COMMUNITY HOUSING DEVELOPMENT ORGANIZATION AGREEMENT
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CITY OF CLEARWATER, FLORIDA
AND
MT. CARMEL COMMUNITY DEVELOPMENT CORP. OF CLEARWATER,
INC.
COMMUNITY HOUSING DEVELOPMENT ORGANIZATION AGREEMENT
THIS AGREEMENT ("Agreement"), made and entered into this First day of December, 2002, by
and between the City of Clearwater, Florida, a municipal corporation existing by and under the laws of
the State of Florida, herein after referred to as the "City", and Mt. Carmel Community Development
Corporation of Clearwater, Inc., a not-for-profit corporation organized under the laws of the State of
Florida, herein after referred to as the "Mt. Carmel CDC:
WHEREAS, the City is the recipient of a HOME Investment Partnership Program (HOME) Grant
from the U.S. Department of Housing and Urban Development (RUD) pursuant to Title II of the Cranston-
Gonzalez National Affordable Housing Act of 1990, as amended, 42 U.S.c. 12701 et seq. (HOME
Program), codified and implemented by 24 CFR Part 92; and
WHEREAS, under the provisions of the Act, the City is required to set-aside at least 15% of its
HOME Investment Partnership Program entitlement allocation to organizations that meet the requirement
for Community Housing Development Organizations (CHDOs"), as specified by the HOME Program, for
the CHDO to own, develop or sponsor housing for families at or below 80% of the area median income;
and
WHEREAS, the Mt. Carmel CDC has met the requirements established by the federal government
and has been certified as a CHDO by the City, pursuant to the National Affordable Housing Act of 1990, as
amended; and
WHEREAS, the City and the Mt. Carmel CDC desire to sign an agreement which sets forth terms
and conditions for the use and acceptance of the unexpended FY2001-02 HOME Program CHDO Set Aside
funds; and
NOW THEREFORE, in consideration of the promises and covenants contained herein, the
parties hereto agree as follows:
PART I - SPECIFIC TERMS AND CONDITIONS
A. Source and Use of Funds
1. Sources of Funds: The sole source of funding from the City for payment of services performed
under this Agreement is the HOME Investment Partnership Program entitlement provided to the
City by HUD. Mt. Carmel CDC agrees that in the event that the HOME Investment Partnership
Program entitlement is reduced or withheld HUD, the City shall not be liable for payment of
contracted services from any City fund other than the HOME Investment Partnership Program
entitlement, in which case Mt. Carmel CDC further agrees that the maximum sum payable under
this Agreement may be reduced by the City. In the event the HUD determines that the City or the
Mt. Carmel CDC have not fulfilled their obligation under the HOME Investment Partnership
entitlement requirements, or the City determines that Mt. Carmel CDC has not fulfilled its
obligation under the HOME Investment Partnership Program requirements, and/or HUD or the City
demands reimbursement of expenses paid under this Agreement, Mt. Carmel CDC shall provide
said reimbursement from non-federal sources within ten day of said notice form City.
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Funding in this agreement include $77,100 from the FY 2001-02 HOME Program CHDO Set-aside.
Mt. Carmel CDC further acknowledges that this Agreement is necessary to comply with the
requirements of 24 CFR Part 92 - HOME Investment Partnership Program and incorporated herein
by reference, which is the source of funds provided under this Agreement; and agrees that it will
comply with; and will require all subcontractors, subgrantees and assigns to comply with all terms
and conditions of said 24 CFR Part 92 and this Agreement, as amended. It shall be Mt. Carmel
CDC's responsibility to insure that it has the latest version of all applicable laws and regulations in
its possession so as to be able to comply with their provisions.
2. Use of Funds: In consideration of HOME Investment Partnership Program entitlement funding
allocated by the City, Mt. Carmel shall operate the programs and specific activities described in the
Mt. Carmel CDC's Proposal (Work Program and Budget), attached hereto as Exhibit A & Band
incorporated herein by reference. Mt. Carmel CDC shall utilize its HOME allocation as an owner-
developer to provide housing for families at or below 80% of the area median income in accordance
with policies established by HUD and therefore shall:
a. HOME funds provided to this project will be used for demolition, acquisition of real property,
developers fees, and other predevelopment costs as identified in Appendix A of this agreement
for properties to be determined and build a new rental apartment building. The number of
housing units to be determined.
b. Project shall be implemented in accordance with this agreement and declaration of restrictive
covenants; and
B. Program Requirements
Mt. Carmel Community Development Corporation of Clearwater, Inc. shall comply with all
requirements of 24 CFR Subpart F pertaining to affordable housing including, but not limited to, the
following:
1. MinimumlMaximum Per Unit SubsidyNalue: The minimum pre-unit subsidy amount for HOME
Investment Partnership Program entitlement funds invested shall not be less than One Thousand
dollar ($1,000). The maximum per-unit subsidy/value of units assisted with HOME funds shall not
be no more than the per-unit dollar limit established for mortgages insure under Section 221
(d)(3)(ii) of the National Housing Act for the Tampa-Clearwater-St. Petersburg metropolitan area.
2. Affordabilitv Period: Rental units shall provide affordable housing to low- and moderate- income
households for the following minimum affordability periods.
Activity
Average Per-Unit HOME $
Investment
<$ 1 5,000/unit
$ 15,000-40,000/unit
>$40,000/unit
Any dollar amount
Minimum Affordability Period
Rehabilitation or Acquisition of
Existing Housing
5 years
10 years
15 years
15 years
Refinance of Rehabilitation
Project
New Construction or Acquisition
of New Housing
Any dollar amount
20 years
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3. Income Restrictions: Mt. Carmel CDC maintains that the homebuyer of the newly constructed
single-family home income shall not exceed 80 percent of the area median income.
Mt. Carmel CDC shall be responsible for determining and verifying the income eligibility of the
HOME tenants. Mt. Carmel Community Development Corporation shall determine the income by
using the Section 8 Program defInition of annual gross income and shall verify the income through
third party verifIcations.
4. Duration of Restrictions: the provisions of 24 CFR Subpart F, as it may be amended, shall survive
termination of this contract for any reason.
5. Housing Qualitv Standards: Mt. Carmel CDC maintains that all new and rehabilitated units shall
meet all applicable local codes, rehabilitation standards, and ordinances, in accordance with 24 CFR
Part 92.251; as well as the Model Energy Code published by the Council of American Building
OffIcials (newly constructed units), the Southern Building Code, the accessibility requirements of
the Fair Housing Act and Section 504 of the Rehabilitation Act of 1973 or the Cost Effective
Energy Conservation and Effectiveness Standards in 24 CFR Part 39 (substantially rehabilitated
units, defmed as having a rehabilitation cost of greater than or equal to $25,000). Mt. Carmel CDC
shall maintain all rehabilitation work funded under this Agreement is performed by properly
licensed and qualifIed contractors in accordance with applicable state, county and city laws and
codes and that all rehabilitation work requiring a construction permit.
6. Housing Inspections: Mt. Carmel CDC maintains that all units assisted with HOME funds are
decent, safe and sanitary and meet the general conditions listed in Section 6 of this agreement.
Further, Mt. Carmel CDC agrees that it will make all records and property assisted with HOME
funds available for inspection within a reasonable period.
Throughout a rental project's period of affordability, the City shall make inspections of the HOME
assisted units, at a minimum based upon the table listed below:
Number of HOME Units
1-4
5-25
26 or more
Inspection Required
Every 3 years
Every 2 years
Annually
7. Site Sensitivity: Mt. Carmel CDC maintains that it will not undertake any activity that may
adversely affect historic or environmentally sensitive sites; and to mitigate any fmdings identifIed in
the environmental checklist. The City shall be responsible for ensuring the proposed projects meet
the requirements listed in 24 CFR Part 58.
8. Property Management: Mt. Carmel CDC maintains that it will furnish the City an updated inventory
listing of property purchased in whole or in part from funds provided under this Agreement within
fIfteen (15) days of the date of any new acquisition. Mt. Carmel CDC shall be responsible for the
maintenance and upkeep of all such property and maintain suffIcient insurance to cover the cost of
replacement.
9. Audit: The Mt. Carmel CDC maintains that it shall at any time during normal business hours and as
often as the City and/or Comptroller General of the United States and/or any of their duly
authorized representatives may deem necessary make available for examination all of Mt. Carmel
CDC's records, books, documents, papers, and data with respect to all matters covered by this
Agreement and shall permit the City and/or the Comptroller General to audit and examine all books,
documents, papers, records and data related to this Agreement.
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C. Method of Payment
1.
Funding Allocation: Both parties agrees that the total compensation to be paid hereunder for actual
expenses incurred shall be no more than SEVENTY SEVEN THOUSAND ONE HUNDRED
DOLLARS ($77,100). The City hereby acknowledges that the funds provided shall be derived as
the 15% CHDO set-aside through the FY2001-02 HOME Program in the amount of $77, 100.
The funds will be expended in accordance with the tenns and conditions of the agreement. Funds
reserved for Mt. Carmel CDC may increase or decrease, subject to production standards. Any
remaining funds shall revert to the City or other City approved agency. Such compensation shall be
paid in accordance with the projected accomplishments and budget descriptions attached hereto and
made a part hereof as Exhibit A.
D. Return on Investment
1. CHDO Proceeds: Funds provided to this activity shall not be considered program income and shall
not be returned to the City once the property is rented.
2. Recaptured Funds: Funds recaptured because housing no longer meets the affordability
requirements under 24 CFR Part 92.254 are subject to the requirements of Part 92, and must be
properly identified and deposited in the Mt. Carmel CDC's HOME Account for use for additional
HOME eligible projects. Recaptured funds must be used prior to drawing down of additional
HOME Investment Partnership entitlement funds from the City under this Agreement. Mt. Carmel
CDC is required to submit an annual report by October 15th of every given year that identifies the
current unit tenant, and affordability period for all previously HOME assisted projects detailed in
Part I, Section F.2 of this Agreement, in order to determine continued compliance with the
affordability requirements.
E. Project Approval Process
Mt. Carmel CDC shall submit a completed project proposal package to the City which includes all
of the documents referenced in the Procedures Manual and demonstrates compliance with Mt.
Carmel CDC HOME regulations stated in the Final Rule, 24 CFR Part 92 prior to City approval of
the project. Upon complete submittal of the project proposal package, the City shall respond to
project proposals in writing within fifteen working days. Closings on proposed acquisitions shall not
be scheduled prior to project approval by City.
F. Program Evaluation and Monitoring
1. Program Goals: The annual performance under this Agreement shall be measured against the
program goals set forth in Mt. Carmel CDC's Project Schedule (Exhibit B).
2. Program Monitoring: The City has the right to monitor and evaluate all aspects of activities carried
out by Mt. Carmel. Such evaluation will be effected by the submission of reports and information
by Mt. Carmel CDC and monitoring visits of Mt. Carmel CDC by City. The City will conduct
biannual monitoring/site visits throughout the current contract year. Contractual requirements
related to inspections, reports, and records include, but are not limited to:
Program Records. Mt. Carmel CDC shall maintain monthly bank statement of Mt. Carmel CDC's
HOME Account, records, reports, data and information as may be required by HUD in 24 CFR Part
92.508 or the City pertaining to matters of this Agreement.
3. Proiect Files: Mt. Carmel CDC shall maintain accurate individual project files with detailed records
of each property, including:
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a. Acquisition, construction or renovation costs and operating costs attributed to a project,
identifying direct assistance funded through the HOME Investment Partnership fund, CHDO
Proceeds, project revenue or other sources;
b. A copy of the executed note and mortgage on the property;
c. Set-up/Completion reports on the property. Completion reports must be submitted to the City
within sixty (60) days of rehab/construction and lease-up completion.
d. Mt. Carmel CDC's annual report verifying ownership and household income for each
completed HOME Investment Partnership entitlement assisted unit throughout the affordable
term; and
e. Documentation substantiating compliance with Equal Opportunity, Fair Housing and
AffIrmative Marketing, and other contractual requirements. Mt. Carmel CDC shall maintain a
summary of this information and shall submit this information to City upon request. These
records shall also be made available to HUD and/or representatives of the Comptroller General
of the United States for audit, inspection or copying purposes during normal business hours.
4. Activities Report: A monthly report shall be completed on the forms, attached hereto as Exhibit
"C", and shall be submitted be the tenth working day of each month, summarizing HOME funded,
and other low-income housing activities during the previous month and also during the fiscal year-
to-date. This report shall detail property acquisition, rehabilitation project status, sale of property,
CHDO Proceeds and description of the fund activity in Mt. Carmel CDC's HOME account. This
report must include a monthly bank statement of the HOME Account and copies of prior month
checks written against this account.
5. Records Retention: Mt. Carmel CDC shall retain all records pertaining to this Agreement, including
but not limited to fmancial, statistical, property and programmatic records, for five (5) years from
the last day of the City's fiscal year (September 30th) in which this Agreement expires, five years
after the affordability period or is terminated. All records, however that are subject to audit fmdings
shall be retained for five (5) year in the manner prescribed above or until an ongoing audit is
completed and all issues raised by the audit are resolved, whichever is later. Nothing herein shall be
construed to allow destruction of records that may be required to be retained longer by federal, state
or local law. These records shall also be made available to HUD and/or representatives of the
Comptroller General of the United States for audit, inspection or copying purposes during normal
business hours.
6. Reversion of Assets: Mt. Carmel CDC certifies that immediately upon the earliest of: I) the event of
default under the terms and conditions of this Contract; 2) dissolution of Mt. Carmel CDC; 3) the
termination of any program described herein; or 4) the expiration or termination of this Agreement,
if said Agreement is not renewed or extended, any HOME Investment Partnership entitlement funds
remaining in the Mt. Carmel CDC's HOME Account, repayments of all loans, proceeds from the
sale of property and title to property that has been purchased, newly constructed, and/or
rehabilitated with HOME funds and not yet leased, accounts receivable, and/or proceeds or assets
attributable to the use of the HOME Investment Partnership entitlement funds, shall revert to the
City. Mt. Carmel CDC further stipulates that in the event that non-expendable personal property
purchased under this Agreement is sold during the term of this Agreement or for one year received
by Mt. Carmel CDC at any time after contract expiration, any income from the sale shall be returned
to the City within ten (10) days of sale. In the event that the balance of funds held in Mt. Carmel
CDC's HOME Account combined with the proceeds from sale of the above mentioned HOME
funded personal property, is not suffIcient to repay HOME Investment Partnership entitlement funds
drawn by Mt. Carmel CDC on open HOME projects, Mt. Carmel CDC must provide a written
explanation to the City at least 20 working days prior to the sale of any CHDO property.
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G. Time of Performance
1. Annual CHDO Recertification. The CHDO Recertification documentation shall clearly demonstrate
that the CHDO continues to meet the definition of a CHDO, and shall be submitted to the City by
October 15,2003, or the City may decline to recertify and decline to renew this Agreement.
2. Commencement and Term. Services described in this Agreement shall commence on December 1,
2002 and shall continue in effect through November 30, 2003. This Agreement may be subject to
renewal, through December 31, 2004, only if the Mt. Carmel CDC has been recertified according to
Part I, Section H, Paragraph 1, and has made significant progress toward the performance of the
goals stipulated in the Work Program
3. Reallocation of Funding. Upon consideration of renewal of this Agreement, the City shall evaluate
the performance of Mt. Carmel CDC in comparison to the goals defmed in the Work Program. In
the event that there is no activity toward these goals, the City has the right to divide the funding
stipulated in this Agreement among other qualified CHDOs.
PART II - GENERAL TERMS AND CONDITIONS
1. Religious Organizations: As partial consideration of receipt of funds under this Agreement:
a. Mt. Carmel CDC shall not discriminate against any employee or applicant for employment on
the basis of religion and will not limit employment or give preference in employment to persons
on the basis of religion;
b. Mt. Carmel CDC shall not discriminate against any person seeking assistance from the Mt.
Carmel CDC on the basis of religion and will not limit services or give preference to persons on
the basis of religion;
c. Mt. Carmel CDC shall provide no religious instruction or counseling, conduct no religious
workshops or services, engage in no religious proselytizing, and exert no other religious
influence on any client or employee ofMt. Carmel CDC;
d. No property from which services are provided under this Agreement shall contain religious
symbols or decoration or the term of this Agreement and the term of any mortgage and/or
promissory notes issued pursuant to this Agreement; and
e. Mt. Carmel CDC shall include subparagraphs A-D, above, in any subcontracts pursuant to this
Agreement.
2. Other Program Requirements: Mt. Carmel CDC shall comply with all requirements of 24 CFR
Subpart H, but not limited to, the following":
a. Equal Opportunity. Inc order to maintain statistical data on the use and participation of minority
and women owned business enterprises as contractor/subcontractors in HOME Program
contracting activities, Mt. Carmel CDC shall be required to identify projects which have been
bid by, and contracted and/or sub-contracted to minority owned, women owned, and/or small or
disadvantaged businesses, by project dollar value. Mt. Carmel CDC shall provide certification of
compliance with all federal requirements under equal opportunity legislation including, but
limited to the following:
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b. The requirements of Fair Housing Act (42 U.S.C. 3601-20) and implementing regulations at 24
CFR Part 100; Executive Order 11063, as amended, (Equal Opportunity in Housing) and
implementing regulations at 24 CFR Part 107; and title VI of the Civil Rights Act of 1964
(U.S.C. 2000d) (Nondiscrimination in Federal Assisted Programs) and implementing regulations
issued at 24 CFR Part 1;
c. The prohibitions against discrimination on the basis of age under the Age Discrimination Act of
1975 (42 U.S.C.6101-07) and implementing regulations at 24 CFR Part 146, and the
prohibitions against discrimination against handicapped individuals under section 50 of the
Rehabilitation Act of 1973 (29 U.S.C. 794) and implementing regulations at 24 CFR Part 8;
d. The requirements of Executive Order 11246 (Equal Employment Opportunity) and the
implementing regulations issued at 41 CFR chapter 60;
e. Section 3. Any contract exceeding $200,000 and any subcontract exceeding $100,000 shall
comply with Section 3 of the Housing and Urban Development Act of 1968, as amended, 12
U.S.C. 1701u. CONTRACTOR shall comply with HUD's Regulations in 24 CFR Part 135,
which implement Section 3, and shall include the following clause (referred to as the Section 3
clause) in all subcontracts resulting from the commitment of funds under this Agreement:
f. The work to be performed under this contract is subject to the requirements of Section 3 of the
Housing and Urban Development Act of 1968, as amended, 12 U.S.c. 1701u (Section 3). The
purpose of Section 3 is to ensure that employment and other economic opportunities generated
by HUD assistance or HUD-assisted projects covered by Section 3, shall, to the greatest extent
feasible, be directed to low and very low-income persons, particularly persons who are recipients
ofHUD assistance for housing.
g. The parties to this contract agree to comply with HUD's regulations in 24 CFR Part 135, which
implement Section 3. As evidenced by their execution of this contract, the parties of this
contract certify that they are under no contractual or other impediment that would prevent them
from complying with the Part 135 regulations.
h. The contractor agrees to send to each labor organization or representative of workers with which
the contractor has a collective bargaining agreement or other understanding, if any, a notice
advising the labor organization or workers' representative of the contractor's commitments
under this Section 3 clause, and will post copies of the notice in conspicuous place at the work
site where both employees and applicants for training and employment positions can see the
notice. The notice shall describe the Section 3 preference, shall set forth minimum number and
job title subject to hire, availability of apprenticeship and training positions, the qualifications
for each; and the name and location of the person(s) taking applications for each of the positions;
and the anticipated date the work shall begin.
1. The contractor agrees to include this Section 3 clause in every subcontract subject to
compliance with regulations in 24 CFR Part 135 and agrees to take appropriate action, as
provided in an applicable provision of the subcontractor or in this Section 3 clause, upon a
fmding that the subcontractor is in violation of the regulations in 24 CFR Part 135. The
contractor will not subcontract with any subcontractor where the contractor has notice or
knowledge that the subcontractor has been found in violation of the regulation in 24 CFR Part
135.
J. The contractor will certify that any vacant employment positions, including training positions
that are filled after the contractor is selected but before the contract is signed. The contractor
will certify that employment opportunities to be directed were not filled to circumvent the
contractor's obligations under 24 CFR Part 135.
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k. Noncompliance with HUD's regulations in 24 CFR Part 135 may result in sanctions, termination
of this contract for default, and debarment or suspension from further HUD assisted contractors.
L. The requirements of Executive Order 11625 (concerning Minority Business Enterprise), and
12138 (concerning Woman's Business Enterprise). Consistent with HUD's responsibilities
under these orders, each applying entity must make efforts to encourage the use of minority and
women business enterprises in connection with HOME funded activities. Any applying entity
must prescribe procedures acceptable to City to establish activities it use to ensure the inclusion,
to the maximum extent possible, of minorities and women, and entities owned by minorities and
women. To encourage the use of women and minority owned businesses in bids for the Program,
the City will provide on request the latest list of such businesses.
3. Fair Housing/AffIrmative Marketing. Mt. Carmel CDC shall comply with all United States
Department of Housing and Urban Development and City of Clearwater Fair Housing and
AffIrmative Marketing requirements and policies, as set forth below:
a. Mt. Carmel CDC shall be required to use affIrmative fair housing marketing practices in
soliciting clients, detennining eligibility and concluding transactions, and affIrmatively further
fair housing efforts according to CFR Part 570.904(c).
b. Mt. Carmel CDC shall solicit applications for vacant units from persons in the housing market
who are least likely to apply for the rehabilitated or new housing without benefit of special
outreach efforts. Persons who are not of the race/ethnicity of the residents of the neighborhood
in which the rehabilitated building is located shall be considered those least likely to apply.
c. Mt. Carmel CDC advertising of vacant units must include an equal opportunity logo or
statement, to be provided by City. Advertising media may include newspapers, radio, television,
brochures, leaflets, or a sign on the property. Mt. Carmel CDC may use community
organizations, places of worship, employment centers, fair housing groups, housing counseling
agencies, social service centers or medical service centers as resources for this outreach.
d. Mt. Carmel CDC must maintain a file containing all marketing efforts (i.e. copies of newspaper
ads, memos of phone calls, copies of letters, etc.) to be available for inspection on request by
City.
e. Mt. Carmel CDC shall maintain a listing of all families residing in each unit. City will assess the
affirmative marketing efforts of Mt. Carmel CDC by comparing predetermined occupancy goals
(based on the area from which potential families will come).
f. City will also assess the efforts of Mt. Carmel CDC during the marketing of the units by use of a
compliance certification or personal monitoring visit to the project at least annually.
g. Those participating entities requesting HOME Investment Partnership entitlement funds for
developments containing 5 or more units must provide a description of intended actions that will
inform and otherwise attract eligible persons from all racial, ethnic, and gender groups in the
housing market to the available housing. In such cases, Mt. Carmel CDC must provide City with
an annual assessment of the affIrmative marketing program. Said assessment must include:
h. Methods used to inform the public and potential owners about federal fair housing laws and
affmnative marketing policy (i.e. the use of the Equal Housing Opportunity logotype or slogan
in print advertising);
1. Methods used to inform and solicit applications from persons in the housing market who are not
likely to apply without special outreach;
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J. Records describing actions taken by the participating entity and/or owner to affIrmatively market
units; and records to assess the results of these actions.
4. Anti-displacement. Mt. Carmel CDC shall not cause permanent displacement of current residents
under the terms of this Agreement; shall inform sellers of property of the fair market value of such
property, and that Mt. Carmel CDC or buyer does not have the power of eminent domain and will
not acquire the property unless a mutually agreeable price can be negotiated; and shall not acquire
any property that would result in the displacement of existing tenants. Mt. Carmel CDC further
agrees that if involuntary or economic displacement occurs as a result of Mt. Carmel CDC actions,
Mt. Carmel CDC shall bear all the costs of relocation under the Uniform Relocation Assistance and
Real Property Acquisition Policies Act of 1979, as amended, and Section 104(d) of the Housing and
Community Development Act of 1994, as amended.
5. Labor Standards. Projects to be constructed or rehabilitated which contain 12 or more HOME
assisted units, shall comply with the Davis/Bacon Act, applicable provisions of the Contract Work
Hours and Safety Standards Act, and other applicable federal laws and regulations pertaining to
Labor Standards.
6. Lead-Based Paint. Housing assisted with HOME Investment Partnership entitlement funds
constitutes HUD Assisted housing for the purpose of the Lead-Based Paint Poisoning Act and is
therefore, subject to 24 CFR Part 35, and shall require each and every buyer of subject Properties to
execute the "Watch Out for Lead Based Poisoning" Notifications. All such executed Notifications
shall be maintained in Mt. Carmel CDC's project file and a copy submitted to City upon request.
7. Conflict ofInterest. Mt. Carmel CDC as an owner - developer of this project shall ensure that it,
(or offIcer, employee, agent or consultant of the Mt. Carmel CDC) will not occupy any HOME
assisted affordable housing units in the project. This provision does not apply to an individual who
receives HOME funds to acquire or rehabilitate his or her principal residence or to an employee or
agent of the Mt. Carmel CDC who occupies a housing unit as the project manager or maintenance
worker.
The City may provide an exception to the provisions listed above on a case-by-case basis when the
City determines that the exception will serve to further the purposes of the HOME program and the
effective and effIcient administration ofMt. Carmel CDC's HOME assisted project. In order for the
City to provide this exception, Mt. Carmel CDC must make a written request and the City will make
its determination based on the following factors:
(a) Whether the person receiving the benefit is a member of a group or class of low-
income persons intended to be the beneficiaries of the assisted housing, and the
exception will permit such person to receive generally the same interests or benefits
as are being made available or provided to the group.
(b) Whether the person has withdrawn from his or her functions or responsibilities, or the
decision-making process with respect to the specific assisted housing in question;
(c) Whether the tenant protection requirements of Section 92.53 are being observed.
(d) Whether the affmnative marketing requirements of Section 92.351 are being
observed and followed; and
(e) Any other factor relevant to the city's determination, including the timing of the
requested exception.
8. Debarment and Suspension. Mt. Carmel CDC attests that it has not been debarred, suspended,
proposed for debarment, or ineligible from participating in federally funded projects, and
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acknowledges that it shall not employ, award, or fund any contractors or subcontractors that have
been debarred, suspended, proposed for debarment, or ineligible from participating in the federally
funded projects.
9. Flood Insurance. In the event that properties are located in a Flood Zone, this Agreement is
predicated upon Mt. Carmel CDC certifying that either the cost of rehabilitation necessary to meet
all applicable codes and standards does not exceed 50 percent of the appraised value of the property
improvements, or that the lowest habitable floor level is at or above the allowable flood level based
upon a valid survey, prepared by a licensed surveyor. If projects can be fmanced with HOME
Investment Partnership entitlement funds as a result of compliance with either of these
requirements, buyers shall maintain flood insurance for full replacement value as required by
mortgagees.
10. Lobbying Prohibited. Mt. Carmel CDC certifies, to the best of it's knowledge or belief, that:
a. No federal appropriated funds have been paid or will be paid, by or on behalf of Mt. Carmel
CDC, to any person for influencing or attempting to influence an officer or employee of any
agency, a member of Congress, an officer or employee of Congress, or an employee of a
member of Congress in connection with the awarding of any federal contract, the making of any
federal grant, the making of any federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification of any federal contract,
grant, loan, or cooperative agreement.
b. If any funds other than federal appropriated funds have been paid or will be paid to any person
for influencing or attempting to influence an officer or employee of any agency, a member
officer or employee of Congress, or an employee of a member of Congress in connection with
this federal contract, grant, loan, or cooperative agreement, Mt. Carmel CDC shall complete
and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions, with a copy of said submittal provided to City within ten (10) day of submission.
c. Mt. Carmel CDC shall require that the language of this certification be included in the award
documents for all sub-awards at all tiers (including subcontracts, sub grants, and contracts under
grants, loans and cooperative agreements) and that all sub-recipients shall certify and disclose
accordingly. This certification is a material representation of fact upon which reliance was
placed when this transaction was made or entered into. Submission of this certification is a
prerequisite for making or entering into this transaction imposed by section 1352, Title 31, U.S.
Code. Any person who fails to file the required certification shall be subject to a civil penalty
of not less than $10,000 and not more than $100,000.
11. Enforcement. City shall have the following powers to enforce this Agreement. All transactions and
related documents must be pre-approved by the City to assure compliance with all provisions of 24
CFR, Part 92. City may enforce this Agreement through termination, as follows:
12. Termination of Contract for Cause. If, through any cause, either party shall fail to fulfill in a timely
and proper manner its obligation under this Agreement, or shall violate any of the covenants,
agreements, or stipulations of this Agreement, the other party shall thereupon have the right to
terminate this Agreement by giving written notice to said party of such termination and specifying
the effective date thereof, at least five (5) days before the effective date of such termination. In such
event, assets shall become the property of the City in accordance with Part I, Section F, Paragraph 3
of this Agreement. Notwithstanding the above, Mt. Carmel CDC shall not be relieved of liability to
the City for damages sustained by the City by virtue of any breach of this Agreement by Mt. Carmel
CDC. The City may withhold any payments to Mt. Carmel CDC for the purpose of set-off until
such time as the exact amount for damages due to the City from Mt. Carmel CDC is determined.
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13. Force Majeure. This Agreement may not be so terminated if the failure to perform rises from
unforeseeable causes beyond the control and without the fault or negligence of either party. Such
causes may include, but are not restricted to acts of God, acts of the public enemy, acts of the
Government in either its sovereign or contractual capacity, fIres, floods, epidemics, quarantine
restrictions, strikes and unusually severe weather; but in every case the failure to perform must be
beyond the control and without the fault and negligence of either party. In the event of default, lack
of compliance or failure to perform on the part of Mt. Carmel CDC, City reserves the right to
exercise corrective or remedial actions, to include, but not necessarily be limited to: Requesting
additional information from Mt. Carmel CDC to determine reasons for, or extent of noncompliance
or lack of performance; issue a written warning advising Mt. Carmel CDC of defIciency and
advising Mt. Carmel CDC that more serious sanctions may be taken if situation is not remedied;
advise Mt. Carmel CDC to suspend, discontinue or not incur costs for activities in question;
withhold payment for services provided; or require Mt. Carmel CDC to reimburse City for amount
of costs incurred for any items determined ineligible.
14. Termination for Convenience. City may terminate this Agreement at any time, by giving written
notice to Mt. Carmel CDC of such termination and specifying the effective date of such termination,
at least fIfteen (15) days before the effective date thereof. In that event, assets shall become the
property of the City in accordance with Part I, Section F, paragraph 3 of this Agreement. If this
Agreement is terminated by City as provided herein, Mt. Carmel CDC will be paid an amount which
bears the same ratio to the total compensation as the services actually performed bear to the total
services of Mt. Carmel CDC covered by this Agreement, less payments of compensation previously
made.
15. Assignment and Subcontracting. Mt. Carmel CDC shall not assign or otherwise transfer any interest
in this Agreement nor enter into any subcontract pursuant to this Agreement without submitting said
proposed subcontract to the City and without the prior written approval of the City of the proposed
subcontract. All federal requirements of this Agreement shall be applicable to any subcontracts
entered into under this Agreement and it shall be Mt. Carmel CDC's responsibility to ensure that all
federal requirements are included in said subcontracts and that all subcontractors abide by said
requirements. City shall have the right to withhold approval at its sole discretion.
16. HUD Requirements: Unearned payments under this Agreement may be suspended or terminated
upon refusal to accept any additional conditions that may be imposed by HUD at any time.
17. Hold Harmless: Mt. Carmel CDC shall defend, indemnify and hold the City and all of its offIcers
and employees, including but not limited to members of the Clearwater City Commission, harmless
from and against all costs, expenses, liabilities, suits, claims, losses damages, and demands of every
kind or nature, by one or on behalf of any person or persons whomsoever or whatsoever arising out
of or in any matter resulting from or connected with any accident, injury, death or damage which
may happen during the time period covered by this Agreement for services under the administration
and direction of said Mt. Carmel CDC will defend any actions or suits brought against the City by
reason of Mt. Carmel CDC's failure or neglect in complying with any of the conditions and
obligations of this Agreement, or any tort liability arising out of actions of Mt. Carmel CDC or any
of its agents or subcontractors.
18. Construction Bonding and Insurance: All construction contracts or subcontracts over $100,000 let
as the result of this Agreement shall include the following requirements: a) a bid guarantee, such as
a bid bond, cashier's check or certifIed check, from each bidder equivalent to fIve percent of the bid
price; b) a performance bond for 100 percent of the contract price, and c) a payment bond for 100
percent of the contract price. All such bonds obtained must be from companies listed in Treasury
Circular 570, and provided to City prior to commencement of construction.
19. Insurance: Mt. Carmel CDC shall maintain insurance coverage in form and amount deemed
adequate by the City for all risks inherent in the functions and aspects of its operation including but
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not limited to risks of fire, casualty, automobile liability coverage, workmen's compensation
insurance as required by law, and public liability insurance for personal injury and property damage.
a. As a minimum, Mt. Carmel CDC shall maintain public liability insurance including contractual
liability coverage with a combined single limit of $1,000,000 and automobile liability insurance
with coverage including $100,000 personal liability, $300,000 for any single incident and
$50,000 property damage. Property casualty and flood insurance must be maintained in an
amount equal to the replacement value of the property.
b. City as an Additional Insured. Mt. Carmel CDC shall have the City named as additional
insured under the coverage provided by all policies required by this Agreement, with the
exception of workmen's compensation insurance. The City shall be afforded the same notice as
the named insured in the event of cancellation of any policy by an insurance company.
c. Certificates of Insurance. Mt. Carmel CDC shall submit to the City, prior to the distribution of
any funds under the Agreement, proof of insurance coverage which shall consist of a copy of all
policies evidencing such coverage. The City reserves the right to request proof that the
insurance premium for such policies effective during the term of this Agreement has been paid.
20. Copyrights and Patents: If this Agreement results in a book or other copyright materials or patent
materials, Mt. Carmel CDC may copyright or patent such, but City and the United States
Government reserve a royalty-free, nonexclusive, and irrevocable license to reproduce, publish or
otherwise use such materials and to authorize others to do so.
21. Notification. All notices, requests, demands or other communications hereunder shall be in writing
and shall be deemed to have been served as of the postmark appearing upon the envelope if sent by
the United States mail, at the address listed below, or upon the actual date of delivery if hand
delivered to the address listed below. Either party may change the below listed address at which he
receives written notices by so notifying the other party hereto in writing.
ADDRESS OF CITY:
ADDRESS OF MT CARMEL CDC:
City of Clearwater
Housing Division
Post Office Box 4748 (if mailed)
112 South Osceola Avenue (if delivered)
Clearwater, Florida 33758
Mt. Carmel Community Development Corp. of
Clearwater, Inc.
1014 Pennsylvania Avenue.
Clearwater, FL 33755
Should any section or any part of any section of this Agreement be rendered void, invalid or
unenforceable by any court of law, for any reason, such as determination shall not render void,
invalid, or unenforceable any other section or any part of any section in this Agreement.
22. Modification: No oral agreement or conversation with any officer, agent or employee of the City,
either before or after execution of this Agreement shall affect or modify any of the terms or
obligations contained in this Agreement. Any such oral agreement or conversation shall be
considered as unofficial information and in no way binding upon the City. This Agreement shall not
be modified except in writing signed by authorized representatives of both parties.
23. Non-Waiver: No forbearance on the part of either party shall constitute a waiver of any item
requiring performance by the other party hereunder. A waiver by one party of the other party's
performance shall not constitute a waiver of any subsequent performance required by such other
12
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party. No waiver shall be valid unless it is in writing and signed by authorized representatives of
both parties.
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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their duly
authorized officials on the day and date fIrst above indicated.
Mt. Carmel Community Development
Corporation, Inc. I' ~ / /J ~
By ~C{tl.<....,' t~.U ,~u
~
J-e~I!!!t.-. L~ d-P AOO 1-
Date /
~vL \. ~
Sec'emry Y ~
\ :2 - .;l 0 -O=t
Date
Countersigned:
B,~g~ --
MaYO,.com&
:J['
OF CLEARWATER, FLORIDA
By:
William B. Home, II
City Manager
Approved as to form:
Attest:
~fk.<~fiiu 0aL
fnjCynt a E. Goudeau . . .. .. . . f I
O. - City Clerk .
14
11 /7/2002
.
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EXHIBIT "A"
CHDO BUDGET
Project: Elderly Rental Community - N. Greenwood
Project Management
Training
Site Control
Preliminary Architectural & Engineering
Legal Services
E nvi ron mental
Demol ition
Site Survey
Preliminary Site Plan
Accounting
Community Meetings
$ 23,000.00
$ 4,000.00
$ 12,100.00
$ 5,000.00
$ 5,000.00
$ 5,000.00
$ 10,000.00
$ 3,500.00
$ 5,000.00
$ 3,000.00
$ 1,500.00
I $ 77,100.00 I
.
.
EXHIBIT "B"
Provider's Estimated Program Implementation Schedule
Planned Dec Jan Feb Mar Apr May Jun Jul Aug Sep ii~1
ov
Implementation , ..,."
, '"
StEm~ . ...
" ,
1) Land Acquisition X X X X
2) Due Diligence - X X X X
3) Site Design X X X
4) Rezoning X X X X
5) Architectural & X X X X X
Engineering
6) Construction X X X X
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