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CITY OF CLEARWATER EMPLOYEES' PENSION PLAN ACTUARY'S REPORT r The City of Clearwater Employees' Pension Plan ' Actuary's Report ' As of January 1, 2007 to determine annual contribution for the Plan Year: 01/01/2007 - 12/31/2007 to be paid in the Fiscal Year: 10/01/2007 - 09/30/2008 Prepared by PricewaterhouseCoopers, LLP May 2007 [bCaVATEWOUSECOOPERS 0 1 PRX"ATERHOUSECCOPER5 I May 17, 2007 u A 1 ,sue m?.? Stephen M. Metz Associate of the Society of Actuaries Enrolled Actuary Number 05-04342 ?i City of Clearwater 100 S. Myrtle Avenue Clearwater, FL 33756-5520 This document was not intended or written to be used, and it cannot be used, for the purpose of avoiding U.S. federal, state or local tax penalties. Ladies and Gentlemen: PricewaterhouseCoopers LLP Two Commerce Square, Suite 1700 2001 Market Street Philadelphia, PA 19103-7042 Telephone (267) 330 3000 Facsimile (267) 330 3300 This report presents the results of the January 1, 2007 actuarial valuation of the City of Clearwater Employees' Pension Plan. It has been prepared primarily to present to management the contribution requirements for 2007 and also the current status of funding of accumulated plan benefits. Section IV of this report includes a presentation of the information required by Government Accounting Standards Board (GASB) Statement No. 25. Our calculations were based on financial data and employee data furnished by the City of Clearwater. The valuation was based upon generally accepted actuarial methods, and we performed such tests as we considered necessary to assure the accuracy of the results. To our knowledge, there are no benefits or expenses to be provided by the plan for which a liability or current cost was not established. We certify that the amounts presented in the accompanying report have been appropriately determined according to the actuarial assumptions stated herein. Statement by Enrolled Actuary This actuarial valuation and/or cost determination was prepared and completed by me or under my direct supervision, and I acknowledge responsibility for the results. To the best of my knowledge, the results are complete and accurate, and in my opinion, the techniques and assumptions used are reasonable and meet the requirements and intent of Part VII, Chapter 112, Florida Statutes. There is no benefit or expense to these provided by the plan or paid from the plan's assets for which liabilities or current costs have not been established or otherwise taken into account in the valuation. All known events or trends which may require a material increase in plan costs or required contribution rates have been taken into account in the valuation. Respectfully submitted, James D. Burke Fellow of the Society of Actuaries Enrolled Actuary Number 05-06899 CONTENTS Pages SECTION I SUMMARY 1-6 SECTION II FUNDING 7-11 SECTION III ASSETS 12 - 15 SECTION IV ACCOUNTING 16 - 17 SECTION V CENSUS DATA 18 - 22 SECTION VI ASSUMPTIONS AND METHODS 23 - 25 SECTION VII SUMMARY OF PLAN PROVISIONS 26 - 28 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I -SUMMARY A. Actuary's Comments This report presents the highlights of the January 1, 2007 actuarial valuation prepared to determine the contribution requirements for the 2007-2008 fiscal year. Since the last actuarial valuation of the plan on January 1, 2006, the following assumptions were changed: • The mortality assumption was updated from the 1994 Group Annuity Reserving Table to the 1 RP 2000 Combined Healthy Mortality Table, to reflect more recent trends in mortality; • The retirement assumption was updated to reflect the City's experience and expected future retirement rates; • The withdrawal assumption was updated to reflect the City's experience and expected future withdrawal rates. For a detailed description of the actuarial assumptions, including the new assumed retirement and withdrawal rates, please see Section VI of this report. Since the last actuarial valuation of the plan, there have been no changes to the actuarial cost method or the asset valuation method. For a detailed description of these methods, please see Section VI. Since the last actuarial valuation of the plan, there have been no changes in the plan provisions. For a detailed description of the plan provisions, please see Section VII. The minimum required City contribution pursuant to Florida Statutes for the 2007 plan year is $12,520,399 or 15.77% of pay (excluding the credit balance of $15,046,922), compared to $15,438,360 (or 20.31 % of pay) for 2006. Although State law allows the City to use the credit balance to entirely fund the actuarially required City contribution, the City ordinance establishing the Plan requires the City to contribute at least 7% of payroll. The minimum required contribution was affected by the following factors: • Assumption changes, described above, had the effect of reducing the minimum required contribution from 19.51 % of pay to 15.77%; • While the investment return on the market value of assets was 11.80%, the return on the actuarial value of assets was only 7.87% due to prior years' losses, compared to an assumed rate of 7.5%; • The actual average salary increase was 5.15%, compared to an assumed rate of 6.0%; The plan enjoys a couple of advantages that will mitigate future cost increases somewhat: • The credit balance is currently equal to $15,046,922, which can be used to offset future City contributions. • The market value of assets now exceeds the actuarial value by approximately $30 million. This difference will flow through the plan's asset valuation method over the next four years, decreasing costs slightly. t a i B 1 1 1 1 1 1 1 1 1 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION 1- SUMMARY (continued) While the plan remains well funded compared to the majority of public and private pension plans, there are several issues that should be kept in mind: If the City contributes 10% of payroll for the 2007 fiscal year (as it did for 2006), it will reduce the credit balance by roughly $3.5 million. If the City wishes to continue its recent practice of contributing 10% of payroll and using the credit balance to cover the difference, it will be able to do so for three to four more years. After that point, if the Plan's experience matches the actuarial assumptions, the City will have to increase its contributions to a level close to 20% of payroll. Due to the Plan's large asset pool and the impact of the employee contributions, the City's cost is highly leveraged, which means that changes in the assets and liabilities can change the City's funding requirements dramatically. The funded status of the accumulated benefits improved significantly compared to the prior year. The ratio of assets at market value to the actuarial present value of accumulated plan benefits is 132% at January 1, 2007, compared to 121% at January 1, 2006. Contribution Requirements for the Plan Year Ending December 31, 2007 Minimum Required Employer Contribution Florida Statutes 7% of Payroll $12,520,399- $5,556,956 The employer contribution is assumed to be made uniformly during the first two quarters of the fiscal year beginning on October 1, 2007. Differences in the investment return due to contributions actually being made at any other time will be recognized as an actuarial gain or loss in the following valuation. The minimum required contribution represents a funding level which will satisfy the minimum funding requirements under Part VII, Chapter 112, Florida Statutes. Please refer to Section VI and VII of the report for a summary of the actuarial assumptions and plan provisions, respectively. - Excluding the credit balance (currently $15,046,922) ?J ' CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Princi pal Valuation Results Actuarial Valuation Prepared as of: Jan. 1, 2007 Jan. 1, 2007 Jan. 1, 2006 After Assumption Before Assumption Change Change ' (a) Participant Data Number Included Active Members 1,692 1692 1,671 Retirees and Beneficiaries 758 758 721 Terminated Vested Participants 61 61 58 Annual Payroll of Actives $79,385,090 $79,385,090 $76,010,269 Annualized Benefits Retirees and Beneficiaries $19,847,421 $19,847,421 $18,243,971 Terminated Vested Participants $1,011,310 $1,011,310 $1,016,166 (b) Actuarial Reserves Market Value $590,066,492 $590,066,492 $534,252,349 Actuarial Value $559,830,590 $559,830,590 $525,573,824 (c) Liabilities Present Value of Expected Benefits: Active Participants: Retirement Benefits $341,955,028 $377,807,282 $358,857,273 Termination Benefits $41,486,735 $30,315,587 $30,101,976 Disability Benefits $22,026,650 $18,931,815 $18,309,704 Death Benefits $5,326,021 $4,398,684 $4,274,602 Refund of Employee Contributions $4,490,875 $2,918,997 $2,871,864 Total Active $415,285,309 $434,372,365 $414,415,419 Terminated Vested Participants $9,801,171 $9,815,788 $9,890,291 Retirees and Beneficiaries $250,792,752 $253,986,740 $235,058,990 Total Present Value of Expected Benefits $675,879,232 $698,174,893 $659,364,700 Liabilities Due and Unpaid $667,685 $667,685 $662,183 3 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results (continued) Actuarial Valuation Prepared as of: Jan. 1, 2007 Jan. 1, 2007 Jan. 1, 2006 After Assumption Before Assumption Chanoe Chanae (c) Liabilities (continued) Unfunded Actuarial Accrued Liability Supplemental FIL - 1/1/1979 $353,049 $353,049 $511,323 Supplemental FIL - 1/1/1981 99,990 99,990 120,785 Supplemental FIL - 111/1982 (1,425,761) (1,425,761) (1,654,101) Supplemental FIL - 1/1/1987 867,052 867,052 924,064 Supplemental FIL - 1/1/1988 1,019,638 1,019,638 1,078,158 Supplemental FIL - 1/1/1989 1,404,906 1,404,906 1,475,841 Asset Valuation Method - 1/1/1994 2,949,812 2,949,812 3,034,876 Change Plan Amendment - 1/1/1996 12,625,111 12,625,111 12,923,544 Plan Amendment - 1/1/2000 48,332,987 48,332,987 49,121,389 Assumption Changes - 1/1/2002 (29,113,721) (29,113,721) (29,512,123) Assumption Changes - 1/1/2007 (14,695,526) 0 N/A Total $22,417,537 $37,113,063 $38,023,756 (d) Funding Account Credit Balance Prior Year Amount $18,817,573 $18,817,573 $24,083,096 Prior Year: Required Employer Contributions (15,438,360) (15,438,360) (14,471,960) Employer Contributions Made 10,256,391 10,256,391 7,400,205 Interest on Credit Balance 1,411,318 1,411,318 1,806,232 Total $15,046,922 $15,046,922 $18,817,573 (e) Actuarial Present Value of Accrued Benefits $445,702,880 $471,538,049 $440,674,422 Changes During Prior Year: Value from Prior Year $440,674,422 $440,674,422 $417,252,415 Benefits Paid $(20,187,167) $(20,187,167) $(18,314,544) Interest, Aging and Benefits Accrued 51,050,794 51,050,794 41,736,551 Change in Assumptions (25,835,169) 0 0 Change in Plan Provisions 0 0 0 Net Change $5,028,458 $30,863,627 $23,422,007 Value at Current Year $445,702,880 $471,538,049 $440,674,422 iI CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results (continued) Actuarial Valuation Prepared as of: Jan. 1, 2007 Jan. 1, 2007 Jan. 1, 2006 After Assumption Before Assumption Chanoe Chanoe (f) Pension Cost for Year Normal Cost $12,415,828 $14,019,407 $13,742,657 Amortization of Unfunded Frozen Initial Liability 2,342,499 3,499,977 3,499,977 Administrative Expenses 2,968,095 2,968,095 2,808,804 Shortfall for Expenses in Prior Year 159,291 159,291 278,379 Interest Adjustment 997,493 1,204,572 1,201,365 Total Required Contribution $18,883,206 $21,851,342 $21,531,182 As a Percentage of Payroll 23.79% 27.53% 28.33% Anticipated Employee Contributions $6,350,807 $6,350,807 $6,080,822 As a Percentage of Payroll 8.00% 8.00% 8.00% Anticipated State Contributions $12,000 $12,000 $12,000 As a Percentage of Payroll 0.02% 0.02% 0.02% City Required Contribution 12,520,399 15,488,535 15,438,360 As a Percentage of Payroll 15.77% 19.51% 20.31% (g) Prior Year Actual Contributions made by State $12,000 $12,000 $12,000 Employees 6,060,134 6,060,134 5,827,931 City 10,256,391 10,256,391 7,400,205 Total $16,328,525 $16,328,525 $13,240,136 (h) Gains and Losses N/A N/A N/A (i) Other Present Values Present Value of Future Salaries At attained age $694,770,240 $658,460,027 $633,768,660 Present Value of Future Employee Contributions At attained age $55,581,619 $52,676,802 $50,701,493 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results (continued) Actuarial Valuation Prepared as of: Jan. 1, 2007 Jan. 1, 2007 Jan. 1, 2006 After Before Assumption Assumption Change Change (i) Other Present Values (continued) Present Value of Future Normal Costs $108,678,027 $116,278,162 $114,584,693 0) Comparison of Actual and Assumed Salary Increases Investment R Actual eturn Year Ended Actual Assumed Market Value Actuarial Value Assumed 12/31/1986 7.40% 5.00% 13.21% N/A 7.00% 12/31/1987 5.90% 5.00% 10.78% N/A 7.00% 12/31/1988 9.10% 5.00% 9.12% N/A 7.00% 12/31/1989 8.70% 5.00% 20.84% N/A 7.00% 12/31/1990 5.30% 5.00% 6.21% N/A 7.00% 12/31/1991 6.10% 5.00% 28.52% N/A 7.00% 12/31/1992 6.80% 5.00% 6.49% N/A 7.00% 12/31/1993 1.20% 5.00% 9.29% 7.42% 7.00% 12/31/1994 4.40% 5.00% 0.89% 6.28% 7.00% 12/31/1995 6.40% 5.00% 23.36% 9.14% 7.00% 12/31/1996 6.70% 5.00% 14.80% 11.54% 7.00% 12/31/1997 5.60% 5.00% 17.49% 13.74% 7.00% 12/31/1998 7.40% 5.00% 16.74% 15.28% 7.00% 12/31/1999 4.20% 5.00% 18.61% 17.96% 7.00% 12/31/2000 5.80% 5.00% (3.43%) 12.42% 7.00% 12/31/2001 5.90% 5.00% (5.16%) 7.40% 7.00% 12/31/2002 5.80% 6.00% (8.83%) (1.85%) 7.50% 12/31/2003 6.40% 6.00% 20.08% 7.45% 7.50% 12/31/2004 6.38% 6.00% 933% 2.18% 7.50% 12/31/2005 5.49% 6.00% 6.67% 4.58% 7.50% 12/31/2006 5.15% 6.00% 11.80% 7.87% 7.50% 6 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION If - FUNDING A. Development of the Unfunded Frozen Actuarial Accrued Liability 1. Unfunded Frozen Actuarial Accrued Liability as of January 1, 2006 $38,023,756 Interest to December 31, 2006 $2,851,782 $40,875,538 2. Employer Normal Cost* for Year with interest $11,675,885 to December 31, 2006 3. Required Employer Contributions for Period $15,438,360 4. Increase/(Decrease) Due to Assumption Changes $(14,695,526) 5. Unfunded Frozen Actuarial Accrued Liability at December 31, 2006 $22,417,537 * Includes Expenses and Adjustments ' CITY OF CLEARWATE R EMPLOYEES' PENSION PLAN SECTION 11- FUNDING (continued) B. Development of Normal Cost The Normal Cost is the portion of the cost of projected benefits w hich is allocated to t he current year by the actuarial cost method. The Normal Cost for the plan years beginning January 1, 2007 and January ' 1, 2006 are determined as follows: Total Projected Actuarial Liability: Jan. 1, 2007 Jan. 1, 2007 Jan. 1, 2006 After Before Assumption Assumption Change Change The present value as of the beginning of the plan year of all benefits expected to be paid in ' the future to current participants. • Active participants • Terminated vested participants $415,285,309 9,801,171 $434,372,365 9,815,788 $414,415,419 9,890,291 • Retired and disabled participants 250,792,752 253,986,740 235,058,990 • Total Participants $675,879,232 $698,174,893 $659,364,700 Credit Balance: Employer contributions from prior years reserved for future use. $15,046,922 $15,046,922 $18,817,573 Fund: The actuarial value of fund assets as of ' the beginning of the plan year. $559,830,590 $559,830,590 $525,573,824 Excess of Total Projected Actuarial ' Liability Over the Fund Minus the Credit Balance: The portion of the projected total ' actuarial liability to be funded in the future. $131,095,564 $153,391,225 $152,608,449 This portion is divided into two components: ' a. Unfunded frozen actuarial accrued liability $22,417,537 $37,113,063 $38,023,756 b. Present value of future service liability (funded over the expected future service years of current participants) $108,678,027 $116,278,162 $114,584,693 Present Value of Future Covered Payroll $694,770,240 $658,460,027 $633,768,660 i CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION II - FUNDING (continued) B. Development of Normal Cost (continued) Jan. 1, 2007 Jan. 1, 2007 Jan. 1, 2006 After Before Assumption Assumption Change Change Normal Cost Rate: The ratio of the present value of future service liability to the present value of future covered payroll. 15.64% 17.66% 18.08% ' Annual Covered Payroll: The reported payroll for plan participants who have not attained the assumed retirement age. 0 d ?i 1 $79,385,090 $79,385,090 $76,010,269 Normal Cost: The annual cost as of the beginning of the plan year to fund the future service liability over the expected future years of service of the current participants. $12,415,828 $14,019,407 $13,742,657 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION II - FUNDING (continued) C. Schedule of Amortization Pavments Initial Jan. 1, 2007 Annual Date Initial Amortization Unamortized Amortization Established Reason Amount Period (Years) Amount Payment 1/1/1979 Supplemental FIL $2,707,962 30 $353,049 $182,906 1/1/1981 Supplemental FIL 390,421 30 99,990 27,771 1/1/1982 Supplemental FIL (4,521,985) 30 (1,425,761) (327,812) 1/1/1987 Supplemental FIL 1,519,142 30 867,052 117,504 1/1/1988 Supplemental FIL 1,673,738 30 1,019,638 129,658 1/1/1989 Supplemental FIL 2,177,772 30 1,404,906 168,952 1/1/1994 Asset Valuation Method Change 3,724,296 30 2,949,812 290,865 1/1/1996 Plan 15,063,842 30 12,625,111 1,179,254 Amendment 1/1/2000 Plan 52,921,724 30 48,332,987 4,160,471 Amendment 1/1/2002 Assumption Changes (30,846,502) 30 (29,113,721) (2,429,592) 1/1/2007 Assumption Changes (14,695,526) 30 (14,695,526) (1,157,478) Total Charges $67,652,545 $6,257,381 Total Credits (45,235,008) (3,914,882) Total $22,417,537 $ ,342 499 10 1 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION II - FUNDING (continued) D. Anticipated Amortization Schedule Shown below is the anticipated amortization schedule for the Unfunded Frozen Actuarial Accrued ' Liability taking into account the plan's funding policy. ' Anticipated Amortization Schedule 1 Unfunded Frozen Date Actuarial Accrued Liability 2007 $22,417,537 2008 $21,580,666 ' 2009 $20,681,030 2010 $19,910,545 2037 $0 On July 1, 1963, the Unfunded Frozen Actuarial Accrued Liability was established equal to the difference ' between the retirement plan's accrued liability, determined under the Entry Age Normal Funding Method and the actuarial value of plan assets. According to the plan's funding policy, the initial liability is to be amortized by a series of level payments over a forty-year period. Subsequent changes in the level of the Frozen Actuarial Accrued Liability due to plan amendments or changes in actuarial assumptions are to be amortized on a straight-line basis over a period of thirty years. By contributing more than the stated funding policy, the amortization of the Unfunded Frozen Actuarial Accrued Liability can be accelerated. n CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III -ASSETS Comparative Balance Sheet As of December 31, 2006 ASSETS Market Value Dec. 31, 2006 Market Value Dec. 31, 2005 Cash and Cash Equivalents $2,139,316 $(1,621,349) International Equity Securities 67,122,769 54,427,233 Domestic Corporate Equity Securities 302,072,191 293,796,569 Preferred Stock 161,044 1,094,165 Domestic Bonds 214,354,361 183,690,140 Total Investments $585,849,681 $531,386,758 Receivables: Interest - Pooled Cash 27,588 0 Commission Recapture 56,913 36,083 Employer Contributions 4,794,995 3,491,691 State Contributions 5,000 0 Total Assets $590,734,177 $534,914,532 LIABILITIES AND ACTUARIAL RESERVES Liabilities: Accounts Payable $667,685 $662,183 Total Liabilities $667,685 $662,183 Actuarial Reserves: Accumulated Member Contributions $49,816,350 $48,234,206 Balance of Actuarial Reserves 540,250,142 486,018,143 Total Actuarial Reserves $590,066,492 $534,252,349 TOTAL LIABILITIES AND ACTUARIAL RESERVES $590,734,177 $534,914,532 12 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III - ASSETS (continued) Schedule of Changes in Actuarial Reserves For the Plan Year Ended December 31, 2006 Market Value Revenues: Employee Contributions $6,060,134 Employer Contributions 10,256,391 State Contributions 12,000 $16,328,525 Earnings on Investments: Interest $9,849,351 Dividends 3,166,020 Realized Net Gains on Securities Transactions 60,632,789 $73,648,160 Unrealized Appreciation (Depreciation) on Investments ($11,007,280) Expenses: Benefits Paid $(19,140,278) Refunds of Contributions (1,046,889) Professional Fees (2,968,095) Other Expenses 0 $(23,155,262) Net Change in Actuarial Reserves $55,814,143 Actuarial Reserves at Beginning of Plan Year $534,252,349 Actuarial Reserves at End of Plan Year $590,066,492 13 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION 111 - ASSETS (continued) Development of Actuarial Value of Assets 1. Actuarial Reserves at Beginning of Plan Year $534,252,349 2. Time Weighted Employee Contributions 3,030,067 (.5 x $6,060,134) 3. Time Weighted Employer Contributions 641,024 (.5 x.125 x $10,256,391) 4. Time Weighted State Contributions 6,000 (.5 x $12,000) 5. Time Weighted Benefit Payments 9,252,452 ( (11/24) x $20,187,167) 6. Time Weighted Expenses 1,484,048 (.5 x $2,968,095) 7. Time Weighted Value of Actuarial Reserves $527,192,940 (items 1+2+3+4-5-6) 8. Expected Asset Return 39,539,471 (Item 7 x 7.50%) 9. Actual Asset Return 62,640,880 10. Difference of Expected Return over Actual Return $(23,101,409) 11. Actuarial Reserves at End of Plan Year 590,066,492 12. Expected Actuarial Reserves at End of Plan Year $566,965,083 (Items 10 + 11) 13. Difference Between Actual and Expected Asset Return $23,101,409 (Items 11 - 12) 14 I CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III -ASSETS (continued) Development of Actuarial Value of Assets (continued) Date Initial Annual Amount Amount Excluded Amount Excluded Established Amount Recognized Prior Valuation Current Valuation 01/01/2003 $(71,661,013) $(14,332,203) $14,332,203 $0 01/01/2004 $49,774,669 $9,954,934 $(19,909,868) $(9,954,934) 01/01/2005 $10,516,067 $2,103,213 $(6,309,640) $(4,206,427) 01/01/2006 $(4,010,976) $(802,195) $3,208,781 $2,406,586 01/01/2007 101 409 $23 $4,620,282 $0 $(18,481,127) , , Total $(30,235,902) Actuarial Reserves $590,066,492 Actuarial Value of Assets, Before Applying Limits $559,830,590 80% of Actuarial Reserves $472,053,194 120% of Actuarial Reserves $708,079,790 Actuarial Value of Assets, After Applying Limits $559,830,590 15 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION IV -ACCOUNTING A. Plan Description and Contribution Information Membership of the plan consisted of the following at January 1, 2006, the date of the latest actuarial valuation: Retirees and beneficiaries receiving benefits 721 Terminated plan members entitled to but not yet receiving benefits 58 Active plan members 1,671 Total 2.450 Number of participating employers 1 16 1 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION IV -ACCOUNTING (continued) B. Required Supplementary Information Scheduling of Funding Progress Actuarial UAAL as a Actuarial Value Accrued Liability Unfunded Percentag Actuarial of Assets (AAL) AAL Funded Covered e of Valuation (a) Frozen Entry (UAAL) Ratio Payroll Covered Date Age (b) (b-a) (a/b) (c) Payroll ( (b-a) / c) 01/01/1991 $141,865,764 $152,118,075 $10,252,311 93% $34,532,753 30% 01/01/1992 $184,746,269 $194,550,126 $9,803,857 95% $36,626,332 27% 01/01/1993 $198,315,690 $207,639,701 $9,324,011 96% $38,731,039 24% 01/01/1994 $213,014,474 $225,549,346 $12,534,872 94% $38,710,974 32% 01/01/1995 $225,482,726 $237,428,796 $11,946,070 95% $41,371,332 29% 01/01/1996 $244,744,488 $271,124,381 $26,379,893 90% $44,208,964 60% 01/01/1997 $272,346,200 $297,892,502 $25,546,302 91% $44,955,348 57% 01/01/1998 $308,596,133 $333,250,492 $24,654,359 93% $47,281,198 52% 01/01/1999 $354,088,751 $377,788,731 $23,699,980 94% $49,666,523 48% 01/01/2000 $414,826,422 $490,426,940 $75,600,518 85% $50,937,403 148% 01/01/2001 $461,724,610 $535,672,208 $73,947,598 86% $54,864,584 135% 01/01/2002 $491,859,015 $533,191,487 $41,332,472 92% $58,929,582 70% 01/01/2003 $477,541,459 $517,933,495 $40,392,036 92% $65,150,820 62% 01/01/2004 $507,256,663 $546,915,627 $39,658,964 93% $69,907,473 57% 01/01/2005 265,274 $510 $549,136,184 $38,870,910 93% $73,836,304 53% 1 01/01/2006 , $525,573,824 $563,597,580 $38,023,756 93% $76,010,269 50% 01/01/2007 $559,830,590 $582,248,127 $22,417,537 96% $79,385,090 28% The information presented in the required supplementary schedules was determined as part of the actuarial valuations at the dates indicated. Additional information as of the latest actuarial valuation follows: d 01/01/2006 ate Valuation Actuarial cost method Frozen Entry Age Amortization method Level Dollar Closed Remaining amortization periods Various Asset valuation method Five Year Average Actuarial assumptions: Investment rate of return 7.5% Projected salary increases 6.0% Include merit increases 3.0% Cost-of-living adjustments 3.0% * Effective January 1, 1994, the asset valu ation method was changed from market value to a five year average method. 17 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA A. Reconciliation of Employee Data A summary of changes in the employee data from January 1, 2006 through January 1, 2007 follows Employees who do not participate in the plan are not included. Retired Terminated Participants Active Vested And Employees Employees Beneficiaries Total Participants included in the January 1, 2006 valuation 1,671 58 721 2,450 Nonvested terminations (14) (14) Data revisions* 1 3 4 Vested terminations (12) 12 0 Deaths without eligible (1) (6) (7) beneficiary Retirements (33) (7) 40 0 Cash settlements (88) (88) Rehires 5 (2) 3 New participants 163 163 Participants included in the January 1, 2007 valuation 1,692 61 758 2,511 Active Participants: Fully vested 1,097 Non-vested 595 Total 1,692 18 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) B. Age - Service Distribution of Active Participants as of January 1, 2007 Years of Service Attained 0-4 5-9 10 - 14 15 - 19 20 - 24 25+ Total Age No. No. No. No. No. No. No. Under 25 86 0 0 0 0 0 86 25 to 29 118 23 0 0 0 0 141 30 to 34 89 73 25 0 0 0 187 35 to 39 85 73 55 22 0 0 235 40 to 44 65 60 56 61 24 2 268 45 to 49 65 43 43 58 58 13 280 50 to 54 39 42 36 45 36 57 255 55 to 59 32 17 28 31 21 24 153 60 to 64 11 8 13 17 9 4 62 65+ 5 3 6 7 1 3 25 Total 595 342 262 241 149 103 1,692 Active Participant Statistics Average Age 43.29 years Average Service 10.22 years 19 C CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) Aae - Service Distribution of Active Hazardous Duty Participants as of Januarv 1, 2007 Years of Service Attained 0-4 5-9 10 - 14 15 - 19 20 - 24 25+ Total Age No. No. No. No. No. No. No. Under25 19 0 0 0 0 0 19 25 to 29 46 7 0 0 0 0 53 30 to 34 28 41 11 0 0 0 80 35 to 39 33 40 30 14 0 0 117 40 to 44 9 9 27 32 8 0 85 45 to 49 1 2 3 15 16 3 40 50 to 54 3 1 2 6 3 18 33 55 to 59 2 0 1 2 2 3 10 60 to 64 0 0 0 0 0 0 0 65+ 0 0 0 0 0 0 0 Total 141 100 74 69 29 24 437 Active Participant Statistics Average Age 38.04 years Average Service 10.07 years 20 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) D. Age - Service Distribution of Active Non-Hazardous Duty Participants as of January 1, 2007 Years of Service Attained 0-4 5-9 10 - 14 15 - 19 20 - 24 25+ Total Age No. No. No. No. No. No. No. Under 25 67 0 0 0 0 0 67 25 to 29 72 16 0 0 0 0 88 30 to 34 61 32 14 0 0 0 107 35 to 39 52 33 25 8 0 0 118 40 to 44 56 51 29 29 16 2 183 45 to 49 64 41 40 43 42 10 240 50 to 54 36 41 34 39 33 39 222 55 to 59 30 17 27 29 19 21 143 60 to 64 11 8 13 17 9 4 62 65+ 5 3 6 7 1 3 25 Total 454 242 188 172 120 79 1,255 Active Participant Statistics Average Age 45.12 years Average Service 10.27 years 21 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) E. Inactive Participant Count and Benefits as of January 1, 2007 Number of Annual Participants Benefit Terminated Vested Participants 61 $1,011,309 Retired Participants and Beneficiaries 758 $19,847,421 22 I CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VI - ASSUMPTIONS AND METHODS A. Actuarial Assum ptions Investment Yield The investment rate of earnings is assumed to be 7.5% per annum. Mortality Mortality is based on the RP 2000 Combined Healthy Mortality Table. Withdrawal Employees are assumed to terminate according to the following schedules, depending upon whether or not the employee is deemed "Hazardous Duty": Hazardous Duty Withdrawal Aqe All Years 20 7.5% 30 3% 40 3% 50 3% 55 0% Non-Hazardous Dut y Withdrawal First Second Third More than 3 Aqe Year of Year of Year of Years of Service Service Service Service 20 25% 25% 25% 20% 30 15% 12.5% 10% 8% 40 15% 12.5% 10% 5% 50 15% 5% 5% 4% 60 0% 0% 0% 0% Disability Pre-retirement incidence of disability is assumed to occur in accordance with a standard scale of moderate disability rates (Class 1, 1952 Inter- Company). Rates for females are assumed to be double that for males. Sample rates for males are shown below: Aqe Incidence of Disability 20 .17% 30 .17% 40 .20% 50 .29% 60 .59% 70 1.74% 23 t u ?J 1 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VI - ASSUMPTIONS AND METHODS (continued) A. Actuarial Assumptions (continued) Service vs. Non-service All pre-retirement deaths are assumed to be non-service related. All incidence of disability is assumed to be service related. Salary Scale Future salaries are assumed to increase at the rate of 6% per year - 3% due to cost-of-living, and 3% due to merit increases. Valuation Salary Compensation during the plan year is assumed to be the greater of (1) and (2): (1) Compensation earned during the prior plan year, increased by salary scale; (2) Pay rate for the current plan year. Retirement Rates Employees are assumed to retire according to the following schedules, depending upon whether or not the employee is deemed "Hazardous Duty": Hazardous Duty Retirement 10 to 19 20 or More Years of Years of Age Service Service 45 15% 15% 50 20% 20% 55 20% 35% 60+ 100% 100% Non-Hazardous Duty Retirement 10 to 19 20 to 29 30 or More Years of Years of Years of Aqe Service Service Service 50 0% 0% 20% 55 0% 30% 25% 60 10% 30% 25% 65 35% 75% 75% 70+ 100% 100% 100% Timing of Contribution The employer contribution is assumed to be made uniformly during the first two quarters of the fiscal year beginning on October 1 following the valuation date. Employees Covered All participants as of the actuarial valuation date. 24 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VI - ASSUMPTIONS AND METHODS (continued) A. Actuarial Assumptions (continued) Spouses Eighty-five percent (85%) of the active participants are assumed to be married (or have dependents eligible for Survivor's Benefits). Female spouses are assumed to be five years younger than male spouses. State Contributions The state contributions are assumed to equal $12,000 per year. Expenses Expenses are assumed to equal last year's actual expenses. Completeness of All benefits and expenses to be provided by the Plan are recognized in the Assumptions valuation. All known events are taken into account; no current trends are assumed to discontinue in the future. B. Asset Valuation Method The Actuarial Value of Assets is based on a five-year moving average of assets valued at statement value. The statement value reflects an amortized value for bonds and market value for equity investments. From the statement value, actual and expected return on investments is derived. Any difference between the actual return on investments for a given year and the expected return is spread over five years. After five years the entire amount is fully recognized. However, the Actuarial Value of Assets will never exceed 120% nor fall below 80% of the market value of assets. The use of a derived value of plan assets rather than current market value will produce a more stable funding pattern for the plan by partially eliminating the effect of unusual market fluctuations. C. Actuarial Cost Method The actuarial cost method is the Frozen Entrv Aae Actuarial Cost Method. Under this method the excess of the actuarial present value of projected benefits over the sum of the actuarial value of assets plus the Unfunded Frozen Actuarial Accrued Liability is funded on a level basis over the future compensation of active employees. The portion of this excess allocated to the current year is called the Normal Cost. The Frozen Actuarial Accrued Liability is determined using the Entry Age Actuarial Cost Method. This ' Frozen Actuarial Accrued Liability is adjusted from time to time to reflect changes in the Plan or in the actuarial assumptions. The Unfunded Frozen Actuarial Accrued Liability is separately amortized over a fixed number of years. 25 1 1 1 1 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VII - SUMMARY OF PLAN PROVISIONS This summary is intended as an outline of plan provisions and does not alter the intent or meaning of the provisions contained in the contract and / or plan document. Plan Year Eligibility Current Employee Contributions Average Monthly Compensation Accrued Benefit January 1 to December 31. Any permanent employee shall participate in the plan immediately. 8.0% of wages and salaries actually paid to a participant. The total Compensation received during the highest five years of service of the last ten years divided by sixty. A monthly benefit equal to 2.75% of Average Monthly Compensation multiplied by the number of years of service to date. ' Retirement Benefit A. Eligibility (Normal Retirement Date) ' Non-Hazardous Duty: Completion of 30 years of service, completion of at least 20 years of service and the attainment of age 55, or completion of at least ten years of service and the attainment of age 65. • Hazardous Duty: Completion of 20 years of service or completion of at least ten years of service and the attainment of age 55. B. Normal Retirement Benefit ' The participant's Accrued Benefit payable as of his actual retirement date on or after his Normal Retirement Date. No adjustment applies for deferred retirement beyond his Normal Retirement Date. ' C. Normal Form of Benefit A monthly annuity for the life of the participant. After the participant's death, 100% of the Normal Retirement Benefit shall be paid as a Survivor Annuity to the spouse for five years. After five years, such Survivor Annuity is reduced to 50% of the original amount. The Survivor Annuity ceases upon death or remarriage of the spouse. 120 monthly payments are guaranteed in any case for police and fire fighters. 1 ? 1 26 CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VII - SUMMARY OF PLAN PROVISIONS (continued) D. Early Retirement Benefit ' For police and fire fighters, an early retirement benefit is payable to those participants who have completed ten years of service and the attainment of age 50. The benefit is equal to the retirement ' benefit calculated as of the date of early retirement, reduced by 3% per year for each year below age 55. E. Cost of Living Increase All participants commencing annuity benefit payments shall be entitled to a 1.5% increase in their benefit amount each year. ' Disability Benefit A. Eligibility Total and permanent disability. If the disability is non-service connected, there is an additional ' requirement of the completion of ten years of service. B. Disability Benefit The participant's Accrued Benefit, payable immediately. If the disability is service connected, the Disability Benefit must be at least 66.67% of Average Monthly Compensation. ' C. Normal Form of Benefit A monthly annuity for the life of the participant. After the participant's death, a Survivor Annuity is ' provided as described under the Normal Form of Benefit for retirement benefits. 120 monthly payments are guaranteed in any case for police and fire fighters. ' D. Cost of Living Increase All participants commencing annuity benefit payments shall be entitled to a 1.5% increase in their benefit amount each year. Death Benefit I A. Eligibility Any actively employed participant. I B. Death Benefit I The participant's Accrued Benefit, payable immediately. If death is service connected, the Death Benefit must be at least 66.67% of Average Monthly Compensation. 1 i1 27 ' CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VII - SUMMARY OF PLAN PROVISIONS (continued) C. Form of Benefit A monthly Survivor Annuity as described under the Normal Form of Benefit. ' D. Cost of Living Increase All participants commencing annuity benefit payments shall be entitled to a 1.5% increase in their benefit amount each year. Vested Termination Benefit A. Eligibility Completion of ten years of service. B. Termination Benefits ' The participant's Accrued Benefit payable as of his Normal Retirement Date, provided Employee Contributions are not refunded. C. Form of Payment A monthly annuity for the life of the participant. After the participant's death, a Survivor Annuity is provided as described under the Normal Form of Benefit, beginning at the latter of the participant's ' Normal Retirement Date or date of death. D. Cost of Living Increase ' All participants commencing annuity benefit payments shall be entitled to a 1.5% increase in their benefit amount each year. Non-Vested Termination Benefit A. Eligibility Any actively employed participant. ' B. Benefit Refund of Employee Contributions with 5% simple interest. ' C. Form of Benefit Lump sum. 1 ? 1 28