Loading...
08/03/2009 WORK SESSION AGENDA Council Chambers - City Hall 8/3/2009 - 9:00 AM 1. Financial Services 1.1Approve settlement of the liability claim of Waltraud Goetz for payment of $52,500. Attachments 1.2Declare the attached list of vehicles surplus to the needs of the City and authorize sale to the highest bidder at the Tampa Machinery Auction, Tampa Florida, and authorize appropriate officials to execute same. Attachments 1.3Transfer $397,506.98 from Fund 590 Central Insurance Fund reserves to reimburse Fund 362 for negative interest earnings allocations associated with Beach Walk construction disbursements. (consent) Attachments 2. Marine and Aviation 2.1Approve Florida Boating Infrastructure Grant Agreement with the Florida Fish and Wildlife Conservation Commission (FWC)for the Downtown Boat Slips. Attachments 2.2Approve a contract with URS Corporation in the amount of $235,250 for the remediation action plan cleanup of the ground water at the Clearwater Airpark.(consent) Attachments 3. Parks and Recreation 3.1Approve a recommendation by the Public Art and Design Board for the commission of a public art glass installation entitled “Untitled” to be installed at the Clearwater Beach Recreation Center and Library, as designed by artist Catherine Woods for a total cost of $8,108 and transfer $4,000 from Cultural Affairs Operating Budget 010-01850 to CIP 325-93265 at third quarter. (consent) Attachments 3.2Ratify and confirm the City Manager’s approval to increase the landscape maintenance contract with “Earth Designs” from $166,312 to $266,832 for additional landscape services. Attachments 3.3Approve the proposed artworks for “Sculpture360: Season II – Art in the Cleveland Street District” and the expenditure of $3,000 from the Public Art Discretionary Fund to supplement the Sculpture360 project budget. (consent) Attachments 4. Police 4.1Approve a contract in the amount of $583,270.50 with the Pinellas County Sheriff’s Office, Largo, Florida for latent fingerprint, crime scene processing, evidence and property storage and Pinellas Juvenile Assessment Center services, during the one year contract period commencing October 1, 2009, through September 30, 2010 and authorize the appropriate officials to execute same. (consent) Attachments 5. Solid Waste/General Support Services 5.1Approve a Contract (Blanket Purchase Order) to Wingfoot Commercial Tire of Clearwater, FL for an amount not to exceed $250,000 for the purchase of Goodyear tires for City Motorized equipment during the contract period September 1, 2009 through August 31, 2010 in accordance with Sec. 2.56(1)(d), Code of Ordinances - other governmental bid and authorize the appropriate officials to execute same. (consent) Attachments 6. Engineering 6.1Award a contract to Keystone Excavators, Inc., of Oldsmar, Fl, for the construction of Alligator Creek Channel F Drainage Improvements (Project 03-0028-EN) in the amount of $1,432,233.00, which is the lowest responsible bid in accordance with the plans and specifications and authorize appropriate officials to execute the same. (consent) Attachments 6.2Ratify and confirm supplement work order 4 to Wade-Trim, Engineer-of-Record, in the amount of $78,810.00 for various additional services provided throughout the course of the Downtown Boat Slip project and authorize the appropriate officials to execute same. (consent) Attachments 6.3Authorize the City to enter into an agreement with CSX Transportation, Inc., for installation of a raw water main in the CSX right-of-way as part of the Water Treatment Plants 1 and 3 Wellfield Expansion Project Phase II-Raw Water Mains; and approve Pipeline Crossing Agreement CSX-632023, authorize the appropriate officials to execute same and adopt Resolution 09-30. Attachments 6.4Accept and approve a "Right of Entry" Agreement between the City of Clearwater and the Florida Department of Transportation (FDOT), for maintenace related to the Memorial Causeway Bridge and authorize appropriate officals to execute same. Attachments 6.5Approve a Jones Edmunds and Associates, Inc. Work Order for Engineering Services of the Pump Station Replacement at Marshall Street Advanced Pollution Control Facility (APCF)at a cost of $109,680.00 and authorize the appropriate officials to execute same. (consent) Attachments 6.6Approve providing additonal funding of $363,297 to the US Army Corps of Engineeers (USACOE) for the Stevenson Creek Estuary Restoration Project, bringing the total City share of the project cost to $2,687,637. (consent) Attachments 7. Planning 7.1Approve Development Agreement between Decade Companies Income Properties (the property owner) and the City of Clearwater, providing for the allocation of units from the Hotel Density Reserve under Beach by Design and adopt Resolution 09-23. Attachments 8. Legal 8.1Adopt Ordinance No. 8071-09 on second reading, annexing certain real property whose post office address is 2382 Dora Drive into the corporate limits of the city and redefining the boundary lines of the city to include said addition. Attachments 8.2Adopt Ordinance 8072-09 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office address is 2382 Dora Drive, upon annexation into the City of Clearwater, as Residential Low (RL). Attachments 8.3Adopt Ordinance No. 8073-09 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office address is 2382 Dora Drive, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). Attachments 8.4Amend Section 2.263(1), Code of Ordinances, to provide for no salary increase for the mayor and councilmembers in 2010 and pass Ordinance 8087-09 on first reading. Attachments 8.5Amend Resolution 97-43 to allow naming portions of recreation facilities to honor individuals and adopt Resolution 09-31. Attachments 8.6Authorize settlement of The Complete Angler, LLC, et al. v. City of Clearwater, a first amendment case, in the amount of $55,000.00, and authorize the City Manager to execute the Consent Judgment and Settlement Agreement. (consent) Attachments 8.7Continue to September 3, 2009 the second reading of TA2009-01002. Attachments 9. City Manager Verbal Reports 9.1City Manager Verbal Reports Attachments 10. Council Discussion Items 10.1Problematic Uses - Councilmember Gibson Attachments 10.2Proposed amendment to Temporary Use Ordinanace Attachments 11. Other Council Action 11.1Other Council Action Attachments 12. Adjourn 13. Presentation(s) for Council Meeting 13.1Clearwater Neighborhoods Coalition - Citizens Guide to Code Enforcement Attachments 13.2Home of the Quarter, Business of the Quarter, and Neighborhood of the Quarter Attachments 13.3Proclamation: Making a Difference Fishing Tournament Day Attachments 13.4Proclamation: United States Coast Guard Week in Clearwater in recognition of 219th birthday. Attachments 13.5 US Highway 19 Presentation by Scott Collister, District Director for Transportation Development, Florida Department of Transportation Attachments Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve settlement of the liability claim of Waltraud Goetz for payment of $52,500. SUMMARY: On January 20, 2009, Ms. Waltraud Goetz was a passenger in a vehicle driven by her husband. Ms. Goetz was wearing a seat belt. A city solid waste truck failed to yield to the Goetz vehicle and struck the Goetz vehicle on the passenger side door. Our solid waste employee was stopped at a stop sign and did not see Mr. Goetz approaching and pulled into the path of Mr. Goetz. Ms. Goetz sustained injuries to her back and neck. An MRI showed herniated discs at C5-6 and C6-7, and a two level anterior discectomy and fusion have been recommended by her treating neuro surgeon Ms. Goetz’s current medical is approximately $5,500, and the anticipated cost of the cervical surgery is in excess of $50,000. The City’s limit of liability as provided by Section 768.28, Florida Statutes is $100,000. The City’s Risk Management Division and City’s Claims Committee recommend this settlement. Funding for the payment of this settlement is available in the budget for claims expense in the Central Insurance Fund. Type:Other Current Year Budget?:None Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$52,500 Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year:9/302008 to 9/30/2009 Appropriation Code Amount Appropriation Comment 0590-70000-545900-519- 000-0000 $52,500 Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Declare the attached list of vehicles surplus to the needs of the City and authorize sale to the highest bidder at the Tampa Machinery Auction, Tampa Florida, and authorize appropriate officials to execute same. SUMMARY: All vehicles have been replaced as necessary and are no longer required. Surplus Items #3, a 1995 Ford F350 and #11, a 2004 Westward Go-4 were replaced with used vehicles turned-in through the budget process. Surplus list Item #4, a 1998 Ford Ranger was eliminated through the budget process and will not be replaced. Tampa Machinery Auction is the Tampa Bay Area Purchasing Cooperative Auctioneer of Record Type:Other Current Year Budget?:No Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Appropriation Code Amount Appropriation Comment 0566-00000-364413-000- 0000 To be determined Sale proceeds Bid Required?:No Bid Number: Other Bid / Contract:Bid Exceptions:None Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Surplus for August 6, 2009 City Council Meeting REASON FOR ITEM #Asset#YEARDESCRIPTIONSERIAL NUMBERMILEAGE SURPLUS / DISPOSAL 1G02591987Sutphen 85 ft. Aerial Fire Truck1S9A3KFE8H100347687163Age/Condition 2G02641990Spartan/Quality Fire Engine 4S7BT9L08LC002886 115198Age/Condition 3G14581995Ford F350 Transport/Utility Body1FDKF37F5SNA57248100092Condition/Replaced w/used 4G20141998Ford Ranger Ext. Cab Pickup1FTR14U1WPB4396978766Budget Elimination/Not Repl 5G21691999GMC Sonoma Pickup Truck1GTCS19XXX853156889450Age/Condition/Replaced 6G22162000Ford F350 Flatbed Dump truck1FDWF36S6YEB5871396674Age/Condition/Replaced 7G2242 2002Sterling LT7500 w/VacCon Body2FZAATAK92AK1401452408 Age/Condition/Replaced 8G22702000Chevrolet Express Cargo Van1GCHG35R5Y124052896444Age/Condition/Replaced 9G25432002Chevrolet 3500 HD w/Utliity Body3GBKC34G52M115898106147Age/Condition/Replaced 10G26402003Chevrolet Silverado 1500 P/U1GCEC14V53Z29388695092Age/Condition/Replaced 11G27942004Westward Go-4 Utility Vehicle2W9MPH5553PO4425936380Bad Trans/Replaced w/used Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Transfer $397,506.98 from Fund 590 Central Insurance Fund reserves to reimburse Fund 362 for negative interest earnings allocations associated with Beach Walk construction disbursements. (consent) SUMMARY: The original budget for Beach Walk construction to be funded from tax-exempt bond proceeds was $14 million which was eventually reduced to $3,750,000 through additional funding from grants, developer contributions, and other available City funds. Reimbursement resolution 06-08 provided for the disbursements for certain budgeted Beach Walk construction costs be advanced from cash available in other funds and later reimbursed from bond proceeds when the 2008 bonds were issued. The expenditures occurring in the beachwalk project in Fund 362 during Fiscal Years 2006, 2007, and most of 2008 created negative cash balances in the fund during those years prior to the bond issuance, resulting in negative interest earnings allocations totaling $397,506.98 ($6, 018.23 in FY06, $105,717.27 in FY07, and $285,771.48 in FY08). In retrospect, those negative interest earnings allocations should have been netted against positive interest earnings in Fund 590 reducing the recorded positive earnings in Fund 590. Fund 362 is somewhat unusual in the fact that it was a combination governmental (Beach Walk) and enterprise fund (Boat Slips) construction fund, a factor that contributed to the negative interest allocation. Enterprise fund construction funds do get negative interest allocations and governmental construction funds do not. Fund 590 has adequate reserves to cover this transfer and will result in Fund 590 reserves being reduced to the amount that it would have been had the negative interest allocations in Fund 362 been properly netted with the positive interest earnings in Fund 590. Type:Other Current Year Budget?:No Budget Adjustment:None Budget Adjustment Comments: Transfer reserves of $397,506.98 from Fund 590 to fund 362-92267 Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Impact of Proposed Correction of Fund 362 Negative Interest Allocation Impact on Fund 590 Annual Interest Allocation Actual Revised Fund 590 Fund 362 Fund 590 Allocated Allocated Allocated Interest Earnings Interest Earnings Interest Earnings 2006 1,102,835.00 (6,018.23) 1,096,816.77 2007 1,420,051.00 (105,717.27) 1,314,333.73 2008 1,743,011.29 (285,771.48) 1,457,239.81 4,265,897.29 (397,506.98) 3,868,390.31 Impact on Fund 590 Fiscal Year End Unreserved Net Assets Unadjusted Fund 362 Adjusted Fund 590 Interest Fund 590 Unrestricted Allocation Unrestricted Net Assets Adjustment Net Assets 2006 24,688,290.99 (6,018.23) 24,682,272.76 2007 29,988,707.96 (105,717.27) 29,882,990.69 2008 33,965,396.96 (285,771.48) 33,679,625.48 (397,506.98) Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve Florida Boating Infrastructure Grant Agreement with the Florida Fish and Wildlife Conservation Commission (FWC)for the Downtown Boat Slips. SUMMARY: The Marine & Aviation Department applied for and received notification that they are eligible to receive grant funding from the Florida Fish and Wildlife Conservation Commission (FWC) under their Boating Infrastructure Grant Program. This program provides funds from the U.S. Fish and Wildlife Service to the States to install or upgrade tie-up facilities for transient recreational boats 26 feet or more in length. The City of Clearwater Downtown Boat Slips project was one of 32 proposals from 19 states seeking a combined total of $22.8 million of federal funding. In a year when only $9.5 million was available, Clearwater was awarded over $1.2 million dollars, one of nine cities nationwide to receive funds and the only city in Florida to be awarded funds in 2007. A project is eligible for funding if it proposes to construct, renovate, and maintain publicly owned boating infrastructure tie-up facilities. To be eligible you must: - Build these tie-up facilities on navigable waters, available to the public and design the new construction and renovations to last at least 20 years; - Design these tie-up facilities for temporary use for transient non-trailerable recreational vessels; - Build these tie-up facilities in water deep enough for non-trailerable recreational vessels to navigate (a minimum of 6 feet of depth at the lowest tide or other measure of lowest fluctuation); - Provide security, safety, and service for these boats; and, - Install a pump-out station, if constructing a facility for overnight stays. A project is ineligible for funding if the tie-up slips available for occupancy are for more than 10 consecutive days by a single party. The FWC believes this gives more transient guests the opportunity to stay. Applicants are required to provide 25% matching funds. Of the estimated $11 million cost of the construction portion of the downtown boat slips project, approximately $5 million was estimated to be the transient portion applicable to the grant program. The City submitted a request and was approved for $1,236,097 of the estimated $5 million transient portion. The Agreement, unless modified by mutual consent of both parties, binds the parties for a period of 20 years or as stipulated in the Agreement. Type:Other Current Year Budget?:None Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Cover Memo Review Approval: 1) Financial Services 2) Financial Services 3) Office of Management and Budget 4) Legal 5) Clerk 6) Assistant City Manager ED 7) Clerk 8) City Manager 9) Clerk Cover Memo FWC Contract No. Page 1 of 11 FLORIDA FISH AND WILDLIFE CONSERVATION COMMISSION BOATING INFRASTRUCTURE GRANT PROGRAM GRANT AGREEMENT THIS AGREEMENT is entered into by and between the FLORIDA FISH AND WILDLIFE CONSERVATION COMMISSION, whose address is 620 South Meridian Street, Tallahassee, FL 32399- 1600 hereafter “COMMISSION,” and the City of Clearwater, whose address is 25 Causeway Boulevard, Clearwater, Florida 33767, hereafter “GRANTEE,” to conduct a project entitled City of Clearwater Downtown Boat Slips, hereinafter referred to as the "Project," under the Boating Infrastructure Grant Program, hereinafter referred to as the "Program." NOW THEREFORE, the COMMISSION and the GRANTEE, for the considerations hereafter set forth, agree as follows: PROJECT DESCRIPTION It is understood and agreed the GRANTEE shall complete the Project, as described in Attachment A-1, Boating Infrastructure Grant Program Application for Clearwater Downtown Boat Slips 2006 Tier II attached hereto and made a part hereof. Also during Phase I, the COMMISSION shall reimburse the GRANTEE for the costs of construction upon satisfactory completion and approval of the Project by the COMMISSION as provided herein. All activities must be completed during the time span provided herein for that portion of the Agreement. The parties shall cooperate in the ongoing and continuous management of the Project under the terms and conditions provided herein DUTIES OF THE GRANTEE 2. The GRANTEE shall perform the services and specific responsibilities as set forth in Attachment A, entitled Scope of Services attached hereto and made a part hereof. 3. The GRANTEE shall perform the services in a proper and satisfactory manner as determined by the COMMISSION. Any and all such equipment, products or materials necessary to perform these services, or requirements as further stated herein, shall be supplied by the GRANTEE. The GRANTEE shall perform as an independent GRANTEE and not as an agent, representative or employee of the COMMISSION. 4. The GRANTEE shall commence work on the Project within six (6) months of execution of this Agreement. Failure by the GRANTEE to begin work shall constitute a breach of the Agreement and result in termination of the Agreement by the COMMISSION. 5. The GRANTEE agrees to construct, operate and maintain the “Project” according to all provisions of Attachment B, Boating Infrastructure Grant Program Final Rule, 50 CFR Part 86, attached and made part of this Agreement as Attachment B. 6. PERMIT REQUIREMENTS: GRANTEE agrees to follow and abide by all requirements of permits for this project. 7. SITE DEDICATION AND CONVERSION: Grantee shall ensure that facilities built pursuant to this Agreement must be substantial structures lasting at least 20 years and operated and maintained for their intended purpose during that period. The GRANTEE agrees that land owned Attachment number 1 Page 1 of 11 Page 2 of 11 by the GRANTEE that is developed with Program funds shall be dedicated for a minimum of twenty (20) years as a site for the use and benefit of the public. The dedication shall be recorded in public property records by the GRANTEE. Land under control other than by ownership by the GRANTEE (i.e. lease, management agreement, cooperative agreement, inter-local agreement or other similar instrument) and developed with Program funds shall be managed by the GRANTEE for a minimum period of twenty (20) years from the completion date set forth in the Project Certification of Completion. Title to all improvements shall be retained by the GRANTEE upon final payment by the COMMISSION. 8. Should the GRANTEE, within the 20-year period set forth above, convert all or any part of the Project to other than COMMISSION approved uses, the GRANTEE shall replace the area, facilities, resource or site at its own expense with a Project acceptable to the COMMISSION of comparable scope and quality. In the event the Project is converted to use for other purposes during this period and not replaced with a like Project acceptable to the COMMISSION, the GRANTEE agrees to return to the COMMISSION all funds tendered for the original Project. 9. ACKNOWLEDGEMENT: The GRANTEE, at its expense, shall purchase, erect and maintain a permanent sign, not less than 4 feet by 8 feet in size, displaying the COMMISSION’s official logo and, approved by the COMMISSION, identifying the COMMISSION as a funding source for the Project. Also, the Sport Fish Restoration Fund logo and the Boating Infrastructure Grant Program must be included in such acknowledgement. This acknowledgement shall be maintained for a period of 20 years or the duration of the Agreement. Failure by the GRANTEE to maintain such acknowledgement shall be considered a breach of this Agreement. 10. SIGNAGE: The GRANTEE, at its expense, shall purchase, erect and maintain directional signs, approved by the COMMISSION, on main public highways to direct public users to each boating facility funded through the Program. The GRANTEE agrees to provide and maintain such signs at its expense for a period of 20 years or the duration of the Agreement. Failure by the GRANTEE to erect and maintain such signs shall be considered a breach of this Agreement. 11. OPERATION AND MAINTENANCE: For Phase II of the Agreement, which shall include the entire term of the Agreement, the GRANTEE shall provide and be responsible for any and all costs associated with ordinary and routine operations and maintenance of the Project, including any and all personnel, equipment or service and supplies costs beyond the costs approved for reimbursement in Phase I of this Agreement. 12. The GRANTEE shall assume responsibility for provision of any and all ongoing maintenance and operation activities necessary to protect, preserve and provide quality boating facilities constructed through the use of Program funds for use and enjoyment by the public. Any significant events (vandalism, flood, fire, or closures) that require corrective actions shall be promptly reported to the COMMISSION. 13. THIRD PARTY AGREEMENTS: Grantee agrees that facilities operated or maintained by third parties must be covered by a written agreement [50 CFR 80.20]. The agreement must include a provision that revenues from user fees must be used to offset operation and maintenance costs and a stipulation prohibiting uses of the facility that may conflict with its intended purposes [50 CFR 80.14(b) (2) ; 80.14(c)]. 14. COMMISSION ACCESS: The GRANTEE shall allow unencumbered access to the Project site to the COMMISSION, its employees or agents for the duration of the Agreement for the purpose of site visit or inspection to verify the facility is being maintained, in operation and is open and Attachment number 1 Page 2 of 11 Page 3 of 11 available to the public. As part of the inspection, the COMMISSION may request maintenance and use information from the GRANTEE to validate the condition of the facility. 15. COST OVERRUNS: The GRANTEE shall make every effort to avoid cost overruns on Phase I of the Project. If the total cost of Phase I of the Project exceeds the grant amount and any matching funds, the GRANTEE shall assume liability for all additional costs. GRANTEE ELIGIBILITY 16. The GRANTEE shall be licensed as necessary to perform under this Agreement as may be required by law, rule, or regulation, and shall provide evidence of such compliance to the COMMISSION upon request. 17. By acceptance of this Agreement, the GRANTEE warrants that it has the capability in all respects to fully perform the Agreement requirements and the integrity and reliability that will assure good-faith performance as a responsible recipient. 18. PROFESSIONAL ENGINEERING: All engineering must be completed by a professional engineer or architect registered in the State of Florida. All work must meet or exceed minimum design standards and guidelines established by all applicable local, state and federal laws. DUTIES OF THE COMMISSION 19. The COMMISSION shall, within budgetary constraints inspect the Project site prior to and during the construction of the Project. The GRANTEE shall notify the COMMISSION when the Project has reached substantial completion so that inspection may occur in a time frame allowing for the timely submission and processing of the final invoice. The COMMISSION shall inspect the work accomplished on the Project and, if deemed complete and in compliance with the terms of the Agreement, approve the request for payment. TERM OF AGREEMENT 20. This Agreement shall begin upon execution by both parties and end 20 years after the Phase I completion date, inclusive. However, the GRANTEE shall complete all Phase I project services on or before March 31, 2011. Under Phase I, the GRANTEE'S final invoice must be received by the COMMISSION no later than 30 days after the Phase I completion date. Failure by the GRANTEE to execute this Agreement within 120 days of formal COMMISSION approval shall render the award of Program funds null and void, and shall result in termination of this Agreement. COMPENSATION 21. As consideration for the services rendered by the GRANTEE under the terms of this Agreement, the COMMISSION shall compensate the GRANTEE on a cost reimbursement basis in an amount not to exceed $1,236,097. Attachment number 1 Page 3 of 11 Page 4 of 11 PAYMENTS 22. The total approved estimated project cost for Phase I of the Tier II project Clearwater Downtown Boat Slips is $4,956,664. The COMMISSION agrees to reimburse the GRANTEE for an amount not to exceed $1,236,097 for satisfactory completion by the GRANTEE of Phase I of this project as indicated on the attached Grant agreement between the COMMISSION and the US Fish and Wildlife Service. The GRANTEE agrees to provide a minimum of $3,720,567 toward completion of Phase I of the project, and shall be responsible for any additional costs that exceed the total approved estimated project cost for Phase I. The COMMISSION shall provide funds to the GRANTEE on a cost reimbursement basis in the form of a single payment made within 30 days of receipt and approval of a properly certified invoice. The GRANTEE understands and agrees that there shall be no reimbursement of funds for expenses incurred prior to the execution of this Agreement unless a retroactive waiver for Project work has been approved by the COMMISSION. 23. Program funds shall be disbursed to the GRANTEE only after pre-approved phase or final completion of Phase I of the Project occurs and work is verified by COMMISSION staff. Payment will be made only for documented and verified costs. The COMMISSION will not pre-approve or disburse any Program funds in advance. Failure to complete the Project and make final payment request to the COMMISSION within the stipulated period shall result in termination of this Agreement. Any funds not disbursed or expended by the end of the stipulated period are subject to the provisions of Chapter 216.301, Florida Statutes. 24. No travel expenses are authorized under the terms of this Agreement. 25. The GRANTEE shall be reimbursed on a cost reimbursement basis in accordance with Comptroller Contract Payment Requirements as shown in the Department of Financial Services, Bureau of Accounting and Auditing, Voucher Processing Handbook, Chapter 4., C., I., attached hereto and made a part hereof as Attachment C. 26. For Agreements whose term extends beyond the State fiscal year in which encumbered funds were appropriated, the State of Florida's performance and obligation to pay is contingent upon an annual appropriation by the Legislature. 27. Invoices, including backup documentation, shall be submitted to: Boating Infrastructure Grant Program Florida Fish and Wildlife Conservation Commission Division of Law Enforcement 620 South Meridian Street Tallahassee, FL 32399-1600 DEFICIENCIES 28. Any Phase I Project deficiencies, as noted in the final Project inspection, shall be corrected by the GRANTEE prior to final Project acceptance and payment by the COMMISSION. The COMMISSION may restrict any or all payment of Program funds pending correction of such deficiencies. Attachment number 1 Page 4 of 11 Page 5 of 11 TERMINATION 29. This Agreement shall terminate immediately upon the COMMISSION giving written notice to the GRANTEE in the event of fraud, willful misconduct, or breach of this Agreement. 30. The COMMISSION may terminate this Agreement at any time with or without cause by a written notice by certified mail, return receipt requested, from the COMMISSION to the GRANTEE. Upon receipt of such notice, the GRANTEE shall, unless the notice directs otherwise, immediately discontinue all work and services. 31. Upon termination of this Agreement, the GRANTEE shall promptly render to the COMMISSION all property belonging to the COMMISSION. For the purposes of this section, property belonging to the COMMISSION shall include, but shall not be limited to, all books and records kept on behalf of the COMMISSION. TAXES 32. The GRANTEE recognizes that the State of Florida, by virtue of its sovereignty, is not required to pay any taxes on the services or goods purchased under the terms of this Agreement. NOTICE 33. Unless a notice of change of address is given, any and all notices shall be delivered to the parties at the following addresses: GRANTEE COMMISSION William D. Morris, Marine & Aviation Director Patricia Harrell, Program Administrator City of Clearwater Boating Infrastructure Grant Program 25 Causeway Blvd. Fish and Wildlife Conservation Commission Clearwater, Florida 33767 Division of Law Enforcement Phone: (727) 462-6954 x22 620 South Meridian Street Fax: (727) 462-6957 Tallahassee, FL 32399-1600 Email: William.morris@myclearwater.com Phone: (850) 488-5600 Fax: (850) 488-9284 Email: BigP@MyFWC.com AMENDMENT OR MODIFICATION 34. No waiver or modification of this Agreement or of any covenant, condition, or limitation herein contained shall be valid unless in writing and lawfully executed by the parties. 35. The COMMISSION may at any time, by written order designated to be a Modification, make any change in the work within the general scope of this Agreement (e.g., specifications, schedules, method or manner of performance, requirements, etc.). However, all Modifications are subject to the mutual agreement of both parties as evidenced in writing. Any Modification that causes an increase or decrease in the GRANTEE's cost or the term of the Agreement shall require a formal amendment. Attachment number 1 Page 5 of 11 Page 6 of 11 RELATIONSHIP OF THE PARTIES 36. The GRANTEE shall perform as an independent agent and not as an agent, representative, or employee of the COMMISSION. 37. The GRANTEE covenants that it presently has no interest and shall not acquire any interest which would conflict in any manner or degree with the performance of services required. 38. The parties agree that there is no conflict of interest or any other prohibited relationship between the GRANTEE and the COMMISSION. INSURANCE REQUIREMENTS 39. The GRANTEE warrants and represents that it is self-funded for liability insurance, appropriate and allowable under Florida law, and that such self-insurance offers protection applicable to the GRANTEE's officers, employees, servants and agents while acting within the scope of their employment with the GRANTEE. 40. To the extent required by law, the GRANTEE will either be self-insured for Worker’s Compensation claims, or will secure and maintain during the life of this Agreement, Workers' Compensation Insurance for all of its employees connected with the work of this project. If any work is subcontracted, the GRANTEE shall require the subcontractor similarly to provide Workers' Compensation Insurance for all of the latter's employees unless such employees are covered by the protection afforded by the GRANTEE. Such self-insurance program or insurance coverage shall comply fully with the Florida Workers' Compensation law. In case any class of employees engaged in hazardous work under this Agreement is not protected under Workers' Compensation statutes, the GRANTEE shall provide, and cause each subcontractor to provide, adequate insurance satisfactory to the COMMISSION, for the protection of his employees not otherwise protected. 41. Employers who have employees who are engaged in work in Florida must use Florida rates, rules, and classifications for those employees. In the construction industry, only corporate officers of a corporation or any group of affiliated corporations may elect to be exempt from workers' compensation coverage requirements. Such exemptions are limited to a maximum of three per corporation and each exemption holder must own at least 10% of the corporation. Independent contractors, sole proprietors and partners in the construction industry cannot elect to be exempt and must maintain workers' compensation insurance. CANCELLATION UNDER CHAPTER 119, FLORIDA STATUTES 42. This Agreement may be unilaterally canceled by the COMMISSION for refusal by the GRANTEE to allow public access to all documents, papers, letters, or other material subject to the provisions of Chapter 119, Florida Statutes, and made or received by the GRANTEE in conjunction with this Agreement. RECORD KEEPING REQUIREMENTS 43. The GRANTEE shall maintain accurate books, records, documents and other evidence that sufficiently and properly reflect all direct and indirect costs of any nature expended in the Attachment number 1 Page 6 of 11 Page 7 of 11 performance of this Agreement, in accordance with generally accepted accounting principles. The GRANTEE shall allow the COMMISSION, the State, or other authorized representatives, access to periodically inspect, review or audit such documents as books, vouchers, records, reports, canceled checks and any and all similar material. Such audit may include examination and review of the source and application of all funds whether from the state, local or federal government, private sources or otherwise. These records shall be maintained for five (5) years following the close of this Agreement. In the event any work is subcontracted, the GRANTEE shall require each subcontractor to similarly maintain and allow access to such records for audit purposes. LIABILITY 44. Each party hereto agrees that it shall be solely responsible for the negligent or wrongful acts of its employees and agents. However, nothing contained herein shall constitute a waiver by either party of its sovereign immunity or the provisions of Section 768.28, Florida Statutes. NON-DISCRIMINATION 45. No person, on the grounds of race, creed, color, national origin, age, sex, or disability, shall be excluded from participation in, be denied the proceeds or benefits of, or be otherwise subjected to discrimination in performance of this Agreement. PROHIBITION OF DISCRIMINATORY VENDORS 46. In accordance with Section 287.134, Florida Statutes, an entity or affiliate who has been placed on the discriminatory vendor list may not submit a bid, proposal, or reply on a contract to provide any goods or services to a public entity; may not submit a bid, proposal or reply on a contract with a public entity for the construction or repair of a public building or public work; may not submit bids, proposals, or replies on leases of real property to a public entity; may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with any public entity; and may not transact business with any public entity. NON-ASSIGNMENT 47. This is an exclusive Agreement with the GRANTEE and may not be assigned in whole or in part without the written approval of the COMMISSION. PERFORMANCE AND REMEDIES 48. It is understood by the parties that remedies for damages or any other remedies provided for herein shall be construed to be cumulative and not exclusive of any other remedy otherwise available under law. SEVERABILITY AND CHOICE OF VENUE 49. This Agreement has been delivered in the State of Florida and shall be construed in accordance with the laws of Florida. Wherever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Agreement shall be prohibited or invalid under applicable law, such provision shall be Attachment number 1 Page 7 of 11 Page 8 of 11 ineffective to the extent of such prohibition or invalidity, without invalidating the remainder of such provision or the remaining provisions of this Agreement. Any action in connection herewith, in law or equity, shall be brought in Leon County, Florida. NO THIRD PARTY RIGHTS 50. The parties hereto do not intend nor shall this Agreement be construed to grant any rights, privileges or interest to any third party. JURY TRIAL WAIVER 51. As consideration of this Agreement, the parties hereby waive trial by jury in any action or proceeding brought by any party against any other party pertaining to any matter whatsoever arising out of or in any way connected with this Agreement. PROPERTY/EQUIPMENT 52. The GRANTEE is not authorized to use funds provided herein for the purchase of any non-expendable equipment or personal property valued at $1,000 or more for performance under this Agreement. FEDERAL/FLORIDA SINGLE AUDIT ACTS REQUIREMENTS 53. The Florida Single Audit Act requires all non-State organizations who are recipients of State financial assistance to comply with the audit requirements of the Act, pursuant to Section 215.97, Florida Statutes. In addition, recipients and sub-recipients of federal financial assistance must comply with the Federal Single Audit Act requirements of OMB Circular A-133. Therefore, the GRANTEE shall be required to comply with the audit requirements outlined in Attachment D, titled Requirements of the Federal and Florida Single Audit Acts, attached hereto and made a part of the Agreement, as applicable. 54. In accordance with Section 216.347, Florida Statutes, the GRANTEE is hereby prohibited from using funds provided by this Agreement for the purpose of lobbying the Legislature, the judicial branch or a state agency. CERTIFICATE OF COMPLETION 55. The GRANTEE will be required to complete the Certification of Completion Statement form when all work has been completed and accepted. This form must be submitted to the Commission’s Program Administrator with the GRANTEE's invoice for payment to be authorized. The Commission’s Program Administrator shall submit the executed form with the invoice to Accounting Services. FEDERAL FUNDS 56. This Agreement is funded in whole or in part by a grant from the Department of the Interior, Fish and Wildlife Service, CFDA #15.622. Therefore, the GRANTEE shall be responsible for complying with all federal grant requirements as provided in the grant, a copy of which is attached hereto and made a part hereof as Attachment A-1. It is understood and agreed that the Attachment number 1 Page 8 of 11 Page 9 of 11 GRANTEE is not authorized to expend any federal funds under this Agreement to a federal agency or employee without the prior written approval of the Department of the Interior, Fish and Wildlife Service. 57. The GRANTEE acknowledges that by entering into this Agreement and accepting the benefits and duties imposed hereunder, it occupies the status of a sub-grantee or sub-recipient of Federal Aid Funds, and is therefore obligated, and hereby agrees to comply with all Acts of Congress and applicable regulations pertaining thereto. 58. By acceptance of this Agreement, the GRANTEE agrees to comply with the requirements of Title VI of the Civil Rights Act of 1964, Section 504 of the Rehabilitation Act of 1973, as amended, the 1990 American Disabilities Act, and further agrees to cooperate with the COMMISSION in all aspects of compliance with all laws relating to use of Program funds. 59. In the event of a penalty being imposed by the Department of Interior due to GRANTEE'S non- compliance with applicable Federal Aid regulations, GRANTEE agrees to indemnify the COMMISSION for any such penalties. If the GRANTEE does not comply with Federal Aid rules and the Boating Infrastructure Grant Program Final Rule, 50 CFR, Part 86, (Attachment B) the GRANTEE agrees to reimburse the entire grant amount of $1,236,097 for the boating facilities improvements. DEBARMENT AND SUSPENSION 60. In accordance with Executive Order 12549, Debarment and Suspension, the GRANTEE shall agree and certify that neither it, nor its principals, is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency; and, that the GRANTEE shall not knowingly enter into any lower tier contract, or other covered transaction, with a person who is similarly debarred or suspended from participating in this covered transaction, unless authorized in writing to the COMMISSION by the federal agency issuing the grant award. 61. Upon execution of this Agreement by the GRANTEE, the GRANTEE shall complete, sign and return a copy of the form entitled "Certification Regarding Debarments, Suspension, Ineligibility and Voluntary Exclusion - Lower Tier Federally Funded Transactions", attached hereto and made a part hereof as Attachment E. 62. As required by paragraphs 61 and 62 above, the GRANTEE shall include the language of this section, and Attachment E in all subcontracts or lower tier agreements executed to support the GRANTEE's work under this Agreement. PROHIBITION AGAINST LOBBYING 63. The GRANTEE certifies that no Federal appropriated funds have been paid or will be paid, on or after December 22, 1989, by or on behalf of the GRANTEE, to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress, in connection with the awarding, renewal, amending or modifying of any Federal contract, grant, or cooperative agreement. If any non-Federal funds are used for lobbying activities as described above in connection with this Agreement, the GRANTEE shall submit Standard Form-LLL, "Disclosure Form to Report Lobbying", and shall file quarterly updates of any material changes. The Attachment number 1 Page 9 of 11 Page 10 of 11 GRANTEE shall require the language of this certification to be included in all subcontracts, and all subcontractors shall certify and disclose accordingly. 64. Pursuant to the Lobbying Disclosure Act of 1995, the GRANTEE agrees to refrain from entering into any subcontracts under this Agreement with any organization described in Section 501(c)(4) of the Internal Revenue Code of 1986, unless such organization warrants that it does not, and will not, engage in lobbying activities prohibited by the Act as a special condition of the subcontract. SOLICITATION 65. The GRANTEE warrants that it has not employed or retained any company or person, other than a bona fide employee working solely for the GRANTEE to solicit or secure this Agreement and that it has not paid or agreed to pay any person, company, corporation, individual, or firm, other than a bona fide employee working solely for the GRANTEE any fee, COMMISSION, percentage, gift or other consideration contingent upon or resulting from the award or making of this Agreement. ENTIRE AGREEMENT 66. This Agreement with all incorporated attachments and exhibits represents the entire agreement of the parties. Any alterations, variations, changes, modifications or waivers of provisions of this Agreement shall only be valid when they have been reduced to writing, and duly signed by each of the parties hereto, unless otherwise provided herein. REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK Attachment number 1 Page 10 of 11 Page 11 of 11 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed through their duly authorized signatories on the day and year last written below. CITY OF CLEARWATER FLORIDA FISH AND WILDLIFE CONSERVATION COMMISSION Mayor, designee* Executive Director, or designee Date: Date: Approved as to form and legality: FWC Attorney Address City, State and Zip Code *Provide documentation of designee authority Federal Employer Identification Number: 59-600289 List of attachments included as part of this Agreement: Attachment A: Scope of Services Attachment A-1: Boating Infrastructure Grant Program Grant Application Attachment B: Boating Infrastructure Grant Program Final Rule Attachment C: Comptroller Contract Payment Requirements Attachment D: Requirements of the Federal and Florida Single Audit Acts Exhibit 1: Federal Resources Awarded to the Grantee Pursuant to this Agreement Attachment E: Certification Regarding Debarments, Suspension, Ineligibility and Voluntary Exclusion - Lower Tier Federally Funded Transactions Attachment F: Certificate of Completion Statement Form Attachment number 1 Page 11 of 11 Page 1 of 2 FWC Contract No. ATTACHMENT A Scope of Services Boating Infrastructure Grant Program (BIGP) Project – City of Clearwater Downtown Boat Slips INTRODUCTION The City of Clearwater is developing a new recreational boat slip facility to expand boat access and provide a facility located downtown adjacent to businesses and Coachman Park with direct access from the Intracoastal Waterway. The Project will provide dock space for transient vessels, attract boaters to the area, accommodate larger vessels, provide safe harborage, and provide amenities to serve transient boaters. TASK - The GRANTEE shall be responsible for completing the following tasks: Project Elements Install 2600’ of linear docking with an integrated wave attenuation system Upgrade the existing restroom facilities in the Drew Street Dock building and provide modern showers and coin-operated laundry facilities Provide a Dock master office/Welcome Center to serve as the information center for transient boaters Project Management It is the GRANTEE'S responsibility to contract, manage and inspect all aspects of the Project. REPORTING REQUIREMENTS Activity Reports The GRANTEE shall submit to the COMMISSION quarterly activity reports outlining the progress of Phase I of the Project, identifying any problems that may have arisen, and actions taken to correct such problems. Reports shall also include comparison of actual costs incurred with the Project Costs as submitted in the Grant Application (Attachment A-1). Such reports shall be due by the 15th of the month for each quarter to the COMMISSION'S Program Administrator until the Certification of Completion form (Attachment F) is submitted. Photographs During Phase I, the GRANTEE shall provide progress and final photographs of any construction project documenting satisfactory progress and completion prior to requesting payment from the COMMISSION. Final photographs shall be submitted with the Certification of Completion form. Attachment number 2 Page 1 of 2 Page 2 of 2 Certificate of Completion (Attachment F) The GRANTEE will be required to complete the Certification of Completion Statement form when all work has been completed and accepted. This form must be submitted to the Commission’s Program Administrator with the GRANTEE's invoice for payment to be authorized. INVOICES AND PAYMENTS For satisfactory completion of the above services, the FWC agrees to pay the GRANTEE on a cost reimbursement basis an amount not to exceed $1,236,097. Request for Payment For satisfactory performance under Phase I of this Agreement, the GRANTEE shall be paid upon submission of properly certified invoice(s) to the COMMISSION. The request for payment shall consist of an original invoice on the GRANTEE’S official letterhead, clearly marked as invoice, supported by an itemized list, by category, as reflected in Attachment A-1, Grant Application, of all expenditures claimed. Invoices shall contain detail sufficient for a proper pre-audit and post-audit thereof and shall contain the Agreement number and the GRANTEE’S Federal Employer Identification number. An original and three (3) copies of the invoice shall be submitted. The COMMISSION shall not provide advance payment. Upon a desk audit review of the payment request, acceptance of the Project and receipt of all Project closeout documentation, the COMMISSION shall process the final payment. Budget Report Along with the request for payment, the GRANTEE shall submit a final budget report showing all expenditures by category as listed in Attachment A-1, Boating Infrastructure Grant Program, City of Clearwater Downtown Boat Slips. Attachment number 2 Page 2 of 2 Thursday, January 18, 2001 Part VII Department of the Interior Fish and Wildlife Service 50 CFR Part 86 Boating Infrastructure Grant Program; Final Rule VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00001Fmt 4717Sfmt 4717E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 1 of 14 5282 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations DEPARTMENT OF THE INTERIOR Fish and Wildlife Service 50 CFR Part 86 RIN 1018–AF38 Boating Infrastructure Grant Program AGENCY: Fish and Wildlife Service, Interior. ACTION: Final rule. SUMMARY: This regulation provides for the uniform administration of the national Boating Infrastructure Grant Program and survey authorized by Section 7404 of the Sportfishing and Boating Safety Act of 1998. Through this program, the U.S. Fish and Wildlife Service will provide funds to States to install or upgrade tie-up facilities for transient recreational boats 26 feet or more in length. DATES: This rule is effective on February 20, 2001. ADDRESSES: The administrative record for this rule, including copies of comments received, is available for viewing Monday through Friday, 8 am to 4 pm, in the Division of Federal Aid, 4401 North Fairfax Drive, Room 140, Arlington, VA 22203. FORFURTHERINFORMATIONCONTACT: Steve Farrell, Project Officer, U.S. Fish and Wildlife Service, Division of Federal Aid, 4401 North Fairfax Drive, Suite 140, Arlington, Virginia 22203; telephone (703) 358–2156; fax (703) 358–1705; email <steve_farrell@fws.gov>. SUPPLEMENTARYINFORMATION: Background Economic Status of Boating in the United States Historically, coastal and inland waterways were the first highways along our shores and into the interior of the continent. Americans used boats almost exclusively for transportation of people and goods. Today we use more than 12 million recreational boats to cruise and fish. Recreational boating is now a significant economic activity in many areas of the country and in many respects exceeds that of waterborne commerce. Given the present demographic forces, we expect this rule to have a positive economic impact by adding facilities to accommodate larger cruising boats. Purpose of the Boating Infrastructure Grant Program Recreational boats 26 feet or more in length, called ‘‘nontrailerable’’ boats, represent about 4 percent, or more than 600,000, of the recreational boats in the United States. Although we have approximately 12,000 marinas in the United States, Congress recognized that insufficient tie-up facilities exist for transient, nontrailerable boats for reasonable and convenient access from our navigable waters. These boaters are unable to enjoy many recreational, cultural, historic, scenic, and natural resources of the United States. We also have an insufficient quantity of marinas or commercial tie-up facilities along extended stretches of our coastlines and rivers that benefit transient, nontrailerable boats. In many parts of the country, the number of places to tie- up, moor, or anchor a cruising boat, especially during a storm, is limited. Basic features, such as tie-ups, fuel, utilities, and restrooms, are often nonexistent. As a result, Congress passed the Sport Fishing and Boating Safety Act of 1998 (16 U.S.C. 777g). Under the Act, the U.S. Fish and Wildlife Service conducts the Boating Infrastructure Grant (BIG) Program. The BIG Program will provide $32 million to States and Territories over 4 years to construct, renovate, or maintain tie-up facilities for recreational boats 26 feet or more in length. This program will: (a) Create dockage for transient recreational boats 26 feet or more in length for recreational opportunities and safe harbors; (b) Provide navigational aids for boaters to use these facilities; (c) Enhance access to recreational, historic, cultural, natural, and scenic resources; (d) Strengthen local ties to the boating community and its economic benefits; (e) Promote public/private partnerships and entrepreneurial opportunities; (f) Provide continuity of public access to the shore; and (g) Promote awareness of transient boating opportunities. The Act also directs us to: (a) Develop a national framework or methodology to conduct a boat access needs assessment or survey to determine the adequacy of facilities for recreational boats of all sizes; (b) Encourage States to complete the boat access needs survey; and (c) Complete a comprehensive national assessment of boat access needs and facilities (the assessment will be a compilation of information from the States’ surveys into a national report of boat access needs). Analysis of Public Comments and Changes Made to the Proposed Rule On January 20, 2000, the U.S. Fish and Wildlife Service (Service) published a proposed rule in the Federal Register (65 FR 3331) and requested comments on the proposed rule and information collection for the national BIG Program. The Service received 13 written responses by the close of the comment period on March 20, 2000. The responses came from nongovernmental organizations, a private individual, and Federal and State employees and agencies. We received a total of 170 comments from the 13 written responses covering the following areas: survey (74), criteria for selection (11), State plans (8), clarifications (3), suspected typographical errors (3), and comments of a general nature (71). We may not reflect these actual numbers in the list below due to combining similar comments or questions. We have addressed all of the comments in this section of the preamble and made any necessary changes to the proposed rule. As a result, some sections of the proposed rule were combined or eliminated. Comments pertaining to the proposed information collection are addressed under Substantive Comments, Issues 1 through 9. The following is clarification or analysis and reporting of any substantial changes to the rule that the Service made in response to these comments. The Service also corrected other minor errors in the proposed rule, as described below. Minor Changes In §86.12(n), in response to a comment asking us to define ‘‘transient,’’ we are adding the following definition, ‘‘Passing through or by a place, staying 10 days or less.’’ In §86.13(d), we changed ‘‘seasonal’’ to ‘‘transient’’ to avoid confusing wording. In §86.13(f), in response to a suggestion, we added ‘‘docks’’ after the word ‘‘floating’’ to clarify. In §86.13, in response to suggestions, we added at paragraphs (o), (p), and (q), ‘‘dockside’’ to clarify where utilities are placed. In §86.13, in response to a suggestion, we added ‘‘(r) Debris deflection booms.’’ In §86.13, in response to suggestions, we added ‘‘(s) Marine fueling stations.’’ In §86.20(a)(1), in response to a suggestion, we added a second sentence as follows: ‘‘You must design new construction and renovations to last at least 20 years.’’ In §86.20(e)(1), in response to a suggestion, we deleted from VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00002Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 2 of 14 5283Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations subparagraph (vii) to end, as the activities listed in the proposed rule are not appropriate preconstruction activities. In §86.20, in response to a suggestion, we added a new item, ‘‘(f) Produce information and education materials such as charts, cruising guides, and brochures.’’ In §86.21(d), in response to a suggestion, we changed the sentence to read: ‘‘Construct or renovate principal structures not expected to last at least 20 years.’’ In §86.44(b), in response to a suggestion, we replaced ‘‘*** we will’’ with ‘‘*** The State must ***’’ In §86.54(f)(1)(i) in the proposed rule (now §86.53(d)(1)(i)), in response to several comments, we changed the section to clarify that no State Tier One proposal may exceed $100,000 in any given fiscal year. Substantive Changes Issue 1. Questions and comments on the survey included issues of respondent burden (how long to complete a section), unclear questions, issues of confidentiality, site-specific questions, and the value of answers to specific questions in determining national need. Response: In response to all of the comments received on the technical aspects of the proposed survey, we completed significant revisions to the survey instrument. We considered all comments and redesigned the survey, improved guidance and questions, and decreased the time burden for completion. The revised survey began its approval process when it was published in the Federal Register (65 FR 63606) on October 24, 2000 for a 60- day public comment period. The survey will be ready for use during the FY 2001 grant cycle, and the Service will notify eligible applicants upon receiving OMB approval. Issue 2. How can States pay for the survey? Response: States can pay the costs for conducting the survey using Federal Aid in Sport Fish Restoration program funds, and credit expenditures toward the 15% minimum used for motor boat access (16 U.S.C. 777g (g)(4)). Issue 3. Is the survey required? Response: The Service does not require States to conduct surveys to receive funding under the national BIG program. However, the Service must produce a comprehensive national assessment of recreational boat access needs and facilities. The States, by conducting and forwarding their survey results to the Service, are ensuring that their needs are known (16 U.S.C. 777g (g)(2)). States may use existing, recent survey results, approved by the appropriate Service Regional Office, to determine boating infrastructure needs (§86.113). Issue 4. States completing a survey should receive ranking points. Response: No ‘‘points’’ are assigned in the criteria for completing a survey; the only available points are outlined in §86.60. States must use the survey results to develop a State plan for boating infrastructure. The plan (any plan certified by the Service Regional Office) is then eligible for 15 ranking points. Issue 5. Can States add questions to the survey? Response: States cannot add any questions to the survey. If OMB approves the final survey as written, we will reimburse States only for administering it as approved. Issue 6. Typographical errors occur in the survey tables. Response: We fixed typographical errors in both tables describing the type of participant in survey parts. Issue 7. States should submit survey results electronically. Response: The Service wants the results transmitted to the Service Regional Offices in a common electronic format, such as Microsoft Word, Word Perfect, Excel or Quattro Pro. We added a requirement regarding electronic transmission of results to §86.111. Issue 8. Clarify ‘‘boat service providers’’ as the term relates to public access. Response: We changed §86.102(b)(2)(i) and (ii) to include a phrase that specifies boat service providers ‘‘who allow public access.’’ Issue 9. What are the survey response rate requirements? Response: We changed §86.115 to read ‘‘plus or minus 10 percent.’’ We also replaced the language that suggests a 70 percent response rate with language that says the State is responsible for selecting a statistically valid sample size. Issue 10. In §86.60, the points do not add up to 100, or no points are allowed for completing surveys. Response: This section needed several minor editorial changes to make it clear and concise. Among these, we changed the point total to 105. The issue regarding awarding points for completing surveys is addressed in Issue 4. Issue 11. According to §86.54, why are proposals that are awarded less than 60 points when held to the criteria in §86.60 automatically moved to Tier Two? Response: We removed this ‘‘60 point’’ break when we revised the Tier One/Two break. Issue 12. By awarding 15 points for a State plan, the Service is making State plans mandatory, penalizing all nonplan proposals. Response: State plans are desirable under the Act (16 U.S.C. 777g (g)). They help set priorities and describe how a State will fulfill recreational boaters’ needs. We can also use plans to help set national priorities in the comprehensive national assessment of recreational boat access needs and facilities described in the Act. The plan nonetheless is optional. The Act states, ‘‘A State may develop a plan for,’’ and in the proposed rule, §86.131 states ‘‘Plans are voluntary.’’ However, the Service will award 15 criteria points to any acceptable plan, already existing and current, or a newly developed plan based on the OMB-approved survey or other recent approved survey results. The reason for the 15 criteria points is that projects coming from an accepted plan will establish priorities based on a formal needs assessment. Issue 13. Add a statement to identify priorities in the State plan in §86.60(b)(1). Response: We added to §86.60(b)(1), after the word ‘‘following’’ ‘‘priorities identified in’’ your State’s program plan. We also agreed with the second thought presented in this comment and changed ‘‘construct and renovate’’ to ‘‘construct, renovate, and maintain.’’ Issue 14. Change the point values assigned to certain criteria. Response: We are not making a change to the final rule as a result of this comment. We believe that we did a thorough job of stakeholder involvement when we assigned these point values. Issue 15. A possible conflict exists in §86.60(b)(4) about match funds. Response: We have changed §86.60(b)(4) to read ‘‘Include private, local, or other State funds in addition to the non-Federal match described in §86.42.’’ Issue 16. Because of typographical errors in §86.60(b)(4)(i), the percentage range was left out. Response: In §86.60(b)(4), we changed paragraph (i) to read ‘‘Twenty- six percent to thirty-five percent—5 points,’’ paragraph (ii) to remove the word ‘‘above’’ at the end, and paragraph (iii) to insert the word ‘‘and’’ so it reads ‘‘Fifty percent and above—15 points.’’ Issue 17. Add the word ‘‘proposed’’ before ‘‘tie-up’’ to the second sentence in §86.60(b)(5), and delete the word ‘‘access’’ from the same sentence. Response: We do not believe this suggestion adds to the clarity of the VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00003Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 3 of 14 5284 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations sentence. We are making no changes to the proposed rule as a result of this comment. Issue 18. In §86.60(b)(6), change the wording of the sentence to restrict the sites to those near population centers and raise the value of the points assigned. Response: We believe this change would unnecessarily restrict State proposals. We believe the sentence is clear and the points are appropriate. The sentence remains unchanged. Issue 19. In §86.60(b)(7), substitute ‘‘enhanced opportunities’’ for ‘‘access.’’ Response: We are not changing this paragraph as a result of this comment because we believe the sentence is clear as written. Issue 20. In §86.60(b)(8), add ‘‘adjacent’’ before the word ‘‘community,’’ and add ‘‘as the result of construction, renovation, or increased use,’’ at the end of the first sentence. Response: We believe this change would unnecessarily restrict the program criteria. The proposed sentence stands unchanged. Issue 21. Allow Tier One dollars to finance State plans because not to do so creates an unfunded Federal mandate. Response: The Act states that ‘‘***a State may develop and submit to the Secretary a plan for***,’’ not ‘‘must’’ (16 U.S.C. 777g–1 (c)). A mandate does not exist. However, States may do planning under other Sport Fish Restoration Act grant programs for purposes eligible under those programs and apply the resulting plan to the BIG Program. Issue 22. Will the Service accept existing plans? Response: The Service will accept any plan certified by the appropriate Service Regional Office that ensures that public boat access is and will be adequate to meet the needs of recreational boaters on your State’s waters (§86.134). Issue 23. What are the products of the National Assessment? Response: The products of the Comprehensive National Assessment are listed in §86.124. Issue 24. Complying with the National Environmental Policy Act and the Endangered Species Act could cause up to 2 years of delay. Response: All grantees must agree to and certify compliance with all applicable Federal laws. We use a certified ‘‘Assurances’’ statement. We are making no changes to the proposed rule as a result of this comment. Issue 25. Can States use consultant fees, design, permitting, and construction administration costs as match for Tier One projects? Response: Allowable matching and cost-sharing regulations are in 43 CFR 12.64; specific questions should be directed to the appropriate Service Regional Office. Issue 26. Reduce match to where local governments or small marinas can compete for funds. Response: In accordance with the Act, only States are eligible for funding under this grant program. Issue 27. Are pre-award costs allowable? Response: Only as described under §86.20. Issue 28. Who assumes the administrative burden after the program expires in 3 years? Response: We discuss maintenance of approved projects in 50 CFR 80.17. Issue 29. How much money can we charge the public to tie-up? Response: The going rate in the locality determines the amount for the facility. We are making no change to the proposed rule as a result of this comment. Issue 30. For projects in Tier Two that exceed available funding in Tier Two, what is the methodology for awarding funds other than what States request? Response: There is none. We cannot exceed established spending levels. If a State requires funds from two or more different programs to obtain full funding, the State is responsible for securing the funds. Issue 31. In §86.20(a)(3), substitute ‘‘deep enough’’ for ‘‘6 feet of depth at the lowest tide ***.’’ Response: We researched these depths before making this specification, and we are not making the recommended change. Issue 32. In §86.20(a)(5)(iii), delete the reference to ‘‘this program,’’ so that the sentence reads: ‘‘You may use funds from the Clean Vessel Act Program.’’ Response: We encourage the construction of pumpout stations with either set of funds. We are making no changes to the proposed rule as a result of this comment. Issue 33. In §86.20(e)(1), add ‘‘contract documents.’’ Response: No contract should be prepared and awarded until after we sign a grant; therefore, contract documents are not allowed as a pre- agreement cost. We are making no changes to the proposed rule as a result of this comment. Issue 34. In §86.21(e) and (g), add note on one-time dredging to (e) and add dinghy docks to (g). Response: We address one-time dredging in §86.20, and dinghy docks are not for transient vessels more than 26 feet in length. We are making no changes to the proposed rule as a result of this comment. Issue 35. In §86.21, make the State plan eligible for funding under BIG. Response: State plans are eligible activities under the Sport Fish Restoration Act (16 U.S.C. 777). Issue 36. In accordance with §86.30, must I allow the public to use grant- funded facilities? Response: Yes, §86.30 specifies that reasonable access must be allowed and explains what that means. Issue 37. In regard to §86.54, one responder commented that the criterion referenced in §86.60 was developed for competitive Tier Two projects and was not meant for Tier One projects. Tier One project funding was developed for States meeting the requirements in §§86.13 and 86.20. Response: We agree and will change §86.54(f)(1)(ii) (now §86.53(d)(1)(ii) in the final rule) to read ‘‘***using the eligibility requirements in §§86.14 and 86.20.’’ (Section 86.13 from the proposed rule has become §86.14 in the final rule.) Issue 38. In regard to §86.55(f), why are two sets of $100,000 proposals required? Why not require one $200,000 proposal? Response: Tier One proposals in the first grant cycle will be funded by 2 different fiscal years. To provide additional clarity, we replaced the second sentence in §86.55(f) (now §86.54(f)) with wording similar to the following, ‘‘We will fund one proposal for each fiscal year provided that each proposal meets the eligibility requirements in §§86.13 (now 86.14) and 86.20.’’ Issue 39. Sections 86.20 and 86.21 conflict in useful life of some outputs. Response: We do not agree. Principal structures expected to last 20 years or more are different from navigational aids which may have a shorter lifespan. Only principal structures must be designed to last at least 20 years, therefore a conflict does not exist. Issue 40. In regard to §86.56, after the Service awards funds for a project, if it is found not to meet compliance requirements, where will these funds go? Response: If a State cannot bring the project into compliance according to §86.56 (now §86.55), the funds may revert as required by the Act (16 U.S.C. 777c). Issue 41. Regarding §86.60(b), a respondent recommended considering construction in remote areas in the scoring priority and adding a statement to the Regulatory Flexibility Act section to give criteria points for remote sites. Response: Section 86.60(b)(6) and (7) considers remote areas as they relate to significant links to prominent VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00004Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 4 of 14 5285Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations destinations, way-points, and national, regional, and local significant areas. Therefore, we do not see the need to alter the present guidance. Issue 42. In §86.60(b)(8), how will we assess ‘‘significant positive economic impact?’’ Response: States should assess the economic impact of projects using a cost/benefit analysis as described in the example in §86.60(b)(8). States should address this issue, along with all the other criteria, in the grant proposal. Issue 43. In §86.82(b), replace the word ‘‘slippage’’ with ‘‘deviation.’’ Response: ‘‘Slippage’’ is the term used in 43 CFR 12.80(b)(2)(ii), which provides reporting requirements for assistance programs. We are making no changes to the proposed rule as a result of this comment. Issue 44. In §86.80, remove the requirement for quarterly reports. Response: We are removing the requirement for quarterly reporting for Tier One projects only, according to 43 CFR 12.80, Monitoring and Reporting Program Performance. Issue 45. In §86.91, make States give credit to the Sport Fish Restoration Program for BIG grants. Response: Credit to the Sport Fish Restoration Program remains optional. We have nothing on which to base making this issue mandatory. We are changing ‘‘may’’ in the last sentence to ‘‘*** are encouraged to ***’’. Issue 46. Could priority for services at tie-up facilities be given to transient boats over 26 feet in length? If so, how would States enforce the priority? Response: No. While we intend the program to benefit transient, nontrailerable boats, States must give equal public access to all boaters. Consequently, enforcement is unnecessary. Issue 47. The Service Director should convene a nongovernmental advisory committee to provide expertise on ‘‘recreational boating facilities needs.’’ Response: Under the Federal Advisory Committee Act ( Pub. L. 92– 463, 5 U.S.C. App.1), requirements for creating an advisory committee would significantly delay the distribution of the first cycle grant funds. However, opportunities may exist for the nongovernmental community to participate in the grant selection process, and the Service will investigate such opportunities. Issue 48. Are maintenance and operation costs in remote areas eligible under §86.20(4)? Response: We cover maintenance under §86.20(a); we specifically exclude operation and janitorial costs under §86.21. Issue 49. Provide sufficient time to rank and award proposals. Response: We changed the application period for the first grant cycle to allow applicants 90 days to submit grant proposals to the appropriate Service Regional Office. This change occurs in §86.50. Regulatory Planning and Review (E.O. 12866) In accordance with the criteria in Executive Order 12866, this rule is a significant regulatory action according to the following: (a) This rule will not have an annual economic effect of $100 million or adversely affect an economic sector, productivity, jobs, the environment, or other units of government. Program funds total $8 million per year for 4 years, for a total of $32 million. Program funds for surveys total $1,050,000. States must match these amounts with 25 percent or $2 million per year. State match totals $8 million over 4 years. The program will not negatively affect an economic sector, productivity, jobs, and other units of government. The program will have a positive effect on these factors. (b) This rule will not create inconsistencies with other agencies’ actions. We will require the necessary Federal, State, and local reviews and permits before allowing construction of all facilities approved under the program. These reviews will ensure that this rule will not create inconsistencies with other agencies’ actions. (c) This rule will materially affect entitlements, grants, user fees, loan programs, or the rights and obligations of their recipients. This rule establishes a new grant program using existing funds that are otherwise available to State natural resource agencies under the Sport Fish Restoration Act (16 U.S.C. 777–777m). Recipients will voluntarily accept all stipulations prior to the Service awarding funds for facility construction. The program only obligates the recipient to maintain the facility. User fees are not mandatory and the program allows only enough charges to maintain the facility established by the grant. (d) This rule will not raise novel legal or policy issues. This program will award funds to States to install facilities for transient nontrailerable boats. We will review all actions for compliance with the National Environmental Policy Act. This grant program is similar to past Federal Aid grant programs for construction of facilities. Regulatory Flexibility Act The Department certifies that this document will not have a significant economic effect on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.). Eight million dollars will be available annually for a 4-year period. The effects of these regulations occur to agencies in the States, Puerto Rico, Guam, the Virgin Islands, American Samoa, the District of Columbia, and the Northern Mariana Islands. These are not small entities under the Regulatory Flexibility Act. Some small entities, mainly marina operators, may receive grant funds. The program will place facilities where none exist now, in remote areas where no competition exists, and in populated areas where marinas have not previously installed them. Employment, investment, productivity, and innovation should all increase because the program will construct facilities to attract transient boaters. The result will be a net transfer of expenditures in the area. U.S.-based enterprises’ ability to compete with foreign-based enterprises should not be affected by this rule. Small Business Regulatory Enforcement Fairness Act (SBREFA) This regulation is not a major rule under 5 U.S.C. 804(2), the Small Business Regulatory Enforcement Fairness Act, as discussed in the Regulatory Planning and Review and Regulatory Flexibility Act sections above. Unfunded Mandates Reform Act This regulation does not impose an unfunded mandate on State, local, or tribal governments or the private sector of more than $100 million per year. This regulation does not have a significant or unique effect on State, local, tribal governments, or the private sector. The rule establishes a grant program that States may participate in voluntarily. A statement containing the information required by the Unfunded Mandates Reform Act (2 U.S.C. 1531 et seq.) is not necessary. Takings (E.O. 12630) In compliance with Executive Order 12630, this regulation does not have significant takings implications. The rule provides standardized procedures for administering a Federal discretionary grant program. Federalism Assessment (E.O. 13132) In compliance with Executive Order 13132, this regulation does not have sufficient Federalism implications to warrant the preparation of a Federalism Assessment. Through this regulation, VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00005Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 5 of 14 5286 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations eligible States will receive grants for construction, renovation, maintenance of boating facilities, and public information and education programs. Therefore, the rule is consistent with Executive Order 13132. Civil Justice Reform (E.O. 12988) In compliance with Executive Order 12988, the Office of the Solicitor has determined that this regulation does not unduly burden the judicial system and meets the requirements of §§3(a) and 3(b)(2) of the Order. Paperwork Reduction Act The information collection requirements contained in this regulation are only those necessary to fulfill applicable grant application requirements of 43 CFR Part 12; see 43 CFR 12.4 for information concerning OMB approval of those requirements. We have submitted the collections of information contained in this rule to the Office of Management and Budget for approval as required under 44 U.S.C. 3501 et seq. The Service will not collect this information until OMB has granted us approval. Additionally, no person may be required to respond to a collection of information unless it displays a currently valid OMB number. The information collection requirement related to the surveys has a current OMB Approval Number 1018– 0106 under the provisions of 44 U.S.C. 3501 et seq. In response to the comments received on the technical aspects of the proposed survey, we revised the survey improving the guidance, questions, and a lower time burden for completion. What Intergovernmental Review Procedures Must I as a State follow? Executive Order 12372, ‘‘Intergovernmental Review of Federal Programs,’’ and 43 CFR Part 9, ‘‘Intergovernmental Review of Department of the Interior Programs and Activities,’’ applies to the national BIG Program. Under the Order, you may design your own processes to review and comment on proposed Federal assistance under covered programs. What Is My Responsibility as a State if I Participate in the Executive Order Process Having Single Points of Contact? You should alert your Single Points of Contact (SPOC) to the prospective applications and receive any necessary instructions to provide material the SPOC requires. You must submit all required materials, if any, to the SPOC and show the date of this submittal (or the date of contact if the SPOC does not require submittal) on the narrative. If you are from a State that chooses to exempt the grants, you need take no action regarding E.O. 12372. Author The principal author of this rule is Steve Farrell, Project Officer, U.S. Fish and Wildlife Service, Division of Federal Aid, 4401 North Fairfax Drive, Suite 140, Arlington, Virginia 22203. Regulation Promulgation Accordingly, the Service hereby establishes part 86, subchapter F of Chapter I, Title 50 Code of Federal Regulations, as set forth below: List of Subjects in 50 CFR Part 86 Administrative practice and procedure, Boats and boating, Grant programs—recreation, Natural resources, Recreation and recreation areas, Reporting and record keeping requirements. For the reasons set out in the preamble, we amend Subchapter F of Chapter I, Title 50 of the Code of Federal Regulations, by adding a new part 86 to read as follows. PART 86—BOATING INFRASTRUCTURE GRANT (BIG) PROGRAM Subpart A—General Information About the Grant Program Sec. 86.10What does this regulation do? 86.11What does the national BIG Program do? 86.12Definitions of Terms Used in Part 86 86.13What is boating infrastructure? 86.14Who may apply for these grants? 86.15How does the grant process work? 86.16What are the information collection requirements? Subpart B—Funding State Grant Proposals 86.20What activities are eligible for funding? 86.21What activities are ineligible for funding? Subpart C—Public Use of the Facility 86.30Must I allow the public to use the grant-funded facilities? 86.31How much money may I charge the public to use tie-up facilities? Subpart D—Funding Availability 86.40How much money is available for grants? 86.41How long will the money be available? 86.42What are the match requirements? 86.43May someone else supply the match? 86.44What are my allowable costs? 86.45When will I receive the funds? Subpart E—How States Apply for Grants 86.50When must I apply? 86.51To whom must I apply? 86.52What information must I include in my grant proposals? 86.53What are funding tiers? 86.54How must I submit proposals? 86.55What are my compliance requirements with Federal laws, regulations, and policies? Subpart F—How the Service Selects Projects To Receive Grants 86.60What are the criteria used to select projects for grants? 86.61What process does the Service use to select projects for grants? 86.62What must I do after my project has been selected? 86.63May I appeal if my project is not selected? Subpart G—How States Manage Grants 86.70What are my requirements to acquire, install, operate, and maintain real and personal property? 86.71How will I be reimbursed? 86.72Do any other Federal requirements apply to this program? 86.73What if I do not spend all the money? 86.74What if I need more money? Subpart H—Reporting Requirements for the States 86.80What are my reporting requirements for this grant program? 86.81When are the reports due? 86.82What must be in the reports? Subpart I—State Use of Signs and Sport Fish Restoration Symbols 86.90What are my responsibilities for information signs? 86.91What are my program crediting responsibilities? 86.92Who can use the SFR logo? 86.93Where should I use the SFR logo? 86.94What crediting language should I use? Subpart J—Service Completion of the National Framework 86.100What is the National Framework? 86.101What is the Service schedule to adopt the National Framework? 86.102How did the Service design the National Framework? Subpart K—How States Will Complete a Boat Access Needs Survey (Survey) 86.110What does the survey do? 86.111Must I do a survey? 86.112What are the advantages of doing a survey? 86.113What if I have recently completed a survey? 86.114Do I need to conduct a survey if I already have a plan for installing tie-up facilities? 86.115How should I administer the survey? 86.116May I change the questions in the survey? 86.117[Reserved] 86.118What does this survey include? Subpart L—Completing the Comprehensive National Assessment 86.120What is the Comprehensive National Assessment? 86.121What does the Comprehensive National Assessment do? VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00006Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 6 of 14 5287Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations 86.122Who completes the Comprehensive National Assessment? 86.123Comprehensive National Assessment schedule. 86.124What are the Comprehensive National Assessment products? Subpart M—How States Will Complete the State Program Plans 86.130What does the State program plan do? 86.131Must I do a plan? 86.132What are the advantages to doing a plan? 86.133What are the plan standards? 86.134What if I am already carrying out a plan? 86.135[Reserved] 86.136What must be in the plan? 86.137What variables should I consider? Authority: 16 U.S.C. 777g, 777g–1. Subpart A—General Information About the Grant Program §86.10What does this regulation do? In this part, the terms ‘‘I,’’ ‘‘you,’’ ‘‘my,’’ and ‘‘your’’ refer to the State agency seeking participation in the national Boating Infrastructure Grant (BIG) Program. ‘‘We’’ and ‘‘us’’ refers to the Fish and Wildlife Service. This part establishes your requirements under the Sportfishing and Boating Safety Act of 1998 to: (a) Participate in the national BIG Program, (b) Complete your boat access survey, and (c) Develop State plans to install tie- up facilities for transient nontrailerable recreational vessels. §86.11What does the national BIG Program do? This program provides funds for States to construct, renovate, and maintain tie-up facilities with features for transient boaters in vessels 26 feet or more in length, and to produce and distribute information and educational materials about the program. §86.12Definitions of terms used in part 86. For the purposes of this part, the following terms are defined: Construct means engaging in activities that produce new capital improvements and increase the value or usefulness of existing property. These activities include building new tie-up facilities or replacing or expanding existing tie-up facilities. Grant means financial assistance the Federal Government awards to an eligible applicant. Grant agreement means a contractual agreement used to obligate Federal Aid funds for carrying out work covered by an approved grant proposal. Maintain means engaging in activities that allow the facility to continue to function, such as repairing docks. These activities exclude routine janitorial activities. Navigable waters means waters connected to or part of the jurisdictional waters of the United States that transient nontrailerable recreational vessels currently use or can use. Nontrailerable recreational vessels mean motorized boats 26 feet or more in length manufactured for and operated primarily for pleasure, including vessels leased, rented, or chartered to another person for his or her pleasure. Project means a specific plan or design. Proposal means a description of one or more projects for which a State requests grant funds. Recreational waters means navigable waters that vessels use for recreational purposes. Renovate means to rehabilitate or repair a tie-up facility to restore it to its original intended purpose, or to expand its purpose to allow transient nontrailerable recreational vessels. States means individual States within the United States, the District of Columbia, the Commonwealth of Puerto Rico, Guam, American Samoa, the Virgin Islands, and the Commonwealth of the Northern Mariana Islands. Survey instrument means a tool developed by the Service and approved by OMB to assess the need for boating facilities. Tie-up facilities mean facilities that transient nontrailerable recreational vessels occupy temporarily, not to exceed 10 consecutive days; for example, temporary shelter from a storm; a way station en route to a destination; a mooring feature for fishing; or a dock to visit a recreational, historic, cultural, natural, or scenic site. Transient means passing through or by a place, staying 10 days or less. Water-body means the lake, section of river, or specific area of the coast, such as a harbor or cove, where tie-up facilities or boat access sites are located. §86.13What is boating infrastructure? Boating infrastructure refers to features that provide stopover places for transient nontrailerable recreational vessels to tie up. These features include, but are not limited to: (a) Mooring buoys (permanently anchored floats designed to tie up nontrailerable recreational vessels); (b) Day-docks (tie-up facilities that do not allow overnight use); (c) Navigational aids (e.g., channel markers, buoys, and directional information); (d) Transient slips (slips that boaters with nontrailerable recreational vessels occupy for no more than 10 consecutive days); (e) Safe harbors (facilities protected from waves, wind, tides, ice, currents, etc., that provide a temporary safe anchorage point or harbor of refuge during storms); (f) Floating docks and fixed piers; (g) Floating and fixed breakwaters; (h) Dinghy docks (floating or fixed platforms that boaters with nontrailerable recreational vessels use for a temporary tie-up of their small boats to reach the shore); (i) Restrooms; (j) Retaining walls; (k) Bulkheads; (l) Dockside utilities; (m) Pumpout stations; (n) Recycling and trash receptacles; (o) Dockside electric service; (p) Dockside water supplies; (q) Dockside pay telephones; (r) Debris deflection booms; and (s) Marine fueling stations. §86.14Who may apply for these grants? You, with authority from your State Government. You must identify one key contact only and submit proposals through this person. §86.15How does the grant process work? To ensure that grants address the highest national priorities identified in the Act, we make funds available on a competitive basis. You must submit your proposals by the appropriate date as specified in §86.50. You must address certain questions and criteria (listed in §86.52) to be eligible and competitive. We will conduct a panel review of all proposals, and the Service Director will make the final grant awards. You may begin work on your project only after you receive a fully executed grant agreement. §86.16What are the information collection requirements? This part contains both routine information collection and survey requirements, as follows: (a) The routine information collection requirements for grants applications and associated record keeping contained in this part are only those necessary to fulfill applicable requirements of 43 CFR part 12. These requirements include record keeping and reporting requirements. See 43 CFR 12.4 for information concerning OMB approval of those requirements. (b) The revised information collection requirements related to the surveys will be submitted to OMB for approval as changed. They will not be imposed until VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00007Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 7 of 14 5288 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations we receive OMB approval under the provisions of 44 U.S.C. 3501 et seq. The surveys are voluntary and are for States to determine the adequacy, number, location, and quality of facilities that provide public access for all sizes of recreational boats. The public’s burden estimate for the survey is as follows: Type of information Number of respondents* Average time required per response (minutes) Annual burden hours Boat owners: Part A....................................................................................................................11,200122,240 Boat owners: Part B....................................................................................................................28,000125,600 Boat Service Providers: Part C...................................................................................................8,400202,800 Boat Service Providers: Part D...................................................................................................4,000201,333 *These numbers are not additive since some boaters will fill out both Parts A and B, and most of the providers will fill out both Parts C and D. (c) Send comments regarding this collection of information to the Service Information Collection Clearance Officer, MS—222 ARLSQ, Fish and Wildlife Service, Washington, DC 20240, and the Office of Management and Budget, Department of Interior, Desk Officer, 1849 C Street, NW., Washington, DC 20503. An Agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. OMB has up to 60 days to approve or disapprove the information collection but may respond after 30 days. Therefore, to ensure maximum consideration, you must send your comments to OMB by the above referenced date. Subpart B—Funding State Grant Proposals §86.20What activities are eligible for funding? Your project is eligible for funding if you propose to: (a) Construct, renovate, and maintain either publicly or privately owned boating infrastructure tie-up facilities. To be eligible you must: (1) Build these tie-up facilities on navigable waters, available to the public. You must design new construction and renovations to last at least 20 years; (2) Design these tie-up facilities for temporary use for transient nontrailerable recreational vessels; (3) Build these tie-up facilities in water deep enough for nontrailerable recreational vessels to navigate (a minimum of 6 feet of depth at the lowest tide or other measure of lowest fluctuation); (4) Provide security, safety, and service for these boats; and, (5) Install a pumpout station, if you construct a facility for overnight stays: (i) If there is already a pumpout within a reasonable distance (generally within 2 miles) of the facility, you may not need one; (ii) For facilities intended as day stops, we encourage you to install a pumpout; and, (iii) You may use funds from the BIG program, or the Clean Vessel Act pumpout grant program also administered by us, to pay for a pumpout station. (b) Do one-time dredging only, to give transient vessels safe channel depths between the tie-up facility and maintained channels or open water. (c) Install navigational aids, limited to giving transient vessels safe passage between the tie-up facility and maintained channels or open water. (d) Apply funds to grant administration. (e) Fund preliminary costs: (1) Preliminary costs may include any of the following activities completed before signing a grant agreement: (i) Conducting appraisals; (ii) Administering environmental reviews and permitting; (iii) Conducting technical feasibility studies, for example, studies about environmental, economic, and construction engineering concerns; (iv) Carrying out site surveys and engaging in site planning; (v) Preparing cost estimates; and (vi) Preparing working drawings, construction plans, and specifications. (2) We will fund preliminary costs only if we approve the project. (3) If the project is approved, the appropriate Service Regional Director must still approve preliminary costs. (f) Produce information and education materials such as charts, cruising guides, and brochures. §86.21What activities are ineligible for funding? Your project is ineligible for funding if you propose to: (a) Complete a project that does not provide public benefits, for instance, a project that is not open to the public for use; (b) Involve law enforcement activities; (c) Significantly degrade or destroy valuable natural resources or alter the cultural or historic nature of the area; (d) Construct or renovate principal structures not expected to last at least 20 years; (e) Do maintenance dredging; (f) Fund operations or routine, custodial, and janitorial maintenance of the facility; (g) Construct, renovate, or maintain boating infrastructure tie-up facilities for nontrailerable vessels, for example the following: (1) Tie-up slips available for occupancy for more than 10 consecutive days by a single party; (2) Dryland storage; (3) Haul-out features; and (4) Boating features for trailerable or ‘‘car-top’’ boats (boats less than 26 feet in length), such as launch ramps and carry-down walkways. (h) Develop a State program plan to construct, renovate, and maintain boating infrastructure tie-up facilities; and (i) Conduct surveys to determine boating access needs. (1) You may conduct the survey with funds allocated to motorboat access to recreational waters under subsection (b)(1) of section 8 of the Federal Aid in Sport Fish Restoration Act of 1950, as amended (16 U.S.C. 777). (2) You may combine surveys under one contractor where feasible if you can realize a cost or other savings. Subpart C—Public Use of the Facility §86.30Must I allow the public to use the grant-funded facilities? (a) You must allow reasonable access to all recreational vessels for the useful life of the tie-up facilities. Accessible to the public means located where the public can reasonably reach the facility and where all boats typical to that facility can easily use it, charging equitable fees, and being open for reasonable periods. You must allow public access to the shore and basic features such as fuel and restrooms in facilities that have them. You must specify precise details of the public access in the contract with the facility VerDate 11<MAY>200022:02 Jan 17, 2001Jkt 194001PO 00000Frm 00008Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm02PsN: 18JAR4 Attachment number 3 Page 8 of 14 5289Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations manager. We do not require public access to the remainder of a park or marina where the facility is found. Nor do we require any restrictions in that park or marina. (b) You must comply with Americans with Disabilities Act requirements when you construct or renovate all tie-up facilities under this grant. §86.31How much money may I charge the public to use tie-up facilities? You may charge the public only a reasonable fee, based on the prevailing rate in the area. You must determine a fee that does not pose an unreasonable, competitive amount, based on other publicly and privately owned tie-up facilities in the area. You must approve any proposed changes in fee structure by a sub-grantee. Subpart D—Funding Availability §86.40How much money is available for grants? There is $32 million available for grants under the BIG program ($8 million per year for fiscal years 2000– 2003). §86.41How long will the money be available? Under the Act, funding for the BIG program is provided for FY 2000–2003. Each year’s funds remain available for obligation for a total of three fiscal years (e.g. FY 2000 funds will remain available through FY 2002) (16 U.S.C. 777c(b)(3)(B)). §86.42What are the match requirements? The Act authorizes the Secretary of the Interior (through the Director of the U.S. Fish and Wildlife Service (Service)) to award grants to States to pay up to 75 percent of the cost to construct, renovate, or maintain tie-up facilities for transient nontrailerable recreational vessels. You or a partner must pay the remaining project cost—at least a 25 percent match is required. Title 43 CFR 12.64 applies to cost sharing or matching requirements for Federal grants. §86.43May someone else supply the match? Third-party contribution, including property and in-kind services, is allowable, but must be necessary and reasonable to accomplish grant objectives. In-kind contributions must also represent the current market value of noncash contributions that the third party furnishes as part of the grant. §86.44What are my allowable costs? (a) The State may spend grant funds to pay only costs that are necessary and reasonable to accomplish the approved grant objectives. Grant costs must meet the applicable Federal cost principles in 43 CFR 12.62. You may purchase informational and program signs as allowable costs. (b) If you include purposes other than those eligible under the Act, you must prorate the costs equitably according to Federal cost principles in 43 CFR 12.62 and 50 CFR 80.15. §86.45When will I receive the funds? Once you sign the grant agreement, we will make the funds available. Subpart E—How States Apply for Grants §86.50When must I apply? (a) We will accept proposals between February 20, 2001, and May 18, 2001, for the first grant cycle; between July 1, 2001, and September 30, 2001, for the second grant cycle; and between July 1, 2002, and September 30, 2002, for the third grant cycle. This program starts fiscal year 2000 and ends fiscal year 2003. We will have $16 million to award the first grant cycle, and $8 million each cycle after that. (b) The annual schedule follows: ActionFY 2000–2001FY 2002FY 2003 We announce the beginning of the grant cycle. February 20, 2001........................July 1, 2001..................................July 1, 2002. You submit your grant proposal byMay 18, 2001................................September 30, 2001.....................September 30, 2002. Regions submit the proposals to Washington by. June 18, 2001...............................October 31, 2001..........................October 31, 2002. We rank the proposals by..............July 17, 2001................................November 30, 2001......................November 30, 2002. The Director approves proposals by. August 16, 2001...........................December 31, 2001......................December 31, 2002. Regions finalize their grant agree- ments by. October 15, 2001..........................February 28, 2002........................February 28, 2003. §86.51To whom must I apply? You must submit your proposals to the appropriate regional office of the U.S. Fish and Wildlife Service. See the chart below for the address you will need. RegionState AddressTelephone 1....................California, Hawaii, Idaho, Nevada, Oregon, Washington, American Samoa, Com- monwealth of the Northern Mariana Is- lands, and Guam. Division of Federal Aid, U.S. Fish & Wildlife Service, Eastside Federal Complex, 911 NE 11th Avenue, Portland, OR 97232– 4181. 503–231–6128, Fax: 503–231–6996 2....................Arizona, New Mexico, Oklahoma, and Texas. Division of Federal Aid, U.S. Fish & Wildlife Service, P.O. Box 1306, 625 Silver, SW, Suite 325, Albuquerque, NM 87102. 505–248–7450, Fax: 505–248–7471 3....................Illinois, Indiana, Iowa, Michigan, Minnesota, Missouri, Ohio, and Wisconsin. Division of Federal Aid, U.S. Fish & Wildlife Service, Bishop Henry Whipple Federal Building, 1 Federal Drive, Fort Snelling, MN 55111–4056. 612–713–5130, Fax: 612–713–5290 4....................Alabama, Arkansas, Florida, Georgia, Ken- tucky, Louisiana, Mississippi, North Caro- lina, South Carolina, Tennessee, Puerto Rico, and the Virgin Islands. Division of Federal Aid, U.S. Fish & Wildlife Service, 1875 Century Boulevard, Suite 324, Atlanta, Georgia 30345. 404–679–4159, Fax: 404–679–4160 VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00009Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 9 of 14 5290 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations RegionState AddressTelephone 5....................Connecticut, Delaware, District of Colum- bia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, Vermont, Virginia, and West Virginia. Division of Federal Aid, U.S. Fish & Wildlife Service, 300 Westgate Center Drive, Hadley, MA 01035–9589. 413–253–8200, Fax: 413–253–8487 6....................Colorado, Kansas, Montana, Nebraska, North Dakota, South Dakota, Utah, and Wyoming. Division of Federal Aid, U.S. Fish & Wildlife Service, Denver Federal Center, P.O. Box 25486, Lake Plaza North Building, 134 Union Boulevard, 4th Floor, Denver, Colorado 80225. 303–236–7392, Fax: 303–236–8192 7....................Alaska..........................................................Division of Federal Aid, U.S. Fish & Wildlife Service, 1011 East Tudor Road, Anchor- age, Alaska 99503. 907–786–3435, Fax: 907–786–3575 §86.52What information must I include in my grant proposals? You must submit the following standard forms and narrative for all projects (Tier One and Tier Two) (see §86.53): (a) Standard Form 424 series as prescribed by the Office of Management and Budget. The SF 424 series consists of the Applications for Federal Assistance (SF 424), Budget Information—Non-Construction Programs (SF 424A), Assurances—Non- Construction Programs (SF 424B), Budget Information—Construction Programs (SF 424C), and Assurances— Construction Programs (SF 424D). Submit forms appropriate for either construction or nonconstruction projects. Forms are available from your appropriate Service Regional Office. (b) Information requested under OMB Circular A–102 (Application Booklet for Federal Aid Grants—pending approval under the Paperwork Reduction Act). §86.53What are funding tiers? (a) This grant program will consist of two tiers of funding. (i) You may apply for one or both tiers. (ii) The two tiers will allow all States some certainty of base level funding. (b) Tier One funding will ensure broad geographical distribution to meet the needs of transient nontrailerable recreational vessels. (c) Tier Two funding will allow States with large projects to compete with other States with large projects based on individual project merits. (d) We describe the two tiers as follows: (1) Tier One Projects. (i) You may submit a proposal with an unlimited number of projects within this tier. However, your total request cannot exceed $100,000 of Federal funds for any given fiscal year. (ii) Tier One projects must meet the eligibility requirements in §§86.14 and 86.20. (2) Tier Two Projects. (i) While we expect available funds for Tier Two proposals to be between $3 million and $4 million per grant cycle, we have no dollar limit for Tier Two proposals. You may submit any number of projects, which we will score and rank separately according to the criteria in §86.60. (ii) Each project will compete nationally against every other project in Tier Two. (iii) Tier Two projects must also meet the eligibility requirements in §§86.14 and 86.20. §86.54How must I submit proposals? (a) You may apply for either Tier One funding or Tier Two funding or both. (b) You may submit more than one project proposal within Tier One and Tier Two. (c) You may submit one proposal that includes Tier One and Tier Two projects. (d) If your proposal includes Tier One and Tier Two projects, you must describe Tier One projects separately from Tier Two projects. (e) You must describe each project in Tier Two separately, so that the Service can rank and score each project in Tier Two separately. (f) For the first grant cycle, which includes fiscal years 2000 and 2001, a State may submit one Tier One proposal not to exceed $100,000 per fiscal year. States should submit proposals between February 20, 2001, and May 18, 2001. We will fund one Tier One proposal per State for each fiscal year provided that each proposal meets the eligibility requirements in §§86.14 and 86.20. Fiscal year 2000 funds are available only for Tier One proposals. Tier One proposals need not meet the criteria in §86.60. We will fund Tier Two proposals received between February 20, 2001, and May 18, 2001, that meet the criteria in §§86.14, 86.20, and 86.60 with fiscal year 2001 funds and the remainder of fiscal year 2000 funds. (g) For the remaining grant cycles, you may submit only one proposal of Tier One projects per fiscal year. (h) When we approve projects, the appropriate Service Regional Office will determine how many grant agreements are necessary. §86.55What are my compliance requirements with Federal laws, regulations, and policies? (a) To receive Federal funds, you must agree to and certify compliance with all applicable Federal laws, regulations, and policies. You must submit an Assurance Statement, as described in 43 CFR part 12.51(c), that describes how you comply with Federal grant requirements; and (b) You may have to provide additional documentation to comply with environmental and other laws, as defined in Fish and Wildlife Service Manual 523 FW 1 (available on the internet at http://www.fws.gov/ directives/523fw1.html). The Service Regional Office Grant Administrator may request preliminary evidence at the grant proposal stage that the proposed project will meet these compliance requirements. Consult with the appropriate Service Regional Office for specific applicability. Subpart F—How the Service Selects Projects To Receive Grants §86.60What are the criteria used to select projects for grants? (a) We will rank all Tier Two proposals according to the criteria in paragraph (b) of this section and the attached chart, which sets forth points we will ascribe for various factors. (b) We will consider proposals that: VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00010Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 10 of 14 5291Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations (1) Plan to construct, renovate, and maintain tie-up facilities for transient nontrailerable recreational vessels following prior- ities identified in your State’s program plan (see Subpart M for State program plan information) that the Secretary of the Interior has approved under section 7404(c) of the Sportfishing and Boating Safety Act. 15 points. (2) Provide for public/private and public/public partnership efforts to develop, renovate, and maintain tie-up facilities. These partners must be other than the Service and lead State agency: (i) One partner...............................................................................................................................................................................5 points. (ii) Two partners............................................................................................................................................................................10 points. (iii) Three or more partners...........................................................................................................................................................15 points. (3) Use innovative techniques to increase the availability of tie-up facilities for transient nontrailerable recreational vessels (includes education/information). 0–15 points. (4) Include private, local, or other State funds in addition to the non-Federal match, described in §86.42: (i) Twenty-six percent to thirty-five percent................................................................................................................................5 points. (ii) Between thirty-six and forty-nine percent.............................................................................................................................10 points. (iii) Fifty percent and above..........................................................................................................................................................15 points. (5) Are cost efficient. Proposals are cost efficient when the tie-up facility or access site’s features add a high value compared with the funds from the proposal, for example, where you construct a small feature such as a transient mooring dock within an existing harbor that adds high value and opportunity to existing features (restrooms, utilities, etc.). A proposal that requires installing all of the above features would add less value for the cost. 0–10 points. (6) Provide a significant link to prominent destination way points such as those near metropolitan population centers, cul- tural or natural areas, or that provide safe harbors from storms. 10 points. (7) Provide access to recreational, historic, cultural, natural, or scenic opportunities of national, regional, or local signifi- cance. Projects that provide access to opportunities of national, regional, or local significance receive 5 points for each, for a maximum of 15 points (8) Provide significant positive economic impacts to a community. For example, a project that costs $100,000 and attracts a number of boaters who altogether spend $1 million a year in the community. 1–5 points. (9) Include multi-State efforts that result in coordinating location of tie-up facilities....................................................................5 points. (10) Total possible points.....................................................................................................................................................................105 points. CriteriaPoints (1) Construct Tie-up Facilities15 (2) Provide Partnership Efforts5–15 (3) Use Innovative Techniques0–15 (4) Include Other Funding Sources...............................5–15 (5) Are Cost Efficient..............0–10 (6) Provide Way Point Linkage10 (7) Provide Access To Oppor- tunities.................................5–15 (8) Provide Significant Eco- nomic Impacts.....................1–5 (9) Include Multi-State Efforts5 (10) Total Possible Points......105 §86.61What process does the Service use to select projects for grants? The Service’s Division of Federal Aid convenes a panel of professional staff to review, rank, and recommend funding to the Service Director. This panel will include representatives from the Service’s Washington, DC, and Regional Offices. The Director may convene an advisory panel of nongovernmental organizations to advise and make recommendations to the Federal panel. The Service Director will select projects for grants by August 16, 2001, August 10, 2001, and August 10, 2002, for the three grant cycles. §86.62What must I do after my project has been selected? After we approve your award, we will notify you to work with the appropriate Service Regional Office to fulfill the grant documentation requirements and finalize the grant agreement. §86.63May I appeal if my project is not selected? If you have a difference of opinion over the eligibility of proposed activities or differences arising over the conduct of work, you may appeal to the Director. Final determination rests with the Secretary of the Interior (50 CFR 80.7). Subpart G—How States Manage Grants §86.70What are my requirements to acquire, install, operate, and maintain real and personal property? (a) You will find applicable regulations for this subject in 43 CFR 12.71 and 12.72. If you have questions about applicability, contact the appropriate Service Regional Office. (b) You must ensure that the design and installation of tie-up facilities provide for substantial structures that will have a significant longevity, at least 20 years. (c) You must ensure that you operate, maintain, and use the tie-up facilities and features for the stated grant purpose. You must obtain prior written approval from the appropriate Service Regional Director before you can convert these tie-up facilities to other uses. §86.71How will I be reimbursed? For details on how we will pay you, refer to 43 CFR 12.61. §86.72Do any other Federal requirements apply to this program? For administrative requirements not covered under these specific guidelines, check 43 CFR 12, which generally applies to all Federal grant programs. §86.73What if I do not spend all the money? Funds not obligated or expended after 3 fiscal years from the date of the award revert to the Secretary of Transportation for use in State recreational boating safety programs. (16 U.S.C. 777c(b)(3)(B), 16 U.S.C. 777c(b)(4)) §86.74What if I need more money? Funds for grants are available only on a competitive basis. Therefore, if you need more money, you must compete in the next grant cycle. Subpart H—Reporting Requirements for the States §86.80What are my reporting requirements for this grant program? (a) For all projects, you must submit to the appropriate Service Regional Office an annual report and a final performance report and otherwise comply with 43 CFR 12.80. (b) For Tier Two projects, you must submit quarterly reports according to 43 CFR 12.80. §86.81When are the reports due? Reports are due as follows: (a) Annual reports are due 90 days after the grant year ends; (b) The final performance report is due 90 days after the expiration or termination of grant support; (c) Tier Two quarterly reports are due January 31, April 30, July 31, and October 31 unless specified otherwise in the grant agreement; and (d) The State must report certified percentage of completion data and other significant developments in accordance VerDate 11<MAY>200022:02 Jan 17, 2001Jkt 194001PO 00000Frm 00011Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm02PsN: 18JAR4 Attachment number 3 Page 11 of 14 5292 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations with the grant agreement or 43 CFR 12.80. §86.82What must be in the reports? The reports must include the following: (a) You must identify the actual accomplishments compared to the objectives established for the period; (b) You must identify the reasons for any slippage if established objectives were not met; and (c) You must identify any additional pertinent information including, when appropriate, analysis and explanation of cost overruns or high unit costs. Subpart I—State Use of Signs and Sport Fish Restoration Symbols §86.90What are my responsibilities for information signs? You should install appropriate information signs at boating infrastructure tie-up facilities. You should ensure that this information is clearly visible, directing boaters to the facility. Information should show fees, restrictions, hours of operation, a contact name, and telephone number to report an inoperable facility. §86.91What are my program crediting responsibilities? You should give public credit to the Federal Aid in Sport Fish Restoration (SFR) program as the source of funding for the BIG Program. You should recognize this program by using the SFR logo. You are encouraged to use the crediting logo identified in §80.26 of this chapter to identify national BIG Program projects. §86.92Who can use the SFR logo? The States may use the SFR logo and should encourage others to display it. Other people or organizations may use the logo for purposes related to the national BIG Program as authorized in §80.26 of this chapter. §86.93Where should I use the SFR logo? You should display the logo on tie-up facilities that you construct, acquire, develop, or maintain under these grants. You should also use the logo on printed material or other visual representations that relate to project accomplishments or education/information. Refer to §85.47 of this chapter for logo colors. §86.94What crediting language should I use? Suggested examples of language to use when crediting the national BIG Program follow: (a) Example 1: The Federal Aid in Sport Fish Restoration Program funded this facility thanks to your purchase of fishing equipment and motorboat fuels. (b) Example 2: The Federal Aid in Sport Fish Restoration Program is funding this construction thanks to your purchase of fishing equipment and motorboat fuels. And, (c) Example 3: The Federal Aid in Sport Fish Restoration Program funded this (pamphlet) thanks to your purchase of fishing equipment and motorboat fuels. Subpart J—Service Completion of the National Framework §86.100What is the National Framework? The National Framework is the survey, required by the Act, you must use to determine boating access needs in your State. Through a State survey, you must conduct a boating access needs assessment or data collection to determine the adequacy, number, location, and quality of tie-up facilities and boat access sites providing access to recreational waters for all sizes of recreational boats. §86.101What is the Service schedule to adopt the National Framework? The Secretary of the Interior adopted the National Framework on September 28, 2000 via a notice in the Federal Register (Volume 65, Number 189, Page 58284). §86.102How did the Service design the National Framework? The Framework divides the survey into two components: boater survey, and boat access provider survey. (a) The purpose of the boater survey component is to identify boat user preferences and concerns for existing and needed access available to the public. (1) The nontrailerable boat data set will fulfill informational needs for you to develop your State program plans as called for in the Act. (2) The boater survey will survey registered boat owners in your State for two types of boats: (i) Part A—for nontrailerable recreational vessels. (ii) Part B—for trailerable and ‘‘car- top’’ boats (less than 26 feet long). (b) The purpose of the boat access provider component is to identify boat access providers’ ideas about current and needed facility and site locations and perceptions of boat user preferences and concerns regarding access. We developed these questions to guide interviews of boat access facility and site managers. (1) The nontrailerable boat data set will fulfill the informational needs for you to develop your State plans as called for in the Act. (2) The boat access provider survey will survey facility providers in your State for two types of boats: (i) Part C—a survey to all providers in your State who allow public access, including State agency and non-State entities (Federal and local government entities, corporate and private/ commercial providers), and operate tie- up facilities for nontrailerable recreational vessels. (ii) Part D—a survey to all providers in your State who allow public access and operate boat access sites for boats less than 26 feet long. Subpart K—How States Will Complete Access Needs Surveys §86.110What does the State survey do? The State survey determines the status of boating access facilities for all recreational boats in your State and your future boater access needs. §86.111Must I do a survey? The Act does not require surveys. They are voluntary. However, if you do a survey, you must complete it following the National Framework to receive funds. You must transmit the results to the Service Regional Offices in a common electronic format, such as Microsoft Word, Word Perfect, Excel or Quattro Pro. §86.112What are the advantages of doing a survey? Surveys provide the information necessary to fully understand the needs of boaters in your State. Surveys allow you to develop a meaningful plan to provide better access to boaters. Use surveys to complete the plan. §86.113What if I have recently completed a boat access survey? If the recent survey substantially answers the provisions in §86.118, the appropriate Service Regional Office will determine if it is sufficient to meet the needs of the program. If the Regional Office determines that the survey is not sufficient, you must complete that portion(s) or an entire new survey to receive credit for completing a recent survey. §86.114Do I need to conduct a survey if I already have a plan for installing tie-up facilities? You need not conduct the survey if the appropriate Secretary of the Interior certifies that you have developed and are carrying out a State program plan, as described in Subpart M of this chapter, that ensures that public boat access exists and is adequate to meet the needs of recreational boaters on your waters. VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00012Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 12 of 14 5293Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations §86.115How should I administer the survey? Use a consultant or university specializing in administration of such surveys. Use sample sizes large enough to achieve statistical accuracy so the estimate is within plus or minus 10 percent of the true number. (a) You may use a telephone, mail, or other type of survey for a sample population of boaters within the State. Costs for telephone and mail surveys are roughly similar. However, response rates for mail surveys are generally lower. (b) For boat access providers, we prefer that you survey all State agency and non-State providers, but you may survey a sample population. (c) You may develop your own methodology to collect data, which may include telephone, mail, fax, or other inventory means. We do not expect you to use automated, electronic, mechanical, or similar means of information collection. (d) Data collected are unique to each respondent. Data collection should use standard survey method criteria to gather information from each respondent. §86.116May I change the questions in the survey? You must not change the questions because we need information that is comparable nationwide. We have developed a survey instrument for completing the surveys. We are seeking approval from OMB on the survey questions and the OMB approval does not extend to additional questions. §86.117Reserved for survey approval schedule. §86.118What does this survey instrument include? (a) We divided this survey into four parts. Part A being for transient nontrailerable boat owners. Part B is for trailerable or ‘‘car-top’’ boat owners. Part C is for State agency and non-State providers of facilities for nontrailerable recreational vessels in the State. Part D is for State and non-State providers of access sites for trailerable or ‘‘car-top’’ boats. (b) Follow these instructions to complete Part A—BOAT OWNER SURVEY FOR TIE-UP FACILITIES FOR NONTRAILERABLE RECREATIONAL VESSELS: (1) If the boater owns a nontrailerable recreational vessel, ask the boater to fill out Part A; (2) If the boater owns more than one boat 26 feet or more in length, ask the boater to provide information for the boat he or she uses most often; (3) If the boater owns at least one boat more than and at least one boat less than 26 feet in length, ask the boater to fill out both Parts A and B; and, (4) You should use a sample size large enough to achieve statistical accuracy so the estimate is within 10 percent of the true number. (c) Follow these instructions to complete Part B—BOAT OWNER SURVEY FOR TRAILERABLE OR ‘‘CAR-TOP’’ BOAT ACCESS SITES: (1) If the boater owns a boat less than 26 feet long, ask the boater to fill out Part B; (2) If the boater owns more than one boat less than 26 feet long, ask the boater to provide information for the boat he or she uses most; (3) If the boater owns at least one boat more than and at least one boat less than 26 feet in length, ask the boater to complete both Parts A and B; and, (4) You should use a sample size large enough to achieve statistical accuracy so the estimate is within 10 percent of the true number. (d) Parts C and D are surveys for providers of tie-up facilities and boat access sites. Part C is for State agency and non-State providers of facilities for nontrailerable recreational vessels in the State. Part D is for State and non-State providers of boat access sites for boats less than 26 feet in length. (e) Follow these instructions to complete Part C—STATE AGENCY AND NON-STATE PROVIDER SURVEY FOR TIE-UP FACILITIES: (1) Ask State agency and non-State providers of tie-up facilities for nontrailerable recreational vessels to fill out Part C. (2) If more than one State agency manages these facilities, send this survey to all of those agencies. (3) If the State agency or non-State provider awards grants to others who provide facilities, ask these grantees to respond for these facilities instead of the State agency or non-State provider. (4) If a State agency or non-State provider operates facilities and sites for both nontrailerable and trailerable boats, ask the provider to fill out both Parts C and D. (5) Ask State agency and non-State providers to identify all tie-up facilities. (6) For all questions, if you need additional space, make copies of the appropriate page. (f) Follow these instructions to complete Part D—STATE AGENCY AND NON-STATE PROVIDER SURVEY FOR TRAILERABLE BOAT ACCESS SITES: (1) Ask State agency and non-State providers of access sites for boats less than 26 feet long to fill out Part D. (2) Non-State providers include the Federal Government, local government, corporations, private owners, and others. (3) If more than one State agency manages these sites, send this survey to all of them. (4) If the State agency or non-State provider awards grants to others who provide sites, ask these grantees to respond for these sites instead of the State agency or non-State provider. (5) If a State agency or non-State provider operates facilities and sites for both nontrailerable and trailerable boats, ask the provider to fill out both Parts C and D. (6) We prefer that the State agency or non-State provider identify all boat access sites and water-bodies, but if he or she has many sites and water-bodies, the provider may group the information together rather than identify each site individually. (7) For all questions, if you need additional space, make copies of the appropriate page. Subpart L—Completing the Comprehensive National Assessment §86.120What is the Comprehensive National Assessment? The Comprehensive National Assessment is a national report integrating the results of State boat access needs and facility surveys. §86.121What does the Comprehensive National Assessment do? The Comprehensive National Assessment determines nationwide the adequacy, number, location, and quality of public tie-up facilities and boat access sites for all sizes of recreational boats. §86.122Who completes the Comprehensive National Assessment? The Service completes the Assessment. We will develop standards in consultation with the States. §86.123Comprehensive National Assessment schedule. Using the results from the State surveys, the Service will compile the results and produce the Comprehensive National Assessment by September 30, 2003. §86.124What are the Comprehensive National Assessment products? The Comprehensive National Assessment products are: (a) A single report, including the following information: (1) A national summary of all the information gathered in the State surveys. VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00013Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 13 of 14 5294 Federal Register /Vol. 66, No. 12/Thursday, January 18, 2001/Rules and Regulations (2) A table of States showing the results of the information gathered. (3) One-page individual State summaries of the information. (4) Appendices that include the survey questions, and names, addresses, and telephone numbers of State contacts. (5) An introduction, background, methodology, results, and findings. (6) Information on the following: (i) Boater trends, such as what types of boats they own, where they boat, and how often they boat. (ii) Boater needs, such as where facilities and sites are now found, where boaters need new facilities and boat access sites, and what changes of features boaters need at these facilities and sites. And (iii) Condition of facilities. (b) Summary report abstracting important information from the final national report. And (c) A key findings fact sheet suitable for widespread distribution. Subpart M—How States Will Complete the State Program Plans §86.130What does the State program plan do? The State program plan identifies the construction, renovation, and maintenance of tie-up facilities needed to meet nontrailerable recreational vessel user needs in the State. §86.131Must I do a plan? The Act does not require plans. Plans are voluntary. However, if you do a plan, you must complete it following these regulations. §86.132What are the advantages to doing a plan? Plans provide the information necessary to fully understand the needs of boaters operating nontrailerable recreational vessels in your State. The plan will make you more competitive when you submit grants under this program. We will give you 15 points for having an approved plan. §86.133What are the plan standards? You must base State program plans on a recent, completed survey following the National Framework. §86.134What if I am already carrying out a plan? You need not develop a program plan if we certify that you have developed and are carrying out a plan that ensures public boat access is and will be adequate to meet the needs of recreational boaters on your waters. §86.135Reserved for plan approval schedule. §86.136What must be in the plan? The plan must: (a) Identify current boat use and patterns of use. (b) Identify current tie-up facilities and features open to the public and their condition. (c) Identify boat access user needs and preferences and their desired locations. Include repair, replacement, and expansion needs and new tie-up facilities and features needed. (d) Identify factors that inhibit boating in specific areas, such as lack of facilities, or conditions attached that inhibit full use of facilities. Identify strategies to overcome these problems. (e) Include information about the longevity of current tie-up facilities. §86.137What variables should I consider? You should consider the following variables: (a) Location of population centers, (b) Boat-based recreation demand, (c) Cost of development, (d) Local support and commitment to maintenance, (e) Water-body size, (f) Nature of the fishery and other resources, (g) Geographic distribution of existing tie-up facilities, (h) How to balance the need for new tie-up facilities with the cost to maintain and improve existing facilities. Dated: December 8, 2000. Kenneth L. Smith, Acting Assistant Secretary for Fish and Wildlife and Parks. [FR Doc. 01–951 Filed 1–17–01; 8:45 am] BILLING CODE 4310–55–P VerDate 11<MAY>200021:00 Jan 17, 2001Jkt 194001PO 00000Frm 00014Fmt 4701Sfmt 4700E:\FR\FM\18JAR4.SGMpfrm08PsN: 18JAR4 Attachment number 3 Page 14 of 14 Page 1 of 1 Rev. 3/06 ATTACHMENT C Comptroller Contract Payment Requirements Department of Financial Services, Bureau of Accounting and Auditing Voucher Processing Handbook (10/07/97) Cost Reimbursement Contracts Invoices for cost reimbursement contracts must be supported by an itemized listing of expenditures by category (salary, travel, expenses, etc.) Supporting documentation must be provided for each amount for which reimbursement is being claimed indicating that the item has been paid. Check numbers may be provided in lieu of copies of actual checks. Each piece of documentation should clearly reflect the dates of service. Only expenditures for categories in the approved contract budget should be reimbursed. Listed below are examples of types of documentation representing the minimum requirements: (1) Salaries: A payroll register or similar documentation should be submitted. The payroll register should show gross salary charges, fringe benefits, other deductions and net pay. If an individual for whom reimbursement is being claimed is paid by the hour, a document reflecting the hours worked times the rate of pay will be acceptable. (2) Fringe Benefits: Fringe Benefits should be supported by invoices showing the amount paid on behalf of the employee (e.g., insurance premiums paid). If the contract specifically states that fringe benefits will be based on a specified percentage rather than the actual cost of fringe benefits, then the calculation for the fringe benefits amount must be shown. Exception: Governmental entities are not required to provide check numbers or copies of checks for fringe benefits. (3) Travel: Reimbursement for travel must be in accordance with Section 112.061, Florida Statutes, which includes submission of the claim on the approved State travel voucher or electronic means. (4) Other direct costs: Reimbursement will be made based on paid invoices/receipts. If nonexpendable property is purchased using State funds, the contract should include a provision for the transfer of the property to the State when services are terminated. Documentation must be provided to show compliance with Department of Management Services Rule 60A- 1.017, Florida Administrative Code, regarding the requirements for contracts which include services and that provide for the contractor to purchase tangible personal property as defined in Section 273.02, Florida Statutes, for subsequent transfer to the State. (5) In-house charges: Charges which may be of an internal nature (e.g., postage, copies, etc.) may be reimbursed on a usage log which shows the units times the rate being charged. The rates must be reasonable. (6) Indirect costs: If the contract specifies that indirect costs will be paid based on a specified rate, then the calculation should be shown. Attachment number 4 Page 1 of 1 7/21/09 ATTACHMENT D REQUIREMENTS OF THE FLORIDA AND FEDERAL SINGLE AUDIT ACTS The administration of resources awarded by the Florida Fish and Wildlife Conservation Commission (Commission) to the Contractor/Grantee (recipient) may be subject to audits and/or monitoring by the Commission as described in this section. Monitoring In addition to reviews of audits conducted in accordance with OMB Circular A-133 and Section 215.97, F.S., as revised (see “AUDITS” below), monitoring procedures may include, but not be limited to, on-site visits by Commission staff, limited scope audits as defined by OMB Circular A-133, as revised, and/or other procedures. By entering into this agreement, the recipient agrees to comply and cooperate with any monitoring procedures/processes deemed appropriate by the Commission. In the event the Commission determines that a limited scope audit of the recipient is appropriate, the recipient agrees to comply with any additional instructions provided by the Commission staff to the recipient regarding such audit. The recipient further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Comptroller or Auditor General. AUDITS PART I: FEDERALLY FUNDED This part is applicable if the recipient is a State or local government or a non-profit organization as defined in OMB Circular A-133, as revised. In the event that the recipient expends $500,000 or more in Federal awards in its fiscal year, the recipient must have a single or program-specific audit conducted in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this agreement indicates Federal resources awarded through the Commission by this agreement. In determining the Federal awards expended in its fiscal year, the recipient shall consider all sources of Federal awards, including Federal resources received from Commission. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the recipient conducted by the Auditor General in accordance with the provisions OMB Circular A-133, as revised, will meet the requirements of this part. In connection with the audit requirements addressed in Part I, paragraph 1., the recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. If the recipient expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. In the event that the recipient expends less than $500,000 in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from recipient resources obtained from other than Federal entities). (NOTE: The State awarding agency should address other miscellaneous matters affecting Part I audits, such as Web sites where information that would help facilitate the recipient’s compliance can be obtained. DELETE THIS NOTE) PART II: STATE FUNDED This part is applicable if the recipient is a non-state entity as defined by Section 215.97(2)(l), Florida Statutes. In the event that the recipient expends a total amount of state financial assistance equal to or in excess of $500,000 in any fiscal year of such recipient, the recipient must have a State single or project-specific audit for such fiscal year in accordance with Section 215.97, Florida Statutes; applicable rules of the Executive Office of the Governor and the Comptroller; and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for- profit organizations), Rules of the Auditor General. EXHIBIT 1 to this agreement indicates state financial assistance awarded through the Commission by this agreement. In determining the state financial assistance expended in its fiscal year, the recipient shall consider all sources of state financial assistance, including state Attachment number 5 Page 1 of 4 7/21/09 financial assistance received from the Commission other state agencies, and other non-state entities. State financial assistance does not include Federal direct or pass-through awards and resources received by a non- state entity for Federal program matching requirements. In connection with the audit requirements addressed in Part II, paragraph 1, the recipient shall ensure that the audit complies with the requirements of Section 215.97(7), Florida Statutes. This includes submission of a financial reporting package as defined by Section 215.97(2)(d), Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General. If the recipient expends less than $500,000 in state financial assistance in its fiscal year, an audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, is not required. In the event that the recipient expends less than $500,000 in state financial assistance in its fiscal year and elects to have an audit conducted in accordance with the provisions of Section 215.97, Florida Statutes, the cost of the audit must be paid from the non-state entity’s resources (i.e., the cost of such an audit must be paid from the recipient’s resources obtained from other than State entities). (NOTE: The State awarding agency should address other miscellaneous matters affecting Part II audits, such as Web sites where information that would help facilitate the recipient’s compliance can be obtained. DELETE THIS NOTE) PART III: OTHER AUDIT REQUIREMENTS (NOTE: This part would be used to specify any additional audit requirements imposed by the State awarding entity that are solely a matter of that State awarding entity’s policy (i.e., the audit is not required by Federal or State laws and is not in conflict with other Federal or State audit requirements). Pursuant to Section 215.97(7)(m), Florida Statutes, State agencies may conduct or arrange for audits of state financial assistance that are in addition to audits conducted in accordance with Section 215.97, Florida Statutes. In such an event, the State awarding agency must arrange for funding the full cost of such additional audits. DELETE THIS NOTE.) PART IV: REPORT SUBMISSION Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by PART I of this agreement shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the recipient directly to each of the following: The Commission at the following address: Audit Director Florida Fish and Wildlife Conservation Commission Bryant Building, Room 170 620 S. Meridian St. Tallahassee, FL 32399-1600 The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(1) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A- 133, as revised. Pursuant to Section .320 (f), OMB Circular A-133, as revised, the recipient shall submit a copy of the reporting package described in Section .320 (c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Commission at the following address: Attachment number 5 Page 2 of 4 7/21/09 Audit Director Florida Fish and Wildlife Conservation Commission Bryant Building, Room 170 620 S. Meridian St. Tallahassee, FL 32399-1600 Copies of financial reporting packages required by PART II of this agreement shall be submitted by or on behalf of the recipient directly to each of the following: The Commission at the following address: Audit Director Florida Fish and Wildlife Conservation Commission Bryant Building, Room 170 620 S. Meridian St. Tallahassee, FL 32399-1600 The Auditor General’s Office at the following address: Auditor General’s Office G74 Claude Pepper Building 111 West Madison Street Tallahassee, FL 32399-1450 Copies of reports or the management letter required by PART III of this agreement shall be submitted by or on behalf of the recipient directly to: The Commission the following address: Audit Director Florida Fish and Wildlife Conservation Commission Bryant Building, Room 170 620 S. Meridian St. Tallahassee, FL 32399-1600 Any reports, management letter, or other information required to be submitted to the Commission pursuant to this agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, and Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. Recipients, when submitting financial reporting packages to the Commission for audits done in accordance with OMB Circular A-133 or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the recipient in correspondence accompanying the reporting package. Contact the Commission’s Audit Director by phone at (850) 488-6068. PART V: RECORD RETENTION The recipient shall retain sufficient records demonstrating its compliance with the terms of this Agreement for a period of five (5) years from the date the audit report is issued, and shall allow the Commission or its designee, Comptroller, or Auditor General access to such records upon request. The recipient shall ensure that audit working papers are made available to the Commission or its designee, Comptroller, or Auditor General upon request for a period of five (5) years from the date the audit report is issued, unless extended in writing by the Commission. Attachment number 5 Page 3 of 4 7/21/09 EXHIBIT – 1 FEDERAL RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: (NOTE: If the resources awarded to the recipient represent more than one Federal program, provide the same information shown below for each Federal program and show total Federal resources awarded. If no Federal funds are used, just show “None.” DELETE THIS NOTE) State Agency: Florida Fish and Wildlife Conservation Commission Federal Agency: US Fish and Wildlife Service Federal Program: Boating Infrastructure Grant Program CFDA No.: 15.6220 Recipient: City of Clearwater Amount: $1,236,097 COMPLIANCE REQUIREMENTS APPLICABLE TO THE FEDERAL RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: Federal Program: 1. Recipient must comply with all provisions of the Boating Infrastructure Grant Program Final Rule, 50 CFR Part 86 STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST OF THE FOLLOWING: MATCHING RESOURCES FOR FEDERAL PROGRAMS: None SUBJECT TO SECTION 215.97, FLORIDA STATUTES: None COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO THIS AGREEMENT ARE AS FOLLOWS: See Attachment C NOTE: Section .400(d) of OMB Circular A-133, as revised, and Section 215.97(5)(a), Florida Statutes, require that the information about Federal Programs and State Projects included in Exhibit 1 be provided to the recipient. Attachment number 5 Page 4 of 4 Page 1 of 2 ATTACHMENT E CERTIFICATION REGARDING DEBARMENTS, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION-LOWER TIER FEDERALLY FUNDED TRANSACTIONS Required for all contractors and subcontractors on procurement (vendor) contracts of $100,000 or more, and for all contracts and grants with sub-recipients regardless of amount, when funded by a federal grant. 1. The undersigned hereby certifies that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. 2. The undersigned also certifies that it and its principals: (a) Have not within a three-year period preceding this response been convicted of or had a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State or local) transaction or contract under a public transaction; violation of Federal or State anti-trust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property. (b) Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State or local) with commission of any of the offenses enumerated in paragraph 2.(a) of this Certification; and (c) Have not within a three-year period preceding this certification had one or more public transactions (Federal, State or local) terminated for cause or default. 3. Where the undersigned is unable to certify to any of the statements in this certification, an explanation shall be attached to this certification. Dated this day of , 20___. By: _____________________________________________ Authorized Signature/Contractor / Sub-Recipient Typed Name/Title Contractor/ Sub-Recipient Organization Name Street Address Building, Suite Number City/State/Zip Code Area Code/Telephone Number Attachment number 6 Page 1 of 2 Page 2 of 2 INSTRUCTIONS FOR CERTIFICATION REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION- LOWER TIER FEDERALLY FUNDED TRANSACTIONS 1. By signing and submitting this form, the certifying party is providing the certification set out below. 2. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the certifying party knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the Florida Fish and Wildlife Conservation Commission (FWC) or agencies with which this transaction originated may pursue available remedies, including suspension and/or debarment. 3. The certifying party shall provide immediate written notice to the person to which this contract is submitted if at any time the certifying party learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, person, primary covered transaction, principal, proposal, and voluntarily excluded, as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549. You may contact the person to which this contract is submitted for assistance in obtaining a copy of those regulations. 5. The certifying party agrees by submitting this contract that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier contract, or other covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the FWC or agency with which this transaction originated. 6. The certifying party further agrees by executing this contract that it will include this clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion-Lower Tier Covered Transaction," without modification, in all contracts or lower tier covered transactions and in all solicitations for lower tier covered transactions. 7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may, but is not required to, check the Nonprocurement List (Telephone No. (202) 501-4740 or (202) 501-4873.) 8. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the FWC or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment. Attachment number 6 Page 2 of 2 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve a contract with URS Corporation in the amount of $235,250 for the remediation action plan cleanup of the ground water at the Clearwater Airpark.(consent) SUMMARY: Over its history, the aircraft fueling area at the Clearwater Airpark has been impacted with aviation fuel. In July 2008 the Florida Department of Transportation approved additional funds for the cleanup. This agenda requests approval of a contract issued to URS Corporation for the cleanup. The current extent of the impacted groundwater was delineated and the Pinellas County Health Department (PCHD) requested submittal of a Remedial Action Plan (RAP) for the cleanup. An original RAP was conducted by URS Corporation that specified chemical oxidation with enhanced aerobic bioremediation treatment of the impacted groundwater. This proposed remedial design was approved by the PCHD in correspondence dated November 26, 2007. The city contacted URS Corporation to re-evaluate the cost estimate for a dual phase vacuum extraction (DPVE) system comparable to the remedial technology specified in the former RAP. The RAP Addendum was approved by the PCHD Pollutant Storage Tank Cleanup Program on April 23, 2009. The URS work order initiation form (attached) addresses installation and startup of the proposed remedial system, as well as the operation, maintenance, monitoring and reporting for the first year of remedial activities. The budget for the project is a maximum of $235,250. The cost will be covered with Florida Department of Transportation grant funds and city match from project 315-94846. Type:Operating Expenditure Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$235,250 Annual Operating Cost: Not to Exceed:$235,250 Total Cost:$235,250 For Fiscal Year:2009 to 2010 Appropriation Code Amount Appropriation Comment 315094846-530300-575-000- 0000 $235,250 Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager ED 5) Clerk 6) City Manager 7) Clerk Cover Memo 7650 W. Courtney Campbell Causeway Tampa, FL 33607 Phone: 813-286-1777 Fax 813-636-2499 URS CORPORATION WORK ORDER INITIATION FORM Date: July 8, 2009 URS Project No. _12008824_ City Project No. 07-0029-MA 1. PROJECT TITLE: Remedial Action Plan Implementation & Year One Operations Clearwater Executive Airpark 1100 North Hercules Avenue Clearwater, Florida Facility ID# 528630882 2. SCOPE OF WORK: SUMMARY The aircraft fueling area at the subject property has been impacted with aviation gasoline. Approximately 310 tons of impacted soil were excavated and transported to a permitted thermal treatment facility in October 2002. Concentrations of several organic constituents (i.e., benzene and toluene) in groundwater exceed natural attenuation default source concentrations based on data collected in February 2005. The lateral and vertical extent of impacted groundwater was adequately delineated and the Pinellas County Health Department (PCHD) requested submittal of a Remedial Action Plan (RAP) in correspondence dated August 15, 2007. URS conducted supplemental assessment activities and prepared a RAP, which was submitted to the PCHD Pollutant Storage Tank Cleanup Program on September 28, 2007. The RAP specified in-situ chemical oxidation coupled with enhanced aerobic bioremediation to treat groundwater impacted with aviation gasoline. This proposed remedial design was approved by the PCHD in correspondence dated November 26, 2007. Subsequent to submittal of this RAP, the City of Clearwater asked URS to re-evaluate the cost estimate for a dual phase vacuum extraction (DPVE) system. Following several discussions and site visits with a turn-key remediation equipment supplier, a cost estimate was developed for a DPVE system that was comparable to the remedial technology specified in the September 2007 RAP. Based on this and other factors, the City of Clearwater and URS opted for implementation of a DPVE system at the subject property. Accordingly, URS prepared a supplemental RAP which specif ied a DPVE system. This supplemental RAP was submitted to the PCHD on June 12, 2008. Based on comments provided by the PCHD, a RAP Addendum was prepared and submitted on November 20, 2008. The RAP Addendum was approved by the PCHD Pollutant Storage Tank Cleanup Program on April 23, 2009. This work order initiation form addresses installation and startup of the proposed remedial system. This work order initiation form also addresses operation, maintenance, monitoring, Attachment number 1 Page 1 of 4 City of Clearwater – Remedial Action Implementation– Clearwater Executive Airpark RAP ADD WOIF R1 July 8, 2009 2 and reporting for the first year of remedial activities. Additional services after the first year will be addressed with supplemental work order initiation forms. Task #1 Remedial System Installation and Operation The proposed DPVE system for this site is a pre-engineered package system that will be provided by Croy Dewatering and Environmental Services (Croy). The package system will include a liquid ring vacuum pump, an air stripper, and associated transfer pumps. The system will be enclosed in two-axle trailer. A total of 21 dual phase wells will be installed to extract impacted groundwater and vapors. These wells will be installed to a depth of approximately 10 feet below land surface. Each well will include Croy’s patented wellhead assembly and will be equipped with a drop tube, vacuum gauge, and a sample port. The wells will be installed in traffic vaults and completed with a concrete apron. To maximize the efficiency and capture zone of the system, a seven-mil thick plastic vapor liner will be installed in the grassy areas where there is no asphalt or concrete surface cover. Treated groundwater will be discharged to the on-site infiltration gallery. Off gas treatment for the DPVE system will be provided by three vapor phase granular activated carbon cells. These cells will remain in place for a minimum period of one month or until discharged vapor concentrations are below 13.7 pounds per day. Installation, operation, and maintenance of the DPVE system will by conducted by Croy. URS will provide oversight during installation and start-up of the remediation system. Following installation and start-up of the DPVE system, URS will prepare and submit as-built drawings to the PCHD. URS understands that the City of Clearwater will be responsible for providing electrical power to the DPVE system. An estimated cost to provide the electrical connection is included in this work order initiation form. Estimated monthly electrical charges are also included in this work order initiation form. Task #2 Monitoring and Reporting Monitoring will be conducted to evaluate the effectiveness of the DPVE system. Monitoring will be performed as specified in Section 5.3 of the November 2008 RAP Addendum. Sample collection will be performed by URS personnel in accordance with the Florida Department of Environmental Protection (FDEP) Standard Operating Procedures for Field Activities (DEP-SOP-002/01). Samples will be analyzed for analytical parameters specified in Section 5 of the RAP Addendum. URS will evaluate the analytical data and prepare quarterly reports as specified in Section 5.4 of the November 2008 RAP Addendum. Reports will be submitted to the PCHD Pollutant Storage Tank Cleanup Program. 3. PROJECT GOALS: Initiate remedial actions to achieve groundwater cleanup goals as specified in Section 4 of the November 2008 RAP Addendum. Attachment number 1 Page 2 of 4 City of Clearwater – Remedial Action Implementation– Clearwater Executive Airpark RAP ADD WOIF R1 July 8, 2009 3 3. BUDGET: Year One Task Description Task 1 Remedial System Installation and Operation - Equipment and Installation $131,650 - Engineering Oversight $ 10,000 - Operation and Maintenance (one year) $ 25,000 Task 2 Monitoring and Reporting (one year) $ 47,600 Project Subtotal $214,250 Contingency (10%) $ 21,000 Project Total $235,250 Additional Anticipated Costs (not included in BUDGET): Electrical Connection and Disconnection (City Staff) $ 10,000 Electrical Service (Estimated @ $1,000/month) $ 12,000 Total Additional Project Costs: $ 22,000 5. SCHEDULE: URS is prepared to commence work on this project immediately upon acceptance of this Work Order. URS anticipates that installation of the DPVE system will be initiated approximately five to seven weeks following written authorization to proceed. 6. STAFF ASSIGNMENTS: City of Clearwater: Ed Chesney, Joe DeCicco, Gordie Wills URS Corporation: Ed Siersema, Tom Carberry 7. CORRESPONDENCE/REPORTING PROCEDURES: All URS Correspondence shall be directed to Joe DeCicco. All City correspondence shall be directed to Tom Carberry. 8. INVOICING/FUNDING PROCEDURES: URS will perform the work herein on a costs times multiplier basis in accordance with the terms and conditions of the Engineer of Record Agreement for Professional Services dated August 11, 2006. URS will use a raw salary cost multiplier of 3.14 for this project and bill actual for subcontractor and other direct costs. On this basis, the budget for the project is a maximum of $ 235,250.00. Billings will be based on actual time and direct costs expended. Invoices will be submitted on a monthly basis. As noted in the previous section, this budget does not include costs associated with connection/disconnection of electrical service and monthly electricity costs. Invoices will be sent to the City of Clearwater Engineering Department, Attention: Veronica Josef, Senior Staff Assistant, P.O. Box 4748, Clearwater, Florida 33758-4748, for work performed. City Expenditure Code: Attachment number 1 Page 3 of 4 City of Clearwater – Remedial Action Implementation– Clearwater Executive Airpark RAP ADD WOIF R1 July 8, 2009 4 9. ENGINEER CERTIFICATION: All reports will be signed and sealed by a professional engineer or professional geologist registered in the State of Florida. I understand that it is my responsibility as the project’s Professional Engineer (Geologist) to perform a quality assurance review of these submitted plans to ensure that such plans are free from negligent errors and/or omissions. 10. SPECIAL CONSIDERATIONS: a) Field activities will be conducted in accordance with FDEP’s Standard Operating Procedures (SOP) for Field Activities (DEP-SOP-002/01). b) Implementation of the RAP will be conducted in accordance with the requirements of Chapter 62-770, FAC. c) All documents will be submitted to the Project Manager for review and comment prior to submittal to any regulatory agency. d) Any variations to the schedule or scope of work may require a modification of the cost estimate. 11. SUPPLEMENTAL SERVICES: Operation and monitoring of the remedial system beyond one year may be required. Yearly operation and maintenance is estimated to be $25,000. Subsequent monitoring and reporting is estimated to be $18,700 per year. When remediation objectives have been attained, post-active remediation monitoring will be required. Post-active remediation monitoring will consist of four quarters of groundwater monitoring. URS will then prepare and submit a Conditional No Further Action document which will be required by the PCHD and the FDEP for site closure. Post-active remediation monitoring is estimated to be $14,500. Following approval of a No Further Action without Institutional and Engineering Controls proposal (Risk Management Options Level I) or a No Further Action with Institutional and Engineering Controls proposal (Risk Management Options Level II), URS will conduct site closure activities. Site closure activities will consist of the proper abandonment of all existing monitor wells in the area of investigation. Site closure activities are estimated to be $4,000. PREPARED BY: APPROVED BY: Dana Tallman, P.E. BCEE Date Michael D. Quillen, P.E. Date Vice President City Engineer Water Business Line Manager City of Clearwater URS Corporation Attachment number 1 Page 4 of 4 Attachment number 2 Page 1 of 1 Attachment number 3 Page 1 of 5 Attachment number 3 Page 2 of 5 Attachment number 3 Page 3 of 5 Attachment number 3 Page 4 of 5 Attachment number 3 Page 5 of 5 Attachment number 4 Page 1 of 1 REMEDIAL ACTION PLAN ADDENDUM CLEARWATER EXECUTIVE AIRPARK 1000 NORTH HERCULES AVENUNE CLEARWATER, FLORIDA FACILITY I.D. NO. 528630882 NOVEMBER 2008 Attachment number 5 Page 1 of 123 REMEDIAL ACTION PLAN ADDENDUM CLEARWATER EXECUTIVE AIRPARK 1000 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY I.D. NO. 528630882 November 2008 PREPARED FOR: The City of Clearwater 100 South Myrtle Avenue, Suite 200 Clearwater, Florida 33756-5520 PRESENTED BY: URS Corporation 7650 West Courtney Campbell Causeway, Suite 700 Tampa, Florida 33607-1462 (813) 286-1711 Job No. 12008278.00001 PREPARED BY: REVIEWED BY: ______________________ ________________________ Francisco J. Bohorquez, P.E. Dana K. Tallman, P.E., BCEE Senior Engineer Vice President Water Business Line Manager ______________________ Thomas J. Carberry Senior Project Manager Attachment number 5 Page 2 of 123 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc PROFESSIONAL ENGINEER CERTIFICATION For CLEARWATER EXECUTIVE AIRPARK 1000 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FDEP FACILITY ID # 528630882 November 2008 I hereby certify that in my professional judgment, the components of this Remedial Action Plan Addendum satisfy the requirements set forth in Chapter 62-770, Florida Administrative Code (F.A.C.), and that the engineering design features incorporated in this plan provides reasonable assurances of achieving the objectives stated in Chapter 62-770, F.A.C. for remedial action and herein. _______________________ Francisco J. Bohorquez, P. E. State of Florida P.E. #63814 Attachment number 5 Page 3 of 123 i R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 1.0 INTRODUCTION...............................................................................................................1 2.0 BACKGROUND.................................................................................................................2 2.1 SITE LOCATION....................................................................................................2 2.2 SITE HISTORY.......................................................................................................2 2.3 WATER WELL INVENTORY...............................................................................3 3.0 SUMMARY OF ADDITIONAL SITE ASSESSMENT.....................................................4 3.1 SITE ASSESSMENT...............................................................................................4 3.1.1 Initial Collection of Groundwater Samples.................................................4 3.1.2 Monitor Well Installation.............................................................................5 3.1.3 Supplemental Collection of Groundwater Samples.....................................6 3.1.4 Groundwater Level Measurements..............................................................7 3.2 SUMMARY OF SOIL AND GROUNDWATER QUALITY................................7 4.0 REMEDIATION OBJECTIVES.........................................................................................8 5.0 REMEDIAL ACTION REVISIONS.................................................................................10 5.1 SYSTEM LAYOUT AND DESIGN.....................................................................10 5.1.1 System Layout...........................................................................................10 5.1.2 Recovery Well Design...............................................................................10 5.1.3 Subsurface Liner........................................................................................11 5.1.4 Treatment Equipment Selection.................................................................11 5.1.4.1 Vacuum Pump....................................................................11 5.1.4.2 Air Stripper........................................................................12 5.1.4.3 Transfer Pumping Systems................................................12 5.1.4.4 Treatment Compound........................................................13 5.1.5 Off-Gas Treatment.....................................................................................13 5.1.6 Treatment Effluent Disposal......................................................................13 Attachment number 5 Page 4 of 123 ii R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 5.2 SYSTEM MAINTENANCE.................................................................................14 5.3 MONITORING SCHEDULE AND ESTIMATED CLEAN-UP TIME...............14 5.3.1 Groundwater Monitoring...........................................................................15 5.3.2 System Monitoring....................................................................................16 5.3.3 Soil Monitoring..........................................................................................17 5.4 REPORTING REQUIREMENTS AND PERMITS..............................................17 Attachment number 5 Page 5 of 123 iii R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc LIST OF FIGURES Figure 1 Site Location Map Figure 2 Site Layout Map Figure 3 Soil Boring and Monitor Well Location Map Figure 4 Benzene Concentrations in Groundwater Figure 5 Toluene Concentrations in Groundwater Figure 6 Groundwater Elevation Contour Map – October 20, 2008 Figure 7 Extraction Wells and System Layout Figure 8 Extraction Wells Anticipated Capture Zone Figure 9 Areas of Liner Installation Figure 10 Process and Instrumentation Diagram for Treatment System Figure 11 Exfiltration Gallery Details LIST OF TABLES Table 1 Summary of Groundwater Analytical Results Table 2 Groundwater Elevation Summary Table 3 Summary of Historic Groundwater Analytical Results LIST OF APPENDICES Appendix A Groundwater Sampling Log Forms Appendix B Laboratory Reports and Chain-of-Custody Forms Appendix C Monitor Well Construction Logs Appendix D Vapor Liquid Separator Data Appendix E Estimated Influent Contaminant Concentrations Appendix F Air Stripper Performance Data Appendix G Mounding Analysis and Geotechnical Investigation Attachment number 5 Page 6 of 123 1 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 1.0 INTRODUCTION URS Corporation (URS) was retained by the City of Clearwater (the City) to prepare this Remedial Action Plan (RAP) Addendum for an aviation gasoline release that occurred at the fueling area of the Clearwater Executive Airpark on October 14, 2002. The Clearwater Executive Airpark is located at 1000 North Hercules Avenue in Clearwater, Florida. This RAP Addendum addresses review comments provided by the Pinellas County Health Department (PCHD) in correspondence dated July 28, 2008. This RAP Addendum includes a summary of the site location and history, a summary of site assessment activities, remediation objectives, and the revisions to the proposed remedial action to address the treatment of impacted groundwater at the site. The work performed to prepare this RAP Addendum was based, in part, on the findings of assessment activities presented in the following reports: x Contamination Assessment Report (CAR) prepared by AWD Technologies, Inc., (AWD) dated November 11, 1994; x Site Assessment Report (SAR) prepared by TBE Group (TBE) dated October 2004; x SAR Addendum prepared by TBE dated June 3, 2005; and x RAP prepared by URS dated June 2008. The findings of additional site assessment activities performed by URS were also used to develop this RAP Addendum. The additional site assessment activities are summarized in Section 3.1 of this RAP Addendum. This RAP Addendum was prepared in accordance with the scope of work presented in URS’ work order initiation form dated September 22, 2008. Attachment number 5 Page 7 of 123 2 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 2.0 BACKGROUND 2.1 SITE LOCATION The Clearwater Executive Airpark (subject property) is located at 1000 North Hercules Avenue in Clearwater, Florida. The physiographic location of the subject property is Section 12, Township 29 South, Range 15 East in Pinellas County, Florida. A site location map is shown in Figure 1. The subject property is an active airport that primarily serves private aircraft owners. The subject property includes a Fixed Base Operations office and terminal building, aircraft storage hangers, aircraft parking areas, runways, and a fueling area. The fueling area consisted of an underground storage tank (UST) farm that was covered with a concrete pad. All USTs were removed and replaced with aboveground Convault tanks in January 2004. The layout of the fueling area is shown in Figure 2. 2.2 SITE HISTORY Initial petroleum impacts were reported during the replacement of two 10,000 gallon USTs in December 1992. As part of the tank replacement process, a tank closure assessment was performed by Enviropact, Inc., (Enviropact). According to a Tank Closure Assessment Report prepared by Enviropact in December 1992, excessively contaminated soil was not encountered. However, a groundwater sample collected from a temporary monitor well (TMW-1) contained benzene, toluene, and xylenes at concentrations that exceeded regulatory criteria. Site assessment activities were subsequently performed by AWD. Assessment activities included the collection of soil samples, installation of monitor wells, and collection of groundwater samples. Based on the findings of this assessment, soil and groundwater was not impacted with petroleum constituents. These findings were presented in a Contamination Assessment Report dated November 11, 1994. A proposal for No Further Action was approved by the Pinellas County Health Department (PCHD) on December 15, 1995. On October 14, 2002, a release of approximately 1,200 gallons of aviation gasoline occurred when a fuel truck was accidentally over-filled. The release occurred on the asphalt apron next to the fuel dispenser island. Subsequent emergency response activities included free product recovery, excavation of soil to the top of the surficial aquifer, and removal of impacted groundwater that was Attachment number 5 Page 8 of 123 3 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc vacuumed from the excavation. Approximately 310 tons of petroleum-impacted soil was removed and transported to a licensed thermal treatment facility. On October 28, 2002, the PCHD submitted correspondence to the City requesting initiation of site assessment activities and preparation of a SAR. Subsequent assessment activities conducted by TBE and URS are summarized in Section 4.0 of the RAP dated June 2008. 2.3 WATER WELL INVENTORY Based on information presented in the SAR Addendum prepared by TBE in June 2005, the nearest potable well is located approximately 500 feet east and northeast of the impacted area. This well is located on Clearwater Executive Airpark property and is shown in Figure 3. Attachment number 5 Page 9 of 123 4 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 3.0 SUMMARY OF ADDITIONAL SITE ASSESSMENT 3.1 SITE ASSESSMENT As requested by the PCHD, URS conducted additional groundwater assessment activities. Specifically, groundwater samples were collected from select existing monitor wells to evaluate current conditions. Two additional monitor wells were then installed and sampled to determine the downgradient point of compliance. Groundwater analytical results were compared to groundwater cleanup target levels (GCTLs) and natural attenuation default source concentrations (NADSCs) as established in Chapter 62-777, Florida Administrative Code (F.A.C.). URS provided the PCHD with a schedule of field activities in correspondence dated September 25, 2008. 3.1.1 Initial Collection of Groundwater Samples On October 2, 2008, URS collected groundwater samples from monitor wells MW-5, MW-16, MW- 19, and MW-20. Monitor well locations are shown in Figure 3. Groundwater sampling activities were conducted in accordance with the Florida Department of Environmental Protection (FDEP) Standard Operating Procedures (SOP) for Field Activities (DEP-SOP-002/01). In order to purge the wells and obtain representative groundwater samples, the volume of water within each well was calculated. Prior to sampling, each monitor well was purged with a peristaltic pump. During purging, measurements of temperature, conductivity, pH, turbidity, and dissolved oxygen were obtained. Upon stabilization of these field parameters, the wells were sampled. Groundwater sampling log forms are provided in Appendix A. Groundwater samples were placed in laboratory-supplied containers. The containers were then sealed, labeled, and immediately placed in an ice-filled cooler. A Chain-of-Custody form was completed and the groundwater samples were delivered to Pace Analytical Services (Pace) for analysis. The groundwater samples were analyzed by EPA Method 8260 for benzene, toluene, ethylbenzene, xylenes, and methyl tert-butyl ether (MTBE); and by EPA Method 504.1 for ethylene dibromide (EDB). In accordance with quality assurance/quality control requirements, a pre-cleaned equipment blank was also collected and analyzed for the constituents listed above. Attachment number 5 Page 10 of 123 5 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc The analytical results of the groundwater samples collected on October 2, 2008 are summarized in Table 1 and the complete laboratory report and Chain-of-Custody form are provided in Appendix B. Groundwater samples collected from monitor wells MW-5, MW-19, and MW-20 contained benzene at concentrations that slightly exceeded the GCTL of 1.0 micrograms per liter (µg/L). The groundwater sample collected from monitor well MW-5 contained ethylbenzene at a concentration of 36 µg/L, which slightly exceeded the GCTL of 30 µg/L. Groundwater samples collected from monitor wells MW-5, MW-19, and MW-20 contained toluene at concentrations that exceeded the GCTL of 40 µg/L. Further, the concentration of toluene in the groundwater sample collected from monitor well MW-5 exceeded the natural attenuation default source concentration (NADSC) of 400 µg/L. The groundwater sample collected from monitor well MW-5 also contained xylenes at a concentration (41 µg/L) that exceeded the GCTL (20 µg/L) but was below the NADSC (200 µg/L). The groundwater samples collected from monitor wells MW-5, MW-19, and MW-20 did not contain detectable concentrations of MTBE and EDB. Concentrations of organic constituents in the groundwater sample collected from monitor well MW-16 were non-detectable or below their respective GCTLs. 3.1.2 Monitor Well Installation On October 16, 2008, URS installed an additional shallow monitor well (MW-21) and an intermediate depth monitor well (IW-1). Based on the concentrations of benzene and toluene in the groundwater sample collected from monitor well MW-20, monitor well IW-1 was installed adjacent to monitor well MW-21. The locations of these monitor wells are shown in Figure 3. The monitor wells were installed using a truck-mounted drill rig equipped with hollow stem augers. All down hole equipment was steam cleaned prior to installation. Monitor well MW-21 was installed to a depth of approximately 13 feet below land surface. This monitor well was constructed of two-inch diameter, threaded schedule 40 PVC with 9.5 feet of 0.01- inch slotted screen. A silica sand (gradation 20/30) filter pack was placed around the screen from the bottom of the borehole to approximately 1.5 feet above the screen. A six-inch thick fine sand seal (gradation 30/65) was placed above the filter pack. Neat cement was used to fill the remaining well annulus to ground surface. Monitor well IW- was installed to a depth of approximately 40 feet below land surface. This well was also constructed of two-inch diameter, threaded schedule 40 PVC with 9.5 feet of 0.01-inch Attachment number 5 Page 11 of 123 6 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc slotted screen. A silica sand (gradation 20/30) filter pack was placed around the screen from the bottom of the borehole to approximately one foot above the screen. A two-foot thick fine sand seal (gradation 30/65) was placed above the filter pack. Neat cement was used to fill the remaining well annulus to ground surface. The monitor wells were provided with concrete pads, a flush-mounted manhole covers, and sealed with locking caps. The wells were developed with a downhole centrifugal pump until the discharge was observed to be relatively clear and free from fine sediments. Monitor well construction logs are provided in Appendix C. Auger cuttings generated during well installation were placed in 55- gallon drums and stored onsite. 3.1.3 Supplemental Collection of Groundwater Samples Groundwater samples were collected from monitor wells MW-21 and IW-1 on October 20, 2008. A confirmation groundwater sample was also collected from monitor well MW-20. Groundwater samples were collected and analyzed following the procedures described in Section 3.1.1. Due to analytical laboratory quality control issues, the data reported for the groundwater sample collected from monitor well MW-20 was not valid. Therefore, a groundwater sample was collected from monitor well MW-20 on November 4, 2008. Groundwater sampling log forms are provided in Appendix A. The analytical results are summarized in Table 1 and the laboratory reports and Chain-of-Custody forms are provided in Appendix B. The groundwater samples collected from monitor wells monitor wells MW-21 and IW-1 on October 20, 2008 did not contain detectable concentrations of benzene, toluene, ethylbenzene, xylenes, MTBE, and EDB. The confirmation groundwater sample collected from monitor well MW-20 on November 4, 2008 contained benzene and toluene at concentrations of 2.2 µg/L and 300 µg/L, respectively. The concentrations of benzene and toluene in this sample exceeded their respective GCTLs but were below their respective NADSCs. This groundwater sample also contained detectable concentrations of ethylbenzene (2.8 µg/L) and xylenes (2.0 µg/L). However, the concentrations of these constituents were below their respective GCTLs. Based on these results the lateral extent of impacted groundwater has been effectively delineated as shown in Figures 4 and 5. Attachment number 5 Page 12 of 123 7 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 3.1.4 Groundwater Level Measurements On October 20, 2008, URS surveyed the top of casing elevations of monitor wells MW-21 and IW- 1. URS also measured the static fluid levels in the new and existing monitor wells on October 20, 2008 to further evaluate the direction of groundwater flow in the surficial aquifer. Static fluid levels were obtained with an electronic water level indicator. Groundwater elevation data is presented in Table 2. A groundwater elevation contour map based on data collected on October 20, 2008 is shown in Figure 6. Evaluation of the groundwater elevation indicates that the direction of groundwater flow is towards the northeast, which is consistent with historic data. 3.2 SUMMARY OF SOIL AND GROUNDWATER QUALITY Based on a review and interpretation of the available historical soil and groundwater quality data compared with the most current data collected during the last year, residual dissolved-phase petroleum constituents remain present at the subject site from the area where the release originally occurred and extends downgradient to the northeast. Current and historical groundwater analytical data is provided in Table 3. The dissolved-phase plume is elliptical and currently measures approximately 350 feet long and 100 feet wide. Although no significant soil contamination was detected during the latest round of soil sampling activity that was performed by URS in 2007, it is possible that some minor soil contamination remains adsorbed to soils within the vadose zone, the capillary fringe, and/or within the vertical interval associated with the normal fluctuation of the surficial groundwater table. Based on previous data, the area of impacted soil is in the vicinity of soil borings HA-8 and HA-14. The locations of these soil borings are shown in Figure 3. Any remaining absorbed-phase contaminants that remain at the site can serve as a continuing source for dissolved-phase contaminants and therefore should be removed or reduced by a sufficient amount to properly address the dissolved-phase plume that has persisted at the site since the early 1990s. Attachment number 5 Page 13 of 123 8 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 4.0 REMEDIATION OBJECTIVES Source removal activities were effective in removing the majority of unsaturated soil that was impacted with aviation gasoline. Therefore, remedial actions will address unsaturated soils in the vicinity of soil borings HA-8 and HA-14 and groundwater impacted with aviation gasoline. The objective of the remediation program will be to reduce the concentration of the petroleum constituents in soil and groundwater to levels below their respective limits as established in Chapter 62-777 F.A.C. The following table summarizes the remediation goals for those contaminants of concern in groundwater at the subject site. Groundwater Cleanup Goals for Remedial Action Contaminant Natural Attenuation Default Source Concentrations (ȝg/L) Groundwater Cleanup Target Levels (ȝg/L) Benzene 100 1.0 Ethylbenzene 300 30 Toluene 400 40 Xylenes 200 20 EDB 2.0 0.02 The primary goal for the remediation of this site is to reach the GCTLs. Therefore, the GCTLs listed in the table above will be the cleanup criteria for this site. However, if contaminant concentrations reach asymptotic levels during at least four consecutive quarters of groundwater sampling, a request may be made for long term monitoring using the natural attenuation standards listed in the table above. Further, if the City of Clearwater elects to properly abandon the public supply well that is located approximately 500 feet east and northeast of the impacted area, the NADSCs listed in the table above will be the goal criteria for the proposed Remedial Action. A long term monitoring program is separate from the remedial action program described herein. When concentrations of petroleum constituents in groundwater achieve natural attenuation criteria, No Further Action with institutional and engineering controls (Risk Management Options Level II) will be proposed as specified in Chapter 62-770.680 (2) F.A.C. As noted in Section 4.1.2 of the RAP dated June 2008, concentrations of toluene, naphthalene, 1- methylnapthalene, and 2-methylnaphthalene in the soil sample collected at boring location HA-14 Attachment number 5 Page 14 of 123 9 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc were below their respective residential soil cleanup target levels (SCTLs) but exceeded their respective leachability SCTLs. The following table summarizes the remediation goals for those contaminants of concern in soil at the subject site. Soil Cleanup Goals for Remedial Action Contaminant Leachability SCTLs (mg/kg) Toluene 0.5 Naphthalene 1.2 1-Methylnaphthalene 3.1 2-Methylnaphthalene 8.5 Since the area of impacted soil is located under concrete and asphalt, the provisions of Chapter 62- 770.680 (2) F.A.C. allow concentrations of petroleum constituents to exceed leachability SCTLs. Accordingly, if the City of Clearwater elects to properly abandon the public supply well and No Further Action with institutional and engineering controls (Risk Management Options Level II) is proposed, remedial objectives for unsaturated soil will no longer apply. Attachment number 5 Page 15 of 123 10 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 5.0 REMEDIAL ACTION REVISIONS The purpose of this RAP is to obtain regulatory approval for the proposed approach that will be used to remediate the known area of soil and groundwater impact that has been documented at the site. Therefore, the selected remedial alternative will focus on the known area of impact at the site. Detailed information regarding the approach that will be used to abate the majority of the remaining contaminant mass is provided below in the following subsections. 5.1 SYSTEM LAYOUT AND DESIGN A described in the June 2008 RAP, the proposed DPVE system for this site is a pre-engineered package system provided by Croy. It is a package, turn-key system that includes all required equipment, installation and operation and maintenance (O&M). The following section provides details regarding this particular system and its components proposed for the subject site. Should any of the system components not be properly sized during the initial start-up or operation of the system, it will be Croy’s responsibility as part of the delivery of his turn key system to the City to replace the system component with a properly sized one. 5.1.1 System Layout The DPVE system will use a total of 21 dual phase wells to extract contaminated groundwater and vapors and capture the full extent of the contaminant plume at the site. A minimum of 2-inch diameter Schedule 40 PVC header pipe will connect to the individual wells. The piping will gradually increase in size and will manifold into a 6-inch diameter dual phase vacuum header. Figure 7 illustrates the system layout and proposed locations of the extraction wells for the site. All piping will be installed below ground surface. The anticipated recovery well capture zone of the dual phase system is based on observed captured zones created using DPVE systems at sites with similar geologic and hydrogeologic qualities. The anticipated capture zone is shown in Figure 8. 5.1.2 Recovery Well Design The 21 recovery wells will be constructed of 1-1/2 inch diameter schedule 40 PVC with 10 feet overall length. The well will include six feet of 0.01 inch slotted PVC screen and will be installed by conventional jetting with 6/20 well point sand, a fine sand seal and a grout seal. The recovery Attachment number 5 Page 16 of 123 11 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc wells will be installed to a depth of approximately 10 feet below ground surface (bls) with the screened interval from 4 feet to 10 feet bls. To address the area of unsaturated soil in the vicinity of the former fueling island, the screen interval of the five wells that will be installed in this area will be from 2 feet to 10 feet bls. These five wells are depicted in Figures 7 and 8. 5.1.3 Subsurface Liner To maximize the efficiency and capture zone of the system a 7-mil thickness plastic vapor liner will be installed below land surface in the grassy areas where there is no asphalt or concrete surface cover. To ensure a good seal around the well casing, the liner will be installed and attached to the recovery well casing before the concrete apron is poured. Figure 9 shows the areas where the liner will be installed. 5.1.4 Treatment Equipment Selection The treatment system was selected based on the estimated recovery flow rates for groundwater, soil vapor, and dynamic contaminant concentrations from the extraction wells. An estimated maximum groundwater and soil vapor recovery rates of approximately 1.8 gallons per minute (gpm) and 6.0 cubic feet per minute (cfm) per recovery well were used as the basis for the equipment selection. These recovery rates for groundwater and soil vapor were estimated based on other sites with comparable geologic and hydrogeologic properties. Site specific slug tests or pumping tests were not conducted to verify this site’s hydrogeologic properties. Figure 10 illustrates a revised process and instrumentation diagram for the treatment system. 5.1.4.1 Vacuum Pump The Croy patented DPVE skid mounted system selected for the project includes a Sterling SIHI LPH Series Model 45317, 8.0 horsepower (HP), liquid ring vacuum pump capable of generating 136 actual cubic feet per minute (acfm) at 27.5 inches of mercury, a 1.5 HP Cornell liquid transfer pump capable of 38 gpm at 32 feet of total dynamic head, a 30 gallon influent knock-out and 50 gallon equalization tanks. The liquid ring pump exerts a high vacuum on the wellheads extracting contaminated groundwater and hydrocarbon vapors from both the saturated and unsaturated zones. The extracted groundwater and vapors are separated in the influent knock-out tank. The extracted vapors are routed to the carbon treatment cells. Off-gas treatment is discussed in detail below. The Cornell pump transfers the recovered groundwater from the knock-out tank to the influent Attachment number 5 Page 17 of 123 12 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc equalization tank on the DPVE skid. Hour meters will in installed on the liquid ring vacuum pump and liquid transfer pump. The influent vapor/liquid separator tank has a capacity of approximately 11 cubic feet. Based on information provided by Croy, the dimensions of this tank are 36 inches wide by 40 inches high by 14 inches in depth. The vapor/liquid separator tank has a “U” shaped baffle that is 18 inches wide and 14 inches deep. Additional technical information is provided in Appendix D. 5.1.4.2 Air Stripper The air stripper performance calculations were based on a 38 gpm flowrate. This flowrate is based on an initial maximum recovery rate of 1.8 gpm from each of the 21 proposed recovery wells. The inverse-distance weighted-average procedure was used to estimate the influent contaminant concentrations to the air stripper using the most current groundwater analytical data from the existing monitoring wells and estimated contaminant plume. Based on this data, the procedure estimates approximate influent concentration of 5.0 Pg/L for benzene, 535 Pg/L for toluene, and 3.0 Pg/L for ethylbenzene. These calculations are provided in Appendix E. The air stripper included in the package system is a Shallow Tray, 2 tray, low profile air stripper Model 3621. Air will be provided by a 5 HP, 1,500 cfm, American Fan AF-15. The air stripper estimated performance calculations are provided in Appendix F. As a safety factor, the air stripper estimated performance calculations were based on the highest contaminant concentrations observed at the site and well below the estimated influent concentrations. 5.4.1.3 Transfer Pumping Systems Two ¾ HP liquid transfer pumps capable of a 38 gpm flowrate will transfer the recovered groundwater from the influent equalization tank to the air stripper and from the air stripper sump to the discharge point. 5.4.1.4 Treatment Compound The skid mounted package treatment system will be housed in a completely enclosed 2 axel trailer. The enclosure will provide quiet operation of the system and a secure area for the equipment that will be located within it. Attachment number 5 Page 18 of 123 13 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 5.1.5 Off-Gas Treatment Off-gas treatment for the DPVE system will be provided by 3 vapor-phase granular activated carbon (VGAC) cells each containing 1,000 pounds of media. Analytical results on vapor samples that will be collected will be used to determine when breakthrough of the first cells occurs. Additional media replacements, if necessary, will be conducted as required based on the laboratory analytical results of the vapor samples. The VGAC cells will remain in place for a minimum period of one month per Chapter 62-700(5)(a) F.A.C., or until discharge hydrocarbon concentrations are below 13.7 pounds per day (lbs/day). An exhaust stack will be installed after the last VGAC cell to ensure proper dispersion of the treated off-gas into the atmosphere. Based on the estimated influent concentrations to the air stripper, the air stripper system performance calculations and flow rate, off-gas treatment is not expected to be required for the sir stripper vapor discharge. The estimated contaminant mass for the air stripper vapor discharge is 0.06 lbs/day, well below the maximum allowed of 13.7 lbs/day. An exhaust stack will be installed to ensure proper dispersion of the treated off-gas into the atmosphere. Air emissions from both the DPVE and the air stripper systems will be monitored during start-up to ensure that they do not exceed the allowed FDEP maximum discharge limit. 5.1.6 Treatment Effluent Disposal Alternatives considered for effluent disposal included an on-site subsurface exfiltration gallery, discharge to the local public works sewer (if readily available), and discharge into the on-site stormwater collection system. Of these alternatives, discharge of the effluent to an exfiltration gallery is considered the most viable method for the disposal of the treated effluent from the system. The exfiltration gallery was designed for disposal of the treated effluent produced by the system and was sized to maintain a conservative surface-loading rate of 0.008 feet per minute. A subsurface geotechnical investigation, double ring infiltration (DRI) tests and mounding analysis were conducted in order to properly size the exfiltration gallery. The gallery will be located upgradient relative to the point of release to minimize any hydraulic impact to the recovery system as well as to the contaminant plume while allowing for the proper disposal of the treated effluent generated by the system. Figure 7 illustrates the layout of the effluent transfer piping and location of the exfiltration Attachment number 5 Page 19 of 123 14 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc gallery. Figure 11 includes the construction details of the gallery. Appendix G contains the complete results of the mounding analysis and geotechnical investigation. 5.2 SYSTEM MAINTENANCE As noted in Section 5.1, O&M of the DPVE system will be provided by Croy for 3 years. 5.3 MONITORING SCHEDULE AND ESTIMATED CLEAN-UP TIME A monitoring schedule is proposed to evaluate the effectiveness of the DPVE system in removing petroleum constituents in soil and the surficial aquifer. The monitoring schedule addresses the following aspects for remediation at this site: x Groundwater Monitoring – Conduct groundwater monitoring to assess changes in dissolved- phase contaminants as well as confirm that contaminants are being contained by the groundwater extraction system and that contaminants are not being mobilized outside of the area; and x System Monitoring – Conduct system monitoring to ensure proper system operation and confirm compliance with applicable regulations; and x Soil Monitoring – Conduct soil monitoring to evaluate concentrations of petroleum constituents in the vadose zone in the areas surrounding soil boring locations HA-8 and HA- 14. The following subsections provide additional details regarding the monitoring schedule to achieve remediation objectives at the site. 5.3.1 Groundwater Monitoring To verify potential impacts to groundwater quality, it is proposed that monitor well MW-10 be the designated upgradient monitor well since it lies directly upgradient of the remaining contaminated area. Monitor wells MW-21 and IW-1 are proposed as the designated downgradient monitor wells. Attachment number 5 Page 20 of 123 15 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc Monitor wells MW-5, MW-7, MW-15, MW-19, and MW-20 are proposed as the designated monitor wells within the area of impact. Monitor well DW-1 is proposed as the deep well to evaluate vertical migration of contaminants that may occur from the area of impact. All specified groundwater samples collected will be analyzed using EPA Method 8260 for benzene, toluene, ethylbenzene, xylenes, and MTBE and EDB by EPA Method 504.1. Groundwater samples will be collected in accordance with the FDEP SOP for Field Activities (DEP-SOP-002/01) and as described in Section 3.1.1. The following table summarizes the proposed groundwater monitoring schedule for this site, which includes those monitor wells that will be sampled, sample parameters to be analyzed at each location, and the frequency of sampling. Monitor Well Type Method 8260/504.1 MW-10 Upgradient Well M, Q MW-5 Source Area Well M, Q MW-7 Source Area Well M, Q MW-15 Source Area Well A MW-19 Source Area Well M, Q MW-20 Source Area/Downgradient Well M, Q MW-21 Downgradient Well M, Q IW-1 Intermediate Well M, Q DW-1 Deep Well A Notes: M = Monthly Samples for the First Quarter Q = Quarterly Samples. A = Annual Samples Following one year of active remediation, URS may request a modification of this groundwater monitoring schedule based on the analytical results. In addition to groundwater samples that will be collected during active remediation, water levels will be monitored to evaluate the general direction of groundwater flow, observe potential fluctuations in the surficial groundwater table, and ensure adequate drawdown to maintain containment. Water levels will be monitored prior to start-up of the DPVE system. Following system start-up, water levels will be monitored on a monthly basis for the first quarter then on a quarterly basis. Attachment number 5 Page 21 of 123 16 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc 5.3.2 System Monitoring Following start-up of the DPVE, an initial monitoring program will be undertaken to ensure continued successful operation of the system with respect to its objectives and compliance with relevant environmental regulations. The locations of the liquid sampling points (LSPs) are shown in a revised process and instrumentation diagram (Figure 10) and described below. x LSP1 – Influent to the system x LSP2 – Effluent of the system These samples will be collected daily for the first three days, weekly for the next three weeks, monthly for the next two months, then on a quarterly basis thereafter. Should monitoring results reveal that the system is not performing to produce acceptable quality effluent, system adjustments will be made immediately, followed by a collection of a set of confirmatory samples. The influent and effluent samples collected will be analyzed by EPA Method 8260 for benzene, toluene, ethylbenzene, xylenes, and MTBE; and by EPA Method 504.1 for EDB. Influent and effluent samples collected during the first three days will be analyzed on an expedited (24-hour turnaround) basis. In addition to the groundwater monitoring, influent and effluent vapor samples from the vapor-phase carbon treatment system (ASP-1 through ASP-4, respectively) will be collected on a weekly basis for the first month of operation. Vapor samples will be analyzed in the field with an organic vapor analyzer. Vapor samples will also be collected at sample locations ASP-1 and ASP-4 and analyzed for volatile hydrocarbons. If the volatile hydrocarbon concentrations in the influent to the vapor- phase carbon treatment system are verified to be within FDEP acceptable discharge concentrations, the vapor-phase carbon treatment will be discontinued after the first month of operation. Vapor samples from ASP-4 will be collected on a monthly basis for the first year and on a quarterly basis for the remainder of the operating period. Vapor effluent samples from the air stripper (ASP-5) will also be collected on a weekly basis for the first month of operation, on monthly basis for the first year and on a quarterly basis for the remainder of system operation. Should volatile aromatics concentrations in the vapor stream from the stripper exceed FDEP acceptable discharge concentrations, a vapor-phase carbon treatment Attachment number 5 Page 22 of 123 17 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Reports\Airpark RAP DPVE Addendum.doc system will be connected to the stripper, and additional monitoring will occur. All vapor samples described above will be analyzed using EPA Method 18 for volatile hydrocarbons. In addition to the above mentioned start-up and monitoring activities, the system will be subject to daily maintenance inspections during the first week of operation, and weekly maintenance inspections thereafter to ensure the system is operating as intended. During these inspections, liquid recovery rates and volumes and product volumes will be recorded. These inspections will also confirm correct disposal of recovered and treated groundwater. 5.3.3 Soil Monitoring When concentrations of petroleum constituents in groundwater samples collected from monitor wells located in the source area have been reduce to levels that are below NADSCs, soil samples will be collected from the vadose zone in the vicinity of soil borings HA-8 and HA-14. Soil samples will be screened in the field with an organic vapor analyzer (OVA). At each boring location, a soil sample exhibiting the highest OVA reading will be retained for laboratory analysis. If soil samples do not exhibit detectable OVA readings, samples from a depth interval of 2 to 3 feet below land surface will be retained for laboratory analysis. The soil samples will be analyzed by EPA Method 8260 for volatile aromatic hydrocarbons and by EPA Method 8100 for polynuclear aromatic hydrocarbons. Soil samples will be collected in accordance with the FDEP SOP for Field Activities (DEP-SOP-002/01). 5.4 REPORTING REQUIREMENTS AND PERMITS As part of this remedial program, all federal, state, and local permits required will be obtained at the appropriate time. As requested by the PCHD, remediation status reports will initially be submitted on a quarterly basis during the first year of active remediation. As agreed to by the PCHD, the frequency of remediation status report preparation may be reduced following submittal of the second quarterly remediation status report. Further, URS will request submittal of remediation status reports on an annual basis upon completion of one year of active remediation. The remediation status reports will, at a minimum, include water level elevation data in the monitoring wells, the analytical results of vapor and groundwater monitoring, and general system information. Attachment number 5 Page 23 of 123 FIGURES Attachment number 5 Page 24 of 123 Attachment number 5 Page 25 of 123 Attachment number 5 Page 26 of 123 Attachment number 5 Page 27 of 123 Attachment number 5 Page 28 of 123 Attachment number 5 Page 29 of 123 Attachment number 5 Page 30 of 123 Attachment number 5 Page 31 of 123 Attachment number 5 Page 32 of 123 Attachment number 5 Page 33 of 123 Attachment number 5 Page 34 of 123 Attachment number 5 Page 35 of 123 TABLES Attachment number 5 Page 36 of 123 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Tables\GroundwaterAnalyticalTable1.doc TABLE 1 SUMMARY OF GROUNDWATER ANALYTICAL RESULTS CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 MONITOR WELL NUMBER MW-5 MW-16 MW-19 MW-20 GROUNDWATER CLEANUP TARGET LEVELS(1) NATURAL ATTENUATION DEFAULT SOURCE CONCENTRATIONS(2) DATE 10/2/08 10/2/08 10/2/08 10/2/08 11/4/08 PARAMETER ORGANICS (µg/L) Benzene 2.8 ND (0.50) 1.4 1.6 2.2 1.0 100 Ethylbenzene 36 0.91 (E) 2.6 2.8 2.8 30 300 Toluene 12,000 0.62 (E) 230 190 300 40 400 Xylenes 41 ND (1.0) ND (1.0) ND (1.0) 2.0 (E) 20 200 MTBE ND (0.50) ND (0.50) ND (0.50) ND (0.50) ND (0.50) 20 200 Ethylene Dibromide ND (0.006) ND (0.006) ND (0.007) ND (0.006) -- 0.02 2.0 NOTES: µg/L – micrograms per liter ND (0.50) – Not Detected (Detection Limit) (E) – Estimated Value -- – Not Analyzed MTBE – Methyl tert-butyl ether (1) – Table I – Groundwater Cleanup Target Levels, Chapter 62-777, Florida Administrative Code. (2) – Table V – Natural Attenuation Default Source Concentrations, Chapter 62-777, Florida Administrative Code. R:\WASTE\2008\Projects\City of Clearwater - Airpark\Tables\GroundwaterAnalyticalTable1.doc TABLE 1 SUMMARY OF GROUNDWATER ANALYTICAL RESULTS CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 MONITOR WELL NUMBER MW-21 IW-1 GROUNDWATER CLEANUP TARGET LEVELS(1) NATURAL ATTENUATION DEFAULT SOURCE CONCENTRATIONS(2) DATE 10/20/08 10/20/08 PARAMETER ORGANICS (µg/L) Benzene ND (0.50) ND (0.50) 1.0 100 Ethylbenzene ND (0.50) ND (0.50) 30 300 Toluene ND (0.50) ND (0.50) 40 400 Xylenes ND (1.0) ND (1.0) 20 200 MTBE ND (0.50) ND (0.50) 20 200 Ethylene Dibromide ND (0.006) ND (0.006) 0.02 2.0 NOTES: µg/L – micrograms per liter ND (0.50) – Not Detected (Detection Limit) (E) – Estimated Value -- – Not Analyzed MTBE – Methyl tert-butyl ether (1) – Table I – Groundwater Cleanup Target Levels, Chapter 62-777, Florida Administrative Code. (2) – Table V – Natural Attenuation Default Source Concentrations, Chapter 62-777, Florida Administrative Code. TABLE 2 GROUNDWATER ELEVATION SUMMARY CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 Well ID Diameter (in.) Well Depth (ft.) Screen Interval (ft.) TOC Elevation DateDTWElev.DTWElev.DTWElev.DTWElev.DTWElev.DTWElev. 6/12/20074.5065.494.6965.284.9165.29NM--4.4765.444.4765.50 10/2/20084.6365.364.8165.165.0365.175.1465.084.5665.354.5765.40 10/20/20084.6465.354.7965.185.0265.185.1265.104.5865.334.5965.38 Well ID Diameter (in.) Well Depth (ft.) Screen Interval (ft.) TOC Elevation DateDTWElev.DTWElev.DTWElev.DTWElev.DTWElev.DTWElev. 6/12/20074.6165.404.4865.104.4365.554.2865.644.9165.575.1465.28 10/2/20084.6965.324.3865.204.6165.374.4465.485.0265.465.1965.23 10/20/20084.7165.304.3665.224.6565.334.4765.455.0465.445.1865.24 MW-BMW-1 2 12 2 - 12 69.99 MW-1DMW-4 17 - 20 70.20 2 12 2 - 12 70.22 MW-5MW-6 MW-7MW-8MW-9MW-10MW-11MW-12 2 20 2 14.4 2 - 15 70.01 2 12 2 - 12 69.97 2 12 2 - 12 69.58 2 14.48 2 - 15 69.91 2 14.39 2 - 15 69.97 2222 1211.271212 2 - 122 - 122 - 122 - 12 69.9869.9270.4870.42 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Tables\mwTOCelevationDTW.xls TABLE 2 GROUNDWATER ELEVATION SUMMARY CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 Well ID Diameter (in.) Well Depth (ft.) Screen Interval (ft.) TOC Elevation DateDTWElev.DTWElev.DTWElev.DTWElev.DTWElev.DTWElev. 6/12/20074.6465.334.9165.504.9265.165.0764.965.0665.015.3664.85 10/2/20084.7365.245.0365.384.9865.105.0864.955.0765.005.3264.89 10/20/20084.7365.245.0565.364.9765.115.0664.975.0565.025.2964.70 Well. No. Diameter (in.) Well Depth (ft.) Screen Interval (ft.) TOC Elevation DateDTWElev.DTWElev.DTWElev.DTWElev.DTWElev.DTWElev. 6/12/20075.1564.91 5.02--4.8165.18 10/2/20085.1164.955.4864.62NM--4.6165.38 10/20/20085.0964.975.4564.655.5664.66NM--5.2964.904.5865.41 DTW = Depth to water Elev = Water table elevation NS = Not surveyed NM = Not Measured MW-13MW-14MW-15MW-16 2 11.6 22 12.311.89 2 - 12 69.97 MW-17MW-18 222 12.7612.3212.37 2 - 12 69.99 2 - 122 - 122 - 122 - 12 70.4170.0870.0370.07 22 MW-19MW-20 2 - 122 - 123 - 13 12.412.7 70.1070.22NS 3 - 8 70.1969.9970.06 2 13.3 TMW-2 2 8.15 MW-21 IW-1 2 39.58 29 - 39 DW-1 2 43.44 32 - 42 R:\WASTE\2008\Projects\City of Clearwater - Airpark\Tables\mwTOCelevationDTW.xls TABLE 3 SUMMARY OF HISTORIC GROUNDWATER ANALYTICAL RESULTS CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 Monitor Well Number Sample Date Benzene Ethylbenzene Toluene Xylenes MTBE Ethylene Dibromide 2/13/01 ND (1.0) 3.5 1.6 3.9 ND (10) -- 3/28/02 ND (1.0) ND (1.0) 1.1 ND (1.0) ND (10) -- TMW-1 5/13/04 214 14.9 12,800 14.3 ND (1.0) -- 2/13/01 3.1 1.4 1.8 ND (1.0) 3.9 -- 3/28/02 ND (1.0) ND (1.0) 1.6 ND (1.0) ND (10) -- 5/13/04 157 11.7 6,890 10.9 ND (1.0) -- 1/27/05 -- -- -- -- -- 0.022 TMW-2 6/12/07 10 4.5 830 3.7 ND (0.44) ND (0.009) MW-1 3/25/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- MW-2 3/25/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- 3/28/02 1.2 ND (1.0) 4.9 ND (1.0) ND (1.0) -- 5/13/04 79.7 9.4 14,400 9.5 1.8 -- 1/27/05 -- -- -- -- -- 1.5 6/12/07 ND (10) 14 (E) 16,000 17 (E) ND (8.8) ND (0.009) MW-5 10/2/08 2.8 36 12,000 41 ND (0.5) ND (0.006) 3/28/02 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- 5/13/04 5.7 2.5 2,090 3.5 1.6 -- 2/17/05 -- -- -- -- -- 0.16 MW-6 6/11/07 ND (0.50) 0.99 (E) 89 ND (0.50) ND (0.44) ND (0.009) 3/28/02 1.5 ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- 5/13/04 107 6.2 13,300 6.0 1.6 -- 1/27/05 -- -- -- -- -- -- MW-7 6/12/07 ND (2.5) ND (2.2) 1,700 ND (2.5) ND (2.2) ND (0.009) MW-8 5/17/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- 8/24/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- MW-9 8/27/04 ND (1.0) ND (1.0) ND (1.0) ND (3.0) ND (1.0) -- R:\WASTE\2008\Projects\City of Clearwater Airpark-12008278\Tables\HistoricGroundwaterAnaltyicalTable3.doc TABLE 3 SUMMARY OF HISTORIC GROUNDWATER ANALYTICAL RESULTS CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 Monitor Well Number Sample Date Benzene Ethylbenzene Toluene Xylenes MTBE Ethylene Dibromide 8/24/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- 2/17/05 -- -- -- -- -- ND (0.01) MW-10 6/11/07 ND (0.50) ND (0.44) ND (0.51) ND (0.50) ND (0.44) ND (0.009) 8/24/04 ND(1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- MW-11 2/17/05 -- -- -- -- -- ND (0.01) 8/24/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- MW-12 2/17/05 -- -- -- -- -- ND (0.01) 8/24/04 3.6 ND (1.0) 236 ND (1.0) ND (1.0) -- MW-13 6/11/07 3.0 2.8 1.4 0.9 (E) ND (0.44) ND (0.009) 1/27/05 41 ND (25) 11,000 ND (75) ND (50) 0.27 MW-14 6/12/07 14 2.4 1,400 2.1 (E) ND (0.44) ND (0.009) 1/27/05 1.8 ND (0.50) 280 ND (1.5) ND (1.0) -- MW-15 6/11/07 6.4 (E) 6.7 (E) 2,900 ND (5.0) ND (4.4) ND (0.009) 2/18/05 25 0.75 130 ND (1.5) ND (1.0) -- 6/11/07 19 2.0 320 1.3 (E) ND (0.44) ND (0.009) MW-16 10/2/08 ND (0.50) 0.91 (E) 0.62 (E) ND (1.0) ND (0.50) ND (0.006) 2/18/05 ND (0.5) ND (0.5) ND (5.0) ND (1.5) ND (1.0) -- MW-17 6/11/07 ND (0.50) ND (0.44) ND (0.51) ND (0.50) ND (0.44) ND (0.009) 4/5/05 2.3 ND (1.0) ND (5.0) ND (3.0) ND (1.0) -- MW-18 6/11/07 4.1 1.7 ND (0.51) ND (0.50) ND (0.44) ND (0.009) 4/5/05 ND (1.0) ND (1.0) ND (5.0) ND (3.0) 4.2 -- 6/11/07 5.8 2.8 1,400 1.5 (E) ND (0.44) ND (0.009) MW-19 10/2/08 1.4 2.6 230 ND (1.0) ND (0.50) ND (0.007) 8/29/07 2.6 ND (0.44) 1.5 ND (0.50) ND (0.44) ND (0.008) 10/2/08 1.6 2.8 190 ND (1.0) ND (0.50) ND (0.006) MW-20 10/20/08 R:\WASTE\2008\Projects\City of Clearwater Airpark-12008278\Tables\HistoricGroundwaterAnaltyicalTable3.doc TABLE 3 SUMMARY OF HISTORIC GROUNDWATER ANALYTICAL RESULTS CLEARWATER EXECUTIVE AIRPARK 1100 NORTH HERCULES AVENUE CLEARWATER, FLORIDA FACILITY ID No. 528630882 Monitor Well Number Sample Date Benzene Ethylbenzene Toluene Xylenes MTBE Ethylene Dibromide MW-21 10/20/08 IW-1 10/20/08 1/27/05 ND (0.5) ND (0.5) 14 ND (1.5) ND (1.0) -- DW-1 6/11/07 ND (0.50) ND (0.44) 0.61 (E) ND (0.50) ND (0.44) ND (0.009) MW-A 3/25/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- MW-B 5/13/04 ND (1.0) ND (1.0) ND (1.0) ND (1.0) ND (1.0) -- Groundwater Cleanup Target Levels(1)1.0 30 40 20 20 0.02 Natural Attenuation Default Source Concentrations(2)100 300 400 200 200 2.0 NOTES: All results expressed in micrograms per liter (µg/L) ND (1.0) – Not Detected (Detection Limit) -- – Not Sampled (E) – Estimated Value MTBE – Methyl tert-butyl ether (1) – Table I – Groundwater Cleanup Target Levels, Chapter 62-777, Florida Administrative Code. (2) – Table V – Natural Attenuation Default Source Concentrations, Chapter 62-777, Florida Administrative Code. Monitor well TMW-1 was replaced by monitor well MW-14. Monitor wells TMW-3, MW-2, MW-3, and MW-A have been destroyed. Groundwater samples were collected by URS Corporation from 6/11/07 to the present. Groundwater samples were collected by others prior to 6/11/07. R:\WASTE\2008\Projects\City of Clearwater Airpark-12008278\Tables\HistoricGroundwaterAnaltyicalTable3.doc APPENDIX A GROUNDWATER SAMPLING LOG FORMS Attachment number 5 Page 44 of 123 Attachment number 5 Page 45 of 123 Attachment number 5 Page 46 of 123 Attachment number 5 Page 47 of 123 Attachment number 5 Page 48 of 123 Attachment number 5 Page 49 of 123 Attachment number 5 Page 50 of 123 Attachment number 5 Page 51 of 123 Attachment number 5 Page 52 of 123 APPENDIX B LABORATORY REPORTS AND CHAIN-OF-CUSTODY FORMS Attachment number 5 Page 53 of 123 Attachment number 5 Page 54 of 123 Attachment number 5 Page 55 of 123 Attachment number 5 Page 56 of 123 Attachment number 5 Page 57 of 123 Attachment number 5 Page 58 of 123 Attachment number 5 Page 59 of 123 Attachment number 5 Page 60 of 123 Attachment number 5 Page 61 of 123 Attachment number 5 Page 62 of 123 Attachment number 5 Page 63 of 123 Attachment number 5 Page 64 of 123 Attachment number 5 Page 65 of 123 Attachment number 5 Page 66 of 123 Attachment number 5 Page 67 of 123 Attachment number 5 Page 68 of 123 Attachment number 5 Page 69 of 123 Attachment number 5 Page 70 of 123 Attachment number 5 Page 71 of 123 Attachment number 5 Page 72 of 123 Attachment number 5 Page 73 of 123 Attachment number 5 Page 74 of 123 Attachment number 5 Page 75 of 123 Attachment number 5 Page 76 of 123 Attachment number 5 Page 77 of 123 Attachment number 5 Page 78 of 123 Attachment number 5 Page 79 of 123 Attachment number 5 Page 80 of 123 Attachment number 5 Page 81 of 123 Attachment number 5 Page 82 of 123 Attachment number 5 Page 83 of 123 Attachment number 5 Page 84 of 123 Attachment number 5 Page 85 of 123 Attachment number 5 Page 86 of 123 Attachment number 5 Page 87 of 123 Attachment number 5 Page 88 of 123 Attachment number 5 Page 89 of 123 Attachment number 5 Page 90 of 123 Attachment number 5 Page 91 of 123 Attachment number 5 Page 92 of 123 Attachment number 5 Page 93 of 123 Attachment number 5 Page 94 of 123 APPENDIX C MONITOR WELL CONSTRUCTION LOGS Attachment number 5 Page 95 of 123 Attachment number 5 Page 96 of 123 Attachment number 5 Page 97 of 123 APPENDIX D VAPOR/LIQUID SEPARATOR DATA Attachment number 5 Page 98 of 123 Attachment number 5 Page 99 of 123 Attachment number 5 Page 100 of 123 Attachment number 5 Page 101 of 123 APPENDIX E ESTIMATED INFLUENT CONTAMINANT CONCENTRATIONS Attachment number 5 Page 102 of 123 Attachment number 5 Page 103 of 123 APPENDIX F AIR STRIPPER PERFORMANCE DATA Attachment number 5 Page 104 of 123 Attachment number 5 Page 105 of 123 APPENDIX G DRI TEST AND MOUNDING ANALYSIS Attachment number 5 Page 106 of 123 Attachment number 5 Page 107 of 123 Attachment number 5 Page 108 of 123 Attachment number 5 Page 109 of 123 Attachment number 5 Page 110 of 123 Attachment number 5 Page 111 of 123 Attachment number 5 Page 112 of 123 Attachment number 5 Page 113 of 123 Attachment number 5 Page 114 of 123 Attachment number 5 Page 115 of 123 Attachment number 5 Page 116 of 123 Attachment number 5 Page 117 of 123 Attachment number 5 Page 118 of 123 Attachment number 5 Page 119 of 123 Attachment number 5 Page 120 of 123 Attachment number 5 Page 121 of 123 Attachment number 5 Page 122 of 123 Attachment number 5 Page 123 of 123 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve a recommendation by the Public Art and Design Board for the commission of a public art glass installation entitled “Untitled” to be installed at the Clearwater Beach Recreation Center and Library, as designed by artist Catherine Woods for a total cost of $8,108 and transfer $4,000 from Cultural Affairs Operating Budget 010-01850 to CIP 325-93265 at third quarter. (consent) SUMMARY: The theme and scope of the project was determined with input from representatives of the Parks and Recreation and Library departments. The desired intent for the artwork was to create a shared space between the recreation center and library and to provide an artistic source of energy and vibrant colors with ties to the natural beauty of Clearwater Beach. The Public Art and Design Board appointed a five-member Selection Panel comprised of individuals representing specified interests and expertise as follows: Joshua Bomstein (Chair), a member, and Chair, of the Public Art and Design Board. JP Atherholt, Parks and Recreation representative and supervisor of the Beach Recreation Center Jan Nickols, Library representative (replaced by Joyce Kirchoffer, Beach Librarian) Constance Plisko, professional glass artist Pat Murphy, a representative of the community and member of the Clearwater Beach Association. Due to the limited budget of this project, a “Limited Competition Call to Artists” was selected and four local artists were invited to submit qualifications and past work. On October 24, 2008 the selection panel met to review the artists’ qualifications, based on the artistic desires of the stakeholders, and selected Catherine Woods to create a site-specific proposal. On June 1, 2009 in a meeting at the Beach Recreation Center and Library, Ms. Woods presented her site-specific proposal of artwork to the selection panel. The panel unanimously approved Ms. Woods’ proposal. The recommendation was confirmed by the Public Art and Design Board, who in turn is recommending this artist’s proposal of public artwork to the City Council. The Clearwater Beach Recreation Center and Library became a capital improvement project requiring a 1% allocation for public art when the project exceeded $500,000 in costs. The original project was less than $500,000 and thus funds were not originally set aside for this project. The addition of replacement windows and additional air conditioning needed for the library resulted in the increased cost. There is a remaining balance of just over $4,108 in CIP 315-93265 therefore, staff is requesting a transfer of funds from the Cultural Affairs operating budget 010-01850 of $4,000 to cover the purchase of this artwork. The transfer of these funds will not adversely impact the operations of the Cultural Affairs office. At third quarter, the remaining balance of $4,108 in project 315-93265 will be transferred to capital project 325-93265. In addition, an additional $4,000 of operating savings in the Cultural Affairs operating budget will also be transferred to 325-93265 to provide the funds necessary for the purchase of this artwork. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: Current Year Cost:$8,108.00 Annual Operating Cost:-0- Not to Exceed:$8,108.00 Total Cost:$8,108.00 For Fiscal Year:2008 to 2009 Appropriation Code Amount Appropriation Comment 325-93265 $8,108.00 Cover Memo Bid Required?:No Bid Number: Other Bid / Contract:Bid Exceptions:None Review Approval: 1) Financial Services 2) Parks and Recreation 3) Financial Services 4) Office of Management and Budget 5) Parks and Recreation 6) Financial Services 7) Office of Management and Budget 8) Clerk 9) Assistant City Manager 10) Clerk 11) City Manager 12) Clerk Cover Memo Location: Clearwater Beach Recreation Center & Library (51 Bay Esplanade) Project Synopsis: Based on meeting with stakeholders and representatives from the recreation center and library, the desire for artwork that creates a shared space between the two portions of the facility was strongly preferred. Additionally, artwork was to create a sense of energy and vitality for the shared space and should acknowledge the natural beauty and environment of the Clearwater Beach community. Budget: $8,108 Selection Panel: Joshua Bomstein (Chair), a member, and Chair, of the Public Art & Design Board. JP Atherholt, Parks & Recreation representative and supervisor of the Beach Rec. Center Jan Nickols, Library representative (replaced by Joyce Kirchoffer, Beach Librarian) Constance Plisko, professional glass artist Pat Murphy, a representative of the community and member of the Clearwater Beach Assn. Public Art & Design Board: Joshua Bomstein (Chair), Creative Contractors, Inc., Vice President Alex Plisko, Architect, Plisko Architecture George Ann Bissett, Dunedin Fine Art Center, Executive Director Mark Flickinger, Pinellas County Cultural Affairs, Public Art Administrator Sarah Butz, Artist Howard Warshauer, Community representative John Timberlake, Community representative Selection Process and Criteria: The five-member Selection Panel reviewed qualifications from four local artists directly selected for invitation due to their specialization in glass art work. Artist qualifications and past projects were evaluated on their artistic content, budget, durability, and other categories included in the Limited Competition Call to Artists including specific criteria such as: Serving as a shared space between the recreation center and library Providing a source of energy and vitality for the facility Providing an artistic reference to the natural beauty and environment of Clearwater Beach Enhancing features of pre-existing architectures and amenities Rationale for Selection: The Selection Panel determined that the design and proposal of Catherine Woods best reflected the stakeholders’ desire for artwork that created a visual connection between the recreation center and library and provided a sense of energy and vitality to the facility. Ms. Woods’ proposal also demonstrated a keen insight, through her color palate choices as homage to the natural beauty of the area surrounding the facility. Additionally, Ms. Woods has made a number of on-site visits and is very familiar with the facility and the desired message to be conveyed through the artwork. The Panel valued Ms. Woods’ reputation and cooperative work process as well as the variety and composition of her previous works. Attachment number 1 Page 1 of 2 Description of Project: Title: Untitled Medium: Colored and cut glass Proposed dimensions: Glassworks arranged intermittently over three glass panels Synopsis “Untitled” will consist of a number of elliptical cut glass arrangements adhered to the existing glass wall separating the Clearwater Beach Recreation Center and Library facilities. Artist Catherine Woods will remove the existing glass panes from the partition wall and affix her multi-colored arrangements to the pane with an adhesive specifically designed for such an installation. These ellipses will be lit from ambient natural light filtering into the facility as well as the existing overhead lights in the recreation center and library. Artist Credentials: Education: BA, Graphic Design University of Maryland, College Park, MD Post-graduate work, Advertising Program Portfolio Center, Atlanta, GA Member of the Glass Arts Society Recent Public Art Projects: “Underground Spring” – St. Petersburg, FL, 2008 Budget: $125,000.00 In-ground laminated pavers, safety glass/fused glass/fiber optic lighting. “Arcs in Motion” – Largo, FL, 2007 Budget: $24,000.00 Fused glass wall/architectural feature Past Public Art Projects: “State Song” – Kansas City, KS, 2006 Budget: $45,000.00 (glass panels only) Exterior glass tower representing the state song of Kansas. “Rolling Targets” – St. Louis, MO, 2005 Budget: $6,000.00 Neon-illuminated fused glass sculptures. “Oasis” – Clayton, MO, 2004 Budget: $70,000.00 Ceiling-mounted glass and aluminum panels. Attachment number 1 Page 2 of 2 Attachment number 2 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Ratify and confirm the City Manager’s approval to increase the landscape maintenance contract with “Earth Designs” from $166,312 to $266,832 for additional landscape services. SUMMARY: · As the low bidder, the City entered into a landscape maintenance agreement with TriMor Systems, Inc. for the maintenance of 3 districts; DOT Properties, Northwest Clearwater and vacant lot properties for $79,986.08. On June 30, 2009 TriMor Systems, Inc. informed the City that they were cancelling their contract with the City. · In order to continue landscape maintenance for these districts, staff approached the next responsible low bidder which was Earth Designs and they agreed to take on the additional maintenance for their original bid cost of $100,520. · Earth Designs currently manages five (5) other landscape maintenance contracts valued at $166,312 and they have been a responsive and acceptable contractor. · In order to continue maintenance during the growing season, the City Manager approved increasing the Earth Designs contract from $166,312 to $266,832 and staff is recommending that the Council ratify and confirm his decision. Type:Operating Expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: Current Year Cost:$266,832 Annual Operating Cost:-0- Not to Exceed:$266,832 Total Cost:$266,832 For Fiscal Year:2009 to 2010 Appropriation Code Amount Appropriation Comment 010-01867-530300-572-000 $100,520 Additional amount needed for contract Bid Required?:Yes Bid Number:20-08 Other Bid / Contract:Bid Exceptions:None Review Approval: 1) Financial Services 2) Office of Management and Budget 3) Legal 4) Clerk 5) Assistant City Manager 6) Clerk 7) City Manager 8) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve the proposed artworks for “Sculpture360: Season II – Art in the Cleveland Street District” and the expenditure of $3,000 from the Public Art Discretionary Fund to supplement the Sculpture360 project budget. (consent) SUMMARY: “Sculpture360 – Art in the Cleveland Street District” is a temporary exhibition of outdoor public artwork intended to bring high-quality, iconic, and vibrant artwork to downtown Clearwater. An open “Call to Artists” as outlined in the Public Art and Design Guidelines was issued detailing the scope of the project. The Public Art and Design Board appointed a Selection Panel comprised of individuals representing specified interests and expertise as follows: Mark Flickinger (Chair), a member of the Public Art and Design Board and director of the Pinellas County Public Art and Design Program David Allbritton, chairman of the Downtown Development Board and representative of the downtown community Kevin Brady, professional artist and sculptor Megan Voeller, arts professional, critic, and educator Anne Fogarty-France, Economic Development representative The Call to Artists resulted in approximately 30 responses of qualified artists with various works proposed for temporary loan. The selection panel met on June 17, 2009 at the Clearwater Main Library and selected three finalists (Jarrett Hawkins, Jack Howard-Potter, and Rob Lorenson) and two alternates (Wayne Trapp and Robert Chambers). All artists and artworks have been reviewed by the Public Art and Design Board. The Public Art and Design Board requests that the City Council review and approve an allocation of $3,000.00 from the Public Art and Design Program Discretionary Fund for the purpose of supplementing the project budget for Sculpture360: Season II. Funds will be utilized for artist honoraria and equipment, materials, and personnel necessary for installing and removing the sculpture under the terms of the exhibition. A third quarter budget amendment will reflect the transfer of $3,000 from the public art discretionary funds in the Special Development Fund to capital project 315-93608, Miscellaneous Public Art. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: Current Year Cost:$3,000 Annual Operating Cost:-0- Not to Exceed:$3,000 Total Cost:$3,000 For Fiscal Year:2009 to 2010 Appropriation Code Amount Appropriation Comment 315-93608 $3,000 Bid Required?:No Bid Number: Cover Memo Other Bid / Contract:Bid Exceptions:None Review Approval: 1) Office of Management and Budget 2) Parks and Recreation 3) Office of Management and Budget 4) Legal 5) Clerk 6) Assistant City Manager 7) Clerk 8) City Manager 9) Clerk Cover Memo Location: Cleveland Street District, downtown Clearwater Project Synopsis: Sculpture360: Art in the Cleveland Street District is a temporary outdoor exhibition of public artwork and sculpture for the period of one year. Similar to other long-standing sculpture exhibitions such as the Sarasota Season of Sculpture, Sculpture360 aims to bring high-quality, vibrant, and engaging public artwork to the citizens and visitors of Clearwater. Budget: $12,000 Selection Panel: Mark Flickinger (Chair), a member of the Public Art & Design Board and director of the Pinellas County Public Art & Design Program David Allbritton, chairman of the Downtown Developm ent Board and representative of the downtown community Kevin Brady, professional artist and sculptor Megan Voeller, arts professional, critic, and educator Anne Fogarty-France, Economic Development representative Public Art & Design Board: Joshua Bomstein (Chair), Creative Contractors, Inc., Vice President Alex Plisko, Architect, Plisko Architecture George Ann Bissett, Dunedin Fine Art Center, Executive Director Mark Flickinger, Pinellas County Cultural Affairs, Public Art Administrator Sarah Butz, Artist Howard Warshauer, Community representative John Timberlake, Community representative Selection Process and Criteria: The five-member Selection Panel reviewed proposed artworks from the artist qualifications received though the open Call to Artists. Artwork and artist credentials were evaluated on their artistic content, durability, originality, and other specific criteria outlined in the Call to Artists such as: Being vibrant, engaging and colorful Being a solid structure and able to “hold its own” against the visual activity of downtown Being iconic and serving as a visual anchor-point of the Cleveland Street District Rationale for Selection: The following artworks were chosen by the Selection Panel on the basis that they met and exceeded the qualifications for desired sculpture identified in the Call to Artists. Each artist is a qualified and active sculptor and has professional training in the arts, a lengthy public exhibition record, a number of successful public or private commissions, and/or a combination of these traits. Information on each artist and images of the selected work follow Attachment number 1 Page 1 of 6 Artist Name: Jarrett K. Hawkins Artwork Title: Linear V (2009) Artwork Medium: Cast aluminum, lacquer finish Artwork Dimensions: 8’ 2” x 2’ x 1’ 8” Artwork Value: $22,000 Artist Credentials: Graduate of Miami University, Oxford, OH Recent Public Works: Medallions, 2008 World Food Prize Foundation Des Moines, IA Remembrance, 2005 Liberty Garden at Eden Park Affecting Change, 2004 Bridge Media Worldwide No Child Left Behind, 2004 Hamilton High School Hamilton, OH Pioneer Family, 2002 Private Commission Hamilton, OH Bill, 2002 Fidelity Investments Covington, KY The Patriot, 2001 Deer Park Veteran’s Memorial Deer Park, OH Attachment number 1 Page 2 of 6 Artist Name: Jack Howard-Potter Artwork Title: Going Green (2008) Artwork Medium: Steel with powder coating Artwork Dimensions: 8’ 10” x 4’ 2” x 5’ Artwork Value: $10,000 Artist Credentials: B.A. Sculpture Union College, Schenectady, NY Recent Public Exhibitions: ULM Sculpture Garden, 2009 University of Louisiana at Monroe Monroe, LA JUST Jackson TN, 2008 Union University Sculpture Tour Jackson, TN Cedarhurst, 2008 Mount Vernon, IL Downtown Albany Sculpture in the Streets, 2008 Albany, NY 2 Rivers Art Project, 2008 Glenwood Springs, CO IAG Galleries, 2008 Naples, FL Sculptors Dominion, 2008 San Antonio, TX Attachment number 1 Page 3 of 6 Artist Name: Rob Lorenson Artwork Title: Brushstrokes (2009) Artwork Medium: Stainless steel, powder coating Artwork Dimensions: 10’ x 6’ x 4 ¼” Artwork Value: Unknown Artist Credentials: Master of Fine Arts, Sculpture Northern Illinois University DeKalb, IL Bachelor of Fine Arts, Sculpture University of Northern Iowa Cedar Falls, IA Recent Public Works: Five Points Plaza, 2009 Sarasota, FL Keene State College Veterans Memorial, 2007 Newport News Public Art, 2005 Newport News, VA Recent Public Exhibitions: Outdoor Sculpture, 2009 Rhode Island College Providence, RI Solo Show of Sculpture, 2008 Lattitude Gallery Boston, MA Carin Croft Sculpture Show, 2008 Dover, MA Solo Show, 2008 Hearst Center for the Arts Cedar Falls, IA Attachment number 1 Page 4 of 6 Alternate Artist #1 Artist Name: Wayne Trapp Artwork Title: Presents from Heaven (2008) Artwork Medium: Weathered steel and gold leaf Artwork Dimensions: 8’ x 3’ x 3” Artwork Value: $20,000 Artist Credentials: None listed Recent Public Exhibitions: Art in Place Charlottesville, VA Art Space Richmond, VA Chapel Hill Public Arts Commission Chapel Hill, NC Dogwood Festival Knoxville, TN Fayetteville Museum of Art Fayetteville, NC North Charleston Outdoor Sculpture North Charleston, SC Polk Museum of Art Lakeland, FL Attachment number 1 Page 5 of 6 Alternate Artist #2 Artist Name: Robert Chambers Artwork Title: Molecule series (2008) Artwork Medium: Bronze Artwork Dimensions: Variable Artwork Value: None listed Artist Credentials: Master of Arts New York University New York, NY Bachelor of Fine Arts University of Miami Miami, FL Recent Public Works: Kino, 2008 – 2009 Miami-Dade Art in Public Places South Miami-Dade Cultural Center Miami, FL Ryoanji Sky Mural, 2008 – 2009 10 Museum Park Miami, FL Ellipse Path, 2008 Miami-Dade Art in Public Places South Miami-Dade Cultural Center Miami, FL Atomic Dog, 2008 City of Winter Park Public Art Program Winter Park, FL Ellipsota, 2006 New York Times/Sarasota Herald Tribune Sarasota, FL Attachment number 1 Page 6 of 6 Attachment number 2 Page 1 of 1 Attachment number 3 Page 1 of 1 Attachment number 4 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve a contract in the amount of $583,270.50 with the Pinellas County Sheriff’s Office, Largo, Florida for latent fingerprint, crime scene processing, evidence and property storage and Pinellas Juvenile Assessment Center services, during the one year contract period commencing October 1, 2009, through September 30, 2010 and authorize the appropriate officials to execute same. (consent) SUMMARY: · The Pinellas County Sheriff’s Office (PCSO) and the Clearwater Police Department (CPD) began annual contractual agreement for services in January 1994. The agreements covered latent fingerprint examination, property/evidence storage, crime scene processing services and in FY 2008/2009 included a share of security costs at the Pinellas Juvenile Assessment Center (PJAC). · The total cost of the proposed FY 2009/2010 agreement is $583,270.50 reflecting a 10% decrease in cost from the 2008/2009 contract for services primarily due to a reduction in the number of items being submitted by CPD to the Sheriff’s Office Property and Evidence Division. · The proposed contractual agreement reflects the following breakout of costs: Fingerprint Services - $91,710.00; Forensic Science Services (Crime Scene Processing) - $301,380.00 (1,500 calls at $200.92 per call), requests for services in excess of 1,500 calls will be invoiced monthly at a rate of $200.92 per call. In addition, any funds from unused calls for service from FY 2009/2010 shall be applied toward the following year’s contractual agreement; Evidence and Property Service andStorage - $135,791.00 (inclusive of personnel and storage costs). · Additionally, for the second year, PCSO is charging all Pinellas County law enforcement agencies their respective share of the cost of providing security for the Pinellas Juvenile Assessment Center (PJAC). Clearwater's share is $54,389.50 based on the number of juvenile bookings, totaling 682, made by CPD into PJAC, reflecting a cost of $79.75 per juvenile. Billing for requests for service in excess of the 682 bookings during the term of this contract shall be invoiced at the rate of $79.75 per booking. Any funds not expended in FY 2009/2010, because the number of juveniles booked is less than 682, will carry over to next year’s agreement. · Funding for this contractual agreement is available in the Police Department’s F/Y 2009/2010 operating budget. Type:Operating Expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost:$583,270.50 For Fiscal Year:2009 to 2010 Appropriation Code Amount Appropriation Comment 010-01121-530300-521-000 $583,270.50 Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Attachment number 1 Page 1 of 10 Attachment number 1 Page 2 of 10 Attachment number 1 Page 3 of 10 Attachment number 1 Page 4 of 10 Attachment number 1 Page 5 of 10 Attachment number 1 Page 6 of 10 Attachment number 1 Page 7 of 10 Attachment number 1 Page 8 of 10 Attachment number 1 Page 9 of 10 Attachment number 1 Page 10 of 10 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve a Contract (Blanket Purchase Order) to Wingfoot Commercial Tire of Clearwater, FL for an amount not to exceed $250,000 for the purchase of Goodyear tires for City Motorized equipment during the contract period September 1, 2009 through August 31, 2010 in accordance with Sec. 2.56(1)(d), Code of Ordinances - other governmental bid and authorize the appropriate officials to execute same. (consent) SUMMARY: This Blanket Purchase Order is a piggyback of the Florida State Contract 863-000-10-1 and covers the purchase of several sizes of tires for use on all City vehicles. Type:Purchase Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$25,000 Annual Operating Cost: Not to Exceed:$250,000 Total Cost:$250,000 For Fiscal Year:10/1/08 to 09/30/09 Appropriation Code Amount Appropriation Comment 566-06611-550700-519-000 $250,000 BPO Review Approval: 1) Financial Services 2) Solid Waste/General Support Services 3) Financial Services 4) Office of Management and Budget 5) Clerk 6) Assistant City Manager 7) Clerk 8) City Manager 9) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Award a contract to Keystone Excavators, Inc., of Oldsmar, Fl, for the construction of Alligator Creek Channel F Drainage Improvements (Project 03-0028-EN) in the amount of $1,432,233.00, which is the lowest responsible bid in accordance with the plans and specifications and authorize appropriate officials to execute the same. (consent) SUMMARY: The Alligator Creek Channel F Drainage Improvements project includes construction of gabion embankments and realignment of the channel to the flow path within the City’s easement. Existing box culverts crossing under Old Coachman Road and Wetherington Road will be upsized and utilities will be adjusted or improved at the channel crossings and roadways. Channel F is a tributary to Alligator Creek and is located east of Old Coachman Road and north of N.E. Coachman Road. Channel F flows southwest, through the Coachman Ridge Subdivision, into Alligator Creek. Southwest Florida Water Management District (SWFWMD) is funding on an equal share basis, 50% of the entire costs of the project up to $1,000,000 as approved by City Council May 15, 2008. The requested $1,432,233.00 provides for Keystone Excavators, Inc. to complete the construction shown on the design plans. The estimated time period for construction is 225 calendar days to start in September 2009 and finish in May 2010. Sufficient budget and revenue are available in Capital Improvement Program (CIP) project 0327-96634, Sanitary Sewer Repair and Replacement in the amount of $29,700 for Sewer items and $17,985 of 09 Water and Sewer Bond Construction project 0376-96742, Line Relocation – Capitalized for Water items. Third quarter amendments will establish Capital Improvement Program (CIP) project 0315-96171, Alligator Creek Channel F Drainage Improvements with the following transfers, $792,274 of Stormwater Utility (388419) revenue and $1,000,000 of SWFWMD (337900) grant budget only from CIP 0315-96154, Alligator Creek Implementation Projects Phase II to fund the project plus an additional $100,000 to fund any unanticipated costs and miscellaneous items related to the project. Type:Capital expenditure Current Year Budget?:No Budget Adjustment:Yes Budget Adjustment Comments: Current Year Cost:$1,432,233.00 Annual Operating Cost: Not to Exceed:$1,432,233.00 Total Cost:$1,432,233.00 For Fiscal Year:2008 to 2009 Appropriation Code Amount Appropriation Comment 0315-96171-563700-539- 000-0000 $1,384,548.00See summary 0376-96742-563800-533- 000-000 $ 17,985.00See summary 0327-96634-563800-535- 000-0000 $ 29,700.00See summary Cover Memo Bid Required?:Yes Bid Number:03-0028-EN Other Bid / Contract:Bid Exceptions:None Review Approval: 1) Financial Services 2) Office of Management and Budget 3) Legal 4) Clerk 5) Assistant City Manager 6) Clerk 7) City Manager 8) Clerk Cover Memo Page 1 BOND NUMBER: _________________ CONTRACT BOND STATE OF FLORIDA COUNTY OF PINELLAS KNOW ALL MEN BY THESE PRESENTS: That we KEYSTONE EXCAVATORS, INC. Contractor and DEVELOPERS SURETY AND INDEMNITY COMPANY (Surety) whose home address is P. O. BOX 19725, IRVINE, CALIFORNIA HEREINAFTER CALLED THE "Surety", are held and firmly bound into the City of Clearwater, Florida (hereinafter called the "Owner") in the penal sum of: ONE MILLION FOUR HUNDRED THIRTY-TWO THOUSAND TWO HUNDRED THIRTY THREE DOLLARS AND NO CENTS (1,432,233.00) for the payment of which we bind ourselves, our heirs, executors, administrators, successors, and assigns for the faithful performance of a certain written contract, dated the_____, day of , 2009, entered into between the Contractor and the City of Clearwater for: ALLIGATOR CREEK – CHANNEL F – (03-0028-EN) a copy of which said contract is incorporated herein by reference and is made a part hereof as if fully copied herein. NOW THEREFORE, THE CONDITIONS OF THIS OBLIGATION ARE SUCH, that if the Contractor shall in all respects comply with the terms and conditions of said contract, including the one-year guarantee of material and labor, and his obligations thereunder, including the contract documents (which include the Advertisement for Bids, Form of Proposal, Form of Contract, Form of Surety Bond, Instructions to Bidders, General Conditions and Technical Specifications) and the Plans and Specifications therein referred to and made a part thereof, and such alterations as may be made in said Plans and Specifications as therein provided for, and shall indemnify and save harmless the said Owner against and from all costs, expenses, damages, injury or conduct, want of care or skill, negligence or default, including patent infringements on the part of the said Contractor agents or employees, in the execution or performance of said contract, including errors in the plans furnished by the Contractor, and further, if such "Contractor" or "Contractors" shall promptly make payments to all persons supplying him, them or it, labor, material, and supplies used directly or indirectly by said Contractor, Contractors, Sub-Contractor, or Sub-Contractors, in the prosecution of the work provided for in said Contract, this obligation shall be void, otherwise, the Contractor and Surety jointly and severally agree to pay to the Owner any difference between the sum to which the said Contractor would be entitled on the completion of the Contract, and that which the Owner may be obliged to pay for the completion of said work by contract or otherwise, & any damages, direct or indirect, or consequential, which said Owner may sustain on account of such work, or on account of the failure of the said Contractor to properly and in all things, keep and execute all the provisions of said contract. Attachment number 1 Page 1 of 6 Page 2 CONTRACT BOND (2) And the said Contractor and Surety hereby further bind themselves, their successors, executors, administrators, and assigns, jointly and severally, that they will amply and fully protect the said Owner against, and will pay any and all amounts, damages, costs and judgments which may be recovered against or which the Owner may be called upon to pay to any person or corporation by reason of any damages arising from the performance of said work, or of the repair or maintenance thereof, or the manner of doing the same or the neglect of the said Contractor or his agents or servants or the improper performance of the said work by the Contractor or his agents or servants, or the infringements of any patent rights by reason of the use of any material furnished or work done; as aforesaid, or otherwise. And the said Contractor and Surety hereby further bind themselves, their successors, heirs, executors, administrators, and assigns, jointly and severally, to repay the owner any sum which the Owner may be compelled to pay because of any lien for labor material furnished for the work, embraced by said Contract. And the said Surety, for the value received, hereby stipulates and agrees that no change, extension of time, alteration or addition to the terms of the contract or to the work to be performed thereunder or the specifications accompanying the same shall in any way affect its obligations on this bond, and it does hereby waive notice of any such change, extension of time, alteration or addition to the terms of the contract or to the work or to the specifications. IN TESTIMONY WHEREOF, witness the hands and seals of the parties hereto this day of , 2009 KEYSTONE EXCAVATORS, INC. CONTRACTOR By: ATTEST: ____________________ SURETY WITNESS: By: ATTORNEY-IN-FACT ___________________________________ COUNTERSIGNED: Attachment number 1 Page 2 of 6 Page 3 CONTRACT This CONTRACT made and entered into this ____ day of ____________, 2009 by and between the City of Clearwater, Florida, a municipal corporation, hereinafter designated as the "City", and KEYSTONE EXCAVATORS, INC. of the City of OLDSMAR, County of PINELLAS and State of FLORIDA hereinafter designated as the "Contractor". WITNESSETH: That the parties to this contract each in consideration of the undertakings, promises and agreements on the part of the other herein contained, do hereby undertake, promise and agree as follows: The Contractor, and his or its successors, assigns, executors or administrators, in consideration of the sums of money as herein after set forth to be paid by the City and to the Contractor, shall and will at their own cost and expense perform all labor, furnish all materials, tools and equipment for the following: ALLIGATOR CREEK – CHANNEL F – (03-0028-EN) FOR THE SUM OF: ONE MILLION FOUR HUNDRED THIRTY-TWO THOUSAND, TWO HUNDRED THIRTY THREE DOLLARS AND NO CENTS (1,432,233.00) In accordance with such proposal and technical supplemental specifications and such other special provisions and drawings, if any, which will be submitted by the City, together with any advertisement, instructions to bidders, general conditions, proposal and bond, which may be hereto attached, and any drawings if any, which may be herein referred to, are hereby made a part of this contract, and all of said work to be performed and completed by the contractor and its successors and assigns shall be fully completed in a good and workmanlike manner to the satisfaction of the City. If the Contractor should fail to comply with any of the terms, conditions, provisions or stipulations as contained herein within the time specified for completion of the work to be performed by the Contractor, then the City, may at its option, avail itself of any or all remedies provided on its behalf and shall have the right to proceed to complete such work as Contractor is obligated to perform in accordance with the provisions as contained herein. THE CONTRACTOR AND HIS OR ITS SUCCESSORS AND ASSIGNS DOES HEREBY AGREE TO ASSUME THE DEFENSE OF ANY LEGAL ACTION WHICH MAY BE BROUGHT AGAINST THE CITY AS A RESULT OF THE CONTRACTOR'S ACTIVITIES ARISING OUT OF THIS CONTRACT AND FURTHERMORE, IN CONSIDERATION OF THE TERMS, STIPULATIONS AND CONDITIONS AS CONTAINED HEREIN, AGREES TO HOLD THE CITY FREE AND HARMLESS FROM ANY AND ALL CLAIMS FOR DAMAGES, COSTS OF SUITS, JUDGMENTS OR DECREES RESULTING FROM ANY CLAIMS MADE UNDER THIS CONTRACT AGAINST THE CITY OR THE CONTRACTOR OR THE CONTRACTOR'S SUB-CONTRACTORS, AGENTS, SERVANTS OR EMPLOYEES RESULTING FROM ACTIVITIES BY THE AFOREMENTIONED CONTRACTOR, SUB-CONTRACTOR, AGENT SERVANTS OR EMPLOYEES. Attachment number 1 Page 3 of 6 Page 4 CONTRACT (2) In addition to the foregoing provisions, the Contractor agrees to conform to the following requirements: In connection with the performance of work under this contract, the Contractor agrees not to discriminate against any employee or applicant for employment because of race, sex, religion, color, or national origin. The aforesaid provision shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; lay-off or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Contractor agrees to post hereafter in conspicuous places, available for employees or applicants for employment, notices to be provided by the contracting officer setting forth the provisions of the non-discrimination clause. The Contractor further agrees to insert the foregoing provisions in all contracts hereunder, including contracts or agreements with labor unions and/or worker's representatives, except sub-contractors for standard commercial supplies or raw materials. It is mutually agreed between the parties hereto that time is of the essence of this contract, and in the event that the work to be performed by the Contractor is not completed within the time stipulated herein, it is then further agreed that the City may deduct from such sums or compensation as may be due to the Contractor the sum of $1,000.00 per day for each day that the work to be performed by the Contractor remains incomplete beyond the time limit specified herein, which sum of $1,000.00 per day shall only and solely represent damages which the City has sustained by reason of the failure of the Contractor to complete the work within the time stipulated, it being further agreed that this sum is not to be construed as a penalty but is only to be construed as liquidated damages for failure of the Contractor to complete and perform all work within the time period as specified in this contract. It is further mutually agreed between the City and the Contractor that if, any time after the execution of this contract and the surety bond which is attached hereto for the faithful performance of the terms and conditions as contained herein by the Contractor, that the City shall at any time deem the surety or sureties upon such performance bond to be unsatisfactory or if, for any reason, the said bond ceases to be adequate in amount to cover the performance of the work the Contractor shall, at his or its own expense, within ten (10) days after receipt of written notice from the City to do so, furnish an additional bond or bonds in such term and amounts and with such surety or sureties as shall be satisfactory to the City. If such an event occurs, no further payment shall be made to the Contractor under the terms and provisions of this contract until such new or additional security bond guaranteeing the faithful performance of the work under the terms hereof shall be completed and furnished to the City in a form satisfactory to it. Attachment number 1 Page 4 of 6 Page 5 CONTRACT (3) IN WITNESS WHEREOF, the parties to the agreement have hereunto set their hands and seals and have executed this Agreement, in duplicate, the day and year first above written. CITY OF CLEARWATER IN PINELLAS COUNTY, FLORIDA By:_______________________________ ______________________(Seal) William B. Horne, II City Manager Attest: Countersigned: ________________________ Cynthia E. Goudeau, City Clerk By:_______________________________ Approved as to form Frank Hibbard, Mayor-Councilmember _______________________ Camilo Soto Assistant City Attorney (Contractor must indicate whether Corporation, Partnership, Company or Individual.) _______________________ _______________________ (Contractor) By: (SEAL) (The person signing shall, in his own handwriting, sign the Principal's name, his own name, and his title; where the person is signing for a Corporation, he must, by Affidavit, show his authority to bind the Corporation). Attachment number 1 Page 5 of 6 Page 6 CONTRACTOR'S AFFIDAVIT FOR FINAL PAYMENT (CORPORATION FORM) STATE OF FLORIDA COUNTY OF PINELLAS On this day personally appeared before me, the undersigned authority, duly authorized to administer oaths and take acknowledgments, , who after being duly sworn, deposes and says: That he is the (TITLE) of KEYSTONE EXCAVATORS, INC. a Florida Corporation, with its principal place of business located at 371 SCARLET, OLDSMAR, FLORIDA 34677 (herein, the "Contractor"). That the Contractor was the general contractor under a contract executed on the day of ________ , 2009, with the CITY OF CLEARWATER, FLORIDA, a municipal corporation, as Owner, and that the Contractor was to perform the construction of: ALLIGATOR CREEK – CHANNEL F (03-0028-EN) That said work has now been completed and the Contractor has paid and discharged all sub-contractors, laborers and material men in connection with said work and there are no liens outstanding of any nature nor any debts or obligations that might become a lien or encumbrance in connection with said work against the described property. That he is making this affidavit pursuant to the requirements of Chapter 713, Florida Statutes, and upon consideration of the payment of (Final Full Amount of Contract) in full satisfaction and discharge of said contract. That the Owner is hereby released from any claim which might arise out of said Contract. The word "liens" as used in this affidavit shall mean any and all arising under the operation of the Florida Mechanic's Lien Law as set forth in Chapter 713, Florida Statutes. Sworn and subscribed to before me KEYSTONE EXCAVATORS, INC. AFFIANT This day of , 20___ BY: _______________________ __________________________________ NOTARY PUBLIC _________________________ My Commission Expires: PRESIDENT Attachment number 1 Page 6 of 6 R D Casey WETHERINGTON R D CRE E K CR - 5 3 5 LE E AL B R IG H T C ir Lagoo n VE R D E DR CIR N OL D AS B U R Y CO A C H M A N W M A NO R AVE RD PL PL CAN D L E R ST EL M H UR S GLE N V I L L E Cir RA G L A N D W LAGOON AV E La g oo n N Lag o o n E Cir BLVD R D ALLI G A T O R ST E T S O N VANDERBILT COA C H MAN R D WA Y PA S S N .E. RUN M I S T Y LO CK DR RD FLINT WIND FA R RIE R TR A I L C O A C H M A N OLD SR- 5 9 0 T R A I L TO P RI DGE TR AI L OL D C O A C H T R A I L MA KE R S G A P DR C OA C H EL TA I R PL A T E A U WA Y R D . YA L E CAMPBELL Jones R D BE L M ONT DR EMOR STAG Mc CAU L E Y JES S I CA RD B E V I L L E PR I N C E COAC H W H IP MIDN I G H T ENZIE C T MA C K VANDERBILT VANDERBILT Alligator Creek Prepared by: Engineering Department Geographic Technology Division 100 S. Myrtle Ave, Clearwater, FL 33756 Ph: (727)562-4750, Fax: (727)526-4755 www.MyClearwater.com Channel F SAFJH N.T.S.263A 6-16s-29e4/28/08Map Gen By:Reviewed By:S-T-R:Grid #:Date:Scale: Alligator Creek Channel F Improvements Map Document: (V:\GIS\Engineering\Location Maps\Alligator Creek Channel F Improvements.mxd) 4/28/2008 -- 10:58:56 AM Attachment number 2 Page 1 of 1 BI D I T E M S U N I T Q T Y U N I T P R I C E A M O U N T U N I T P R I C E A M O U N T U N I T P R I C E A M O U N T U N I T P R I C E A M O U N T U N I T P R I C E A M O U N T U N I T P R I C E A M O U N T U NI T P R I C E A M O U N T 1 Mo b i l i z a t i o n , G e n e r a l C o n d i t i o n s a n d De m o b i l i z a t i o n LS 1 80 , 0 0 0 . 0 0 $ 8 0 , 0 0 0 . 0 0 $ 3 8 , 8 4 9 . 5 0 $ 3 8 , 8 4 9 . 5 0 $ 2 1 0 , 5 9 9 . 0 0 $ 2 1 0 , 5 9 9 . 0 0 $ 7 , 2 4 8 . 0 0 $ 7 , 2 4 8 . 0 0 $ 1 1 0 , 0 0 0 . 0 0 $ 1 1 0 , 0 0 0 . 0 0 $ 2 8 0 , 0 0 0 . 0 0 $ 2 8 0 , 0 0 0 . 0 0 $ 9 3 , 7 5 0 . 0 0 $ 9 3 , 7 5 0 . 0 0 $ 2 M a i n t e n a n c e o f T r a f f i c L S 1 7, 5 0 0 . 0 0 $ 7 , 5 0 0 . 0 0 $ 1 5 , 2 6 7 . 6 0 $ 1 5 , 2 6 7 . 6 0 $ 3 9 , 0 0 0 . 0 0 $ 3 9 , 0 0 0 . 0 0 $ 8 , 0 0 2 . 0 0 $ 8 , 0 0 2 . 0 0 $ 3 5 , 0 0 0 . 0 0 $ 3 5 , 0 0 0 . 0 0 $ 8 4 , 0 0 0 . 0 0 $ 8 4 , 0 0 0 . 0 0 $ 2 4 , 3 5 0 . 0 0 $ 2 4 , 3 5 0 . 0 0 $ ST O R M W A T E R 3 Tr e e P r o t e c t i o n ( r o o t p r u n i n g , t r e e t r i m m i n g , t r e e ba r r i c a d e s , t r e e p r o t e c t i o n ) L S 1 4, 0 0 0 . 0 0 $ 4 , 0 0 0 . 0 0 $ 1 0 , 0 0 8 . 0 0 $ 1 0 , 0 0 8 . 0 0 $ 1 5 , 0 0 0 . 0 0 $ 1 5 , 0 0 0 . 0 0 $ 2 , 0 2 8 . 0 0 $ 2 , 0 2 8 . 0 0 $ 1 5 , 0 0 0 . 0 0 $ 1 5 , 0 0 0 . 0 0 $ 2 1 , 5 6 3 . 0 0 $ 2 1 , 5 6 3 . 0 0 $ 8 , 6 1 5 . 0 0 $ 8 , 6 1 5 . 0 0 $ 4 Er o s i o n a n d S e d i m e n t C o n t r o l ( I n c l u d e s S o i l Tr a c k i n g P r e v e n t i o n D e v i c e , T y p e A ) L S 1 12 , 0 0 0 . 0 0 $ 1 2 , 0 0 0 . 0 0 $ 1 6 , 3 8 0 . 9 0 $ 1 6 , 3 8 0 . 9 0 $ 1 0 , 0 0 0 . 0 0 $ 1 0 , 0 0 0 . 0 0 $ 1 , 4 5 0 . 0 0 $ 1 , 4 5 0 . 0 0 $ 1 0 , 0 0 0 . 0 0 $ 1 0 , 0 0 0 . 0 0 $ 3 7 , 2 7 5 . 0 0 $ 3 7 , 2 7 5 . 0 0 $ 1 , 6 8 6 . 0 0 $ 1 , 6 8 6 . 0 0 $ 5 Cl e a r i n g a n d G r u b b i n g ( I n c l u d e s de m o l i t i o n / r e m o v a l i t e m s a n d t r e e r e m o v a l ) L S 1 12 , 5 0 0 . 0 0 $ 1 2 , 5 0 0 . 0 0 $ 1 0 5 , 3 6 3 . 2 8 $ 1 0 5 , 3 6 3 . 2 8 $ 1 3 9 , 0 0 0 . 0 0 $ 1 3 9 , 0 0 0 . 0 0 $ 2 1 , 0 6 0 . 0 0 $ 2 1 , 0 6 0 . 0 0 $ 5 0 , 0 0 0 . 0 0 $ 5 0 , 0 0 0 . 0 0 $ 7 5 , 0 0 0 . 0 0 $ 7 5 , 0 0 0 . 0 0 $ 3 4 , 5 0 0 . 0 0 $ 3 4 , 5 0 0 . 0 0 $ 6 By p a s s S y s t e m - M a i n t e n a n c e o f D r a i n a g e Ch a n n e l LS 1 25 , 0 0 0 . 0 0 $ 2 5 , 0 0 0 . 0 0 $ 4 7 , 6 9 8 . 6 0 $ 4 7 , 6 9 8 . 6 0 $ 1 5 0 , 0 0 0 . 0 0 $ 1 5 0 , 0 0 0 . 0 0 $ 7 , 2 0 0 . 0 0 $ 7 , 2 0 0 . 0 0 $ 1 3 5 , 0 0 0 . 0 0 $ 1 3 5 , 0 0 0 . 0 0 $ 1 3 2 , 0 0 0 . 0 0 $ 1 3 2 , 0 0 0 . 0 0 $ 1 1 9 , 5 0 0 . 0 0 $ 1 1 9 , 5 0 0 . 0 0 $ 7 R e m o v e a n d R e p l a c e U n s u i t a b l e M a t e r i a l C Y 3 5 0 40 . 0 0 $ 1 4 , 0 0 0 . 0 0 $ 2 0 . 2 3 $ 7 , 0 8 0 . 5 0 $ 3 0 . 0 0 $ 1 0 , 5 0 0 . 0 0 $ 2 5 . 0 0 $ 8 , 7 5 0 . 0 0 $ 5 0 . 0 0 $ 1 7 , 5 0 0 . 0 0 $ 3 7 . 5 0 $ 1 3 , 1 2 5 . 0 0 $ 1 6 . 7 5 $ 5 , 8 6 2 . 5 0 $ 8 E a r t h w o r k ( E x c a v a t i o n , F i l l a n d F i n i s h e d G r a d i n g ) C Y 9 , 1 7 8 6. 2 5 $ 5 7 , 3 6 2 . 5 0 $ 1 2 . 3 3 $ 1 1 3 , 1 6 4 . 7 4 $ 8 . 0 0 $ 7 3 , 4 2 4 . 0 0 $ 5 . 0 0 $ 4 5 , 8 9 0 . 0 0 $ 1 5 . 0 0 $ 1 3 7 , 6 7 0 . 0 0 $ 1 1 . 2 5 $ 1 0 3 , 2 5 2 . 5 0 $ 2 . 9 5 $ 2 7 , 0 7 5 . 1 0 $ 9 G a b i o n ( G a b i o n M a t t r e s s , G a b i o n B a s k e t ) C Y 5 , 6 5 8 18 5 . 5 7 7 9 $ 1 , 0 5 0 , 0 0 0 . 0 0 $ 1 3 3 . 0 1 $ 7 5 2 , 5 7 0 . 5 8 $ 1 5 0 . 0 0 $ 8 4 8 , 7 0 0 . 0 0 $ 1 6 0 . 0 0 $ 9 0 5 , 2 8 0 . 0 0 $ 1 4 9 . 0 0 $ 8 4 3 , 0 4 2 . 0 0 $ 2 7 0 . 0 0 $ 1 , 5 2 7 , 6 6 0 . 0 0 $ 1 6 1 . 0 0 $ 9 1 0 , 9 3 8 . 0 0 $ 10 G e o t e x t i l e F a b r i c f o r G a b i o n s - F u r n i s h a n d I n s t a l l S Y 5 , 2 7 7 2. 7 0 $ 1 4 , 2 4 7 . 9 0 $ 0 . 9 5 $ 5 , 0 1 3 . 1 5 $ 1 . 0 0 $ 5 , 2 7 7 . 0 0 $ 4 . 0 0 $ 2 1 , 1 0 8 . 0 0 $ 1 . 0 0 $ 5 , 2 7 7 . 0 0 $ 1 . 6 5 $ 8 , 7 0 7 . 0 5 $ 2 . 1 5 $ 1 1 , 3 4 5 . 5 5 $ 11 4 ' x 8 ' D o u b l e B a r r e l C o n c r e t e B o x C u l v e r t L F 6 0 83 5 . 0 0 $ 5 0 , 1 0 0 . 0 0 $ 1 , 2 7 5 . 1 6 $ 7 6 , 5 0 9 . 6 0 $ 3 , 9 0 0 . 0 0 $ 2 3 4 , 0 0 0 . 0 0 $ 1 , 3 5 0 . 0 0 $ 8 1 , 0 0 0 . 0 0 $ 1 , 6 0 0 . 0 0 $ 9 6 , 0 0 0 . 0 0 $ 4 , 2 1 5 . 0 0 $ 2 5 2 , 9 0 0 . 0 0 $ 1 , 7 8 0 . 0 0 $ 1 0 6 , 8 0 0 . 0 0 $ 12 5 ' x 9 ' S i n g l e B a r r e l C o n c r e t e B o x C u l v e r t L F 6 2 1, 3 5 0 . 0 0 $ 8 3 , 7 0 0 . 0 0 $ 7 2 8 . 2 9 $ 4 5 , 1 5 3 . 9 8 $ 2 , 9 0 0 . 0 0 $ 1 7 9 , 8 0 0 . 0 0 $ 8 7 1 . 0 0 $ 5 4 , 0 0 2 . 0 0 $ 8 5 0 . 0 0 $ 5 2 , 7 0 0 . 0 0 $ 2 , 0 8 5 . 0 0 $ 1 2 9 , 2 7 0 . 0 0 $ 1 , 1 6 6 . 0 0 $ 7 2 , 2 9 2 . 0 0 $ 13 C o n c r e t e H e a d w a l l , F D O T I n d e x 2 5 0 E A 1 2, 6 0 0 . 0 0 $ 2 , 6 0 0 . 0 0 $ 1 , 8 6 0 . 3 5 $ 1 , 8 6 0 . 3 5 $ 2 , 5 0 0 . 0 0 $ 2 , 5 0 0 . 0 0 $ 1 , 8 3 3 . 0 0 $ 1 , 8 3 3 . 0 0 $ 3 0 , 0 0 0 . 0 0 $ 3 0 , 0 0 0 . 0 0 $ 3 , 6 0 0 . 0 0 $ 3 , 6 0 0 . 0 0 $ 1 , 3 7 0 . 0 0 $ 1 , 3 7 0 . 0 0 $ 14 T y p e " F " D i t c h B o t t o m I n l e t E A 2 3, 2 5 0 . 0 0 $ 6 , 5 0 0 . 0 0 $ 2 , 7 8 3 . 4 3 $ 5 , 5 6 6 . 8 6 $ 3 , 5 0 0 . 0 0 $ 7 , 0 0 0 . 0 0 $ 2 , 8 6 0 . 0 0 $ 5 , 7 2 0 . 0 0 $ 3 , 5 0 0 . 0 0 $ 7 , 0 0 0 . 0 0 $ 5 , 2 5 0 . 0 0 $ 1 0 , 5 0 0 . 0 0 $ 2 , 8 7 0 . 0 0 $ 5 , 7 4 0 . 0 0 $ 15 1 9 " x 3 0 " E R C P LF 2 6 10 0 . 0 0 $ 2 , 6 0 0 . 0 0 $ 5 6 . 2 8 $ 1 , 4 6 3 . 2 8 $ 1 2 5 . 0 0 $ 3 , 2 5 0 . 0 0 $ 6 7 . 0 0 $ 1 , 7 4 2 . 0 0 $ 8 0 . 0 0 $ 2 , 0 8 0 . 0 0 $ 1 1 2 . 5 0 $ 2 , 9 2 5 . 0 0 $ 8 2 . 0 0 $ 2 , 1 3 2 . 0 0 $ 16 1 8 " R C P C u l v e r t LF 1 0 70 . 0 0 $ 7 0 0 . 0 0 $ 3 2 . 8 6 $ 3 2 8 . 6 0 $ 1 0 0 . 0 0 $ 1 , 0 0 0 . 0 0 $ 4 5 . 0 0 $ 4 5 0 . 0 0 $ 4 0 . 0 0 $ 4 0 0 . 0 0 $ 1 5 0 . 0 0 $ 1 , 5 0 0 . 0 0 $ 6 9 . 8 0 $ 6 9 8 . 0 0 $ 17 2 4 " R C P C u l v e r t LF 2 1 80 . 0 0 $ 1 , 6 8 0 . 0 0 $ 4 3 . 7 1 $ 9 1 7 . 9 1 $ 1 0 0 . 0 0 $ 2 , 1 0 0 . 0 0 $ 6 4 . 0 0 $ 1 , 3 4 4 . 0 0 $ 5 5 . 0 0 $ 1 , 1 5 5 . 0 0 $ 9 2 . 8 5 $ 1 , 9 4 9 . 8 5 $ 7 0 . 4 0 $ 1 , 4 7 8 . 4 0 $ 18 3 6 " R C P C u l v e r t LF 1 9 13 5 . 0 0 $ 2 , 5 6 5 . 0 0 $ 6 8 . 3 4 $ 1 , 2 9 8 . 4 6 $ 1 2 5 . 0 0 $ 2 , 3 7 5 . 0 0 $ 1 0 8 . 0 0 $ 2 , 0 5 2 . 0 0 $ 7 5 . 0 0 $ 1 , 4 2 5 . 0 0 $ 1 4 2 . 5 3 $ 2 , 7 0 8 . 0 7 $ 1 0 7 . 0 0 $ 2 , 0 3 3 . 0 0 $ 19 2 4 " t o 3 6 ” P i p e T h r o u g h G a b i o n E A 2 52 5 . 0 0 $ 1 , 0 5 0 . 0 0 $ 2 4 7 . 3 6 $ 4 9 4 . 7 2 $ 3 0 0 . 0 0 $ 6 0 0 . 0 0 $ 1 , 1 0 3 . 0 0 $ 2 , 2 0 6 . 0 0 $ 1 , 5 0 0 . 0 0 $ 3 , 0 0 0 . 0 0 $ 1 , 2 0 0 . 0 0 $ 2 , 4 0 0 . 0 0 $ 7 3 7 . 0 0 $ 1 , 4 7 4 . 0 0 $ 20 1 2 " t o 2 4 ” P i p e T h r o u g h G a b i o n E A 2 45 0 . 0 0 $ 9 0 0 . 0 0 $ 2 4 7 . 3 6 $ 4 9 4 . 7 2 $ 2 5 0 . 0 0 $ 8 4 4 . 0 0 $ 1 , 6 8 8 . 0 0 $ 1 , 5 0 0 . 0 0 $ 3 , 0 0 0 . 0 0 $ 1 , 0 5 0 . 0 0 $ 2 , 1 0 0 . 0 0 $ 7 0 9 . 0 0 $ 1 , 4 1 8 . 0 0 $ 21 4" P V C R o o f D r a i n T h r o u g h G a b i o n , I n c l u d i n g Ma n i f o l d i n g EA 1 4 62 . 0 0 $ 8 6 8 . 0 0 $ 1 3 8 . 4 0 $ 1 , 9 3 7 . 6 0 $ 3 0 0 . 0 0 $ 4 , 2 0 0 . 0 0 $ 3 1 6 . 0 0 $ 4 , 4 2 4 . 0 0 $ 1 2 5 . 0 0 $ 1 , 7 5 0 . 0 0 $ 3 7 5 . 0 0 $ 5 , 2 5 0 . 0 0 $ 3 2 4 . 0 0 $ 4 , 5 3 6 . 0 0 $ 22 6" P V C R o o f D r a i n T h r o u g h G a b i o n , I n c l u d i n g Ma n i f o l d i n g EA 1 1 75 . 0 0 $ 8 2 5 . 0 0 $ 1 5 0 . 1 7 $ 1 , 6 5 1 . 8 7 $ 3 0 0 . 0 0 $ 3 , 3 0 0 . 0 0 $ 3 6 0 . 0 0 $ 3 , 9 6 0 . 0 0 $ 1 5 0 . 0 0 $ 1 , 6 5 0 . 0 0 $ 4 5 0 . 0 0 $ 4 , 9 5 0 . 0 0 $ 3 4 8 . 0 0 $ 3 , 8 2 8 . 0 0 $ 23 6 " P V C S t o r m P i p e L F 2 7 18 . 0 0 $ 4 8 6 . 0 0 $ 1 2 . 2 0 $ 3 2 9 . 4 0 $ 2 6 . 0 0 $ 7 0 2 . 0 0 $ 1 9 . 0 0 $ 5 1 3 . 0 0 $ 3 0 . 0 0 $ 8 1 0 . 0 0 $ 2 2 . 5 2 $ 6 0 8 . 0 4 $ 1 5 . 1 5 $ 4 0 9 . 0 5 $ 24 T u r b i d i t y B a r r i e r F l o a t i n g ( M u l t i p l e U s e ) L F 1 0 0 8. 0 0 $ 8 0 0 . 0 0 $ 7 . 8 8 $ 7 8 8 . 0 0 $ 3 0 . 0 0 $ 3 , 0 0 0 . 0 0 $ 1 2 . 0 0 $ 1 , 2 0 0 . 0 0 $ 6 . 0 0 $ 6 0 0 . 0 0 $ 2 4 . 0 0 $ 2 , 4 0 0 . 0 0 $ 1 0 . 0 0 $ 1 , 0 0 0 . 0 0 $ 25 S i l t F e n c e LF 4 , 5 0 0 1. 3 0 $ 5 , 8 5 0 . 0 0 $ 1 . 7 0 $ 7 , 6 5 0 . 0 0 $ 0 . 9 0 $ 4 , 0 5 0 . 0 0 $ 1 . 0 0 $ 4 , 5 0 0 . 0 0 $ 1 . 1 5 $ 5 , 1 7 5 . 0 0 $ 2 . 3 3 $ 1 0 , 4 8 5 . 0 0 $ 1 . 5 5 $ 6 , 9 7 5 . 0 0 $ 26 S o d SF 3 8 , 4 3 0 0. 3 5 $ 1 3 , 3 1 6 . 0 0 $ 0 . 3 0 $ 1 1 , 5 2 9 . 0 0 $ 0 . 3 0 $ 1 1 , 5 2 9 . 0 0 $ 0 . 4 0 $ 1 5 , 3 7 2 . 0 0 $ 0 . 2 5 $ 9 , 6 0 7 . 5 0 $ 0 . 3 3 $ 1 2 , 6 8 1 . 9 0 $ 3 . 1 0 $ 1 1 9 , 1 3 3 . 0 0 $ 27 G u a r d R a i l R e m o v a l a n d R e p l a c e m e n t L F 1 7 0 43 . 0 0 $ 7 , 3 1 0 . 0 0 $ 4 1 . 9 8 $ 7 , 1 3 6 . 6 0 $ 1 1 5 . 0 0 $ 1 9 , 5 5 0 . 0 0 $ 5 2 . 0 0 $ 8 , 8 4 0 . 0 0 $ 6 5 . 0 0 $ 1 1 , 0 5 0 . 0 0 $ 7 5 . 0 0 $ 1 2 , 7 5 0 . 0 0 $ 7 . 6 5 $ 1 , 3 0 0 . 5 0 $ 28 P e d e s t r i a n H a n d R a i l w / B i c y c l e R a i l L F 4 8 75 . 0 0 $ 3 , 6 0 0 . 0 0 $ 4 6 . 0 0 $ 2 , 2 0 8 . 0 0 $ 1 2 0 . 0 0 $ 5 , 7 6 0 . 0 0 $ 4 8 . 0 0 $ 2 , 3 0 4 . 0 0 $ 8 7 . 0 0 $ 4 , 1 7 6 . 0 0 $ 2 2 5 . 0 0 $ 1 0 , 8 0 0 . 0 0 $ 6 0 . 0 0 $ 2 , 8 8 0 . 0 0 $ 29 As p h a l t P a v e m e n t R e m o v a l a n d R e p l a c e m e n t , 1 - 1/ 2 " T y p e S - I I I SY 1 8 9 25 . 0 0 $ 4 , 7 2 5 . 0 0 $ 3 2 . 9 6 $ 6 , 2 2 9 . 4 4 $ 1 0 0 . 0 0 $ 1 8 , 9 0 0 . 0 0 $ 2 2 . 0 0 $ 4 , 1 5 8 . 0 0 $ 4 5 . 0 0 $ 8 , 5 0 5 . 0 0 $ 1 6 . 5 0 $ 3 , 1 1 8 . 5 0 $ 7 4 . 0 0 $ 1 3 , 9 8 6 . 0 0 $ 30 L i m e r o c k B a s e R e p l a c e m e n t , 8 " S Y 4 0 3 14 . 0 0 $ 5 , 6 4 2 . 0 0 $ 1 5 . 6 3 $ 6 , 2 9 8 . 8 9 $ 2 1 . 0 0 $ 8 , 4 6 3 . 0 0 $ 2 4 . 0 0 $ 9 , 6 7 2 . 0 0 $ 1 5 . 0 0 $ 6 , 0 4 5 . 0 0 $ 2 4 . 7 5 $ 9 , 9 7 4 . 2 5 $ 9 . 7 5 $ 3 , 9 2 9 . 2 5 $ 31 M i l l i n g a n d A s p h a l t O v e r l a y , 1 " T y p e S - I I I S Y 3 2 0 18 . 0 0 $ 5 , 7 6 0 . 0 0 $ 3 0 . 8 2 $ 9 , 8 6 2 . 4 0 $ 7 5 . 0 0 $ 2 4 , 0 0 0 . 0 0 $ 2 7 . 0 0 $ 8 , 6 4 0 . 0 0 $ 4 0 . 0 0 $ 1 2 , 8 0 0 . 0 0 $ 3 0 . 0 0 $ 9 , 6 0 0 . 0 0 $ 4 5 . 0 0 $ 1 4 , 4 0 0 . 0 0 $ 32 R e m o v e a n d R e p l a c e C o n c r e t e S i d e w a l k S Y 5 1 60 . 0 0 $ 3 , 0 6 0 . 0 0 $ 4 2 . 7 5 $ 2 , 1 8 0 . 2 5 $ 1 5 0 . 0 0 $ 7 , 6 5 0 . 0 0 $ 6 4 . 0 0 $ 3 , 2 6 4 . 0 0 $ 4 0 . 0 0 $ 2 , 0 4 0 . 0 0 $ 9 0 . 0 0 $ 4 , 5 9 0 . 0 0 $ 4 6 . 5 0 $ 2 , 3 7 1 . 5 0 $ 33 R e m o v e a n d R e p l a c e C o n c r e t e V a l l e y G u t t e r L F 8 2 28 . 0 0 $ 2 , 2 9 6 . 0 0 $ 3 1 . 0 1 $ 2 , 5 4 2 . 8 2 $ 5 0 . 0 0 $ 4 , 1 0 0 . 0 0 $ 4 0 . 0 0 $ 3 , 2 8 0 . 0 0 $ 6 0 . 0 0 $ 4 , 9 2 0 . 0 0 $ 5 2 . 5 0 $ 4 , 3 0 5 . 0 0 $ 2 7 . 6 0 $ 2 , 2 6 3 . 2 0 $ 34 M i s c e l l a n e o u s C o n c r e t e C Y 2 0 16 0 . 0 0 $ 3 , 2 0 0 . 0 0 $ 4 8 2 . 8 9 $ 9 , 6 5 7 . 8 0 $ 1 8 0 . 0 0 $ 3 , 6 0 0 . 0 0 $ 4 2 5 . 0 0 $ 8 , 5 0 0 . 0 0 $ 5 0 0 . 0 0 $ 1 0 , 0 0 0 . 0 0 $ 6 0 0 . 0 0 $ 1 2 , 0 0 0 . 0 0 $ 6 6 0 . 0 0 $ 1 3 , 2 0 0 . 0 0 $ Su b t o t a l S t o r m w a t e r I t e m s 1 - 3 4 1, 4 8 6 , 7 4 3 . 3 9 $ 1 , 3 1 5 , 4 8 7 . 4 0 $ 2 , 0 5 2 , 9 2 9 . 0 0 $ 1, 2 5 8 , 6 8 0 . 0 0 $ 1, 6 3 4 , 3 7 7 . 5 0 $ 2, 7 9 5 , 9 4 8 . 1 6 $ 1, 6 2 3 , 2 6 9 . 0 5 $ 35 10 % S t o r m w a t e r C o n t i n g e n c y 14 8 , 6 7 4 . 3 4 $ 1 4 8 , 6 7 4 . 3 4 $ 1 3 1 , 5 4 8 . 7 4 $ 1 3 1 , 5 4 8 . 7 4 $ 2 0 5 , 3 4 2 . 9 0 $ 2 0 5 , 2 9 2 . 9 0 $ 1 2 5 , 8 6 8 . 0 0 $ 16 3 , 4 3 7 . 7 5 $ 27 9 , 5 9 4 . 8 2 $ 16 2 , 3 2 6 . 9 1 $ To t a l S t o r m w a t e r I t e m s 1 - 3 5 1, 6 3 5 , 4 1 7 . 7 3 $ 1 , 4 4 7 , 0 3 6 . 1 4 $ 2 , 2 5 8 , 2 2 1 . 9 0 $ 1, 3 8 4 , 5 4 8 . 0 0 $ 1, 7 9 7 , 8 1 5 . 2 5 $ 3, 0 7 5 , 5 4 2 . 9 8 $ 1, 7 8 5 , 5 9 5 . 9 6 $ UT I L I T I E S 36 8" D u c t i l e I r o n P i p e P o t a b l e W a t e r M a i n Re p l a c e m e n t LF 1 1 8 67 . 0 0 $ 7 , 9 0 6 . 0 0 $ 7 3 . 7 4 $ 8 , 7 0 1 . 3 2 $ 1 0 0 . 0 0 $ 1 1 , 8 0 0 . 0 0 $ 5 4 6 , 3 7 2 . 0 0 $ 8 5 1 0 , 0 3 0 . 0 0 $ 9 7 . 5 1 1 , 5 0 5 . 0 0 $ 9 0 1 0 , 6 2 0 . 0 0 $ 37 1 6 " S t e e l C a s i n g f o r 8 " P o t a b l e W a t e r M a i n L F 6 2 76 . 0 0 $ 4 , 7 1 2 . 0 0 $ 5 5 . 2 8 $ 3 , 4 2 7 . 3 6 $ 1 0 0 . 0 0 $ 6 , 2 0 0 . 0 0 $ 6 9 4 , 2 7 8 . 0 0 $ 1 4 0 8 , 6 8 0 . 0 0 $ 1 1 7 7 , 2 5 4 . 0 0 $ 7 1 4 , 4 0 2 . 0 0 $ 38 8 " G a t e V a l v e w / B o x a n d P a d E A 4 1, 6 0 0 . 0 0 $ 6 , 4 0 0 . 0 0 $ 1 , 2 1 5 . 4 2 $ 4 , 8 6 1 . 6 8 $ 1 , 0 0 0 . 0 0 $ 4 , 0 0 0 . 0 0 $ 1 4 2 5 5 , 7 0 0 . 0 0 $ 2 5 0 0 1 0 , 0 0 0 . 0 0 $ 1 8 0 0 7 , 2 0 0 . 0 0 $ 1 4 1 5 5 , 6 6 0 . 0 0 $ Su b t o t a l W a t e r I t e m s 3 6 - 3 8 19 , 0 1 8 . 0 0 $ 1 6 , 9 9 0 . 3 6 $ 2 2 , 0 0 0 . 0 0 $ 1 6 , 3 5 0 . 0 0 $ 28 , 7 1 0 . 0 0 $ 25 , 9 5 9 . 0 0 $ 20 , 6 8 2 . 0 0 $ 39 10 % W a t e r C o n t i n g e n c y 1, 9 0 1 . 8 0 $ 1 , 9 0 1 . 8 0 $ 1 , 6 9 9 . 0 4 $ 1 , 6 9 9 . 0 4 $ 2 , 2 0 0 . 0 0 $ 2 , 2 0 0 . 0 0 $ 1 , 6 3 5 . 0 0 $ 2, 8 7 1 . 0 0 $ 2, 5 9 5 . 9 0 $ 2, 0 6 8 . 2 0 $ To t a l W a t e r I t e m s 3 6 - 3 9 20 , 9 1 9 . 8 0 $ 1 8 , 6 8 9 . 4 0 $ 2 4 , 2 0 0 . 0 0 $ 1 7 , 9 8 5 . 0 0 $ 31 , 5 8 1 . 0 0 $ 28 , 5 5 4 . 9 0 $ 22 , 7 5 0 . 2 0 $ S A N I T A R Y S E W E R 40 12 " D u c t i l e I r o n P i p e S a n i t a r y S e w e r , i n 2 4 ” S t e e l Ca s i n g w i t h P i p e P r o t e c t i o n L F 9 9 19 7 . 0 0 $ 1 9 , 5 0 3 . 0 0 $ 4 2 3 . 6 0 $ 4 1 , 9 3 6 . 4 0 $ 4 5 0 . 0 0 $ 4 4 , 5 5 0 . 0 0 $ 2 0 1 1 9 , 8 9 9 . 0 0 $ 1 0 0 9 , 9 0 0 . 0 0 $ 8 5 5 8 4 , 6 4 5 . 0 0 $ 4 4 7 4 4 , 2 5 3 . 0 0 $ 41 S a n i t a r y M a n h o l e , 1 0 F t . t o 1 4 F t . D e e p w / D r o p E A 1 9, 6 0 0 . 0 0 $ 9 , 6 0 0 . 0 0 $ 7 , 3 5 5 . 9 2 $ 7 , 3 5 5 . 9 2 $ 1 0 , 0 0 0 . 0 0 $ 1 0 , 0 0 0 . 0 0 $ 7 1 0 1 7 , 1 0 1 . 0 0 $ 6 0 0 0 6 , 0 0 0 . 0 0 $ 9 7 5 0 9 , 7 5 0 . 0 0 $ 9 5 5 0 9 , 5 5 0 . 0 0 $ Su b t o t a l S a n i t a r y S e w e r I t e m s 4 0 - 4 1 29 , 1 0 3 . 0 0 $ 4 9 , 2 9 2 . 3 2 $ 5 4 , 5 5 0 . 0 0 $ 2 7 , 0 0 0 . 0 0 $ 15 , 9 0 0 . 0 0 $ 94 , 3 9 5 . 0 0 $ 53 , 8 0 3 . 0 0 $ 42 1 0 % S a n i t a r y S e w e r C o n t i n g e n c y 2, 9 1 0 . 3 0 $ 2 , 9 1 0 . 3 0 $ 4 , 9 2 9 . 2 3 $ 4 , 9 2 9 . 2 3 $ 5 , 4 5 5 . 0 0 $ 5 , 4 5 5 . 0 0 $ 2 , 7 0 0 . 0 0 $ 1, 5 9 0 . 0 0 $ 9, 4 3 9 . 5 0 $ 5, 3 8 0 . 3 0 $ To t a l S a n i t a r y S e w e r I t e m s 4 0 - 4 2 32 , 0 1 3 . 3 0 $ 5 4 , 2 2 1 . 5 5 $ 6 0 , 0 0 5 . 0 0 $ 2 9 , 7 0 0 . 0 0 $ 17 , 4 9 0 . 0 0 $ 1 0 3 , 8 3 4 . 5 0 $ 59 , 1 8 3 . 3 0 $ SU B - T O T A L I T E M S 1 - 3 4 , 3 6 - 3 8 , & 4 0 - 4 1 1, 5 3 4 , 8 6 4 . 3 9 $ 1 , 3 8 1 , 7 7 0 . 0 8 $ 2 , 1 2 9 , 4 7 9 . 0 0 $ 1, 3 0 2 , 0 3 0 . 0 0 $ 1, 6 7 8 , 9 8 7 . 5 0 $ 2, 9 1 6 , 3 0 2 . 1 6 $ 1, 6 9 7 , 7 5 4 . 0 5 $ 10 % C O N T I N G E N C Y I T E M S 3 5 , 3 9 & 4 2 15 3 , 4 8 6 . 4 4 $ 1 3 8 , 1 7 7 . 0 1 $ 2 1 2 , 9 4 7 . 9 0 $ 1 3 0 , 2 0 3 . 0 0 $ 16 7 , 8 9 8 . 7 5 $ 29 1 , 6 3 0 . 2 2 $ 16 9 , 7 7 5 . 4 1 $ TO T A L C O N S T R U C T I O N C O S T ( I T E M S 1 - 4 2 ) 1, 6 8 8 , 3 5 0 . 8 3 $ 1 , 5 1 9 , 9 4 7 . 0 9 $ 2 , 3 4 2 , 4 2 6 . 9 0 $ 1, 4 3 2 , 2 3 3 . 0 0 $ 1, 8 4 6 , 8 8 6 . 2 5 $ 3, 2 0 7 , 9 3 2 . 3 8 $ 1, 8 6 7 , 5 2 9 . 4 6 $ KE Y S T O N E E X C A V A T O R S 37 1 S C A R L E T B L V D . OL D S M A R , F L . 3 4 6 7 7 WE S T R A C O N S T R U C T I O N 12 6 3 1 2 T H A V E N U E E PA L M E T T O , F L . 3 4 2 2 1 AL L I G A T O R C R E E K - C H A N N E L F - I M P R O V E M E N T S ( 0 3 - 0 0 2 8 - E N ) BI D O P E N I N G - W E D N E S D A Y , J U L Y 1 7 , 2 0 0 9 A W A R D - T H U R S D A Y , A U G U S T 4 , 2 0 0 9 OK L A W A H A F A R M S , I N C . 92 0 0 S . D A D E L A N D B L V D . # 7 0 5 MI A M I , F L . 3 3 1 5 6 TA M P A C O N T R A C T I N G S V C S 11 0 1 0 U S H I G H W A Y 4 1 N PA L M E T T O , F L . 3 4 2 2 1 CA L A D E S I C O N S T R U C T I O N 13 9 0 D O N E G A N R O A D LA R G O , F L . 3 3 7 7 1 CL A R K H U N T C O N S T R U C T I O N 21 6 5 L O G A N S T R E E T CL E A R W A T E R , F L . 3 3 7 6 5 GI B B S & R E G I S T E R 23 2 S . D I L L A R D S T R E E T WI N T E R G A R D E N , F L . 3 4 7 8 7 Attachment number 3 Page 1 of 2 Attachment number 3 Page 2 of 2 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Ratify and confirm supplement work order 4 to Wade-Trim, Engineer-of-Record, in the amount of $78,810.00 for various additional services provided throughout the course of the Downtown Boat Slip project and authorize the appropriate officials to execute same. (consent) SUMMARY: The original boat slip work order was approved in March 2006, in the amount of $258,426.00. Work efforts included: preparation of conceptual plans; meetings with FDOT and environmental permitting agencies; review of legal issues; boundary, bathymetric and seagrass surveys; wind and wave study; cost estimate; and project renderings. This work was all in preparation for the referendum. Supplemental work order 1 was preapproved by City Council March 16, 2006 in the amount of $61,870.00. Work efforts consisted of preparation of a design criteria package to advertise for a design-build company, including assistance in review and ranking of the design-build proposals and award of contract. Supplemental work order 2 was approved by City Council October 17, 2007 in the amount of $51,847.00. Work efforts included preparation and submittal of environmental permit applications. Supplemental work order 3 was approved in April 27, 2009 in the amount of $36,900.00. Work efforts consisted of additional environmental permit coordination; modification of upland water and electric services based on design-build contract negotiations; and assistance with FDEP submerged lands lease submittal. As the project is now moving into the construction phase Wade Trim has conducted an in-depth review of their work effort throughout the life of the project and determined that they have spent significant time assisting the City with many various tasks that were not included in the previous work orders. City staff and Wade Trim have spent the last few months negotiating what staff considered to be legitimate additional services, with this work order being the end result. The major additional out of scope services include: assistance with grant documentation; coordination of upland utility services with construction of the Promenade and to serve the fishing pier; additional grading and stormwater improvements in the vicinity of the dockmaster building; environmental permit fees; design build contract administration and responses to RFI’s; and attendance at multiple additional in-house and agency meetings throughout the entire process. Sufficient budget and revenue is available in Capital Improvement Program project 0315-93405, Downtown Boat Slips. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: Current Year Cost:$78,810.00 Annual Operating Cost: Not to Exceed:$78,810.00 Total Cost:$78,810.00 For Fiscal Year:2008 to 2009 Appropriation Code Amount Appropriation Comment 0315-93405-561000-575- 000-0000 $78,810.00See summary Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Attachment number 1 Page 1 of 4 Attachment number 1 Page 2 of 4 Attachment number 1 Page 3 of 4 Attachment number 1 Page 4 of 4 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Authorize the City to enter into an agreement with CSX Transportation, Inc., for installation of a raw water main in the CSX right-of- way as part of the Water Treatment Plants 1 and 3 Wellfield Expansion Project Phase II-Raw Water Mains; and approve Pipeline Crossing Agreement CSX-632023, authorize the appropriate officials to execute same and adopt Resolution 09-30. SUMMARY: As part of the Water Treatment Plants 1 and 3 Wellfield Expansion Project Phase II-Raw Water Mains, the City needs to construct one (1) 8” raw water main crossing the CSX right-of-way. CSX requires an Agreement to cover the costs of the encroachment, construction risk and to establish the terms and conditions associated with placing a pipeline underneath their railway system. The cost to the City will be $4000 for a license fee, $150 for Coordination fee, and $1,125.00 for a construction risk fee for a total cost of $5,275.00. Sufficient budget and funding with 2009 Water and Sewer Revenue Bond proceeds is available in project 0376-96764, RO Plant Expansion. Type:Other Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$5,275.00 Annual Operating Cost: Not to Exceed:$5,275.00 Total Cost:$5,275.00 For Fiscal Year: to Appropriation Code Amount Appropriation Comment 0376-96764-565400-533- 000-0000 $5,275.00see summary section Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 1 of 13 ø FACILITY ENCROACHMENT AGREEMENT THIS AGREEMENT, Made and effective as of July 1, 2009, by and between CSX TRANSPORTATION INC, a Virginia corporation, whose mailing address is 500 Water Street, Jacksonville, Florida 32202, hereinafter called "Licensor," and CITY OF CLEARWATER, a municipal corporation, political subdivision or state agency, under the laws of the State of Florida, whose mailing address is 100 South Myrtle Avenue, Clearwater, Florida 33756, hereinafter called "Licensee," WITNESSETH: WHEREAS, Licensee desires to construct (unless previously constructed and designated as existing herein), use and maintain the below described facility(ies), hereinafter called "Facilities," over, under or across property owned or controlled by Licensor, at the below described location(s): 1. One (1) eight inch (8'') diameter sub-grade pipeline crossing, solely for the conveyance of raw water, located at or near Clearwater, Pinellas County, Florida, Jacksonville Division, Clearwater Subdivision, Milepost SY-872.96, hereinafter, collectively, called the ''Encroachment,'' as shown on print(s) labeled Exhibit "B," attached hereto and made a part hereof; other details and data pertaining to said Facilities being as indicated on Exhibit "A," also attached hereto and made a part hereof; NOW, THEREFORE, in consideration of the mutual covenants, conditions, terms and agreements herein contained, the parties hereto agree and covenant as follows: 1. LICENSE: 1.1 Subject to Article 17, Licensor, insofar as it has the legal right, power and authority to do so, and its present title permits, and subject to: (A) Licensor's present and future right to occupy, possess and use its property within the area of the Encroachment for any and all purposes; (B) All encumbrances, conditions, covenants, easements, and limitations applicable to Licensor's title to or rights in the subject property; and (C) Compliance by Licensee with the terms and conditions herein contained; does hereby license and permit Licensee to construct, maintain, repair, renew, operate, use, alter or change the Facilities at the Encroachment above for the term herein stated, and to remove same upon termination. 1.2 The term Facilities, as used herein, shall include only those structures and ancillary facilities devoted exclusively to the transmission usage above within the Encroachment, and as shown on attached Facility Application Form and plan(s). Attachment number 1 Page 1 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 2 of 13 ø 1.3 No additional structures or other facilities shall be placed, allowed, or maintained by Licensee in, upon or on the Encroachment except upon prior separate written consent of Licensor. 2. ENCROACHMENT FEE; TERM: 2.1 Licensee shall pay Licensor a one-time nonrefundable Encroachment Fee of FOUR THOUSAND AND 00/100 U.S. DOLLARS ($4,000.00) upon execution of this Agreement. Licensee agrees that the Encroachment Fee applies only to the original Licensee under this Agreement. In the event of a successor (by merger, consolidation, reorganization and/or assignment) or if the original Licensee changes its name, then Licensee shall be subject to payment of Licensor's current administrative and document preparation fees for the cost incurred by Licensor in preparing and maintaining this Agreement on a current basis. 2.2 However, Licensee assumes sole responsibility for, and shall pay directly (or reimburse Licensor), any additional annual taxes and/or periodic assessments levied against Licensor or Licensor's property solely on account of said Facilities or Encroachment. 2.3 This Agreement shall terminate as herein provided, but shall also terminate upon: (a) Licensee's cessation of use of the Facilities or Encroachment for the purpose(s) above; (b) removal of the Facilities; (c) subsequent mutual consent; and/or (d) failure of Licensee to complete installation within five (5) years from the effective date of this Agreement. 2.4 In further consideration for the license or right hereby granted, Licensee hereby agrees that Licensor shall not be charged or assessed, directly or indirectly, with any part of the cost of the installation of said Facilities and appurtenances, and/or maintenance thereof, or for any public works project of which said Facilities is a part. 3. CONSTRUCTION, MAINTENANCE AND REPAIRS: 3.1 Licensee shall construct, maintain, relocate, repair, renew, alter, and/or remove the Facilities, in a prudent, workmanlike manner, using quality materials and complying with any applicable standard(s) or regulation(s) of Licensor (A.R.E.M.A. Specifications), or Licensee's particular industry, National Electrical Safety Code, or any governmental or regulatory body having jurisdiction over the Encroachment. 3.2 Location and construction of Facilities shall be made strictly in accordance with design(s) and specifications furnished to and approved by Licensor and of material(s) and size(s) appropriate for the purpose(s) above recited. 3.3 All of Licensee's work, and exercise of rights hereunder, shall be undertaken at time(s) satisfactory to Licensor, and so as to eliminate or minimize any impact on or interference with the safe use and operation of Licensor's property and appurtenances thereto. Attachment number 1 Page 2 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 3 of 13 ø 3.4 In the installation, maintenance, repair and/or removal of said Facilities, Licensee shall not use explosives of any type or perform or cause any blasting without the separate express written consent of Licensor. As a condition to such consent, a representative will be assigned by Licensor to monitor blasting, and Licensee shall reimburse Licensor for the entire cost and/or expense of furnishing said monitor. 3.5 Any repairs or maintenance to the Facilities, whether resulting from acts of Licensee, or natural or weather events, which are necessary to protect or facilitate Licensor's use of its property, shall be made by Licensee promptly, but in no event later than thirty (30) days after Licensee has notice as to the need for such repairs or maintenance. 3.6 Licensor, in order to protect or safeguard its property, rail operations, equipment and/or employees from damage or injury, may request immediate repair or renewal of the Facilities, and if the same is not performed, may make or contract to make such repairs or renewals, at the sole risk, cost and expense of Licensee. 3.7 Neither the failure of Licensor to object to any work done, material used, or method of construction or maintenance of said Encroachment, nor any approval given or supervision exercised by Licensor, shall be construed as an admission of liability or responsibility by Licensor, or as a waiver by Licensor of any of the obligations, liability and/or responsibility of Licensee under this Agreement. 3.8 All work on the Encroachment shall be conducted in accordance with Licensor's safety rules and regulations. 3.9 Licensee hereby agrees to reimburse Licensor any loss, cost or expense (including losses resulting from train delays and/or inability to meet train schedules) arising from any failure of Licensee to make repairs or conduct maintenance as required by Section 3.5 above or from improper or incomplete repairs or maintenance to the Facilities or Encroachment. 4. PERMITS, LICENSES: 4.1 Before any work hereunder is performed, or before use of the Encroachment for the contracted purpose, Licensee, at its sole cost and expense, shall obtain all necessary permit(s) (including but not limited to zoning, building, construction, health, safety or environmental matters), letter(s) or certificate(s) of approval. Licensee expressly agrees and warrants that it shall conform and limit its activities to the terms of such permit(s), approval(s) and authorization(s), and shall comply with all applicable ordinances, rules, regulations, requirements and laws of any governmental authority (State, Federal or Local) having jurisdiction over Licensee's activities, including the location, contact, excavation and protection regulations of the Occupational Safety and Health Act (OSHA) (29 CFR 1926.651(b)), et al., and State "One Call" - "Call Before You Dig" requirements. 4.2 Licensee assumes sole responsibility for failure to obtain such permit(s) or approval(s), for any violations thereof, or for costs or expenses of compliance or remedy. Attachment number 1 Page 3 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 4 of 13 ø 5. MARKING AND SUPPORT: 5.1 With respect to any subsurface installation or maintenance upon Licensor's property, Licensee, at its sole cost and expense, shall: (A) support track(s) and roadbed in a manner satisfactory to Licensor; (B) backfill with satisfactory material and thoroughly tamp all trenches to prevent settling of surface of land and roadbed of Licensor; and (C) either remove any surplus earth or material from Licensor's property or cause said surplus earth or material to be placed and distributed at location(s) and in such manner Licensor may approve. 5.2 After construction or maintenance of the Facilities, Licensee shall: (A) Restore any track(s), roadbed and other disturbed property; and (B) Erect, maintain and periodically verify the accuracy of aboveground markers, in a form approved by Licensor, indicating the location, depth and ownership of any underground Facilities or related facilities. 5.3 Licensee shall be solely responsible for any subsidence or failure of lateral or subjacent support in the Encroachment area for a period of three (3) years after completion of installation. 6. TRACK CHANGES: 6.1 In the event that rail operations and/or track maintenance result in changes in grade or alignment of, additions to, or relocation of track(s) or other facilities, or in the event future use of Licensor's rail corridor or property necessitate any change of location, height or depth in the Facilities or Encroachment, Licensee, at its sole cost and expense and within thirty (30) days after notice in writing from Licensor, shall make changes in the Facilities or Encroachment to accommodate such track(s) or operations. 6.2 If Licensee fails to do so, Licensor may make or contract to make such changes at Licensee's cost. 7. FACILITY CHANGES: 7.1 Licensee shall periodically monitor and verify the depth or height of the Facilities or Encroachment in relation to the existing tracks and facilities, and shall relocate the Facilities or change the Encroachment, at Licensee's expense, should such relocation or change be necessary to comply with the minimum clearance requirements of Licensor. Attachment number 1 Page 4 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 5 of 13 ø 7.2 If Licensee undertakes to revise, renew, relocate or change in any manner whatsoever all or any part of the Facilities (including any change in voltage or gauge of wire or any change in circumference, diameter or radius of pipe or change in materials transmitted in and through said pipe), or is required by any public agency or court order to do so, plans therefor shall be submitted to Licensor for approval before such change. After approval, the terms and conditions of this Agreement shall apply thereto. 8. INTERFERENCE WITH RAIL FACILITIES: 8.1 Although the Facilities/Encroachment herein permitted may not presently interfere with Licensor's railroad or facilities, in the event that the operation, existence or maintenance of said Facilities, in the sole judgment of Licensor, causes: (a) interference (including, but not limited to, physical or interference from an electromagnetic induction, or interference from stray or other currents) with Licensor's power lines, communication, signal or other wires, train control system, or electrical or electronic apparatus; or (b) interference in any manner, with the operation, maintenance or use of the rail corridor, track(s), structures, pole line(s), devices, other property, or any appurtenances thereto; then and in either event, Licensee, upon receipt of written notice from Licensor of any such interference, and at Licensee's sole risk, cost and expense, shall promptly make such changes in its Facilities or installation, as may be required in the reasonable judgment of the Licensor to eliminate all such interference. Upon Licensee's failure to remedy or change, Licensor may do so or contract to do so at Licensee's sole cost. 8.2 Without assuming any duty hereunder to inspect the Facilities, Licensor hereby reserves the right to inspect same and to require Licensee to undertake repairs, maintenance or adjustments to the Facilities, which Licensee hereby agrees to make promptly, at Licensee's sole cost and expense. 9. RISK, LIABILITY, INDEMNITY: With respect to the relative risk and liabilities of the parties, it is hereby agreed that: 9.1 Licensee hereby agrees to, defend, indemnify, and hold Licensor harmless from and against any and all liability, loss, claim, suit, damage, charge or expense which Licensor may suffer, sustain, incur or in any way be subjected to, on account of death of or injury to any person whomsoever (including officers, agents, employees or invitees of Licensor), and for damage to or loss of or destruction of any property whatsoever, arising out of, resulting from, or in any way connected with the construction, repair, maintenance, replacement, presence, existence, operations, use or removal of the Facilities or any structure in connection therewith, or restoration of premises of Licensor to good order or condition after removal, EXCEPT when proven to have been caused solely by the willful misconduct or gross negligence of Licensor. HOWEVER, during any period of actual construction, repair, maintenance, replacement or removal of the Facilities, wherein agents, equipment or personnel of Licensee are on the railroad rail corridor, Licensee's liability hereunder shall be absolute, irrespective of any joint, sole or contributory fault or negligence of Licensor. Attachment number 1 Page 5 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 6 of 13 ø 9.2 Use of Licensor's rail corridor involves certain risks of loss or damage as a result of the rail operations. Notwithstanding Section 9.1, Licensee expressly assumes all risk of loss and damage to Licensee's Property or the Facilities in, on, over or under the Encroachment, including loss of or any interference with use or service thereof, regardless of cause, including electrical field creation, fire or derailment resulting from rail operations. For this Section, the term "Licensee's Property" shall include property of third parties situated or placed upon Licensor's rail corridor by Licensee or by such third parties at request of or for benefit of Licensee. 9.3 Licensee assumes all responsibility for, and agrees to defend, indemnify and hold Licensor harmless from: (a) all claims, costs and expenses, including reasonable attorneys' fees, as a consequence of any sudden or nonsudden pollution of air, water, land and/or ground water on or off the Encroachment area, arising from or in connection with the use of this Encroachment or resulting from leaking, bursting, spilling, or any escape of the material transmitted in or through the Facilities; (b) any claim or liability arising under federal or state law dealing with either such sudden or nonsudden pollution of air, water, land and/or ground water arising therefrom or the remedy thereof; and (c) any subsidence or failure of lateral or subjacent support of the tracks arising from such Facilities leakage. 9.4 Notwithstanding Section 9.1, Licensee also expressly assumes all risk of loss which in any way may result from Licensee's failure to maintain either required clearances for any overhead Facilities or the required depth and encasement for any underground Facilities, whether or not such loss(es) result(s) in whole or part from Licensor's contributory negligence or joint fault. 9.5 Obligations of Licensee hereunder to release, indemnify and hold Licensor harmless shall also extend to companies and other legal entities that control, are controlled by, subsidiaries of, or are affiliated with Licensor, as well as any railroad that operates over the rail corridor on which the Encroachment is located, and the officers, employees and agents of each. 9.6 If a claim is made or action is brought against Licensor, and/or its operating lessee, for which Licensee may be responsible hereunder, in whole or in part, Licensee shall be notified to assume the handling or defense of such claim or action; but Licensor may participate in such handling or defense. 10. INSURANCE: 10.1 Prior to commencement of surveys, installation or occupation of premises pursuant to this Agreement, Licensee shall procure and shall maintain during the continuance of this Agreement, at its sole cost and expense, a policy of Commercial General Liability Insurance (CGL), naming Licensor, and/or its designee, as additional insured and covering liability assumed by Licensee under this Agreement. A coverage limit of not less than THREE MILLION AND 00/100 U.S. DOLLARS ($3,000,000.00) Combined Single Limit per occurrence for bodily injury liability and property damage liability is currently required as a prudent minimum to protect Licensee's assumed obligations. The evidence of insurance coverage shall be endorsed to provide for thirty (30) days' notice to Licensor, or its designee, Attachment number 1 Page 6 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 7 of 13 ø prior to cancellation or modification of any policy. Mail CGL certificate, along with agreement, to CSX Transportation, Inc., Speed Code J180, 500 Water Street, Jacksonville, FL 32202. On each successive year, send certificate to Speed Code C907 at the address listed above. 10.2 If Licensee's existing CGL policy(ies) do(es) not automatically cover Licensee's contractual liability during periods of survey, installation, maintenance and continued occupation, a specific endorsement adding such coverage shall be purchased by Licensee. If said CGL policy is written on a "claims made" basis instead of a "per occurrence" basis, Licensee shall arrange for adequate time for reporting losses. Failure to do so shall be at Licensee's sole risk. 10.3 Licensor, or its designee, may at any time request evidence of insurance purchased by Licensee to comply with this Agreement. Failure of Licensee to comply with Licensor's request shall be considered a default by Licensee. 10.4 Securing such insurance shall not limit Licensee's liability under this Agreement, but shall be security therefor. 10.5 (A) In the event Licensee finds it necessary to perform construction or demolition operations within fifty feet (50') of any operated railroad track(s) or affecting any railroad bridge, trestle, tunnel, track(s), roadbed, overpass or underpass, Licensee shall: (a) notify Licensor; and (b) require its contractor(s) performing such operations to procure and maintain during the period of construction or demolition operations, at no cost to Licensor, Railroad Protective Liability (RPL) Insurance, naming Licensor, and/or its designee, as Named Insured, written on the current ISO/RIMA Form (ISO Form No. CG 00 35 01 96) with limits of FIVE MILLION AND 00/100 U.S. DOLLARS ($5,000,000.00) per occurrence for bodily injury and property damage, with at least TEN MILLION AND 00/100 U.S. DOLLARS ($10,000,000.00) aggregate limit per annual policy period, with Pollution Exclusion Amendment (ISO CG 28 31 11 85) if an older ISO Form CG 00 35 is used. The original of such RPL policy shall be sent to and approved by Licensor prior to commencement of such construction or demolition. Licensor reserves the right to demand higher limits. (B) At Licensor's option, in lieu of purchasing RPL insurance from an insurance company (but not CGL insurance), Licensee may pay Licensor, at Licensor's current rate at time of request, the cost of adding this Encroachment, or additional construction and/or demolition activities, to Licensor's Railroad Protective Liability (RPL) Policy for the period of actual construction. This coverage is offered at Licensor's discretion and may not be available under all circumstances. 11. GRADE CROSSINGS; FLAGGING: 11.1 Nothing herein contained shall be construed to permit Licensee or Licensee's contractor to move any vehicles or equipment over the track(s), except at public road crossing(s), without separate prior written approval of Licensor (CSXT Form 7422). Attachment number 1 Page 7 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 8 of 13 ø 11.2 If Licensor deems it advisable, during any construction, maintenance, repair, renewal, alteration, change or removal of said Facilities, to place watchmen, flagmen, inspectors or supervisors for protection of operations of Licensor or others on Licensor's rail corridor at the Encroachment, and to keep persons, equipment or materials away from the track(s), Licensor shall have the right to do so at the expense of Licensee, but Licensor shall not be liable for failure to do so. 11.3 Subject to Licensor's consent and to Licensor's Railroad Operating Rules and labor agreements, Licensee may provide flagmen, watchmen, inspectors or supervisors during all times of construction, repair, maintenance, replacement or removal, at Licensee's sole risk and expense; and in such event, Licensor shall not be liable for the failure or neglect of such watchmen, flagmen, inspectors or supervisors. 12. LICENSOR'S COSTS: 12.1 Any additional or alternative costs or expenses incurred by Licensor to accommodate Licensee's continued use of Licensor's property as a result of track changes or wire changes shall also be paid by Licensee. 12.2 Licensor's expense for wages ("force account" charges) and materials for any work performed at the expense of Licensee pursuant hereto shall be paid by Licensee within thirty (30) days after receipt of Licensor's bill therefor. Licensor may, at its discretion, request an advance deposit for estimated Licensor costs and expenses. 12.3 Such expense shall include, but not be limited to, cost of railroad labor and supervision under "force account" rules, plus current applicable overhead percentages, the actual cost of materials, and insurance, freight and handling charges on all material used. Equipment rentals shall be in accordance with Licensor's applicable fixed rate. Licensor may, at its discretion, require advance deposits for estimated costs of such expenses and costs. 13. DEFAULT, BREACH, WAIVER: 13.1 The proper and complete performance of each covenant of this Agreement shall be deemed of the essence thereof, and in the event Licensee fails or refuses to fully and completely perform any of said covenants or remedy any breach within thirty (30) days after receiving written notice from Licensor to do so (or within forty-eight (48) hours in the event of notice of a railroad emergency), Licensor shall have the option of immediately revoking this Agreement and the privileges and powers hereby conferred, regardless of encroachment fee(s) having been paid in advance for any annual or other period. Upon such revocation, Licensee shall make removal in accordance with Article 14. 13.2 No waiver by Licensor of its rights as to any breach of covenant or condition herein contained shall be construed as a permanent waiver of such covenant or condition, or any subsequent breach thereof, unless such covenant or condition is permanently waived in writing by Licensor. Attachment number 1 Page 8 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 9 of 13 ø 13.3 Neither the failure of Licensor to object to any work done, material used, or method of construction or maintenance of said Encroachment, nor any approval given or supervision exercised by Licensor, shall be construed as an admission of liability or responsibility by Licensor, or as a waiver by Licensor of any of the obligations, liability and/or responsibility of Licensee under this Agreement. 14. TERMINATION, REMOVAL: 14.1 All rights which Licensee may have hereunder shall cease upon the date of (a) termination, (b) revocation, or (c) subsequent agreement, or (d) Licensee's removal of the Facility from the Encroachment. However, neither termination nor revocation of this Agreement shall affect any claims and liabilities which have arisen or accrued hereunder, and which at the time of termination or revocation have not been satisfied; neither party, however, waiving any third party defenses or actions. 14.2 Within thirty (30) days after revocation or termination, Licensee, at its sole risk and expense, shall (a) remove the Facilities from the rail corridor of Licensor, unless the parties hereto agree otherwise, (b) restore the rail corridor of Licensor in a manner satisfactory to Licensor, and (c) reimburse Licensor any loss, cost or expense of Licensor resulting from such removal. 15. NOTICE: 15.1 Licensee shall give Licensor at least thirty (30) days written notice before doing any work on Licensor's rail corridor, except that in cases of emergency shorter notice may be given. Licensee shall provide proper notification as follows: a. For non-emergencies, Licensee shall complete and submit Licensor's Outside Party Number Request Form (Form # OP) by facsimile, to facsimile numbers: (904) 245-3692 and (904) 633-3450. Licensee may also scan and email a completed form to email address: OP_Request@csx.com. A blank form, as well as additional instructions and information, can be obtained from Licensor's web site, via web link: http://www.csx.com/?fuseaction=general.csxp_flag. b. For emergencies, Licensee shall complete all of the steps outlined in Section 15.1 a. above, and shall also include detailed information of the emergency. Licensee shall also call and report details of the emergency to Licensor's Rail Operations Emergency Telephone Number: 1-800-232-0144. In the event Licensor needs to contact Licensee concerning an emergency involving Licensee's Facility(ies), the emergency phone number for Licensee is: 727-224-7049. 15.2 All other notices and communications concerning this Agreement shall be addressed to Licensee at the address above, and to Licensor at the address shown on Page 1, c/o CSXT Contract Management, J180; or at such other address as either party may designate in writing to the other. Attachment number 1 Page 9 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 10 of 13 ø 15.3 Unless otherwise expressly stated herein, all such notices shall be in writing and sent via Certified or Registered Mail, Return Receipt Requested, or by courier, and shall be considered delivered upon: (a) actual receipt, or (b) date of refusal of such delivery. 16. ASSIGNMENT: 16.1 The rights herein conferred are the privileges of Licensee only, and Licensee shall obtain Licensor's prior written consent to any assignment of Licensee's interest herein; said consent shall not be unreasonably withheld. 16.2 Subject to Sections 2 and 16.1, this Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors or assigns. 16.3 Licensee shall give Licensor written notice of any legal succession (by merger, consolidation, reorganization, etc.) or other change of legal existence or status of Licensee, with a copy of all documents attesting to such change or legal succession, within thirty (30) days thereof. 16.4 Licensor expressly reserves the right to assign this Agreement, in whole or in part, to any grantee, lessee, or vendee of Licensor's underlying property interests in the Encroachment, upon written notice thereof to Licensee. 16.5 In the event of any unauthorized sale, transfer, assignment, sublicense or encumbrance of this Agreement, or any of the rights and privileges hereunder, Licensor, at its option, may revoke this Agreement by giving Licensee or any such assignee written notice of such revocation; and Licensee shall reimburse Licensor for any loss, cost or expense Licensor may incur as a result of Licensee's failure to obtain said consent. 17. TITLE: 17.1 Licensee understands that Licensor occupies, uses and possesses lands, rights-of-way and rail corridors under all forms and qualities of ownership rights or facts, from full fee simple absolute to bare occupation. Accordingly, nothing in this Agreement shall act as or be deemed to act as any warranty, guaranty or representation of the quality of Licensor's title for any particular Encroachment or segment of Rail Corridor occupied, used or enjoyed in any manner by Licensee under any rights created in this Agreement. It is expressly understood that Licensor does not warrant title to any Rail Corridor and Licensee will accept the grants and privileges contained herein, subject to all lawful outstanding existing liens, mortgages and superior rights in and to the Rail Corridor, and all leases, licenses and easements or other interests previously granted to others therein. 17.2 The term "license," as used herein, shall mean with regard to any portion of the Rail Corridor which is owned by Licensor in fee simple absolute, or where the applicable law of the State where the Encroachment is located otherwise permits Licensor to make such grants to Licensee, a "permission to use" the Rail Corridor, with dominion and control over such portion of the Rail Corridor remaining with Licensor, and no interest in or exclusive right to Attachment number 1 Page 10 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 11 of 13 ø possess being otherwise granted to Licensee. With regard to any other portion of Rail Corridor occupied, used or controlled by Licensor under any other facts or rights, Licensor merely waives its exclusive right to occupy the Rail Corridor and grants no other rights whatsoever under this Agreement, such waiver continuing only so long as Licensor continues its own occupation, use or control. Licensor does not warrant or guarantee that the license granted hereunder provides Licensee with all of the rights necessary to occupy any portion of the Rail Corridor. Licensee further acknowledges that it does not have the right to occupy any portion of the Rail Corridor held by Licensor in less than fee simple absolute without also receiving the consent of the owner(s) of the fee simple absolute estate. Further, Licensee shall not obtain, exercise or claim any interest in the Rail Corridor that would impair Licensor's existing rights therein. 17.3 Licensee agrees it shall not have nor shall it make, and hereby completely and absolutely waives its right to, any claim against Licensor for damages on account of any deficiencies in title to the Rail Corridor in the event of failure or insufficiency of Licensor's title to any portion thereof arising from Licensee's use or occupancy thereof. 17.4 Licensee agrees to fully and completely indemnify and defend all claims or litigation for slander of title, overburden of easement, or similar claims arising out of or based upon the Facilities placement, or the presence of the Facilities in, on or along any Encroachment(s), including claims for punitive or special damages. 17.5 Licensee shall not at any time own or claim any right, title or interest in or to Licensor's property occupied by the Encroachments, nor shall the exercise of this Agreement for any length of time give rise to any right, title or interest in Licensee to said property other than the license herein created. 17.6 Nothing in this Agreement shall be deemed to give, and Licensor hereby expressly waives, any claim of ownership in and to any part of the Facilities. 17.7 Licensee shall not create or permit any mortgage, pledge, security, interest, lien or encumbrances, including without limitation, tax liens and liens or encumbrances with respect to work performed or equipment furnished in connection with the construction, installation, repair, maintenance or operation of the Facilities in or on any portion of the Encroachment (collectively, "Liens or Encumbrances"), to be established or remain against the Encroachment or any portion thereof or any other Licensor property. 17.8 In the event that any property of Licensor becomes subject to such Liens or Encumbrances, Licensee agrees to pay, discharge or remove the same promptly upon Licensee's receipt of notice that such Liens or Encumbrances have been filed or docketed against the Encroachment or any other property of Licensor; however, Licensee reserves the right to challenge, at its sole expense, the validity and/or enforceability of any such Liens or Encumbrances. Attachment number 1 Page 11 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 12 of 13 ø 18. GENERAL PROVISIONS: 18.1 This Agreement, and the attached specifications, contains the entire understanding between the parties hereto. 18.2 Neither this Agreement, any provision hereof, nor any agreement or provision included herein by reference, shall operate or be construed as being for the benefit of any third person. 18.3 Except as otherwise provided herein, or in any Rider attached hereto, neither the form of this Agreement, nor any language herein, shall be interpreted or construed in favor of or against either party hereto as the sole drafter thereof. 18.4 This Agreement is executed under current interpretation of applicable Federal, State, County, Municipal or other local statute, ordinance or law(s). However, each separate division (paragraph, clause, item, term, condition, covenant or agreement) herein shall have independent and severable status for the determination of legality, so that if any separate division is determined to be void or unenforceable for any reason, such determination shall have no effect upon the validity or enforceability of each other separate division, or any combination thereof. 18.5 This Agreement shall be construed and governed by the laws of the state in which the Facilities and Encroachment are located. 18.6 If any amount due pursuant to the terms of this Agreement is not paid by the due date, it will be subject to Licensor's standard late charge and will also accrue interest at eighteen percent (18%) per annum, unless limited by local law, and then at the highest rate so permitted. 18.7 Licensee agrees to reimburse Licensor for all reasonable costs (including attorney's fees) incurred by Licensor for collecting any amount due under the Agreement. 18.8 The provisions of this License are considered confidential and may not be disclosed to a third party without the consent of the other party(s), except: (a) as required by statute, regulation or court order, (b) to a parent, affiliate or subsidiary company, (c) to an auditing firm or legal counsel that are agreeable to the confidentiality provisions, or (d) to Lessees of Licensor's land and/or track who are affected by the terms and conditions of this Agreement and will maintain the confidentiality of this Agreement. 18.9 Licensor shall refund to Licensee any overpayments collected, plus any taxes paid in advance; PROVIDED, however, such refund shall not be made when the cumulative total involved is less than One Hundred Dollars ($100.00). 19. RESERVED: 20. RESERVED: Attachment number 1 Page 12 of 13 PS - FORM 1001 REVISED APRIL 29, 2008 AGREEMENT NO. CSX632023 Page 13 of 13 ø IN WITNESS WHEREOF, the parties hereto have executed this Agreement in duplicate (each of which shall constitute an original) as of the effective date of this Agreement. Witness for Licensor: CSX TRANSPORTATION INC _______________________________ By:_________________________________________ Print/Type Name:_____________________________ Print/Type Title:______________________________ Witness for Licensee: CITY OF CLEARWATER _______________________________ By:_________________________________________ Who, by the execution hereof, affirms that he/she has the authority to do so and to bind the Licensee to the terms and conditions of this Agreement. Print/Type Name:_____________________________ Print/Type Title:______________________________ Tax ID No.:__________________________________ Authority under Ordinance or Resolution No._______________________________, Dated ______________________________________. Attachment number 1 Page 13 of 13 Attachment number 2 Page 1 of 8 Attachment number 2 Page 2 of 8 Attachment number 2 Page 3 of 8 Attachment number 2 Page 4 of 8 Attachment number 2 Page 5 of 8 Attachment number 2 Page 6 of 8 Attachment number 2 Page 7 of 8 Attachment number 2 Page 8 of 8 Resolution No. 09-30 RESOLUTION NO. 09-30 A RESOLUTION OF THE CITY OF CLEARWATER, FLORIDA, AUTHORIZING THE APPROPRIATE CITY OFFICIALS TO EXECUTE AN AGREEMENT WITH CSX TRANSPORTATION, INC., FOR THE INSTALLATION OF A 8” RAW WATER MAIN IN THE CSX RIGHT-OF-WAY AS PART OF THE WATER TREATMENT PLANTS 1 & 3 WELLFIELD EXPANSION PHASE II- RAW WATER MAINS; PROVIDING AN EFFECTIVE DATE. WHEREAS, the City of Clearwater will be installing a pipeline across the CSX right-of- way at Palmetto Street as part of the Water Treatment Plants 1 and 3 Wellfield Expansion Project Phase II-Raw Water Mains; and WHEREAS, appropriate agreements have been prepared; now, therefore, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The City Council hereby accepts and approves the Agreements between the City and CSX Transportation, Inc., identified as Pipeline Crossing Agreement No. CSX-632023. Section 2. The City Council hereby authorizes the Mayor and City Manager to sign the Agreement described in this resolution and associated documents. Section 3. This resolution shall take effect immediately upon adoption. PASSED AND ADOPTED this _______ day of _____________, 2009. ____________________________ Frank V. Hibbard Mayor-Council Member Approved as to form: Attest: __________________________ _____________________________ Camilo A. Soto Cynthia E. Goudeau Assistant City Attorney City Clerk Attachment number 3 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Accept and approve a "Right of Entry" Agreement between the City of Clearwater and the Florida Department of Transportation (FDOT), for maintenace related to the Memorial Causeway Bridge and authorize appropriate officals to execute same. SUMMARY: This agreement grants the Florida Department of Transportation, for purposes of bridge maintenance, a Right of Entry over certain City- owned upland property and submerged lands in the area of, and surrounding the Memorial Causeway Bridge. This agreement memorializes the needs of access by the FDOT in light of the City boatslip project design and addresses rights and responsibilities of the party for both general maintenance and emergency access. A copy of the Right of Entry Agreement is available for review in the Office of Official Records and Legislative Services. Type:Other Current Year Budget?:None Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Review Approval:1) Legal 2) Clerk 3) Assistant City Manager 4) Clerk 5) City Manager 6) Clerk Cover Memo 1 RIGHT OF ENTRY AGREEMENT This Right of Entry Agreement ("Right of Entry") is made and entered into this ____ day of________________, 2009 by and between the City of Clearwater ("City"), a municipal corporation of the State of Florida, and the )ORULGD'HSDUWPHQWRI7UDQVSRUWDWLRQ ³)'27´ LQGLY LGXDOO\ ³3DUW\´ RU collectively ("Parties"). WHEREAS , City is the owner in fee of certain real property ("Property"), including upland and submerged lands in the area of , or upon which, the FDOT- RZQHG0HPRULDO&DXVHZD\%ULGJH ³%ULGJH´ KDVEHHQFRQVWUXFWHGLQWKH&LW\ of Clearwater; and WHEREAS , the City is currently constructing approximately 126 public boat VOLSV ³3URMHFW´ LQWKHYLFLQLW\RIWKHHDVWHUQWH UPLQXVRIWKH%ULGJHDQG WHEREAS , the FDOT and the City wish to enter into this Right of Entry Agreement to formalize the terms and conditions und er which the FDOT may enter upon, access and utilize the City-owned Prope rty for purposes of maintaining the Bridge and otherwise carrying out a ll other things necessary and proper or incidental to activities and responsi bilities for maintenance of the Bridge, including emergency access. NOW, THEREFORE , the City and FDOT do hereby agree as follows: 1. Recitals . The foregoing recitals are true and correct and are incorporated in and form a part of this Agreement. 2. Effective Date and Term . The effective date of this Agreement shall be the _____ day of _________ 2009. The Term of this Agreement shall continue until such time as the Parties agree to terminate in writing, unless earlier terminated in accordance with the provisions of this Agreement. 3. Right of Entry Property. The FDOT owns and maintains the Bridge, which has been constructed upon or in the area of certain upland and submerged lands owned by the City. FDOT Right of Entry for the purposes provided herein shall be upon the lands more par WLFXODUO\GHVFULEHGLQ([KLELW³$´DWWDFKHGKHUHWRDQG incorporated herein. Attachment number 1 Page 1 of 7 2 4. The Project. The City is constructing approximately 126 dedicated boat slips and side-WLHPRRULQJV ³3URMHFW´ LQWKHYLFLQLW\RIWKHHDVWHUQWHUPLQXVRIWKH Bridge as depicted LQ([KLELW³%´DWWDFKHGKHUHWRDQGLQFRUSRUDWHGKHUHLQ 5. City Responsibilities . The City shall construct and maintain all Project structures with a minimum setback of thirty-IHHW ¶ IURPthe corners of the substructure footing , depicted LQ([KLELW³B´ as rectangles representing bridge supports along the centerline of the bridge, each surrounded by four spheres, the radius of which measures thirty-IHHW ¶ IURPHDFKFRUQHURIWKHEULGJHVXSSRUWV . Additionally, the City understands and agrees that Project components extending ZLWKLQWKLUW\IHHW ¶ IURPWKHGULSHGJHRIWKHEULGJHPD\QHHGWREHUHPRYHG timely to perform work on the Bridge. ³'ULS(GJH´LVGHILQHGDV7KHoutermost direct projection to the ground of the superstructu re of the bridge , VHH([KLELW³%´. FDOT acknowledges that at the inception of this Agreement, the Project has not yet been constructed. The completed Project may vary in some respects from the GHSLFWLRQLQ([KLELW³%´EXWLQQRLQVWDQFHVKDOOWKHFRPSOHWHG3URMHFWVWUXFW ures fail to meet the above referenced setbacks. While the Parties acknowledge that boats moored within the Project may contain limited amounts of flammable materials (such as gas oline) typical to boats moored in slips the size of those provided for in Exhibit ³%´WKH&LW\ZLOOQRWSHUPLWIODPPDEOHRU corrosive materials within damage distance of the b ridge, and the City will ensure that no electrical currents stray in the vicinity of the bridge and no boats or Project components that could cause damage become loose. 6. FDOT Inspection, Maintenance and Repair . Routine Activities. The City grants to FDOT and its agents, employees and contractors the right to access and u tilize the Property to inspect, operate, maintain and repair t he Bridge as provided for herein. FDOT shall coordinate such activities by providing the City with written notice (fax accepta ble) at least two (2) weeks prior to accessing the Property for any such activities. FDOT shall request that the City removes boats from the noted setbacks and the City shall ensure such requests are resolved ti mely. Non-Routine Activities. FDOT will provide the City with a two (2) week notice for non-routine activities that are pla nned and scheduled well ahead of implementation. However, the City un derstands and agrees that FDOT may need access to perform urgent or emergency inspection, maintenance or repair activities that m ay be related to Attachment number 1 Page 2 of 7 3 public safety, structural deterioration, marine or vehicular impacts and storm events. Under such instances, FDOT will prov ide notice as is reasonable under the circumstances, and the City gr ants to FDOT and its agents, employees and contractors the right to access and utilize the Property to maintain the safety of the public o r restore the structural integrity of the bridge. In such instanc es, FDOT and the City shall work jointly to determine which Project components must be removed or relocated to allow for the timely and co st effective completion of the work. FDOT shall coordinate and effectively communicate with the City throughout the resolution of the emergency and both Parties shall facilitate coordination and communication efforts. 7. Termination . This Right of Entry Agreement shall terminate up on occurrence of any one, or more, of the following, w hichever shall occur first: a. For Municipal Purpose in the event the Clearwater City Council determines at a duly constituted public hearing tha t the Property is required for any other municipal purpose and has provided one hundred eighty (180) days advance notice, in wr iting, of such intended use. Following such notice, this Agr eement shall terminate in every respect, and both Parties shall be relieved of any further obligations hereunder; or b. FDOT abandonment of the Right of Entry; or c. Material default by FDOT in the performance of any of the terms, covenants or conditions of the Right of Entry, and in the failure WRUHPHG\RUXQGHUWDNHWRUHPHG\WR&LW\¶VUHDVRQ DEOH satisfaction such default for a period of thirty (3 0) days after receipt of notice from City to remedy same. 8. Assignment . This Agreement is not assignable. Any attempt t o assign this Agreement shall render this Agreement i mmediately null and void in its entirety. 9. Liens . This Right of Entry Agreement is subordinate to all prior rights and obligations of City in the Property, exc ept that City shall grant no rights inconsistent with the reasonable exercise by FDOT of its rights under this Attachment number 1 Page 3 of 7 4 Right of Entry Agreement. FDOT shall not permit to be placed against the Property, or any part thereof, any liens or other e ncumbrances with regard to FDOT's actions upon the Property. 10. Indemnification . Each party shall be responsible for its own acts or omissions. This provision shall not be construe d to create any rights in third parties, waive or alter HLWKHUSDUW\¶VVRYHUHLJQLPPXQLW\RUWKHOLPLWVUL JKWVRU requirements of Section 768.28 Florida Statutes. 11. Liability. If FDOT in the course of exercising its rights h ereunder damages any facilities of City located on the Prope rty, FDOT will promptly notify the City of such damage and promptly repair said fa cilities to the City's reasonable satisfaction. In the case of third part y related damages, FDOT and the City will pursue recovery (repairs and costs) s eparately or jointly at their independent discretion. In the case of routine and non-routine work activities, the City will reimburse FDOT for additional costs i ncurred with work activities, damage recovery or delays GLUHFWO\UHVXOWLQJIURPWKH&LW\¶VLQDELOLW\RUIDL OXUHWR meet the responsibilities identified in Sections 5 or 6 of this Agreement. 12. Compliance with Law . FDOT shall, in all activities undertaken pursuant to this Right of Entry Agreement, comply a nd cause its contractors, agents and employees to comply with all federal and state laws, statutes, orders, rules and regulations. Without limiting the generality of the foregoing, FDOT, at its sole cost and expense, shall obtain an y and all permits which may be required for any activities FDOT desires to cond uct or have conducted pursuant to this Right of Entry Agreement. 13. Right to Inspect . The City and its representatives, employees, agents or independent contractors may enter and ins pect the Property or any portion thereof or any improvements thereon at any time and from time to time to verify FDOT's compliance with the terms of this Right of Entry Agreement. 14. No Interest in Land . This Right of Entry is not coupled with an interest in land. It is expressly understood that this Right of Entry Agreement does not in any way whatsoever grant or convey any permanent easement, lease, fee or other real property interest in the P roperty to FDOT. This Right of Entry Agreement is not exclusive and City specifica lly reserves the right to grant other rights of entry in regard to the Property as long as the same do not interfere with the rights granted to FDOT herein. Attachment number 1 Page 4 of 7 5 15. Notice . Any notice required or permitted to be given by t he provisions of this Agreement shall be conclusively deemed to have been received by a party hereto on the date it is hand-d elivered to such party at the address indicated below (or at such other address a s such party shall specify to the other party in writing), or if sent by register ed or certified mail (postage prepaid), on the fifth (5th) business day after the day on which such notice is mailed and properly addressed. If to City, addressed to Engineering Director, Mich ael Quillen, City of Clearwater, P.O. Box 4748, Clearwater, FL 33758. With copy to: City Attorney, City of Clearwater, P.O. Box 4748, Clearwater, FL 33758. If to FDOT, addressed to Donald J. Skelton, P.E., D istrict VII Secretary, Florida Department of Transportation, 11201 North M cKinley Drive, Tampa, FL 33612. [Remainder of this page intentionally left blank] Attachment number 1 Page 5 of 7 6 IN WITNESS WHEREOF, the Parties hereto have execute d this Right of Entry Agreement on the date first written above. City of Clearwater, Florida By: _____________________________ William B. Horne II City Manager City of Clearwater P.O. Box 4748 Clearwater, Florida 33758 ATTEST: Approved as to Form _____________________________ _____________________________ Cynthia E. Goudeau Laura Mahony City Clerk Assistant City Attorney FDOT: STATE OF FLORIDA DEPARTMENT OF TRANSPORTATION By: _____________________________ Donald J. Skelton, P.E. District VII Secretary Attachment number 1 Page 6 of 7 7 (;+%,7³$´ to Right of Entry Agreement between City of Clearwater and Florida Department of Transportation (To be completed at a later date - prior to execution.) Attachment number 1 Page 7 of 7 Attachment number 2 Page 1 of 2 Attachment number 2 Page 2 of 2 Attachment number 3 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve a Jones Edmunds and Associates, Inc. Work Order for Engineering Services of the Pump Station Replacement at Marshall Street Advanced Pollution Control Facility (APCF)at a cost of $109,680.00 and authorize the appropriate officials to execute same. (consent) SUMMARY: · The requested $109,680.00 authorization under this Work Order is for professional engineering services for the design, permitting and bidding of the Pump Station Replacement at Marshall Street APCF Project. · The Archimedes screw pump station which pumps the effluent from the final clarifiers to the filter influent channel was constructed in 1988. A submersible triplex pump station was added in 1996 to supplement the aging screw pump station. The Archimedes screw pump station has reached the end of its useful life. Jones Edmunds conducted an evaluation in April, 2009 and recommended replacing the screw pump station with a new submersible pump station. The goal of this project is to provide a reliable pumping station that will pump the plant design peak hour flows (25 MGD) and meet Class I reliability. · The scope of services includes the design for replacing the screw pump station with a new triplex submersible pump station. This new pump station would be constructed next to the existing triplex pump station and share a common wall. The new design will also include the demolition of the existing screw pump station and associated equipment. · Marshall Street APCF is located at 1605 Harbor Drive, Clearwater, Florida. · Jones Edmunds and Associates, Inc. is an Engineer-of-Record for the City of Clearwater. · Sufficient budget and Utility Repair and Replacment revenue is available in 0327-96202, WWTP Screw Pump Replacements for $109,680.00. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:No Budget Adjustment Comments: Current Year Cost:$109,680.00 Annual Operating Cost: Not to Exceed:$109,680.00 Total Cost:$109,680.00 For Fiscal Year:2008 to 2009 Appropriation Code Amount Appropriation Comment 0327-96202-561300-535- 000-0000 $109,680.00See summary Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Attachment number 1 Page 1 of 6 Attachment number 1 Page 2 of 6 Attachment number 1 Page 3 of 6 Attachment number 1 Page 4 of 6 Attachment number 1 Page 5 of 6 Attachment number 1 Page 6 of 6 MA R IVA JA PAL M ST SANDY GROVE CAROLYN FL O R A STATE ST KI N G ' S BA R B A R A CA R L O S SUNNYDALE ST HART ST AP A C H E PLAZA FAIRMONT ST NICHOLSON BLUFF TA NOKOMIS IROQUOIS CALUMET S.R. 590 SP R U CE ELDRIDGE AL DE N MAPLE ST AVE VI N E MAPLE AV E S.R. 60 LAURA AV E AVE ST FE R N POINT DR AVE AV EFAIRMONT MARGO ST GA R D EN ST ST METTO PALM MY R T L E ERMINE BIDWELL AV E HA R RIS O N FOR T ENGMAN ST MARSHALL DR AV E SMINNE FT H A R R I S O N SUNS ET D R PRINCESS PLEASANT BURST SUN CT VENETIAN LEBEAU OSAGE JURGENS ROO S EVE LT O MOHAWK VEN E TI A N LI N C O L N AVE MAPLE ST ST LEEST AV E AVE JACKSON ST AVE ST CLEVELAND BO OT H AV E GROVE JE F F E R S O N Browns C LEVE L A N D GROVE N.E. ST ST ST ST WA S H I N G T ON MA D IS O N MI S S O U R I AVE AV E ELDRIDGE LI N C O L N RD ST FORESTRD AV E BE TT Y DR AV E AV E HI L L T O P KE N WO O D AV E AV E BE T TY MA R Y LA AV E DR ORAN G EV I E W AV E CRESTVIEWPR ES C O T T HIL L C R ES T S T E V E N S O N DR OV E R B R O O K CARDOVA SUNSET POINT DR AV E C.R. 576 SP R I N G T I M E RD DR SHERIDANAV E C. R . 3 4 5 COL E S ALOHA HO L T A V E PI N E L A N D ST WA S H I N GT O N MA D I S O N BECKETT GRANT CARLTON TA F T ENGMAN METTO LA SALLE PE N NS Y L V A N I A ST ST ST MO N R O E AV E FU LT O N MARSHALL SEMINOLE BLUFF MA D IS O N AV E PH I LLIES PALM LA WE S T AV E ST MI S S OUR I MA D I S O N AV E MA RTIN L UT H E R K I N G J R TANGERINE ST ST ST BECKETT ST AV E ST ST DO U G L A S A V E ST RUSSELL D R T R A IL AVE O V E R B R O O K H A R B O R ST A V E DO U G L A S AV E BRO O K SY L V A N CAROLYN VISTA NICHOLSON PALMETTO ST WAY S T E V E N S O N WA S H I N G TO N LA LA WILSON MA C O M B E R CH E N A N G O BE T T Y SPRING THAMES SUNSET RD ST PINEBROOK WOODSONADMIRAL ST LA N E CEDAR FA I R B UR N HIBISCUS P I N E ST KI N GS ST PARKWOOD WOODBINE SPRINGDALE ST LASALLE AVE ENGMAN CARO L TO N CK CLAIRE STO DR OVERLEA BRO O K DR RO L L E N HIG H WA Y ST ST ST N S BA R BA R A ST FAIRMONT AV E HEAVEN SANDY MARY TERRACE FAIRMONT C. R . 5 60 JA D E LA RD L RD RD C. R . 3 6 5 CAR L O S SENTLA OTTEN LA HIBISCUS HIBISCUS PARKWOOD WOODBINE SPRINGDALE WE S T O N JOEL BENTLEY BA R B A R A SEDEEVA EDG EWATE R DR WOODLAWN IDLEWILD CIR SEDEEVA ST CIRS CHARLES GRANADA AN C H OR WI L S O N ST ST COMMODORE BL VD ST BR O A D W SEDEEVA Pl a z a IVA ST GRANADA Do lo r e s OAK D A L E PORT BERMUDA RD Cir S Cir N BY RAMAV E LA BERTLAND POIN S E T T A PI N EC R E S T N C. R . 3 5 5 TERR ST HI G H W A Y DR THE EV ALP I N E RD Ridgelane Ridgelane Highland PI C A R DY Pi c a r d y L a MER E KA R LYNC I R D RD MAPLE RANDA CIR AV E C A OAKWOOD RIDGEWOOD PINEWOOD AV E WO O D Richards ST ST GL E N WO OD CLEVELAND GROVE LAURA ST R O SE WOOD DR CR E S T AV E HI G HLA N D OR A N G E W O O D AVE ED G E W O O D A V E SOUTH RD Cir POINT DR HI G H L A N D ERIN SO U VE N I R LA DR DR ELIZ CIR DR WO O D WO O D AV E TE R R A CE ELMWOOD ROSE WOOD WALNUT SMAL L FL A G L E R CA R L O S DR AV E DR WE S T CIRCLE LA ST ROSEMONT SANDY LINWOOD DR LA GREENLEA LOGAN STCLARK ST ST C. R. 548 LEVERN BONAIR ST ST GENTR CARROLL ST CROWN S EA S T SH A R O ND A L E PA M E L I A FL O RA RD KRUSE DRD R HUNTINGTON CUMBERLANDPL A T E A U DR RD BYR A M CI R AVAV PO W D E R H O R N SOUVENIR W W Pr o s p e c t 1"=1320' Date 10/26/04 Drawn By S.K. Checked By R.F. Sec-Twn-Rng 10-29S-15E Marshall St. Advanced Wastewater Treatment Facility Marshall St. Advanced Wastewater Treatment Facility Attachment number 2 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve providing additonal funding of $363,297 to the US Army Corps of Engineeers (USACOE) for the Stevenson Creek Estuary Restoration Project, bringing the total City share of the project cost to $2,687,637. (consent) SUMMARY: August 21, 2008, City Council approved entering into a Project Partnership Agreement (PPA) with the USACOE for the Stevenson Creek Estuary Restoration Project and provided funding to the USACOE in the amount of $2,324,340. The USACOE opened the bids for the construction and the selected bid is higher than the engineer's estimate. The selected bid requires the City to provide an additional $363,297 to pay for our share of the project before the USACOE will issue the contract. Sufficient budget and revenue is available in Capital Improvement Program project 0315-96129, Stevenson Creek Estuary Restoration. The total cost to the City remains less than the budgeted amount used in the stormwater rate study. Type:Capital expenditure Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$363,297.00 Annual Operating Cost: Not to Exceed:$363,297.00 Total Cost:$363,297.00 For Fiscal Year:200 to 2009 Appropriation Code Amount Appropriation Comment 0315-96129-563700-539- 000-0000 $363,297.00See summary Review Approval: 1) Financial Services 2) Office of Management and Budget 3) Clerk 4) Assistant City Manager 5) Clerk 6) City Manager 7) Clerk Cover Memo Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Approve Development Agreement between Decade Companies Income Properties (the property owner) and the City of Clearwater, providing for the allocation of units from the Hotel Density Reserve under Beach by Design and adopt Resolution 09-23. SUMMARY: The 0.72 acres is located on the east side of Coronado Drive at the northeast and southeast corners of Devon Drive. The site is comprised of three parcels, two on the north side of Devon Drive and one on the south side of Devon Drive. The northern portion of the subject property is currently developed with a 22-unit motel at 101 Coronado Drive (Port Vue Motel) and vacant land (formerly a 16-unit motel). The vacant area is presently being used for construction trailers for the Hyatt/Aqualea project (301 S. Gulfview Boulevard). The southern portion of the subject property is currently vacant land (formerly a 15-unit motel), also being used for construction trailers for the Hyatt/Aqualea project. The proposal is for an overnight accommodation use of a total of 108 rooms (150 rooms/acre on total site, including the allocation of 72 units from the Hotel Density Reserve) and approximately 1,500 square feet (0.048 FAR on total site) of amenities accessory to the hotel at a height of 89 feet (to roof deck) On May 19, 2009, the Community Development Board (CDB) approved with 13 conditions of approval a Flexible Development application for the construction of a 108-unit hotel with associated amenities (FLD2009-03013). The proposal is in compliance with the standards for development agreements, is consistent with the Comprehensive Plan and furthers the vision of beach redevelopment set forth in Beach by Design. The proposed Development Agreement will be in effect for a period not to exceed ten (10) years, meets the criteria for the allocation of units from the Hotel Density Reserve under Beach by Design and includes the following main provisions: Provides for the allocation of 72 units from the Hotel Density Reserve; Requires the developer to obtain building permits and certificates of occupancy in accordance with Community Development Code (CDC) Section 4-407; Requires the return of any hotel unit obtained from the Hotel Density Reserve that is not constructed; For units allocated from the Hotel Density Reserve, prohibits the conversion of any hotel unit to a residential use and requires the recording of a covenant restricting use of such hotel units to overnight accommodation usage; and Requires a legally enforceable mandatory evacuation/closure covenant that the hotel will be closed as soon as practicable after a hurricane watch that includes Clearwater Beach is posted by the National Hurricane Center. The Community Development Board reviewed this Development Agreement application at its public hearing on May 19, 2009, and unanimously recommended approval of the application (DVA2009-00001). Review Approval:1) Legal 2) Clerk 3) Assistant City Manager 4) Clerk 5) City Manager 6) Clerk Cover Memo Community Development Board – May 19, 2009 DVA2009-00001 – Page 1 of 3 CDB Meeting Date: May 19, 2009 Case Number: DVA2009-00001 (Related to FLD2009-03013) Agenda Item: F.1. (Related to E.4.) Owner/Applicant: Decade Companies Income Properties Representative: Keith Zayac, PE, RLA, LEED AP, Keith Zayac & Associates, Inc. Address: 101 and 105 Coronado Drive and 35 Devon Drive CITY OF CLEARWATER PLANNING DEPARTMENT STAFF REPORT GENERAL INFORMATION: REQUEST: Review of, and recommendation to the City Council, of a Development Agreement between Decade Companies Income Properties (the property owner) and the City of Clearwater, providing for the allocation of units from the Hotel Density Reserve under Beach by Design. CURRENT ZONING: Tourist (T) District CURRENT FUTURE LAND USE CATEGORY: Resort Facilities High (RFH) BEACH BY DESIGN CHARACTER DISTRICT: Small Motel PROPERTY USE: Current Use: 22-room motel and vacant land (formerly a 16-unit motel and a 15-unit motel) Proposed Use: Overnight accommodation use of a total of 108 rooms (150 rooms/acre on total site, including the allocation of 72 units from the Hotel Density Reserve) and approximately 1,500 square feet (0.048 FAR on total site) of amenities accessory to the hotel at a height of 89 feet (to roof deck) EXISTING SURROUNDING ZONING AND USES: North: Preservation (P) District City Marina South: Tourist (T) District Retail sales and Overnight accommodations East: Tourist (T) District Overnight accommodations and City parking lot West: Tourist (T) District Temporary City parking lot ANALYSIS: Site Location and Existing Conditions: The 0.72 acres is located on the east side of Coronado Drive at the northeast and southeast corners of Devon Drive/First Street. The subject property is currently developed with a 22-unit motel (101 Coronado Drive) and vacant land presently used for construction trailers for the Hyatt/Aqualea project (105 Coronado Drive and 35 Devon Drive). The vacant parcels were previously developed with a 16-unit motel (105 Coronado Drive) and a 15-unit motel (35 Devon Drive). Attachment number 1 Page 1 of 3 Community Development Board – May 19, 2009 DVA2009-00001 – Page 2 of 3 Development Proposal: The development proposal includes a companion Flexible Development application (FLD2009-03013) to permit an overnight accommodation use of a total of 108 rooms (150 rooms/acre on total site, including the allocation of 72 units from the Hotel Density Reserve) and approximately 1,500 square feet (0.048 FAR on total site) of amenities accessory to the hotel (meeting room and exercise room) at a height of 89 feet (to roof deck). All 108 units of the hotel and 94 parking spaces on four levels are proposed on the northern portion of the site (north of Devon Drive). A surface parking lot for 18 spaces is proposed on the southern portion of the site (south of Devon Drive). Development Agreement: The Development Agreement is a requirement for the allocation of hotel units from the Hotel Density Reserve, adopted as an amendment to Beach by Design under Ordinance 7925-08 on July 17, 2008. A total of 1,385 hotel rooms are available under the Hotel Density Reserve and this proposal requests the allocation of 72 units from it. The City has established the Development Agreement format as a means to facilitate the allocation of the units and to set forth appropriate provisions related to the development of the property. The proposed Development Agreement will be in effect for a period not to exceed ten (10) years, meets the criteria for the allocation of units from the Hotel Density Reserve under Beach by Design and includes the following main provisions: Provides for the allocation of 72 units from the Hotel Density Reserve; Requires the developer to obtain building permits and certificates of occupancy in accordance with Community Development Code (CDC) Section 4-407; Requires the return of any hotel unit obtained from the Hotel Density Reserve that is not constructed; For units allocated from the Hotel Density Reserve, prohibits the conversion of any hotel unit to a residential use and requires the recording of a covenant restricting use of such hotel units to overnight accommodation usage; and Requires a legally enforceable mandatory evacuation/closure covenant that the hotel will be closed as soon as practicable after a hurricane watch that includes Clearwater Beach is posted by the National Hurricane Center. The Community Development Board (CDB) has been provided with the most recent Development Agreement. The City Council may enter into Development Agreements to encourage a stronger commitment on comprehensive and capital facilities planning, to ensure the provision of adequate public facilities for development, to encourage the efficient use of resources, and to reduce the economic cost of development. The CDB is required to review the proposed Development Agreement and make a recommendation to the City Council. Attachment number 1 Page 2 of 3 Community Development Board – May 19, 2009 DVA2009-00001 – Page 3 of 3 SUMMARY AND RECOMMENDATION: The Development Review Committee (DRC) reviewed the application and supporting materials at its meeting of April 2, 2009, and deemed the development proposal to be sufficient to move forward to the Community Development Board (CDB), based upon the following findings of fact and conclusions of law: Findings of Fact: The Planning Department, having reviewed all evidence submitted by the applicant and requirements of the Community Development Code, finds that there is substantial competent evidence to support the following findings of fact: 1. That the 0.72 acres is located on the east side of Coronado Drive at the northeast and southeast corners of Devon Drive/First Street; 2. That the property is located within the Tourist (T) District and the Resort Facilities High (RFH) Future Land Use Plan category; 3. That the development proposal is subject to the requirements of Beach by Design, the Design Guidelines contained therein as the property is located within the Small Motel character district and the criteria for allocation of units from the Hotel Density Reserve. Conclusions of Law: The Planning Department, having made the above findings of fact, reaches the following conclusions of law: 1. That the Development Agreement implements and formalizes the requirements for the construction of on-site and off-site improvements under the related site plan proposal (FLD2009-03013); 2. That the Development Agreement complies with the standards and criteria of Section 4-606 of the Community Development Code; 3. That the Development Agreement is consistent with and furthers the Visions, Goals, Objectives and Policies of the Comprehensive Plan; 4. That the Development Agreement is consistent with the Visions, Goals, Objectives and Policies of Beach by Design and the Small Motel character district; and 5. That the Development Agreement complies with the criteria in Beach by Design for the allocation of units from the Hotel Density Reserve. Based upon the above, the Planning Department recommends the APPROVAL, and recommendation to the City Council, of a Development Agreement between Decade Companies Income Properties (the property owner) and the City of Clearwater, providing for the allocation of units from the Hotel Density Reserve under Beach by Design, for the property at 101 and 105 Coronado Drive and 35 Devon Drive. Prepared by Planning Department Staff: __________________________________________ Wayne M. Wells, AICP, Planner III ATTACHMENTS: Development Agreement with Exhibits Location Map Aerial Map Future Land Use Map Zoning Map S:\Planning Department\C D B\FLEX (FLD)\Pending cases\Up for the next CDB\DVA2009-00001 - Coronado 0101 - Holiday Inn Express (T) - 5.19.09 CDB - WW\Coronado 0101 Dev. Agree. Staff Report for 5.19.09 CDB.doc Attachment number 1 Page 3 of 3 DEVELOPMENT AGREEMENT THIS DEVELOPMENT AGREEMENT ("AGREEMENT") is dated the _______ day of _______________, 2009, and entered into between DECADE COMPANIES INCOME PROPERTIES ("Developer"), its successors and assigns, and the CITY OF CLEARWATER, FLORIDA, a political subdivision of the State of Florida acting through its City Council, the governing body thereof ("City"). RECITALS: WHEREAS, one of the major elements of the City's revitalization effort is a preliminary plan for the revitalization of Clearwater Beach entitled Beach by Design; and WHEREAS, Sections 163.3220 - 163.3243, Florida Statutes, which set forth the Florida Local Government Development Agreement Act ("Act"), authorize the City to enter into binding development agreements with persons having a legal or equitable interest in real property located within the corporate limits of the City; and WHEREAS, under Section 163.3223 of the Act, the City has adopted Section 4- 606 of the City of Clearwater Community Development Code ("Code"), establishing procedures and requirements to consider and enter into development agreements; and WHEREAS, Beach by Design proposed additional hotel units to equalize development opportunities on the beach and ensure Clearwater Beach remains a quality, family resort community by further providing for a limited pool of additional hotel units ("Hotel Density Reserve") to be made available for such mid-sized hotel projects; and WHEREAS, the Developer controls approximately 0.722 acres of real property ("Property") in the corporate limits of the City, consisting of 0.722 acres of upland from the face of the seawall more particularly described on Exhibit "A" attached hereto and incorporated herein; and WHEREAS, the Developer desires to develop the Property by demolishing existing hotel rooms and other uses in order to add overnight accommodation units, minimal meeting space for guest use, ground level pool, tiki-bar/pool on the roof, new lobby and parking with parking spaces, generally conforming to the architectural elevation dimensions shown in composite Exhibit "B”; and WHEREAS, upon completion the planned resort will contain 108 units, which includes Seventy-Two (72) units from the available Hotel Density Reserve: WHEREAS, the City has conducted such hearings as are required by and in accordance with Chapter 163.3220 Fla. Stat. (2008) and any other applicable law; and Attachment number 2 Page 1 of 21 2 WHEREAS, the City has determined that, as of the Effective Date of this Agreement, the proposed project is consistent with the City's Comprehensive Plan and Land Development Regulations; and WHEREAS, the City has conducted public hearings as required by §§ 4-206 and 4-606 of the Community Development Code; and WHEREAS, at a duly called public meeting on ______________________, 2009, the City Council approved this Agreement and authorized and directed its execution by the appropriate officials of the City; and WHEREAS, the Community Development Board approved the design and site plan as FLD2009- 03013 on ________________, 2009, conditioned upon the approval and execution of this Agreement; and WHEREAS, approval of this Agreement is in the interests of the City in furtherance of the City's goals of enhancing the viability of the resort community and in furtherance of the objectives of Beach by Design; and WHEREAS, Developer has approved this Agreement and has duly authorized certain individuals to execute this Agreement on Developer's behalf. STATEMENT OF AGREEMENT In consideration of and in reliance upon the premises, the mutual covenants contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto intending to be legally bound and in accordance with the Act, agree as follows: SECTION 1. Recitals. The above recitals are true and correct and are a part of this Agreement. SECTION 2. Incorporation of the Act. This Agreement is entered into in compliance with and under the authority of the Code and the Act, the terms of which as of the date of this Agreement are incorporated herein by this reference and made a part of this Agreement. Words used in this Agreement without definition that are defined in the Act shall have the same meaning in this Agreement as in the Act. SECTION 3. Property Subject to this Agreement. The Property described in Exhibit "A" is subject to this Agreement ("Property"). 3.1 The Property currently has a land use designation of Resort Facilities High (RFH) and is zoned Tourist (T). 3.2. The Property is owned in fee simple by the Developer. Attachment number 2 Page 2 of 21 3 3.3 The Property is generally located at 101 Coronado Drive Clearwater, FL 33767 as more further described in Exhibit “A”. SECTION 4. Scope of Project. 4.1 The Project shall consist of no more than 108 overnight accommodation units. Such units may be traditional hotel rooms or fractional ownership units, as defined by the Community Development Code. The proposed density is 150 units per acre. 4.2 The Project shall include 112 parking spaces, as defined in the Community Development Code. ”. 4.3 The proposed height of the building is 89 feet to the roof deck. 4.4 The design of the Project, as represented in Exhibit “B”, is consistent with Beach by Design, except as otherwise shown on Exhibit “B. 4.5 No more than 25 % of overnight accommodation units shall have full kitchens. Such kitchens shall be limited to those units identified on the plans in Exhibit "B" as "suites" and shall not be located in any unit received from the Hotel Density Reserve. 4.6 The project shall comply with the Metropolitan Planning Organization (MPO) countywide approach to the application of concurrency management for transportation facilities. SECTION 5. Effective Date/Duration of this Agreement. 5.1 This Agreement shall not be effective until this Agreement is properly recorded in the public records of Pinellas County, Florida, and thirty (30) days have elapsed after having been received by the Department of Community Affairs pursuant to Florida Statutes Section 163.3239 and Clearwater Community Development Code Section 4-606.G. 2. 5.2 Within fourteen (14) days after the City approves the execution of this Agreement, the City shall record the Agreement with the Clerk of the Circuit Court for Pinellas County. The Developer shall pay the cost of such recording. The City shall submit to the Department of Community Affairs a copy of the recorded Agreement within fourteen (14) days after the Agreement is recorded. 5.3 This Agreement shall continue in effect until terminated, as defined herein, but for a period not to exceed ten (10) years. SECTION 6. Obligations under this Agreement. 6.1 Obligations of the Developer: Attachment number 2 Page 3 of 21 4 6.1.1 The obligations under this Agreement shall be binding upon and the benefits of this Agreement shall inure to the Developer, its successors in interests or assigns. 6.1.2 At the time of development of the Property, the Developer will submit such applications and documentation as are required by law and shall comply with the City's Code applicable at the time of building permit review. 6.1.3 The following restrictions shall apply to development of the Property: 6.1.3.1 The Property and improvements located thereon shall be developed in substantial conformance with the Site Plan attached as Exhibit "B" and approved by the Community Development Board ("CDB") as case number FLD2009-03013. Any minor revisions or changes to the Site Plan shall be consistent with the approved Site Plan and shall be approved by the Planning Director as a minor modification, pursuant to the Code. Any modifications determined by the Planning Director as either inconsistent with the approved Site Plan or constituting a substantial deviation from the approved Site Plan and thus requiring further approval by the CDB shall require an amendment to this Agreement in accordance with the procedures of the Act and the Code, as necessary and applicable. Any and all such approved and adopted amendments shall be recorded in the public records of Pinellas County, Florida. 6.1.3.2 The Developer shall obtain building permits and shall thereafter timely obtain required certificates of occupancy, in accordance with Code Section 4-407. The Developer shall commence vertical construction, defined as work on the project other than clearing, grubbing or other preliminary site preparation work, in accordance with applicable provisions of the Code and of the Florida Building Code. Nothing herein shall restrict Developer from seeking an extension of these time frames pursuant to applicable provisions of the Code and of the Florida Building Code or from seeking an amendment to this agreement. 6.1.3.3 The Developer shall execute, prior to commencement, a mandatory evacuation/closure covenant, substantially in the form of Exhibit "C", that the accommodation use will closed as soon as practicable after a hurricane watch that includes Clearwater Beach is posted by the National Hurricane Center. 6.1.4 Covenant of Unified Use. Prior to the issuance of the first building permit for the Project, the Developer hereby agrees to execute and record in the Public Records of Pinellas County, Florida the covenant of unified use and development for the Project Site providing that the Project Site shall be developed and used as a single project, the form of which covenant is attached as Exhibit "D"; provided however, that nothing shall preclude the Developer from selling the Fractional Share Units or from selling all or a portion of the Developer's Property Attachment number 2 Page 4 of 21 5 in the event that Developer determines not to construct the Project. Additionally, prior to the issuance of the first building permit for the Project, the Developer hereby agrees to execute a Declaration of Unity of Title for the Project Site providing that the Project Site shall be developed and used as a single project, the form of which Declaration of Unity of Title is available from the City Planning Department. It is understood and agreed that, in the event that the Developer enters into the anticipated covenant of unified use and development, and the Developer elects not to construct the Project and notifies the City of its election in writing, and, alternatively, as of the date of expiration, termination or revocation any rights of Developer to incorporate the Hotel Density Reserve Units into the Project, the City shall execute and deliver to the Developer a termination of such covenant of unified use and development suitable for recording in the Public Records of Pinellas County, Florida. Additionally, the City shall execute and deliver to the Developer a Release of Unity of Title suitable for recording in the Public Records of Pinellas County, Florida. 6.1.5 Allocation of Units from Hotel Density Reserve; Return of units to the Reserve Pool. Covenant Regarding Use of Hotel Density Reserve Units. Subject to the terms and conditions of this Agreement, the City hereby allocates and grants to the Developer from the Hotel Density Reserve an additional 72 hotel units to the Project Site in accordance with applicable law. In the event this Agreement is terminated pursuant to Section 10 of this Agreement, or if any of the units granted to the Developer from the Hotel Density Reserve are not constructed in conjunction with the Project approved by FLD2009-03013 and in accordance with Paragraph 6.1.3.2, or if any units or the Project fail to meet and maintain the criteria for Hotel Density Reserve Units contained in the City of Clearwater Ordinanace No. 7925-08, said units shall be returned to the Hotel Density Reserve and be unavailable to the Developer for use on the Project, pursuant to Beach by Design. Prior to the issuance of the Certificate of Occupancy for the Project, the Developer agrees to execute and record a Covenant in the Public Records of Pinellas County, Florida restricting the Hotel Density Reserve Units in perpetuity to the use approved by FLD2009-03013 and by this Agreement. 6.1.6 Transient Use. Occupancy in the overnight accommodation units from the hotel density is limited to a term of less than one (1) month or thirty (30) consecutive days, whichever is less. Nothing herein shall prevent a purchaser of a fractional share unit from owning a period of time greater than thirty (30) days, provided every occupancy is limited to not more than thirty (30) consecutive days or one (1) month. 6.2 Obligations of the City. 6.2.1 The City shall promptly process site and construction plan applications for the Property that are consistent with the Comprehensive Plan and the Concept Plan and that meet the requirements of the Code. 6.2.2 The final effectiveness of the re-designations referenced in Section 6.2.1 is subject to: Attachment number 2 Page 5 of 21 6 6.2.2.1 The provisions of Chapters 163 and 166, Florida Statutes, as they may govern such amendments; and 6.2.2.2 The expiration of any appeal periods or, if an appeal is filed, at the conclusion of such appeal. 6.2.3 Upon adoption of this Agreement, the Project shall receive 72 units from the Hotel Density Reserve as defined in Beach by Design. SECTION 7. Public Facilities to Service Development. The following public facilities are presently available to the Property from the sources indicated below. Development of the Property will be governed by the concurrency ordinance provisions applicable at the time of development approval unless otherwise provided by law. With respect to transportation and other public infrastructure and services subject to concurrency requirements, all applicable concurrency provisions for the proposed development have been met. 7.1 Potable water is available from the City. The Developer shall be responsible for all necessary main extensions and applicable connection fees. 7.2 Sewer service is currently provided by the City. The Developer shall be responsible for all necessary main extensions and applicable connection fees. 7.3 Fire protection from the City. 7.4 Drainage facilities for the Property will be provided by the Developer at the Developer's sole expense. 7.5 Transportation concurrency requirements have been met. 7.6 All improvements associated with the public facilities identified in Subsections 7.1 through 7.4 shall be completed prior to the issuance of any certificate of Occupancy. 7.7 The Developer is responsible for the payment of any required impact fees. SECTION 8. Required Local Government Permits. The required local government development permits for development of the Property include, without limitation, the following: 8.1 Site plan approval(s) and associated utility licenses, access, and right-of- way utilization permits; 8.2 Construction plan approval(s); 8.3 Building permit(s); and Attachment number 2 Page 6 of 21 7 8.4 Certificate(s) of occupancy. SECTION 9. Consistency. The City finds that development of the Property is consistent with the terms of this Agreement and is consistent with the City Comprehensive Plan and the Code. SECTION 10. Termination. If the Developer's obligations set forth in this Agreement are not followed in a timely manner, as reasonably determined by the City Manager, after notice to the Developer and an opportunity to be heard, existing permits shall be administratively suspended and issuance of new permits suspended until the Developer has fulfilled its obligations. Failure to timely fulfill its obligations may serve as a basis for termination of this Agreement by the City, at the discretion of the City and after notice to the Developer and an opportunity for the Developer to be heard. SECTION 11. Other Terms and Conditions. 11.1 Except in the case of termination, until ten (10) years after the date of this Agreement, the Property shall not be subject to down-zoning, unit density reduction, or intensity reduction, unless the City has held a public hearing and determined: 11.1.1 That substantial changes have occurred in pertinent conditions existing at the time of approval of this Agreement; or 11.1.2 This Agreement is based on substantially inaccurate information provided by the Developer; or 11.1.3 That the change is essential to the public health, safety, or welfare. SECTION 12. Compliance with Law. The failure of this Agreement to address any particular permit, condition, term or restriction shall not relieve the Developer from the necessity of complying with the law governing such permitting requirements, conditions, terms or restrictions. SECTION 13. Notices. Notices and communications required or desired to be given under this Agreement shall be given to the parties by hand delivery, by nationally recognized overnight courier service such as Federal Express, or by certified mail, return receipt requested, addressed as follows (copies as provided below shall be required for proper notice to be given): If to the Developer: Decade Companies Income Properties 1355 Bishops Court, Ste 345 Brookfield, WI 53005 With Copy to: Keith Zayac & Associates 701 Enterprise Road East Ste 404 Safety Harbor, Florida 34695 Attachment number 2 Page 7 of 21 8 If to City: City of Clearwater, City Attorney ATTN: Pamela Akin, Esq. 112 South Osceola Avenue Clearwater, FL 33756 Properly addressed, postage prepaid, notices or communications shall be deemed delivered and received on the day of hand delivery, the next business day after deposit with an overnight courier service for next day delivery, or on the 3rd day following deposit in the United States mail, certified mail, return receipt requested. The parties may change the addresses set forth above (including the addition of a mortgagee to receive copies of all notices), by notice in accordance with this Section. SECTION 14. Assignments. 14.1 By the Developer: 14.1.1 Prior to the Commencement Date, the Developer may sell, convey, assign or otherwise dispose of any or all of its right, title, interest and obligations in and to the Project, or any part thereof, only with the prior written notice to the City, provided that such party (hereinafter referred to as the "assignee"), to the extent of the sale, conveyance, assignment or other disposition by the Developer to the assignee, shall be bound by the terms of this Agreement the same as the Developer for such part of the Project as is subject to such sale, conveyance, assignment or other disposition. 14.1.2 If the assignee of the Developer's right, title, interest and obligations in and to the Project, or any part thereof assumes all of the Developer's obligations hereunder for the Project, or that part subject to such sale, conveyance, assignment or other disposition, then the Developer shall be released from all such obligations hereunder which have been so assumed by the assignee, and the City agrees to execute an instrument evidencing such release, which shall be in recordable form. 14.1.3 An assignment of the Project, or any part thereof, by the Developer to any corporation, limited partnership, limited liability company, general partnership, or joint venture, in which the Developer (or an entity under common control with Developer) has either the controlling interest or through a joint venture or other arrangement shares equal management rights and maintains such controlling interest or equal management rights shall not be deemed an assignment or transfer subject to any restriction on or approvals of assignments or transfers imposed by this Agreement, provided, however, that notice of such assignment shall be given by the Developer to the City not less than thirty (30) days prior to such assignment being effective and the assignee shall be bound by the terms of this Agreement to the same extent as would the Developer in the absence of such assignment. Attachment number 2 Page 8 of 21 9 14.1.4 No assignee, purchaser, sublessee or acquirer of all or any part of the Developer's rights and obligations with respect to any one Parcel shall in any way be obligated or responsible for any of the Developer's obligations with respect to any other Parcel by virtue of this Agreement unless and until such assignee, purchaser, sublessee or acquire has expressly assumed the Developer's such other obligations. 14.1.5 Notwithstanding any other provision of this paragraph, the sale of individual Interval Ownership Units in the ordinary course of business shall not be subject to the requirements of this paragraph. 14.2 Successors and Assigns. The terms herein contained shall bind and inure to the benefit of the City, and its successors and assigns, and the Developer and, as applicable to the parties comprising Developer, their personal representatives, trustees, heirs, successors and assigns, except as may otherwise be specifically provided herein. SECTION 15. Minor Non-Compliance. The Developer will not be deemed to have failed to comply with the terms of this Agreement in the event such noncompliance, in the judgment of the City Manager, reasonably exercised, is of a minor or inconsequential nature. SECTION 16. Covenant of Cooperation. The parties shall cooperate with and deal with each other in good faith and assist each other in the performance of the provisions of this Agreement and in achieving the completion of development of the Property. SECTION 17. Approvals. Whenever an approval or consent is required under or contemplated by this Agreement such approval or consent shall not be unreasonably withheld, delayed or conditioned. All such approvals and consents shall be requested and granted in writing. SECTION 18. Completion of Agreement. Upon the completion of performance of this Agreement or its revocation or termination, a statement evidencing such completion, revocation or termination shall be signed by the parties hereto and recorded in the official records of the City. SECTION 19. Entire Agreement. This Agreement (including any and all Exhibits attached hereto all of which are a part of this Agreement to the same extent as if such Exhibits were set forth in full in the body of this Agreement), constitutes the entire agreement between the parties hereto pertaining to the subject matter hereof. SECTION 20. Construction. The titles, captions and section numbers in this Agreement are inserted for convenient reference only and do not define or limit the scope or intent and should not be used in the interpretation of any section, subsection or provision of this Agreement. Whenever the context requires or permits, the singular shall include the plural, and plural shall include the singular and any reference in this Attachment number 2 Page 9 of 21 10 Agreement to the Developer includes the Developer's successors or assigns. This Agreement was the production of negotiations between representatives for the City and the Developer and the language of the Agreement should be given its plain and ordinary meaning and should not be strictly construed against any party hereto based upon draftsmanship. If any term or provision of this Agreement is susceptible to more than one interpretation, one or more of which render it valid and enforceable, and one or more of which would render it invalid or unenforceable, such term or provision shall be construed in a manner that would render it valid and enforceable. SECTION 21. Partial Invalidity. If any term or provision of this Agreement or the application thereof to any person or circumstance is declared invalid or unenforceable, the remainder of this Agreement, including any valid portion of the invalid term or provision and the application of such invalid term or provision to circumstances other than those as to which it is held invalid or unenforceable, shall not be affected thereby and shall with the remainder of this Agreement continue unmodified and in full force and effect. Notwithstanding the foregoing, if such responsibilities of any party hereto are thereby limited, to the extent that the purpose of this Agreement or the benefits sought to be received hereunder are frustrated, such party shall have the right to terminate this Agreement upon fifteen (15) days written notice to the other parties. SECTION 22. Code Amendments. Subsequently adopted ordinances and codes of the City which is of general application not governing the development of land shall be applicable to the Property, and such modifications are specifically anticipated in this Agreement. SECTION 23. Governing Law. This Agreement shall be governed by, and construed in accordance with the laws of the State of Florida without regard to the conflict of laws principles of such state. SECTION 24. Counterparts. This Agreement may be executed in counterparts, all of which together shall continue one and the same instrument. SECTION 25. Amendment. This Agreement may be amended by mutual written consent of the City, the Developer, and the Association so long as the amendment meets the requirements of the Act, applicable City ordinances, and Florida law. IN WITNESS WHEREOF, the parties have hereto executed this Agreement the date and year first above written. In the Presence of: ______________________________ __________________________________ Print Name_____________________ ______________________________ Attachment number 2 Page 10 of 21 11 Print Name_____________________ As to “Developer” CITY OF CLEARWATER, FLORIDA _______________________________ By: ____ Print Name:______________________ William B Home II, City Manager ________________________________ Print Name_______________________ As to “City” Attest: __________________________________ Cynthia E. Goudeau, City Clerk Countersigned: __________________________________ Frank V. Hibbard, Mayor Approved as to Form: __________________________________ Leslie K. Dougall-Sides Assistant City Attorney STATE OF FLORIDA COUNTY OF PINELLAS The foregoing instrument was acknowledged before me this _____ day of _______________, 2009, by _______________ He is [ ] personally known to me or has [ ] produced _________________________________ as identification. __________________________________ Notary Public Print Name:_________________________ My Commission Expires: Attachment number 2 Page 11 of 21 12 STATE OF FLORIDA COUNTY OF PINELLAS The foregoing instrument was acknowledged before me this ______ day of ____________________, 2009, by WILLIAM B. HORNE, II, as City Manager of the City of Clearwater, Florida, who is [ ] personally known to me or who has [ ] produced _____________________________ as identification. __________________________________ Notary Public Print Name:_________________________ My Commission Expire Attachment number 2 Page 12 of 21 13 EXHIBIT “A” Legal Description of Project Site Attachment number 2 Page 13 of 21 14 EXHIBIT “B” Site and Building Plans Attachment number 2 Page 14 of 21 15 EXHIBIT “C” COVENANT REGARDING HURRICANE EVACUATION And DEVELOPMENT, USE AND OPERATION DECLARATION OF COVENANTS AND RESTRICTIONS THIS DECLARATION OF COVENANTS AND RESTRICTIONS ("Declaration") is made as of the _____ day of _________________, 2009, by Decade Companies Income Properties ("Developer"). Developer is the owner of fee simple title to the real property described in Schedule 1 attached hereto and made a part hereof (hereinafter, the ("Real Property"). The City of Clearwater, Florida (the "City"), has amended its Comprehensive Plan to designate Clearwater Beach as a Community Redevelopment District pursuant to the Pinellas County Planning Council Rules in order to implement the provisions of “Beach by Design,” a plan for the revitalization of Clearwater Beach. The designation of Clearwater Beach as a Community Redevelopment District (the "Designation") provides for the allocation of Hotel Density Reserve Units as an incentive for the development of mid-sized quality hotels. Pursuant to the Designation, the allocation of Hotel Density Reserve Units is subject to compliance with a series of performance standards, including a requirement that resorts containing a hotel developed with Hotel Density Reserve Units shall be closed and all Guests evacuated from such resorts as soon as practicable after the National Hurricane Center posts a hurricane watch that includes Clearwater Beach. The purpose of such evacuation is to ensure that such a Resort Hotel is evacuated in advance of the period of time when a hurricane evacuation would be expected in advance of the approach of hurricane force winds. The City has granted, by City Council Resolution __________, passed and approved on ____________, 20___, Developer's application for Hotel Density Reserve Units pursuant to the Designation, subject to Developer's compliance with the requirements of the Designation. Developer desires for itself, and its successors and assigns, as owner, to establish certain rights, duties, obligations and responsibilities with respect to the use and operation of the Real Property in accordance with the terms and conditions of the allocation of the Hotel Density Reserve Units to the City and the Designation, which rights, duties, obligations and responsibilities shall be binding on any and all successors and assigns and will run with the title to the Real Property. THEREFORE, in consideration of the covenants and restrictions herein set forth and to be observed and performed, and in further consideration of the allocation of Hotel Density Reserve Units to Developer, and other good and valuable consideration, the sufficiency of which is hereby acknowledged, Developer hereby declares, covenants and agrees as follows: 1. Benefit and Enforcement. These covenants and restrictions are made for the benefit of Developer and its successors and assigns and shall be enforceable by them and also for the benefit of the residents of the City and shall be enforceable on behalf of said residents by the City Council of the City. 2. Covenant of Development, Use and Operation. Developer hereby covenants and agrees to the development, use and operation of the Real Property in accordance with the provisions of this Declaration. 2.1 Use. The use of the resort on the Real Property is restricted as follows: 2.1.1 A maximum of Seventy-Two units, which is the number of hotel units allocated to Developer, shall be used solely for transient occupancy of one month or thirty (30) consecutive Attachment number 2 Page 15 of 21 16 days or less, must be licensed as a public lodging establishment and classified as a hotel, and must be operated by a single licensed operator of the hotel. No such hotel unit shall be used as a primary or permanent residence. 2.1.2 All other 36 units shall be licensed as a public lodging establishment. No unit shall be used as a primary or permanent residence. 2.1.3 As used herein, the terms "transient occupancy," "public lodging establishment," "hotel," "time share," and "operator" shall have the meaning given to such terms in Chapter 509, Part I, Florida Statutes (2004). 2.2 Closure of Improvements and Evacuation. The Hotel developed on the Real Property shall be closed as soon as practicable upon the issuance of a hurricane watch by the National Hurricane Center, which hurricane watch includes Clearwater Beach, and all Hotel guests, visitors and employees other than emergency and security personnel required to protect the resort, shall be evacuated from the Hotel as soon as practicable following the issuance of said hurricane watch. In the event that the National Hurricane Center shall modify the, terminology employed to warn of the approach of hurricane force winds, the closure and evacuation provisions of this Declaration shall be governed by the level of warning employed by the National Hurricane Center which precedes the issuance of a forecast of probable landfall in order to ensure that the guests, visitors and employees will be evacuated in advance of the issuance of a forecast of probable landfall. 3 Effective Date. This Declaration shall become effective upon issuance of all building permits required to build the project ("Project") and Developer's commencement of construction of the Project, as evidence by a Notice of Commencement for the Project. This Declaration shall expire and terminate automatically if and when the allocation of Reserve Units to the Developer expires or is terminated. 4 Governing Law. This Declaration shall be construed in accordance with and governed by the laws of the State of Florida. 5 Recording. This Declaration shall be recorded in the chain of title of the Real Property with the Clerk of the Courts of Pinellas County, Florida. 6 Attorneys' Fees. Developer shall reimburse the City for any expenses, including reasonable attorneys' fees, which are incurred by the City in the event that the City determines that it is necessary and appropriate to seek judicial enforcement of this Declaration and the City obtains relief, whether by agreement of the parties or through order of a court of competent jurisdiction. 7 Severability. If any provision, or part thereof, of this Declaration or the application of this Declaration to any person or circumstance will be or is declared to any extent to e invalid or unenforceable, the remainder of this Declaration, or the application of such provision or portion thereof to any person or circumstance, shall not be affected thereby, and each and every other provision of this Declaration shall be valid and enforceable to the fullest extent permitted by law. IN WITNESS WHEREOF, Developer has caused this Declaration to be executed this _____ day of ______________, 2009. In the Presence of: ______________________________ __________________________________ Print Name_____________________ _____________________________ Attachment number 2 Page 16 of 21 17 ______________________________ Print Name_____________________ As to “Developer” CITY OF CLEARWATER, FLORIDA _______________________________ By: ____ Print Name:______________________ William B Home II, City Manager ________________________________ Print Name_______________________ As to “City” Attest: __________________________________ Cynthia E. Goudeau, City Clerk Countersigned: __________________________________ Frank V. Hibbard, Mayor Approved as to Form: __________________________________ Leslie K. Dougall-Sides Assistant City Attorney STATE OF FLORIDA COUNTY OF PINELLAS The foregoing instrument was acknowledged before me this _____ day of _______________, 2009, by _______________ He is [ ] personally known to me or has [ ] produced _________________________________ as identification. __________________________________ Notary Public Print Name:_________________________ My Commission Expires: Attachment number 2 Page 17 of 21 18 STATE OF FLORIDA COUNTY OF PINELLAS The foregoing instrument was acknowledged before me this ______ day of ____________________, 2009, by WILLIAM B. HORNE, II, as City Manager of the City of Clearwater, Florida, who is [ ] personally known to me or who has [ ] produced _____________________________ as identification. __________________________________ Notary Public Print Name:_________________________ My Commission Expires: Attachment number 2 Page 18 of 21 19 EXHIBIT “D” COVENANT OF UNIFIED USE PLEASE RETURN RECORDED DOCUMENT TO: __________________________________________ __________________________________________ _________________________________________ COVENANT OF UNIFIED USE THIS COVENANT OF UNIFIED USE (the "Agreement") is executed this _____ day of _____________, 2009, by __________________________________("Developer"). WITNESSETH: WHEREAS, Developer is the owner of the real property legally described on Schedule "A" attached hereto and incorporated herein by reference (the "Real Property"); and WHEREAS, Developer and the City of Clearwater, Florida (the "City") are parties to that certain Development Agreement dated ___________, 2009 (the "Development Agreement"), pursuant to which the City has agreed that Developer may develop and construct upon the Real Property a hotel project as described in the Development Agreement (the "Project"); and WHEREAS, Developer intends to develop and operate the Real Property for a unified use, as more particularly described in this Agreement. NOW, THEREFORE, in consideration of the sum of Ten Dollars ($10.00) and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Developer does hereby agree that, effective as of the date on which Developer receives all permits required to construct the Project and Developer commences construction thereof, as evidenced by a Notice of Commencement for the Project, the Real Property shall be developed and operated as a hotel and fractional share/interval ownership project, as described in the Development Agreement. The restrictions set forth in the preceding sentence shall expire automatically when and if Developer's allocation of additional hotel units (as defined in the Development Agreement) expires or is terminated. Nothing in this Agreement shall require Developer to develop the Project or restrict Developer's ability to sell, assign, transfer or otherwise convey its right in and to the Real Property or any portion or portions thereof to unrelated third-parties. Further, nothing in this Agreement shall preclude the purchase and sale of one or more Fractional Share Units to be constructed as a part of the Project (the "Fractional Ownership") (or Hotel Units (as defined in the Development Agreement) if sold in a condominium form of ownership), to separate, unrelated third parties, provided that such Fractional Share Ownership or Hotel Units are operated and occupied as part of the Project as a single unified project throughout the term of this Agreement. Developer agrees that the City shall have the right to enforce the terms and conditions of this Agreement. Notwithstanding the foregoing, all Hotel Units may be operated by a single hotel operator and all Fractional Share Units may be operated by a different, single management firm/operator. IN WITNESS WHEREOF, Developer has caused this Agreement to be executed this _____ day of ______________, 2009. Attachment number 2 Page 19 of 21 20 In the Presence of: ______________________________ __________________________________ Print Name_____________________ ______________________________ Print Name_____________________ As to “Developer” CITY OF CLEARWATER, FLORIDA _______________________________ By: ____ Print Name:______________________ William B Home II, City Manager ________________________________ Print Name_______________________ As to “City” Attest: __________________________________ Cynthia E. Goudeau, City Clerk Countersigned: __________________________________ Frank V. Hibbard, Mayor Approved as to Form: __________________________________ Leslie K. Dougall-Sides Assistant City Attorney STATE OF FLORIDA COUNTY OF PINELLAS The foregoing instrument was acknowledged before me this _____ day of ______________, 2009, by ___________________________ He is [ ] personally known to me or has [ ] produced _________________________________ as identification. __________________________________ Notary Public Print Name:_________________________ My Commission Expires: Attachment number 2 Page 20 of 21 21 STATE OF FLORIDA COUNTY OF PINELLAS The foregoing instrument was acknowledged before me this ______ day of ____________________, 2009, by WILLIAM B. HORNE, II, as City Manager of the City of Clearwater, Florida, who is [ ] personally known to me or who has [ ] produced _____________________________ as identification. __________________________________ Notary Public Print Name:_________________________ My Commission Expires: Attachment number 2 Page 21 of 21 ATTACHMENT A HOLIDAY INN EXPRESS LEGAL DESCRIPTION NORTH PARCEL LEGAL DESCRIPTION: Begin at the Southwest corner of Water Lot 1, CITY PARK SUBDIVISION, according to map or plat thereof as recorded in Plat Book 23, Page 37, of the Public Records of Pinellas CITY, Florida; run thence West along the East-West Center Line of Section 8, Township 29 South, Range 15 East, 15 feet to the POINT OF BEGINNING; thence South 5°32'30" West along East right-of-way line of Coronado Drive 16.26 feet; thence South 84°27'30" East, 100 feet; thence North 5°32'30" East, 78.06 feet; thence Northwesterly along existing concrete seawall 113.38 feet, more or less; thence South 6°10'00" West, 82.63 feet; thence South 4°25'11" East, 25.74 feet to the Point of Beginning. AND: Begin at the Southwest corner of Water Lot 1 of CITY PARK SUBDIVISION, as recorded in Plat Book 23, Page 37, Public Records of Pinellas CITY, Florida; and run thence West along the East and West Center Line of Section 8, Township 29 South, Range 15 East, 15 feet to the Easterly line of Coronado Drive; thence South 5°32'30" West, 16.26 feet, for the POINT OF BEGINNING; thence continue South 5°32'30" West, 100 feet to the Northerly line of First Avenue; thence South 84°27'30" East, 100 feet along the Northerly line of First Avenue; thence North 5°32'30" East, 100 feet; thence North 84°27'30" West, 100 feet to the Point of Beginning. SOUTH PARCEL LEGAL DESCRIPTION: The North 100 feet of the West 110 feet of Lot 1, Block B COLUMBIA SUBDIVISION according to the map or plat thereof as recorded in Plat Book 23, Page 60 Public Records of Pinellas County, Florida. Attachment number 3 Page 1 of 1 Attachment number 4 Page 1 of 1 GULFVIEW CORONADO WATER BAYSIDE ST HA MDE N BRIGHT DR DR FIFTH DEVO N ST AVE BlvdCauseway DR DR ST ST MANDALAY POINSETTIA PAPAYA BAYMONT SAN MARCO AVE DR EAST DR ST SHORE BLVD THIRD FIRST M arin a DOLPHIN W a S R - 6 0 Pier 60 SECOND ST S. PROJECT SITE -N o t t o S c a l e - -N o t a S u r v e y - LOCATION MAP Owner: Decade Companies Income Properties Cases: FLD2009-03013 DVA2009-00001 Site: 101 Coronado Drive (including 105 Coronado Drive and 35 Devon Drive) Property Size: 0.72 acres PIN: 08-29-15-15606-000-0141 08-29-15-00000-320-0200 08-29-15-17550-002-0012 Atlas Page: 267A & 276A Attachment number 8 Page 1 of 1 35 59 59 60 60 70 35 35 70 35 70 17550 A 1 2 3 4 5 6 7 8 9 10 11 12 1 44 45 46 47 90 91 92 93 48 49 5051 94 95 96 97 98 99 100 102 103 104 52 53 54 55 56 57 105 106 101 59 58 59 59 59 74 70 57.8 106 15606 1 11 1213 (14) WATER LOT 1 GOVT LOT 3 GOVT LOT 4 SEE PLAT FOR DIMENSIONS* SEE SE07-29-15 FOR PARCEL INFO 60 60 50 50 50 70 60 60 60 17550 17568 B 1 2 3 1 2 1 2 4 2 3 4 5 6 7 8 9 10 11 12 13 14 4445 46 47 48 49 50 51 52 53 1100 100 100 178.84 101.68 4 5 .9 4128 1 1 5 . 2 4 78.4 104.21 1 2 9 . 0 6 SEE SE07-29-15 FOR PARCEL INFO 12 1 1 1 1 DEVON DR HAMDEN DR CORONADO DR FIRST ST THIRD ST T P I OS/R P LMDR 45 25 94 40 98 213 124 229 230 115 135 130 301 230 224 202 101 132 229 251 128 228 120 221 136 301 119 217 218 121 150 216 129 201 112 117 212 125 109 116 1 0 0 131 134 300 300 110 180 Adm. 160 Atta 170 Rest T 1 37 88 35 41 90102 304 215 207 101 100 305 100 101 225 219 127 105 209LDCTR -N o t t o S c a l e - -N o t a S u r v e y - ZONING MAP Owner: Decade Companies Income Properties Cases: FLD2009-03013 DVA2009-00001 Site: 101 Coronado Drive (including 105 Coronado Drive and 35 Devon Drive) Property Size: 0.72 acres PIN: 08-29-15-15606-000-0141 08-29-15-00000-320-0200 08-29-15-17550-002-0012 Atlas Page: 267A & 276A Attachment number 9 Page 1 of 1 35 59 59 60 60 70 35 35 70 35 70 17550 A 1 2 3 4 5 6 7 8 9 10 11 12 1 44 45 46 47 90 91 92 93 48 49 5051 94 95 96 97 98 99 100 102 103 104 52 53 54 55 56 57 105 106 101 59 58 59 59 59 74 70 57.8 106 15606 1 11 1213 (14) WATER LOT 1 GOVT LOT 3 GOVT LOT 4 SEE PLAT FOR DIMENSIONS* SEE SE07-29-15 FOR PARCEL INFO 60 60 50 50 50 70 60 60 60 17550 17568 B 1 2 3 1 2 1 2 4 2 3 4 5 6 7 8 9 10 11 12 13 14 4445 46 47 48 49 50 51 52 53 1100 100 100 178.84 101.68 4 5 .9 4128 1 1 5 . 2 4 78.4 104.21 1 2 9 . 0 6 SEE SE07-29-15 FOR PARCEL INFO 12 1 1 1 1 DEVON DR HAMDEN DR CORONADO DR FIRST ST THIRD ST 45 25 94 40 98 213 124 229 230 115 135 130 301 230 224 202 215 132 229 251 128 120 221 136 301 119 217 218 121 150 216 129 201 112 117 212 125 109 116 1 0 0 131 134 300 110 180 Adm. 1 37 88 35 41 90102 304 101 207 101 100 228 305 100 101 225 219 127 105 300 209LDCTR 160 Atta 170 Rest -N o t t o S c a l e - -N o t a S u r v e y - EXISTING Owner: Decade Companies Income Properties Cases: FLD2009-03013 DVA2009-00001 Site: 101 Coronado Drive (including 105 Coronado Drive and 35 Devon Drive) Property Size: 0.72 acres PIN: 08-29-15-15606-000-0141 08-29-15-00000-320-0200 08-29-15-17550-002-0012 Atlas Page: 267A & 276A City Marina Pier 60 Overnight Accom Overnight Accommodations Overnight Accommodations Overnight Accommodations Overnight Accommodations Overnight Accommodations Detached Dwellings Detached Dwellings Detached Dwellings Detached Dwellings Detached Dwellings Temporary City Parking Lot Temporary City Parking Lot Beach Beach Beach City Parking Lot Retail Sales Attachment number 10 Page 1 of 1 Resolution No. 09-23 RESOLUTION NO. 09-23 A RESOLUTION OF THE CITY OF CLEARWATER, FLORIDA APPROVING A DEVELOPMENT AGREEMENT BETWEEN THE CITY OF CLEARWATER AND DECADE COMPANIES INCOME PROPERTIES; PROVIDING AN EFFECTIVE DATE. WHEREAS, the City of Clearwater is desirous of entering into a development agreement with Panorama on Clearwater Beach, LLC; now, therefore, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The Development Agreement between the City of Clearwater and Decade Companies Income Properties, a copy of which is attached as Exhibit “A,” is hereby approved. Section 2. This resolution shall take effect immediately upon adoption. PASSED AND ADOPTED this _______ day of _____________, 2009. ____________________________ Frank V. Hibbard Mayor Approved as to form: Attest: __________________________ _____________________________ Leslie K. Dougall-Sides Cynthia E. Goudeau Assistant City Attorney City Clerk Attachment number 11 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Adopt Ordinance No. 8071-09 on second reading, annexing certain real property whose post office address is 2382 Dora Drive into the corporate limits of the city and redefining the boundary lines of the city to include said addition. SUMMARY: Review Approval:1) Clerk Cover Memo Ordinance No. 8071-09 ORDINANCE NO. 8071-09 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, ANNEXING CERTAIN REAL PROPERTY LOCATED ON THE SOUTH SIDE OF DORA DRIVE APPROXIMATELY 210 FEET SOUTH OF LORENA LANE, CONSISTING OF LOT 13, ROLLING HEIGHTS, WHOSE POST OFFICE ADDRESS IS 2383 DORA DRIVE, INTO THE CORPORATE LIMITS OF THE CITY, AND REDEFINING THE BOUNDARY LINES OF THE CITY TO INCLUDE SAID ADDITION; PROVIDING AN EFFECTIVE DATE. WHEREAS, the owner of the real property described herein and depicted on the map attached hereto as Exhibit A has petitioned the City of Clearwater to annex the property into the City pursuant to Section 171.044, Florida Statutes, and the City has complied with all applicable requirements of Florida law in connection with this ordinance; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following-described property is hereby annexed into the City of Clearwater and the boundary lines of the City are redefined accordingly: Lot 13, Rolling Heights, according to the map or plat thereof as recorded in Plat Book 43, Page 1, Public Records of Pinellas County, Florida. (ANX2009-04008) Section 2. The provisions of this ordinance are found and determined to be consistent with the City of Clearwater Comprehensive Plan. The City Council hereby accepts the dedication of all easements, parks, rights-of-way and other dedications to the public, which have heretofore been made by plat, deed or user within the annexed property. The City Engineer, the City Clerk and the Planning Director are directed to include and show the property described herein upon the official maps and records of the City. Section 3. This ordinance shall take effect immediately upon adoption. The City Clerk shall file certified copies of this ordinance, including the map attached hereto, with the Clerk of the Circuit Court and with the County Administrator of Pinellas County, Florida, within 7 days after adoption, and shall file a certified copy with the Florida Department of State within 30 days after adoption. PASSED ON FIRST READING PASSED ON SECOND AND FINAL READING AND ADOPTED ________________________________ Frank V. Hibbard Mayor Approved as to form: Attest: ___________________________ ____________________________________ Leslie K. Dougall-Sides Cynthia E. Goudeau Assistant City Attorney City Clerk Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Adopt Ordinance 8072-09 on second reading, amending the future land use plan element of the Comprehensive Plan of the city to designate the land use for certain real property whose post office address is 2382 Dora Drive, upon annexation into the City of Clearwater, as Residential Low (RL). SUMMARY: Review Approval:1) Clerk Cover Memo Ordinance No. 8072-09 ORDINANCE NO. 8072-09 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE FUTURE LAND USE PLAN ELEMENT OF THE COMPREHENSIVE PLAN OF THE CITY, TO DESIGNATE THE LAND USE FOR CERTAIN REAL PROPERTY LOCATED ON THE SOUTH SIDE OF DORA DRIVE APPROXIMATELY 210 FEET SOUTH OF LORENA LANE, CONSISTING OF LOT 13, ROLLING HEIGHTS, WHOSE POST OFFICE ADDRESS IS 2383 DORA DRIVE, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS RESIDENTIAL LOW (RL); PROVIDING AN EFFECTIVE DATE. WHEREAS, the amendment to the future land use plan element of the comprehensive plan of the City as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The future land use plan element of the comprehensive plan of the City of Clearwater is amended by designating the land use category for the hereinafter described property, upon annexation into the City of Clearwater, as follows: Property Land Use Category Lot 13, Rolling Heights, according to the map Residential Low (RL) or plat thereof as recorded in Plat Book 43, Page 1, Public Records of Pinellas County, Florida. (ANX2009-04008) Section 2. The City Council does hereby certify that this ordinance is consistent with the City’s comprehensive plan. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8071-09. PASSED ON FIRST READING _____________________ PASSED ON SECOND AND FINAL _____________________ READING AND ADOPTED __________________________ Frank V. Hibbard Mayor Approved as to form: Attest: __________________________ __________________________ Leslie K. Dougall-Sides Cynthia E. Goudeau Assistant City Attorney City Clerk Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Adopt Ordinance No. 8073-09 on second reading, amending the Zoning Atlas of the city by zoning certain real property whose post office address is 2382 Dora Drive, upon annexation into the City of Clearwater, as Low Medium Density Residential (LMDR). SUMMARY: Review Approval:1) Clerk Cover Memo Ordinance No. 8073-09 ORDINANCE NO. 8073-09 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING THE ZONING ATLAS OF THE CITY BY ZONING CERTAIN REAL PROPERTY LOCATED ON THE SOUTH SIDE OF DORA DRIVE APPROXIMATELY 210 FEET SOUTH OF LORENA LANE, CONSISTING OF LOT 13, ROLLING HEIGHTS, WHOSE POST OFFICE ADDRESS IS 2383 DORA DRIVE, UPON ANNEXATION INTO THE CITY OF CLEARWATER, AS LOW MEDIUM DENSITY RESIDENTIAL (LMDR); PROVIDING AN EFFECTIVE DATE. WHEREAS, the assignment of a zoning district classification as set forth in this ordinance is found to be reasonable, proper and appropriate, and is consistent with the City's comprehensive plan; now, therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. The following described property located in Pinellas County, Florida, is hereby zoned as indicated upon annexation into the City of Clearwater, and the zoning atlas of the City is amended, as follows: Property Zoning District Lot 13, Rolling Heights, according to the map or Low Medium Density plat thereof as recorded in Plat Book 43, Page 1, Residential Public Records of Pinellas County, Florida. (LMDR) (ANX2009-04008) Section 2. The City Engineer is directed to revise the zoning atlas of the City in accordance with the foregoing amendment. Section 3. This ordinance shall take effect immediately upon adoption, contingent upon and subject to the adoption of Ordinance No. 8071-09. PASSED ON FIRST READING ___________________________ PASSED ON SECOND AND FINAL ___________________________ READING AND ADOPTED _______________________________ Frank V. Hibbard Mayor Approved as to form: Attest: __________________________ ______________________________ Leslie K. Dougall-Sides Cynthia E. Goudeau Assistant City Attorney City Clerk Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Amend Section 2.263(1), Code of Ordinances, to provide for no salary increase for the mayor and councilmembers in 2010 and pass Ordinance 8087-09 on first reading. SUMMARY: The salaries of the City Council are set forth in Section 2.263(1), along with provisions for annual cost of living increases. The Council has determined that they do not wish to receive cost of living increases this year. Ordinance 8087-09 amends Section 2.263(1) to allow the mayor and councilmembers to forego automatic cost of living increases in 2010. Type:Other Current Year Budget?:None Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Clerk Cover Memo Ordinance no. 8087-09 ORDINANCE NO. 8087-09 AN ORDINANCE OF THE CITY OF CLEARWATER, FLORIDA, AMENDING SECTION 2.263(1), CLEARWATER CODE OF ORDINANCES TO PROVIDE FOR NO SALARY INCREASE FOR THE MAYOR AND COUNCIL MEMBERS IN JANUARY 2010; PROVIDING AN EFFECTIVE DATE. WHEREAS, the City Council has determined that there should be no increases to their salaries in the Fiscal Year ending September 30, 2010; now therefore, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. Section 2.263(1), Clearwater Code of Ordinances is here by amended as follows: Sec. 2.263. Compensation and expenses of mayor-commissioner and councilmemberscommissioners. (1) Commencing in 2000, tThe mayor-commissioner shall receive an annual salary of $18,000.00 to be paid in prorated bi-weekly amounts. Each city councilmember commissioner shall receive an annual salary of $15,000.00 to be paid in prorated bi-weekly amounts. Commencing on March 15, 2001, and every January thereafter, the salaries of the mayor-commissioner and councilmembers commissioners shall be adjusted by the same percentage as the annual social security cost-of-living adjustment or by two percent, whichever is greater. Notwithstanding the above, the salaries of the mayor and councilmembers shall not be increased in January 2010. Section 2. This ordinance shall take effect immediately upon adoption. PASSED ON FIRST READING _____________________ PASSED ON SECOND AND FINAL _____________________ READING AND ADOPTED ___________________________ Frank V. Hibbard Mayor Approved as to form: Attest: __________________________ ____________________________ Pamela K. Akin Cynthia E. Goudeau City Attorney City Clerk Attachment number 1 Page 1 of 1 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Amend Resolution 97-43 to allow naming portions of recreation facilities to honor individuals and adopt Resolution 09-31. SUMMARY: The City Council desires to revise the policy and procedure for naming City parks and permit naming portions of City recreation facilities in honor of individuals. Resolution 09-31 amends the policies and procedures for naming parks and recreational facilities to permit the naming of portions of parks or facilities to be named in honor of individuals. Type:Other Current Year Budget?:None Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:Annual Operating Cost: Not to Exceed:Total Cost: For Fiscal Year: to Review Approval:1) Office of Management and Budget 2) Legal 3) Clerk 4) Clerk Cover Memo Resolution 09-31 RESOLUTION NO. 09-31 A RESOLUTION OF THE CITY OF CLEARWATER, FLORIDA, AMENDING RESOLUTION 97-43, THE POLICY AND PROCEDURE FOR NAMING NEW CITY PARKS; TO PERMIT NAMING PORTIONS OF CITY RECREATION FACILITIES IN HONOR OF INDIVIDUALS; PROVIDING AN EFFECTIVE DATE. WHEREAS, the City Council desires to revise the policy and procedure for naming City parks and permit naming portions of City recreation facilities in honor of individuals; and WHEREAS, the current policy and procedure was established by Resolution 94-12 adopted January 18, 1994 and amended by Resolution 97-43 adopted July 17, 1997; now, therefore, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CLEARWATER, FLORIDA: Section 1. That Section 1 of Resolution 97-43 is hereby amended as follows: (a) Any person recommending a name for a park or a portion of a recreation facility will first complete a form “Proposal for Park or Facility Name,” to be provided by the Parks and Recreation Department. Each proposal shall be submitted to the Parks and Recreation Board. (b) The Parks and Recreation Board will not consider any requests to rename existing parks unless so requested by motion of the City Council Commission. (c) The Board will not consider any requests to name recreation facilities such as tennis courts, basketball courts, or ballfields, that are located within parks. (cd) Each park or facility or portion of a facility to be named will be evaluated on the following criteria: • Neighborhood homeowners associations will be contacted when considering names for parks or facilities located in their neighborhoods. • Persons serving on the Parks and Recreation Board, another City board, or on the City Council Commission will not be eligible to have a park or facility named after them during their tenure of office. Attachment number 1 Page 1 of 2 Resolution No. 09-31 2 • Ordinarily, parks will be named after subdivisions, geographic locations, or streets. • In the event the park property is donated, the donor will be allowed the privilege of submitting a preference for a name. • Parks or facilities may be named in honor of an individual; however, this should occur only on rare occasions and the individual should have given lengthy civic service to the City of Clearwater community, and that individual should be of local importance rather than of state or national prominence. (de) A survey may be required of homeowners living around the park to receive their opinion of a proposed name. (ef) The Parks and Recreation Board will conduct an advertised public hearing for each proposal. (fg) Based on the criteria contained in Paragraph (c) and on information received from the public hearing, the Parks and Recreation Board shall formulate a recommendation on the proposed name and shall provide the recommendation to the City Council Commission for a final decision. Section 2. This resolution shall take effect immediately upon adoption. PASSED AND ADOPTED this _______ day of _____________, 2009. ____________________________ Frank V. Hibbard, Mayor Approved as to form: Attest: __________________________ _____________________________ Pamela K. Akin, City Attorney Cynthia E. Goudeau, City Clerk Attachment number 1 Page 2 of 2 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Authorize settlement of The Complete Angler, LLC, et al. v. City of Clearwater, a first amendment case, in the amount of $55,000.00, and authorize the City Manager to execute the Consent Judgment and Settlement Agreement. (consent) SUMMARY: The Complete Angler and its business owners filed suit in federal Court alleging that portions of the City's sign code, facially and as applied, violated their first amendment rights by improper content-based regulation and sought injunctive and declaratory relief, damages and attorneys' fees under the Civil Rights Act. Following hearing, on April 9, 2009, Judge Whittemore entered an Order Granting Plaintiffs' Motion for Preliminary Injunction, finding that the application of the sign code to Plaintiffs' fish painting and banner was unconstitutional and did not withstand strict scrutiny. The Court enjoined the City from compelling removal of the fish painting or banner and from citing violations of certain Code sections in connection with them. Since one of the criteria for granting of a preliminary injunction is the likelihood of eventual success on the merits at trial, it is thought there is a good chance that Plaintiffs will be successful if the case continues. The terms of the proposed settlement are: The City will pay $55,000.00 to Plaintiffs; Plaintiffs will dismiss the federal case; The City will allow the fish painting and banner to remain and will not cite the listed Code sections in connection with either [it is staff's understanding that the banner has been removed]; Plaintiffs may complete the fish painting; Plaintiffs release the City, and its employees and agents in the course and scope of their official employment duties, from any claims; The City Manager is authorized to execute a Consent Judgment and Settlement Agreement memorializing the settlement terms and the parties will submit it to the Court for entry of a Final Consent Order. Funding is available in the Central Insurance Fund operating budget for the settlement cost. Type:Other Current Year Budget?:Yes Budget Adjustment:None Budget Adjustment Comments: Current Year Cost:$55,000 Annual Operating Cost: Not to Exceed:Total Cost:$55,000 For Fiscal Year:2009 to 2010 Appropriation Code Amount Appropriation Comment 590-07000-545900-519-000- 0000 $55,000 Review Approval:1) Office of Management and Budget 2) Legal 3) Office of Management and Budget 4) Legal 5) Clerk 6) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Continue to September 3, 2009 the second reading of TA2009-01002. SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: City Manager Verbal Reports SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Problematic Uses - Councilmember Gibson SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Proposed amendment to Temporary Use Ordinanace SUMMARY: Review Approval:1) Clerk Cover Memo J Attachment number 1 Page 1 of 7 cc Attachment number 1 Page 2 of 7 J s Attachment number 1 Page 3 of 7 c Attachment number 1 Page 4 of 7 J s Attachment number 1 Page 5 of 7 c s s J J y y JJ J Attachment number 1 Page 6 of 7 Attachment number 1 Page 7 of 7 Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Other Council Action SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Clearwater Neighborhoods Coalition - Citizens Guide to Code Enforcement SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Home of the Quarter, Business of the Quarter, and Neighborhood of the Quarter SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Proclamation: Making a Difference Fishing Tournament Day SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: Proclamation: United States Coast Guard Week in Clearwater in recognition of 219th birthday. SUMMARY: Review Approval:1) Clerk Cover Memo Work Session Council Chambers - City Hall Meeting Date:8/3/2009 SUBJECT / RECOMMENDATION: US Highway 19 Presentation by Scott Collister, District Director for Transportation Development, Florida Department of Transportation SUMMARY: Review Approval:1) Clerk Cover Memo