funding from FY 201 of Homeland Security grants, e.g., Community Oriented Policing Services, Byrne Justice Assistance Grants, Assistance to Firefighters Grants, and Staffing for Adequate Fire and Emergency Response Grants. Support any City of Clearwater applications for these funds The Corporation for National and Community Service Program Support continued annual funding for grant programs within the Community Service, particularly for the AmeriCorps State and National grant program. Economic Development & Social Services Department of Housing and Urban Development Support at continued adequate funding Block Grants and the HOME Investment Partnerships p overall efforts to support those that are least fortunate. Environmental Protection Agency’s Support continued adequate annual funding for the program, including at least $90 million for the Section 104(k) competitive grant program. legislation to reauthorize the Environme Supportive Housing for the Elderly and for Persons with Disabilities Urban Development’s Section 202 and 811 Programs Support continued adequate annual Federal funding of the Depart Development’s Supportive Housing for the Elderly Persons with Disabilities program (Section 811). Homeless Assistance – Continuum of Care Program Support continued adequate annual funding for Department of Housing and Urban Development Homeless Assistance Grants, particularly for the Continuum of Care Program. Economic Development Administration Support continued funding of the Econ grant applications through EDA programs. proposed changes to Federal highway and transit programs. Monitor efforts to enhance Federal Support any and all opportunities to secure funding for priorities via this legislation or other means. the extension of a $0.50 per gallon equivalent tax incentive for natural gas when used as a motor at least level funding from FY 2014 for a wide variety of Department of Justice and Department of Homeland Security grants, e.g., Community Oriented Policing Services, Byrne Justice Assistance Grants, Assistance to Firefighters Grants, and Staffing for Adequate Fire and Emergency Response Clearwater applications for these funds. The Corporation for National and Community Service – AmeriCorps’ State and National Grant continued annual funding for grant programs within the Corporation for National , particularly for the AmeriCorps State and National grant program. Economic Development & Social Services Department of Housing and Urban Development Formula Programs (CDBG & HOME) at continued adequate funding for future fiscal years for both the Community Development Block Grants and the HOME Investment Partnerships programs because of their critical role in the efforts to support those that are least fortunate. Environmental Protection Agency’s Brownfields Program continued adequate annual funding for the Environmental Protection Agency’s b program, including at least $90 million for the Section 104(k) competitive grant program. legislation to reauthorize the Environmental Protection Agency’s brownfields program. Supportive Housing for the Elderly and for Persons with Disabilities - Department of Housing and Urban Development’s Section 202 and 811 Programs d adequate annual Federal funding of the Department of Housing and Urban Supportive Housing for the Elderly program (Section 202) and Supportive Housing for Persons with Disabilities program (Section 811). Continuum of Care Program continued adequate annual funding for Department of Housing and Urban Development Homeless Assistance Grants, particularly for the Continuum of Care Program. Economic Development Administration continued funding of the Economic Development Administration. Support City of Clearwater through EDA programs. efforts to enhance Federal any and all opportunities to secure funding for the City of the extension of a $0.50 per gallon equivalent tax incentive for natural gas when used as a motor for a wide variety of Department of Justice and Department of Homeland Security grants, e.g., Community Oriented Policing Services, Byrne Justice Assistance Grants, Assistance to Firefighters Grants, and Staffing for Adequate Fire and Emergency Response AmeriCorps’ State and National Grant Corporation for National and , particularly for the AmeriCorps State and National grant program. (CDBG & HOME) Community Development because of their critical role in the City’s ’s brownfields program, including at least $90 million for the Section 104(k) competitive grant program. Support Department of Housing and ment of Housing and Urban (Section 202) and Supportive Housing for continued adequate annual funding for Department of Housing and Urban Development City of Clearwater Attachment number 1 \nPage 4 of 35 Item # 17 Energy & Environment Offshore Energy Exploration Monitor the potential expansion of offshore energy exploration in Florida’s Federal waters. Land and Water Conservation Fund Support a $900 million annual appropriation from the Land and Water Conservation Fund, including at least $100 million for the state grant program. the potential expansion of offshore energy exploration in Florida’s Federal waters. Fund a $900 million annual appropriation from the Land and Water Conservation Fund, including at least $100 million for the state grant program. the potential expansion of offshore energy exploration in Florida’s Federal waters. a $900 million annual appropriation from the Land and Water Conservation Fund, including at Attachment number 1 \nPage 5 of 35 Item # 17 FEDERAL ISSUE: Stevenson Creek Estuary BACKGROUND; HOW IT MAY AFFECT U.S. Army Corps of Engineers with standing authorization, known as the Continuing Authorities Programs (CAP), to respond to a variety of water resource problems without the need to seek specific congressional authorization or funding for each project. In theory, this decreases the amount of time required to budget, develop, and approve potential projects for construction. The CAP Section 206 program authorizes the Corps of Engineers to restoration and protection projects in partnership with non dictates that the maximum Federal cost for planning, design, and construction of any one project is $ million. Each project must be economically justified, The City and the Corps of Engineers have been engaged on Creek Estuary Restoration, since 1999. dredge and remove polluted material from Stevenson Cre feeds into Clearwater Harbor. The construction phase of the project began in August of 2009, but performance issues with the first and second firms material. These issues resulted in the increased project costs to the point that $5,000,000 cost limit. The City has contributed 100 percent of project overruns, which million since the project began. The Corps has made enough progress in their disputes with the first and second contractors to allow for the project to finally move forward, and it is expected to be c May of this year. However, the Corps to date has been unable to provide the City with any relief from the cost overruns. Last year, the Senate considered its version of a new authorization of the Water Resources Development Act (WRDA), S. 601, which included a provision that would increase the per project CAP Section 206 limit from $5 million to $10 million. Corps communicated that a provision like this is the only route to p City for the project’s cost overruns. 14, with Senator Bill Nelson voting for and Senator The House also passed a version of WRDA was not included in the final bill, and conference report is expected to be released by the spring or ea have indicated that passing a final version of WRDA remains a priority for RECOMMENDED POSITION: Support Restoration Project in the City of Clearwater. Corps of Engineers’ Continuing Authorities Programs, particularly Section 20 authorization of the Water Resources Development Act, with million to $10 million for Section 206 projects Stevenson Creek Estuary Restoration Project BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: Congress provides the U.S. Army Corps of Engineers with standing authorization, known as the Continuing Authorities Programs (CAP), to respond to a variety of water resource problems without the need to seek specific ation or funding for each project. In theory, this decreases the amount of time required to budget, develop, and approve potential projects for construction. program authorizes the Corps of Engineers to engage in aquatic ecosystem in partnership with non-Federal government agencies. Current law dictates that the maximum Federal cost for planning, design, and construction of any one project is $ Each project must be economically justified, environmentally sound, and technically feasible. The City and the Corps of Engineers have been engaged on a Section 206 CAP project, the Stevenson since 1999. This objective of the Stevenson Creek Estuary Project is and remove polluted material from Stevenson Creek to improve the health of the The construction phase of the project began in August of 2009, but encountered major delays due to t and second firms selected to dredge the creek and remove polluted . These issues resulted in the termination of these previously awarded contracts costs to the point that the Corps’ Federal expenditures have reached th The City has contributed a $2,692,308 cost share to the project, and which have ballooned the City’s investment in the project to nearly $4.1 The Corps has made enough progress in their disputes with the first and second contractors to allow for the project to finally move forward, and it is expected to be c May of this year. However, the Corps to date has been unable to provide the City with any relief from the its version of a new authorization of the Water Resources Development included a provision that would increase the per project CAP Section 206 limit from $5 million to $10 million. In a letter to former Rep. C.W. “Bill” Young on this matter, t that a provision like this is the only route to providing any reimbursement to the the project’s cost overruns. S. 601, passed with bipartisan support in the Senate by Nelson voting for and Senator Marco Rubio voting against its final passage. passed a version of WRDA in 2013, H.R. 3080. However, the CAP increase provision was not included in the final bill, and its inclusion is being hashed-out in conference committee. conference report is expected to be released by the spring or early summer. House and Senate leadership have indicated that passing a final version of WRDA remains a priority for 2014. Support continued Corps participation in the Stevenson Creek in the City of Clearwater. Support continued Federal participation in, and funding of, Corps of Engineers’ Continuing Authorities Programs, particularly Section 206. Support authorization of the Water Resources Development Act, with an increased authorization l for Section 206 projects. : Congress provides the U.S. Army Corps of Engineers with standing authorization, known as the Continuing Authorities Programs (CAP), to respond to a variety of water resource problems without the need to seek specific ation or funding for each project. In theory, this decreases the amount of time engage in aquatic ecosystem Federal government agencies. Current law dictates that the maximum Federal cost for planning, design, and construction of any one project is $5 environmentally sound, and technically feasible. a Section 206 CAP project, the Stevenson Estuary Project is to ek to improve the health of the waterway which encountered major delays due to to dredge the creek and remove polluted contracts and have expenditures have reached their authorized t, and has provided ed the City’s investment in the project to nearly $4.1 The Corps has made enough progress in their disputes with the first and second contractors to allow for the project to finally move forward, and it is expected to be completed by May of this year. However, the Corps to date has been unable to provide the City with any relief from the its version of a new authorization of the Water Resources Development included a provision that would increase the per project CAP Section 206 In a letter to former Rep. C.W. “Bill” Young on this matter, the roviding any reimbursement to the S. 601, passed with bipartisan support in the Senate by a vote of 83- s final passage. However, the CAP increase provision out in conference committee. The final rly summer. House and Senate leadership enson Creek Estuary continued Federal participation in, and funding of, Support a new thorization limit from $5 Attachment number 1 \nPage 6 of 35 Item # 17 FEDERAL ISSUE: Clearwater Pass BACKGROUND; HOW IT MAY AFFECT channel, the Army Corps of Engineers are supp maintenance dredging of Clearwater Pass. The Clearwater every 5 years due to shoaling, which fishermen, charter boats, and other recreational vessels occurs about every 10 years. Clearwater Pass was last dredged and fully paid for by the 2012, but the City of Clearwater paid the entire Corps may have funding available to complete the dredging City for about a third of the cost of that dred The dredging project has a double benefit, as the sand that is removed is then used to renourish North Clearwater Beach. To fund dredging projects that are not generally budgeted for by the Ad competition for funds from the Army Corps of Engineers, Congress has adjusted their funding strategy in the age of no-earmarks to add additional funding for what Congress terms “Additional Funding for Ongoing Work.” Among these amounts, Congress in Fiscal Year additional funding to the Corps for “Small, Remote, or Subsistence Navigation” operations & maintenance (O&M) activity. This will likely be the funding from which the compete in the future to maintain the channel. purpose, while in FY 2014, Congress provided $40 million in additional funding. RECOMMENDED POSITION: Support & Maintenance account, including additional funding for dredging not identified in the annual Administration budget. Support additional funding specifically provided for “Small, Remote, or Subsistence Navigation” dredging acti Pass Maintenance Dredging BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: As a Federal navigation channel, the Army Corps of Engineers are supposed to be 100 percent responsible for the cost of Clearwater Pass. The Clearwater Pass requires maintenance dredging about , which cuts off an important navigation channel for local commercial and other recreational vessels. However, due to budget constraints, this only dredged and fully paid for by the Corps in 2001. The Pass was again dredged i paid the entire $750,000 cost of the project, as it was uncertain may have funding available to complete the dredging. Eventually, the Corps did reimburse the for about a third of the cost of that dredging operation. The dredging project has a double benefit, as the sand that is removed is then used to renourish North To fund dredging projects that are not generally budgeted for by the Administration due to the difficult competition for funds from the Army Corps of Engineers, Congress has adjusted their funding strategy in earmarks to add additional funding for what Congress terms “Additional Funding for these amounts, Congress in Fiscal Year (FY) 2012 provided $30 million in additional funding to the Corps for “Small, Remote, or Subsistence Navigation” operations & maintenance (O&M) activity. This will likely be the funding from which the Clearwater Pas compete in the future to maintain the channel. In FY 2013, Congress provided $30 million for the same purpose, while in FY 2014, Congress provided $40 million in additional funding. Support adequate annual funding for the Corps of Engineers Operations & Maintenance account, including additional funding for dredging not identified in the annual additional funding specifically provided for “Small, Remote, or Subsistence Navigation” dredging activities. Federal navigation osed to be 100 percent responsible for the cost of ass requires maintenance dredging about cuts off an important navigation channel for local commercial budget constraints, this only was again dredged in uncertain when the , the Corps did reimburse the The dredging project has a double benefit, as the sand that is removed is then used to renourish North ministration due to the difficult competition for funds from the Army Corps of Engineers, Congress has adjusted their funding strategy in earmarks to add additional funding for what Congress terms “Additional Funding for 2012 provided $30 million in additional funding to the Corps for “Small, Remote, or Subsistence Navigation” operations & Clearwater Pass must In FY 2013, Congress provided $30 million for the same orps of Engineers Operations & Maintenance account, including additional funding for dredging not identified in the annual additional funding specifically provided for “Small, Remote, or Attachment number 1 \nPage 7 of 35 Item # 17 FEDERAL ISSUE: Waters of the United States BACKGROUND; HOW IT MAY AFFECT the U.S. Supreme Court over the past decade imposed restrictions on the scope of wetland regulation governed by Section 404 of the Clean Water Act (CWA) that regulate “dredge and fill” activities in navigable waters and their adjacent wetlands. Opponents of these restrictions have urged Congress to redefine waters of the U.S., and apply that definition to all aspec As legislation along those lines failed to pass previous Congresses, the Environmental Protection Agency (EPA) and U.S. Army Corps of Engineers (ACOE) and now a proposed rule, to redefine waters of the U.S. There is concern that their effort may significantly expand the definition of waters of the U.S. to include tributaries, ditches, canals, and all water bodies that can potentially drain into navigable waters, interstate wa The EPA claims that the proposed rule “does not protect any new types of waters that have not historically been covered under the Clean Water Act.” However, they also say that “60 percent of stream miles in the U.S. only flow seasonall that “other types of waters” will have “protection… evaluated through a case specific analysis of whether the connection is or is not significant.” At the end of 2013, the EPA released a for concluding that virtually all bodies of water contribute flow to waters jurisdiction and should therefore be subject to regulation under the CWA. On March 25th of this year, the EPA and the ACOE jointly released the proposed rule the U.S. subject to Clean Water Act jurisdiction. and application of the CWA, including: · All water bodies would be subject to Federal jurisdiction or case exempted from jurisdiction. This would include: Waste treatment systems water reuse facilities Prior converted crop Artificially irrigated areas that would revert to upland without irrigation Artificial lakes or ponds created by excavation or by diking dry land (stock watering ponds, irrigation, settling basins, or rice growing) Artificial reflecting or swimming pools Small ornamental waters created in dry land Water-filled depressions incidental to construction Groundwater, including groundwater Gullies, rills, non-wetland swales, and puddles Ditches excavated entirely in upland areas that drain only uplands or non waters, and have no more than ephemeral flow Ditches that do not contribute flow to otherwise jurisdictional waters Waters of the United States BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: A series of decisions by the U.S. Supreme Court over the past decade imposed restrictions on the scope of wetland regulation Section 404 of the Clean Water Act (CWA) that regulate “dredge and fill” activities in navigable waters and their adjacent wetlands. Opponents of these restrictions have urged Congress to redefine waters of the U.S., and apply that definition to all aspects of the CWA. As legislation along those lines failed to pass previous Congresses, the Environmental Protection Agency and U.S. Army Corps of Engineers (ACOE) over the past several years developed e waters of the U.S. There is concern that their effort may significantly expand the definition of waters of the U.S. to include tributaries, ditches, canals, and all water bodies that can potentially drain into navigable waters, interstate waters, or the territorial seas. The EPA claims that the proposed rule “does not protect any new types of waters that have not historically been covered under the Clean Water Act.” However, they also say that “60 percent of stream miles in the U.S. only flow seasonally or after rain” but that they deserve protection under the CWA and that “other types of waters” will have “protection… evaluated through a case specific analysis of whether the connection is or is not significant.” At the end of 2013, the EPA released a report on the connectivity of water to provide a scientific rationale for concluding that virtually all bodies of water contribute flow to waters will be subject to Federal jurisdiction and should therefore be subject to regulation under the CWA. of this year, the EPA and the ACOE jointly released the proposed rule to define waters of the U.S. subject to Clean Water Act jurisdiction. The proposed rule proffers major changes to the scope and application of the CWA, including: s would be subject to Federal jurisdiction or case-by-case review unless expressly exempted from jurisdiction. This would include: Waste treatment systems designed to meet the requirements of the CWA water reuse facilities Prior converted cropland (as determined by the EPA) Artificially irrigated areas that would revert to upland without irrigation Artificial lakes or ponds created by excavation or by diking dry land (stock watering ponds, irrigation, settling basins, or rice growing) l reflecting or swimming pools Small ornamental waters created in dry land filled depressions incidental to construction , including groundwater drained through subsurface drainage systems wetland swales, and puddles tches excavated entirely in upland areas that drain only uplands or non waters, and have no more than ephemeral flow Ditches that do not contribute flow to otherwise jurisdictional waters : A series of decisions by the U.S. Supreme Court over the past decade imposed restrictions on the scope of wetland regulation Section 404 of the Clean Water Act (CWA) that regulate “dredge and fill” activities in navigable waters and their adjacent wetlands. Opponents of these restrictions have urged Congress to As legislation along those lines failed to pass previous Congresses, the Environmental Protection Agency developed guidance first, e waters of the U.S. There is concern that their effort may significantly expand the definition of waters of the U.S. to include tributaries, ditches, canals, and all territorial seas. The EPA claims that the proposed rule “does not protect any new types of waters that have not historically been covered under the Clean Water Act.” However, they also say that “60 percent of stream y or after rain” but that they deserve protection under the CWA and that “other types of waters” will have “protection… evaluated through a case specific analysis of whether report on the connectivity of water to provide a scientific rationale subject to Federal to define waters of major changes to the scope case review unless expressly designed to meet the requirements of the CWA, including Artificially irrigated areas that would revert to upland without irrigation Artificial lakes or ponds created by excavation or by diking dry land (stock watering drained through subsurface drainage systems tches excavated entirely in upland areas that drain only uplands or non-jurisdictional Attachment number 1 \nPage 8 of 35 Item # 17 · The term “adjacent” would apply to “neighboring” waters located within a riparian area or floodplain subsurface connection or confined surface hydrologic connection · All tributaries would be waters of the U.S. and are defined as any water body with a bed, bank and ordinary high-water mark, even if that tributary for any length has a man culvert, pipe, dam) or a more natural break (wetland, debris pile, boulder, underg Tributaries can be natural, man ephemeral, intermittent, and seasonal streams. · Federal jurisdiction of “other waters” would be determined on a case alone or in combination with other similarly situated waters in the area are determined to have a “significant nexus” (anything more than speculative or insubstantial) to navigable waters, interstate waters, or the territorial seas. Being designated as waters of the U.S. triggers regulatory requirements and legal responsibilities beyond simply identifying water bodies subject to a CWA permit. Many of these water bodies are already regulated under the CWA. However, as a “water of the differently. For example, storm water discharges are regulated at the point that an outfall discharges into a receiving water. If designated as “water of the U.S.” the flow of runoff have to be regulated with numeric effluent limits rather than the discharge the “maximum extent practicable,” which is a lower standard. This is particularly troubling for Florida given its unique flood control systems t which would likely fall under the new definition of waters of the U.S. and would be subject to stringent and expensive new regulation. Congress has paid some attention to this issue over the past several years. In the House, t efforts to attach legislative “riders” to various appropriations bills to stop implementation of the rule. However, these efforts have ultimately failed, allowing EPA and other Federal agencies to continue their work. Meanwhile, on the other side of the issue, nearly 100 members of Congress recently wrote to the EPA asking that they release the rule as quickly as possible (although the letter did not outright support the content of the rule). The public comment period for the rule closes POSITION: Monitor activity related to the EPA’s proposed rule on waters of the U.S. aspects of the proposed rule that could lead to unrealistic and over negatively affect local governments. he term “adjacent” would apply to all adjacent waters, not just wetlands, and would include “neighboring” waters located within a riparian area or floodplain or waters with a shallow subsurface connection or confined surface hydrologic connection, as determined by the EPA. ld be waters of the U.S. and are defined as any water body with a bed, bank water mark, even if that tributary for any length has a man-made break (bridge, culvert, pipe, dam) or a more natural break (wetland, debris pile, boulder, underg Tributaries can be natural, man-altered, or man-made unless expressly exempted. This includes ephemeral, intermittent, and seasonal streams. Federal jurisdiction of “other waters” would be determined on a case-by-case review if they either alone or in combination with other similarly situated waters in the area are determined to have a “significant nexus” (anything more than speculative or insubstantial) to navigable waters, interstate waters, or the territorial seas. Being designated as waters of the U.S. triggers regulatory requirements and legal responsibilities beyond simply identifying water bodies subject to a CWA permit. Many of these water bodies are already regulated under the CWA. However, as a “water of the U.S.” these water bodies will be regulated differently. For example, storm water discharges are regulated at the point that an outfall discharges into a receiving water. If designated as “water of the U.S.” the flow of runoff into the storm water system have to be regulated with numeric effluent limits rather than the discharge from the system regulated to the “maximum extent practicable,” which is a lower standard. This is particularly troubling for Florida given its unique flood control systems throughout the state, all of which would likely fall under the new definition of waters of the U.S. and would be subject to stringent Congress has paid some attention to this issue over the past several years. In the House, t efforts to attach legislative “riders” to various appropriations bills to stop implementation of the rule. However, these efforts have ultimately failed, allowing EPA and other Federal agencies to continue their er side of the issue, nearly 100 members of Congress recently wrote to the EPA asking that they release the rule as quickly as possible (although the letter did not outright support The public comment period for the rule closes on July 21, 2014. activity related to the EPA’s proposed rule on waters of the U.S. aspects of the proposed rule that could lead to unrealistic and over-burdensome regulations that would negatively affect local governments. adjacent waters, not just wetlands, and would include waters with a shallow determined by the EPA. ld be waters of the U.S. and are defined as any water body with a bed, bank made break (bridge, culvert, pipe, dam) or a more natural break (wetland, debris pile, boulder, underground stream). made unless expressly exempted. This includes case review if they either alone or in combination with other similarly situated waters in the area are determined to have a “significant nexus” (anything more than speculative or insubstantial) to navigable waters, Being designated as waters of the U.S. triggers regulatory requirements and legal responsibilities beyond simply identifying water bodies subject to a CWA permit. Many of these water bodies are already U.S.” these water bodies will be regulated differently. For example, storm water discharges are regulated at the point that an outfall discharges into storm water system will the system regulated to hroughout the state, all of which would likely fall under the new definition of waters of the U.S. and would be subject to stringent Congress has paid some attention to this issue over the past several years. In the House, there have been efforts to attach legislative “riders” to various appropriations bills to stop implementation of the rule. However, these efforts have ultimately failed, allowing EPA and other Federal agencies to continue their er side of the issue, nearly 100 members of Congress recently wrote to the EPA asking that they release the rule as quickly as possible (although the letter did not outright support activity related to the EPA’s proposed rule on waters of the U.S. Oppose any burdensome regulations that would Attachment number 1 \nPage 9 of 35 Item # 17 FEDERAL ISSUE: National Flood Insurance Program BACKGROUND; HOW IT MAY AFFECT established the NFIP to address the nation’s flood exposure and challenges inherent in financing and managing flood risks in the private sector. Private insurance companies at the time claimed that the flood peril was uninsurable and, therefore, could not be underwritten in the private insurance market. A three prong floodplain management and insurance program was created to (1) i most at risk of flooding; (2) minimize the economic impact of flooding events through floodplain management ordinances; and (3) provide flood insurance to individuals and businesses. Until 2005, the NFIP was self-supporting payments. Today, the program is in roughly $25 billion in debt due to a number of large storms, the most recent being Sandy. In mid-2012, Congress passed, and the President signed a 5 Insurance Program (NFIP) that attempted to restore the program to firmer financial footing by making a number of changes to the program that impacted the City’s residents. This is known as Biggert Then, on March 21, 2014, H.R. 3370 was enacted, the attempts to address some of the so-called unintended consequences of Biggert What the New Law Does 1) Caps Annual Rate Increases for pre · Ensures that those pre-FIRM primary residence policyholders whose rates have gone up will have rate increases within their specific insurance property class of between 5 and 15 percent per year (18 percent for any specific home). · Provides actual refunds to policyholde (guidance within 8 months, reimbursement between 14 · Removes the sales trigger 2) Reinstates Grandfathering · Does away with Section 207 of BW12 which will stay with the property (homes that were built to code post increases due to changing flood maps) 3) Develops surcharges to pay for the cost of the bill · Creates an annual surcharge of $25 for all primary residences and $250 second home owners 4) Provides options to lower policy rates · Provides for policy deductibles of up to $10,000 · Allows for monthly payment of premiums 5) Focuses on future mitigation and affordability National Flood Insurance Program BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: In 1968, Congress established the NFIP to address the nation’s flood exposure and challenges inherent in financing and private sector. Private insurance companies at the time claimed that the flood peril was uninsurable and, therefore, could not be underwritten in the private insurance market. A three prong floodplain management and insurance program was created to (1) identify areas across the nation most at risk of flooding; (2) minimize the economic impact of flooding events through floodplain management ordinances; and (3) provide flood insurance to individuals and businesses. supporting as policy premiums and fees covered expenses and claim payments. Today, the program is in roughly $25 billion in debt due to a number of large storms, the most 2012, Congress passed, and the President signed a 5-year reauthorization of the National Flood Insurance Program (NFIP) that attempted to restore the program to firmer financial footing by making a number of changes to the program that impacted the City’s residents. This is known as Biggert 014, H.R. 3370 was enacted, the Homeowner Flood Insurance Affordability Act that called unintended consequences of Biggert-Waters. Caps Annual Rate Increases for pre-FIRM Primary Homes FIRM primary residence policyholders whose rates have gone up will have rate increases within their specific insurance property class of between 5 and 15 percent per year (18 percent for any specific home). Provides actual refunds to policyholders who will have overpaid after the passage of the bill (guidance within 8 months, reimbursement between 14-16 months) Removes the sales trigger Reinstates Grandfathering Does away with Section 207 of BW12 and reinstates “grandfathering” for primary homes which will stay with the property (homes that were built to code post-FIRM will not have rate increases due to changing flood maps) Develops surcharges to pay for the cost of the bill Creates an annual surcharge of $25 for all primary residences and $250 for business and Provides options to lower policy rates Provides for policy deductibles of up to $10,000 Allows for monthly payment of premiums Focuses on future mitigation and affordability In 1968, Congress established the NFIP to address the nation’s flood exposure and challenges inherent in financing and private sector. Private insurance companies at the time claimed that the flood peril was uninsurable and, therefore, could not be underwritten in the private insurance market. A three- dentify areas across the nation most at risk of flooding; (2) minimize the economic impact of flooding events through floodplain as policy premiums and fees covered expenses and claim payments. Today, the program is in roughly $25 billion in debt due to a number of large storms, the most zation of the National Flood Insurance Program (NFIP) that attempted to restore the program to firmer financial footing by making a number of changes to the program that impacted the City’s residents. This is known as Biggert-Waters. Homeowner Flood Insurance Affordability Act that FIRM primary residence policyholders whose rates have gone up will have rate increases within their specific insurance property class of between 5 and 15 percent rs who will have overpaid after the passage of the bill for primary homes FIRM will not have rate for business and Attachment number 1 \nPage 10 of 35 Item # 17 · Requires FEMA to develop specific guideline mitigation opportunities to receive lower premiums · Ensures that future mitigation activities will provide premium discounts · Provides additional funding and a new deadline of 2 years from enactment for the FEM affordability study, which will have to consider mitigation assistance and means premium assistance · Requires a future FEMA “affordability framework” 6) Flood Insurance Advocate · Creates a Flood Insurance Advocate What it Doesn’t Do · Does not offer relief to second homes and businesses (subject to continued 25 percent annual increases until actuarial rates are reached) · Rates can increase more than 18 percent each year if Community Rating System (CRS) rating is “downgrad or increase in coverage Meanwhile, the City will need to remain vigilant to ensure the public fully benefits from the changes to Biggert-Waters enacted on March 21, 2014 1. Educate the community about H.R. 3370 and how it will help some constituents 2. Gather hard data related to business owners and homeowners who are not helped by H.R. 3370 3. Monitor FEMA implementation of H.R. 3370, including: a. Rate increases and the schedule of such increases b. Create a Flood Insurance Advocate to educate and assist policyholders and coordinate outreach c. Allow for optional high d. Clearly communicat regardless of whether their premium rates are full actuarial rates e. Changes to map revision protocols i. Before commencement of any map updating process, notify each community affected by explanation of why such model ii. Provide each affected community a 30 regarding the appropriateness of the model to be used iii. Upon completion of the first Independent Data Submission, transmit a copy of such information period during which the supplement or modify the existing data, and incorporate any data that is consistent with prevailing engineering pr iv. Notify a community’s member of f. Study of voluntary community of study) g. Follow any FEMA effort to secure private markets Requires FEMA to develop specific guidelines within one year to provide policyholders with mitigation opportunities to receive lower premiums Ensures that future mitigation activities will provide premium discounts Provides additional funding and a new deadline of 2 years from enactment for the FEM affordability study, which will have to consider mitigation assistance and means Requires a future FEMA “affordability framework” Flood Insurance Advocate Creates a Flood Insurance Advocate lief to second homes and businesses (subject to continued 25 percent annual increases until actuarial rates are reached) Rates can increase more than 18 percent each year if a policy lapses, the community’s Community Rating System (CRS) rating is “downgraded” or there is a decrease in deductible ty will need to remain vigilant to ensure the public fully benefits from the changes to enacted on March 21, 2014. Such steps include: about H.R. 3370 and how it will help some constituents Gather hard data related to business owners and homeowners who are not helped by H.R. Monitor FEMA implementation of H.R. 3370, including: Rate increases and the schedule of such increases a Flood Insurance Advocate to educate and assist policyholders and coordinate ptional high-deductible policies for residential properties Clearly communicate full flood risk determinations to individual property owners ether their premium rates are full actuarial rates Changes to map revision protocols Before commencement of any map updating process, notify each community by the mapping model that FEMA plans to use and provide an explanation of why such model is appropriate Provide each affected community a 30-day period to consult with FEMA regarding the appropriateness of the model to be used Upon completion of the first Independent Data Submission, transmit a copy of information to the affected community, provide the community a 30 period during which they may provide data to FEMA that can be used to supplement or modify the existing data, and incorporate any data that is consistent with prevailing engineering principles Notify a community’s member of Congress and Senators voluntary community-based flood insurance options (no date set for completion Follow any FEMA effort to secure reinsurance of coverage provided by the NFIP from s within one year to provide policyholders with Provides additional funding and a new deadline of 2 years from enactment for the FEMA affordability study, which will have to consider mitigation assistance and means-tested lief to second homes and businesses (subject to continued 25 percent annual community’s ed” or there is a decrease in deductible ty will need to remain vigilant to ensure the public fully benefits from the changes to about H.R. 3370 and how it will help some constituents Gather hard data related to business owners and homeowners who are not helped by H.R. a Flood Insurance Advocate to educate and assist policyholders and coordinate full flood risk determinations to individual property owners Before commencement of any map updating process, notify each community plans to use and provide an day period to consult with FEMA Upon completion of the first Independent Data Submission, transmit a copy of provide the community a 30-day may provide data to FEMA that can be used to supplement or modify the existing data, and incorporate any data that is (no date set for completion reinsurance of coverage provided by the NFIP from Attachment number 1 \nPage 11 of 35 Item # 17 4. Work with Congress to ensure FEMA meet the following reports and/or other actions: a. 8 months: guidance to provide refunds to pre b. 12 months: guidelines for property owners describing alternative means of flood mitigation, other than elevation, that can reduce flood risk and inform property owners about how mitigation can lower premiums c. 14 to 16 months: actual refunds provided to those who overpaid d. 18 months: Affordability Study (using $2.5 million in funding) e. 18 months: “Draft Affordability Framework” that addresses the “issues of affordability of flood insurance sold” via the NFIP. Draft framework shall consider: i. Communication to consumers of flood risk ii. Targeted assistance to policyholders based on ability to iii. Individual or community actions to mitigate risk or lower the cost of flood insurance iv. The impact of increases in premium rates on participation in the NFIP v. The impact of rate map updates on affordability f. 18 months: a report insurance for the following: i. Small businesses with less than 100 employees ii. Non-profit entities iii. Houses of worship iv. Residences with a value equal to or less than 25 percent of the median hom value of properties in the State in which the property is located g. 18 months: allow for the monthly payment of flood insurance premiums h. Ensure reporting from FEMA to Congress of number of annual policy premiums that exceed one percent of the total coverag 5. Work with Congress to fix any unintended consequences that may occur the National Flood Insurance Program for the benefit of Rep. David Jolly’s Proposed Legislation Shortly after his election to complete the term of the City’s long David Jolly (R) introduced legislation that would further amend Biggert relief provided in H.R. 3370 to businesses and “owner Insurance Premium Parity Act of 2014 1. Repeal the requirement that owner charged actuarially sound rates 2. Restore the grandfathered rates for these prop 3. Apply to these properties the 18 percent cap on yearly rate increases provided for selected primary homes in H.R. 3370 H.R. 4313 is cosponsored by Florida Reps. Gus Bilirakis (R) and Kathy Castor (D). RECOMMENDED POSITION: Monitor businesses in the City of Clearwater. Flood Insurance Affordability Act. particularly with regard to specific reports and/or other actions. consequences that may occur after the passage of H.R. 3370 Insurance Program for the benefit of all participants Work with Congress to ensure FEMA meets the deadlines set forth in H.R. 3370, including the following reports and/or other actions: : guidance to provide refunds to pre-FIRM primary homeowners who overpaid : guidelines for property owners describing alternative means of flood mitigation, other than elevation, that can reduce flood risk and inform property owners about how mitigation can lower premiums : actual refunds provided to those who overpaid : Affordability Study (using $2.5 million in funding) : “Draft Affordability Framework” that addresses the “issues of affordability of flood insurance sold” via the NFIP. Draft framework shall consider: Communication to consumers of flood risk Targeted assistance to policyholders based on ability to participate in the NFIP Individual or community actions to mitigate risk or lower the cost of flood The impact of increases in premium rates on participation in the NFIP The impact of rate map updates on affordability : a report assessing the impact of rate increases on the affordability of flood insurance for the following: Small businesses with less than 100 employees profit entities Houses of worship Residences with a value equal to or less than 25 percent of the median hom value of properties in the State in which the property is located : allow for the monthly payment of flood insurance premiums Ensure reporting from FEMA to Congress of number of annual policy premiums that exceed one percent of the total coverage provided by the policy Work with Congress to fix any unintended consequences that may occur, as well as improve the National Flood Insurance Program for the benefit of all participants Rep. David Jolly’s Proposed Legislation Shortly after his election to complete the term of the City’s long-time Rep. C.W. “Bill” Young, Rep. David Jolly (R) introduced legislation that would further amend Biggert-Waters by extending the rate relief provided in H.R. 3370 to businesses and “owner-occupied” second homes. H.R. 4313, the Insurance Premium Parity Act of 2014 would: Repeal the requirement that owner-occupied second homes and businesses be automatically charged actuarially sound rates Restore the grandfathered rates for these properties Apply to these properties the 18 percent cap on yearly rate increases provided for selected primary homes in H.R. 3370 H.R. 4313 is cosponsored by Florida Reps. Gus Bilirakis (R) and Kathy Castor (D). Monitor changes to flood insurance rates for homeowners and businesses in the City of Clearwater. Monitor FEMA’s implementation of H.R. 3370, the urance Affordability Act. Monitor FEMA’s attention to deadlines as set forth in H.R. 3370, gard to specific reports and/or other actions. Support efforts to fix any after the passage of H.R. 3370, as well as improve the National Flood Insurance Program for the benefit of all participants. s the deadlines set forth in H.R. 3370, including FIRM primary homeowners who overpaid : guidelines for property owners describing alternative means of flood mitigation, other than elevation, that can reduce flood risk and inform property owners : “Draft Affordability Framework” that addresses the “issues of affordability of participate in the NFIP Individual or community actions to mitigate risk or lower the cost of flood The impact of increases in premium rates on participation in the NFIP assessing the impact of rate increases on the affordability of flood Residences with a value equal to or less than 25 percent of the median home : allow for the monthly payment of flood insurance premiums Ensure reporting from FEMA to Congress of number of annual policy premiums that as well as improve time Rep. C.W. “Bill” Young, Rep. Waters by extending the rate occupied” second homes. H.R. 4313, the Flood occupied second homes and businesses be automatically Apply to these properties the 18 percent cap on yearly rate increases provided for selected od insurance rates for homeowners and FEMA’s implementation of H.R. 3370, the Homeowner FEMA’s attention to deadlines as set forth in H.R. 3370, efforts to fix any unintended , as well as improve the National Flood Attachment number 1 \nPage 12 of 35 Item # 17 FEDERAL ISSUE: Tax-Exempt Bonds BACKGROUND; HOW IT MAY AFFECT bonds have been tax-exempt for almost 100 years, a number of Federal proposals the past few years that have targeted or reduce Federal spending. With local governments facing severe budget difficulties, any proposal to limit the tax exemption would put more pressure on local finances by reducing demand bonds and increase borrowing costs for state and local governments, ultimately leading to higher taxes or reduced services. Specifically: · The Administration proposed as part of a jobs and deficit reduction plan to limit the benefit of itemized deductions and certain exclusions to 28 percent for higher income taxpayers. · The Administration’s plan also includes a new debt reduction trigger which could further limit the exclusion for tax-exempt bond interest income below 28 percent. The new tr tax savings from tax-exempt bonds every year, increasing the risk and the cost of all tax bonds. · The Administration’s National Commission on Fiscal Responsibility and Reform, Simpson-Bowles, recommended a tax reform issued state and local bonds. · The Bipartisan Policy Center would end the tax exemption for all new private · Senators Ron Wyden (D-OR) and Dan Coats ( Simplification Act which would replace tax · Senator Tom Coburn (R-OK) authorizes tribes to issue tax · The Congressional Budget Office proposal to replace the tax exemption of municipal bonds with a direct subsidy for is It is estimated that the difference in the rate of earnings the C to offer prospective buyers of their taxable bonds would depend on the market, but typically would range from 1.5 to 2 percent more for those offerings. On $1 million borrowed, this would likely cost $20,000 more in interest per year. Taking this further, if the C years at taxable bond rates 2 percent higher than if the bonds were tax taxpayers over the 30 years could be roughly $30 million. In early 2014, Rep. Dave Camp (R- jurisdiction over tax issues) released a comprehensive tax reform discussion dra the individual and corporate tax code. Rep. Camp’s comprehensive tax reform proposal contains changes that would affect municipal bonds. Specifically, bonds would become more expensive to offer because high-income individuals who are most likely to invest in surtax on their income above a certain threshold and would not be able to deduct the tax It is unclear how much of an affect this could have on costs, but sur In the Senate, Senator Wyden recently became the Chairman of the Senate Finance Committee, which is the committee of jurisdiction over tax issues. This is significant due to his abovementioned efforts related Exempt Bonds BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: Although municipal exempt for almost 100 years, a number of Federal proposals have been offered over ed this exemption, particularly as part of the debate to end the sequester or reduce Federal spending. With local governments facing severe budget difficulties, any proposal to limit the tax exemption would put more pressure on local finances by reducing demand bonds and increase borrowing costs for state and local governments, ultimately leading to higher taxes or proposed as part of a jobs and deficit reduction plan to limit the benefit of ized deductions and certain exclusions to 28 percent for higher income taxpayers. The Administration’s plan also includes a new debt reduction trigger which could further limit the exempt bond interest income below 28 percent. The new trigger could limit the exempt bonds every year, increasing the risk and the cost of all tax The Administration’s National Commission on Fiscal Responsibility and Reform, recommended a tax reform plan which would end the tax exemption for newly issued state and local bonds. he Bipartisan Policy Center proposed a tax reform plan, also known as Domenici would end the tax exemption for all new private-purpose bonds. OR) and Dan Coats (R-IN) introduced the Bipartisan Tax Fairness and Simplification Act which would replace tax-exempt bonds with taxable bonds and a tax credit. OK) proposed a tax reform plan which would repeal the program which thorizes tribes to issue tax-exempt bonds for economic development purposes. Congressional Budget Office released a report on revenue-raising options which includes a proposal to replace the tax exemption of municipal bonds with a direct subsidy for is It is estimated that the difference in the rate of earnings the City and other local governments would need to offer prospective buyers of their taxable bonds would depend on the market, but typically would range e offerings. On $1 million borrowed, this would likely cost $20,000 more in interest per year. Taking this further, if the City were to amortize a $100 million loan over 30 years at taxable bond rates 2 percent higher than if the bonds were tax-exempt, the additional cost to taxpayers over the 30 years could be roughly $30 million. -MI), the chairman of the House Ways and Means Committee (with jurisdiction over tax issues) released a comprehensive tax reform discussion draft that proposes to rewrite the individual and corporate tax code. Rep. Camp’s comprehensive tax reform proposal contains changes that would affect municipal bonds. Specifically, bonds would become more expensive to offer because who are most likely to invest in municipal bonds would have to pay a 10 percent surtax on their income above a certain threshold and would not be able to deduct the tax It is unclear how much of an affect this could have on costs, but surely there would be an impact. Wyden recently became the Chairman of the Senate Finance Committee, which is the committee of jurisdiction over tax issues. This is significant due to his abovementioned efforts related Although municipal have been offered over exemption, particularly as part of the debate to end the sequester or reduce Federal spending. With local governments facing severe budget difficulties, any proposal to limit the tax exemption would put more pressure on local finances by reducing demand for tax-exempt bonds and increase borrowing costs for state and local governments, ultimately leading to higher taxes or proposed as part of a jobs and deficit reduction plan to limit the benefit of ized deductions and certain exclusions to 28 percent for higher income taxpayers. The Administration’s plan also includes a new debt reduction trigger which could further limit the igger could limit the exempt bonds every year, increasing the risk and the cost of all tax-exempt The Administration’s National Commission on Fiscal Responsibility and Reform, also called plan which would end the tax exemption for newly- proposed a tax reform plan, also known as Domenici-Rivlin, which IN) introduced the Bipartisan Tax Fairness and exempt bonds with taxable bonds and a tax credit. proposed a tax reform plan which would repeal the program which exempt bonds for economic development purposes. raising options which includes a proposal to replace the tax exemption of municipal bonds with a direct subsidy for issuers. ty and other local governments would need to offer prospective buyers of their taxable bonds would depend on the market, but typically would range e offerings. On $1 million borrowed, this would likely cost $20,000 ty were to amortize a $100 million loan over 30 he additional cost to MI), the chairman of the House Ways and Means Committee (with ft that proposes to rewrite the individual and corporate tax code. Rep. Camp’s comprehensive tax reform proposal contains changes that would affect municipal bonds. Specifically, bonds would become more expensive to offer because municipal bonds would have to pay a 10 percent surtax on their income above a certain threshold and would not be able to deduct the tax-exempt interest. ely there would be an impact. Wyden recently became the Chairman of the Senate Finance Committee, which is the committee of jurisdiction over tax issues. This is significant due to his abovementioned efforts related Attachment number 1 \nPage 13 of 35 Item # 17 to municipal bonds with Senator Coats in the 112 same legislation during the 113th Congress. Meanwhile, in the Administration’s Fiscal Year 2015 budget, President Obama again proposed a 28 percent limit on all itemized deductions for high apply to all new and outstanding municipal bonds in 2015. According to a study conducted by the National Association of Counties, if this 28 percent cap had been in place o costs to state and local governments would have increased by over $173 billion, while a full repeal would cost nearly $500 billion over the same time period. These provisions are likely to continue to receive tepid responses members of Congress, including 12 members of the Florida delegation, signed letters to leadership asking that the tax exemption for municipal bonds not be altered. RECOMMENDED POSITION: Oppose local bonds, including a 28 percent cap on tax bonds with Senator Coats in the 112th Congress, though to date he has not reintroduced the Congress. Meanwhile, in the Administration’s Fiscal Year 2015 budget, President Obama again proposed a 28 mized deductions for high-income individuals. If accepted by Congress, this would apply to all new and outstanding municipal bonds in 2015. According to a study conducted by the National Association of Counties, if this 28 percent cap had been in place over the past decade, borrowing costs to state and local governments would have increased by over $173 billion, while a full repeal would cost nearly $500 billion over the same time period. These provisions are likely to continue to receive tepid responses from many in Congress. Last year, 140 members of Congress, including 12 members of the Florida delegation, signed letters to leadership asking that the tax exemption for municipal bonds not be altered. Oppose legislation that would threaten the tax exemption on state and local bonds, including a 28 percent cap on tax-exempt municipal bonds. though to date he has not reintroduced the Meanwhile, in the Administration’s Fiscal Year 2015 budget, President Obama again proposed a 28 income individuals. If accepted by Congress, this would apply to all new and outstanding municipal bonds in 2015. According to a study conducted by the ver the past decade, borrowing costs to state and local governments would have increased by over $173 billion, while a full repeal would from many in Congress. Last year, 140 members of Congress, including 12 members of the Florida delegation, signed letters to leadership asking threaten the tax exemption on state and Attachment number 1 \nPage 14 of 35 Item # 17 FEDERAL ISSUE: Remote Sales-Tax Legislation BACKGROUND; HOW IT MAY AFFECT only required to collect sales tax in states where they have brick to consumers to report to state tax departments any sales taxes they owe for online purchases. Often, consumers do not report those purchases when completing t at a competitive disadvantage because they must collect sales taxes while out many large online and catalog retailers, in effect give their customers a discount by collecting local sales taxes. Consumers are left with the confusing yet legal responsibility to report the sales taxes owed on online purchases on their tax returns. The current sales tax system is perceived as being unfair to brick residents, including local stores as well as national chains like Best Buy or Home Depot. It is also a drain on local government revenues. In 201 billion nationwide. To correct this inequity across the country during the 112th Congress that would allow states to collect these taxes from out not have a physical presence in their state. Though it received some support, it was not passed by either chamber. In the 113th Congress, the bill was reintroduc Senate (S. 743 and H.R. 684). This version of the bill would create two systems, from which states can choose, to facilitate the process of collecting these taxes. The first is the already establis Sales and Use Tax Agreement would accomplish this by simplifying state and local sales and use tax laws. 24 states have already signed this agreement, which is also supported by the National Association of Counties. The second alternative tax laws and administration thereof. who make less than $1,000,000 in total In May 2013, the Senate passed the legislation with significant bipartisan support by a vote of 70 Senator Nelson voting for the measure and Senator Rubio against it. In the House, the Marketplace Fairness Act (H.R. 684) face significant support with 66 cosponsors, including Florida Representatives Deutch, Crenshaw, Ross, Wilson, and Diaz-Balart. It also has the support of l Florida Chamber of Commerce, Associated Industries of Florida, Florida TaxWatch, Florida Retail Federation, and Amazon.com. Most recently, Rep. Jason Chaffetz (R Committee Chairman Bob Goodlatte ( passed legislation, but with targeted changes. Those mentioned would include language aimed at facilitating the compliance and auditing system, as well as a new provision that would replace the Senate’s $1,000,000 exemption with a phase these taxes. There is no timetable for action in the House. Should the House consider related legislation before the end of the 113th Congress, it would have to Tax Legislation BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: Currently, retailers are to collect sales tax in states where they have brick-and-mortar stores. The burden then falls to consumers to report to state tax departments any sales taxes they owe for online purchases. Often, consumers do not report those purchases when completing their tax returns. As a result, local retailers are at a competitive disadvantage because they must collect sales taxes while out-of-state retailers, including many large online and catalog retailers, in effect give their customers a discount by collecting local sales taxes. Consumers are left with the confusing yet legal responsibility to report the sales taxes owed on online purchases on their tax returns. The current sales tax system is perceived as being unfair to brick-and-mortar retailers that employ local residents, including local stores as well as national chains like Best Buy or Home Depot. It is also a drain on local government revenues. In 2014, uncollected sales tax is estimated to cost local governments $23 across the country, Congress introduced legislation in both the House and Congress that would allow states to collect these taxes from out-of-state retailers that do not have a physical presence in their state. Though it received some support, it was not passed by either Congress, the bill was reintroduced as the Marketplace Fairness Act in both the House and Senate (S. 743 and H.R. 684). This version of the bill would create two systems, from which states can choose, to facilitate the process of collecting these taxes. The first is the already establis Sales and Use Tax Agreement would accomplish this by simplifying state and local sales and use tax laws. 24 states have already signed this agreement, which is also supported by the National Association of Counties. The second alternative would allow for states to meet minimum requirements for their state tax laws and administration thereof. To protect small, online retailers, this legislation also in total remote sales from the requirement to collect the tax. In May 2013, the Senate passed the legislation with significant bipartisan support by a vote of 70 Senator Nelson voting for the measure and Senator Rubio against it. In the House, the Marketplace Fairness Act (H.R. 684) faces an uncertain future though the bill has significant support with 66 cosponsors, including Florida Representatives Deutch, Crenshaw, Ross, Balart. It also has the support of local, state, and national business groups, such as the Chamber of Commerce, Associated Industries of Florida, Florida TaxWatch, Florida Retail Most recently, Rep. Jason Chaffetz (R-UT) has indicated that he is working with House Judiciary Goodlatte (R-VA) to introduce an alternative measure based on the Senate passed legislation, but with targeted changes. Those mentioned would include language aimed at facilitating the compliance and auditing system, as well as a new provision that would replace the s $1,000,000 exemption with a phase-in period for these businesses to comply with collecting for action in the House. Should the House consider related legislation Congress, it would have to be reconciled in conference committee with the Currently, retailers are mortar stores. The burden then falls to consumers to report to state tax departments any sales taxes they owe for online purchases. Often, heir tax returns. As a result, local retailers are state retailers, including many large online and catalog retailers, in effect give their customers a discount by collecting no state or local sales taxes. Consumers are left with the confusing yet legal responsibility to report the sales taxes s that employ local residents, including local stores as well as national chains like Best Buy or Home Depot. It is also a drain , uncollected sales tax is estimated to cost local governments $23 House and Senate state retailers that do not have a physical presence in their state. Though it received some support, it was not passed by either ed as the Marketplace Fairness Act in both the House and Senate (S. 743 and H.R. 684). This version of the bill would create two systems, from which states can choose, to facilitate the process of collecting these taxes. The first is the already established Streamlined Sales and Use Tax Agreement would accomplish this by simplifying state and local sales and use tax laws. 24 states have already signed this agreement, which is also supported by the National Association would allow for states to meet minimum requirements for their state also exempts sellers collect the tax. In May 2013, the Senate passed the legislation with significant bipartisan support by a vote of 70-24, with s an uncertain future though the bill has significant support with 66 cosponsors, including Florida Representatives Deutch, Crenshaw, Ross, ocal, state, and national business groups, such as the Chamber of Commerce, Associated Industries of Florida, Florida TaxWatch, Florida Retail House Judiciary introduce an alternative measure based on the Senate- passed legislation, but with targeted changes. Those mentioned would include language aimed at facilitating the compliance and auditing system, as well as a new provision that would replace the in period for these businesses to comply with collecting for action in the House. Should the House consider related legislation be reconciled in conference committee with the Attachment number 1 \nPage 15 of 35 Item # 17 Senate-passed bill. There have also been conversations related to ceding sales taxes on online and catalog purchas decide how to handle the issue individually. RECOMMENDED POSITION: Support sales to collect and remit the associated taxes. There have also been conversations related to ceding authority over the leveling of sales taxes on online and catalog purchases to states. The legislation could essentially let each state handle the issue individually. Support legislation that requires companies making catalog and internet sales to collect and remit the associated taxes. authority over the leveling of ould essentially let each state legislation that requires companies making catalog and internet Attachment number 1 \nPage 16 of 35 Item # 17 FEDERAL ISSUE: Transient Occupancy Taxes BACKGROUND; HOW IT MAY AFFECT attempts were made by senior Senators to insert language into various pieces of legislation that would have exempted online travel brokers (Expedia, Travelocity, etc.) from remit collected from consumers to the appropriate local government. For instance, if were to pay $60 for a room in the City of Clearwater would be able to, under the proposal, only remit $6 dollars to the local government instead of $10 (using a 10 percent bed tax for illustrative purposes). In late 2009, 17 Florida counties, including Pinellas, companies alleging that the companies development tax ordinances. During 2012, there were several Florida State Circuit Court cases that ruled in favor of the online travel brokers. Two cited that Fl Court Judge ruled more directly in July that the discounted rates they paid for the rooms. In late September of 2012, the District of Columbia g online travel firms should repay back in the years after the D.C. City Council passed legislation mandating they do so conditional settlement was reached in this case with six online travel firms. Although they have a right to appeal the D.C Superior Court decision, they agreed to pay $60.9 million in back taxes to the D.C. government. Between 1998 and 2010, the amou million. These examples demonstrate how courts across the country have ruled differently on this issue over the past few years, which has led online travel purveyors to continue to seek Federal legislation that would codify their goal of not remitting taxes on the price of the hotel room paid by 2012, several of these online discount travel brokers (including Expedia, Orbitz, and Priceline) organized and registered to lobby under a new organization called the “Interactive Travel Services Association,” whose purpose is to advocate on several issues, including “tax In May 2013, Expedia and other online hotel room purveyors attempt Fairness Act to achieve their transient occupancy tax objectives and the bill was passed out of the Senate without this language In 2012, Pinellas County collected a record $27.1 million in transient occupancy taxes, which are used to support the tourism industry in our region. With another record County increased that total by collecting more than $30 million in bed tax revenue. Recently, officials with the Clearwater Marine Aquarium have suggested using a portion of the transient occupancy tax that currently goes toward paying the debt on Tropicana Field for the proposed Clearwater Marine Aquarium, once it sunsets in 2016. This “stadium tax” alone generates nearly $5.5 million per year in revenue. Given the importance of this project to the City of Cl significance of this revenue source and the need to ensure it is not constrained by detrimental legislation. : Transient Occupancy Taxes BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: In the 111 attempts were made by senior Senators to insert language into various pieces of legislation that would have exempted online travel brokers (Expedia, Travelocity, etc.) from remitting the full bed tax rate collected from consumers to the appropriate local government. For instance, if an online travel broker the City of Clearwater and then sell that room to a consumer for $100, they nder the proposal, only remit $6 dollars to the local government instead of $10 (using a 10 percent bed tax for illustrative purposes). 17 Florida counties, including Pinellas, filed an action against a number of online travel the companies have failed to collect and/or pay taxes under the During 2012, there were several Florida State Circuit Court cases that ruled . Two cited that Florida law is not clear on the issue, while a Circuit Court Judge ruled more directly in July that the online travel broker only owes local tourist taxes on the discounted rates they paid for the rooms. In late September of 2012, the District of Columbia government won a suit where a judge ruled that back taxes on the full retail price of hotel rooms they sold in the years after the D.C. City Council passed legislation mandating they do so. In February of 2014, conditional settlement was reached in this case with six online travel firms. Although they have a right to appeal the D.C Superior Court decision, they agreed to pay $60.9 million in back taxes to the D.C. government. Between 1998 and 2010, the amount owed in the lawsuit was estimated to be over $200 ourts across the country have ruled differently on this issue over the past few years, which has led online travel purveyors to continue to seek Federal legislation that would codify their goal of not remitting taxes on the price of the hotel room paid by the consumer. 2012, several of these online discount travel brokers (including Expedia, Orbitz, and Priceline) organized and registered to lobby under a new organization called the “Interactive Travel Services Association,” advocate on several issues, including “taxes and fees related to travel.” Expedia and other online hotel room purveyors attempted to amend the Marketplace nsient occupancy tax objectives. Ultimately, this effort was unsuccessful and the bill was passed out of the Senate without this language. County collected a record $27.1 million in transient occupancy taxes, which are used to support the tourism industry in our region. With another record number of visitors to the area in 2013, the County increased that total by collecting more than $30 million in bed tax revenue. Recently, officials with the Clearwater Marine Aquarium have suggested using a portion of the transient occupancy tax that rently goes toward paying the debt on Tropicana Field for the proposed Clearwater Marine Aquarium, once it sunsets in 2016. This “stadium tax” alone generates nearly $5.5 million per year in revenue. Given the importance of this project to the City of Clearwater, and this level of funding, underscores the significance of this revenue source and the need to ensure it is not constrained by detrimental legislation. In the 111th Congress, attempts were made by senior Senators to insert language into various pieces of legislation that would ting the full bed tax rate an online travel broker and then sell that room to a consumer for $100, they nder the proposal, only remit $6 dollars to the local government instead of $10 (using a an action against a number of online travel have failed to collect and/or pay taxes under the respective tourist During 2012, there were several Florida State Circuit Court cases that ruled orida law is not clear on the issue, while a Circuit local tourist taxes on the overnment won a suit where a judge ruled that old to consumers In February of 2014, a conditional settlement was reached in this case with six online travel firms. Although they have a right to appeal the D.C Superior Court decision, they agreed to pay $60.9 million in back taxes to the D.C. nt owed in the lawsuit was estimated to be over $200 ourts across the country have ruled differently on this issue over the past few years, which has led online travel purveyors to continue to seek Federal legislation that would the consumer. Earlier in 2012, several of these online discount travel brokers (including Expedia, Orbitz, and Priceline) organized and registered to lobby under a new organization called the “Interactive Travel Services Association,” es and fees related to travel.” the Marketplace rt was unsuccessful County collected a record $27.1 million in transient occupancy taxes, which are used to number of visitors to the area in 2013, the County increased that total by collecting more than $30 million in bed tax revenue. Recently, officials with the Clearwater Marine Aquarium have suggested using a portion of the transient occupancy tax that rently goes toward paying the debt on Tropicana Field for the proposed Clearwater Marine Aquarium, once it sunsets in 2016. This “stadium tax” alone generates nearly $5.5 million per year in revenue. earwater, and this level of funding, underscores the significance of this revenue source and the need to ensure it is not constrained by detrimental legislation. Attachment number 1 \nPage 17 of 35 Item # 17 RECOMMENDED POSITION: Oppose taxes on the full room rate paid by the consumer, thereby costing collect appropriate Transient Occupancy Taxes from visitors to the region. Oppose legislation that would exempt online travel brokers from paying taxes on the full room rate paid by the consumer, thereby costing Pinellas County the opportunity to collect appropriate Transient Occupancy Taxes from visitors to the region. travel brokers from paying County the opportunity to Attachment number 1 \nPage 18 of 35 Item # 17 FEDERAL ISSUE: Public Pension Reform BACKGROUND; HOW IT MAY AFFECT CA) and Senator Richard Burr (R-NC), t have stated that public pensions are significantly underfunded and are aiming to ensure what opinion, will be more realistic asset projections compared with expected liabilities. Specifically, the legislation would require additional reporting of assets and liabilities and more significantly, require that assets in a public plan such a projected to grow at the rate of Treasury securities instead of more optimistic projections tied to historic stock market indices, thereby greatly increasing plan liabilities. This might require projected growth r of less than 1 percent annually instead of growth rates of 7.75 percent, which is what the Florida Retirement System used between 2009 and 2011. The legislation would also disallow any future federal bailout of public pension plans, and would penaliz disclosure requirements of the bill by removing the tax the legislation would likely make local government participation in would also aim to make them more secure. In 2012, Senator Orrin Hatch (R-UT), the Ranking Member of the Senate Finance Committee, released a report saying that public pension debt “threatens America” and that “defined benefit pension plans are inappropriate for state and local governments.” He concluded his report by stating his intention to introduce a legislative solution in the future. Rep. Nunes and Sen. Burr both reintroduced the Public Employee Pension Transparency Act in the 113 Congress. Rep. Nunes’ bill (H.R. 1628) has 10 cosponsors in the House, while Sen. Burr’s companion bill (S. 779) has two cosponsors in the Senate. RECOMMENDED POSITION: Monitor Public Employee Pension Transparency Act Pension Fund. : Public Pension Reform ; HOW IT MAY AFFECT THE CITY OF CLEARWATER: Rep. Devin Nunes (R NC), the sponsors of the Public Employee Pension Transparency Act, have stated that public pensions are significantly underfunded and are aiming to ensure what opinion, will be more realistic asset projections compared with expected liabilities. Specifically, the legislation would require additional reporting of assets and liabilities and more significantly, require that assets in a public plan such as the Florida Retirement System (FRS) projected to grow at the rate of Treasury securities instead of more optimistic projections tied to historic stock market indices, thereby greatly increasing plan liabilities. This might require projected growth r of less than 1 percent annually instead of growth rates of 7.75 percent, which is what the Florida Retirement System used between 2009 and 2011. The legislation would also disallow any future federal , and would penalize local governments that do not comply with the disclosure requirements of the bill by removing the tax-exemption on their bonding authority. local government participation in pension plans more expensive, yet would also aim to make them more secure. UT), the Ranking Member of the Senate Finance Committee, released a report saying that public pension debt “threatens America” and that “defined benefit pension plans are priate for state and local governments.” He concluded his report by stating his intention to introduce a legislative solution in the future. Rep. Nunes and Sen. Burr both reintroduced the Public Employee Pension Transparency Act in the 113 Rep. Nunes’ bill (H.R. 1628) has 10 cosponsors in the House, while Sen. Burr’s companion bill (S. 779) has two cosponsors in the Senate. Monitor federal legislative proposals related to public pensions sion Transparency Act) which could significantly impact the Clearwater Employees Rep. Devin Nunes (R- Transparency Act, have stated that public pensions are significantly underfunded and are aiming to ensure what, in their Specifically, the legislation would require additional reporting of assets and liabilities and more (FRS) are projected to grow at the rate of Treasury securities instead of more optimistic projections tied to historic stock market indices, thereby greatly increasing plan liabilities. This might require projected growth rates of less than 1 percent annually instead of growth rates of 7.75 percent, which is what the Florida Retirement System used between 2009 and 2011. The legislation would also disallow any future federal e local governments that do not comply with the exemption on their bonding authority. Ultimately, pension plans more expensive, yet it UT), the Ranking Member of the Senate Finance Committee, released a report saying that public pension debt “threatens America” and that “defined benefit pension plans are priate for state and local governments.” He concluded his report by stating his intention to Rep. Nunes and Sen. Burr both reintroduced the Public Employee Pension Transparency Act in the 113th Rep. Nunes’ bill (H.R. 1628) has 10 cosponsors in the House, while Sen. Burr’s companion federal legislative proposals related to public pensions (e.g., the Clearwater Employees Attachment number 1 \nPage 19 of 35 Item # 17 FEDERAL ISSUE: Transportation Authorization BACKGROUND; HOW IT MAY AFFECT short-term authorizations, Congress passed and the President signed the the 21st Century Act (MAP-21) on July 6, 2012. MAP at roughly the levels of the previous authorization ($48 billion) through September 30, 2014, which means that Congress will need to begin to craft the follow of the 113th Congress. MAP-21 eliminated, consolidated, or changed transportation grant programs into formula programs, and left much discretion to state Departments of Transportation on how to allocate funding One of those changes was the removal of dedicated funding for several programs, including Safe Routes to School, Recreational Trails, and the Transportation Enhancements program. The legislation instead created a new Transportation Alternatives these activities will be reduced by approximately $300 million annually from current levels of funding. Fifty percent of Florida’s $49.9 million annual TAP allocation for Fiscal Years 2014 and 2015 sub-allocated within the state based on population, and census populations above 200,000 will be given project selection authority ov Funding available to the City of Clearwater Organization (MPO). In developing MAP-21, Congress did not address the need for a long nation’s transportation infrastructure. Fuel taxes, which currently provide most of the money for surface transportation, do not provide a solid long growth, even if Congress were to authorize a modest increase sources of income for an expanded program, or alternate very different than the one currently in place. Less Federal funding via a future transportation reauthorization bill would mean significantly less funding available to and ultimately the City of Clearwater programs. In the 113th Congress, Rep. John Delaney ( investment in U.S. infrastructure through the public-private partnerships. The Partnership to Build America Act (H.R. 2084) would create dollar “American Infrastructure Fund” (AIF) loan guarantees. The bill would not require annual appropriations, being funded instead through of 50-year bonds that are not guaranteed by the Federal government and pay incentivize U.S. corporate investment i amount (to be determined by auction) bonds. The fund would then provide loans or loan guarantees to states and transportation, energy, education, communications, and water infrastructure projects. continue to encourage public-private partnerships by requiring that a minimum of financed projects be public-private partnerships, from which comes from private capital. H.R. 2084 currently has bipartisan support with : Transportation Authorization BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: After several years of term authorizations, Congress passed and the President signed the Moving Ahead for Progress in n July 6, 2012. MAP-21 funds Federal surface transportation programs revious authorization ($48 billion) through September 30, 2014, which means that Congress will need to begin to craft the follow-on legislation to MAP-21 well before the end , or changed many programs, transformed nearly all discretionary transportation grant programs into formula programs, and left much discretion to state Departments of Transportation on how to allocate funding among the remaining programs. e removal of dedicated funding for several programs, including Safe Routes to School, Recreational Trails, and the Transportation Enhancements program. The legislation instead created a new Transportation Alternatives Program (TAP). Under this consolidated program, funding for these activities will be reduced by approximately $300 million annually from current levels of funding. Fifty percent of Florida’s $49.9 million annual TAP allocation for Fiscal Years 2014 and 2015 state based on population, and census-designated urbanized areas with populations above 200,000 will be given project selection authority over its portion of these funds. the City of Clearwater will go through the Pinellas County Metropolitan 21, Congress did not address the need for a long-term, sustainable plan to finance our nation’s transportation infrastructure. Fuel taxes, which currently provide most of the money for surface nsportation, do not provide a solid long-term foundation for generally desired transportation funding authorize a modest increase. The choice then becomes finding new sources of income for an expanded program, or alternately, to settle for a smaller program that might look very different than the one currently in place. Less Federal funding via a future transportation reauthorization bill would mean significantly less funding available to FDOT, the Pinellas County MPO, the City of Clearwater, to support both surface transportation and transit projects and Congress, Rep. John Delaney (D-MD) has proposed legislation in the attempt to spur investment in U.S. infrastructure through the repatriation of corporate funds overseas and increasing private partnerships. The Partnership to Build America Act (H.R. 2084) would create “American Infrastructure Fund” (AIF) that can be leveraged as high as $750 billion The bill would not require annual appropriations, being funded instead through year bonds that are not guaranteed by the Federal government and pay one percent incentivize U.S. corporate investment in these bonds, they would be allowed to send home a certain dollar ion) in overseas earnings, tax-free, for every dollar they invest in the then provide loans or loan guarantees to states and local governments transportation, energy, education, communications, and water infrastructure projects. This bill would private partnerships by requiring that a minimum of 25 percent of e partnerships, from which at least 20 percent of the project’s funding H.R. 2084 currently has bipartisan support with 60 cosponsors ( After several years of Moving Ahead for Progress in 21 funds Federal surface transportation programs revious authorization ($48 billion) through September 30, 2014, which 21 well before the end many programs, transformed nearly all discretionary transportation grant programs into formula programs, and left much discretion to state Departments of e removal of dedicated funding for several programs, including Safe Routes to School, Recreational Trails, and the Transportation Enhancements program. The legislation instead ed program, funding for these activities will be reduced by approximately $300 million annually from current levels of funding. Fifty percent of Florida’s $49.9 million annual TAP allocation for Fiscal Years 2014 and 2015 will be designated urbanized areas with er its portion of these funds. opolitan Planning term, sustainable plan to finance our nation’s transportation infrastructure. Fuel taxes, which currently provide most of the money for surface term foundation for generally desired transportation funding . The choice then becomes finding new ly, to settle for a smaller program that might look very different than the one currently in place. Less Federal funding via a future transportation the Pinellas County MPO, , to support both surface transportation and transit projects and MD) has proposed legislation in the attempt to spur repatriation of corporate funds overseas and increasing private partnerships. The Partnership to Build America Act (H.R. 2084) would create a $50 billion $750 billion for loans and The bill would not require annual appropriations, being funded instead through the sale one percent interest. To send home a certain dollar they invest in the ernments to finance This bill would 25 percent of AIF of the project’s funding cosponsors (30D, 30R), Attachment number 1 \nPage 20 of 35 Item # 17 including Florida Reps. Patrick Murphy, Joe Garcia, companion legislation, S. 1957, was recently introduced by Senator Michael Bennett ( cosponsors (7R, 4D, 1I). The legislation appears to be garnering nearly equal support from both parties, which is a positive indicator. Meanwhile, in early 2014, House Ways and Means Committee Chairman, released a comprehensive tax reform discussion draft that billion into the Highway Trust Fund from some of the proceeds fr related to repatriating income from foreign subsidiaries of U.S. corporations. This would help to fill about half of the Highway Trust Fund’s anticipated shortfall needed to fund a six transportation bill at current spending levels. Regardless of the potential merits of such a proposal, which still would only provide a partial and temporary solution to the Highway Trust Fund revenue shortage, Rep. Camp’s proposal is unlikely to move forward this year. Most recently, the Administration’s Fiscal Year 2015 budget offered a proposal for a $302 billion four year transportation reauthorization bill to follow MAP corporate tax reform in order to address the Highway Tru many proposed provisions within, which include: · $206 billion for investments in the from MAP-21). · $72 billion to invest in transit systems and expand increase). · $9 billion in competitive funding $5 billion ($1.5 billion annually) to increase funding for the TIGER program. It also calls for the permanent authorization of the program. $4 billion ($1 billion local policy reforms to encourage better performance, productivity, and cost effectiveness” in transportation systems · $10 billion for a multimodal freight grant program for rail, highway, and address the greatest needs for increase efficiency of the movement of goods in the U.S. and abroad. · $4 billion for continued annual Innovation Act (TIFIA) loan program The proposal also calls for policy changes to increase local participation in Federal transportation funding decisions, which echoed testimony provided in a recent House Transportation and Infrastructure hearing about the reauthorization of new transportation programs. Several comments were made in support of providing some additional level of local control over transportation funding decisions, particularly given that local governments can help leverage funds, under MAP-21. RECOMMENDED POSITION: Monitor Monitor efforts to enhance Federal transportation revenue streams. secure funding for the City of Clearwater’s . Patrick Murphy, Joe Garcia, Ted Yoho and Dennis Ross. In the Senate, companion legislation, S. 1957, was recently introduced by Senator Michael Bennett (D cosponsors (7R, 4D, 1I). The legislation appears to be garnering nearly equal support from both parties, House Ways and Means Committee Chairman, Rep. Dave Camp ( released a comprehensive tax reform discussion draft that includes a proposal that would transfer $126.5 billion into the Highway Trust Fund from some of the proceeds from another provision in the proposal related to repatriating income from foreign subsidiaries of U.S. corporations. This would help to fill about half of the Highway Trust Fund’s anticipated shortfall needed to fund a six-year surface at current spending levels. Regardless of the potential merits of such a proposal, which still would only provide a partial and temporary solution to the Highway Trust Fund revenue shortage, Rep. Camp’s proposal is unlikely to move forward this year. t recently, the Administration’s Fiscal Year 2015 budget offered a proposal for a $302 billion four year transportation reauthorization bill to follow MAP-21. Like Rep. Camp’s plan, it also suggests corporate tax reform in order to address the Highway Trust Fund’s insolvency issues, and pay for the many proposed provisions within, which include: for investments in the highway system and road safety (a 22 percent annual increase $72 billion to invest in transit systems and expand transportation options (a 70 percent annual $9 billion in competitive funding: $5 billion ($1.5 billion annually) to increase funding for the TIGER program. It also calls for the permanent authorization of the program. ($1 billion annually) for new grant program “to incentivize innovation and local policy reforms to encourage better performance, productivity, and cost in transportation systems. multimodal freight grant program for rail, highway, and port projects that the greatest needs for increase efficiency of the movement of goods in the U.S. and annual funding of the Transportation Infrastructure Finance and loan program to encourage more private investment in infrastructure. The proposal also calls for policy changes to increase local participation in Federal transportation funding decisions, which echoed testimony provided in a recent House Transportation and Infrastructure hearing about the reauthorization of new transportation programs. Several comments were made in support of providing some additional level of local control over transportation funding decisions, particularly given that local governments can help leverage funds, yet have little to no influence over funding decisions Monitor proposed changes to Federal highway and transit programs. efforts to enhance Federal transportation revenue streams. Support any and all opportu the City of Clearwater’s priorities via this legislation or other means. the Senate, D-CO), and has 12 cosponsors (7R, 4D, 1I). The legislation appears to be garnering nearly equal support from both parties, Rep. Dave Camp (R-MI), includes a proposal that would transfer $126.5 om another provision in the proposal related to repatriating income from foreign subsidiaries of U.S. corporations. This would help to fill year surface at current spending levels. Regardless of the potential merits of such a proposal, which still would only provide a partial and temporary solution to the Highway Trust Fund revenue shortage, t recently, the Administration’s Fiscal Year 2015 budget offered a proposal for a $302 billion four- 21. Like Rep. Camp’s plan, it also suggests st Fund’s insolvency issues, and pay for the (a 22 percent annual increase (a 70 percent annual $5 billion ($1.5 billion annually) to increase funding for the TIGER program. It also to incentivize innovation and local policy reforms to encourage better performance, productivity, and cost- port projects that the greatest needs for increase efficiency of the movement of goods in the U.S. and Transportation Infrastructure Finance and more private investment in infrastructure. The proposal also calls for policy changes to increase local participation in Federal transportation funding decisions, which echoed testimony provided in a recent House Transportation and Infrastructure hearing about the reauthorization of new transportation programs. Several comments were made in support of providing some additional level of local control over transportation funding decisions, particularly given yet have little to no influence over funding decisions proposed changes to Federal highway and transit programs. any and all opportunities to priorities via this legislation or other means. Attachment number 1 \nPage 21 of 35 Item # 17 FEDERAL ISSUE: Alternative Fuel Tax Incentives BACKGROUND; HOW IT MAY AFFECT authorization bill known as SAFETEA vehicle fuel. The $0.50 per gallon equivalent incentive is provided to businesses, individuals, and tax exempt entities that sell the fuel and essentially becomes a rebate. at the end of Fiscal Year 2009, but has since been extended three times to the end of calendar year 2013. Unfortunately, Congress was unable to agree on a broad package of tax extenders prior to the end of 2013, allowing the natural gas credit and many other provisions to expire. In the fall of 2011, the City of Clearwater opened Bay area, and takes advantage of this tax incentive provided to the City is estimated to be $75,000 years. Unfortunately, Congress was unable to agree on a broad package of tax extenders prior 2013, allowing the natural gas tax credit and 54 other provisions to expire. Extending these provisions has frequently been mentioned as being a priority by prominent members of Congress. Most recently, Senate Finance Chairman, Ron Wyden (D legislation entitled the Expiring Provisions Improvement Reform and Efficiency (EXPIRE) Act would renew the alternative fuel tax credit end of 2015. Meanwhile, in the House, Representative Dave Camp (R Committee, has stated that he believe the tax code, meaning not subject to nearly annual expiration. policy to determine which extenders should be made permanent ups. The cost of extending all of these expired this reason, most believe Congress is unlikely to act on reinstating November 2014 elections. RECOMMENDED POSITION: Support natural gas when used as a motor fuel. Alternative Fuel Tax Incentives BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: An older Transportation known as SAFETEA-LU provided a tax incentive for natural gas when used as a motor per gallon equivalent incentive is provided to businesses, individuals, and tax exempt entities that sell the fuel and essentially becomes a rebate. The $0.50 incentive originally expired at the end of Fiscal Year 2009, but has since been extended three times to the end of calendar year 2013. Unfortunately, Congress was unable to agree on a broad package of tax extenders prior to the end of owing the natural gas credit and many other provisions to expire. Clearwater opened the first public natural gas filling station in the Tampa takes advantage of this tax incentive with every gallon of gas sold. For 2012, t estimated to be $75,000 and is expected to grow significantly over the Unfortunately, Congress was unable to agree on a broad package of tax extenders prior 2013, allowing the natural gas tax credit and 54 other provisions to expire. Extending these provisions has frequently been mentioned as being a priority by prominent members of Congress. Most recently, Senate Finance Chairman, Ron Wyden (D-OR) and Ranking Member, Orrin Hatch (R-UT) have entitled the Expiring Provisions Improvement Reform and Efficiency (EXPIRE) Act renew the alternative fuel tax credit for two years; retroactively to the beginning of 2014 Meanwhile, in the House, Representative Dave Camp (R-MI), the Chair of the House Ways and Means believes “certain tax extenders should be considered as permanent parts” of t to nearly annual expiration. He indicated that he will take a policy to determine which extenders should be made permanent through a series of hearings and mark expired tax credits is around $50 billion, which needs to be offset. For this reason, most believe Congress is unlikely to act on reinstating any of these incentives until after the Support the extension of a $0.50 per gallon equivalent tax incentive for natural gas when used as a motor fuel. : An older Transportation LU provided a tax incentive for natural gas when used as a motor per gallon equivalent incentive is provided to businesses, individuals, and tax- The $0.50 incentive originally expired at the end of Fiscal Year 2009, but has since been extended three times to the end of calendar year 2013. Unfortunately, Congress was unable to agree on a broad package of tax extenders prior to the end of filling station in the Tampa For 2012, the rebate over the next several Unfortunately, Congress was unable to agree on a broad package of tax extenders prior to the end of 2013, allowing the natural gas tax credit and 54 other provisions to expire. Extending these provisions has frequently been mentioned as being a priority by prominent members of Congress. Most recently, UT) have proposed entitled the Expiring Provisions Improvement Reform and Efficiency (EXPIRE) Act that to the beginning of 2014 until the MI), the Chair of the House Ways and Means certain tax extenders should be considered as permanent parts” of He indicated that he will take a policy by through a series of hearings and mark- on, which needs to be offset. For these incentives until after the the extension of a $0.50 per gallon equivalent tax incentive for Attachment number 1 \nPage 22 of 35 Item # 17 FEDERAL ISSUE: Public Safety Programs BACKGROUND; HOW IT MAY AFFECT many Department of Justice (DOJ) and Department of Homeland Security (DHS) programs are provided as block grants with each state receiving a certain amount of funding, generally linked to population. That funding is then passed through to local jurisdictions to help support police, management, and homeland security functions of government. In other instances, funding from federal programs is made available to local governments via competitive grant solicitations. Specifically, program funds can be used to hire poli or firefighters through Staffing For Adequate Fire & Emergency Response Grants (SAFER), purchase equipment through the Justice Assistance Grant (JAG) or Assistance to Firefighters Grant (AFG). The City of Clearwater benefits from annual allocations from several of these other programs offer competitive grant opportunities from which the City has Most federal public safety programs saw a However, in FY 2013, some actually received a slight increase provided slight increases for the COPS, JAG, AFG and SAFER programs from FY 2013, after year steady decreases. The COPS hiring program received an increase in funding from $ 2013 to $214, while the JAG program the AFG and SAFER fire-related grants each receiv 2014. For FY 2015, the Administration proposed a $60 million increase for the COPS hiring program to $274 million, and proposed level funding for the JAG program. reduction in funding to $335 million has been proposed for each program. RECOMMENDED POSITION: Support Department of Justice and Department of Homeland Security grants, e.g., Community Oriented Policing Services, Byrne Justice Assistance Grants, Assistance to Firefighters Grants, and Staffing for Adequate Fire and Emergency Response Grants. Public Safety Programs BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: Federal grant funding for (DOJ) and Department of Homeland Security (DHS) programs are provided as block grants with each state receiving a certain amount of funding, generally linked to population. That funding is then passed through to local jurisdictions to help support police, fire, emergency management, and homeland security functions of government. In other instances, funding from federal programs is made available to local governments via competitive grant solicitations. Specifically, program funds can be used to hire police officers through Community Oriented Policing Services (COPS) or firefighters through Staffing For Adequate Fire & Emergency Response Grants (SAFER), purchase equipment through the Justice Assistance Grant (JAG) or Assistance to Firefighters Grant (AFG). The City of Clearwater benefits from annual allocations from several of these Federal programs, while offer competitive grant opportunities from which the City has traditionally Most federal public safety programs saw a decrease in funding from Fiscal Year (FY) 2011 to FY 2012 However, in FY 2013, some actually received a slight increase. The FY 2014 omnibus appropriations bill provided slight increases for the COPS, JAG, AFG and SAFER programs from FY 2013, after year steady decreases. The COPS hiring program received an increase in funding from $208 program received a $10 million increase to $276 million. Meanwhile, related grants each received $2.5 million increases to $340 million for FY For FY 2015, the Administration proposed a $60 million increase for the COPS hiring program to $274 million, and proposed level funding for the JAG program. For both the AFG and SAFER, a $5 million reduction in funding to $335 million has been proposed for each program. Support at least level funding from FY 2014 for a wide variety of Department of Justice and Department of Homeland Security grants, e.g., Community Oriented Policing Services, Byrne Justice Assistance Grants, Assistance to Firefighters Grants, and Staffing for Adequate rants. Support any City of Clearwater applications for these funds Federal grant funding for (DOJ) and Department of Homeland Security (DHS) programs are provided as block grants with each state receiving a certain amount of funding, generally linked to population. fire, emergency management, and homeland security functions of government. In other instances, funding from federal programs is made available to local governments via competitive grant solicitations. Specifically, ce officers through Community Oriented Policing Services (COPS) or firefighters through Staffing For Adequate Fire & Emergency Response Grants (SAFER), purchase equipment through the Justice Assistance Grant (JAG) or Assistance to Firefighters Grant (AFG). programs, while traditionally sought funds. decrease in funding from Fiscal Year (FY) 2011 to FY 2012. The FY 2014 omnibus appropriations bill provided slight increases for the COPS, JAG, AFG and SAFER programs from FY 2013, after years of 208 million in FY received a $10 million increase to $276 million. Meanwhile, both to $340 million for FY For FY 2015, the Administration proposed a $60 million increase for the COPS hiring program to $274 For both the AFG and SAFER, a $5 million for a wide variety of Department of Justice and Department of Homeland Security grants, e.g., Community Oriented Policing Services, Byrne Justice Assistance Grants, Assistance to Firefighters Grants, and Staffing for Adequate applications for these funds. Attachment number 1 \nPage 23 of 35 Item # 17 FEDERAL ISSUE: The Corporation for National Grant Program BACKGROUND; HOW IT MAY AFFECT signed the National and Community Service Trust Act for National and Community Service programs under the umbrella of one central network of national service programs the United States to meet critical needs in education, public safety, health, and the environ the success of the program, and underscoring its bipartisan support, Strengthen AmeriCorps Program Act, which members in all categories. For the past 18 years, the City of Clearwater’s Police Department has received Federal funding from the AmeriCorps’ State and National grant program through Florida’s State Service Commission, Volunteer Florida. The Clearwater Police Department’s program offers a two college students, which provides them the opportunity to work directly with law enforcement officials. These students are offered shadowing oppo participating in day-to-day activities in the police department. After the two years, if the students have proven themselves, they have the opportunity to be hired on as police officers. Since the inception of this program, the Clearwater Police Department has hired on permanently 20 police officers and promoted 4 to supervisor positions. The aforementioned bipartisan support for CNCS programs, including the AmeriCorps’ State and National grant program, has waned in Congress du and 2013, the House of Representatives approved their version of and Education Appropriations bill, which included a 74 percent funding reduction overall, and eliminated all AmeriCorps grant programs. Ultimately, in FY 2012, the CNCS was funded at $1.048 billion, with the AmeriCorps’ State and National grant program receiving $344.3 million. 2013, this program saw an $18.1 million reductio some of its funding restored in the FY 2014 omnibus appropriations bill to $335.4 million. the Administration’s budget proposes level funding from FY 2014 for AmeriCorps’ State and Nati grants. RECOMMENDED POSITION: Support Corporation for National and Community Service grant program. Corporation for National and Community Service – AmeriCorps’ State and BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: President Bil signed the National and Community Service Trust Act in 1993. This initiative established the Corporation for National and Community Service (CNCS) and brought the full range of domestic community service programs under the umbrella of one central organization. This legislation also created AmeriCorps, network of national service programs that provide intensive community service opportunities to meet critical needs in education, public safety, health, and the environ the success of the program, and underscoring its bipartisan support, President George W. Strengthen AmeriCorps Program Act, which authorized nearly double the number of AmeriCorps ars, the City of Clearwater’s Police Department has received Federal funding from the AmeriCorps’ State and National grant program through Florida’s State Service Commission, Volunteer Florida. The Clearwater Police Department’s program offers a two-year public safety program to local , which provides them the opportunity to work directly with law enforcement officials. These students are offered shadowing opportunities such as going on ride-alongs with police officers, and day activities in the police department. After the two years, if the students have proven themselves, they have the opportunity to be hired on as police officers. Since the inception of this Clearwater Police Department has hired on permanently 20 police officers and promoted 4 The aforementioned bipartisan support for CNCS programs, including the AmeriCorps’ State and National grant program, has waned in Congress during the past few years. In both Fiscal Year (FY) 2012 and 2013, the House of Representatives approved their version of the Labor, Health and Human Services, bill, which included a 74 percent funding reduction for CNCS program AmeriCorps grant programs. Ultimately, in FY 2012, the CNCS was funded at $1.048 billion, with the AmeriCorps’ State and National grant program receiving $344.3 million. 2013, this program saw an $18.1 million reduction in funding to $326 million post-sequestration, but saw some of its funding restored in the FY 2014 omnibus appropriations bill to $335.4 million. the Administration’s budget proposes level funding from FY 2014 for AmeriCorps’ State and Nati Support continued annual funding for grant programs within the Corporation for National and Community Service, particularly for the AmeriCorps State and National AmeriCorps’ State and President Bill Clinton established the Corporation and brought the full range of domestic community service This legislation also created AmeriCorps, a community service opportunities throughout to meet critical needs in education, public safety, health, and the environment. Due to George W. Bush signed the nearly double the number of AmeriCorps ars, the City of Clearwater’s Police Department has received Federal funding from the AmeriCorps’ State and National grant program through Florida’s State Service Commission, Volunteer public safety program to local , which provides them the opportunity to work directly with law enforcement officials. with police officers, and day activities in the police department. After the two years, if the students have proven themselves, they have the opportunity to be hired on as police officers. Since the inception of this Clearwater Police Department has hired on permanently 20 police officers and promoted 4 The aforementioned bipartisan support for CNCS programs, including the AmeriCorps’ State and years. In both Fiscal Year (FY) 2012 Health and Human Services, CNCS programs AmeriCorps grant programs. Ultimately, in FY 2012, the CNCS was funded at $1.048 billion, with the AmeriCorps’ State and National grant program receiving $344.3 million. In FY sequestration, but saw some of its funding restored in the FY 2014 omnibus appropriations bill to $335.4 million. For FY 2015, the Administration’s budget proposes level funding from FY 2014 for AmeriCorps’ State and National funding for grant programs within the , particularly for the AmeriCorps State and National Attachment number 1 \nPage 24 of 35 Item # 17 FEDERAL ISSUE: Department of Housing a HOME) BACKGROUND; HOW IT MAY AFFECT receives direct allocations of funding from two Department of Housing and Urban Development (HUD) formula programs: the HOME Investment Partnership Grants (CDBG). HOME funds are designed to create affordable housing for low annually as formula grants to participating jurisdictions, including establishes HOME Investment Trust Funds for each grantee, providing a line of credit that the jurisdiction may draw upon as needed. The program allows local governments to use HOME funds for grants, direct loans, loan guarantees or other forms of credit enhancement, or rental assistance or security deposits. CDBG is a flexible grant program that provides communities with Federal funding to address a wide range of unique community development needs. The CDBG program provides annual grants on a formula basis to units of local government and Since Fiscal Year (FY) 2010, nationwide funding for HOME and CDBG funding has been cut by 48 percent and 25 percent, respectively. In FY 2012, HOME was reduced by 38 percent, from $1.6 billion in corresponded to a 40 percent reduction for the City’s explained that this was due to changing demographics in the C they use to make their funding decisions. In FY 2013, HOME was reduced to $948 million mandatory sequestration cuts, and the City also saw a reduction to $ appropriations bill restored the program to its FY 2012 funding level of $1 billion an allocation of $299,956. For FY 2015, million to the program to $950 million. Similarly, CDBG funding was cut by nearly 12 percent, from $3.3 billion in FY 2012, which resulted in a 14 percent funding reduction was also due to HUD changes to the formula used to calculate allocations. was slightly increased to $3.078 billion in the Continuing Resolution even after sequestration City received an increase to $756,298, while t reduction to $3.03 billion for the CDBG program; providing Clearwater with an allocation of $726, 298. The Administration’s FY 2015 budget suggests a RECOMMENDED POSITION: Support the Community Development Block Grants and the HOME Investment Partnerships p their critical role in the City’s overall Department of Housing and Urban Development Formula Programs BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: The City of Clearwater direct allocations of funding from two Department of Housing and Urban Development (HUD) formula programs: the HOME Investment Partnerships (HOME) and Community Development Block HOME funds are designed to create affordable housing for low-income households and are awarded annually as formula grants to participating jurisdictions, including the City of Clearwater establishes HOME Investment Trust Funds for each grantee, providing a line of credit that the jurisdiction needed. The program allows local governments to use HOME funds for grants, direct loans, loan guarantees or other forms of credit enhancement, or rental assistance or security deposits. program that provides communities with Federal funding to address a wide range of unique community development needs. The CDBG program provides annual grants on a formula basis to units of local government and states, including the City of Clearwater. ince Fiscal Year (FY) 2010, nationwide funding for HOME and CDBG funding has been cut by 48 percent and 25 percent, respectively. 2012, HOME was reduced by 38 percent, from $1.6 billion in FY 2011 to $1 billion duction for the City’s allocation from $500,323 to $302, explained that this was due to changing demographics in the City as well as changes to the type of data they use to make their funding decisions. In FY 2013, HOME was reduced to $948 million mandatory sequestration cuts, and the City also saw a reduction to $290,091. The FY 2014 omnib restored the program to its FY 2012 funding level of $1 billion and the City received . For FY 2015, the Administration has proposed in its budget a reduction of $50 million to the program to $950 million. Similarly, CDBG funding was cut by nearly 12 percent, from $3.3 billion in FY 2011 to $2.948 billion in , which resulted in a 14 percent funding reduction for the City from $838,241 to $719,955. This reduction was also due to HUD changes to the formula used to calculate allocations. In FY 2013, funding was slightly increased to $3.078 billion in the Continuing Resolution even after sequestration City received an increase to $756,298, while the FY 2014 omnibus appropriations bill provided a reduction to $3.03 billion for the CDBG program; providing Clearwater with an allocation of $726, 298. The Administration’s FY 2015 budget suggests a reduction in funding for the program to $2.8 billion Support at continued adequate funding for future fiscal years Community Development Block Grants and the HOME Investment Partnerships program overall efforts to support those that are least fortunate. Formula Programs (CDBG & The City of Clearwater direct allocations of funding from two Department of Housing and Urban Development (HUD) (HOME) and Community Development Block income households and are awarded the City of Clearwater. HUD establishes HOME Investment Trust Funds for each grantee, providing a line of credit that the jurisdiction needed. The program allows local governments to use HOME funds for grants, direct loans, loan guarantees or other forms of credit enhancement, or rental assistance or security deposits. program that provides communities with Federal funding to address a wide range of unique community development needs. The CDBG program provides annual grants on a ince Fiscal Year (FY) 2010, nationwide funding for HOME and CDBG funding has been cut by 48 2011 to $1 billion, which ,011. HUD ty as well as changes to the type of data they use to make their funding decisions. In FY 2013, HOME was reduced to $948 million after the . The FY 2014 omnibus and the City received the Administration has proposed in its budget a reduction of $50 2011 to $2.948 billion in reduction for the City from $838,241 to $719,955. This In FY 2013, funding was slightly increased to $3.078 billion in the Continuing Resolution even after sequestration, and the he FY 2014 omnibus appropriations bill provided a reduction to $3.03 billion for the CDBG program; providing Clearwater with an allocation of $726, 298. reduction in funding for the program to $2.8 billion. for future fiscal years for both rograms because of Attachment number 1 \nPage 25 of 35 Item # 17 FEDERAL ISSUE: Environmental Protection Agency BACKGROUND; HOW IT MAY AFFECT Protection Agency (EPA) administers a cleanup program to provide financial assistance to state, local, and tribal governmental entities for certain types of contaminated industrial sites, referred to as “brownfields.” Sites eligible for this assistance tend to contamination may present an impediment to economic development, but where the risks generally are not high enough for the site to be addressed under the Superfund program or other related cleanup authorities. The brownfields program focuses on providing Federal financial assistance for “orphan” sites at which the potential need for cleanup remains unaddressed. EPA’s brownfields program awards two different categories of grants: one competitive and one formula eligible for the former of the two. Within the competitive grant program, the EPA offers assessment, cleanup, and revolving loan fund grants. An eligible entity may apply for up to $200,000 per site. In the near fut a need to obtain additional cleanup funding for various sites. $200,000 of Federal funding per project To facilitate site remediation and reuse, the funding maximum should be resources to remediate orphan brownfield sites. Clearwater’s Brownfields Area (CBA) covers 1,842 acres and includes over 7,000 properties. Over 125 of these sites have reported contamination. from less than one acre to over 40 acres. The CBA economic development potential has greatly decreased over the past 30 years. Private disinvestment combined with environmental decline has left an indelible mark on the area, characterized by business and job loss abandoned lands tainted by former gas stations, dry cleaning facilities, As a result of crime, distress, and economic deterioration, the CBA was designated a Justice Operation Weed & Seed site Historically Underutilized Business Zone (HUBZone) by the U.S. Small Business Administration. The City of Clearwater has implemented one of the most successful having completed over 100 assessment projects, but environmental issues that need to be addressed contaminated sites in the CBA that may require env funding for these and previously assessed sites to complete reuse planning and cleanup Last year, the City did not receive funds from EPA’s FY 2013 Brownfields Assessment Grant round of funding, in part because the EPA needed to fund projects in other communities that have not success as Clearwater with this program. In January of 2013, the City reapplied for an FY 2014 EPA Brownfields Assessment Grant in the amount of $400,000 ($200,000 each to assess potential hazardous substances and petroleum or petroleum produc In Fiscal Year (FY) 2012, Congress provided the EPA with $144.1 million for their brownfields grant programs. Of that amount, a little more than $94 million was available via the Section 104(k) competitive grant program. In the two fiscal years prior to FY 2012, funding was relatively similar for both the overall and the competitive grant programs. In FY 2013, the Section 104(k) competitive grant program Environmental Protection Agency’s Brownfields Program BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: The Environmental ction Agency (EPA) administers a cleanup program to provide financial assistance to state, local, and tribal governmental entities for certain types of contaminated industrial sites, referred to as “brownfields.” Sites eligible for this assistance tend to be where the known or suspected presence of contamination may present an impediment to economic development, but where the risks generally are not high enough for the site to be addressed under the Superfund program or other related cleanup he brownfields program focuses on providing Federal financial assistance for “orphan” sites at which the potential need for cleanup remains unaddressed. EPA’s brownfields program awards two different categories of grants: one competitive and one formula-based. The City of Clearwater is only Within the competitive grant program, the EPA offers assessment, cleanup, and revolving loan fund grants. An eligible entity may apply for up to $200,000 per site. In the near future, Clearwater nup funding for various sites. Unfortunately, the current of Federal funding per project is extremely restrictive, as many site cleanups exceed $1 remediation and reuse, the funding maximum should be increased to allow orphan brownfield sites. Clearwater’s Brownfields Area (CBA) covers 1,842 acres and includes over 250 regulatory listed sites in Over 125 of these sites have reported contamination. These sites range in size from less than one acre to over 40 acres. The CBA economic development potential has greatly decreased Private disinvestment combined with environmental decline has left an indelible mark on the area, characterized by business and job loss, impacting the CBA by leaving a legacy of abandoned lands tainted by former gas stations, dry cleaning facilities, print shops, and other similar uses. As a result of crime, distress, and economic deterioration, the CBA was designated a U.S. Department of Justice Operation Weed & Seed site in 1996, and a portion of the area has also been designated derutilized Business Zone (HUBZone) by the U.S. Small Business Administration. implemented one of the most successful brownfields programs in the country, having completed over 100 assessment projects, but continues to have significant health, welfare, and to be addressed. Clearwater has identified more than 125 additional that may require environmental assessment. The City will need Federal eviously assessed sites to complete reuse planning and cleanup. Last year, the City did not receive funds from EPA’s FY 2013 Brownfields Assessment Grant round of funding, in part because the EPA needed to fund projects in other communities that have not success as Clearwater with this program. In January of 2013, the City reapplied for an FY 2014 EPA Brownfields Assessment Grant in the amount of $400,000 ($200,000 each to assess potential hazardous substances and petroleum or petroleum product impacted properties within the CBA). In Fiscal Year (FY) 2012, Congress provided the EPA with $144.1 million for their brownfields grant programs. Of that amount, a little more than $94 million was available via the Section 104(k) competitive rogram. In the two fiscal years prior to FY 2012, funding was relatively similar for both the overall and the competitive grant programs. In FY 2013, the Section 104(k) competitive grant program : The Environmental ction Agency (EPA) administers a cleanup program to provide financial assistance to state, local, and tribal governmental entities for certain types of contaminated industrial sites, referred to as be where the known or suspected presence of contamination may present an impediment to economic development, but where the risks generally are not high enough for the site to be addressed under the Superfund program or other related cleanup he brownfields program focuses on providing Federal financial assistance for “orphan” sites at which the potential need for cleanup remains unaddressed. EPA’s brownfields program awards two ased. The City of Clearwater is only Within the competitive grant program, the EPA offers assessment, cleanup, and revolving loan fund Clearwater may have Unfortunately, the current limitation of , as many site cleanups exceed $1 million. increased to allow for necessary regulatory listed sites in These sites range in size from less than one acre to over 40 acres. The CBA economic development potential has greatly decreased Private disinvestment combined with environmental decline has left an indelible impacting the CBA by leaving a legacy of print shops, and other similar uses. U.S. Department of has also been designated an derutilized Business Zone (HUBZone) by the U.S. Small Business Administration. rownfields programs in the country, gnificant health, welfare, and more than 125 additional ironmental assessment. The City will need Federal Last year, the City did not receive funds from EPA’s FY 2013 Brownfields Assessment Grant round of funding, in part because the EPA needed to fund projects in other communities that have not had as much success as Clearwater with this program. In January of 2013, the City reapplied for an FY 2014 EPA Brownfields Assessment Grant in the amount of $400,000 ($200,000 each to assess potential hazardous In Fiscal Year (FY) 2012, Congress provided the EPA with $144.1 million for their brownfields grant programs. Of that amount, a little more than $94 million was available via the Section 104(k) competitive rogram. In the two fiscal years prior to FY 2012, funding was relatively similar for both the overall and the competitive grant programs. In FY 2013, the Section 104(k) competitive grant program Attachment number 1 \nPage 26 of 35 Item # 17 received level funding from FY 2012 before sequestration, a bill, it received $90 million, which restored some of the cuts due to sequestration. In the 113th Congress, before he passed away, Senator Frank Lautenberg (D Brownfields Utilization, Investment, and Local Development (BUILD) Act to reauthorize the brownfields program through 2015. The bill would maintain the current authorization level of $250 million per year, increase the $200,000 funding limit per project to $500,000, limit to $650,000 if necessary, and provide for the creation of multipurpose grants, allowing local governments to obtain up to $950,000 to do site inventory, assessments, planning, or remediation for one or more brownfields sites. The Senate’s BUILD Act was passed out of the Senate Environment and Public Works Committee in April of 2014 and has 10 cosponsors. In the House, Rep. Louise Slaughter (NY) introduced companion legislation under the same title, H.R 2 cosponsors. RECOMMENDED POSITION: Support Protection Agency’s brownfields program, including at least $90 million for the Section 104(k) competitive grant program. Support brownfields program. received level funding from FY 2012 before sequestration, and in the FY 2014 omnibus appropriations bill, it received $90 million, which restored some of the cuts due to sequestration. Congress, before he passed away, Senator Frank Lautenberg (D-NJ) introduced S. 491, the Utilization, Investment, and Local Development (BUILD) Act to reauthorize the brownfields program through 2015. The bill would maintain the current authorization level of $250 million per year, increase the $200,000 funding limit per project to $500,000, while giving EPA the discretion to raise the limit to $650,000 if necessary, and provide for the creation of multipurpose grants, allowing local governments to obtain up to $950,000 to do site inventory, assessments, planning, or remediation for one re brownfields sites. The Senate’s BUILD Act was passed out of the Senate Environment and Public Works Committee in April of 2014 and has 10 cosponsors. In the House, Rep. Louise Slaughter (NY) introduced companion legislation under the same title, H.R 2896. The House BUILD Act has four Support continued adequate annual funding for the Environmental program, including at least $90 million for the Section 104(k) Support legislation to reauthorize the Environmental Protection Agency’s nd in the FY 2014 omnibus appropriations NJ) introduced S. 491, the Utilization, Investment, and Local Development (BUILD) Act to reauthorize the brownfields program through 2015. The bill would maintain the current authorization level of $250 million per year, while giving EPA the discretion to raise the limit to $650,000 if necessary, and provide for the creation of multipurpose grants, allowing local governments to obtain up to $950,000 to do site inventory, assessments, planning, or remediation for one re brownfields sites. The Senate’s BUILD Act was passed out of the Senate Environment and Public Works Committee in April of 2014 and has 10 cosponsors. In the House, Rep. Louise Slaughter 896. The House BUILD Act has four Environmental program, including at least $90 million for the Section 104(k) legislation to reauthorize the Environmental Protection Agency’s Attachment number 1 \nPage 27 of 35 Item # 17 FEDERAL ISSUE: Supportive Housing for the Elderly Housing and Urban Development’s BACKGROUND; HOW IT MAY AFFECT Development (HUD) Section 202 program helps expand the supply of affordable hous services for the elderly by providing interest finance the development of housing. The capital advance does not have to be repaid as long as the project serves very low-income elderly persons for 40 years. The Section 202 program also provides project rental assistance funds to cover the difference between the HUD-approved operating cost for the project and the tenants' contribution towards rent. Project rental assistance contracts are approved initially for funds. The HUD Section 811 program is authorized to provide funding to develop and subsidize rental housing with an availability of supportive services for very low Section 811 program provided interest developers of affordable housing for persons with disabilities program. However, in Fiscal Year 2012, Congress moved toward providing funding for entered into partnerships with state health and human services and Medicaid agencies to multifamily housing complexes that provid In Pinellas County, the non-profit Boley Centers, Inc. receives distribute to several housing complexes throughout the County, including Apartments in Clearwater, which provides housing for disabled veterans. In Fiscal Year (FY) 2012, the HUD Section 202 program received $374.6 million, and the Section 811 program received $165 million. For FY 2013, b $156, respectively in the Continuing Resolution Supportive Housing for the Elderly Supportive Housing for Persons with Disabiliti For FY 2015, the Administration’s budget proposes an increase in funding for the Section 202 and 811 programs at $440 million and $160 million, respectively. RECOMMENDED POSITION: Support of Housing and Urban Development’s Supportive Housing for Persons with Disabilities : Supportive Housing for the Elderly and for Persons with Disabilities Housing and Urban Development’s Section 202 and 811 Programs BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: The Housing and Urban Section 202 program helps expand the supply of affordable housing with supportive services for the elderly by providing interest-free capital advances to private, nonprofit sponsors to finance the development of housing. The capital advance does not have to be repaid as long as the project erly persons for 40 years. The Section 202 program also provides project rental assistance funds to cover the difference between the approved operating cost for the project and the tenants' contribution towards rent. Project rental ts are approved initially for three years and are renewable based on the availability of The HUD Section 811 program is authorized to provide funding to develop and subsidize rental housing with an availability of supportive services for very low-income adults with disabilities. Traditionally, the interest-free capital advances and operating subsidies to nonprofit developers of affordable housing for persons with disabilities, in a similar manner to the Section 202 program. However, in Fiscal Year 2012, Congress chose not to fund these activities, and instead have for rental assistance. These funds go to state housing agencies entered into partnerships with state health and human services and Medicaid agencies, and are distributed that provide a range of services for the disabled. profit Boley Centers, Inc. receives HUD Section 202 and 811 distribute to several housing complexes throughout the County, including the Jerry Howe Transitional , which provides housing for disabled veterans. Fiscal Year (FY) 2012, the HUD Section 202 program received $374.6 million, and the Section 811 For FY 2013, both of these programs received reductions in the Continuing Resolution. In the FY 2014 omnibus appropriations bill Supportive Housing for the Elderly program experienced an 8 percent increase to $384 million, while Supportive Housing for Persons with Disabilities program suffered a 19 percent decrease to $126 million. For FY 2015, the Administration’s budget proposes an increase in funding for the Section 202 and 811 programs at $440 million and $160 million, respectively. Support continued adequate annual Federal funding of the Department of Housing and Urban Development’s Supportive Housing for the Elderly program (Section 202) Supportive Housing for Persons with Disabilities program (Section 811). ns with Disabilities - Department of : The Housing and Urban ing with supportive free capital advances to private, nonprofit sponsors to finance the development of housing. The capital advance does not have to be repaid as long as the project The Section 202 program also provides project rental assistance funds to cover the difference between the approved operating cost for the project and the tenants' contribution towards rent. Project rental years and are renewable based on the availability of The HUD Section 811 program is authorized to provide funding to develop and subsidize rental housing Traditionally, the ital advances and operating subsidies to nonprofit , in a similar manner to the Section 202 these activities, and instead have to state housing agencies that have , and are distributed HUD Section 202 and 811 funding to Jerry Howe Transitional Fiscal Year (FY) 2012, the HUD Section 202 program received $374.6 million, and the Section 811 received reductions to $355 and In the FY 2014 omnibus appropriations bill, the increase to $384 million, while the 19 percent decrease to $126 million. For FY 2015, the Administration’s budget proposes an increase in funding for the Section 202 and 811 annual Federal funding of the Department (Section 202) and Attachment number 1 \nPage 28 of 35 Item # 17 FEDERAL ISSUE: Homeless Assistance BACKGROUND; HOW IT MAY AFFECT the McKinney-Vento Homeless Assistance Act population in the United States. It originally created several and Urban Development (HUD) that focused on combating the root causes of homelessness. McKinney-Vento Act has been amended many times, most recently in signed the Homeless Emergency Assistance and Rapid Transition to Housing (HEARTH) Act updated and expanded the definition of homelessness and McKinney-Vento. Under the HEARTH Act, programs, the Supportive Housing Program Occupancy (SRO) program, were grouped under The CoC program provides competitive grant communities seeking funds to develop problem of homelessness through a coordinated community building a system to address them. not caused merely by a lack of shelter, but involves a variety of underlying, unmet needs economic, and social. Under the CoC program, the SHP provide state to a more stable living situation. The homeless achieve residential stability, and increase their independence through progr their skill and/or income levels. The S+C program provides rental assistance that, when combined with social services, provides supportive housing for homeless people with disabilities and their families. The program allows for a variety of housing choices such as group homes or individual units, coupled with a range of supportive services. The SRO was created to expand suitable residential opport accomplished through compensating improvements made to kitchen and bathroom facilities in eligible SRO assistance for the residents that occupy those units Under the HEARTH Act, HUD also program, which include the following: housing search repair; provision of security or utility deposits; rental assistance with moving costs; and/or other activities that help homeless or would benefit individuals who have moved into permanent HUD requirement is that established or renewal projects, which are most likely to receive funding, and Tier II funding is dependent on the resources still available and the strength of the C Homeless Leadership Board (HLB) HUD CoC Program Combined Application on behalf of Homeless Assistance Competitive Grants – Continuum of Care Program BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: In 1987, Congress passed Vento Homeless Assistance Act in response to the issue of an increasing homelessness population in the United States. It originally created several programs within the Department of Housing and Urban Development (HUD) that focused on combating the root causes of homelessness. has been amended many times, most recently in 2009, when President Obama signed the Homeless Emergency Assistance and Rapid Transition to Housing (HEARTH) Act updated and expanded the definition of homelessness and made changes to existing programs Under the HEARTH Act, three previously separate HUD homeless assistance Supportive Housing Program (SHP), Shelter Plus Care program (S+C), and Single Room grouped under the single umbrella Continuum of Care competitive grant funding to local governments and non-profits to develop a Continuum of Care system designed to address the critical problem of homelessness through a coordinated community-based process of identifying needs and The approach is predicated on the understanding that homelessness not caused merely by a lack of shelter, but involves a variety of underlying, unmet needs provides assistance to help the homeless transition from their current state to a more stable living situation. The goals of the program are to provide assistance that helps the achieve residential stability, and increase their independence through programs that program provides rental assistance that, when combined with social services, provides supportive housing for homeless people with disabilities and their families. The program allows for a of housing choices such as group homes or individual units, coupled with a range of supportive SRO was created to expand suitable residential opportunities for homeless individuals. This has been compensating owners of eligible SRO residences, for a period of 10 years, for to kitchen and bathroom facilities in eligible SRO residences, and providing the residents that occupy those units. also added 12 new eligible activities for funding under the single the following: housing search mediation or outreach to property owners; credit repair; provision of security or utility deposits; rental assistance for a final month at a locat with moving costs; and/or other activities that help homeless individuals move immediately into housing or would benefit individuals who have moved into permanent housing in the last 6 months. quirement is that established CoC’s rank their projects for funding into two categories: Tier I renewal projects, which are most likely to receive funding, and Tier II new or renewal projects, wh funding is dependent on the resources still available and the strength of the CoC’s application. The (HLB) is the CoC for Pinellas County, and is responsible for the HUD CoC Program Combined Application on behalf of its member agencies. Continuum of Care Program In 1987, Congress passed in response to the issue of an increasing homelessness n the Department of Housing and Urban Development (HUD) that focused on combating the root causes of homelessness. The President Obama signed the Homeless Emergency Assistance and Rapid Transition to Housing (HEARTH) Act, which programs under assistance and Single Room Continuum of Care (CoC) program. profits, and requires a Continuum of Care system designed to address the critical based process of identifying needs and on the understanding that homelessness is not caused merely by a lack of shelter, but involves a variety of underlying, unmet needs - physical, assistance to help the homeless transition from their current goals of the program are to provide assistance that helps the ams that increase program provides rental assistance that, when combined with social services, provides supportive housing for homeless people with disabilities and their families. The program allows for a of housing choices such as group homes or individual units, coupled with a range of supportive unities for homeless individuals. This has been of eligible SRO residences, for a period of 10 years, for providing rental the single CoC mediation or outreach to property owners; credit for a final month at a location; assistance individuals move immediately into housing housing in the last 6 months. Another new CoC’s rank their projects for funding into two categories: Tier I new renewal projects, whose oC’s application. The , and is responsible for the annual Attachment number 1 \nPage 29 of 35 Item # 17 The CoC competitive grants are funded in the Homeless Assistance Grants account Year (FY) 2012, the whole account received $1.901 billion Tier I new and renewal projects, from which several HLB CoC pr $166,740 to renew two CoC project housing with 16 single-family units, single adults, including veterans. The transitional housing to victims of domestic violence and their families $110,754 in FY 2012. In FY 2013, the amount for the Homeless Assistance an anomaly, or an exception, in the continuing resolution sparing it from deeper sequestration cuts. HLB has requested nearly $3.82 million for 2 $185,736 for three Tier II projects. At the time of the completion of this agenda, HUD had announced it initial funding decisions for Tier I renewal projects received more than was requested at near three projects in the City. This need underscores the importance of this funding to the City and the region as a whole. For FY 2014, Congress ultimately settled on an increase to $2.11 bil bill for Homeless Assistance Grants, and in FY 2015 the Administration proposed an increase to $2.4 billion for these grants. RECOMMENDED POSITION: Support and Urban Development Homeless Assistance Grants, particularly for the Continuum of Care Program. competitive grants are funded in the Homeless Assistance Grants account for HUD and i the whole account received $1.901 billion. Approximately $1.5 billion went to , from which several HLB CoC projects were funded. This included projects in the City: Baty Villas, which provides permanent supportive , and Carlton Home, which provides long-term group living for 8 The Haven of RCS (Religious Community Services), domestic violence and their families, a new Tier II project, also received the Homeless Assistance Grant account was increased to $1.93 billion due to an anomaly, or an exception, in the continuing resolution sparing it from deeper sequestration cuts. HLB has requested nearly $3.82 million for 23 Tier I projects (22 renewals, one new) and an addit $185,736 for three Tier II projects. At the time of the completion of this agenda, HUD had announced it initial funding decisions for Tier I renewal projects for FY 2013, and the HLB renewal projects actually received more than was requested at nearly $3.8 million. These projects included $262,855 in funding for is need underscores the importance of this funding to the City and the region For FY 2014, Congress ultimately settled on an increase to $2.11 billion in the omnibus appropriations for Homeless Assistance Grants, and in FY 2015 the Administration proposed an increase to $2.4 Support continued adequate annual funding for Department of Housing nd Urban Development Homeless Assistance Grants, particularly for the Continuum of Care Program. for HUD and in Fiscal pproximately $1.5 billion went to CoC ojects were funded. This included : Baty Villas, which provides permanent supportive term group living for 8 Haven of RCS (Religious Community Services), which offers Tier II project, also received Grant account was increased to $1.93 billion due to an anomaly, or an exception, in the continuing resolution sparing it from deeper sequestration cuts. The projects (22 renewals, one new) and an additional $185,736 for three Tier II projects. At the time of the completion of this agenda, HUD had announced it he HLB renewal projects actually These projects included $262,855 in funding for is need underscores the importance of this funding to the City and the region lion in the omnibus appropriations for Homeless Assistance Grants, and in FY 2015 the Administration proposed an increase to $2.4 annual funding for Department of Housing nd Urban Development Homeless Assistance Grants, particularly for the Continuum of Care Program. Attachment number 1 \nPage 30 of 35 Item # 17 FEDERAL ISSUE: Economic Development Administration BACKGROUND; HOW IT MAY AFFECT Development Administration (EDA) projects throughout the country. Successful projects usually leverage roughly 200 new jobs and $24 million in private investment for every $1 million of EDA investment. The City of Clearwater has identifie with the highest growth potential. The City recently entered into an agreement with the Tampa Bay Innovation Center to create and implement a “Virtual Incubator Program,” and learning opportunities to help foster and grow this promising industry in Clearwater. It is expected to offer all of the benefits of the traditional “bricks and mortar” incubator, but without a physical location. Should this prove to be a successful endeavor, it may be possible to work with the EDA to fund co location space and partially transition the City’s program to a more traditional business incubator model. The President’s Deficit Commission, as well as more recent elimination of EDA, as its mission is seen as duplicative by some. In June 2012 the “Economic Development Revitalization Act,” which would have reauthorized the Economic Development Administration (EDA) through 2015. EDA’s authorization expired in September 2008, but funding via the appropriations process has kept it functioning without an authorization. In addition to reauthorizing EDA, the Senate legislation would increase the authori $300 to $500 million annually. Despite the failure to pass the legislation, the EDA will continue to operate through the annual appropriations process if provided sufficient funding by Congress. The FY 2014 omnibus appropriations bill million in FY 2013 to $246.5 million. in its FY 2015 budget to just over $248 million. RECOMMENDED POSITION: Support Administration. Support City of Clearwater : Economic Development Administration BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: The Economic Development Administration (EDA) is primarily a granting agency that funds economic development ojects throughout the country. Successful projects usually leverage roughly 200 new jobs and $24 million in private investment for every $1 million of EDA investment. identified information technology and software as one of its . The City recently entered into an agreement with the Tampa Bay Innovation Center to create and implement a “Virtual Incubator Program,” which will offer mentoring and learning opportunities to help foster and grow this promising industry in Clearwater. It is expected to offer all of the benefits of the traditional “bricks and mortar” incubator, but without a physical location. is prove to be a successful endeavor, it may be possible to work with the EDA to fund co location space and partially transition the City’s program to a more traditional business incubator model. The President’s Deficit Commission, as well as more recent Congressional proposals, has proposed the elimination of EDA, as its mission is seen as duplicative by some. In June 2012, the Senate failed to pass the “Economic Development Revitalization Act,” which would have reauthorized the Economic nistration (EDA) through 2015. EDA’s authorization expired in September 2008, but funding via the appropriations process has kept it functioning without an authorization. In addition to reauthorizing EDA, the Senate legislation would increase the authorized funding for the program from $300 to $500 million annually. Despite the failure to pass the legislation, the EDA will continue to operate through the annual appropriations process if provided sufficient funding by Congress. riations bill provided an increase in funding for the EDA from $220.6 million in FY 2013 to $246.5 million. The Administration proposed a small increase in funding the EDA in its FY 2015 budget to just over $248 million. Support continued funding of the Economic Development City of Clearwater grant applications through EDA programs. The Economic is primarily a granting agency that funds economic development ojects throughout the country. Successful projects usually leverage roughly 200 new jobs and $24 industry clusters . The City recently entered into an agreement with the Tampa Bay which will offer mentoring and learning opportunities to help foster and grow this promising industry in Clearwater. It is expected to offer all of the benefits of the traditional “bricks and mortar” incubator, but without a physical location. is prove to be a successful endeavor, it may be possible to work with the EDA to fund co- location space and partially transition the City’s program to a more traditional business incubator model. Congressional proposals, has proposed the the Senate failed to pass the “Economic Development Revitalization Act,” which would have reauthorized the Economic nistration (EDA) through 2015. EDA’s authorization expired in September 2008, but funding via the appropriations process has kept it functioning without an authorization. In addition to zed funding for the program from $300 to $500 million annually. Despite the failure to pass the legislation, the EDA will continue to operate through the annual appropriations process if provided sufficient funding by Congress. provided an increase in funding for the EDA from $220.6 The Administration proposed a small increase in funding the EDA omic Development through EDA programs. Attachment number 1 \nPage 31 of 35 Item # 17 FEDERAL ISSUE: Offshore Energy Exploration BACKGROUND; HOW IT MAY AFFECT currently occurs in both the western and central Gulf of Mexico. However, nearly the entire eastern Gulf is protected from drilling until 2022 by the Gulf of Mexico Energy Security Act of 2006 (GOMESA). State waters in the Gulf of Mexico extend waters beyond that point. In the 112th Congress, the House of Representatives voted to expand offshore oil drilling, including in the eastern Gulf of Mexico in an effort to lower gas prices and incre House passed three pieces of legislation that would reve Department of Interior to revisit oil projects that were rejected af make acreage of the Outer Continental Shelf that is currently unavailable to lease available for drilling, including the eastern Gulf of Mexico and the Atlantic Coast Senate, but it failed to receive the necessary votes t Late in 2011, the Administration proposed its OCS Oil and Gas Leasing Program for 2012 the program, the Administration does not propose to lease any areas in the Atlantic for oil and gas drilling. In response to the plan, 180 members of Congress from both political parties sent a letter to the Administration asking that they open up more areas of the OCS to drilling, the eastern Gulf. Four members of the Florida House delegation signed the le However, the Administration also signaled its intentions in its five Program to allow seismic analysis to determine resource potential in the Atlantic step in moving forward with that plan, which OCS from Delaware to parts of Florida. In February, the Department of Interior’s Bureau of Ocean Energy Management (BOEM) finalized a Programmatic Environmental Impact Statement (PEIS) on seismic exploration in the Atlantic Ocean, which opens the door for industry groups to conduct the first new oil and gas surveys in three decades. Specifically, the final plan allows for the deployment of high air-guns in Federal waters to pinpoint the depth and size of oil and gas deposits, and though it is viewed by many to include the most stringent regulations to mitigate against the effects these air guns may have on wildlife, some continue to oppose the PEIS. This PEIS could be signed as early as April, though any decisions about any future oil and gas exploration leases in areas off the Atlantic would be made by President Obama’s successor. the seismic surveys be completed in time for Leasing Program for 2017-2022, some believe that drilling could take place in areas identified as having resource potential as early as 2020. Senator Mary Landrieu (D-LA) applauded the decision and took expanded revenue sharing between the Federal government and states that have oil and gas production off their coasts, something which she has long favored. : Offshore Energy Exploration BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: Active energy currently occurs in both the western and central Gulf of Mexico. However, nearly the entire eastern Gulf is protected from drilling until 2022 by the Gulf of Mexico Energy Security Act of 2006 (GOMESA). State waters in the Gulf of Mexico extend 10.5 miles from shore. The Federal government controls Congress, the House of Representatives voted to expand offshore oil drilling, including in the eastern Gulf of Mexico in an effort to lower gas prices and increase domestic revenue. Specifically, the House passed three pieces of legislation that would reverse all current oil moratoriums, require the Department of Interior to revisit oil projects that were rejected after the Deepwater Horizon spill age of the Outer Continental Shelf that is currently unavailable to lease available for drilling, f Mexico and the Atlantic Coast. Similar legislation was introduced in the Senate, but it failed to receive the necessary votes to be considered. Late in 2011, the Administration proposed its OCS Oil and Gas Leasing Program for 2012 the program, the Administration does not propose to lease any areas in the Atlantic for oil and gas 180 members of Congress from both political parties sent a letter to the Administration asking that they open up more areas of the OCS to drilling, including additional areas in astern Gulf. Four members of the Florida House delegation signed the letter. However, the Administration also signaled its intentions in its five-year OCS Oil and Gas Leasing seismic analysis to determine resource potential in the Atlantic, and recently took a big step in moving forward with that plan, which could eventually lead to offshore drilling in the Atlantic OCS from Delaware to parts of Florida. In February, the Department of Interior’s Bureau of Ocean Energy Management (BOEM) finalized a Programmatic Environmental Impact Statement (PEIS) on seismic air-gun testing for offshore oil and gas exploration in the Atlantic Ocean, which opens the door for industry groups to conduct the first new oil Specifically, the final plan allows for the deployment of high guns in Federal waters to pinpoint the depth and size of oil and gas deposits, and though it is viewed by many to include the most stringent regulations to mitigate against the effects these air guns may have on wildlife, some continue to oppose the PEIS. This PEIS could be signed as early as April, though any decisions about any future oil and gas exploration leases in areas off the Atlantic would be made by President Obama’s successor. Should the analysis of the seismic surveys be completed in time for potential inclusion in the next DOI OCS Oil and Gas 2022, some believe that drilling could take place in areas identified as having LA) applauded the decision and took the opportunity to discuss the need for expanded revenue sharing between the Federal government and states that have oil and gas production off their coasts, something which she has long favored. Senator Landrieu recently became Chair of the Active energy drilling currently occurs in both the western and central Gulf of Mexico. However, nearly the entire eastern Gulf is protected from drilling until 2022 by the Gulf of Mexico Energy Security Act of 2006 (GOMESA). 10.5 miles from shore. The Federal government controls Congress, the House of Representatives voted to expand offshore oil drilling, including in the ase domestic revenue. Specifically, the , require the ter the Deepwater Horizon spill, and age of the Outer Continental Shelf that is currently unavailable to lease available for drilling, . Similar legislation was introduced in the Late in 2011, the Administration proposed its OCS Oil and Gas Leasing Program for 2012-2017. Within the program, the Administration does not propose to lease any areas in the Atlantic for oil and gas 180 members of Congress from both political parties sent a letter to the additional areas in Oil and Gas Leasing , and recently took a big could eventually lead to offshore drilling in the Atlantic In February, the Department of Interior’s Bureau of Ocean Energy Management (BOEM) finalized a gun testing for offshore oil and gas exploration in the Atlantic Ocean, which opens the door for industry groups to conduct the first new oil Specifically, the final plan allows for the deployment of high-volume guns in Federal waters to pinpoint the depth and size of oil and gas deposits, and though it is viewed by many to include the most stringent regulations to mitigate against the effects these air guns may have This PEIS could be signed as early as April, though any decisions about any future oil and gas exploration Should the analysis of potential inclusion in the next DOI OCS Oil and Gas 2022, some believe that drilling could take place in areas identified as having the opportunity to discuss the need for expanded revenue sharing between the Federal government and states that have oil and gas production off Senator Landrieu recently became Chair of the Attachment number 1 \nPage 32 of 35 Item # 17 Senate Energy and Natural Resources Committee, which has jurisdiction over these issues, and is generally seen as agreeing with the committee’s Ranking Member, Senator Lisa Murkowski (R the need to open more areas of the U.S. OCS for exploration. In the 113th Congress, Senators Landrieu and Murkowski Inequity with Revenues (FAIR) Act, which promotes new drilling by offering increased revenue sharing and also includes renewable energy proposals to entice support from gen Specifically, states would receive 27.5 percent of royalties from offshore fossil or renewable energy, and an additional 10 percent if the state creates a fund to support clean energy and energy conservation programs. Currently, States receive 50 percent of royalties from onshore fossil fuels development on Federal lands; this revenue sharing program would also be expanded to include renewable energy. Additionally, revenue sharing under the FAIR Act would apply to all OCS goals of this legislation is to entice Senators beyond opening up areas for oil and gas exploration where there is currently a moratorium, through the prospect of direct royalties to their states. Last year, the House of Representatives by the Chairman of the Natural Resources Committee, Rep. Doc Hastings (R for increasing U.S. oil and gas exploration. This bill production by requiring the Obama administration Oil and Gas Leasing Program to include lease sales and parts of California. Though the west coast of Florida would remain off until 2022, H.R. 2231 would require that the Obama Administration lift its current moratorium on lease sales for the east coast of Florida in its current 2012 37.5 percent revenue sharing incentive for a coasts. The Administration issued a veto threat for this legislation and it is unlikely to be considered in the Senate. Although he is retiring after this term, Rep. Hastings keep up the pressure to open further areas to future drilling. RECOMMENDED POSITION: Monitor Florida’s Federal waters. and Natural Resources Committee, which has jurisdiction over these issues, and is generally seen as agreeing with the committee’s Ranking Member, Senator Lisa Murkowski (R the need to open more areas of the U.S. OCS for exploration. s Landrieu and Murkowski introduced S. 630, the Fixing America’s Inequity with Revenues (FAIR) Act, which promotes new drilling by offering increased revenue sharing and also includes renewable energy proposals to entice support from generally anti-drilling advocates. Specifically, states would receive 27.5 percent of royalties from offshore fossil or renewable energy, and an additional 10 percent if the state creates a fund to support clean energy and energy conservation ently, States receive 50 percent of royalties from onshore fossil fuels development on Federal lands; this revenue sharing program would also be expanded to include renewable energy. Additionally, revenue sharing under the FAIR Act would apply to all OCS revenue. One of the primary goals of this legislation is to entice Senators beyond the four Gulf oil and gas producing states opening up areas for oil and gas exploration where there is currently a moratorium, through the prospect House of Representatives passed the Offshore Energy and Jobs Act, H.R. 2231, by the Chairman of the Natural Resources Committee, Rep. Doc Hastings (R-WA), an active proponent for increasing U.S. oil and gas exploration. This bill would expand offshore energy exploration and production by requiring the Obama administration to submit a new five-year offshore plan for the OCS to include lease sales off the coasts of Alaska, Virginia, South Carolina the west coast of Florida would remain off-limits to any new drillin require that the Obama Administration lift its current moratorium on lease sales for the east coast of Florida in its current 2012-2017 lease plan. This legislation also provides a 37.5 percent revenue sharing incentive for any states with oil and gas leases within 200 miles from their issued a veto threat for this legislation and it is unlikely to be considered in iring after this term, Rep. Hastings and his House colleagues are certain to keep up the pressure to open further areas to future drilling. Monitor the potential expansion of offshore energy exploration in and Natural Resources Committee, which has jurisdiction over these issues, and is generally seen as agreeing with the committee’s Ranking Member, Senator Lisa Murkowski (R-AK), on introduced S. 630, the Fixing America’s Inequity with Revenues (FAIR) Act, which promotes new drilling by offering increased revenue sharing drilling advocates. Specifically, states would receive 27.5 percent of royalties from offshore fossil or renewable energy, and an additional 10 percent if the state creates a fund to support clean energy and energy conservation ently, States receive 50 percent of royalties from onshore fossil fuels development on Federal lands; this revenue sharing program would also be expanded to include renewable energy. revenue. One of the primary the four Gulf oil and gas producing states to support opening up areas for oil and gas exploration where there is currently a moratorium, through the prospect the Offshore Energy and Jobs Act, H.R. 2231, authored WA), an active proponent would expand offshore energy exploration and year offshore plan for the OCS Virginia, South Carolina, limits to any new drilling require that the Obama Administration lift its current moratorium on lease This legislation also provides a ny states with oil and gas leases within 200 miles from their issued a veto threat for this legislation and it is unlikely to be considered in leagues are certain to the potential expansion of offshore energy exploration in Attachment number 1 \nPage 33 of 35 Item # 17 FEDERAL ISSUE: Land and Water Conservation Fund BACKGROUND; HOW IT MAY AFFECT Conservation Fund (LWCF) Act of 1965 was enacted to help preserve, develop, and assure access to outdoor recreation facilities for our nation. The law created the Land and Water Con U.S. Treasury as a funding source to implement outdoor recreation goals. The LWCF has been the principal source of monies for land acquisition for outdoor recreation by four Federal agencies—the National Park Service, Bureau of Land and Forest Service. The LWCF also funds a matching grant program via the National Park Service to assist states (and local governments as sub outdoor recreational facilities. A portion of the appropriation is divided equally among the states, with the remainder apportioned based on need, as determined by the Secretary of the Interior. The states award their grant money through a competitive selection process establish their own priorities and criteria. Finally, beginning in Fiscal Year (FY) 1998, LWCF has been used to fund other federal programs with related purposes. The LWCF is authorized at $900 million annually. multiple sources, nearly all of the revenues are derived from oil and gas leasing in the Outer Continental Shelf. Congress determines the level of appropriations each year, and yearly appropriations hav fluctuated widely since the origin of the program. Of the total revenues that have accrued throughout the history of the program ($33.5 billion), less than half have been appropriated ($15.8 billion). FY 2001 marked the highest funding ever, with appropriations exceeding the authorized level by reaching n provided the most LWCF funding of the past twenty years for the state grant program: $144 million. However, this has trended downward over the past decade. provided $306 million for land acquisition, which included essentially level funding from FY 2013 for the formula state conservation grant program at $45.09 million also included an additional $3 million for a competitive state cons competitive program will not be available until Congress is briefed Interior on the design of the program and the grant's criteria. This past January, 31 Senators signed a letter to its FY 2015 budget, with a continued focus on recreational access. proposed increasing LWCF funding to $ $48.1 million. The Administration’s budget also the LWCF at its fully authorized level of The current authorization for the LWCF is set to expire at the end of 2015 Max Baucus (D-MT) introduced S. 338, the Land and Water Conservation Authorization and Funding Act of 2013, which would do the following: 1) Amend the Land and Water Conservation Fund Act of 1965 to make permanent the authorization. 2) Make revenue into the LWCF without further appropriation. Land and Water Conservation Fund BACKGROUND; HOW IT MAY AFFECT THE CITY OF CLEARWATER: The Land and Water Conservation Fund (LWCF) Act of 1965 was enacted to help preserve, develop, and assure access to outdoor recreation facilities for our nation. The law created the Land and Water Conservation Fund in the U.S. Treasury as a funding source to implement outdoor recreation goals. The LWCF has been the principal source of monies for land acquisition for outdoor recreation by four the National Park Service, Bureau of Land Management, Fish and Wildlife Service, and Forest Service. The LWCF also funds a matching grant program via the National Park Service to assist states (and local governments as sub-recipients) in acquiring recreational lands and developing ional facilities. A portion of the appropriation is divided equally among the states, with the remainder apportioned based on need, as determined by the Secretary of the Interior. The states award their grant money through a competitive selection process based on statewide recreation plans and establish their own priorities and criteria. Finally, beginning in Fiscal Year (FY) 1998, LWCF has been used to fund other federal programs with related purposes. The LWCF is authorized at $900 million annually. While the fund accrues revenues and collections from multiple sources, nearly all of the revenues are derived from oil and gas leasing in the Outer Continental Shelf. Congress determines the level of appropriations each year, and yearly appropriations hav fluctuated widely since the origin of the program. Of the total revenues that have accrued throughout the history of the program ($33.5 billion), less than half have been appropriated ($15.8 billion). FY 2001 marked the highest funding ever, with appropriations exceeding the authorized level by reaching nearly $1 billion. In FY 2002, Congress provided the most LWCF funding of the past twenty years for the state grant program: $144 million. However, this has trended downward over the past decade. The FY 2014 omnibus appropriations bill ion for land acquisition, which included essentially level funding from FY 2013 for the formula state conservation grant program at $45.09 million, before sequestration. However, Congress $3 million for a competitive state conservation grant program. Funds will not be available until Congress is briefed by officials in the Department of on the design of the program and the grant's criteria. This past January, 31 Senators signed a letter to the Administration urging full funding for the LWCF in its FY 2015 budget, with a continued focus on recreational access. For FY 2015, the Administration ding to $305 million, including an increase for the state grant program The Administration’s budget also proposed making mandatory and permanent the LWCF at its fully authorized level of $900 million beginning in FY 2016. The current authorization for the LWCF is set to expire at the end of 2015. Last year, former Senator introduced S. 338, the Land and Water Conservation Authorization and Funding Act of 2013, which would do the following: Amend the Land and Water Conservation Fund Act of 1965 to make permanent the LWCF available for expenditure to carry out the purposes of the Act without further appropriation. : The Land and Water Conservation Fund (LWCF) Act of 1965 was enacted to help preserve, develop, and assure access to servation Fund in the The LWCF has been the principal source of monies for land acquisition for outdoor recreation by four Management, Fish and Wildlife Service, and Forest Service. The LWCF also funds a matching grant program via the National Park Service to recipients) in acquiring recreational lands and developing ional facilities. A portion of the appropriation is divided equally among the states, with the remainder apportioned based on need, as determined by the Secretary of the Interior. The states based on statewide recreation plans and establish their own priorities and criteria. Finally, beginning in Fiscal Year (FY) 1998, LWCF has been While the fund accrues revenues and collections from multiple sources, nearly all of the revenues are derived from oil and gas leasing in the Outer Continental Shelf. Congress determines the level of appropriations each year, and yearly appropriations have Of the total revenues that have accrued throughout the history of the program ($33.5 billion), less than half have been appropriated ($15.8 billion). FY 2001 marked the highest funding ever, with early $1 billion. In FY 2002, Congress provided the most LWCF funding of the past twenty years for the state grant program: $144 million. The FY 2014 omnibus appropriations bill ion for land acquisition, which included essentially level funding from FY 2013 for the . However, Congress ervation grant program. Funds from the by officials in the Department of the Administration urging full funding for the LWCF in he Administration an increase for the state grant program to permanent funding for former Senator introduced S. 338, the Land and Water Conservation Authorization and Funding Amend the Land and Water Conservation Fund Act of 1965 to make permanent the LWCF’s available for expenditure to carry out the purposes of the Act Attachment number 1 \nPage 34 of 35 Item # 17 3) Require that not less than 1.5 available for projects that secure hunting, fishing, and other recreational purposes. This bill currently has 41 cosponsors (3 RECOMMENDED POSITION: Support Conservation Fund, including at least $100 million for the state grant program. not less than 1.5 percent of the annual authorized funding amount to be made available for projects that secure recreational public access to existing federal public land for hunting, fishing, and other recreational purposes. cosponsors (37D, 2R, 2I), including Senator Bill Nelson. Support a $900 million annual appropriation from the Land and Water Conservation Fund, including at least $100 million for the state grant program. of the annual authorized funding amount to be made recreational public access to existing federal public land for a $900 million annual appropriation from the Land and Water Attachment number 1 \nPage 35 of 35 Item # 17 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Continue to June 5, 2014: Approve the Annexation of a portion of the road right-of-way located on Belcher Road, north of Sunset Point Road to Montclair Road, including all of the right-of-way within the intersection of North Belcher Road, Montclair Road, and Old Coachman Road, consisting of a portion of Section 06, Township 29 South, Range 16 East; and pass Ordinances 8558-14, 8559-14, and 8560-14 on second reading. (ANX2014-02005) SUMMARY: Review Approval: Cover Memo Item # 18 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8547-14 on second reading, annexing certain real property whose post office address is 2205 McMullen Booth Road, Clearwater, Florida 33759 into the corporate limits of the city and redefining the boundary lines of the city to include said addition. SUMMARY: Review Approval: Cover Memo Item # 19 Ordinance No. 8547-14 ORDINANCE NO. 8547-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, ANNEXING CERTAIN REAL PROPERTY LOCATED ON THE WEST SIDE OF MCMULLEN BOOTH ROAD, APPROXIMATELY 1400 FEET NORTH OF UNION STREET, CONSISTING OF METES & BOUNDS TRACT 32/08 IN SECTION 33, TOWNSHIP 28 S, RANGE 16 E, WHOSE POST OFFICE ADDRESS IS 2205 MCMULLEN BOOTH ROAD, CLEARWATER, FLORIDA 33759, INTO THE CORPORATE LIMITS OF THE CITY, AND REDEFINING THE BOUNDARY LINES OF THE CITY TO INCLUDE SAID ADDITION; PROVIDING AN EFFECTIVE DATE. WHEREAS, the owner of the real property described herein and depicted on the map attached hereto as Exhibit A has petitioned the City of Clearwater to annex the property into the City pursuant to Section 171.044, Florida Statutes, and the City has complied with all applicable requirements of Florida law in connection with this ordinance; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following-described property is hereby annexed into the City of Clearwater and the boundary lines of the City are redefined accordingly: The East 223.00 feet of the South ½ of the South ¼ of the Northwest ¼ of the Southwest ¼ of Section 33, Township 28 South, Range 16 East, less the East 100.00 feet thereof, Pinellas County, Florida. (ANX2014-01003) The map attached as Exhibit A is hereby incorporated by reference. Section 2. The provisions of this ordinance are found and determined to be consistent with the City of Clearwater Comprehensive Plan. The City Council hereby accepts the dedication of all easements, parks, rights-of-way and other dedications to the public, which have heretofore been made by plat, deed or user within the annexed property. The City Engineer, the City Clerk and the Planning and Development Director are directed to include and show the property described herein upon the official maps and records of the City. Section 3. Notwithstanding any current or future provision of the City of Clearwater Community Development Code, the property owners shall have the right to engage in the permitted use of “general agricultural activities” which is currently allowed pursuant to Pinellas County Code Section 138-432(1) within the Pinellas County R-R, Residential Rural, Zoning District. However, such use shall be limited to the keeping of the number of horses allowed by said Pinellas County Code Section based upon the acreage of the parcel being annexed, alone or in combination with any other parcel joined to it by a recorded Unity of Title. Attachment number 1 \nPage 1 of 2 Item # 19 2 Ordinance No. 8547-14 Section 4. This ordinance shall take effect immediately upon adoption. The City Clerk shall file certified copies of this ordinance, including the map attached hereto, with the Clerk of the Circuit Court and with the County Administrator of Pinellas County, Florida, within 7 days after adoption, and shall file a certified copy with the Florida Department of State within 30 days after adoption. PASSED ON FIRST READING AS AMENDED PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 19 Exhibit A CITY O F SAFETY HA RBOR 0 3 0 4 5 2163 2155 29 9 7 29 9 4 30 6 5 2191 30 5 9 2245 2270 29 8 9 2 9 9 2 2 1 1 4 2145 30 2 0 30 9 3 30 8 1 30 2 1 30 5 6 3 0 0 2 29 9 3 2163 2167 2159 2155 30 6 2 30 3 5 30 2 3 30 6 7 30 7 9 30 8 6 30 4 2 30 1 1 2237 2250 2251 2263 22682267 2276 2175 30 5 3 30 6 0 30 2 4 30 6 0 30 3 2 2245 2258 30 9 2 30 5 4 2171 2999 29 8 6 2144 2133 30 3 0 2 1 2 1 2 1 0 9 30 4 0 30 6 9 30 1 3 30 4 0 30 8 0 2199 30 0 8 30 1 6 3 0 5 7 30 3 7 30 2 9 3001 30 4 1 30 2 9 30 4 7 30 7 3 30 9 1 30 8 0 30 1 7 2243 2244 2257 22622261 30 3 6 30 4 8 2238 2239 2273 30 8 5 30 6 8 30 7 4 2225 2256 2231 2269 2249 2255 2295 2265 30 3 0 A UNIO N ST McMULLEN-B OOTH RD LEANNE CT HIWAFFEE ST ST EVEN ST LAUREN LN CIELO CIR E PATRICK PL 66 95 25 29 8 1 29 8 5 29 8 0 2205 2270 30 1 30 2 4 30 3 mp -N o t t o S c a l e - -N o t a S u r v e y - Proposed Annexation Owner(s): Ann D. Adams and Russell C. Witt Case: ANX2014-01003 Site: 2205 McMullen Booth Road Property Size(Acres): 0.469 Land Use Zoning PIN: 33-28-16-00000-320-0800 From : To: RS (County) R-R (County) RS (City) LDR (City) Atlas Page: 245A Attachment number 2 \nPage 1 of 1 Item # 19 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8548-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office address is 2205 McMullen Booth Road, Clearwater, Florida 33759, upon annexation into the City of Clearwater, as Residential Suburban (RS). SUMMARY: Review Approval: Cover Memo Item # 20 Ordinance No. 8548-14 ORDINANCE NO. 8548-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE FUTURE LAND USE PLAN ELEMENT OF THE COMPREHENSIVE PLAN OF THE CITY, TO DESIGNATE THE LAND USE FOR CERTAIN REAL PROPERTY LOCATED ON THE WEST SIDE OF MCMULLEN BOOTH ROAD, APPROXIMATELY 1400 FEET NORTH OF UNION STREET, CONSISTING OF METES & BOUNDS TRACT 32/08 IN SECTION 33, TOWNSHIP 28 S, RANGE 16 E, WHOSE POST OFFICE ADDRESS IS 2205 MCMULLEN BOOTH ROAD, CLEARWATER, FLORIDA 33759, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS RESIDENTIAL SUBURBAN (RS); PROVIDING AN EFFECTIVE DATE. WHEREAS, the amendment to the future land use plan element of the comprehensive plan of the City as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The future land use plan element of the comprehensive plan of the City of Clearwater is amended by designating the land use category for the hereinafter described property, upon annexation into the City of Clearwater, as follows: Property Land Use Category The East 223.00 feet of the South ½ of the South ¼ of the Northwest ¼ of the Southwest ¼ of Section 33, Township 28 South, Range 16 East, less the East 100.00 feet thereof, Pinellas County, Florida. Residential Suburban (RS) (ANX2014-01003) The map attached as Exhibit A is hereby incorporated by reference. Section 2. The City Council does hereby certify that this ordinance is consistent with the City’s comprehensive plan. Section 3. Notwithstanding any current or future provision of the City of Clearwater Community Development Code, the property owners shall have the right to engage in the permitted use of “general agricultural activities” which is currently allowed pursuant to Pinellas County Code Section 138-432(1) within the Pinellas County R-R, Residential Rural, Zoning District. However, such use shall be limited to the keeping of the number of Attachment number 1 \nPage 1 of 2 Item # 20 2 Ordinance No. 8548-14 horses allowed by said Pinellas County Code Section based upon the acreage of the parcel being annexed, alone or in combination with any other parcel joined to it by a recorded Unity of Title. Section 4. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8547-14. PASSED ON FIRST READING AS AMENDED PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 20 Exhibit A CITY O F SAFETY HA RBOR RS I RS R/OS RSRS0 30 6 5 2191 30 5 9 2245 2270 29 8 9 2 9 9 2 2 1 1 4 2145 30 2 0 30 9 3 30 8 1 30 2 1 30 5 6 3 0 0 2 29 9 3 2163 2167 2159 2155 30 6 2 30 3 5 30 2 3 30 6 7 30 7 9 30 8 6 30 4 2 30 1 1 2237 2250 2251 2263 22682267 2175 30 5 3 30 6 0 30 2 4 30 6 0 30 3 2 2245 2258 30 9 2 30 5 4 2171 29 9 7 2999 29 9 4 29 8 6 2144 2133 30 3 0 2 1 2 1 2 1 0 9 30 4 0 30 6 9 30 1 3 30 4 0 30 8 0 2199 30 0 8 30 1 6 3 0 5 7 3 0 4 530 3 7 30 2 9 3001 30 4 1 30 2 9 2270 30 4 7 30 7 3 30 9 1 30 8 0 30 1 7 2243 2244 2257 22622261 30 3 6 30 4 8 2238 2239 2273 30 8 5 30 6 8 30 7 4 2225 2256 2231 2269 2249 2255 2265 30 3 0 A UNION ST McMULLEN-B OOTH RD LEANNE CT HIWAFFEE ST STEVEN ST LAUREN LN RENAISSA NCE DR CIELO CIR E PATRICK PL 66 299 5 2276 302 5 29 8 1 29 8 5 29 8 0 2205 2155 2163 30 30 3 2295 ump -N o t t o S c a l e - -N o t a S u r v e y - Future Land Use Map Owner(s): Ann D. Adams and Russell C. Witt Case: ANX2014-01003 Site: 2205 McMullen Booth Road Property Size(Acres): 0.469 Land Use Zoning PIN: 33-28-16-00000-320-0800 From : To: RS (County) R-R (County) RS (City) LDR (City) Atlas Page: 245A RS Attachment number 2 \nPage 1 of 1 Item # 20 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8549-14 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office address is 2205 McMullen Booth Road, Clearwater, Florida 33759, upon annexation into the City of Clearwater, as Low Density Residential (LDR). SUMMARY: Review Approval: Cover Memo Item # 21 Ordinance 8549-14 ORDINANCE NO. 8549-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE ZONING ATLAS OF THE CITY BY ZONING CERTAIN REAL PROPERTY LOCATED ON THE WEST SIDE OF MCMULLEN BOOTH ROAD, APPROXIMATELY 1400 FEET NORTH OF UNION STREET, CONSISTING OF METES & BOUNDS TRACT 32/08 IN SECTION 33, TOWNSHIP 28 S, RANGE 16 E, WHOSE POST OFFICE ADDRESS IS 2205 MCMULLEN BOOTH ROAD, CLEARWATER, FLORIDA 33759, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS LOW DENSITY RESIDENTAL (LDR); PROVIDING AN EFFECTIVE DATE. WHEREAS, the assignment of a zoning district classification as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following described property located in Pinellas County, Florida, is hereby zoned as indicated upon annexation into the City of Clearwater, and the zoning atlas of the City is amended, as follows: The map attached as Exhibit A is hereby incorporated by reference. Section 2. The City Engineer is directed to revise the zoning atlas of the City in accordance with the foregoing amendment. Section 3. Notwithstanding any current or future provision of the City of Clearwater Community Development Code, the property owners shall have the right to engage in the permitted use of “general agricultural activities” which is currently allowed pursuant to Pinellas County Code Section 138-432(1) within the Pinellas County R-R, Residential Rural, Zoning District. However, such use shall be limited to the keeping of the number of horses allowed by said Pinellas County Code Section based upon the acreage of the parcel being annexed, alone or in combination with any other parcel joined to it by a recorded Unity of Title. Property Zoning District The East 223.00 feet of the South ½ of the South ¼ of the Northwest ¼ of the Southwest ¼ of Section 33, Township 28 South, Range 16 East, less the East 100.00 feet thereof, Pinellas County, Florida. Low Density Residential (LDR) (ANX2014-01003) Attachment number 1 \nPage 1 of 2 Item # 21 2 Ordinance No. 8549-14 Section 4. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No.8547-14. PASSED ON FIRST READING AS AMENDED PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 21 Exhibit A CITY O F SAFETY HA RBOR 0 30 6 5 2191 30 5 9 2245 2270 29 8 9 2 9 9 2 2 1 1 4 2145 30 2 0 30 9 3 30 8 1 30 2 1 30 5 6 3 0 0 2 29 9 3 2163 2167 2159 2155 30 6 2 30 3 5 30 2 3 30 6 7 30 7 9 30 8 6 30 4 2 30 1 1 2237 2250 2251 2263 22682267 2276 2175 30 5 3 30 6 0 30 2 4 30 6 0 30 3 2 2245 2258 30 9 2 30 5 4 2171 29 9 7 2999 29 9 4 2144 2133 30 3 0 2 1 2 1 2 1 0 9 30 4 0 30 6 9 30 1 3 30 4 0 30 8 0 2199 30 0 8 30 1 6 3 0 5 7 3 0 4 530 3 7 30 2 9 3001 30 4 1 30 2 9 30 4 7 2155 2163 30 7 3 30 9 1 30 8 0 30 1 7 2243 2244 2257 22622261 30 3 6 30 4 8 2238 2239 2273 30 8 5 30 6 8 30 7 4 2225 2256 2231 2269 2249 2255 2295 2265 30 3 0 A UNIO N ST McMULLEN-B OOTH RD LEANNE CT HIWAFFEE ST ST EVEN ST LAUREN LN CIELO CIR E PATRICK PL LDR LDR OS/R 6 5 25 29 8 6 2205 2270 30 1 8 30 2 4 30 3 0 p I LMDR MDR -N o t t o S c a l e - -N o t a S u r v e y - Zoning Map Owner(s): Ann D. Adams and Russell C. Witt Case: ANX2014-01003 Site: 2205 McMullen Booth Road Property Size(Acres): 0.469 Land Use Zoning PIN: 33-28-16-00000-320-0800 From : To: RS (County) R-R (County) RS (City) LDR (City) Atlas Page: 245A LDR Attachment number 2 \nPage 1 of 2 Item # 21 Exhibit A Attachment number 2 \nPage 2 of 2 Item # 21 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8552-14 on second reading, annexing certain real properties whose post office addresses are 1940 North Betty Lane, 1258 Sedeeva Circle North, 1978 North Betty Lane, 2084 Lantana Avenue, 2075 The Mall, and 1241 Union St., all in Clearwater, Florida 33755, together with certain Rights of Way of North Betty Lane, Sedeeva Circle North, and Lantana Avenue, into the corporate limits of the city and redefining the boundary lines of the city to include said addition. SUMMARY: Review Approval: Cover Memo Item # 22 Ordinance No. 8552-14 ORDINANCE NO. 8552-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, ANNEXING CERTAIN REAL PROPERTIES LOCATED GENERALLY EAST OF DOUGLAS AVENUE AND WEST OF KINGS HIGHWAY, NORTH OF SUNSET POINT ROAD AND SOUTH OF UNION STREET, CONSISTING OF PORTIONS OF SECTION 03 TOWNSHIP 29 N, RANGE 15 E, WHOSE POST OFFICE ADDRESSES ARE 1940 NORTH BETTY LANE, 1258 SEDEEVA CIRCLE NORTH, 1978 NORTH BETTY LANE, 2084 LANTANA AVENUE, 2075 THE MALL, 1241 UNION STREET, ALL IN CLEARWATER, FLORIDA 33755, TOGETHER WITH CERTAIN RIGHT OF WAYS OF: NORTH BETTY LANE, SEDEEVA CIRCLE NORTH AND LANTANA AVENUE, INTO THE CORPORATE LIMITS OF THE CITY, AND REDEFINING THE BOUNDARY LINES OF THE CITY TO INCLUDE SAID ADDITION; PROVIDING AN EFFECTIVE DATE. WHEREAS, the owners of the real properties described herein and depicted on the map attached hereto as Exhibit B has petitioned the City of Clearwater to annex the properties into the City pursuant to Section 171.044, Florida Statutes, and the City has complied with all applicable requirements of Florida law in connection with this ordinance; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following-described properties are hereby annexed into the City of Clearwater and the boundary lines of the City are redefined accordingly: SEE ATTACHED EXHIBIT A (ATA2014-01001) The maps attached as Exhibits B and C are hereby incorporated by reference. Section 2. The provisions of this ordinance are found and determined to be consistent with the City of Clearwater Comprehensive Plan. The City Council hereby accepts the dedication of all easements, parks, rights-of-way and other dedications to the public, which have heretofore been made by plat, deed or user within the annexed property. The City Engineer, the City Clerk and the Planning and Development Director are directed to include and show the property described herein upon the official maps and records of the City. Section 3. This ordinance shall take effect immediately upon adoption. The City Clerk shall file certified copies of this ordinance, including the map attached hereto, with the Clerk of the Circuit Court and with the County Administrator of Pinellas County, Florida, within 7 days after adoption, and shall file a certified copy with the Florida Department of State within 30 days after adoption. Attachment number 1 \nPage 1 of 2 Item # 22 2 Ordinance No. 8552-14 PASSED ON FIRST READING PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 22 Exhibit A LEGAL DESCRIPTIONS ATA2014 -0100 1 ========================================================================================= No. Parcel ID Legal Description Address 1. 03-29-15-83970-000-0550 Lot 55 1940 North Betty Lane Together with all of abutting Right of Way of North Betty Lane. The above in SOUTH BINGHAMTON PARK subdivision, as recorded in PLAT BOOK 12, PAGE 81, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 2. 03-29-15-28098-000-0120 Lot 12 1258 Sedeeva Circle North 3. 03-29-15-28098-000-0350 Lot 35 1978 North Betty Lane Together with all of the Sedeeva Circle North Right of Way abutting Lot 12. The above in FLORADEL subdivision, as recorded in PLAT BOOK 15, PAGE 7, of the Public Records of Pinellas County, Florida; ========================================================================================= No. Parcel ID Legal Description Address 4. 03-29-15-12060-003-0060 Block C, Lot 6 2084 Lantana Avenue 5. 03-29-15-12060-003-0090 Block C, Lot 9 2075 The Mall Together with all of the Lantana Avenue Right of Way abutting Lot 6, Block C. All the above in BROOKLAWN subdivision, as recorded in PLAT BOOK 13, PAGE 59, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 6. 03-29-15-15840-001-0160 Block A, Lot 16 1241 Union Street All the above in CLEARDUN subdivision, as recorded in PLAT BOOK 13, PAGE 47, of the Public Records of Pinellas County, Florida. Attachment number 2 \nPage 1 of 1 Item # 22 Exhibit B 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 87.7 45 60 4 0 40 40 15 87.7 12060 15840 46998 80388 ABC F G H K L M M A B C A B C E TRACT "B" 12 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 1 2 3 4 5 6 7 8 9 10 14 15 16 2021222324 (25) 1 2 10 11 15 16 17 18 19 20 21 22 2324252627282930 15 16 17 18 19 20 21 22 2324252627282930 11 12 13141516 17 1 2 3 4 5 6 7 8 9101112 13 14 15 16 17 18 19 20 21222324 25 26 27 28 29 30 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 2 3 4 5 6 7 8 9 10 11 12 13 14 151617181920 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 78 9 10 1 2 3 4 5 6 78 9 10 1 2 3 4 5 6 78 9 10 12 8 9 10 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 18 60 63 30 36 50 21060 I J 1 13 14 15 9 10 11 1 2 3 5 6 7 9 10 1112 13 141516171920212218 1 2 3 4 5 6 7 8 9 1011 100 77 78 79 80 101102103104105 72737475 76 106 107108 109 110 111 2 3 1 1 1 1 1 DUNEDIN UNION ST IDLEWILD DR BE T T Y L N WOO D L AWN TER PALM ST THE MALL PO I NSE T TA AV E BERMUDA ST LANTANA AVE 13 3 1 13 2 1 13 2 5 13 1 7 12 4 4 13 3 0 13 2 2 13 0 9 2083 13 1 0 13 0 0 13 1 0 2025 13 2 5 13 1 7 12 9 5 12 8 7 12 8 3 12 7 7 12 7 3 12 7 1 12 6 7 12 6 5 12 6 1 12 5 3 12 4 9 12 4 5 12 4 1 12 9 1 12 9 6 2020 12 6 0 12 5 6 12 5 2 12 4 6 12 6 5 12 6 1 12 5 7 12 4 5 12 4 3 12 9 0 12 8 4 12 8 0 12 7 2 12 9 3 12 8 2 12 8 3 133 3 2020 2067 13 4 1 13 3 7 2048 2050 2058 20252021 12 5 5 2088 2040 2044 2014 2066 12 5 9 12 7 1 12 6 3 2077 2076 2063 2049 2057 2080 2084 2071 2077 2081 13 4 5 2075 2079 2071 13 5 3 13 4 9 2000 2049 2053 2067 2068 2070 2072 2080 2071 2079 2047 2048 2052 2063 2065 2069 2010 2026 2028 13 0 0 201913 0 1 12 9 1 12 3 5 2022 2024 2028 2030 12 8 6 2021 2027 2022 2026 12 6 6 12 6 2 12 3 4 12 9 2 12 6 6 12 6 0 12 5 4 12 5 0 12 4 6 12 4 2 204412 9 3 12 7 9 12 7 7 12 7 1 12 6 7 12 6 5 12 5 9 12 5 5 12 5 1 12 4 7 12 4 5 12 3 9 12 3 5 12 7 6 12 6 8 12 6 4 12 6 2 12 5 6 12 5 0 12 4 2 12 3 4 12 3 2 2060 2064 206612 8 3 12 7 9 12 7 5 12 6 7 12 5 5 12 5 7 12 5 1 12 4 5 12 3 9 12 3 5 12 7 8 12 7 4 12 7 0 12 6 6 12 6 2 12 6 0 12 5 6 12 5 0 12 4 6 12 4 4 12 3 8 12 3 4 12 5 3 12 7 5 12 7 3 12 7 1 12 6 5 12 6 7 12 6 3 12 5 9 12 4 7 12 4 5 12 4 1 12 3 7 1999 1997 2060 2056 2064 2035 20392043 2017 2075 2031 2 0 1 5 12 4 4 ½ ON.T.S Proposed Annexation Map 1 of 2 Owner(s): MULTIPLE OWNERS Case: ATA2014-01001 Site: Idlewild Septic-to-Sewer Project Area: Six lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Property Size(Acres): ROW(Acres): 0.762 0.211 Land Use Zoning PIN: 6 PARCELS - SEE NEXT PAGE From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B Attachment number 3 \nPage 1 of 2 Item # 22 Exhibit B PIN (Address): 1. 03-29-15-83970-000-0550 (1940 North Betty Lane) 2. 03-29-15-28098-000-0350 (1978 North Betty Lane) 3. 03-29-15-12060-003-0060 (2084 Lantana Avenue) 4. 03-29-15-28098-000-0120 (1258 Sedeeva Circle North) 5. 03-29-15-12060-003-0090 (2075 The Mall) 6. 03-29-15-15840-001-0160 (1241 Union Street) Attachment number 3 \nPage 2 of 2 Item # 22 Exhibit C LAKE 60 60 60 60 60 60 6060 60 60 80 60 80 38 30 60 60 60 40 60 38 60 60 45 45 60 45 30 40 3 0 40 28098 83 9 7 0 87912 M O O G C 4 6 12 5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 12345678910111213 14 15 16 17 18 19 20 21 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38394041424344 45 46 47 48 49 50 51 7 8 9 16 17 18 7 8 9 10 11 12 13 14 15 16 17 18 19202122 1234 5 10 11 12 13 14 12 13 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 6 7 1415 1617 1819 2021 2223 2425 2627 2829 3233 3435 3637 3839 4041 4243 4445 4647 49 50 51 52 53 54 55 56 5 6 7 12 13 14 5 6 7 8 4 5 6 7 8 22 1 1 1 1 1 1 BE T T Y L N STAT E ST W O O D L AW N T E R SEDEEVA CIR N CHENANGO AVE BERTLAND WAY COLES RD MACOMBER AVE ALOHA LN 12 9 0 1950 1952 12 9 4 12 9 0 12 8 6 12 8 2 12 7 8 12 7 4 1918 1942 1969 13 2 7 1928 2014 12 2 4 13 1 0 13 0 0 2025 1979 1971 13 2 9 1927 1925 1923 1913 1915 19 17 12 1 9 12 1 5 1918 1924 1926 1932 1938 1936 1940 1920 1928 1920 1947 1949 19 33 1943 12 3 0 1946 1952 1954 1958 1960 1962 1964 12 8 8 12 8 4 12 8 0 12 7 6 12 7 4 12 8 7 12 7 9 12 7 5 12 7 3 12 7 1 12 6 7 1961 196912 5 5 12 5 1 12 3 7 1239 1278 1276 1274 1272 1270 1268 1266 1264 1260 1256 1244 1240 1236 1234 1230 12 9 5 12 9 1 12 8 7 12 8 3 12 7 7 12 7 3 12 7 1 12 6 7 12 6 5 12 6 1 12 5 3 12 4 9 12 4 5 12 4 1 12 3 5 12 3 1 12 2 5 12 9 6 12 5 2 12 4 6 1981 12 3 1 12 2 6 12 2 0 12 3 3 12 2 5 12 3 2 12 2 6 12 2 9 12 3 3 12 3 7 1910 1936 1932 12 7 3 1938 1936 1930 12 9 5 12 4 4 1940 1926 12 9 5 1992 1994 3 1935 1921 1919 1927 1931 1933 1937 12 8 7 1918 1940 1944 1921 1923 1925 1927 1929 1937 1941 12 8 9 12 8 5 12 8 1 12 7 7 1978 1974 12 8 3 1963 1245 1249 1251 1257 1261 1258 12 8 6 12 6 12 6 12 6 0 12 5 6 12 3 12 3 4 1999 1997 1987 1996 1995 7 12 2 4 12 1 8 12 1 6 12 1 6 2 12 4 4 ON.T.S Proposed Annexation Map 2 of 2 Owner(s): MULTIPLE OWNERS Case: ATA2014-01001 Site: Idlewild Septic-to-Sewer Project Area: Six lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Property Size(Acres): ROW(Acres): 0.762 0.211 Land Use Zoning PIN: 6 PARCELS - SEE NEXT PAGE From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B Attachment number 4 \nPage 1 of 2 Item # 22 Exhibit C PIN (Address): 1. 03-29-15-83970-000-0550 (1940 North Betty Lane) 2. 03-29-15-28098-000-0350 (1978 North Betty Lane) 3. 03-29-15-12060-003-0060 (2084 Lantana Avenue) 4. 03-29-15-28098-000-0120 (1258 Sedeeva Circle North) 5. 03-29-15-12060-003-0090 (2075 The Mall) 6. 03-29-15-15840-001-0160 (1241 Union Street) Attachment number 4 \nPage 2 of 2 Item # 22 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8553-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real properties whose post office addresses are 1940 North Betty Lane, 1258 Sedeeva Circle North, 1978 North Betty Lane, 2084 Lantana Avenue, 2075 The Mall, and 1241 Union St., all in Clearwater, Florida 33755, together with certain Rights of Way of North Betty Lane, Sedeeva Circle North, and Lantana Avenue, upon annexation into the City of Clearwater, as Residential Urban (RU). SUMMARY: Review Approval: Cover Memo Item # 23 Ordinance No. 8553-14 ORDINANCE NO. 8553-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE FUTURE LAND USE PLAN ELEMENT OF THE COMPREHENSIVE PLAN OF THE CITY, TO DESIGNATE THE LAND USE FOR CERTAIN REAL PROPERTIES LOCATED GENERALLY EAST OF DOUGLAS AVENUE AND WEST OF KINGS HIGHWAY, NORTH OF SUNSET POINT ROAD AND SOUTH OF UNION STREET, CONSISTING OF PORTIONS OF SECTION 03 TOWNSHIP 29 N, RANGE 15 E, WHOSE POST OFFICE ADDRESSES ARE 1940 NORTH BETTY LANE, 1258 SEDEEVA CIRCLE NORTH, 1978 NORTH BETTY LANE, 2084 LANTANA AVENUE, 2075 THE MALL, 1241 UNION STREET, ALL IN CLEARWATER, FLORIDA 33755, TOGETHER WITH CERTAIN RIGHT OF WAYS OF: NORTH BETTY LANE, SEDEEVA CIRCLE NORTH AND LANTANA AVENUE, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS RESIDENTIAL URBAN (RU), PROVIDING AN EFFECTIVE DATE. WHEREAS, the amendment to the future land use plan element of the comprehensive plan of the City as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The future land use plan element of the comprehensive plan of the City of Clearwater is amended by designating the land use category for the hereinafter described property, upon annexation into the City of Clearwater, as follows: Property Land Use Category SEE EXHIBIT A Residential Urban (RU) (ATA2014-01001) The maps attached as Exhibit B and C are hereby incorporated by reference. Section 2. The City Council does hereby certify that this ordinance is consistent with the City’s comprehensive plan. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8552-14. PASSED ON FIRST READING Attachment number 1 \nPage 1 of 2 Item # 23 2 Ordinance No. 8553-14 PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 23 Exhibit A LEGAL DESCRIPTIONS ATA2014 -0100 1 ========================================================================================= No. Parcel ID Legal Description Address 1. 03-29-15-83970-000-0550 Lot 55 1940 North Betty Lane Together with all of abutting Right of Way of North Betty Lane. The above in SOUTH BINGHAMTON PARK subdivision, as recorded in PLAT BOOK 12, PAGE 81, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 2. 03-29-15-28098-000-0120 Lot 12 1258 Sedeeva Circle North 3. 03-29-15-28098-000-0350 Lot 35 1978 North Betty Lane Together with all of the Sedeeva Circle North Right of Way abutting Lot 12. The above in FLORADEL subdivision, as recorded in PLAT BOOK 15, PAGE 7, of the Public Records of Pinellas County, Florida; ========================================================================================= No. Parcel ID Legal Description Address 4. 03-29-15-12060-003-0060 Block C, Lot 6 2084 Lantana Avenue 5. 03-29-15-12060-003-0090 Block C, Lot 9 2075 The Mall Together with all of the Lantana Avenue Right of Way abutting Lot 6, Block C. All the above in BROOKLAWN subdivision, as recorded in PLAT BOOK 13, PAGE 59, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 6. 03-29-15-15840-001-0160 Block A, Lot 16 1241 Union Street All the above in CLEARDUN subdivision, as recorded in PLAT BOOK 13, PAGE 47, of the Public Records of Pinellas County, Florida. Attachment number 2 \nPage 1 of 1 Item # 23 Exhibit B 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 87.7 45 60 4 0 40 40 15 87.7 12060 15840 46998 80388 ABC F G H K L M A B C A B C E TRACT "B" 12 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 1 2 3 4 5 6 7 8 9 10 14 15 16 2021222324 (25) 1 2 10 11 15 16 17 18 19 20 21 22 2324252627282930 15 16 17 18 19 20 21 22 2324252627282930 11 12 13 14 1516 17 1 234 5 6 7 8 9101112 13 14 15 16 17 18 19 20 21222324 25 26 27 28 29 30 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 1 2 3 4 5 6 7 8 9 10 11 12 13 14 151617181920 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 78 9 10 1 2 3 4 5 6 78 9 10 1 2 3 4 5 6 78 9 10 12 8 9 10 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 18 60 63 30 36 50 21060 I J 11 13 14 15 6 9 10 11 1 2 3 5 6 7 8 9 10 1112 13 141516171920212218 1 2 3 4 5 6 7 8 9 1011 95 96 97 98 99 100 77 78 79 80 101102103104105 72737475 76 106 107108 109 110 111 2 3 1 1 1 1 1 DUNEDIN RU RU RU RU RM RU RU RU RM RU UNION ST IDLEWILD DR BETTY LN WOO DL AWN TE R PALM ST THE MALL PO I NSE T TA AV E BERMUDA ST LANTANA AVE 13 3 1 13 1 7 13 4 1 12 4 4 2014 2066 12 7 1 12 6 3 13 3 0 13 2 2 2080 13 4 5 2068 2070 2072 13 1 0 13 0 0 2026 2028 13 1 0 13 0 0 2025 13 2 5 13 1 7 13 0 1 12 9 5 12 8 7 12 8 3 12 7 7 12 7 3 12 6 5 12 6 1 12 5 3 12 4 9 12 4 5 12 4 1 2022 12 9 1 2020 2022 12 6 0 12 5 6 12 5 2 12 4 6 12 6 5 12 6 1 12 5 7 12 4 5 12 4 3 12 9 0 12 8 4 12 8 0 12 6 6 12 9 3 12 4 5 12 8 2 12 8 3 12 6 3 2060 1333 13 2 1 13 2 5 2020 2067 13 3 7 2048 2050 2058 20252021 12 5 5 2088 2040 2044 12 5 9 2077 2076 2063 2049 2057 2084 2071 2077 2081 2075 2079 2071 13 5 3 13 4 9 2000 2049 2053 2067 2080 13 0 9 2071 2079 2083 2047 2048 2052 2063 2065 2069 2010 2019 12 9 1 12 7 1 12 6 7 12 3 5 2024 2028 2030 12 9 6 12 8 6 2021 20272026 12 6 6 12 6 2 12 3 4 12 3 5 12 9 2 12 7 2 12 6 0 12 5 4 12 5 0 12 4 6 12 4 2 2044 12 9 3 12 7 9 12 7 7 12 7 1 12 6 7 12 6 5 12 5 9 12 5 5 12 5 1 12 4 7 12 4 5 12 3 9 12 3 5 12 7 6 12 6 8 12 6 4 12 6 2 12 5 6 12 5 0 12 4 2 12 3 4 12 3 2 2060 2064 2066 12 8 3 12 7 9 12 7 5 12 6 7 12 5 5 12 5 7 12 5 1 12 3 9 12 3 5 12 7 8 12 7 4 12 7 0 12 6 6 12 6 2 12 6 0 12 5 6 12 5 0 12 4 6 12 4 4 12 3 8 12 3 4 12 3 0 12 5 3 12 7 5 12 7 3 12 7 1 12 6 5 12 6 7 12 5 9 12 4 7 12 4 5 12 4 1 12 3 7 12 3 5 1999 1997 2056 2064 2035 20392043 2017 2075 20312015 12 4 4 ½ ON.T.S Future Land Use Map 1 of 2 Owner(s): MULTIPLE OWNERS Case: ATA2014-01001 Site: Idlewild Septic-to-Sewer Project Area: Six lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Property Size(Acres): ROW(Acres): 0.762 0.211 Land Use Zoning PIN: 6 PARCELS - SEE NEXT PAGE From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B RU RU RU Attachment number 3 \nPage 1 of 2 Item # 23 Exhibit B PIN (Address): 1. 03-29-15-83970-000-0550 (1940 North Betty Lane) 2. 03-29-15-28098-000-0350 (1978 North Betty Lane) 3. 03-29-15-12060-003-0060 (2084 Lantana Avenue) 4. 03-29-15-28098-000-0120 (1258 Sedeeva Circle North) 5. 03-29-15-12060-003-0090 (2075 The Mall) 6. 03-29-15-15840-001-0160 (1241 Union Street) Attachment number 3 \nPage 2 of 2 Item # 23 Exhibit C LA K 60 60 60 60 60 60 6060 60 60 80 60 80 38 30 60 60 60 40 60 38 60 60 45 45 60 45 30 40 3 0 40 28098 83 9 7 0 87912 M O O G C 4 6 12 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 12345678910111213 14 15 16 17 18 19 20 21 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38394041424344 45 46 47 48 49 50 51 6 7 8 9 15 16 17 18 7 8 9 10 11 12 13 14 15 16 17 18 1920212223 1234 5 10 11 12 13 14 12 13 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 6 7 1415 1617 1819 2021 2223 2425 2627 2829 3233 3435 3637 3839 4041 4243 4445 4647 49 50 51 52 53 54 55 56 14 5 6 7 12 13 14 5 6 7 8 4 5 6 7 8 22 1 1 1 1 1 1 RU RU RU RU RU R/OS RU RU RU RM RU RU BE T T Y L N STAT E ST WOODLAWN TER SEDEEVA CIR N CHENANGO AVE BERTLAND WAY COLES RD MACOMBER AVE ALOHA LN 12 9 0 1910 1936 1932 1950 1952 12 9 4 12 9 0 12 8 6 12 8 2 12 7 8 12 7 4 1938 1936 1930 1918 1942 1969 13 2 7 19261928 2014 12 2 4 13 1 0 13 0 0 1994 2025 1979 1971 13 2 9 1925 1923 1913 1915 1917 12 1 9 12 1 5 1918 1924 1926 1932 1938 1936 1940 1920 1928 1918 1920 12 8 5 1949 1933 1943 12 3 0 1946 1952 1954 1958 1960 1962 1964 12 8 8 12 8 4 12 8 0 12 7 6 12 7 4 1974 12 8 7 12 7 9 12 7 5 12 7 3 12 7 1 1961 1963 12 5 5 12 5 1 12 3 7 1239 1278 1276 1274 1272 1270 1268 1266 1264 1260 1256 1244 1240 1236 1234 1230 12 9 5 12 9 1 12 8 7 12 8 3 12 7 7 12 7 3 12 7 1 12 6 7 12 6 5 12 6 1 12 5 3 12 4 9 12 4 5 12 4 1 12 3 5 12 3 1 12 2 5 12 5 2 12 4 6 1981 1987 12 2 4 12 3 1 12 2 6 12 2 0 12 1 6 12 3 3 12 2 5 12 3 2 12 2 6 12 2 1 12 2 9 12 3 3 12 3 7 12 7 3 12 9 5 12 4 4 1940 12 9 5 1992 1927 13 1935 1921 1919 1927 1931 1933 1937 12 8 7 1940 1944 1921 1923 1925 1927 1929 1937 1941 12 8 9 12 8 1 12 7 7 1947 1978 12 8 3 12 6 7 1969 1245 1249 1251 1257 1261 1258 12 9 6 12 8 6 12 12 6 12 6 0 12 5 6 12 3 12 3 4 1999 1997 1996 1995 17 12 1 8 12 1 6 12 2 3 12 2 2 12 4 4 ON.T.S Future Land Use Map 2 of 2 Owner(s): MULTIPLE OWNERS Case: ATA2014-01001 Site: Idlewild Septic-to-Sewer Project Area: Six lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Property Size(Acres): ROW(Acres): 0.762 0.211 Land Use Zoning PIN: 6 PARCELS - SEE NEXT PAGE From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B RU RU RU Attachment number 4 \nPage 1 of 2 Item # 23 Exhibit C PIN (Address): 1. 03-29-15-83970-000-0550 (1940 North Betty Lane) 2. 03-29-15-28098-000-0350 (1978 North Betty Lane) 3. 03-29-15-12060-003-0060 (2084 Lantana Avenue) 4. 03-29-15-28098-000-0120 (1258 Sedeeva Circle North) 5. 03-29-15-12060-003-0090 (2075 The Mall) 6. 03-29-15-15840-001-0160 (1241 Union Street) Attachment number 4 \nPage 2 of 2 Item # 23 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8554-14 on second reading, amending the Zoning Atlas of the city by zoning certain real properties whose post office addresses are 1940 North Betty Lane, 1258 Sedeeva Circle North, 1978 North Betty Lane, 2084 Lantana Avenue, 2075 The Mall, and 1241 Union St., all in Clearwater, Florida 33755, together with certain Rights of Way of North Betty Lane, Sedeeva Circle North, and Lantana Avenue, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). SUMMARY: Review Approval: Cover Memo Item # 24 Ordinance No. 8554.14 ORDINANCE NO. 8554-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE ZONING ATLAS OF THE CITY BY ZONING CERTAIN REAL PROPERTIES LOCATED GENERALLY EAST OF DOUGLAS AVENUE AND WEST OF KINGS HIGHWAY, NORTH OF SUNSET POINT ROAD AND SOUTH OF UNION STREET, CONSISTING OF PORTIONS OF SECTION 03 TOWNSHIP 29 N, RANGE 15 E, WHOSE POST OFFICE ADDRESSES ARE 1940 NORTH BETTY LANE, 1258 SEDEEVA CIRCLE NORTH, 1978 NORTH BETTY LANE, 2084 LANTANA AVENUE, 2075 THE MALL, 1241 UNION STREET, ALL IN CLEARWATER, FLORIDA 33755, TOGETHER WITH CERTAIN RIGHT OF WAYS OF: NORTH BETTY LANE, SEDEEVA CIRCLE NORTH AND LANTANA AVENUE, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS LOW MEDIUM DENSITY RESIDENTAL (LMDR); PROVIDING AN EFFECTIVE DATE. WHEREAS, the assignment of a zoning district classification as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following described property located in Pinellas County, Florida, is hereby zoned as indicated upon annexation into the City of Clearwater, and the zoning atlas of the City is amended, as follows: The maps attached as Exhibit B and C are hereby incorporated by reference. Section 2. The City Engineer is directed to revise the zoning atlas of the City in accordance with the foregoing amendment. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8552-14. PASSED ON FIRST READING Property Zoning District SEE ATTACHED EXHIBIT A Low Medium Density Residential (LMDR) (ATA2014-01001) Attachment number 1 \nPage 1 of 2 Item # 24 2 Ordinance No. 8554-14 PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 24 Exhibit A LEGAL DESCRIPTIONS ATA2014 -0100 1 ========================================================================================= No. Parcel ID Legal Description Address 1. 03-29-15-83970-000-0550 Lot 55 1940 North Betty Lane Together with all of abutting Right of Way of North Betty Lane. The above in SOUTH BINGHAMTON PARK subdivision, as recorded in PLAT BOOK 12, PAGE 81, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 2. 03-29-15-28098-000-0120 Lot 12 1258 Sedeeva Circle North 3. 03-29-15-28098-000-0350 Lot 35 1978 North Betty Lane Together with all of the Sedeeva Circle North Right of Way abutting Lot 12. The above in FLORADEL subdivision, as recorded in PLAT BOOK 15, PAGE 7, of the Public Records of Pinellas County, Florida; ========================================================================================= No. Parcel ID Legal Description Address 4. 03-29-15-12060-003-0060 Block C, Lot 6 2084 Lantana Avenue 5. 03-29-15-12060-003-0090 Block C, Lot 9 2075 The Mall Together with all of the Lantana Avenue Right of Way abutting Lot 6, Block C. All the above in BROOKLAWN subdivision, as recorded in PLAT BOOK 13, PAGE 59, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 6. 03-29-15-15840-001-0160 Block A, Lot 16 1241 Union Street All the above in CLEARDUN subdivision, as recorded in PLAT BOOK 13, PAGE 47, of the Public Records of Pinellas County, Florida. Attachment number 2 \nPage 1 of 1 Item # 24 Exhibit B 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 87.7 45 60 40 40 40 15 87.7 12060 15840 46998 80388 ABC F G H K L M M A B C A B C E TRACT "B" 12 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 1 2 3 4 5 6 7 8 9 14 15 16 21222324 (25) 1 2 10 11 14 15 16 17 18 19 20 21 22 232425262728293031 14 15 16 17 18 19 20 21 22 232425262728293031 10 11 12 13 14 1516 17 1 234 5 6 7 8 9101112 13 14 15 16 17 18 19 20 21222324 25 26 27 28 29 30 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 1 2 3 4 5 6 7 8 9 10 11 12 13 14 151617181920 21 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 78 9 10 1 2 3 4 5 6 78 9 10 1 2 3 4 5 6 78 9 10 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 18 60 63 30 36 50 210 I J 11 13 14 15 16 9 10 11 1 2 3 5 6 7 8 9 10 1112 13 141516171920212218 1 2 3 4 5 6 7 8 9 1011 97 98 99 100 77 78 79 80 101102103104105 72737475 76 106 107108 109 110 111 2 3 1 1 1 1 1 DUNEDIN UNION ST IDLEWILD DR BETTY LN WOODLAWN TER PALM ST THE MALL PO I NSE T TA AV E BERMUDA ST LANTANA AVE LMDR MDR LMDR 13 3 1 13 2 1 13 2 5 13 1 7 12 4 4 13 3 0 13 2 2 13 0 9 2083 13 1 0 13 0 0 13 1 0 2025 13 2 5 13 1 7 12 9 5 12 8 7 12 8 3 12 7 7 12 7 3 12 7 1 12 6 7 12 6 5 12 6 1 12 5 3 12 4 9 12 4 5 12 4 1 12 3 5 12 9 1 12 9 6 2020 12 6 0 12 5 6 12 5 2 12 4 6 12 6 5 12 9 0 12 8 4 12 8 0 12 7 2 12 9 3 12 8 2 12 8 3 133 3 LMDR LMDR 2020 2067 13 4 1 13 3 7 2048 2050 2058 20252021 12 5 5 2088 2040 2044 2014 2066 12 5 9 12 7 1 12 6 3 2077 2076 2063 2049 2057 2080 2084 2071 2077 2081 13 4 5 207 207 207 13 4 9 2000 2049 2053 2067 2068 2070 2072 2080 2071 2079 2047 2048 2052 2063 2065 2069 2010 2026 2028 13 0 0 201913 0 1 12 9 1 2022 2024 2028 2030 12 8 6 2021 2027 2022 2026 12 6 6 12 6 2 12 3 4 12 6 1 12 5 7 12 4 5 12 4 3 12 3 5 12 9 2 12 6 6 12 6 0 12 5 4 12 5 0 12 4 6 12 4 2 12 3 1 204412 9 3 12 7 9 12 7 7 12 7 1 12 6 7 12 6 5 12 5 9 12 5 5 12 5 1 12 4 7 12 4 5 12 3 9 12 3 5 12 7 6 12 6 8 12 6 4 12 6 2 12 5 6 12 5 0 12 4 2 12 3 4 12 3 2 2060 2064 206612 8 3 12 7 9 12 7 5 12 6 7 12 5 5 12 5 7 12 5 1 12 4 5 12 3 9 12 3 5 12 3 3 12 7 8 12 7 4 12 7 0 12 6 6 12 6 2 12 6 0 12 5 6 12 5 0 12 4 6 12 4 4 12 3 8 12 3 4 12 3 0 12 5 3 12 7 5 12 7 3 12 7 1 12 6 5 12 6 7 12 6 3 12 5 9 12 4 7 12 4 5 12 4 1 12 3 7 12 3 5 1999 1997 2060 2056 2064 2035 20392043 2017 2075 2031 2 0 1 5 12 4 4 ½ ON.T.S Zoning Map 1 of 2 Owner(s): MULTIPLE OWNERS Case: ATA2014-01001 Site: Idlewild Septic-to-Sewer Project Area: Six lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Property Size(Acres): ROW(Acres): 0.762 0.211 Land Use Zoning PIN: 6 PARCELS - SEE NEXT PAGE From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B LMDR LM D R Attachment number 3 \nPage 1 of 2 Item # 24 Exhibit B PIN (Address): 1. 03-29-15-83970-000-0550 (1940 North Betty Lane) 2. 03-29-15-28098-000-0350 (1978 North Betty Lane) 3. 03-29-15-12060-003-0060 (2084 Lantana Avenue) 4. 03-29-15-28098-000-0120 (1258 Sedeeva Circle North) 5. 03-29-15-12060-003-0090 (2075 The Mall) 6. 03-29-15-15840-001-0160 (1241 Union Street) Attachment number 3 \nPage 2 of 2 Item # 24 Exhibit C LAKE 60 60 60 60 60 60 6060 60 60 80 60 80 38 30 60 60 60 40 60 38 60 60 45 45 60 45 30 40 3 0 40 28098 83 9 7 0 87912 M O O G C 4 5 6 11 12 5 6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 12345678910111213 14 15 16 17 18 19 20 21 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38394041424344 45 46 47 48 49 50 51 7 8 9 16 17 18 7 8 9 10 11 12 13 14 15 16 17 18 19202122 1234 5 10 11 12 13 14 12 13 2122 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 6 7 8 15 1617 1819 2021 2223 2425 2627 2829 3435 3637 3839 4041 4243 4445 4647 50 51 52 53 54 55 56 5 6 7 13 14 6 7 8 4 5 6 7 8 22 1 1 1 1 1 1 BE T T Y L N STAT E ST SEDEEVA CIR N CHENANGO AVE BERTLAND WAY COLES RD MACOMBER AVE ALOHA LN LMDR OS/R LMDR MDR 12 9 0 1950 1952 12 9 4 12 9 0 12 8 6 1942 1969 13 2 7 12 4 4 1928 2014 12 2 4 13 1 0 13 0 0 2025 1979 1971 13 2 9 1927 1925 1923 1913 1915 19 17 12 1 9 1918 1924 1926 1932 1938 1936 1940 1920 1928 1920 1947 1949 19 33 1943 12 3 0 1946 1952 1954 1958 1960 1962 1964 12 8 8 12 8 4 12 8 0 12 7 6 12 7 4 12 8 7 12 7 9 12 7 5 12 7 3 12 7 1 12 6 7 1961 196912 5 5 12 5 1 12 3 7 1239 1278 1276 1274 1272 1270 1268 1266 1264 1260 1256 1244 1240 1236 1234 1230 12 9 5 12 9 1 12 8 7 12 8 3 12 7 7 12 7 3 12 7 1 12 6 7 12 5 3 12 4 9 12 4 5 12 4 1 12 3 5 12 3 1 12 2 5 12 9 6 12 6 0 12 5 6 12 5 2 12 4 6 1981 12 1 6 12 3 1 12 2 6 12 2 0 12 3 3 12 2 5 12 3 2 12 2 6 12 2 9 12 3 3 12 3 7 LMDR LMDR 1936 1932 12 8 2 12 7 8 12 7 4 12 7 3 1938 1936 1930 1918 12 9 5 1940 1926 12 9 5 2010 1992 1994 12 1 5 1935 1921 1919 1927 1931 1933 1937 12 8 7 1940 1944 1921 1923 1925 1927 1929 1937 1941 12 8 9 12 8 5 12 8 1 12 7 7 1978 1974 12 8 3 1963 1245 1249 1251 1257 1261 1258 12 6 5 12 6 1 2022 12 8 6 12 6 6 12 6 2 12 3 2 12 3 4 1999 1997 1987 1996 1995 7 12 2 4 12 1 8 12 1 6 2 0 12 4 4 ½ ON.T.S Zoning Map 2 of 2 Owner(s): MULTIPLE OWNERS Case: ATA2014-01001 Site: Idlewild Septic-to-Sewer Project Area: Six lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Property Size(Acres): ROW(Acres): 0.762 0.211 Land Use Zoning PIN: 6 PARCELS - SEE NEXT PAGE From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B LMDR LMDR LM D R Attachment number 4 \nPage 1 of 2 Item # 24 Exhibit C PIN (Address): 1. 03-29-15-83970-000-0550 (1940 North Betty Lane) 2. 03-29-15-28098-000-0350 (1978 North Betty Lane) 3. 03-29-15-12060-003-0060 (2084 Lantana Avenue) 4. 03-29-15-28098-000-0120 (1258 Sedeeva Circle North) 5. 03-29-15-12060-003-0090 (2075 The Mall) 6. 03-29-15-15840-001-0160 (1241 Union Street) Attachment number 4 \nPage 2 of 2 Item # 24 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8555-14 on second reading, annexing certain real property whose post office address is 3119 Johns Parkway into the corporate limits of the city and redefining the boundary lines of the city to include said addition. SUMMARY: Review Approval: Cover Memo Item # 25 Ordinance No. 8555-14 ORDINANCE NO. 8555-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, ANNEXING CERTAIN REAL PROPERTY LOCATED ON THE SOUTH SIDE OF JOHNS PARKWAY, APPROXIMATELY 360 FEET EAST OF MCMULLEN-BOOTH ROAD (COUNTY ROAD 611), CONSISTING OF LOT 3, JOHNS PARKWAY SUBDIVISION, WHOSE POST OFFICE ADDRESS IS 3119 JOHNS PARKWAY, CLEARWATER, FLORIDA 33759, TOGETHER WITH ALL ABUTTING RIGHT OF WAY OF JOHNS PARKWAY, INTO THE CORPORATE LIMITS OF THE CITY, AND REDEFINING THE BOUNDARY LINES OF THE CITY TO INCLUDE SAID ADDITION; PROVIDING AN EFFECTIVE DATE. WHEREAS, the owner of the real property described herein and depicted on the map attached hereto as Exhibit A has petitioned the City of Clearwater to annex the property into the City pursuant to Section 171.044, Florida Statutes, and the City has complied with all applicable requirements of Florida law in connection with this ordinance; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following-described property is hereby annexed into the City of Clearwater and the boundary lines of the City are redefined accordingly: Lot 3, Johns Parkway subdivision, according to the map or plat thereof, as recorded in the Plat Book 29, Page 41, Public Records of Pinellas County, Florida; Together with all abutting Right of Way of Johns Parkway. (ANX2014-02004) The map attached as Exhibit A is hereby incorporated by reference. Section 2. The provisions of this ordinance are found and determined to be consistent with the City of Clearwater Comprehensive Plan. The City Council hereby accepts the dedication of all easements, parks, rights-of-way and other dedications to the public, which have heretofore been made by plat, deed or user within the annexed property. The City Engineer, the City Clerk and the Planning and Development Director are directed to include and show the property described herein upon the official maps and records of the City. Section 3. This ordinance shall take effect immediately upon adoption. The City Clerk shall file certified copies of this ordinance, including the map attached hereto, with the Clerk of the Circuit Court and with the County Administrator of Pinellas County, Florida, within 7 days after adoption, and shall file a certified copy with the Florida Department of State within 30 days after adoption. PASSED ON FIRST READING Attachment number 1 \nPage 1 of 2 Item # 25 2 Ordinance No. 8555-14 PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 25 Exhibit A 30 50 211 40 30 304040 3040 200 40 20 20 30 3030 30 24 24 05155 2242822410 44172 83843 04902 * 17519 * 1 234 1 2 345 6 7 8 95 6 78 1 2 3101112131415161718 2 3 4 5 6 7 8 9 1012 123 45 67 8 9101112 1314 151617 18 19 20 21 22 1 2 3 4 56 24/01 5.69 21/1021/11 21/12 21/13 21/14 21/15 A C(C) 2 1 2 1 DOWNING ST JOHNS PKWY McMULLEN-BOOTH RD OYSTER BAYOU WAY 25 123 3136 3128 31 0 9 31 1 1 31 0 8 31 0 7 31 0 5 31 0 1 31 1 4 31 1 5 31 4 0 31 6 1 31 6 3 31 5 5 31 4 7 31 4 5 31 3 7 31 3 3 31 2 9 31 2 7 31 2 5 31 0 9 31 0 1 31 3 5 31 4 3 31 2 3 31 2 7 31 3 9 31 4 4 31 4 8 31 4 6 31 0 8 316 0 31 2 0 316 2 31 3 0 31 5 2 31 3 6 31 3 2 31 5 4 31 2 6 201 31 1 8 31 0 3 31 1 9 31 3 1 31 0 7 31 0 1 3112 3118 31 0 6 31 0 7 31 0 5 31 1 9 31 1 7 31 1 1 31 1 3 31 0 9 31 1 5 3135 3127 3131 3129 3125 313331 0 6 31 1 0 31 0 8 31 1 2 31 2 0 31 1 6 31 1 8 31 1 4 31 3 1 31 0 0 31 5 8 -N o t t o S c a l e - -N o t a S u r v e y - Proposed Annexation Map Owner(s): R. Benjamin & Amber M. Radjeski Case: ANX2014-02004 Site: 3119 Johns Parkway Property Size: Right-of-way: 0.241 acres 0.052 acres Land Use Zoning PIN: 16-29-16-44172-000-0030 From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 292A Attachment number 2 \nPage 1 of 1 Item # 25 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8556-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office address is 3119 Johns Parkway, upon annexation into the City of Clearwater, as Residential Urban (RU). SUMMARY: Review Approval: Cover Memo Item # 26 Ordinance No. 8556-14 ORDINANCE NO. 8556-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE FUTURE LAND USE PLAN ELEMENT OF THE COMPREHENSIVE PLAN OF THE CITY, TO DESIGNATE THE LAND USE FOR CERTAIN REAL PROPERTY LOCATED ON THE SOUTH SIDE OF JOHNS PARKWAY, APPROXIMATELY 360 FEET EAST OF MCMULLEN-BOOTH ROAD (COUNTY ROAD 611), CONSISTING OF LOT 3, JOHNS PARKWAY SUBDIVISION, WHOSE POST OFFICE ADDRESS IS 3119 JOHNS PARKWAY, CLEARWATER, FLORIDA 33759, TOGETHER WITH ALL ABUTTING RIGHT OF WAY OF JOHNS PARKWAY, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS RESIDENTIAL URBAN (RU) PROVIDING AN EFFECTIVE DATE. WHEREAS, the amendment to the future land use plan element of the comprehensive plan of the City as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The future land use plan element of the comprehensive plan of the City of Clearwater is amended by designating the land use category for the hereinafter described property, upon annexation into the City of Clearwater, as follows: Property Land Use Category Lot 3, Johns Parkway subdivision, according to the map or plat thereof, as recorded in the Plat Book 29, Page 41, Public Records of Pinellas County, Florida; Together with all abutting Right of Way of Johns Parkway. Residential Urban (RU) (ANX2014-02004) The map attached as Exhibit A is hereby incorporated by reference. Section 2. The City Council does hereby certify that this ordinance is consistent with the City’s comprehensive plan. Attachment number 1 \nPage 1 of 2 Item # 26 2 Ordinance No. 8556-14 Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8555-14. PASSED ON FIRST READING PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 26 Exhibit A 30 50 211 40 30 304040 3040 200 40 20 20 30 3030 30 24 24 05155 2242822410 44172 83843 04902 * 17519 * 1 234 1 2 345 6 7 8 95 6 78 1 2 3101112131415161718 2 3 4 5 6 7 8 9 1012 123 45 67 8 9101112 1314 151617 18 19 20 21 22 1 2 3 4 56 24/01 5.69 21/1021/11 21/12 21/13 21/14 21/15 A C(C) 2 1 2 1 RU RLM RU RU RM R/OL DOWNING ST JOHNS PKWY McMULLEN-BOOTH RD OYSTER BAYOU WAY 25 123 3136 3128 31 0 9 31 1 1 31 0 8 31 0 7 31 0 5 31 0 1 31 1 4 31 1 5 31 4 0 31 6 1 31 6 3 31 5 5 31 4 7 31 4 5 31 3 7 31 3 3 31 2 9 31 2 7 31 0 9 31 0 1 31 3 5 31 4 3 31 2 3 31 2 7 31 3 9 31 4 4 31 4 8 31 4 6 31 0 8 316 0 31 2 0 316 2 31 3 0 31 5 2 31 3 6 31 5 4 31 2 6 201 31 1 8 31 0 3 31 1 9 31 2 5 31 3 1 31 0 7 31 0 1 3112 3118 31 0 6 31 0 7 31 0 5 31 1 9 31 1 7 31 1 1 31 1 3 31 0 9 31 1 5 3135 3127 3131 3129 3125 313331 0 6 31 1 0 31 0 8 31 1 2 31 2 0 31 1 6 31 1 8 31 1 4 31 3 1 31 0 0 31 5 8 31 3 2 -N o t t o S c a l e - -N o t a S u r v e y - Future Land Use Map Owner(s): R. Benjamin & Amber M. Radjeski Case: ANX2014-02004 Site: 3119 Johns Parkway Property Size: Right-of-way: 0.241 acres 0.052 acres Land Use Zoning PIN: 16-29-16-44172-000-0030 From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 292A RU Attachment number 2 \nPage 1 of 1 Item # 26 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8557-14 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office address is 3119 Johns Parkway, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). SUMMARY: Review Approval: Cover Memo Item # 27 Ordinance No. 8557-14 ORDINANCE NO. 8557-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE ZONING ATLAS OF THE CITY BY ZONING CERTAIN REAL PROPERTY LOCATED ON THE SOUTH SIDE OF JOHNS PARKWAY, APPROXIMATELY 360 FEET EAST OF MCMULLEN- BOOTH ROAD (COUNTY ROAD 611), CONSISTING OF LOT 3, JOHNS PARKWAY SUBDIVISION, WHOSE POST OFFICE ADDRESS IS 3119 JOHNS PARKWAY, CLEARWATER, FLORIDA 33759, TOGETHER WITH ALL ABUTTING RIGHT OF WAY OF JOHNS PARKWAY, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS LOW MEDIUM DENSITY RESIDENTIAL (LMDR); PROVIDING AN EFFECTIVE DATE. WHEREAS, the assignment of a zoning district classification as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following described property located in Pinellas County, Florida, is hereby zoned as indicated upon annexation into the City of Clearwater, and the zoning atlas of the City is amended, as follows: The map attached as Exhibit A is hereby incorporated by reference. Section 2. The City Engineer is directed to revise the zoning atlas of the City in accordance with the foregoing amendment. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8555-14. PASSED ON FIRST READING Property Zoning District Lot 3, Johns Parkway subdivision, according to the map or plat thereof, as recorded in the Plat Book 29, Page 41, Public Records of Pinellas County, Florida; Together with all abutting Right of Way of Johns Parkway. Low Medium Density Residential (LMDR) (ANX2014-02004) Attachment number 1 \nPage 1 of 2 Item # 27 2 Ordinance No. 8557-14 PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 27 Exhibit A 30 50 211 40 30 304040 3040 200 40 20 20 30 3030 30 24 24 05155 2242822410 44172 83843 04902 * 17519 * 1 234 1 2 345 6 7 8 95 6 78 1 2 3101112131415161718 2 3 4 5 6 7 8 9 1012 123 45 67 8 9101112 1314 151617 18 19 20 21 22 1 2 3 4 56 24/01 5.69 21/1021/11 21/12 21/13 21/14 21/15 A C(C) 2 1 2 1 DOWNING ST JOHNS PKWY McMULLEN-BOOTH RD OYSTER BAYOU WAY I LMDR MHP MDRO LMDR LMDR LMDR 25 123 3136 3128 31 0 9 31 1 1 31 0 8 31 0 7 31 0 5 31 1 4 31 1 5 31 4 0 31 6 1 31 6 3 31 5 5 31 4 7 31 3 7 31 3 3 31 2 9 31 2 7 31 2 5 31 0 9 31 0 1 31 3 5 31 4 3 31 2 3 31 2 7 31 3 9 31 4 4 31 0 8 316 0 31 2 0 316 2 31 3 6 31 5 4 31 2 6LMDR LMDR 201 31 1 8 31 0 3 31 0 1 31 1 9 31 4 5 31 3 1 31 0 7 31 0 1 3112 3118 31 0 6 31 0 7 31 0 5 31 1 9 31 1 7 31 1 1 31 1 3 31 0 9 31 1 5 3135 3127 3131 3129 3125 313331 0 6 31 1 0 31 0 8 31 1 2 31 2 0 31 1 6 31 1 8 31 1 4 31 3 1 31 0 0 31 4 8 31 4 6 31 5 8 31 3 0 31 5 2 31 3 2 -N o t t o S c a l e - -N o t a S u r v e y - Zoning Map Owner(s): R. Benjamin & Amber M. Radjeski Case: ANX2014-02004 Site: 3119 Johns Parkway Property Size: Right-of-way: 0.241 acres 0.052 acres Land Use Zoning PIN: 16-29-16-44172-000-0030 From : To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 292A LMDR MDR MDR MDR Attachment number 2 \nPage 1 of 1 Item # 27 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8561-14 on second reading, annexing certain real property whose post office addresses are 1942 North Betty Lane, 1996 North Betty Lane, and 1235 Palm Street, all in Clearwater, Florida 33755, together with certain right of way of North Betty Lane located south of State Street, into the corporate limits of the city and redefining the boundary lines of the city to include said addition. SUMMARY: Review Approval: Cover Memo Item # 28 Ordinance No. 8561-14 ORDINANCE NO. 8561-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, ANNEXING CERTAIN REAL PROPERTY LOCATED GENERALLY EAST OF DOUGLAS AVENUE AND WEST OF KINGS HIGHWAY, NORTH OF SUNSET POINT ROAD AND SOUTH OF UNION STREET, CONSISTING OF PORTIONS OF SECTION 03 TOWNSHIP 29 N, RANGE 15 E, WHOSE POST OFFICE ADDRESSES ARE 1942 NORTH BETTY LANE, 1996 NORTH BETTY LANE, 1235 PALM STREET, ALL IN CLEARWATER, FLORIDA 33755, TOGETHER WITH CERTAIN RIGHT OF WAY OF NORTH BETTY LANE, LOCATED SOUTH OF STATE STREET, INTO THE CORPORATE LIMITS OF THE CITY, AND REDEFINING THE BOUNDARY LINES OF THE CITY TO INCLUDE SAID ADDITION; PROVIDING AN EFFECTIVE DATE. WHEREAS, the owners of the real properties described herein and depicted on the maps attached hereto as Exhibit B and C have petitioned the City of Clearwater to annex the properties into the City pursuant to Section 171.044, Florida Statutes, and the City has complied with all applicable requirements of Florida law in connection with this ordinance; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following-described properties are hereby annexed into the City of Clearwater and the boundary lines of the City are redefined accordingly: See attached Exhibit A (ANX2014-02006) The maps attached as Exhibit B and C are hereby incorporated by reference. Section 2. The provisions of this ordinance are found and determined to be consistent with the City of Clearwater Comprehensive Plan. The City Council hereby accepts the dedication of all easements, parks, rights-of-way and other dedications to the public, which have heretofore been made by plat, deed or user within the annexed property. The City Engineer, the City Clerk and the Planning and Development Director are directed to include and show the property described herein upon the official maps and records of the City. Section 3. This ordinance shall take effect immediately upon adoption. The City Clerk shall file certified copies of this ordinance, including the map attached hereto, with the Clerk of the Circuit Court and with the County Administrator of Pinellas County, Florida, within 7 days after adoption, and shall file a certified copy with the Florida Department of State within 30 days after adoption. Attachment number 1 \nPage 1 of 2 Item # 28 2 Ordinance No. 8561-14 PASSED ON FIRST READING PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 28 Exhibit A LEGAL DESCRIPTIONS ANX2014 -02006 ========================================================================================= No. Parcel ID Legal Description Address 1. 03-29-15-83970-000-0560 The East One-Half of Lot 56 1942 North Betty Lane Together with all of abutting Right of Way of North Betty Lane. The above in SOUTH BINGHAMTON PARK subdivision, as recorded in PLAT BOOK 12, PAGE 81, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 2. 03-29-15-12060-015-0030 Block O, Lot 3 1996 N Betty Lane The above in BROOKLAWN subdivision, as recorded in PLAT BOOK 13, PAGE 59, of the Public Records of Pinellas County, Florida; ========================================================================================= No. Parcel ID Legal Description Address 3. 03-29-15-15840-002-0150 Block B, Lot 15 1235 Palm Street All the above in CLEARDUN subdivision, as recorded in PLAT BOOK 13, PAGE 47, of the Public Records of Pinellas County, Florida. Attachment number 2 \nPage 1 of 1 Item # 28 Exhibit B Proposed Annexation Map 1 of 2 Owner MULTIPLE OWNERS Case: ANX2014-02006 Site: Idlewild Septic-to-Sewer Project Area: Three lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Total Property Size: Right of Way Size: 0.329 acres 0.091 acres Land Use Zoning PIN: Parcels—see next page From: To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B Attachment number 3 \nPage 1 of 2 Item # 28 Exhibit B PIN (Address): 1. 03-29-15-83970-000-0560 (1942 N. Betty Lane) 2. 03-29-15-12060-015-0030 (1996 N. Betty Lane) 3. 03-29-15-15840-002-0150 (1235 Palm Street) Attachment number 3 \nPage 2 of 2 Item # 28 Exhibit C Proposed Annexation Map 2 of 2 Owner MULTIPLE OWNERS Case: ANX2014-02006 Site: Idlewild Septic-to-Sewer Project Area: Three lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Total Property Size: Right of Way Size: 0.329 acres 0.091 acres Land Use Zoning PIN: Parcels—see next page From: To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B Attachment number 4 \nPage 1 of 2 Item # 28 Exhibit C PIN (Address): 1. 03-29-15-83970-000-0560 (1942 N. Betty Lane) 2. 03-29-15-12060-015-0030 (1996 N. Betty Lane) 3. 03-29-15-15840-002-0150 (1235 Palm Street) Attachment number 4 \nPage 2 of 2 Item # 28 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8562-14 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office addresses are 1942 North Betty Lane, 1996 North Betty Lane, and 1235 Palm Street, all in Clearwater, Florida 33755, together with certain right of way of North Betty Lane located south of State Street, upon annexation into the City of Clearwater, as Residential Urban (RU). SUMMARY: Review Approval: Cover Memo Item # 29 Ordinance No. 8562-14 ORDINANCE NO. 8562-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE FUTURE LAND USE PLAN ELEMENT OF THE COMPREHENSIVE PLAN OF THE CITY, TO DESIGNATE THE LAND USE FOR CERTAIN REAL PROPERTY LOCATED GENERALLY EAST OF DOUGLAS AVENUE AND WEST OF KINGS HIGHWAY, NORTH OF SUNSET POINT ROAD AND SOUTH OF UNION STREET, CONSISTING OF PORTIONS OF SECTION 03 TOWNSHIP 29 N, RANGE 15 E, WHOSE POST OFFICE ADDRESSES ARE 1942 NORTH BETTY LANE, 1996 NORTH BETTY LANE, 1235 PALM STREET, ALL IN CLEARWATER, FLORIDA 33755, TOGETHER WITH CERTAIN RIGHT OF WAY OF NORTH BETTY LANE, LOCATED SOUTH OF STATE STREET, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS RESIDENTAL URBAN (RU); PROVIDING AN EFFECTIVE DATE. WHEREAS, the amendment to the future land use plan element of the comprehensive plan of the City as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The future land use plan element of the comprehensive plan of the City of Clearwater is amended by designating the land use category for the hereinafter described property, upon annexation into the City of Clearwater, as follows: Property Land Use Category SEE EXHIBIT A RESIDENTIAL URBAN (RU) (ANX2014-02006) The map attached as Exhibit B and C is hereby incorporated by reference. Section 2. The City Council does hereby certify that this ordinance is consistent with the City’s comprehensive plan. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8561-14. Attachment number 1 \nPage 1 of 2 Item # 29 2 Ordinance No. 8562-14 PASSED ON FIRST READING PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 29 Exhibit A LEGAL DESCRIPTIONS ANX2014 -02006 ========================================================================================= No. Parcel ID Legal Description Address 1. 03-29-15-83970-000-0560 The East One-Half of Lot 56 1942 North Betty Lane Together with all of abutting Right of Way of North Betty Lane. The above in SOUTH BINGHAMTON PARK subdivision, as recorded in PLAT BOOK 12, PAGE 81, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 2. 03-29-15-12060-015-0030 Block O, Lot 3 1996 N Betty Lane The above in BROOKLAWN subdivision, as recorded in PLAT BOOK 13, PAGE 59, of the Public Records of Pinellas County, Florida; ========================================================================================= No. Parcel ID Legal Description Address 3. 03-29-15-15840-002-0150 Block B, Lot 15 1235 Palm Street All the above in CLEARDUN subdivision, as recorded in PLAT BOOK 13, PAGE 47, of the Public Records of Pinellas County, Florida. Attachment number 2 \nPage 1 of 1 Item # 29 Exhibit B Future Land Use Map 1 of 2 Owner MULTIPLE OWNERS Case: ANX2014-02006 Site: Idlewild Septic-to-Sewer Project Area: Three lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Total Property Size: Right of Way Size: 0.329 acres 0.091 acres Land Use Zoning PIN: Parcels—see next page From: To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B 50 50 66 60 60 60 15840 80388 A B C A 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 2324252627282930313233343536 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 2324252627282930313233343536 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 18 60 60E J 1 2 3 4 5 6 7 8 9 10 11 1 2 3 4 5 1 2 1 1 1 1 DUNEDIN RU RU RU PALM ST UNION ST BERMUDA ST DO U G L A S A V E 12 5 5 12 5 9 12 6 3 12 7 2 12 6 6 12 6 0 12 5 4 12 4 6 12 4 2 12 2 6 12 2 2 12 2 0 12 1 0 12 3 1 12 6 5 12 5 9 12 5 5 12 5 1 12 4 7 12 4 5 12 3 9 12 3 5 12 2 5 12 2 1 12 1 7 12 1 1 12 0 1 12 6 4 12 6 2 12 4 2 12 3 4 12 2 8 12 2 0 12 1 6 12 1 2 12 0 6 12 5 5 12 5 7 12 5 1 12 4 5 12 3 9 12 3 3 12 3 1 12 2 1 12 1 5 12 1 1 12 0 9 12 6 2 12 6 0 12 5 6 12 5 0 12 2 4 12 2 2 12 2 0 12 1 2 12 0 6 12 5 3 2077 2063 12 6 3 12 5 9 12 4 7 12 4 5 12 4 1 12 3 7 12 2 7 12 1 5 12 1 1 12 0 7 11 9 9 T r a f 2030 12 5 0 2031 12 5 6 12 5 0 12 3 2 2049 12 3 5 12 4 6 12 4 4 12 3 8 12 3 4 12 3 0 12 3 5 12 2 3 12 1 9 2061 -N o t t o S c a l e - -N o t a S u r v e y - RU Attachment number 3 \nPage 1 of 2 Item # 29 Exhibit B PIN (Address): 1. 03-29-15-83970-000-0560 (1942 N. Betty Lane) 2. 03-29-15-12060-015-0030 (1996 N. Betty Lane) 3. 03-29-15-15840-002-0150 (1235 Palm Street) Attachment number 3 \nPage 2 of 2 Item # 29 Exhibit C Future Land Use Map 2 of 2 Owner MULTIPLE OWNERS Case: ANX2014-02006 Site: Idlewild Septic-to-Sewer Project Area: Three lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Total Property Size: Right of Way Size: 0.329 acres 0.091 acres Land Use Zoning PIN: Parcels—see next page From: To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B LAKE 60 60 60 60 60 60 60 60 60 38 30 60 60 60 38 60 60 45 45 60 45 4 0 60 30 60 40 3 0 4 0 40 28098 83 9 7 0 M O O P C 4 TRACT "B" 6 12 5 (25) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 6 7 8 9 10 11 12345678910111213 14 15 16 17 18 19 20 21 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38394041424344 45 46 47 48 49 50 51 11 12 13 14 15 16 17 18 1 2 3 4 5 10 11 12 13 14 1112 18 13 11 12 13 14 15 16 17 18 19 20 21 22 23 24 6 7 1415 1617 1819 2021 2223 2425 2627 2829 3233 3435 3637 3839 4041 4243 4445 4647 49 50 51 52 53 54 55 56 4 5 6 7 8 22 1 1 1 1 1 1 1 OS/R RU RU P RU R/OS RU RU RM RU RM R/OS RU RM RU RU BE T T Y L N STATE ST WOODLAWN TER CH E N A N G O A V E SEDEEVA CIR N BERTLAND WAY MA C O M B E R A V E 12 9 0 1950 1952 12 9 0 12 8 6 12 8 2 12 7 8 12 7 4 1969 13 2 7 2025 1971 13 3 3 13 2 9 1925 1923 1918 1924 1926 1932 1938 1936 1940 1949 1946 1952 1954 1958 1960 1962 1964 12 8 8 12 8 4 12 8 0 12 7 6 12 7 4 12 8 7 12 7 9 12 7 5 12 7 3 12 5 5 12 5 1 12 7 8 12 7 6 12 7 4 12 7 2 12 7 0 12 6 8 12 6 6 12 6 4 12 6 0 12 5 8 12 5 6 12 4 4 12 4 0 12 9 5 12 8 7 12 8 3 12 7 7 12 7 3 12 7 1 12 6 7 12 6 5 12 6 1 12 5 3 12 4 9 12 4 5 1936 1932 12 9 4 12 7 3 1938 1936 1930 1918 1942 12 9 5 12 4 4 1940 19261928 12 9 5 2014 13 1 0 13 0 0 1992 1994 1979 1927 1935 1921 1920 1928 1919 1927 1931 1933 1937 12 8 7 1918 1920 1940 1944 1921 1923 1925 1927 1929 1937 1941 12 8 9 12 8 5 12 8 1 12 7 7 1947 1978 1974 12 8 3 12 7 1 12 6 7 1961 1963 1969 1245 12 9 1 12 9 6 12 8 6 12 6 6 12 6 2 12 6 0 12 5 6 12 5 2 12 4 6 1999 1997 1981 1987 1996 1995 12 4 4 ½ -N o t t o S c a l e - -N o t a S u r v e y - RU RU Attachment number 4 \nPage 1 of 2 Item # 29 Exhibit C PIN (Address): 1. 03-29-15-83970-000-0560 (1942 N. Betty Lane) 2. 03-29-15-12060-015-0030 (1996 N. Betty Lane) 3. 03-29-15-15840-002-0150 (1235 Palm Street) Attachment number 4 \nPage 2 of 2 Item # 29 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Adopt Ordinance 8563-14 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office addresses are 1942 North Betty Lane, 1996 North Betty Lane, and 1235 Palm Street, all in Clearwater, Florida 33755, together with certain right of way of North Betty Lane located south of State Street, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). SUMMARY: Review Approval: Cover Memo Item # 30 Ordinance No. 8563-14 ORDINANCE NO. 8563-14 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE ZONING ATLAS OF THE CITY BY ZONING CERTAIN REAL PROPERTY LOCATED GENERALLY EAST OF DOUGLAS AVENUE AND WEST OF KINGS HIGHWAY, NORTH OF SUNSET POINT ROAD AND SOUTH OF UNION STREET, CONSISTING OF PORTIONS OF SECTION 03, TOWNSHIP 29 N, RANGE 15 E, WHOSE POST OFFICE ADDRESSES ARE 1942 NORTH BETTY LANE, 1996 NORTH BETTY LANE, 1235 PALM STREET, ALL IN CLEARWATER, FLORIDA 33755, TOGETHER WITH CERTAIN RIGHT OF WAY OF NORTH BETTY LANE, LOCATED SOUTH OF STATE STREET, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS LOW MEDIUM DENSITY RESIDENTIAL (LMDR); PROVIDING AN EFFECTIVE DATE. WHEREAS, the assignment of a zoning district classification as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following described properties located in Pinellas County, Florida, are hereby zoned as indicated upon annexation into the City of Clearwater, and the zoning atlas of the City is amended, as follows: The maps attached as Exhibit B and C are hereby incorporated by reference. Section 2. The City Engineer is directed to revise the zoning atlas of the City in accordance with the foregoing amendment. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8561-14. PASSED ON FIRST READING Property Zoning District SEE ATTACHED EXHIBIT A LOW MEDIUM DENSITY RESIDENTIAL (LMDR) (ANX2014-02006) Attachment number 1 \nPage 1 of 2 Item # 30 2 Ordinance No. 8563-14 PASSED ON SECOND AND FINAL READING AND ADOPTED George N. Cretekos Mayor Approved as to form: Leslie K. Dougall-Sides Assistant City Attorney Attest: Rosemarie Call City Clerk Attachment number 1 \nPage 2 of 2 Item # 30 Exhibit A LEGAL DESCRIPTIONS ANX2014 -02006 ========================================================================================= No. Parcel ID Legal Description Address 1. 03-29-15-83970-000-0560 The East One-Half of Lot 56 1942 North Betty Lane Together with all of abutting Right of Way of North Betty Lane. The above in SOUTH BINGHAMTON PARK subdivision, as recorded in PLAT BOOK 12, PAGE 81, of the Public Records of Pinellas County, Florida. ========================================================================================= No. Parcel ID Legal Description Address 2. 03-29-15-12060-015-0030 Block O, Lot 3 1996 N Betty Lane The above in BROOKLAWN subdivision, as recorded in PLAT BOOK 13, PAGE 59, of the Public Records of Pinellas County, Florida; ========================================================================================= No. Parcel ID Legal Description Address 3. 03-29-15-15840-002-0150 Block B, Lot 15 1235 Palm Street All the above in CLEARDUN subdivision, as recorded in PLAT BOOK 13, PAGE 47, of the Public Records of Pinellas County, Florida. Attachment number 2 \nPage 1 of 1 Item # 30 Exhibit B Zoning Map 1 of 2 Owner MULTIPLE OWNERS Case: ANX2014-02006 Site: Idlewild Septic-to-Sewer Project Area: Three lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Total Property Size: Right of Way Size: 0.329 acres 0.091 acres Land Use Zoning PIN: Parcels—see next page From: To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B LMDR Attachment number 3 \nPage 1 of 2 Item # 30 Exhibit B PIN (Address): 1. 03-29-15-83970-000-0560 (1942 N. Betty Lane) 2. 03-29-15-12060-015-0030 (1996 N. Betty Lane) 3. 03-29-15-15840-002-0150 (1235 Palm Street) Attachment number 3 \nPage 2 of 2 Item # 30 Exhibit C Zoning Map 2 of 2 Owner MULTIPLE OWNERS Case: ANX2014-02006 Site: Idlewild Septic-to-Sewer Project Area: Three lots south of Union Street, east of Douglas Avenue, north of Sunset Point Road (SR 576), and west of Kings Highway Total Property Size: Right of Way Size: 0.329 acres 0.091 acres Land Use Zoning PIN: Parcels—see next page From: To: RU (County) R-4 (County) RU (City) LMDR (City) Atlas Page: 251B LMDR LMDR Attachment number 4 \nPage 1 of 2 Item # 30 Exhibit C PIN (Address): 1. 03-29-15-83970-000-0560 (1942 N. Betty Lane) 2. 03-29-15-12060-015-0030 (1996 N. Betty Lane) 3. 03-29-15-15840-002-0150 (1235 Palm Street) Attachment number 4 \nPage 2 of 2 Item # 30 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Clearwater Bombers Sign SUMMARY: Review Approval: Cover Memo Item # 31 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Clearwater Beach Tourist District Noise Enforcement - Mayor Cretekos SUMMARY: Review Approval: Cover Memo Item # 32 Municode Page 1 of 3 Section 3 -1508. Noise. A. Prohibited generally. It shall be unlawful for any person to willfully make, continue or cause to be made or continued any loud and raucous noise that can be heard upon the public streets, sidewalks, or rights -of -way, in any public park, in any school or public building, in any church or hospital, or in any dwelling and that can be heard at a distance of 100 feet or more from the source of the noise, measured in a straight line from the radio, loudspeaker, motor, horn, or other noise source. The term 'loud and raucous noise" shall mean any sound which because of its volume level, duration and character, annoys, disturbs, injures or endangers the comfort, health, peace or safety of reasonable persons of ordinary sensibilities within the limits of the city. The term includes, but is not limited to, the kinds of loud and raucous noise generated by the activities enumerated in subsection B when the loud and raucous noise can be heard at a distance of 100 feet or more from the source of the noise, measured in a straight line from the radio, loudspeaker, motor, horn, or other noise source, but not including activities enumerated in subsection D of this section. B. The following noises, as limited by Section 3- 1508A, are declared to be public nuisances in violation of this section: 1. Engine exhaust. The discharge into the open air of the exhaust of any steam engine or stationary internal combustion engine except through a muffler or other device that will effectively prevent loud and raucous noises therefrom. 2. Pile drivers, etc. The operation between the hours of 6:00 p.m. and 7:00 a.m. on any day or at any time on Sunday, of any pile driver, steam shovel, pneumatic hammer, derrick, dredge, steam or electric hoist or other heavy equipment so as to create a loud and raucous noise. 3. Blowers, etc. The operation of any blower or power fan or any internal combustion engine, unless the noise from such blower, fan or engine is equipped with a muffler device sufficient to prevent loud and raucous noise 4. Homs, signaling devices, etc. The repeated sounding of any horn, whistle or other audible signaling device so as to create a loud and raucous noise. 5. Radios, amplifiers, phonographs, etc. The using, operating or permitting to be played, used or operated any radio, amplifier, musical instrument, phonograph or other device for the producing or reproducing of sound such that speech or music emitted by the device is identifiable in terms of words or melody so as to create a loud and raucous noise. 6. Sound trucks. No amplifier or loudspeaker in, upon or attached to a truck or other device for amplifying sound shall be operated or permitted to operate within the city such that speech or music emitted by the device is identifiable in terms of words or melody so as to create a loud and raucous noise. 7. Yelling, shouting, etc. Yelling, shouting, whistling or singing at any time or place so as to create a loud and raucous noise between the hours of 10:00 p.m. and 7:00 a.m. on any day. 8. Animals, birds, etc. The keeping of any animal or bird which habitually makes a loud and raucous noise. \\\ 9. Defect in vehicle or load. The use of any motor vehicle so out of repair, so loaded or in such manner as to create loud grating, grinding, rattling or other noise or disturbance \ \ which is not equipped with a muffler so as to prevent a loud and raucous noise. http://library.municode.com/print.aspx?h=&clientID-13398&HT... 4/25/2014 Municode Page 2 of 3 C. D. 10. Construction or repairing of buildings. The erection including excavation, demolition, alteration or repair of any building so as to create a loud and raucous noise other than between the hours of 7:00 a.m. and 6:00 p.m. on any day or at any time on Sunday, except in case of urgent necessity in the interest of public health and safety and then only with a permit from the building official, which permit may be granted for a period not to exceed three working days or less while the emergency continues and which permit may be renewed for successive periods of three days or Tess while the emergency continues. If the building official should determine that the public health and safety necessitates the issuance of such a permit and will not be impaired by the erection, demolition, alteration or repair of any building or the excavation of streets and highways within the hours of 6:00 p.m. and 7:00 a.m. or on Sunday, the building official may grant permission for such work to be done within such hours or within a shorter time period during such hours, upon application being made at the time the permit for the work is issued or during the progress of the work. 11. Commercial deliveries on property adjacent to residential property. Deliveries of goods and materials to commercial property adjacent to residentially zoned property other than between the hours of 7:00 a.m. and 9:00 p.m. so as to create a loud and raucous noise. 12. Property maintenance equipment. The use of property maintenance equipment on any property adjacent to residentially zoned property other than between the hours of 7:00 a.m. and 9:00 p.m. so as to create a loud and raucous noise. 13. Noises heard within schools, public buildings, churches, hospitals. The creation of any loud and raucous noise which when heard in a school, public building, church or hospital, or the grounds thereof, interferes with the workings of such institution, or which disturbs or annoys patients in the hospital. 14. Noises to attract attention. The use of any drum or other instrument or device to attract attention that creates a loud and raucous noise. Persons responsible. Any person, owner, agent or supervisor in charge of operating, ordering, directing or allowing the operation or maintenance of a device, a machine, or any other noise source creating noise as prohibited in this section shall be subject to enforcement of the provision of this section as long as the person, owner, agent, or supervisor had knowledge or reason to know that the activity was occurring, failed to intervene in an attempt to prevent the activity from occurring, and had the power or authority to prevent the activity from occurring. Exceptions. The term "loud and raucous noise" does not include noise or sound generated by the following: 1. Cries for emergency assistance and warning calls; 2. Radios, sirens, horns and bells on police, fire and other emergency response vehicles; 3. Parades, fireworks displays, outdoor music performances and other special events for which a permit has been obtained from the city, within such hours as may be imposed as a condition for the issuance of the permit; 4. Activities on or in municipal and school athletic facilities and on or in publicly owned property and facilities, provided that such activities have been authorized by the owner of such property or facilities or its agent; 5. Fire alarms and burglar alarms, prior to the giving of notice and a reasonable opportunity for the owner or tenant in possession of the premises served by any such alarm to turn off the alarm; http://library.municode.com/print.aspx?h=&clientID=13398&HT... 4/25/2014 Municode Page 3 of 3 6. Religious worship activities occurring on or in the premises owned or leased by places of worship that are lawfully located in the Commercial, Downtown, Office, or Institutional Districts, including but not limited to bells and organs; 7. Locomotives and other railroad equipment, and aircraft. Ord. No. 6526 -00, § 1, 6- 15 -00. Ord. No. 7099 -03, § 1, 4 -3 -03, Ord. No, 7449 -05, § 25, 12- 15 -05) http: / /library.municode.com/ print .aspx ?h= &clientlD= 13398 &HT... 4/25/2014 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Beach Parking Concerns - Councilmember Hamilton SUMMARY: Review Approval: Cover Memo Item # 33 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Relay For Life Proclamation - Bob Barry, American Cancer Society SUMMARY: Review Approval: Cover Memo Item # 34 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Older Americans Month Proclamation - Jason Martino, Director of Federal programs for the Area Agency on Aging Pasco-Pinellas, Inc. SUMMARY: Review Approval: Cover Memo Item # 35 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Clearwater Bombers Day Proclamation - Dean Robinson, Event Organizer SUMMARY: Review Approval: Cover Memo Item # 36 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Drinking Water Week Proclamation May 4-10 - Tracy Mercer SUMMARY: Review Approval: Cover Memo Item # 37 Work Session Council Chambers - City Hall Meeting Date:4/28/2014 SUBJECT / RECOMMENDATION: Municipal Clerks Week Proclamation SUMMARY: Review Approval: Cover Memo Item # 38