UPGRADE AMENDMENT TO SOFTWARE END USER LICENSE AND SERVICES AGREEMENT FOR EXTENDED CAPABILITIES
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UPGRADE AMENDMENT to
SOFTWARE END USER LICENSE AND SERVICES AGREEMENT
For EXTENDED ENTERPRISE CAPABILITIES
This upgrade amendment ("Upgrade Amendment") to the Software End User License and Services Agreement
dated October 31, 1995 and all applicable addenda, amendments and Schedules thereto (collectively the "License
Agreement") is made and entered into as of December 9,2001 ("Upgrade Amendment Effective Date") by and
between PeopleSoft USA, Incl. ("PeopleSoft") and the City of Clearwater ("Licensee").
1. SOFTWARE/SERVICES
Extended Enterprise Capabilities Mfr. Provided Copies Fee
Human Resources for the Public Sector PeopleSoft, Inc. 1 Included
Payroll for the Public Sector PeopleSoft, Inc. 1 Included
First Year Annual SUDDort Services Fee $6,000.00
TOTAL FEES $36,000.00
2. License to De 10 and Use the Extended Ente rise Ca abilities.
Territo
Version (indicate the country specific global version or local version for each
country within the Territory in which or for which the Software will be used)
United States
American English and Associated
Functionality
The Extended Enterprise License Upgrade Program enables customers to use
the PeopleSoft Web Client, Web Self-Service transaction, and the PeopleSoft
Internet Architecture and to use as many servers and workstations as needed
to TUn currently available versions of the PeopleSoft Software within their
enterprise. It also enables customers to deploy PeopleSoft applications
through the Internet, intranets, and extranets to reach customers, suppliers,
and em 10 ees through the use of self-service a lications.
2.1 PeopleSoft grants Licensee the right to deploy and use the Extended Enterprise Capabilities in the
Software listed above for access by Employees and Designates on one or more servers and/or workstations located
at facilities owned or leased by Licensee, in the Territory, subject to the limitations contained herein and in the
License Agreement and solely to access Licensee's internal data for Licensee's business, as permitted herein.
Licensee's use of the Software is restricted for the Size Metrics most recently specified in this Upgrade
Amendment and thereafter, as re-established during annual certification as specified in the section entitled
"Certification" below.
2.2 If Licensee desires to use the Software beyond the scope of the License Agreement or this Upgrade
Amendment, Licensee shall obtain a license for the additional rights from PeopleS oft, which mayor may not be
granted.
2.3 Licensee shall be responsible for acquiring and paying for any database providers' and/or external third
party software license requirements, including any additional fees to any such third parties that may be affected by
this Upgrade Amendment.
2.4 Licensee shall not use any functionality or any version of the Software not expressly licensed by Licensee,
including any functionality of a version not applicable to the Territory. PeopleSoft reserves all rights not expressly
granted herein.
1 PeopleS oft, Inc. assigned all United States licenses to its wholly owned subsidiary, PeopleSoft USA, Inc. on January 1, 1998 and as of such date,
PeopleSoft USA, Inc. is the successor-in-interest to the License Agreement between the parties.
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3. Size Metrics. Licensee's use of the Software is limited to the following Size Metrics:
I Employee Count
1,900
4. License Fee for Extended Enterprise Capabilities. Licensee shall pay PeopleSoft the fees as stated
above for the rights set forth herein for Licensee's use of the Software modules listed above. This fee is based on
Licensee total Employee Count of 1,900.
5. Payment Terms.
5.1 Licensee shall pay PeopleSoft the TOTAL FEES shown above in U.S. dollars within thirty (30) days from
the date of PeopleS oft's invoice. Except as otherwise provided herein, all payment obligations are non-contingent,
non-cancelable and non-refundable. Payments which are not received within thirty (30) days from the date of the
invoice shall bear interest at the lesser of eighteen percent (18%) per annum or the maximum rate allowed under
applicable law.
5.2 Licensee is liable for all taxes, duties and customs fees relating to the Software and Support Services
provided hereunder.
5.3 PeopleSoft reserves the right to change its credit terms at any time on notice to Licensee. In addition,
PeopleSoft reserves the right to withhold performance of any obligations, whether arising under this Upgrade
Amendment or otherwise, in the event of Licensee's nonpayment when due of any amounts owed to PeopleS oft.
This is in addition to any other remedies available to PeopleSoft.
5.4 Licensee represents and warrants that if its internal procedures require that a purchase order be issued as a
prerequisite to payment of any amounts due to PeopleSoft, it will timely issue such purchase order and inform
PeopleSoft of the number and amount thereof and that it will take all action necessary to effect payment to
PeopleSoft on the date specified in Section 5.1 above. Licensee agrees that the absence of a purchase order, other
ordering document or administrative procedure may not be raised as a defense to avoid or impair the performance
of any of Licensee's obligations hereunder, including payment of amounts owed to PeopleSoft.
6. Support Services Terms. The six thousand ($6,000.00) dollar First Year Annual Support Services Fee as
specified in Section 1 above for the Extended Enterprise Capabilities for the Software and capabilities listed herein
for a period of one (1) year commencing on this Upgrade Amendment Effective Date is included in the above
License price of thirty-six thousand dollars ($36,000.00). Licensee may elect to continue Support Services for the
Extended Enterprise Capabilities for the Software by paying PeopleSoft the Support Services fee of seventeen 17%
percent ($6120.00 six thousand one hundred and twenty dollars) of thirty-six thousand dollars ($36,000.00) for the
second year. Thereafter, for the next four years, Licensee may elect to continue the Annual Support Service Fee for
the Extended Enterprise License Capabilities that is the lower of: (i) the then-current Annual Support Services Fee
for the Extended Enterprise License Capabilities; or (ii) an Annual Support Service Fee for the Extended
Enterprise License Capabilities that shall not exceed an increase often percent (10%) over the prior year's Annual
Support Service Fee paid by Licensee to Peoplesoft, or a total of fifteen percent (15%) over a rolling four year
period, taking into account the Employee Count and any Incremental License Fees owed thereon, as of the date of
renewal of the Support Services. Up-grades, updates and enhancements of the products licensed hereunder may be
forthcoming in the future. The parties agree that the terms and conditions of this Software End User License and
Service Agreement and related Schedules will govern the issuance and use of such future upgrades, updates and
enhancements.
7. Incremental License Fee. Licensee's licensed use of the Software listed herein is based on Licensee's
Size Metrics as shown in this Upgrade Amendment. Each year prior to the Anniversary Date, PeopleSoft will send
Licensee a statement to verify Licensee's total Employee Count as of such date. Licensee shall pay PeopleSoft an
additional non-refundable, non-cancelable license fee of $4,000 for each incremental increase of 190 in Licensee's
Employee Count from one Anniversary Date to the next. Upon receipt of such license fees in the amount of
$4,000, Licensee's Employee Count shall be modified to increase by 190 employees.
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8. CertifIcation. On an annual basis, PeopleSoft shall send Licensee a statement in the form of a written
request to verify Licensee's Size Metrics as of such Anniversary Date. Licensee shall promptly respond by
providing PeopleSoft with a certification signed by an authorized representative of Licensee, either (a) verifying
PeopleSoft's statement and confIrming the Size Metrics as set forth in such statement; or (b) providing PeopleSoft
with Licensee's then-current Size Metrics. If Licensee's Size Metrics have expanded, Licensee shall pay
PeopleSoft the applicable Incremental License Fees as set forth herein.
9. Audit: PeopleSoft reserves the right to audit the use of the Software by Licensee no more than once in
any twelve (12) month period at PeopleSoft's expense. All audits shall be conducted during regular business
hours. If any such audit discloses an underpayment of fees due for the period which the discrepancy has arisen,
Licensee will pay the underpayment along with the interest accrued from the date of payment was originally due at
the lesser of eighteen percent (18%) per annum or the maximum permitted by law. Licensee will also reimburse
PeopleSoft for all reasonable costs and expenses associated with the audit if the audit shows that Licensee has
underreported any Size Metrics.
10. General. The terms and conditions of this Upgrade Amendment apply only to the Software listed herein.
In the event of conflict or inconsistency, this Upgrade Amendment shall take precedence over the License
Agreement. The License Agreement and this Upgrade Amendment constitute the entire agreement between the
parties concerning the Software listed herein. All amendments to this Upgrade Amendment must be in writing
and signed by both parties authorized signatories. Transmitted Copies are considered documents equivalent to
original documents. This Upgrade Amendment may be executed in counterparts.
11. Definitions. Unless otherwise defIned herein, capitalized terms used in this Upgrade Amendment shall
have the same meaning as those used in the License Agreement. To the extent there is any conflict between the
defInitions in the License Agreement and the definitions below, the definitions below will control and supercede
the definitions in the License Agreement.
"Anniversary Date" means the month and day of Licensee's annual maintenance renewal date as determined by
this Upgrade Amendment.
"Designates" means Licensee's customers, suppliers, vendors, benefits providers and other such external parties
providing goods or services to Licensee that access the Software consistent with the tenns of this Upgrade
Amendment. In no event shall a Designate have the right to (i) install the Software on a server, workstation or
other computer, or (ii) access the source code for the Software. A breach by a Designate will be considered a
breach by Licensee hereunder.
"Employees" mean Licensee's and all related entities' full or part time employees from whom Licensee withholds
payroll taxes.
"Employee Count" shall mean the sum of all Employees and contractors who are or would be deemed employees
under applicable laws.
"Extended Enterprise Capabilities" means the new functionality and expanded use rights incorporated in the
Software to enable Licensee's usage and deployment of the Software through the use of Licensee's fIre-waIl secured
intranet, internet or extranet.
"Size Metrics" means one or more of the following: Employee Count, Reported Revenues, Reported Budget or
Reported Assets.
"Software" means all or any portion of the applicable Version for the Territory of the binary computer software
programs and related source code (except as otherwise provided in the applicable Schedule), listed on the
applicable Schedule(s) to the License Agreement as being licensed by Licensee, available as of the Amendment
Effective Date, which is delivered by PeopleSoft to Licensee. Software does not include Third Party Software or
source code for Third Party Software or Tools. Unless specifically stated otherwise, all Software is delivered to
Licensee only if and when generally commercially available.
"Support Services" means PeopleSoft's standard services in effect at the time such services are rendered, which
are designed to support the Software.
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"Territory" means the geographic area set forth in the applicable Schedule in which Licensee may install and run
the Software on servers or workstations located at its facilities for use by Employees and Designates who are
regularly employed in such geographic area.
"Third Party Software" means all or any portion of the then commercially available version of the binary
computer software programs, but not source code, licensed by PeopleSoft from third parties and sublicensed to
Licensee, as specifIed in the applicable Schedule, which are not embedded in the Software.
"Tools" means the underlying architecture from which the Software is designed, and includes software application
programming tools in object code form, including PeopleTools and PepperTools, but does not include source code,
which is delivered by PeopleSoft to Licensee.
"Transmitted Copies" means this Upgrade Amendment, and other ordering documents which are (i) copied or
reproduced and transmitted via photocopy, facsimile or process that accurately transmits the original documents;
and (ii) accepted by PeopleSoft.
"Version" means the specific territorial functionality of the Software licensed by Licensee as listed herein.
12. Expiration of Pricing. All terms and conditions, including the fees referenced in this Upgrade
Amendment shall expire on December 9, 2001 if this Upgrade Amendment is not executed by Licensee by such
date.
13. Miscellaneous Information
SHIPPING INFORMATION BILUNG INFORMATION SITE INFORMATION
Dan Mayer, Director IT Same Same
City of Clearwater
100 S. Myrtle Avenue
Clearwater, FL 33756
Phone: 727/562-4662 Phone: Phone:
Fax: Fax: Fax:
The undersigned represent and warrant that they are authorized as representatives of the party on whose behalf
they are signing to sign this Upgrade Amendment and to bind their respective party thereto.
CITY OF CLEARWATER
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Authorized signature
2Z~FT USA, lNC.
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Authorized signature
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Printed name and title ./ -
Printed name and title
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City Of Clearwater
112 South Osceola Avenue
Clearwater, FL 33756
Countersigned:
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Brian J. Aung
Mayor-Commissioner
CITY OF CLEARWATER, FLORIDA
By:
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William B. Horne II
City Manager
Approved as to form:
Attest:
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ne C. Hayman
Assistant City Attorney
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