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FINANCIAL STATEMENTS YEARS ENDED SEPTEMBER 30, 2004 AND 2003 I I I I I I I I I I I I I I I I I I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC. FINANCIAL STATEMENTS Years Ended September 30, 2004 and 2003 (With Independent Auditor's Report Thereon) I I I I I I I I I I I I I I I I I I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC. TABLE OF CONTENTS PAGE INDEPENDENT AUDITOR'S REPORT 1 FINANCIAL STATEMENTS Statements of Financial Position 2 Statements of Activities 3 Statements of Cash Flows 4 Notes to Financial Statements 5 INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS 9 John J, McKnight, Jr., CPA Robert P. Symanski, CPA 5.Y-manski+ McKnight, P.A. Certified Public Accountants and Business Advisors I I I I I I I I I I I I I I I I I I I Members Florida Institute Of Certified Public Accountants American Institute Of Certified Public Accountants INDEPENDENT AUDITOR'S REPORT To The Board of Directors Jolley Trolley Transportation of ClealWater, Inc. We have audited the accompanying statements offinancial position of Jolley Trolley Transportation of ClealWaterr Inc. (a nonprofit organization) as of September 30r 2004 and 2003 , and the related statements of activities and cash flows for the years then ended. These financial statements are the responsibility of the Organization's management Our responsibility i~ to express an opinion on these financial statements based on our audits, ' We conducted our audits in accordance with auditing standardS generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing standards. issued by the Comptroller General of the United States, Those standards require that we plan and perfonn our audit to' obtain reasonable' assurance about whether the financial statements are free of material misstatements. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as wen as evaluating the overall financial statement presentation. We believe our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fainy, in all material respects, the financial position of Jolley Trolley Transportation of ClealWater, Inc. as of September 30. 2004 and 2003. and the changes in its net assets and its cash flows for the years then ended in conformity with accounting principles generatly accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued a report dated November 26, 2004 on our consideration of the Organization's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. -5r.J: I FJ1~;:1 ClealWater, Florida November 26, 2004 1700 McMullen Booth Road. Suite A-6, Clearwater. Florida 33759 . (727) 725-8272 . Fax (727) 669-0252 1301 Seminole Blvd,. Suite 138, Largo, Florida 33770. (727) 584-8186. Fax (727) 584-9139 E-mail: info@symanskimcknight.com I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC. I STATEMENTS OF FINANCIAL POSITION September 30, 2004 and 2003 I Assets I 2004 2003 Current assets: I Cash $ 166,412 $ 167,151 Prepaid and other current assets 24,013 24,808 I Total current assets 190,425 191,959 Fixed assets: I Property and equipment 689,988 686,817 Less accumulated depreciation 532,476 453r692 I Net property and equipment 157,512 233,125 Other assets 482 I Total assets ~ 348.419 ~ 425,084 I Liabilities and Net Assets I current liabilities: I Accounts payable and accrued expenses $ 21,760 $ 14,229 Deferred revenue 13,471 7,069 I Total current liabilities 35,231 21 ,298 Net assets - unrestricted 313,188 404,268 I T otalliabilities and net assets ~ 348.41 ~ ~ 425.566 I I I 2 I - I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC, STATEMENTS OF ACTIVITIES I Years ended September 30, 2004 and 2003 2004 2003 I Support and revenue: Support: City of Clearwater operations Grant $ 229,540 $ 244,970 I City of Clearwater Vehicle Maintenance Grant 50,000 50,000 City of Clearwater Office Rent Grant 11,700 11 ,700 Total support 291,240 306,670 I Revenue: Fare revenue 117,597 102,022 I Advertising revenue 67,904 54,113 Charter revenue 65r39O 68,469 Interest Income 812 1.359 Other revenue 2,910 359 I Total revenue 254,613 226,322 I Total support and revenue 545,853 532,992 Expenses: Salaries - drivers 179,976 166,055 I Salaries - administrative 69,389 78.175 Salaries - vehicle maintenance 36,976 33,792 Payroll taxes 25,736 20,807 I Worker's compensation insurance 11,474 16r111 Trolley repairs and maintenance 49,288 52,792 Depreciation expense 81,723 94,023 Insurance expense 70.160 56,044 I Fuel expense 60,126 39,759 Office supplies and expenses 3,023 9,270 Personnel costs 11,938 11,608 Travel I Utilities 5,429 5,208 Rental expense 23,597 22,206 Professional fees 5,400 4,750 I Sales tax and other taxes 1,966 2,149 Bad debt 732 I Total expenses 636,933 613,349 Changes in net assets (91.080) (80,357) I Net assets - unrestricted, beginning of year 404,268 484,625 I Net assets - unrestricted. end of year $ 313,188 $ 404.268 I See accompanying notes to financial statements. 3 I I I I I I I I I I I I I I I I I I I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC. STATEMENTS OF CASH FLOWS Years ended September 30, 2004 and 2003 2004 2003 Cash flows from operating activities: Changes in net assets $ (91,080) $ (80,357) Adjustments to reconcile excess of support and revenue over expenses to net cash provided by operating activities: Depreciation expense 81 ,723 94,023 (Increase) decrease in prepaid and other current assets 795 (15,642) Increase (decrease) in accounts payable and accrued 7,531 (5,302) Increase (decrease) in deferred revenue 6,402 6,320 Net cash (used) provided by operating activities 5,371 (958) Cash flows from investing activities: Property and equipment expenditures (6,110) (14,989) Net cash used by investing activities (6,110) (14,989) Net (decrease) in cash (739) (15,947) Cash at beginning of year 167,151 183,098 Cash at end of year $ 166.412 $ 197.129 Supplemental disclosure of cash flows information: Cash paid for interest $ -0- $ -0- Cash paid for income taxes $ -0- $ 233 See accompanying notes to financial statements. 4 I I I I I I I I I I I I I I I I I I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC, NOTES TO FINANCIAL STATEMENTS September 30, 2004 and 2003 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Oraanization Jolley Trolley of Clearwater, Inc. (Organization) is incorporated under the laws of the State of Flortda as a nonprofit corporation. Its purpose is to provide a local and tourist public transportation system between the islands of Sand Key and Clearwater Beach and the City of Clearwater, Basis of Accounting The financial statements of Jolley Trolley Transportation of Clearwater, Inc. are presented on the accrual basis. Basis of Presentation The Statement of Financial Accounting Standards (SFAS) No, 117. "Financial Statements of Not-for-Profit Organizations," establishes standards for general purpose external financial statements provided by a not-for-profit organization. It specifies that those statements include a statement of financial position. a statement of activities and a statement of cash flows. The financial position and activities will report information according to three classes of net assets: unrestrtcted net assets, temporartly restrtcted net assets and permanently restrtcted net assets. The Organization does not have any temporarily restricted or permanently restricted net assets. Revenue Recoanition Revenue from Operations and Vehicle Maintenance Grants (see Note 4) is recognized over the term of the Grants. All other revenues are recognized when the earnings process is substantially complete and services have been performed. Property and Eauipment Property and equipment are stated at cost. Depreciation is charged against earnings over the estimated useful service pertod of the assets using the straight-line method. 5 I I I I I I I I I I I I I I I I I I I NOTE 1: NOTE 2: NOTE 3: - JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC. NOTES TO FINANCIAL STATEMENTS September 30, 2004 and 2003 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Accountina Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Donated Services No amounts have been reflected in the financial statements for donated services because the criteria for recognition under SF AS 116 have not been satisfied. INCOME TAXES In June 1995, the Organization received a favorable determination from the Internal Revenue Service as to its federal income tax exemption status under Section 501 (a) of the Internal Revenue Code. PROPERTY AND EQUIPMENT Property and equipment at September 30,2004 and 2003 are as follows: Trolley vehicles Furniture and office Signage Garage equipment Estimated years of useful 2004 2003 service $ 667,491 $ 662,519 5 17,230 16,581 5 1,020 1,020 5 4,247 6,697 5 Total property and equipment ~ 689.988 ~ 686.817 6 I I I I II I I I I I I I I I I I I I I JOLLEY TROLLEY TRANSPORTATION OF CLEARWATER, INC. NOTES TO FINANCIAL STATEMENTS September 30, 2004 and 2003 NOTE 4: GRANTS The City of Clearwater has annual Funding Agreements to the Jolley Trolley Transportation of Clearwater, Inc., subject to an annual budgetary appropriation approved by the City of Clearwater Commission. The funding of the Operations Grant, Vehicle Maintenance Grant and Office Rent Grant for the years ended September 30, 2004 and 2003 was $229,540 and $244,970, $50,000 and $50,000 and $11,700 and $11,700, respectively. Amounts received under the above grants require the fulfillment of certain conditions as set forth in the grant instruments, Failure to fulfill the conditions could result in the return of the funds to the grantor, reduction of funding commitment or termination of agreement. The Board of Directors is of the opinion that Jolley Trolley Transportation of Clearwater, Inc. has complied with all significant provisions of the grants as of September 30,2004 and 2003. The funding agreement will terminate as of September 30, 2004. On September 7, 2004 a one year funding agreement was approved by the City of Clearwater which provides $219,520 for providing trolley service, $50,000 for maintaining the trolley vehicles and $11,700 for the lease of office space. The funding monies are payable to the Organization in 12 equal monthly installments beginning October 2004 through September 2005. NOTE 5: RENT The Organization rents a garage facility on a month-to-month basis for $642 per month. It has a one year lease for office space at $1,076.25 per month which began on February 17, 2003 and was extended on February 12, 2004 for a one year extension through February 16, 2005, NOTE 6: CONCENTRATION OF RISK The Organization maintains cash balances with its banking institutions, Cash amounts at these banks are insured by the FDIC for up to $100,000, Approximately 54% and 58% of the organization's support for the years ended September 30,2004 and 2003, respectivelYr came from City of Clearwater grants, 7 I I I I I I I I I I I I I I I I I I I John J, McKnight, Jr., CPA Robert P. Symanski, CPA .$xmanski+ McKnight, P.A. Certified Public Accountants and Business Advisors Members Florida Institute Of Certified Public Accountants American Institute Of Certified Public Accountants INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS The Board of Directors Jolley Trolley Transportation of Clearwater, Inc. We have audited the financial statements of Jolley Trolley Transportation of Clearwaterr Inc. (A nonprofit organization) as of and for the years ended September 30, 2004 and 2003, and have issued our report thereol) dated November 26, 2004. We conducted our audit in accordance with auditing standards generally accepted)1l the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States,' Compliance As part of obtaining reasonable assurance about whether Jolley Trolley Transportation of Clearwater~lnc;.'s financial statements are free of material misstatement, we performed tests of its compliance with certain provision of laws, regulations, contracts and grants, noncompliance with which could have a direetand material effect onthe determination of financial statement amounts. However, providing anopioioo on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to' be reported under Government Auditing standards. 1700 McMullen Booth Road, S~ite A-6, Clearwater, Florida 33759 . (727) 725-8272 . Fax (727) 669-0252 1301 Semmole Blvd., SUite 138, Largo, Florida 33770. (727) 584-8186. Fax (727) 584-9139 E-mail: info@symanskimcknight.com I I I I I I I I I I I I I I I I I I I The Board of Directors Jolley Trolley Transportation of Clearwater, Inc. Internal Control Over Financial RePOrting In planning and performing our audit, we considered Jolley Trolley Transportation of Clearwater, Inc.'s internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. This report is intended for the information of the board of directors, management and others within the Organization and is not intended to be and should not be used by anyone other than these specified parties. -5r__"4t:ftr1f~ /.1, Clearwaterr Florida November 26. 2004 9