SUBORDINATION AGREEMENT - THIRD MORTGAGETHIS INSTRUMENT PREPARED
BY AND RETURN TO:
Junious D. Brown III, Esq.
Nabors, Giblin & Nickerson, P.A.
1500 Mahan Drive, Suite 200
Tallahassee, Florida 32308
SUBORDINATION AGREEMENT
(Third Mortgage)
NGN Draft No.2 4/2/10
391.467 Pine Berry
ABOVE SPACE RESERVED FOR
RECORDING PURPOSES ONLY
(Pine Berry Senior Apartments)
(Tax Credit Assistance Program / HOME / RFP 2009-03 / 2009-036CT)
THIS SUBORDINATION AGREEMENT (this "Agreement") is made and entered
into as of April j 2010 by and among (i) FLORIDA HOUSING FINANCE CORPORATION,
a public corporation and a public body corporate and politic duly created and existing under the
laws of the State of Florida (the "Senior Lender") (which term as used in every instance shall
include Senior Lender's successors and assigns), (ii) CITY OF CLEARWATER, a unit of local
government organized and existing under the laws of the State of Florida ("Subordinate
Lender") (which term as used in every instance shall include Subordinate Lender's successors
and assigns), and (iii) PINE BERRY SENIOR LIMITED PARTNERSHIP, a Florida limited
partnership ("Borrower").
RECITALS
A. Senior Lender has issued or is making a construction and permanent loan to the
Borrower in the original aggregate principal amount of up to FIVE MILLION FIVE HUNDRED
NINETY THOUSAND THREE HUNDRED FORTY-ONE AND N01100 DOLLARS
($5,590,341) (consisting of a TCAP loan in the principal amount of $5,474,441 (sometimes
referred to herein solely as the "TCAP Loan") and a HOME Program loan in the principal
amount of $115,900 (sometimes referred to herein solely as the "HOME Loan")) (collectively,
the "Senior Loan"). The Senior Loan is or will be secured by a TCAP and HOME Consolidated
Mortgage and Security Agreement (the "Senior Security Instrument") on a multifamily
housing development located on certain real property in Pinellas County, Florida, and to be
known as Pine Berry Senior Apartments (the "Property"). The Property is more fully described
in Exhibit "A" attached hereto. The Borrower's obligation to repay the TCAP Loan is evidenced
by a TCAP Promissory Note (the "TCAP Note") dated April _, 2010 and its obligation to
repay the HOME Loan is evidenced by a HOME Promissory Note (the "HOME Nate") dated
April _, 2010. The TCAP Note and the HOME Note are herein collectively referred to as the
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"Senior Note". The TCAP Note is due in full on February 16, 2027, unless extended pursuant to
the terms thereof. The HOME Note is due in full on May 19, 2031, unless extended pursuant to
the terms thereof.
B. The Borrower has requested that Senior Lender permit the Subordinate Lender to
make a subordinate loan to Borrower in the aggregate principal amount of $545,000 (the
"Subordinate Loan") and secure the Subordinate Loan by placing a mortgage lien against the
Property.
C. The Senior Lender has agreed to permit the Subordinate Lender to make the
Subordinate Loan and to place a subordinate mortgage lien against the Property subject to all of
the conditions contained in this Agreement.
NOW, THEREFORE, in order to induce the Senior Lender to permit the Subordinate
Lender to make the Subordinate Loan to the Borrower and to place a subordinate mortgage lien
against the Property, and in consideration thereof, the Senior Lender, the Subordinate Lender and
the Borrower agree as follows:
1. Definitions.
In addition to the terms defined in the Recitals to this Agreement, for purposes of this
Agreement the following terms have the respective meanings set forth below:
"Affiliate" means, when used with respect to a Person, any corporation, partnership, joint
venture, limited liability company, limited liability partnership, trust or individual controlled by,
under common control with, or which controls such Person (the term "control' for these
purposes shall mean the ability, whether by the ownership of shares or other equity interests, by
contract or otherwise, to elect a majority of the directors of a corporation, to make management
decisions on behalf of, or independently to select the managing partner of, a partnership, or
otherwise to have the power independently to remove and then select a majority of those
individuals exercising managerial authority over an entity, and control shall be conclusively
presumed in the case of the ownership of 50% or more of the equity interests).
"Borrower" means the Person named as such in the first paragraph of this Agreement
and any other Person (other than the Senior Lender) who acquires title to the Property after the
date of this Agreement.
"Business Day" means any day other than Saturday, Sunday or a day on which the Senior
Lender is not open for business.
"Default Notice" means: (a) a copy of the written notice from the Senior Lender to the
Borrower stating that a Senior Loan Default has occurred under the Senior Loan; or (b) a copy of
the written notice from the Subordinate Lender to the Borrower stating that a Subordinate Loan
Default has occurred under the Subordinate Loan. Each Default Notice shall specify the default
upon which such Default Notice is based.
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"Person" means an individual, estate, trust, partnership, corporation, limited liability
company, limited liability partnership, governmental department or agency or any other entity
which has the legal capacity to own property.
"Senior Lender" means the Person named as such in the first paragraph on page 1 of this
Agreement and any other Person who becomes the legal holder of the Senior Note after the date
of this Agreement.
"Senior Loan Default" means the occurrence of an "Event of Default" as that term is
defined in the Senior Loan Documents.
"Senior Loan Documents" means the Senior Note, the Senior Security Instrument and
all other documents evidencing, securing or otherwise executed and delivered in connection with
the Senior Loan.
"Subordinate Lender" means the Person named as such in the first paragraph on page 1
of this Agreement and any other Person who becomes the legal holder of the Subordinate Note
after the date of this Agreement.
"Subordinate Loan Default" means a default by the Borrower in performing or
observing any of the terms, covenants or conditions in the Subordinate Loan Documents to be
performed or observed by it, which continues beyond any applicable period provided in the
Subordinate Loan Documents for curing the default.
"Subordinate Loan Documents" means the Subordinate Note, the Subordinate Security
Instrument, and all other documents evidencing, securing or otherwise executed and delivered in
connection with the Subordinate Loan.
"Subordinate Note" means the Purchase Money Mortgage Note in the original principal
amount of $545,000 made by the Borrower to the Subordinate Lender, or order, to evidence the
Subordinate Loan.
"Subordinate Security Instrument" means the Mortgage encumbering the Property as
security for the Subordinate Loan, which the Subordinate Lender will cause to be recorded
among the applicable land records.
2. Permission to Place Mortgage Lien Against Property.
The Senior Lender agrees, notwithstanding the prohibition against inferior liens on the
Property contained in the Senior Loan Documents and subject to the provisions of this
Agreement, to permit the Subordinate Lender to record the Subordinate Security Instrument and
other recordable Subordinate Loan Documents against the Property (which are subordinate in all
respects to the lien of the Senior Security Instrument, other than as set forth herein) to secure the
Borrower's obligation to repay the Subordinate Note and all other obligations, indebtedness and
liabilities of the Borrower to the Subordinate Lender under and in connection with the
Subordinate Loan. Such permission is subject to the condition that each of the representations
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and warranties made by the Borrower and the Subordinate Lender in Section 3 is true and correct
on the date of this Agreement and on the date on which the proceeds of the Subordinate Loan are
disbursed to the Borrower. If any of the representations and warranties made by the Borrower
and the Subordinate Lender in Section 3 are not true and correct on both of those dates, the
provisions of the Senior Loan Documents applicable to unpermitted liens on the Property shall
apply.
3. Borrower and Subordinate Lender Representations and Warranties.
The Borrower and the Subordinate Lender each makes the following representations and
warranties to the Senior Lender:
(a) The Borrower makes the following representations and warranties to the Senior
Lender:
(1) Subordinate Note. The Subordinate Note contains the following
provision:
"The indebtedness evidenced by this Note is and shall be subordinate in
right of payment to the prior payment in full of the indebtedness collectively
evidenced by a TCAP Note dated April _, 2010 in the original principal amount
of $5,474,441 and a HOME Note dated April 2010 in the original principal
amount of $115,900 (collectively, the "Senior Note") issued by Pine Berry Senior
Limited Partnership ("Borrower") and payable to Florida Housing Finance
Corporation, its successors and assigns, as their interests may appear ("Senior
Lender"), or order, to the extent and in the manner provided in that certain
Subordination Agreement, dated as of April , 2010, among City of Clearwater,
the Senior Lender and Borrower (the "Subordination Agreement"). The Mortgage
securing this Note is and shall be subject and subordinate in all respects to the
liens, terms, covenants and conditions of the TCAP and HOME Consolidated
Mortgage and Security Agreement securing the Senior Note, as more fully set
forth in the Subordination Agreement. The rights and remedies of Florida
Housing and each subsequent holder of this Note under the Mortgage securing
this Note are subject to the restrictions and limitations set forth in the
Subordination Agreement. Each subsequent holder of this Note shall be deemed,
by virtue of such holder's acquisition of the Note, to have agreed to perform and
observe all of the terms, covenants and conditions to be performed or observed by
the Subordinate Lender under the Subordination Agreement."
(2) Relationship of Borrower to Subordinate Lender and Senior Lender.
The Subordinate Lender is not an Affiliate of the Borrower and Borrower is not in
possession of any facts which would lead it to believe that the Senior Lender is an
Affiliate of the Borrower.
(3) Subordinate Loan Term. The term of the Subordinate Note does not end
before the term of the Senior Note.
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(4) Subordinate Loan Documents. The executed Subordinate Loan
Documents are substantially in the same forms as those submitted to, and approved by,
Senior Lender prior to the date of this Agreement. Upon execution and delivery of the
Subordinate Loan Documents, Borrower shall deliver to Senior Lender an executed copy
of each of the Subordinate Loan Documents, certified to be true, correct and complete.
(5) Senior Loan Documents. Borrower hereby solely represents that the
executed Senior Loan Documents are substantially in the same forms as, when
applicable, those submitted to, and approved by, Subordinate Lender prior to the date of
this Agreement. Upon execution and delivery of the Senior Loan Documents, Borrower
shall deliver to Subordinate Lender an executed copy of each of the Senior Loan
Documents, certified to be true, correct and complete.
(b) The Subordinate Lender makes the following representations and warranties to
the Senior Lender:
(1) Subordinate Note. The Subordinate Note contains the following
provision:
"The indebtedness evidenced by this Note is and shall be subordinate in
right of payment to the prior payment in full of the indebtedness collectively
evidenced by a TCAP Note dated April _, 2010 in the original principal amount
of $5,474,441 and a HOME Note dated April _, 2010 in the original principal
amount of $115,900 (collectively, the "Senior Note") issued by Pine Berry Senior
Limited Partnership ("Borrower") and payable to Florida Housing Finance
Corporation, its successors and assigns, as their interests may appear ("Senior
Lender"), or order, to the extent and in the manner provided in that certain
Subordination Agreement, dated as of April _, 2010, among City of Clearwater,
the Senior Lender and Borrower (the "Subordination Agreement"). The Mortgage
securing this Note is and shall be subject and subordinate in all respects to the
liens, terms, covenants and conditions of the TCAP and HOME Consolidated
Mortgage and Security Agreement securing the Senior Note, as more fully set
forth in the Subordination Agreement. The rights and remedies of Florida
Housing and each subsequent holder of this Note under the Mortgage securing
this Note are subject to the restrictions and limitations set forth in the
Subordination Agreement. Each subsequent holder of this Note shall be deemed,
by virtue of such holder's acquisition of the Note, to have agreed to perform and
observe all of the terms, covenants and conditions to be performed or observed by
the Subordinate Lender under the Subordination Agreement."
(2) Subordinate Loan Term. The term of the Subordinate Note does not end
before the term of the Senior Note.
(3) Subordinate Loan Documents. The executed Subordinate Loan
Documents are substantially in the same forms as those submitted to, and approved by,
Senior Lender prior to the date of this Agreement.
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4. Terms of Subordination.
(a) Agreement to Subordinate. The Senior Lender and the Subordinate Lender
agree that: (i) the indebtedness evidenced by the Subordinate Loan Documents is and shall be
subordinated in right of payment, to the extent and in the manner provided in this Agreement to
the prior payment in full of the indebtedness evidenced by the Senior Loan Documents, and (ii)
the Subordinate Security Instrument and the other Subordinate Loan Documents are and shall be
subject and subordinate in all respects to the liens, terms, covenants and conditions of the Senior
Security Instrument and the other Senior Loan Documents and to all advances heretofore made
or which may hereafter be made pursuant to the Senior Security Instrument and the other Senior
Loan Documents (including but not limited to, all sums advanced for the purposes of (1)
protecting or further securing the lien of the Senior Security Instrument, curing defaults by the
Borrower under the Senior Loan Documents or for any other purpose expressly permitted by the
Senior Security Instrument, or (2) constructing, renovating, repairing, furnishing, fixturing or
equipping the Property).
(b) Subordination of Subrogation Rights. The Subordinate Lender agrees that if,
by reason of the advance payment by Subordinate Lender of real estate taxes, casualty insurance
premiums or other monetary obligations of the Borrower to protect the Property, the Subordinate
Lender, by reason of its exercise of any other right or remedy under the Subordinate Loan
Documents, acquires by right of subrogation or otherwise a lien on the Property which would
(but for this subsection) be senior to the lien of the Senior Security Instrument, then, in that
event, such lien shall be subject and subordinate to the lien of the Senior Security Instrument,
only to the extent of the amount advanced, provided that Subordinate Lender gives Senior
Lender prior written notice of its intent to advance sums for real property taxes and/or casualty
insurance.
(c) Payments Before Senior Loan Default. Until the Subordinate Lender receives a
Default Notice of a Senior Loan Default from the Senior Lender, the Subordinate Lender shall be
entitled to retain for its own account all payments made under or pursuant to the Subordinate
Loan Documents, provided, however, that no Subordinate Lender may accept a prepayment, in
whole or in part, of its Subordinate Loan without the prior written consent of the Senior Lender,
provided further, however, that the foregoing restrictions shall not affect the right of any
Subordinate Lender to receive and retain for its own account all scheduled payments under the
Subordinate Loan Documents.
(d) Payments After Senior Loan Default. The Borrower agrees that, after it
receives notice (or otherwise acquires knowledge) of a Senior Loan Default, it will not make any
payments under or pursuant to the Subordinate Loan Documents (including but not limited to
principal, interest, additional interest, late payment charges, default interest, attorney's fees, or
any other sums secured by the Subordinate Security Instrument) without the Senior Lender's
prior written consent excluding, however, such sums which were due and owing and received by
the Subordinate Lender prior to receipt of said notice or the time it otherwise acquires knowledge
of the Senior Loan Default. The Subordinate Lender agrees that, after it receives a Default
Notice from the Senior Lender with written instructions directing the Subordinate Lender not to
accept payments from the Borrower on account of the Subordinate Loan, it will not accept any
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payments under or pursuant to the Subordinate Loan Documents (including but not limited to
principal, interest, additional interest, late payment charges, default interest, attorney's fees, or
any other sums secured by the Subordinate Security Instrument) without the Senior Lender's
prior written consent. If the Subordinate Lender receives written notice from the Senior Lender
that the Senior Loan Default which gave rise to the Subordinate Lender's obligation not to accept
payments has been cured, waived, or otherwise suspended by the Senior Lender, the restrictions
on payment to the Subordinate Lender in this Section 4 shall terminate, and the Senior Lender
shall have no right to any subsequent payments made to the Subordinate Lender by the Borrower
prior to the Subordinate Lender's receipt of a new Default Notice from the Senior Lender in
accordance with the provisions of this Section 4(d).
(e) Remitting Subordinate Loan Payments to Senior Lender. If, after the
Subordinate Lender receives a Default Notice from the Senior Lender in accordance with
subsection (d) above, the Subordinate Lender receives any payments under the Subordinate Loan
Documents, the Subordinate Lender agrees that such payment or other distribution will be
received and held in trust for the Senior Lender and unless the Senior Lender otherwise notifies
the Subordinate Lender in writing, will be promptly remitted, in kind to the Senior Lender,
properly endorsed to the Senior Lender, to be applied to the principal of, interest on and other
amounts due under the Senior Loan Documents in accordance with the provisions of the Senior
Loan Documents. By executing this Agreement, the Borrower specifically authorizes the.
Subordinate Lender to endorse and remit any such payments to the Senior Lender, and
specifically waives any and all rights to have such payments returned to the Borrower or credited
against the Subordinate Loan. Borrower and Senior Lender acknowledge and agree that
payments received by the Subordinate Lender, and remitted to the Senior Lender under this
Section 4, shall not be applied or otherwise credited against the Subordinate Loan, nor shall the
tender of such payment to the Senior Lender waive any Subordinate Loan Default which may
arise from the inability of the Subordinate Lender to retain such payment or apply such payment
to the Subordinate Loan.
(f) Bankruptcy Provisions. In the event of any proceedings to liquidate, dissolve or
wind up the Borrower, or of any execution, sale, receivership, insolvency, bankruptcy,
liquidation, readjustment, reorganization, or other similar proceedings relative to the Borrower or
its property (a "Bankruptcy Proceeding"), to the fullest extent permitted by law, the payment
and lien priorities set forth in this Agreement shall be respected and enforced in any such
Bankruptcy Proceeding, and the Subordinate Lender and Borrower agree not to contest such
priorities in any Bankruptcy Proceeding. Without limitation to the foregoing, during the
pendency of any Bankruptcy Proceeding, the Senior Loan shall be preferred in payment over the
Subordinate Loan and shall be paid in full before any payment is made upon the Subordinate
Loan; and any payment or distribution of any kind or character, whether in cash, property or
securities, made upon or in respect of the Subordinate Loan as a result of any such proceeding,
shall be paid over to the Senior Lender for application in payment of the Senior Loan unless and
until the Senior Loan shall have been paid or satisfied in full.
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5. Default Under Subordinate Loan Documents.
(a) Notice of Default and Cure Rights. The Subordinate Lender shall deliver to the
Senior Lender a Default Notice within five (5) Business Days in each case where the
Subordinate Lender has given a Default Notice to the Borrower. Failure of the Subordinate
Lender to send a Default Notice to the Senior Lender shall not prevent the exercise of the
Subordinate Lender's rights and remedies under the Subordinate Loan Documents, subject to the
provisions of this Agreement. The Senior Lender shall have the right, but not the obligation, to
cure any Subordinate Loan Default within 60 days following the date of such notice provided,
however that the Subordinate Lender shall be entitled, during such 60-day period, to continue to
pursue its rights and remedies under the Subordinate Loan Documents. All amounts paid by the
Senior Lender in accordance with the Senior Loan Documents to cure a Subordinate Loan
Default shall be deemed to have been advanced by the Senior Lender pursuant to, and shall be
secured by the lien of, the Senior Security Instrument.
(b) Subordinate Lender's Exercise of Remedies After Notice to Senior Lender. If
a Subordinate Loan Default occurs and is continuing, the Subordinate Lender agrees that,
without the Senior Lender's prior written consent, it will not commence foreclosure proceedings
with respect to the Property under the Subordinate Loan Documents or exercise any other rights
or remedies it may have under the Subordinate Loan Documents, including, but not limited to
accelerating the Subordinate Loan, collecting rents, appointing (or seeking the appointment of) a
receiver or exercising any other rights or remedies thereunder unless and until it has given the
Senior Lender at least 60 days' prior written notice; during such 60 day period, however, the
Subordinate Lender shall be entitled to exercise and enforce all other rights and remedies
available to the Subordinate Lender under the Subordinate Loan Documents and/or under
applicable laws, including without limitation, rights to enforce covenants and agreements of the
Borrower relating to income, rent, or affordability restrictions contained in the Land Use
Restriction Agreement.
(c) Cross Default. The Borrower and the Subordinate Lender agree that a
Subordinate Loan Default shall constitute a Senior Loan Default under the Senior Loan
Documents and the Senior Lender shall have the right to exercise all rights or remedies under the
Senior Loan Documents in the same manner as in the case of any other Senior Loan Default. If
the Subordinate Lender notifies the Senior Lender in writing that any Subordinate Loan Default
of which the Senior Lender has received a Default Notice has been cured or waived, as
determined by the Subordinate Lender in its sole discretion, then provided that Senior Lender has
not conducted a sale of the Property pursuant to its rights under the Senior Loan Documents, any
Senior Loan Default under the Senior Loan Documents arising solely from such Subordinate
Loan Default shall be deemed cured, and the Senior Loan shall be reinstated, provided, however,
that the Senior Lender shall not be required to return or otherwise credit for the benefit of the
Borrower any default rate interest or other default related charges or payments received by the
Senior Lender during such Senior Loan Default.
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6. Default Under Senior Loan Documents.
(a) Notice of Default and Cure Rights. The Senior Lender shall deliver to the
Subordinate Lender a Default Notice within five (5) Business Days in each case where the
Senior Lender has given a Default Notice to the Borrower. Failure of the Senior Lender to send
a Default Notice to the Subordinate Lender shall not prevent the exercise of the Senior Lender's
rights and remedies under the Senior Loan Documents, subject to the provisions of this
Agreement. The Subordinate Lender shall have the right, but not the obligation, to cure any such
Senior Loan Default within 60 days following the date of such notice; provided, however, that
the Senior Lender shall be entitled during such 60-day period to continue to pursue its remedies
under the Senior Loan Documents. Subordinate Lender may have up to 90 days from the date of
the Default Notice to cure a non-monetary default if during such 90-day period Subordinate
Lender keeps current all payments required by the Senior Loan Documents. In the event that
such a non-monetary default creates an unacceptable level of risk relative to the Property, or
Senior Lender's secured position relative to the Property, as determined by Senior Lender in its
sole discretion, then Senior Lender may exercise during such 90-day period all available rights
and remedies to protect and preserve the Property and the rents, revenues and other proceeds
from the Property. All amounts paid by the Subordinate Lender to the Senior Lender to cure a
Senior Loan Default shall be deemed to have been advanced by the Subordinate Lender pursuant
to, and shall be secured by the lien of, the Subordinate Security Instrument.
(b) Cross Default. The Subordinate Lender agrees that, notwithstanding any
contrary provision contained in the Subordinate Loan Documents, a Senior Loan Default shall
not constitute a default under the Subordinate Loan Documents if no other default occurred
under the Subordinate Loan Documents until either (i) the Senior Lender has accelerated the
maturity of the Senior Loan, or (ii) the Senior Lender has taken affirmative action to exercise its
rights under the Senior Security Instrument to collect rent, to appoint (or seek the appointment
of) a receiver or to foreclose on (or to exercise a power of sale contained in) the Senior Security
Instrument. At any time after a Senior Loan Default is determined to constitute a default under
the Subordinate Loan Documents, the Subordinate Lender shall be permitted to pursue its
remedies for default under the Subordinate Loan Documents, subject to the restrictions and
limitations of this Agreement. If at any time the Borrower cures any Senior Loan Default to the
satisfaction of the Senior Lender, as evidenced by written notice from the Senior Lender to the
Subordinate Lender, any default under the Subordinate Loan Documents arising from such
Senior Loan Default shall be deemed cured and the Subordinate Loan shall be retroactively
reinstated as if such Senior Loan Default had never occurred.
7. Conflict.
The Borrower, the Senior Lender and the Subordinate Lender each agrees that, in the
event of any conflict or inconsistency between the terms of the Senior Loan Documents, the
Subordinate Loan Documents and the terms of this Agreement, the terms of this Agreement shall
govern and control solely as to the following: (a) the relative priority of the security interests of
the Senior Lender and the Subordinate Lender in the Property; (b) the timing of the exercise of
remedies by the Senior Lender and the Subordinate Lender under the Senior Security Instrument
and the Subordinate Security Instrument, respectively; and (c) solely as between the Senior
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Lender and the Subordinate Lender, the notice requirements, cure rights, and the other rights and
obligations which the Senior Lender and the Subordinate Lender have agreed to as expressly
provided in this Agreement. Borrower acknowledges that the terms and provisions of this
Agreement shall not, and shall not be deemed to: extend Borrower's time to cure any Senior
Loan Default or Subordinate Loan Default, as the case may be; give the Borrower the right to
notice of any Senior Loan Default or Subordinate Loan Default, as the case may be other than
that, if any, provided, respectively under the Senior Loan Documents or the Subordinate Loan
Documents; or create any other right or benefit for Borrower as against Senior Lender or
Subordinate Lender.
8. Rights and Obligations of the Subordinate Lender Under the Subordinate
Loan Documents and of the Senior Lender under the Senior Loan Documents.
Subject to each of the other terms of this Agreement, all of the following provisions shall
supersede any provisions of the Subordinate Loan Documents covering the same subject matter:
(a) Protection of Security Interest. The Subordinate Lender shall not, without the
prior written consent of the Senior Lender in each instance, take any action which has the effect
of increasing the indebtedness outstanding under, or secured by, the Subordinate Loan
Documents, except that the Subordinate Lender shall have the right, after ten (10) business days'
notice to Senior Lender, to advance funds to cure Senior Loan Defaults pursuant to Section 6(a)
above and advance funds pursuant to the Subordinate Security Instrument for the purpose of
paying real estate taxes and insurance premiums, making necessary repairs to the Property and
curing other defaults by the Borrower under the Subordinate Loan Documents.
(b) Condemnation or Casualty. In the event of. a taking or threatened taking by
condemnation or other exercise of eminent domain of all or a portion of the Property
(collectively, a "Taking"); or the occurrence of a fire or other casualty resulting in damage to all
or a portion of the Property (collectively, a "Casualty"), at any time or times when the Senior
Security Instrument remains a lien on the Property the following provisions shall apply:
(1) The Subordinate Lender hereby agrees that its rights (under the
Subordinate Loan Documents or otherwise) to participate in any proceeding or action
relating to a Taking and/or a Casualty, or to participate or join in any settlement of, or to
adjust, any claims resulting from a Taking or a Casualty shall be and remain subordinate
in all respects to the Senior Lender's rights under the Senior Loan Documents with
respect thereto, and the Subordinate Lender shall be bound by any settlement or
adjustment of a claim resulting from a Taking or a Casualty made by the Senior Lender;
provided, however, this subsection and/or-anything contained in this Agreement shall not
limit the rights of the Subordinate Lender to file any pleadings, documents, claims or
notices with the appropriate court with jurisdiction over the proposed Taking and/or
Casualty; and
(2) All proceeds received or to be received on account of a Taking or a
Casualty, or both, shall be applied (either to payment of the costs and expenses of repair
and restoration or to payment of the Senior Loan) in the manner set forth in the Senior
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Security Instrument; provided, however, that if the Senior Lender elects to apply such
proceeds to payment of the principal of, interest on and other amounts payable under the
Senior Loan, any proceeds remaining after the satisfaction in full of the principal of,
interest on and other amounts payable under the Senior Loan shall be paid to, and may be
applied by, the Subordinate Lender in accordance with the applicable provisions of the
Subordinate Loan Documents, provided however, the Senior Lender agrees to consult
with the Subordinate Lender in determining the application of Casualty proceeds,
provided further however that in the event of any disagreement between the Senior
Lender and the Subordinate Lender over the application of Casualty proceeds, the
decision of the Senior Lender, in its sole discretion, shall prevail.
(c) No Modification of Subordinate Loan Documents. The Borrower and the
Subordinate Lender each agrees that, until the principal of, interest on and all other amounts
payable under the Senior Loan Documents have been paid in full, it will not, without the prior
written consent of the Senior Lender in each instance, increase the amount of the Subordinate
Loan, increase the required payments due under the Subordinate Loan, decrease the term of the
Subordinate Loan, increase the interest rate on the Subordinate Loan, or otherwise amend the
Subordinate Loan terms in a manner that creates an adverse effect upon the Senior Lender under
the Senior Loan Documents. Any unauthorized amendment of the Subordinate Loan Documents
or assignment of the Subordinate Lender's interest in the Subordinate Loan without the Senior
Lender's consent shall be void ab initio and of no effect whatsoever.
9. Modification or Refinancing of Senior Loan.
Subordinate Lender consents to any agreement or arrangement in which the Senior
Lender waives, postpones, extends, reduces or modifies any provisions of the Senior Loan
Documents, including any provision requiring the payment of money; provided, however, that
without the prior written consent of the Subordinate Lender, Senior Lender shall not amend the
Senior Loan Documents to increase the amount of the Senior Loan, increase the required
payments due under the Senior Loan, decrease the term of the Senior Loan, or increase the
interest rate on the Senior Loan; provided further, however, that the foregoing restrictions shall
not affect the right of Senior Lender to exercise any rights or remedies provided in the Senior
Loan Documents as of the date hereof, including but not limited to acceleration of the Senior
Loan and/or the charging of default rate interest upon the occurrence of a Senior Loan Default,
or the making of Protective Advances. As used herein, "Protective Advances" shall mean any
advances necessary in Senior Lender's reasonable judgment to protect the security for the Senior
Loan, such as, by way of example and not limitation, advances to pay real estate taxes, insurance
premiums or necessary repair, maintenance or construction costs. Subordinate Lender further
agrees that its agreement to subordinate hereunder shall not extend to any new mortgage debt
which is for the purpose of refinancing all or any part of the Senior Loan (including reasonable
and necessary costs associated with the closing and/or the refinancing) that has not been
previously approved by Subordinate Lender; and that all, after approval, the terms and covenants
of this Agreement shall inure to the benefit of any holder of any such refinanced debt; and that
all references to the Senior Loan, the Senior Note, the Senior Security Instrument, the Senior
Loan Documents and Senior Lender shall mean, respectively, the refinance loan, the refinance
Subordination Agt (Third Mtge) ) 1
Pine Berry Senior Apartments (TCAP)
note, the mortgage securing the refinance note, all documents evidencing securing or otherwise
pertaining to the refinance note and the holder of the refinance note.
10. Default by the Subordinate Lender or Senior Lender.
If the Subordinate Lender or Senior Lender defaults in performing or observing any of
the terms, covenants or conditions to be performed or observed by it under this Agreement, the
other, non-defaulting lender shall have the right to all available legal and equitable relief.
11. Notices.
Each notice, request, demand, consent, approval or other communication (hereinafter in
this Section referred to collectively as "notices" and referred to singly as a "notice") which the
Senior Lender or the Subordinate Lender is required or permitted to give to the other party
pursuant to this Agreement shall be in writing and shall be deemed to have been duly and
sufficiently given i£ (a) personally delivered with proof of delivery thereof (any notice so
delivered shall be deemed to have been received at the time so delivered); or (b) sent by Federal
Express (or other similar national overnight courier) designating early morning delivery (any
notice so delivered shall be deemed to have been received on the next Business Day following
receipt by the courier); or (c) sent by United States registered or certified mail, return receipt
requested, postage prepaid, at a post office regularly maintained by the United States Postal
Service (any notice so sent shall be deemed to have been received two (2) days after mailing in
the United States), addressed to the respective parties as follows:
Senior Lender: Florida Housing Finance Corporation
227 North Bronough Street, Suite 5000
Tallahassee, Florida 32301-1329
Attention: Executive Director
Phone: (850) 488-4197
Fax: (850) 488-9809
with a copy to: Nabors, Giblin & Nickerson, P.A.
1500 Mahan Drive, Suite 200
Tallahassee, Florida 32308
Attention: Junious D. Brown III, Esq.
Phone: (850) 224-4070
Fax: (850) 224-4073
Subordinate
Lender: City of Clearwater
112 S. Osceola Avenue
Clearwater, Florida 33756
Attention: James R. Donnelly
Phone: (727) 562-4031
Fax: (727) 562-4037
Subordination Agt (Third Mtge) 12
Pine Derry Senior Apartments (rCAP)
Borrower: Pine Berry Senior Limited Partnership
2206 Jo-An Drive
Sarasota, Florida 34231
Attention: Donald W. Paxton
Phone: (941) 929-1270
Fax: (941) 292-1271
with a copy to: Broad and Cassel
390 N. Orange Avenue, Suite 1400
Orlando, Florida 32801
Attention: David F. Leon, L.L.C.
Phone: (407) 839-4200
Fax: (407) 650-0966
Any party may, by notice given pursuant to this Section, change the person or persons and/or
address or addresses, or designate an additional person or persons or an additional address or
addresses for its notices, but notice of a change of address shall only be effective upon receipt.
12. General.
(a) Assignment/Successors. This Agreement shall be binding upon the Borrower,
the Senior Lender and the Subordinate Lender and shall inure to the benefit of the respective
legal successors and assigns of the Senior Lender and the Subordinate Lender.
(b) No Partnership or Joint Venture. The Senior Lender's permission for the
placement of the Subordinate Loan Documents does not constitute the Senior Lender as a joint
venturer or partner of the Subordinate Lender. Neither party hereto shall hold itself out as a
partner, agent or Affiliate of the other party hereto.
(c) Senior Lender's and Subordinate Lender's Consent. Wherever the Senior
Lender's consent or approval is required by any provision of this Agreement, such consent or
approval may be granted or denied by the Senior Lender in its sole and absolute discretion,
unless otherwise expressly provided in this Agreement. Wherever the Subordinate Lender's
consent or approval is required by any provision of this Agreement, such consent or approval
may be granted or denied by the Subordinate Lender in its sole and absolute discretion, unless
otherwise expressly provided in this Agreement.
(d) Further Assurances. The Subordinate Lender, the Senior Lender and the
Borrower each agree, at the Borrower's expense, to execute and deliver all additional instruments
and/or documents reasonably required by any other party to this Agreement in order to evidence
that the Subordinate Security Instrument is subordinate to the lien, covenants and conditions of
the Senior Security Instrument, or to further evidence the intent of this Agreement.
(e) Amendment. This Agreement shall not be amended except by written instrument
signed by all parties hereto.
Subordination Agt (Third Mtge) 13
Pine Berry Senior Apartments (TCAP)
(f) Governing Law. This Agreement shall be governed by the laws of the State in
which the Property is located.
(g) Severable Provisions. If any provision of this Agreement shall be invalid or
unenforceable to any extent, then the other provisions of this Agreement, shall not be affected
thereby and shall be enforced to the greatest extent permitted by law.
(h) Term. The term of this Agreement shall commence on the date hereof and shall
continue until the earliest to occur of the following events: (i) the payment of all of the principal
of, interest on and other amounts payable under the Senior Loan Documents; (ii) the payment of
all of the principal of, interest on and other amounts payable under the Subordinate Loan
Documents, other than by reason of payments which the Subordinate Lender is obligated to remit
to the Senior Lender pursuant to Section 4 hereof; (iii) the acquisition by the Senior Lender of
title to the Property pursuant to a foreclosure or a deed in lieu of foreclosure of, or the exercise of
a power of sale contained in, the Senior Security Instrument; or (iv) the acquisition by the
Subordinate Lender of title to the Property pursuant to a foreclosure or a deed in lieu of
foreclosure of, or the exercise of a power of sale contained in, the Subordinate Security
Instrument, but only if such acquisition of title does not violate any of the terms of this
Agreement.
(i) Counterparts. This Agreement may be executed in any number of counterparts,
each of which shall be considered an original for all purposes; provided, however, that all such
counterparts shall together constitute one and the same instrument.
[COUNTERPART SIGNATURE PAGES TO FOLLOW]
Subordination Agt (Third Mtge) 14
Pine Berry Senior Apartments (TCAP)
COUNTERPART SIGNATURE PAGE TO
SUBORDINATION AGREEMENT
(Third Mortgage)
(Pine Berry Senior Apartments)
(Tax Credit Assistance Program / HOME / RFP 2009-03 / 2009-036CT)
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the
day and year first written above.
SENIOR LENDER:
WITNESSES:
FLORIDA HOUSING FINANCE
CORPORATION
Print:
By:
Kevin L. Tatreau
Print: Director of Multifamily Development
Programs
Address: 227 N. Bronough Street, Suite 5000
Tallahassee, Florida 32301-1329
[SEAL]
STATE OF FLORIDA
COUNTY OF LEON
The foregoing instrument was acknowledged before me this day of April, 2010, by
KEVIN L. TATREAU, as Director of Multifamily Development Programs of the FLORIDA
HOUSING FINANCE CORPORATION, a public corporation and a public body corporate and
politic duly created and existing under the laws of the State of Florida, on behalf of Florida
Housing. Said person is personally known to me or has produced a valid driver's license as
identification.
Notary Public; State of Florida
Print Name:
My Commission Expires:
My Commission No.:
Subordination Agt ("third Mtge) S-1.
Pine Berry Senior Apartments (TCAP)
COUNTERPART SIGNATURE PAGE TO
SUBORDINATION AGREEMENT
(Third Mortgage)
(Pine Berry Senior Apartments)
(Tax Credit Assistance Program / HOME / RFP 2009-03 / 2009-036CT)
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the
day and year first written above.
SUBORDINATE LENDER:
WITNESSES:
Print:
CITY OF CLEARWATER
By:_
Name:
Title:
See Attached (S-4)
Address: 112 S. Osceola Avenue
Clearwater, Florida 33756
[SEAL]
STATE OF FLORIDA
COUNTY OF
The foregoing instrument was acknowledged before me this day of April, 2010, by
, as of CITY OF CLEARWATER, a unit of local
government organized and existing under the laws of the State of Florida, on behalf of City of
Clearwater. Said person is personally known to me or has produced a valid driver's license as
identification.
Notary Public; State of Florida
Print Name:
My Commission Expires:
My Commission No.:
Subordination Agt (Third Mtge) S-2
Pine Berry Senior Apartments (TCAP)
COUNTERPART SIGNATURE PAGE TO
SUBORDINATION AGREEMENT
(Third Mortgage)
(Pine Berry Senior Apartments)
(Tax Credit Assistance Program / HOME / RFP 2009-03 / 2009-036CT)
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the
day and year first written above.
BORROWER:
WITNESSES: PINE BERRY SENIOR LIMITED
PARTNERSHIP, a Florida limited partnership
By: Beneficial Pine Berry LLC, a Florida limited
liability company, its general partner
Print:
Print:
By:
Donald W. Paxton, Manager
[SEAL]
Address: 2206 Jo-An Drive
Sarasota, Florida 34231
STATE OF FLORIDA
COUNTY OF SARASOTA
The foregoing instrument was acknowledged before me this day of April, 2010, by
DONALD W. PAXTON, as Manager of BENEFICIAL PINE BERRY LLC, a Florida limited
liability company, the general partner of PINE BERRY SENIOR LIMITED PARTNERSHIP, a
Florida limited partnership, on behalf of the limited liability company and the limited
partnership. Said person is personally known to me or has produced a valid driver's license as
identification.
Notary Public; State of Florida
Print Name:
My Commission Expires:
My Commission No.:
Subordination Agt (Third Mtge) S-3
Pine Berry Senior Apartments (TCAP)
Countersigned:
CITY OF CLEARWATER, FLORIDA
// By: -29a -?, --ff-
Frank V. Hibbard William B. Horne II
Mayor City Manager
Approved as to form:
L ra Mahony
Assistant City Attorney
STATE OF FLORIDA )
COUNTY OF PINELLAS )
Attest:
The foregoing instrument was acknowledged before me this ." day of
2Q_/ v by FRANK V. HIBBARD, Mayor of the City of Clearwater, who is
p onally known to me.
Print/Type Name:
Notary Public
STATE OF FLORIDA )
COUNTY OF PINELLAS )
DIANE E MANNI
=_": •'_ MY COMMISSION # D0952018
EXPIRES March 06, 2014
(407) ?86 0153 F100ftN0t8S0r ift cm
r The foregoing instrument was acknowledged before me this '8 +,--,, day of
jL2eCq,.\ _, 20 x O , by WILLIAM B. HORNE II, City Manager of the City of Clearwater,
wh personally known to me.
15rint/Type Name:
Notary Public
S-4
Subordination Agt (Third Mtge)
Pine Berry Senior Apartments (TCAP)
SANDRA HARRIGER
MY COMMISSION # D 2012 I
EXpjRF3:]anuary
Fl. Noemy Disown As" CO
,.eco-)-NOTARY
_r
EXHIBIT "A"
LEGAL DESCRIPTION
PARCEL I
A PARCEL OF LAND IN THE NORTHEAST 1/4 OF THE NORTHWEST 1/4 OF SECTION 23,
TOWNSHIP 29 SOUTH, RANGE IS EAST, PINELLAS COUNTY, FLORIDA:
AND
A PORTION OF LOTS 4, 5, AND 6, FORREST HELL ESTATES, UNIT 5, AS RECORDED IN PLAT
BOOK 58, PAGE 34, OF THE PUBLIC RECORDS OF PINELLAS COUNTY, FLORIDA.
ALL MORE PARTICULARLY DESCRIBED AS FOLLOWS:
FROM THE NORTHWEST CORNER OF SECTION 23, TOWNSHIP 29 SOUTH, RANGE 15 EAST,
PINELLAS COUNTY, FLORIDA, AS A POINT OF REFERENCE; THENCE S. 89°03'13" E., ALONG
THE NORTH LINE OF SAID SECTION 23, 1,374.07 FEET TO THE EASTERLY RIGHT OF WAY
LINE OF HIGHLAND AVENUE; THENCE ALONG SAID RIGHT OF WAY LINE S. 00°02'03" E.,
315.05 FEET TO THE NORTHWEST CORNER OF LOT 6, FORREST HILL ESTATES, UNIT 5, AS
RECORDED IN PLAT BOOK 58, PAGE 34, OF THE PUBLIC RECORDS OF PINELLAS COUNTY,
FLORIDA, SAID POINT ALSO BEING THE POINT OF BEGINNING; THENCE S. 89°03'13" E.,
ALONG THE NORTH LINE OF SAID POINT, 627.78 FEET; THENCE S. 00°10'16" E., 220.49 FEET
TO A POINT ON THE NORTH LINE OF KALMIA CONDOMINIUM NO. 5, AS RECORDED IN
O.R. BOOK 3403, PAGE 879, OF THE PUBLIC RECORDS OF PINELLAS COUNTY, FLORIDA;
THENCE ALONG THE BOUNDARY OF SAID PLAT BY THE FOLLOWING THREE CALLS:
1. S. 89049'44" W., 45.00 FEET;
2. S. 00°04'33" E., 160.03 FEET;
3. S. 86°45'04" W., 101.15 FEET;
THENCE N. 10°05'56" W., 183.81 FEET; THENCE N. 00°26'59" E., 50.02 FEET; THENCE
S.89055'26" W., 450.64 FEET TO A POINT ON AFOREMENTIONED EASTERLY RIGHT OF WAY
LINE OF HIGHLAND AVENUE; THENCE N. 00°02'03" W., ALONG SAID LINE, 166.47 FEET TO
THE POINT OF BEGINNING.
NOTE: SAID LANDS MAY ALSO BE DESCRIBED AS:
DESCRIPTION: (FIRST PARCEL)
A PARCEL OF LAND IN THE NORTHEAST 1/4 OF THE NORTHWEST 1/4 OF SECTION 23,
TOWNSHIP 29 SOUTH, RANGE IS EAST, PINELLAS COUNTY, FLORIDA:
AND
A PORTION OF LOT 6, FORREST HILL ESTATES, UNIT 5, AS RECORDED IN PLAT BOOK 58,
PAGE 34, PUBLIC RECORDS OF PINELLAS COUNTY, FLORIDA.
ALL MORE PARTICULARLY DESCRIBED AS FOLLOWS:
Subordination Agt (Third Mtge)
Pine Berry Senior Apartments (TCAP)
FROM THE NORTHWEST CORNER OF SECTION 23, TOWNSHIP 29 SOUTH, RANGE 15 EAST,
PINELLAS COUNTY, FLORIDA, AS A POINT OF REFERENCE; THENCE S. 89°03'13" E., ALONG
THE NORTH LINE OF SAID SECTION 23, 1374.07 FEET TO THE EASTERLY RIGHT-OF-WAY
LINE OF HIGHLAND AVENUE; THENCE ALONG SAID RIGHT-OF-WAY LINE, S. 00°02'03" E.,
315.05 FEET TO THE NORTHWEST CORNER OF LOT 6, FORREST HELL ESTATES, UNIT 5, AS
RECORDED IN PLAT BOOK 58, PAGE 34, OF THE PUBLIC RECORDS OF PINELLAS COUNTY,
FLORIDA, SAID POINT ALSO BEING THE POINT OF BEGINNING; THENCE S. 89°03'13" E.,
ALONG THE NORTH LINE OF SAID LOT 6,452.27 FEET;
THENCE S. 00°26'59" W., 158.58 FEET; THENCE S. 89°55'26" W., 450.64 FEET TO A POINT ON
AFOREMENTIONED EASTERLY RIGHT-OF-WAY LINE OF HIGHLAND AVENUE; THENCE N.
00002'03" W., ALONG SAID RIGHT-OF-WAY LINE 166.47 FEET TO THE POINT OF BEGINNING.
DESCRIPTION CONTINUED: (SECOND PARCEL,)
A PARCEL OF LAND IN THE NORTHEAST 1/4 OF THE NORTHWEST 1/4 OF SECTION 23,
TOWNSHIP 29 SOUTH, RANGE 15 EAST, PINELLAS COUNTY, FLORIDA:
AND
A PORTION OF LOT 6, FORREST HILL ESTATES, UNIT 5, AS RECORDED IN PLAT BOOK 58,
PAGE 34, PUBLIC RECORDS OF PINELLAS COUNTY, FLORIDA.
ALL MORE PARTICULARLY DESCRIBED AS FOLLOWS:
FROM THE NORTHWEST CORNER OF SECTION 23, TOWNSHIP 29 SOUTH, RANGE 15 EAST,
PINELLAS COUNTY, FLORIDA, AS A POINT OF REFERENCE; THENCE S. 89°03'13" E., ALONG
THE NORTH LINE OF SAID SECTION 23, 1374.07 FEET TO THE EASTERLY RIGHT-OF-WAY
LINE OF HIGHLAND AVENUE; THENCE ALONG SAID RIGHT-OF-WAY LINE, S 00°02'03" E,
315.05 FEET TO THE NORTHWEST CORNER OF LOT 6, FORREST HILL ESTATES, UNIT 5, AS
RECORDED IN PLAT BOOK 58, PAGE 34, PUBLIC RECORDS OF PINELLAS COUNTY,
FLORIDA, THENCE S. 89°03'13" E., ALONG THE NORTH LINE OF SAID LOT 6,452.27 FEET TO
THE POINT OF BEGINNING; FROM SAID POINT OF BEGINNING CONTINUE S. 89°03'13" E.,
175.51 FEET; THENCE S. 00°10'16" E., 220.49 FEET TO A POINT ON THE NORTH LINE OF
KALMIA CONDOMINIUM NO. 5, AS RECORDED IN O.R. BOOK 3403, PAGE 879, OF THE
PUBLIC RECORDS OF PINELLAS COUNTY, FLORIDA; THENCE ALONG THE BOUNDARY OF
SAID PLAT THE FOLLOWING THREE CALLS;
1. S. 89°49'44" W., 45.00 FEET;
2. S. 00°04'33" E., 160.03 FEET;
3. S. 86°45'04" W., 101.15 FEET:
THENCE N. 10005'56" W., 183.81 FEET; THENCE N. 00°26'59" E., 208.50 FEET TO THE POINT OF
BEGINNING.
PARCEL 2
THE NORTH 260 FEET OF VACATED SKYVIEW AVENUE ADJACENT TO WEST LINE OF
LOTS 54 AND 69 OF FIRST ADDITION TO GATES KNOLL SUBDIVISION AND ADJACENT TO
WEST R/W LINE OF TUSCOLA ROAD, LYING AND BEING IN PINELLAS COUNTY, FLORIDA.
Subordination Agt (Third Mtge)
Pine Berry Senior Apartments (TCAP)