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102207 - Humana - Employer Group Application - SIGNEDHUMANA. Gupdance when you need it most Life and Short-Term Income Protection plans insured or administered by Humana Insurance Company PPO, EPO and Indemnity plans offered by Humana Health Insurance Company of Florida, Inc. HMO plans offered by Humana Medical Plan, Inc. HUM ANA DENTAL Prepaid Basic, Intermediate and High Dental plans underwritten by The Dental Concern, Inc. Prepaid Capitol II, Universal II, SGX290, SGX245, 5Gx185A, SG245D, SG290, SG245, and SG185A Dental plans provided by SafeGuard Health Plans, Inc. All other Dental plans insured or administered by Humana Dental Insurance Company Internal use only Group number: Employer Group Application FLORIDA WUMANA 1 HUMANADENTAL Please refer to your proposal to complete this application. Print clearly in black ink, and answer all questions or indicate "not applicable." Your Business Profile Business name Federal tax ID number - ?02Sq - City of C]P_,qrw;44-P_r Location address (not a P.O. Box) 10 0 South Myrtle Avenue City Clearwater County Pinellas State FL Zip 33756 Do you have more than one location? A No CI Yes Billing address (if different) City County State Zip Nature of business or SIC number Munici pality 91 99 Date company established Business status: ? Corporation ? Partnership ? Sole Proprietorship )W Other: (explain) Municipality Business phone number ( 727) 562-487 5 Fax number ( 127) 562-4877 Management contact Allen Del Prete - Administrative contact Anna Fierstein Management contact e-mail addressAllgn. Del Pre te@myclearwa ter. com_ continued on next page - FL-80123-BP 1012003 Reorder# FL-99555-BP 7/2007 Requested effective date How many employees are on your payroll? How many hours per week must your employees work to be eligible? 7 For large employer groups (51 or more employees), select between 20 an?40?2s. Hrs For small employer groups (2-50 employees) and business groups of one, select between 25 and 40 hours. Do you want to exclude a class of employees? 197 4 7? No ? Yes If yes, check class to exclude: (Options vary by plan. Refer to the Underwriting Requirements for each plan.) ? union ? nonunion ? hourly ? salary ? management ? non-management How long must employees wait after hire date to become eligible? ? 0 days ? 30 days ? 50 days 7 st of the month followinq Date of Hire ? 90 days **Other, specify: How many employees are eligible for coverage? New employee effective date provision: A First of month following waiting period (required for HMO and Prepaid Dental plans) ? Immediately following waiting period For Dental and Life plans, the employee termination date coincides with the effective date provision. Are any present or former employees/dependents currently on or eligible to elect COBRA/State Continuation? ? NoA Yes If yes, enter information below. Attach a separate sheet if necessary. Name of applicant Qualifying event (e. g., termination of employment, divorce, etc.) Date of qualifying event Date COBRA or State Continuation coverage terminates See ai-A-ached List The following applies to al l companies and products The companies listed on this Employer Group Application, severally or collectively as the context may require, are referred to in this application as we, us and our. You, the participating employer, policyholder, contractholder, or group plan sponsor, intend to establish, sponsor, and endorse an employee benefit plan which will be governed by Employee Retirement Income Security Act of 1974 {ERISA}, You are the ERISA plan administrator. Small employer means a person, sale proprietor, self employed individual, independent contractor and firm, corporation, partnership or association actively engaged in business, which employed an average of at least one but not more than 50 employees on business days during the preceding calendar year and who employs at least one employee on the first day of the plan year. Entities that are affiliated companies or that are eligible to file a combined tax return for the purpose of taxation, are considered one employer. You agree to make available your records which we determine are relevant to this application and group coverage for inspection by the Trustee, Administrator, us or our representative during your normal business hours. As claims administrator with authority to make claim determinations as described in Section 503 of ERISA, we make final decisions under the Policy or Group Plan with respect to paying claims for benefits, including deciding appeals of denied claims. As claims administrator, we shall have full and exclusive discretionary authority to 1) interpret Policy or Group Plan provisions, 2) make decisions regarding eligibility for coverage and benefits, and 3) resolve factual questions relating to coverage and benefits. You understand and agree that failure to remit and pay premium when due will be considered a default in premium payment, and that coverage will be terminated by us, following a grace period of 31 days from the date of non-payment of premium. We may terminate your coverage according to the termination section of the Policy or Group Plan. Except for non-payment of premium or when a group or individual is not or has not been eligible for coverage, you will be provided with a 45 day advance written notice, unless a greater period is expressly specified in the Policy. If coverage is terminated by us for non-payment of premium, you will still owe and we will collect all due premium including premium for the grace period. For you to remain eligible for the Policy or Group Plan, the eligibility, underwriting and participation requirements must be maintained, for each respective coverage. Failure to maintain the plan eligibility, underwriting and participation requirements will terminate your coverage under the Policy or Group Plan. You will be provided with a 45-day advance written notice of termination. Other termination provisions are stated in the Policy or Group Plan. Based upon our standard underwriting practice, we may require an employee or dependent to submit Evidence of Health Status. We have the right to use the information provided by you and any applicant (employee or dependent) to determine whether coverage will be provided, to determine eligibility and to establish appropriate premiums. Any health related information that has been provided will not be used to decline medical coverage unless permitted by law. The following applies to dental Prepaid benefits provided by SafeGuard Health Planst Inc. You, the policyholder, intend to establish, sponsor, and endorse an With respect to paying claims for benefits or determining eligibility for employee benefit plan which will be governed by the Employee Retirement coverage under this policy or group plan, HumanaDental Insurance Income Security Act of 1974 {ERISA}, You are the ERISA plan administrator. Company or SafeGuard Health Plans, Inc. shall have full and exclusive Prepaid Limited Health Service Organization is a unique joint venture discretionary authority to: 1) interpret policy provisions, 2) make decisions between HumanaDental Insurance Company and SafeGuard Health Plans, regarding eligibility for coverage and benefits, and 3) resolve factual Inc. designed to build high quality, cost effective dental care delivery. questions relating to coverage and benefits. Under this agreement, the two companies are partners in a marketing and administration agreement. FL-80123-BP 1012003 Reorder# FL-99555-BP 212007 100 or more total employees on payroll Humana Large Group Medical FLORIDA EMPLOYER GROUP APPLICATION Plan: Option: If plan 1 option number is available, the remainder of the plan selection does not need to be completed. If seiectinq the if plan and option number is not available, please indicate product narrie: Product Name{s} (as shown on your proposal): ?j ? Health Care Flexible Spending Account (FSA) Cl Dependent Care Flexible Spending Account (FSD) ? Personal Care Account offered with Plan: Option: ? Health Savings Account Underwriting requirements • Refer to your proposal for complete underwriting requirements. 9 Underwriting approval is required to offer more than one medical carrier to your employees. • If you do not maintain eligibility, underwriting, and participation requirements, we will terminate your coverage. Group information Are any affiliations or subsidiaries to be covered? ANo ? Yes If yes, Li Affiliation LI Subsidiary Affiliation/subsidiary information. Name Address Number of employees Number c f employees Number of employees Total number of Number of employees waiving with other waiving without other in waiting period eligible employees to he covered now qualifying coverage qualifying coverage (da not include in eligible count) How much will you contribute to premium? Employee $ or % Employee/Spouse $ or % Employee/Child $ or % Family $ or % Additional classes and corresponding number of employees to be included: LJ Seasonal ? Part-time LJ Other explain (e.g., contract employee, independent contractor, directors): Will this plan coverage replace any existing or previously in-force group plan? LI No jjxyes If yes, carrier name termination dat iI-_ri_it-er_-pupa-? th-C-are _ 12/31/07 Are there any disabled dependents over the age of 19 to be covered in this group. ? No AYes (If yes, please provide on a separate sheet of paper name of employee, social security number, dependent name, statement of disability/diagnosis from attending physician, dependency statement from employee and the current group carrier insuring the dependent.) To the best of your knowledge, how many group members had total claims over $15,000 in the past year that are still active on the plan? Please provide details: yes, see attached Member status Condition or diagnosis Total medical costs Prognosis Retiree information Are you offering coverage to retirees? ? No Yes If yes, required age: minimum years of service: FL-80123-LG Thank you for choosing Humana. Reorder# FL-99555-LG 712006 Employer Agreement You, the employer, understand, agree and represent: • You have read this document and the information you provided is accurate and complete to the best of your knowledge and can he substantiated by your business records. ¦ You have received and reviewed a proposal and the applicable regulatory information required by your state- ¦ Neither you nor the agent/broker/producer has the authority to waive a complete answer to any question, determine coverage or insurability, alter any contract, bind us by making any promise or representation, or waive any of our other rights or requirements. No waiver or change will bind us unless signed by an authorized officer of our company. • The first month's estimated premium (which may include a monthly administrative fee), and fully completed enrollment information for all eligible persons requesting insurance coverage must be submitted with this application before action is taken on this application. ¦ You will collect any employee contribution toward premium. Our acceptance of premium does not guarantee coverage. ¦ You will provide the documentation requested by us which establishes that all eligibility, underwriting, and participation requirements of the plan are met. • Only individuals who meet the eligibility requirements of the plan are eligible to maintain coverage. • Providing incomplete, inaccurate, or untimely information may void, reduce, or increase past premium, or terminate an individual's coverage or the group's coverage. This document will form part of any contract issued. Coverage is not in effect unless and until you receive written notification from us- If this application is declined, we will return the premium deposit submitted with this application. Do not cancel any current group coverage until you receive written notice from us that we have issued coverage. Any person who knowingly and with intent to injure, defraud or deceive any insurer files a statement of claim or an application containing any false, incomplete or misleading information is guilty of a felony of the third degree. Dated on: 10116(0-7 By: ala,1 _ (month, ate, year) {empl yer signature} -` Dated at: @atr?? n t ? f u~ Re-foJrCe, 1 API't7or (city (title) Agent/Broker/Producer information General Agency General agency information pertains to Agent/Agency of Record #1 L1 Agent/Agency of Record #2 Name (print) Gehring Grow Tax ID Number 65-0361295 Address C' Stat Zip Code 1. Agent/Agency of Record (for commissions and correspondence): FL, 3 3 410 Name (print ?Ujt Gehring Tax ID/Social Security Number 266069658 State Agent License ID NumberA4 94 9 7 3 .. Commission split: LAXNo ? Yes If yes, percentage: (total should equal 100%) 1. Writing Agent/Broker/Producer: Name (print) Social Security Number Commission split: LJ No ? Yes If yes, percentage: (total should equal 100%) 2. Agent/Agency of Record {for split-commissions): Name (print) Tax ID/Social Security Number State Agent License ID Number Percentage of sales: LJ No ? Yes If yes, percentage: (total should equal 100%) 2. Writing Agent/Broker/Producer: Name (print) Social Security Number Percentage of sales: ? No ? Yes If yes, percentage: (total 100%) As the Writing Agent/Broker/Producer, I acknowledge that I am responsible to meet with the employer submitting this application in order to fully and accurately represent the terms and condition of the plans and services of the offering or insuring entity, or one of its subsidiaries and have no knowledge of 4y replac e f coverage other than as indicated in this application- These provisions are available to me and the employer V u a Technical Information Guide or other plan literature. Writing Agent's Signature: Date: FL-80123-BP 1012003 Reorder# FL-99555-BP 212007 GEHRING,,AGROUP .2 PROFESSIONAL SERVICES October 22, 2007 Michelle Deemer, Sales Executive Commercial Sales Humana Inc. 5401 W. Kennedy Boulevard, Ste. 161 Tampa, FL 33609 RE: City of Clearwater - Employer Group Application Dear Michelle: Enclosed please find the following documents for City of Clearwater's medical insurance implementation with Humana: a Original Signed Prospect Analysis -- Please be advised that this document was completed to the best of our knowledge. Due to the privacy of the information requested, we do not have all details asked. Original Signed Employer Group Application • Attachment 1- Current COBRA Participant Listing Attachment 2 -- Employer Contribution Schedule (these are the bi-weekly rates) Please process this information for a January 1, 2008 effective date. If you have any questions or concerns, please do not hesitate to contact me (561) 626-6797. Stephanie Drost, Director - Account Management Gehring Group Enclosures (4) cc: Kurt Gehring, President CEO, Gehring Group Ellen Jones, Director - Risk Management, Gehring Group Julie Curtis, Senior Account Manager, Gehring Group 11505 FAIRCHILD GARDENS AVENUE Is SUITE 202 m PALM BEACH GARDENS, FL 33410 PHONE 561.626.6797 ¦ FAx 561.626.6970 ¦ TOLL-FREE 800.244.3696 ¦ www.gehringgroup.com FOR HUM?ANAICHOICECARE USE ONLY Prospect Number Date Received HU'MANA. SM Approval (guidance when you need it most PROSPECT ANALYSIS 1. Complete both sides of this form. Shaded areas need not be completed for employers where the insurance rates are based on claims experience. 2. The premium rates quoted for the prospective employer's Group Plan will be based upon information submitted regarding eligible employees with respect to age/sex demographics, place of residence and proposed effective date. HumanalChoiceCare reserves the right to change rates if information submitted during the actual enrollment differs from the information submitted for purposes of this analysis. 3. HumanalChoiceCare relies on the information in this Prospect Analysis and the Group Application in order to set rates and to determine the risk. Misrepresentation of information in any portion of this analysis or Group Application may result in the denial of coverage, or, after coverage is effective, rescission of the policy. 4. DO NOT terminate any existing coverages until you receive written acceptance by HumanalChoiceCare Health Care Plans of your application. 5. In addition to this Prospect Analysis, the following material must be submitted to ensure prompt processing of your application: ?• Group Application ¦ Initial Premium Deposit Nced In,v0K-e. k/¦ Current Benefits Booklet (PPO or Dual Option Sales) • Recent Billing Statement or Prior Subscriber Listing (PPO or Dual Option Sales) • Employee Enrollment Forms GENERAL INFORMATION Name of Gompany/Applicant Nature of Business Number of Years in Business City of Clearwater Municipality 193 GROUP HEALTH CARRI United Healthcare ELIGIBILITY/PARTICIPATION INFORMATION 1/1/2006 12131/200 From Thrrninh RETIREES ? SEASONAL EMPLOYEES ? PART-TIME EMPLOYEES (< 30 Hours) ? ANY INDIVIDUAL NOT DIRECTLY EMPLOYED BY APPLICANT (e.g., Contract Employee, Independent Contractors, Directors) Do all employees live ? DIES If NO. Location of other HumanalChoiceCare Number Employees Location Outside HumanalChoiceCare Number Employees Service Area (s} Service Area(s) in the local HumanalChoiceCare ? NO service area? OVER 0 luneck all of the tollowing to be covered (if checked, provide details in Comments section). Please answer the following questions for all active and retired employees, spouses and dependent children to be covered by the Group Plan. (Provide details for all "YES" answers in Comments section.) YES NO 1. Has anyone been denied coverage for medical reasons, or issued coverage with a conditional ? waiver? 2. In the last 12 months, has any insurance company or HMO declined to renew your coverage ? or declined to offer coverage to your employees? (If YES, please provide the name of the provider and the reason. 3. Has anyone been treated for a serious illness, been hospitalized or had surgery in the ? past twelve months? *e. ., Cancer, Diabetes, Cardiovascular Disease, AIDS Substance Abuse Obesity, etc. 4. Does anyone have a continuing claim from an existing mental or physical disorder, or ? anticipate hospitalization for any reason? 5. Has anyone incurred health care claims in excess of $15,000 in the last 12 months? ? 6. Is anyone currently disabled, incapacitated or confined in a hospital, nursing home or ? treatment facility? 7a. Are there any handicapped dependents over age 19 to be covered in this group? (If YES, ? provide name of employee, social security number, dependent names, statement of disability/diagnosis from attending physician and dependency statement from employee.) 7b. If the answer to 7a. is YES, are these handicapped dependents insured by current group ? carrier? 8. Are any former employees and/or their dependents currently covered through COBRA ? continuation? (If YES, provide name, social security number, health status, qualifying event, and effective date. 9. Do employees eligible for COBRA continuation pay premiums directly to employer's current ? [X carrier? 10. Are any employees or their dependents pregnant? (If YES, please provide name, relationship and due ? datG.) 11. Are all employees covered by Worker's Compensation? (If No, what employees or class of Ek ? employees are not covered? COMMENTS Applicant Signature Title /&s 0 woes Date ?0/18/v V? C a m 0 U 4 4) U O r E V Q o- W 0) 6 6 6 6 CS m ? N N N N N N N 0 ?p r r r r r s-- r {.7 ? r r r d] r op r m D C N E E Ld1 T N W ~ ? a Qf - (D (? C i9 3 a) N : ? .+ E E n? oi 3 g3 ? ? .ter U O W T= J ? > C g ? Q ?Arr z R N v Cc O c 0 N C 0 7 _U U m N U C y C L f0 Z co v v N C V L Z, t V N m = UE o? c? ?a 01 C 0 O A ;p O J ? o o? o ? o? o o a o 0 0 E w, Q N [] N ? N It mT N dam' LO Q (N11 r N W = o () 7+ (D O (D o0 0 a N b 0 LO LO Q [M7 N G g a C7 O Q O) 00 0] r 0) i` 07 Ci7 (C] M C+7 N Q C] 00 Cr] . 3 E 6?3 r 69 CV co 69 69 T" 69 69 N 69 qr Ff3 N 69 r r N 9 4 LU d d 0 o a C o o a o 0 0 0 0 0 ° o o Q L.f Lo of 0 2,r- 0 V e-• V 0 co m w o D C asvco r- N 1?- LO r- un v 1, co h ? u U r,- N m ti N m r,- N M r-- N co f• w f• r a, aCD It 1` Q ? 1- a It r-- Q It ?- Q m r` co lqr 32 6 00 Ln c? 00 vi c? oo cn (o OD to to to -4 (n r 1` r r r? r r 1` r r ti r Q N N It N N It N N N N [C] U)- 60 69} 69} U9 61? (F} 69 Vy 6F) 60 69 69 69 69 m E t-- co r-- r-- ca m t co to co ,t oo ti o) m a) a 2 0 Nt lqr m Itil N00 LO mQ LO N1- MQ It Cfl W Co 6 to o (Q 4 CV ui 4 M of r u') of r--: cfl L 3 r N c?Q M w rn N rnr ? CO r- N COQti ? ? 0 co r LO V) 00 CD N cc 00 N w f` 00 a .... m 6f 69 69 69 69 6+3 69 69 EF} ER rf} Sfr 6F} 6F} 6R W, L m E c ? U- ?, 0 cn ? 'a a >% ? ? ? 0- n a E E E www 0 ? a E = L -2 -2 co n cn X22 ___ A >% 0 ri 0 U 2:, 0 U) 2t, 0 co c =5 = C 7 7 ? Q Q ? Q Q (D W a) (D 0 Q a) 0 0 a) (D ? ? ? ? ? ? a o. a n Q. a ww w w w w PO -2 -2 CL 0- C1 (4 M M 7 7 _0 _0 -O mmm (n co cn a?? W 0 0 222 o o a __= CL CL IL a ? E ? LL !, w m 0) 0] C = = o a a [0 L [6 L (Q L (0 L a) 0 CD 07 CD m v as o 0] o v a a ? 0 0 C] U U U E E E W W W ? ? ? ? '2 -2 CL C1 Q (a a m a. m mm N m u) m cn ?to ? ? cn cn ? ? ? 2 2 0 0 CL CL CL = = a. a Form C'_. Humana Replacement Commission Agreement This document establishes a replacement tornrrissior schedule for.fcustiomername] Cf identified by the following group number(s) [lfstaligroup and aWoWn numbers only rf a rgtMw Gssaj This schedule replaces the applicable Humana Producer Partnership Plan commission schedule. These guldelines apply to all Replacement Commissilon Agreements: *RWaoament commissions must be expressed as a flat perc:sntage of premium. Fractlonal percentages up to two deWmal places are acceptable. Sliding scale alternate commission ach eduia are not acceptable. *Replacement commissions that exceed Humana's guidelines must be disclosed to, and approved by, an authorized representative, of the employer by completing the "Client Ackno wledgmenr section on the bottom of the alfrsrrater Version of this form,. *Replacement commissions that generate commissions abova the standard commissions payable for government entitles must be disclosed to and approved by an authorized representative of tha,government entity by rornpleting the "Client Acknowledgment" section on the bottom of the: alternate version of ths form. *The cost of any commissions in excess of the standard. commission schedule will be added to the premium paid by the employer. *This farm should also be used when eliminating commissions for fee-based consulting groups. Simply put zeros In all the-appropriate boxes and note that the use is Motif sold.without commissions: Please replace the standard commissloft with the following replacement commissions (caressed as a perconb9a of premlem) that will be patd.ftat the above. named case (leave blank any lines that do not apply); OPlacemont Commission as a Ffat Other Pemehtage of Premium (in place of Medical Dental Life the standard commisslon schedule First Year Conanaiealons (Fiat 1.5% % Renewal Commissions (Flat % % Stitrt data (must: be original (J effective drate or ronswel titrte : (?? f Dated this &-, day of "2 0s Agent of itteeard's SfAsture Prtntec! sme Agent Tax. ID # Hu DirectinrlY Signature Printed Nm 9 Hu Au a Di ectorN1P [ HumsM Underwriting Approval, . [ Humana Unden+ Ung AppinVal. j iav. 312QD'7