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01/09/2014 PENSION ADVISORY COMMITTEE MEETING MINUTES CITY OF CLEARWATER January 9, 2014 Present: Chair Nathan Hightower, Vice-Chair Daniel Slaughter, Committee Member Tom Jensen, Committee Member/Councilmember Paul Gibson, Committee Member/ Councilmember Bill Jonson, Committee Member/Councilmember Doreen Hock-DiPolito — arrived 9:13 a.m., Committee Member Bill Renfroe. Also present: Stuart Kaufman - Pension Advisory Committee Attorney, Joe Roseto — Human Resources Director, Patricia O. Sullivan - Board Reporter 1. Call to Order The Chair called the meeting to order at 9:04 a.m. at City Hall. 2. Employees/Citizens to be Heard: None 3. Approval of Minutes 3.1 Approve minutes of December 12, 2013 Pension Advisory Committee meeting as submitted in written summation. Member Jensen moved to approve Item 3.1. The motion was duly seconded and carried unanimously. 4. Review and Action on Employee Requests for Regular Pension 4.1 Recommend approval of the following request of employee Stephen Bohling, Police Department, for a regular pension as provided by Sections 2.416 and 2.424 of the Employees Pension Plan. Stephen Bohling, Police Officer, Police Department, was employed by the City on July 29, 1991 and his pension service credit is effective on that date. His pension will be effective January 1, 2014. Based on an average salary of approximately $75,981.41 over the past five years, the formula for computing regular pensions and Mr. Bohling's selection of the 100% Joint and Survivor Annuity, this pension benefit will be approximately $45,788.04 annually. Section 2.416 provides for normal retirement eligibility for hazardous duty employees, a member shall be eligible for retirement following the earlier of the date on which the participant has completed twenty (20) years of credited Pension Advisory 1/9/2014 1 service regardless of age, or the date on which the participant has reached fifty five (55) years and completed ten (10) years of credited service. Mr. Bohling meets the hazardous duty criteria. Member Slaughter moved to approve Item 4.1. The motion was duly seconded and carried unanimously. 5. Approval of New Hires as Plan Members: 5.1 Recommend approval of the new hires for acceptance into the Pension Plan as listed. Pension Name, Job. Class, & Dept./Div Hire Date Elig. Date Kimberly Handville, Customer Svc. Rep, Cust Svc Dept. 12/02/2013 12/02/2013 Molly Hays, Library Assistant, Library Department 12/15/2013 12/15/2013 Michael Johnson, Police Comm. Oper., Police Dept. 12/15/2013 12/15/2013 Thomas C. Miller, Solid Waste Worker, Solid Waste 12/16/2013 12/16/2013 Calvin Dollard, Solid Waste Worker, Solid Waste Dept 12/16/2013 12/16/2013 Charles Stewart, Customer Svc Rep, Cust. Svc Dept 12/16/2013 12/16/2013 Member Jonson moved to approve Item 5.1. The motion was duly seconded and carried unanimously. The PAC (Pension Advisory Committee) recessed from 9:07 to 9:13 a.m. 6. Pending/New Business 6.1 Hearing for Job-Connected-Disability Pension for Kris Wise On June 13, 2013, the PAC (Pension Advisory Committee) accepted into evidence Kris Wise's entire file, inclusive of the personnel file, interrogatories, medical records, and the IME (Independent Medical Exam). Member Jonson moved to accept into evidence the December 9, 2013, deposition of Eric M. Kaplan M.D. and the September 24, 2013, letter from Joseph C. Shanklin M.D. The motion was duly seconded and carried unanimously. Attorney for the Committee Stuart Kaufman reviewed hearing procedures, stating the applicant must meet the burden of proof that his disability is total and permanent. In response to a question, Joseph A Corsmeier, attorney for Kris Wise, said his client had received due process. He said Mr. Wise performed admirably since he was sworn in as a Police Officer in April 1998; he had to discharge his firearm on December 23, Pension Advisory 1/9/2014 2 2012. He said every one of Mr. Wise's doctors indicated he is totally and permanently disabled. He said only Dr. Kaplan was unable to say Mr. Wise would be disabled in the future. He said Dr. Kaplan did not seem to understand the Plan's standard requiring Police Officers to be able to use firearms. Robert A. Sugarman, Counsel for the Special Council for the Board of Trustees, said Code requirements to grant a disability pension have not been met. He said while Mr. Wise suffered a service-connected disability and cannot be a Police Officer today, the issue is permanence. He said Dr. Kaplan indicated that Mr. Wise received inadequate care, mapped out appropriate treatment, and said most people diagnosed with PTSD (Post-Traumatic Stress Disorder) return to work. He said it cannot be known if Mr. Wise is permanently disabled with no likelihood of recovery until he goes through treatment. Applicant Kris Wise reviewed his background as a Police Officer, recounted the shooting incident, and discussed his visits to 7 doctors. He said he had seen his psychiatrist Dr. Shanklin on a regular basis since February 2013. He said Dr. Shanklin adjusted his medications and referred him for psychotherapy to Loredana Repetto. He discussed the trauma reduction therapy, stating he advised Dr. Shanklin he had stopped the therapy after 8 sessions when he determined it was not helping him. He said he did not want to shoot anyone again and expressed concern his hesitation would endanger others. He said he snapped when he first returned to work. He said he works light duty entering pawn slip data in CID /Burglary, away from the public and he got anxious when he heard a Code 1. He said he was not entitled to use a firearm. He said he wanted to return to work and would return today if treatment were successful. He said fellow Police Officers had recommended Dr. Shanklin; he was comfortable with Dr. Shanklin's expertise and paid for visits as the doctor did not accept City insurance. Concerns were expressed that Dr. Kaplan was the only doctor who did not determine that Mr. Wise's condition was permanent and the Committee had not received Loredana Repetto's report. It was commented that Dr. Shanklin indicated that Mr. Wise had not reached maximum medical improvement and probably would improve significantly with appropriate treatment over the next year. Attorney Corsmeier said Dr. Shanklin had said Mr. Wise may improve but never would be able to handle a firearm. The PAC recessed from 10:00 to 10:05 a.m. Attorney Sugarman reviewed Dr. Kaplan's history as a psychiatrist treating public safety workers, the military, physicians, and others with PTSD. He reviewed Dr. Kaplan's testimony that the majority of patients with PTSD who were interested in returning to work were able to do so. He said Dr. Kaplan said Mr. Wise was not receiving adequate treatment or psychotherapy, 8 psychotherapy sessions were inadequate. He said Dr. Kaplan said weekly sessions were necessary to recover from PTSD and suggested a Pension Advisory 1/9/2014 3 variety of treatments. He said Dr. Kaplan said Mr. Wise exhibited no evidence of cognitive dysfunction and more likely than not would be able to return to work as a Police Officer in the next 12 months. Attorney Corsmeier said Dr. Kaplan's statistics reflected the population as a whole rather than recovery rates for first responders and his analysis was based on pure speculation. He said every doctor who examined Mr. Wise, except Dr. Kaplan, said Mr. Wise's condition was total and permanent and that he would be unable to use a firearm in the future, even if he improved. He said according to Code, a Police Officer is disabled if unable to perform the full duties of a Police Officer. He said light duty was not a Police Officer position. He said Dr. Kaplan based his opinion on only a 75 to 90 minute one-time interview and a review of Mr. Wise's tests. Attorney Sugarman said no doctor will guarantee treatment. He said Dr. Kaplan's opinion was based on his examination of Mr. Wise, his review of Mr. Wise's tests, his 23 years of experience, his treatment of patients with life and death jobs, and peer review literature. He said Dr. Kaplan had recommended 1 or 2 years of psychotherapy sessions. He said Dr. Kaplan had opined that Mr. Wise's condition was not likely to be continuous and permanent after adequate treatment and had laid out a route to possible recovery. He said Mr. Wise had only 13 therapy sessions in 13 months. He recommended the item be tabled for 6 months to a year to provide Mr. Wise time to seek treatment and submit treatment results to the Committee if he does not improve. Attorney Corsmeier said Mr. Wise had testified that he had not improved. He said Dr. Shanklin's opinion that Mr. Wise was permanently and totally disabled and would not be able to use a firearm was based on his continuous treatment of Mr. Wise while Dr. Kaplan's opinion was based on 1 short interview 7 months ago. He said while the City provided him light duty work, Mr. Wise was a Police Officer but was unable to act as a Police Officer. Attorney Kaufman said the Committee needed to determine if Mr. Wise's condition was permanent. He said the medical records were conflicting, with 4 doctors finding his disability total and permanent and 1 doctor finding his disability total but not permanent. Human Resources Director Joe Roseto said while accommodation was made for Mr. Wise, the City had no permanent light duty positions. He reviewed annual requirements for those receiving disability pensions. Concerns were expressed that Dr. Kaplan's opinion was based on a single examination of Mr. Wise last May while Dr. Shanklin had treated Mr. Wise on an ongoing basis and was more knowledgeable of Mr. Wise's progress and condition. Pension Advisory 1/9/2014 4 Member Gibson moved to table Item 6.1 until Mr. Wise elects to return to the PAC with evidence that the permanence of his disability meets the standard in the Code. The motion was duly seconded. Mr. Wise was commended for his actions on the night of the shooting incident. It was felt that while these issues were complex, the Committee could not determine the permanence of Mr. Wise's condition until he received treatment. It was stated the IME indicated rigorous treatment could be of significant help. It was felt the history of treatment was insufficient. It was stated that Dr. Shanklin had not provided his background information while Dr Kaplan had strong credentials and a history of working with public service workers with PTSD. It was felt Dr. Kaplan's opinion was valid because he did not have a personal relationship with the patient. It was noted that Dr. Shaklin had not stated he was confident that Mr. Wise would not be able to return to work as a Police Officer. It was felt that Dr. Kaplan's opinion could contain bias as he serves as the City's IME doctor. It was noted that Dr. Shanklin was a licensed physician with a valid opinion. It was stated the evidence was clear and convincing that Mr. Wise was working with his psychiatrist with a treatment plan and was unable to return to work in an environment where he would face continuous triggers and react improperly should an active shooting occur. It was commented that Dr. Shanklin did not infer that Mr. Wise would be able to return to his position as a Police Officer. It was felt deferring approval of the application was inappropriate. Concern was expressed that Dr. Kaplan's position had changed from recommending a 6-month window for recovery to a much longer window. It was stated a recent examination by Dr. Kaplan would have been appropriate. Upon the vote being taken, Members Jensen, Gibson, Jonson, and Hock-DiPolito voted "Aye"; Members Slaughter, Renfroe, and Chair Hightower voted "Nay." Motion carried. Attorney Kaufman suggested Mr. Wise consider the IME recommendation for 4 to 6 months of treatment and types of treatment. It was noted the Committee could not dictate treatment protocols. It was suggested that documentation from Loredana Repetto be submitted for the record. Concern was expressed that Mr. Wise's treatment seemed to have been sporadic. Mr. Wise was encouraged to review treatment protocols with his doctor and avail himself of continuing psychotherapy or treatment options based on a program to get well. It was suggested that after 6 to 12 months of weekly psychotherapy, an examination would better determine if Mr. Wise's condition is permanent. Concern was expressed that the Committee's two Police Officers, who were most familiar with requirements of the position, had opined that Mr. Wise was unable to serve as a Police Officer and opposed the motion to table this Item. Pension Advisory 1/9/2014 5 Mr. Wise said Dr. Kaplan had missed his underlying issue. He said he thought he would get better but his main problem will never go away. He said he shot a man and would never be able to do that again. He said he did not want to be responsible for the deaths of others due to his inability to use his firearm. 7. Director's Reports Mr. Roseto requested that the Committee schedule a preliminary hearing for Beverly Ice's disability application. Consensus was to schedule a preliminary hearing for Beverly Ice's disability application on February 13, 2014. 8. Committee Members to be Heard: None 9. Adjourn The meeting adjourned at 11:39 a.m. Chair Pension A: visory Committee Pension Advisory 1/9/2014 6