06/13/2005
Pension Trustees Agenda
Date: 06/13/2005
Location: Council Chambers - City Hall
Call to Order
Approval of Minutes
05-16-2005
Pension Trustee Items
1. Accept the employees listed below into membership in the City of Clearwater's
Employees' Pension Plan.
2. Sandy I. Thompson, Police Department; Douglas Barry, Police Department; and
Barbara Sexsmith, Development and Neighborhood Services Department, be granted
regular pensions under Section(s) 2.393 and 2.397 of the Employees' Pension Plan as
approved by the Pension Advisory Committee.
3. Thomas Wilson, Gas Department, be allowed to vest his pension under Section(s)
2.397 and 2.398 of the Employees' Pension Plan as approved by the Pension Advisory
Committee.
4. Approve changing allowable pension investment to be set by state statute and forward
to City Council and voters for approval in a referendum.
Other Business
Adjourn
Pension Trustees Agenda 6/13/2005
Page 1 of 1
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Pension Trustee Cover Memorandum
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Trackinq Number: 1,360
Actual Date: 06/13/2005
Subiect 1 Recommendation:
Accept the employees listed below into membership in the City of Clearwater's Employees'
Pension Plan.
Summary:
Pension Elig.
Name, Job. Class, & Dept.jDiv.
Hire Date
Date
Bryan Adamson, Police Officer/Police 3/21/05 3/21/05
Travis Yancey, Parks Service Technician I/Parks & Rec. 3/21/05 3/21/05
Catalina Horak, Legal Staff Assistant/Legal 3/21/05 3/21/05
Charles Jeffries, Jr., Public Utilities Tech. I/Public Util. 4/4/05 4/4/05
Jason Harbert, Parks Service Technician I/Parks & Rec. 4/4/05 4/4/05
Charlie Sims, Public Services Technician I/Public Services 4/4/05 4/4/05
Cristina Carosella, Police Officer/Police 3/21/05 3/21/05
Rick Jackson, Solid Waste Worker/Solid Waste 3/7/05
Joseph Deegan, Parks Service Technician I/Parks & Rec. 4/18/05
Adam Morris, Police Cadet/Police 4/18/15 4/18/05
Sharen Jarzen, Planner III/Planning 4/18/05 4/18/05
Rosanne Lacey, Staff Assistant/Fire 4/18/05 4/18/05
James Ream, Parks Service Technician I/Parks & Recreation 4/18/05 4/18/05
Jason Kutch, Parks Service Technician I/Parks & Recreation 4/18/05 4/18/05
Michael Sciortino, Fleet Mechanic/General Services 4/4/05 4/4/05
Sebastian Dembek, Public Utilities Technician I/Pub. Util. 4/4/05 4/4/05
John Knight, Public Utilities Technician I/Public Util. 4/4/05 4/4/05
4/4/05 *
4/18/05
* originally employed as temporary; transfer to permanent and pension eligible as of 4/4/05
Oriqinatinq: Human Resources
Review Approval
Cvndie Goudeau
06-03-2005
10: 19:49
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Pension Trustee Cover Memorandum
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Trackinq Number: 1,358
Actual Date: 06/13/2005
Subiect 1 Recommendation:
Sandy I. Thompson, Police Department; Douglas Barry, Police Department; and Barbara
Sexsmith, Development and Neighborhood Services Department, be granted regular pensions
under Section(s) 2.393 and 2.397 of the Employees' Pension Plan as approved by the Pension
Advisory Committee.
Summary:
Sandy Thompson, Police Sergeant, Police Department, was employed by the City on January 7,
1985, and his pension service credit is effective on that date. His pension will be effective June
1, 2005.
Based on an average salary of approximately $76,718 per year over the past five years, the
formula for computing regular pensions, and Mr. Thompson's selection of the 100% Joint &
Survivor Annuity, this pension will approximate $42,529 annually.
Douglas Barry, Police Sergeant, Police Department, was employed by the City on October 13,
1980, and his pension service credit is effective on that date. His pension will be effective July
1, 2005.
Based on an average salary of approximately $76,094 per year over the past five years, the
formula for computing regular pensions, and Mr. Barry's selection of the 100% Joint & Survivor
Annuity, this pension will approximate $50,935 annually.
Barbara Sexsmith, License Inspector, Development & Neighborhood Services Department, was
employed by the City on February 14, 1972, and her pension service credit is effective on
August 14, 1972. Her pension will be effective July 1, 2005.
Based on an average salary of approximately $45,388 per year over the past five years, the
formula for computing regular pensions, and Ms. Sexsmith's selection of the 75% Joint &
Survivor Annuity, this pension will approximate $41,310 annually.
Oriqinatinq: Human Resources
Review Approval
Cvndie Goudeau
06-03-2005
10: 19:04
Regular Pensions
Page 2
June 13, 2005
These pensions were approved by the Pension Advisory Committee on May 12, 2005. Section
2.393 provides for normal retirement eligibility when a participant has completed twenty years
of credited service in a type of employment described as "hazardous duty" and further defines
service as a Police Sergeant as meeting the hazardous duty criteria. Section 2.393 (p) also
provides for normal retirement eligibility when a participant has reached age 55 and completed
twenty years of credited service, has completed thirty years of credited service, or has reached
age 65 and completed ten years of credited service. Mr. Thompson and Mr. Barry qualify under
the hazardous duty criteria. Ms. Sexsmith qualifies under all the criteria.
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Pension Trustee Cover Memorandum
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Trackinq Number: 1,359
Actual Date: 06/13/2005
Subiect 1 Recommendation:
Thomas Wilson, Gas Department, be allowed to vest his pension under Section(s) 2.397 and
2.398 of the Employees' Pension Plan as approved by the Pension Advisory Committee.
Summary:
Thomas Wilson, Gas Technician II, Gas Department, was employed by the City on November 5,
1990, and began participating in the Pension Plan on that date. Mr. Wilson terminated from City
employment on January 3, 2005.
The Employees' Pension Plan provides that should an employee cease to be an employee of the
City of Clearwater after completing ten or more years of creditable service (pension
participation), such employee shall acquire a vested interest in the retirement benefits. Vested
pension payments commence on the first of the month following the month in which the
employee normally would have been eligible for retirement.
Section 2.393 (p) provides for normal retirement eligibility when a participant has reached age
55 and completed twenty years of credited service, has completed 30 years of credited service,
or has reached age 65 and completed ten years of credited service. Mr. Wilson would have
completed at least 20 years of service and reached age 55 on November 5, 2010. His pension
will be effective December 1, 2010. This pension was approved by the Pension Advisory
Committee on May 12, 2005.
Oriqinatinq: Human Resources
Review Approval
Cvndie Goudeau
06-03-2005
10:17:25
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Pension Trustee Cover Memorandum
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Trackinq Number: 1,380
Actual Date: 06/13/2005
Subiect 1 Recommendation:
Approve changing allowable pension investment to be set by state statute and forward to City
Council and voters for approval in a referendum.
Summary:
During implementation of the changes that the Trustees directed with the adoption of the Asset
Allocation Study it became apparent that the investments listed in out allowable investments
bore a striking resemblance to that of State Statute.
Our pension attorney has recommended rather than adopting our own list of allowable
investments that the Trustees and voters use the investments that are allowed by State Statute.
The Trustees can restrict the investments with the Investment Policy. Attached is a sample of
how the investments could be restricted via the Investment Policy.
Also attached are applicable State Statutes and the proposed ordinance to go to the City Council
and voters.
Oriqinatinq: Finance
Review Approval
Marqie Simmons 06-02-2005 14:41:36
Cvndie Goudeau 06-06-2005 12:58:07
Bill Horne 06-06-2005 11:30:43
Tina Wilson 06-06-2005 10:23:43
Garrv Brumback 06-06-2005 11:03:34
Ordinance No.
AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA
AMENDING THE CITY OF CLEARWATER EMPLOYEES
PENSION PLAN; AMENDING SECTION 2.399 TO PROVIDE FOR
EXPANDED INVESTMENT AUTHORITY FOR
DIVERSIFICA TION OF PLAN ASSETS; PROVIDING FOR
SEVCERABILITY; PROVIDING FOR AN EFFECTIVE DATE.
WHEREAS, the City of Clearwater has established the City of Clearwater
Employees Pension Plan:
WHEREAS, the City has authority to amend the plan as permitted by law; and
WHEREAS, the City has determined that it is in the best interest of the
participants and taxpayers to expand the investment authority of the Trustees.
NOW, THEREFORE, BE IT ORDAINDED BY THE CITY COUNCIL OF THE
CITY OF CLEARWATER, FLORIDA, THAT:
Section 1:
Section 2.399 of the Employees Pension Plan is hereby amended to
read as follows:
Sec. 2.399 Establishment and operating pension fund.
(c) Powers and duties of trustees. The trustees may:
***
(2) Invest and reinvest the assets of the pension fund in:
***
(i) Notwithstanding any limitations to the contrary contained in this section,
trustees shall have the authority to diversify the fund by investing pension
assets to the full extent permitted by Florida law under Sections 112.661,
175.071, 185.06, and 215.47, Florida Statutes.
(ii) Notwithstanding any provision to the contrary, direct investments, including
real estate investments, in businesses or property located within the City of
Clearwater shall be prohibited.
Section 2:
If any clause, section or other part or application of this Ordinance
shall be held in any court of competent jurisdiction to be
unconstitutional or invalid, such unconstitutional or invalid part or
application shall be considered as eliminated and shall not effect
the validity of the remaining portions or applications which shall
remain in full force and effect.
Section 3:
All ordinances or parts of ordinances, resolutions or parts of
resolutions in conflict herewith are herby repealed to the extent of
such conflicts.
Section 4:
The question to appear on the Referendum Ballot shall be as
follows:
Pension Plan Amendments
Shall the City of Clearwater Employees Pension Plan investments
be set by Florida law under Sections 112.661, 175.071, 185.06, and
215.4 7 Florida Statute, with the additional restriction that there be
no direct investments, including real estate within the City of
Clearwater as provided in Ordinance ?
For amendment to Employees Pension Plan
Yes
Against amendment to Employees Pension
Plan
No
Section 5:
This ordinance shall take effect immediately upon adoption. The
amendments to the Employees Pension Plan provided herein shall
take effect only upon approval of a majority of the City electors
voting at the referendum election on these issues and upon the
filing with the State.
PASSED on first reading by the City Council of the City of Clearwater, Florida this
_ day of , 2005
PASSED AND ADOPTED on the second reading by the City Council of the city of
Clearwater, Florida, this day of , 2005
Approved as to form:
City of Clearwater, Florida
By:
Leslie K. Dougall-Sides
Assistant City Attorney
By:
Frank V. Hibbard
Mayor
Attest:
Cynthia E. Goudeau
City Clerk
Coding: Words in stricken type are deletions from existing text/
Words in underline type are additions.
Sample Investment Policy Restrictions
Domestic Fixed Income:
At least 90% of the securities in an investment manager's portfolio must be
investment grade.
Real Estate:
The pension plan will have no direct ownership of any real property. All real
estate ownership will be in the form ofREITS.
International Fixed Income:
The plan will have no allocation to emerging market debt securities.
Target Asset Allocation
Large Cap Value 10%
Mid Cap Value 5%
Small Cap Value 5%
Domestic Fixed Income 30%
Emerging Markets Equity 10%
Emerging Market Debt 0%
Large Cap Growth
Mid Cap Growth
Small Cap Growth
REITS
International Equity
High Yield
10%
5%
5%
10%
10%
0%
Florida Statutes
112.661PUBLlC OFFICERS AND EMPLOYEES:
112.661 Investment policies. --Investment of the assets of any local retirement system or plan
must be consistent with a written investment policy adopted by the board. Such policies shall
be structured to maximize the financial return to the retirement system or plan consistent with
the risks incumbent in each investment and shall be structured to establish and maintain an
appropriate diversification of the retirement system or plan's assets.
(1) SCOPE.--The investment policy shall apply to funds under the control of the board.
(2) INVESTMENT OBJECTIVES.--The investment policy shall describe the investment objectives
of the board.
(3) PERFORMANCE MEASUREMENT.--The investment policy shall specify performance measures
as are appropriate for the nature and size of the assets within the board's custody.
(4) INVESTMENT AND FIDUCIARY STANDARDS.--The investment policy shall describe the level of
prudence and ethical standards to be followed by the board in carrying out its investment
activities with respect to funds described in this section. The board in performing its
investment duties shall comply with the fiduciary standards set forth in the Employee
Retirement Income Security Act of 1974 at 29 U.S.c. s. 1104(a)(1 )(A)-(C). In case of conflict
with other provisions of law authorizing investments, the investment and fiduciary standards
set forth in this section shall prevail.
(5) AUTHORIZED INVESTMENTS.--
(a) The investment policy shall list investments authorized by the board. Investments not
listed in the investment policy are prohibited. Unless otherwise authorized by law or
ordinance, the investment of the assets of any local retirement system or plan covered by this
part shall be subject to the limitations and conditions set forth in s. 215.47(1 )-(8), (10), and
(16).
(b) If a local retirement system or plan has investments that, on October 1, 2000, either
exceed the applicable limit or do not satisfy the applicable investment standard, such excess or
investment not in compliance with the policy may be continued until such time as it is
economically feasible to dispose of such investment. However, no additional investment may
be made in the investment category which exceeds the applicable limit, unless authorized by
law or ordinance.
(6) MATURITY AND LIQUIDITY REQUIREMENTS.--The investment policy shall require that the
investment portfolio be structured in such manner as to provide sufficient liquidity to pay
obligations as they come due. To that end, the investment policy should direct that, to the
extent possible, an attempt will be made to match investment maturities with known cash
needs and anticipated cash-flow requirements.
(7) PORTFOLIO COMPOSITION.--The investment policy shall establish guidelines for investments
and limits on security issues, issuers, and maturities. Such guidelines shall be commensurate
with the nature and size of the funds within the custody of the board.
(8) RISK AND DIVERSIFICATION.--The investment policy shall provide for appropriate
diversification of the investment portfolio. Investments held should be diversified to the extent
practicable to control the risk of loss resulting from overconcentration of assets in a specific
maturity, issuer, instrument, dealer, or bank through which financial instruments are bought
and sold. Diversification strategies within the established guidelines shall be reviewed and
revised periodically, as deemed necessary by the board.
(9) EXPECTED ANNUAL RATE OF RETURN.--The investment policy shall require that, for each
actuarial valuation, the board determine the total expected annual rate of return for the
current year, for each of the next several years, and for the long term thereafter. This
determination must be filed promptly with the Department of Management Services and with
the plan's sponsor and the consulting actuary. The department shall use this determination only
to notify the board, the plan's sponsor, and consulting actuary of material differences between
the total expected annual rate of return and the actuarial assumed rate of return.
(10) THIRD-PARTY CUSTODIAL AGREEMENTS.--The investment policy shall provide appropriate
arrangements for the holding of assets of the board. Securities should be held with a third
party, and all securities purchased by, and all collateral obtained by, the board should be
properly designated as an asset of the board. No withdrawal of securities, in whole or in part,
shall be made from safekeeping except by an authorized member of the board or the board's
designee. Securities transactions between a broker-dealer and the custodian involving purchase
or sale of securities by transfer of money or securities must be made on a "delivery vs.
payment" basis, if applicable, to ensure that the custodian will have the security or money, as
appropriate, in hand at the conclusion of the transaction.
(11) MASTER REPURCHASE AGREEMENT.--The investment policy shall require all approved
institutions and dealers transacting repurchase agreements to execute and perform as stated in
the Master Repurchase Agreement. All repurchase agreement transactions shall adhere to the
requirements of the Master Repurchase Agreement.
(12) BID REQUIREMENT.--The investment policy shall provide that the board determine the
approximate maturity date based on cash-flow needs and market conditions, analyze and select
one or more optimal types of investment, and competitively bid the security in question when
feasible and appropriate. Except as otherwise required by law, the most economically
advantageous bid must be selected.
(13) INTERNAL CONTROLS.--The investment policy shall provide for a system of internal
controls and operational procedures. The board shall establish a system of internal controls
which shall be in writing and made a part of the board's operational procedures. The policy
shall provide for review of such controls by independent certified public accountants as part of
any financial audit periodically required of the board's unit of local government. The internal
controls should be designed to prevent losses of funds which might arise from fraud, error,
misrepresentation by third parties, or imprudent actions by the board or employees of the unit
of local government.
(14) CONTINUING EDUCATION.--The investment policy shall provide for the continuing
education of the board members in matters relating to investments and the board's
responsibilities.
(15) REPORTI NG. -- The investment pol icy shall provide for appropriate annual or more frequent
reporting of investment activities. To that end, the board shall prepare periodic reports for
submission to the governing body of the unit of local government which shall include
investments in the portfolio by class or type, book value, income earned, and market value as
of the report date. Such reports shall be available to the public.
(16) FILING OF INVESTMENT POLlCY.--Upon adoption by the board, the investment policy shall
be promptly filed with the Department of Management Services and the plan's sponsor and
consulting actuary. The effective date of the investment policy, and any amendment thereto,
shall be the 31 st calendar day following the filing date with the plan sponsor.
(17) VALUATION OF ILLIQUID INVESTMENTS.--The investment policy shall provide for the
valuation of illiquid investments for which a generally recognized market is not available or for
which there is no consistent or generally accepted pricing mechanism. If those investments are
utilized, the investment policy must include the criteria set forth in s. 215.47(6), except that
submission to the Investment Advisory Council is not required. The investment policy shall
require that, for each actuarial valuation, the board must verify the determination of the fair
market value for those investments and ascertain that the determination complies with all
applicable state and federal requirements. The investment policy shall require that the board
disclose to the Department of Management Services and the plan's sponsor each such
investment for which the fair market value is not provided.
175.071 FIREFIGHTER PENSIONS
175.071 General powers and duties of board of trustees. --For any municipality, special fire
control district, chapter plan, local law municipality, local law special fire control district, or
local law plan under this chapter:
(1) The board of trustees may:
(a) Invest and reinvest the assets of the firefighters' pension trust fund in annuity and life
insurance contracts of life insurance companies in amounts sufficient to provide, in whole or in
part, the benefits to which all of the participants in the firefighters' pension trust fund shall be
entitled under the provisions of this chapter and pay the initial and subsequent premiums
thereon.
(b) Invest and reinvest the assets of the firefighters' pension trust fund in:
1. Time or savings accounts of a national bank, a state bank insured by the Bank Insurance
Fund, or a savings, building, and loan association insured by the Savings Association Insurance
Fund which is administered by the Federal Deposit Insurance Corporation or a state or federal
chartered credit union whose share accounts are insured by the National Credit Union Share
Insurance Fund.
2. Obligations of the United States or obligations guaranteed as to principal and interest by the
government of the United States.
3. Bonds issued by the State of Israel.
4. Bonds, stocks, or other evidences of indebtedness issued or guaranteed by a corporation
organized under the laws of the United States, any state or organized territory of the United
States, or the District of Columbia, provided:
a. The corporation is listed on anyone or more of the recognized national stock exchanges or
on the National Market System of the NASDAQ Stock Market and, in the case of bonds only,
holds a rating in one of the three highest classifications by a major rating service; and
b. The board of trustees shall not invest more than 5 percent of its assets in the common stock
or capital stock of anyone issuing company, nor shall the aggregate investment in anyone
issuing company exceed 5 percent of the outstanding capital stock of that company or the
aggregate of its investments under this subparagraph at cost exceed 50 percent of the assets of
the fund.
This paragraph shall apply to all boards of trustees and participants. However, in the event
that a municipality or special fire control district has a duly enacted pension plan pursuant to,
and in compliance with, s. 175.351, and the trustees thereof desire to vary the investment
procedures herein, the trustees of such plan shall request a variance of the investment
procedures as outlined herein only through a municipal ordinance, special act of the
Legislature, or resolution by the governing body of the special fire control district; where a
special act, or a municipality by ordinance adopted prior to July 1, 1998, permits a greater
than 50-percent equity investment, such municipality shall not be required to comply with the
aggregate equity investment provisions of this paragraph. Notwithstanding any other provision
of law to the contrary, nothing in this section may be construed to take away any preexisting
legal authority to make equity investments that exceed the requirements of this paragraph.
The board of trustees may invest up to 10 percent of plan assets in foreign securities.
(c) Issue drafts upon the firefighters' pension trust fund pursuant to this act and rules and
regulations prescribed by the board of trustees. All such drafts shall be consecutively
numbered, be signed by the chair and secretary, and state upon their faces the purpose for
which the drafts are drawn. The treasurer or depository of each municipality or special fire
control district shall retain such drafts when paid, as permanent vouchers for disbursements
made, and no money shall be otherwise drawn from the fund.
(d) Convert into cash any securities of the fund.
(e) Keep a complete record of all receipts and disbursements and of the board's acts and
proceedings.
(2) Any and all acts and decisions shall be effectuated by vote of a majority of the members of
the board; however, no trustee shall take part in any action in connection with the trustee's
own participation in the fund, and no unfair discrimination shall be shown to any individual
firefighter participating in the fund.
(3) The board's action on all claims for retirement under this act shall be final, provided,
however, that the rules and regulations of the board have been complied with.
(4) The secretary of the board of trustees shall keep a record of all persons receiving
retirement payments under the provisions of this chapter, in which shall be noted the time
when the pension is allowed and when the pension shall cease to be paid. In this record, the
secretary shall keep a list of all firefighters employed by the municipality or special fire control
district. The record shall show the name, address, and time of employment of such firefighters
and when they cease to be employed by the municipality or special fire control district.
(5) The sole and exclusive administration of, and the responsibilities for, the proper operation
of the firefighters' pension trust fund and for making effective the provisions of this chapter
are vested in the board of trustees; however, nothing herein shall empower a board of trustees
to amend the provisions of a retirement plan without the approval of the municipality or
special fire control district. The board of trustees shall keep in convenient form such data as
shall be necessary for an actuarial valuation of the firefighters' pension trust fund and for
checking the actual experience of the fund.
(6)( a) At least once every 3 years, the board of trustees shall retain a professionally qualified
independent consultant who shall evaluate the performance of any existing professional money
manager and shall make recommendations to the board of trustees regarding the selection of
money managers for the next investment term. These recommendations shall be considered by
the board of trustees at its next regularly scheduled meeting. The date, time, place, and
subject of this meeting shall be advertised in the same manner as for any meeting of the
board.
(b) For purposes of this subsection, the term "professionally qualified independent consultant"
means a consultant who, based on education and experience, is professionally qualified to
evaluate the performance of professional money managers, and who, at a minimum:
1. Provides his or her services on a flat-fee basis.
2. Is not associated in any manner with the money manager for the pension fund.
3. Makes calculations according to the American Banking Institute method of calculating time-
weighted rates of return. All calculations must be made net of fees.
4. Has 3 or more years of experience working in the public sector.
(7) To assist the board in meeting its responsibilities under this chapter, the board, if it so
elects, may:
(a) Employ independent legal counsel at the pension fund's expense.
(b) Employ an independent actuary, as defined in s. 175.032(7), at the pension fund's expense.
(c) Employ such independent professional, technical, or other advisers as it deems necessary
at the pension fund's expense.
If the board chooses to use the municipality's or special district's legal counselor actuary, or
chooses to use any of the municipality's or special district's other professional, technical, or
other advisers, it must do so only under terms and conditions acceptable to the board.
185.06 MUNICIPAL POLICE PENSIONS
185.06 General powers and duties of board of trustees.--For any municipality, chapter plan,
local law municipality, or local law plan under this chapter:
(1) The board of trustees may:
(a) Invest and reinvest the assets of the retirement trust fund in annuity and life insurance
contracts of life insurance companies in amounts sufficient to provide, in whole or in part, the
benefits to which all of the participants in the municipal police officers' retirement trust fund
shall be entitled under the provisions of this chapter, and pay the initial and subsequent
premiums thereon.
(b) Invest and reinvest the assets of the retirement trust fund in:
1. Time or savings accounts of a national bank, a state bank insured by the Bank Insurance
Fund, or a savings and loan association insured by the Savings Association Insurance Fund which
is administered by the Federal Deposit Insurance Corporation or a state or federal chartered
credit union whose share accounts are insured by the National Credit Union Share Insurance
Fund.
2. Obligations of the United States or obligations guaranteed as to principal and interest by the
United States.
3. Bonds issued by the State of Israel.
4. Bonds, stocks, or other evidences of indebtedness issued or guaranteed by a corporation
organized under the laws of the United States, any state or organized territory of the United
States, or the District of Columbia, provided:
a. The corporation is listed on anyone or more of the recognized national stock exchanges or
on the National Market System of the NASDAQ Stock Market and, in the case of bonds only,
holds a rating in one of the three highest classifications by a major rating service; and
b. The board of trustees shall not invest more than 5 percent of its assets in the common stock
or capital stock of anyone issuing company, nor shall the aggregate investment in anyone
issuing company exceed 5 percent of the outstanding capital stock of the company or the
aggregate of its investments under this subparagraph at cost exceed 50 percent of the fund's
assets.
This paragraph shall apply to all boards of trustees and participants. However, in the event
that a municipality has a duly enacted pension plan pursuant to, and in compliance with, s.
185.35 and the trustees thereof desire to vary the investment procedures herein, the trustees
of such plan shall request a variance of the investment procedures as outlined herein only
through a municipal ordinance or special act of the Legislature; where a special act, or a
municipality by ordinance adopted prior to July 1, 1998, permits a greater than 50-percent
equity investment, such municipality shall not be required to comply with the aggregate equity
investment provisions of this paragraph. Notwithstanding any other provision of law to the
contrary, nothing in this section may be construed to take away any preexisting legal authority
to make equity investments that exceed the requirements of this paragraph. The board of
trustees may invest up to 10 percent of plan assets in foreign securities.
(c) Issue drafts upon the municipal police officers' retirement trust fund pursuant to this act
and rules and regulations prescribed by the board of trustees. All such drafts shall be
consecutively numbered, be signed by the chair and secretary, and state upon their faces the
purposes for which the drafts are drawn. The city treasurer or other depository shall retain
such drafts when paid, as permanent vouchers for disbursements made, and no money shall
otherwise be drawn from the fund.
(d) Finally decide all claims to relief under the board's rules and regulations and pursuant to
the provisions of this act.
(e) Convert into cash any securities of the fund.
(f) Keep a complete record of all receipts and disbursements and of the board's acts and
proceedings.
(2) Any and all acts and decisions shall be effectuated by vote of a majority of the members of
the board; however, no trustee shall take part in any action in connection with his or her own
participation in the fund, and no unfair discrimination shall be shown to any individual
employee participating in the fund.
(3) The secretary of the board of trustees shall keep a record of all persons receiving
retirement payments under the provisions of this chapter, in which shall be noted the time
when the pension is allowed and when the pension shall cease to be paid. In this record, the
secretary shall keep a list of all police officers employed by the municipality. The record shall
show the name, address, and time of employment of such police officer and when he or she
ceases to be employed by the municipality.
(4) The sole and exclusive administration of, and the responsibilities for, the proper operation
of the retirement trust fund and for making effective the provisions of this chapter are vested
in the board of trustees; however, nothing herein shall empower a board of trustees to amend
the provisions of a retirement plan without the approval of the municipality. The board of
trustees shall keep in convenient form such data as shall be necessary for an actuarial valuation
of the retirement trust fund and for checking the actual experience of the fund.
(5)(a) At least once every 3 years, the board of trustees shall retain a professionally qualified
independent consultant who shall evaluate the performance of any existing professional money
manager and shall make recommendations to the board of trustees regarding the selection of
money managers for the next investment term. These recommendations shall be considered by
the board of trustees at its next regularly scheduled meeting. The date, time, place, and
subject of this meeting shall be advertised in the same manner as for any meeting of the
board.
(b) For the purpose of this subsection, the term "professionally qualified independent
consultant" means a consultant who, based on education and experience, is professionally
qualified to evaluate the performance of professional money managers, and who, at a
minimum:
1. Provides his or her services on a flat-fee basis.
2. Is not associated in any manner with the money manager for the pension fund.
3. Makes calculations according to the American Banking Institute method of calculating time-
weighted rates of return. All calculations must be made net of fees.
4. Has 3 or more years of experience working in the public sector.
(6) To assist the board in meeting its responsibilities under this chapter, the board, if it so
elects, may:
(a) Employ independent legal counsel at the pension fund's expense.
(b) Employ an independent actuary, as defined in s. 185.02(8), at the pension fund's expense.
(c) Employ such independent professional, technical, or other advisers as it deems necessary
at the pension fund's expense.
If the board chooses to use the municipality's or special district's legal counselor actuary, or
chooses to use any of the municipality's other professional, technical, or other advisers, it must
do so only under terms and conditions acceptable to the board.
215.47 FINANCIAL MATTERS: GENERAL PROVISIONS
215.47 Investments; authorized securities; loan of securities. --Subject to the limitations
and conditions of the State Constitution or of the trust agreement relating to a trust fund,
moneys available for investments under ss. 215.44-215.53 may be invested as follows:
(1) Without limitation in:
(a) Bonds, notes, or other obligations of the United States or those guaranteed by the United
States or for which the credit of the United States is pledged for the payment of the principal
and interest or dividends thereof.
(b) State bonds pledging the full faith and credit of the state and revenue bonds additionally
secured by the full faith and credit of the state.
(c) Bonds of the several counties or districts in the state containing a pledge of the full faith
and credit of the county or district involved.
(d) Bonds issued or administered by the State Board of Administration secured solely by a
pledge of all or part of the 2-cent constitutional fuel tax accruing under the provisions of s. 16,
Art. IX of the State Constitution of 1885, as amended, or of s. 9, Art. XII of the 1968 revised
State Constitution.
(e) Bonds issued by the State Board of Education pursuant to ss. 18 and 19, Art. XII of the State
Constitution of 1885, as amended, or to s. 9, Art. XII of the 1968 revised State Constitution, as
amended.
(f) Bonds issued by the Florida Outdoor Recreational Development Council pursuant to s. 17,
Art. IX of the State Constitution of 1885, as amended.
(g) Bonds issued by the Florida State Improvement Commission, Florida Development
Commission, 1 Division of Bond Finance of the 2Department of General Services, or Division of
Bond Finance of the State Board of Administration.
(h) Savings accounts in, or certificates of deposit of, any bank, savings bank, or savings and
loan association incorporated under the laws of this state or organized under the laws of the
United States doing business and situated in this state, the accounts of which are insured by
the Federal Government or an agency thereof, in an amount that does not exceed 15 percent
of the net worth of the institution, or a lesser amount as determined by rule by the State Board
of Administration, provided such savings accounts and certificates of deposit are secured in the
manner prescribed in chapter 280.
(i) Notes, bonds, and other obligations of agencies of the United States.
(j) Commercial paper of prime quality of the highest letter and numerical rating as provided
for by at least one nationally recognized rating service.
(k) Time drafts or bills of exchange drawn on and accepted by a commercial bank, otherwise
known as banker's acceptances, which are accepted by a member bank of the Federal Reserve
System having total deposits of not less than $400 million.
(l) Negotiable certificates of deposit issued by domestic or foreign financial institutions in
United States dollars.
(m) Short-term obligations not authorized elsewhere in this section to be purchased
individually or in pooled accounts or other collective investment funds, for the purpose of
providing liquidity to any fund or portfolio.
(n) Securities of, or other interests in, any open-end or closed-end management type
investment company or investment trust registered under the Investment Company Act of 1940,
15 u.s.c. ss. 80a-1 et seq., as amended from time to time, provided that the portfolio of such
investment company or investment trust is limited to obligations of the United States
Government or any agency or instrumentality thereof and to repurchase agreements fully
collateralized by such United States Government obligations and provided that such investment
company or investment trust takes delivery of such collateral either directly or through an
authorized custodian.
(2) With no more than 25 percent of any fund in:
(a) Bonds, notes, or obligations of any municipality or political subdivision or any agency or
authority of this state, if such obligations are rated in anyone of the three highest ratings by
two nationally recognized rating services. However, if only one nationally recognized rating
service shall rate such obligations, then such rating service must have rated such obligations in
anyone of the two highest classifications heretofore mentioned.
(b) Notes secured by first mortgages on Florida real property, insured or guaranteed by the
Federal Housing Administration or the United States Department of Veterans Affairs.
(c) Investments collateralized by first mortgages covering single-family Florida residences,
provided such mortgages do not exceed $60,000, do not exceed 80 percent of value, are not
delinquent, and are originated by a lender regulated by the state or Federal Government and
the aggregate of the collateral furnished is at least 150 percent of the aggregate investment
under this subsection. The mortgages used for collateral shall be segregated by the lending
institution so that such segregation may be confirmed by independent audit. In the event any
such mortgage used as collateral becomes more than 3 months delinquent, the lender shall
immediately substitute therefor a mortgage of equal or greater value.
(d) Mortgage securities which represent participation in or are collateralized by mortgage
loans secured by real property. Such securities must be issued by an agency of or enterprise
sponsored by the United States Government, including, but not limited to, the Government
National Mortgage Association, the Federal National Mortgage Association, and the Federal
Home Loan Mortgage Corporation.
(e) Group annuity contracts of the pension investment type with insurers licensed to do
business in this state, except that amounts invested by the board with anyone insurer shall not
exceed 3 percent of its assets.
(f) Certain interests in real property and related personal property, including mortgages and
related instruments on commercial or industrial real property, with provisions for equity or
income participation or with provisions for convertibility to equity ownership; and interests in
collective investment funds. Associated expenditures for acquisition and operation of assets
purchased under this provision or of investments in private equity or other private investment
partnerships or limited liability companies shall be included as a part of the cost of the
investment.
1. The title to real property acquired under this paragraph shall be vested in the name of the
respective fund.
2. For purposes of taxation of property owned by any fund, the provisions of s. 196.199(2)(b)
do not apply.
3. Real property acquired under the provisions of this paragraph shall not be considered state
lands or public lands and property as defined in chapter 253, and the provisions of that chapter
do not apply to such real property.
(g) Fixed-income obligations not otherwise authorized by this section issued by foreign
governments or political subdivisions or agencies thereof, supranational agencies, foreign
corporations, or foreign commercial entities, if the obligations are rated investment grade by
at least one nationally recognized rating service.
(h) A portion of the funds available for investment pursuant to this subsection may be invested
in rated or unrated bonds, notes, or instruments backed by the full faith and credit of the
government of Israel.
(i) Obligations of agencies of the government of the United States, provided such obligations
have been included in and authorized by the Florida Retirement System Defined Benefit Plan
Investment Policy Statement established in s. 215.475.
(j) United States dollar-denominated obligations issued by foreign governments, or political
subdivisions or agencies thereof, supranational agencies, foreign corporations, or foreign
commercial entities.
(3) With no more than 80 percent of any fund in common stock, preferred stock, and interest-
bearing obligations of a corporation having an option to convert into common stock, provided:
(a) The corporation is organized under the laws of the United States, any state or organized
territory of the United States, or the District of Columbia; or
(b) The corporation is listed on anyone or more of the recognized national stock exchanges in
the United States and conforms with the periodic reporting requirements under the Securities
Exchange Act of 1934.
(c) Not more than 75 percent of the fund may be in internally managed common stock.
The board shall not invest more than 10 percent of the equity assets of any fund in the common
stock, preferred stock, and interest-bearing obligations having an option to convert into
common stock, of anyone issuing corporation; and the board shall not invest more than 3
percent of the equity assets of any fund in such securities of anyone issuing corporation except
to the extent a higher percentage of the same issue is included in a nationally recognized
market index, based on market values, at least as broad as the Standard and Poor's Composite
Index of 500 Companies, or except upon a specific finding by the board that such higher
percentage is in the best interest of the fund.
(4) With no more than 80 percent of any fund, in interest-bearing obligations with a fixed
maturity of any corporation or commercial entity within the United States.
(5) With no more than 20 percent of any fund in corporate obligations and securities of any
kind of a foreign corporation or a foreign commercial entity having its principal office located
in any country other than the United States of America or its possessions or territories, not
including United States dollar-denominated securities listed and traded on a United States
exchange which are a part of the ordinary investment strategy of the board.
(6) With no more than 5 percent of any fund to be invested as deemed appropriate by the
board, notwithstanding investment limitations otherwise expressed in this section. Prior to the
board engaging in any investment activity not otherwise authorized under ss. 215.44-215.53,
excluding investments in publicly traded securities, options, financial futures, or similar
instruments, the board shall present to the Investment Advisory Council a proposed plan for
such investment. Said plan shall include, but not be limited to, the expected benefits and
potential risks of such activity; methods for monitoring and measuring the performance of the
investment; a complete description of the type, nature, extent and purpose of the investment,
including description of issuer, security in which investment is proposed to be made, voting
rights or lack thereof and control to be acquired, restrictions upon voting, transfer, and other
material rights of ownership, and the existence of any contracts, arrangements,
understandings, or relationships with any person or entity (naming the same) with respect to
the proposed investment; and assurances that sufficient investment expertise is available to
the board to properly evaluate and manage such activity. The Investment Advisory Council may
obtain independent investment counsel to provide expert advice with regard to such proposed
investment activity by the board, and the board shall defray such costs.
(7) For the purpose of determining the above investment limitations, the value of bonds shall
be the par value thereof, and the value of evidences of ownership and interest-bearing
obligations having an option to convert to ownership shall be the cost thereof.
(8) Investments in any securities authorized by this section may be under repurchase
agreements or reverse repurchase agreements.
(9) Investments made by the State Board of Administration shall be designed to maximize the
financial return to the fund consistent with the risks incumbent in each investment and shall be
designed to preserve an appropriate diversification of the portfolio. The board shall discharge
its duties with respect to a plan solely in the interest of its participants and beneficiaries. The
board in performing the above investment duties shall comply with the fiduciary standards set
forth in the Employee Retirement Income Security Act of 1974 at 29 U.S.c. s. 1104(a)(1 )(A)
through (C). In case of conflict with other provisions of law authorizing investments, the
investment and fiduciary standards set forth in this subsection shall prevail.
(10) The board is authorized to buy and sell futures and options, provided the instruments for
such purpose are traded on a securities exchange or board of trade regulated by the Securities
and Exchange Commission or the Commodity Futures Trading Commission, unless the board by
rule authorizes a different market.
(11) The board is authorized to invest in domestic or foreign notional principal contracts.
(12) The State Board of Administration, consistent with sound investment policy, may pledge
up to 2 percent of the assets of the Florida Retirement System Trust Fund as collateral for
housing bonds issued by the State of Florida or its political subdivisions under chapter 159, part
V of chapter 420, or chapter 421 as a supplemental income program for the system. With
regard to any collateral program, the State Board of Administration is authorized to coordinate
or retain other governmental entities of the State of Florida or private entities to administer
this program, as well as receive fees for the use of the designated collateral.
(13) The State Board of Administration, consistent with sound investment policy, may invest
the earnings accrued and collected upon the investment of the minimum balance of funds
required to be maintained in the State Transportation Trust Fund pursuant to s. 339.135(6 )(b).
Such investment shall be limited as provided in s. 288.9607(7).
(14) With no more than 5 percent of any fund in private equity through participation in limited
partnerships and limited liability companies.
(15) The State Board of Administration is authorized to invest in domestic and foreign group
trusts.
(16) Securities or investments purchased or held under the provisions of this section may be
loaned to securities dealers or financial institutions, provided the loan is collateralized by cash
or securities having a market value of at least 100 percent of the market value of the securities
loaned.