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POLARIS INTEGRATED LIBRARY SYSTEM CONTRACT FOR CLEARWATER PUBLIC LIBRARY SYSTEM "" I I /:7'2- INTEGRATED LIBRARY SYSTEM CONTRACT February 1, 1999 City of Clearwater (for use at Clearwater Public Library) PO BOX 4901 · SYRACUSE, NY 13221-4901 1-800-272-3414 · FAX 1-315-457-5883 · http://www.gaylord.com I I POLARIS , POLARIS THIS AGREEMENT, is made between GAYLORD BROS., a division of the Croydon Company, Inc., a corporation organized under the laws of the State of New York, with its principal place of business at 7272 Morgan Road, Liverpool, New York, party of the first part (hereinafter referred to as "Gaylord"), and the City named below, party of the second part (hereinafter referred to as "the City"). City of Clearwater 100 North Osceola Avenue Clearwater, FL 34615 (727) 462-6800 WITNESSETH: WHEREAS, Gaylord has developed a computerized system (hereinafter referred to as "POLARISTM") consisting of hardware and software for library technical services, patron services, and public access to library databases, and is currently providing system services to libraries and the City is desirous of having such services provided at its location; NOW, THEREFORE the parties mutually agree as follows: 1. Definitions: 1.1. "Hardware" is defined as all equipment and products including, but not limited to, the (a) computer, disk drives, tape drive( s), and interface, (b) workstations and peripherals, ~ barwand scanner( s), decoder(s), and wand(s), (d) printers, (e) wiring and communication devices and (f) supplies for such equipment. 1.2. "Software" is defined as POLARIS computer programs, including, but not limited to, (a) the integrated library system software in the system server(s), and (b) the client software resident in the Workstation(s). The Software is listed in SCHEDULE D and includes all corrections, modifications and updates thereof. 1.3. The terms "Software" and "Software materials" in this Agreement shall also mean any machine readable or printed material not included in the licensed programs e.g. documentation, and which is designated by Gaylord as available under license to libraries who have licensed the program to which those materials relate. 1.4. "Services" shall mean all services provided by Gaylord as identified in the Schedules attached herein. 1.5. The "Operational Date" shall be the day on which Gaylord and the City (following an installation schedule mutually agreed upon by both parties and set forth under SCHEDULE K herein) mutually declare in writing operation of the Hardware and use of the Software as purchased under this Agreement, to be available to the City. In no event shall the Operational Date precede the completion of any or all of the Acceptance Tests set forth herein. 2/1/99 City of Clearwater Contract P 1 of 35 I I POLARIS " POLARIS 1.6. The "System" as referred to herein, is the combination of Hardware and Software as sold to the City by Gaylord under this Agreement and which is installed at the City location(s) noted herein. For the purposes of this Agreement, components supplied by any party other than Gaylord shall not be considered as part of the "System". 1.7. Pursuant to section 3. Installation Schedule herein, the "Delivery Date" shall be the first day of the month immediately following the delivery of the hardware components to the City. 2. Statistics. Statistics set forth in SCHEDULE A, Library Statistics. include the number of titles, number of patrons, number and type of workstations, number of locations, total items issued annually, and the number of items in the collections at the City locations where the System is to be used. "Items" are defined as materials circulated by the City (individual copies of books, records, cassettes, etc.). Since Gaylord relies on these statistics to choose the type of Hardware and to set parameters of the Software, the City agrees that its statistics as shown are reasonably correct as of this date. 3. Installation Schedule. 3.1. Pursuant to SCHEDULE K, Implementation Plan, the City and Gaylord mutually agree upon a date(s) on which to commence installation of Hardware and Software. Upon completion of installation and the Acceptance Tests, and following the City's written acceptance of the System, both parties shall mutually agree to an Operational Date pursuant to Article 1.5. herein. 3.2. If, following the execution ofthis Agreement, the delivery and/or installation of the Software and/or Hardware is postponed until after the Operational Date provided in the then current Implementation Plan due to extensions requested by the City or the failure of the City to perform its responsibilities under the terms ofthe Implementation Plan, then Gaylord, at its option, shall be entitled to invoice the City for any balance due on delivery and/or installation, pursuant to SCHEDULE I, Payment Schedule. 3.3 If, following the execution of this Agreement, the delivery and/or installation of the Software and/or the Hardware is postponed until after the Operational Date provided in the then current Implementation Plan due to extensions requested by Gaylord or the failure of Gaylord to perform its responsibilities under the terms of the Implementation Plan, then the City, at its option, shall be entitled to implement termination proceedings subject to the conditions set forth under Article 4.2 herein, and upon termination, the City shall receive a full refund of all City monies paid to, and received by, Gaylord, up to the date of termination. Pursuant to Article 4.3 herein, Gaylord, in turn, shall be entitled to receive payment for any services satisfactorily rendered up to the date of termination. In the event of termination, the Software shall be returned to Gaylord or destroyed pursuant to Article 5.1 of this Agreement. 2/1/99 City of Clearwater Contract P 2 of 35 I I POLARIS '" POLARIS 4. Term. 4.1. This Agreement is effective upon final signature and for an initial term ending one year from the Operational Date. It shall then be renewed automatically for one-year periods unless the City notifies Gaylord of its intention not to renew at least sixty (60) days prior to the expiration of the original or any extended term. Gaylord agrees to notify the City at least ninety (90) days in advance of the effective date of any change in fees or services. 4.2. If either party is in material breach of any of the terms and conditions of this Agreement, the aggrieved party shall give written notice thereof, including a reasonably detailed statement of the nature of such breach, to the breaching party. The breaching party will have thirty (30) days after notice is given to cure such breach, or, if the breach cannot reasonably be cured within thirty (30) days, the breaching party shall provide a written estimate of the time needed to cure such breach, shall commence to cure such breach within ten (10) days of notice from the aggrieved party and shall diligently continue to prosecute such cure to completion. If the breaching party fails to cure, commence to cure in timely manner, or diligently prosecute such cure to completion, the aggrieved party, at its option, shall be entitled to terminate this Agreement or suspend its performance under the Agreement for as long as the breach remains uncorrected, and avail itself of any and all remedies available under this Agreement, at law or in equity. 4.3. In the event either party becomes insolvent or voluntarily or involuntarily bankrupt or a receiver, assignee or other liquidating officer is appointed for all or substantially all of the business of either party, or if either party makes an assignment for the benefit of creditors, then the other party, at its option may immediately terminate this Agreement by notice to the offending party to that effect. In no event shall this Agreement be assigned or assignable by operation of law or by voluntary or involuntary bankruptcy proceedings or otherwise, and any such assignment or attempted assignment shall be void and in no event shall this Agreement or any rights or privileges hereunder be an asset of either party under any bankruptcy, insolvency or reorganization proceedings. 4.4. If this Agreement is suspended or terminated by the City, then, effective upon the date of suspension or termination, the City shall be relieved of further payment obligations, and shall be liable for payment only for those goods and services satisfactorily received prior to the date of suspension or termination. If the Agreement is terminated, any pre-paid maintenance fees shall be refunded to the City to the date of termination on a pro-rated basis. If the Agreement is mutually reinstated, then the City shall reassume its payment obligations. 5. Return or Destruction of Licensed Software. 5.1. Pursuant to Articles 4.2 and 4.3 herein, if this Agreement is terminated and the right to continued use of the Software and Software materials under the conditions set forth herein is withdrawn, then all Software and Software materials must be returned to Gaylord, or if so requested in writing by Gaylord, destroyed. Within one (1) month after the date of discontinuance of any license granted hereunder, the City will furnish to Gaylord if requested, a certification that through the City's best efforts and to the best of the City's knowledge, the original and all copies of the Software and 2/1/99 City of Clearwater Contract P 3 of 35 I I POLARIS " POLARIS Software Materials received from Gaylord or made in connection with such license have been returned or destroyed. This requirement will apply to all copies in any form, including translations, whether partial or complete, and whether or not modified or merged into other Software Materials as authorized herein. 5.2. Gaylord acknowledges the City's ownership of the various databases installed upon the System. Upon termination of this Agreement by either party, or upon conclusion of the Agreement term, Gaylord agrees to assist the City in extracting all City-owned data from the System. Such assistance shall include personnel time and Gaylord's best efforts, provision of documentation regarding the format and contents of the extracted data, verification that extracted data is complete and in a form suitable for use by the City, and other assistance necessary for the extraction of data. Such assistance shall be provided by Gaylord at its then current rates for data extraction services, including any actual expenses for travel to the City. The data shall include all contents of all files created, maintained, and owned by the City, including all bibliographic data, holdings data, patron data, in-process transaction data associated with circulation control, cataloging, acquisitions, serials control, and any other activity or module in use by the City. Wherever standards such as MARC exist for the format of that data, Gaylord will furnish such data in the standard format. Appropriate documentation shall be provided. These services will not be delayed or withheld by Gaylord in the event of any legal proceeding initiated by the City. 6. Implementation Plan An Implementation Plan (hereinafter, "Plan"), for the project must be developed in mutual cooperation by Gaylord and the City prior to the installation of any Hardware, Software, or performance of services under this Agreement. The Plan, upon written approval of both parties, shall be set forth in this Agreement under SCHEDULE K herein. The Plan must include, but is not limited to, the following items: identification of all required tasks; a timeline of all required tasks; an indication of which party is responsible for completion of each task expected duration of each task; a site preparation requirements checklist; training courses; post-implementation services; Written approval of both parties shall be required for changes to an Plan following initial approval, and such changes will be incorporated herein. 7. Gavlord Fees and Deliverables. Based on the statistics in SCHEDULE A, and subject to any special conditions appended in SCHEDULE J, Additional Considerations, Gaylord will provide deliverables detailed in the following schedules at the fees indicated: 2/1/99 City of Clearwater Contract P 4 of 35 I I POLARIS " POLARIS SCHEDULE B: Database Services SCHEDULE C: Hardware and Third-Party Support Software SCHEDULE D: Polaris Software Licenses SCHEDULE E: Services SCHEDULE F: Hardware Maintenance SCHEDULE G: Software Maintenance and System Support SCHEDULE H: Summary of System Costs SCHEDULE I: Payment Schedule SCHEDULE J: Additional Considerations SCHEDULE K: Implementation Plan SCHEDULE L: Acceptance Tests The final costs will be adjusted if the actual City statistics vary significantly from the statistics provided, or if the City alters, by commission or omission, in any way the conditions of the implementation. 8. Payment. 8.1. Payments for Hardware and for Software license charges shall be made in accordance with the tenns that are set forth in Paragraph 2, SCHEDULE 1. 8.2. Payment for all other goods and services shall become due upon delivery, as set forth under Paragraph 1, SCHEDULE 1. 8.3. In accordance with the tenns that are set forth in Paragraph 3, SCHEDULE I, the City will pay software maintenance fees quarterly in advance during the tenn of this Agreement, commencing on the Operational Date. 8.4. Fees enumerated in SCHEDULES B through G are summarized in SCHEDULE 1. 8.5. Payment in full on all invoices is due according to the tenns of this contract or within 30 days of the invoice date, whichever date is later. Within twenty (20) days of receipt of the invoice, the City may serve Gaylord with written notice disputing any charge. If the dispute is not resolved within twenty- five (25) days of receipt of said written notice, then either party may file for arbitration. 2/1/99 City of Clearwater Contract P 5 of 35 I I POLARIS '- POLARIS 8.6. In the event that payment is not made in full according to the specified terms, a service charge will be added to the undisputed balance after deducting all payments and credits. For any payment considered past due and undisputed by the City, the City agrees to pay interest at 1 % per month (effective annual rate of 12%) on the unpaid balance or the highest rate permitted by law, whichever is less. 8.7. If failure to pay according to the terms of this Agreement causes this account to be assigned for collection, or causes legal action to be taken, the City agrees to pay all costs of collection incurred by Gaylord, including court costs and reasonable attorney fees. 8.8. In the event the Operational Date is other than the first day of the month, maintenance charges will be pro-rated accordingly. Maintenance charges are subject to change annually, commencing two (2) years from the Operational Date and effective upon ninety (90) days written notice to the City. If the charge for any service provided under this Agreement is increased by Gaylord, the City may, with sixty (60) days prior written notice, terminate this agreement upon the effective date of such increase. Otherwise the new charges will become effective upon the date specified in the notice. 9. Licenses. 9.1. Gaylord and the City agree that the following terms and conditions will apply to any City order for Gaylord licensed Software programs that are accepted by Gaylord. Gaylord will (1) furnish such licensed Software to the City; (2) grant to the City a non-transferable and non-exclusive license to use the licensed Software; (3) provide Software service and maintenance, as described herein. 9.2. Each license granted under this Agreement authorizes use of the licensed Software by the City(s) specified herein. 9.3. All licensed Software, including any subsequent updates purchased and any part thereof, may only be used on the system server(s) or Hardware configuration purchased from, or authorized by, Gaylord, and in such quantities as may be determined under SCHEDULE D herein. The Client Software is for the use of the City with no implied rights to distribute beyond reasonable use for City functions. Following Gaylord's written authorization, all licensed Software may be copied, in whole or in part, only for use on the system server(s) or specified Hardware configuration. 9.4. The Software may be used on another single server only on a temporary basis during a malfunction of the original server which causes the Software to be inoperable. 9.5. No title to or ownership of the Software is transferred to the City, and it remains the proprietary property of Gaylord. 9.6. The City shall not allow the Software or any portion thereof to be reverse compiled, disassembled, or in any way altered. 2/1/99 City of Clearwater Contract P 6 of 35 I I POLARIS , POLARIS 9.7. Gaylord may terminate all proprietary licenses granted hereunder and require return of the Software upon written notice to the City if the City fails to comply with these terms and conditions. Gaylord shall have the right to enforce these terms and conditions against the City. 9.8. The City must notify Gaylord of the City's intention to change the designation of the location at which licensed Software is to be used. The change of designation will be effective upon the date set forth in the notice confirming the change in designated location furnished to the City by Gaylord. 10. The City shall: 10.1. Assume the responsibility of insuring the Hardware upon installation. 10.2. Pay all costs associated with local network communications. 10.3. Pay shipping charges for all Hardware. 10.4. Provide a full-time system administrator and a full-time PC/network administrator with Windows and NT certification. The City shall designate no more than these two (2) key personnel for special training in the use of the System. Should either assignment change, the City shall promptly inform Gaylord. Training will be scheduled as mutually agreed by both parties. The key personnel shall be Gaylord's single point of contact with the City following execution of this Agreement. 10.5. Accept responsibility for all server operations, including, but not limited to, regularly scheduled backups and server configuration updates. Failure by the City to administer server operations may result in written notice from Gaylord to limit, or withhold, its maintenance services if, following a thirty (30) day cure period, the City, in Gaylord's sole opinion, is unable to provide a satisfactory performance level for server operations. Written notice shall identify all alleged deficiencies in server operations. Gaylord shall resume its maintenance service when, in Gaylord's sole opinion, server operations are resumed to a satisfactory performance level. Gaylord's approval will not unreasonable be withheld. 10.6. Provide Gaylord with reliable remote access via a modem (the modem to be supplied either by the City or Gaylord) to the Polaris system, sufficient to satisfy the implementation and on- going performance requirements set forth under this Agreement. 10.7. The City agrees to accept responsibility for the data concerning the City's system profile and system parameters that it has provided to Gaylord based on guidelines for the profile and parameters set by Gaylord. Gaylord agrees to provide prompt written notice of any material discrepancyofwhich it becomes aware between data provided by the City and data required for effective functioning of the Software. 2/1/99 City of Clearwater Contract P 7 of 35 I I POLARIS ~ POLARIS 11. Site Preparation It is understood and agreed that the aforesaid fees do not include any site preparation or installation costs except as described in SCHEDULE E, Services. The City shall, at its own expense, prepare the site to house the computer hardware in accordance with the installation specifications presented in Gaylord's Proposal or supplied to the City not less than ninety (90) days prior to the scheduled delivery and installation date for the automated system. Pursuant to those specifications, the City shall provide suitable electric service for operation of the Hardware and a reliable telephone connection for remote access via modem. The modem shall be supplied either by the City or by Gaylord. The City is also solely responsible for preparing an environment free of any and all impediments, including, but not limited to, asbestos, hazardous materials, and/or hazardous conditions, that may interfere with Gaylord's ability to perform a successful and timely installation of the system components. Site preparation shall be completed by the City no less than thirty (30) days prior to the scheduled installation date for the computer hardware. 12. Privacv of Data. Gaylord agrees not to use patron details such as names, addresses, etc., for any purpose other than providing requested service to the City and agrees not to transmit City data to any third party, except as requested by the City. 13. Restriction on Modification. The City shall not modify any licensed Software in machine readable form nor merge such Software with other Software programs. 14. Protection and Security. 14.1. The City will take appropriate action, by instruction, Agreement or otherwise, with any persons permitted access to licensed Software so as to enable the City to satisfy its obligation under this Agreement. 14.2. All licensed Software materials, including, but not limited to, documentation and user manuals, contain Gaylord proprietary information, use of which is limited by the licenses granted in this Agreement. The City will not disclose or otherwise make available any licensed Software materials in any form to any third party except to the City's employees, or to agents directly concerned with licensed use of the program. 15. Warranty. 15.1. Gaylord warrants that Gaylord has the right to license the Software listed in SCHEDULE D, POLARIS Software Licenses hereunder. Each licensed program will perform the functions set 2/1/99 City of Clearwater Contract P 8 of 35 J I POLARIS "" POLARIS out in the OnLine Help in effect when shipped to the City. Gaylord agrees to make reasonable efforts to correct all reproducible material errors in programming and discrepancies between the OnLine Help and the actual Software performance. Thereafter, Gaylord will provide program service and maintenance as described in SCHEDULE G, Software Maintenance and Svstem Support. Pursuant to, but not limited by, Paragraph 15.3 herein, Gaylord does not warrant that the operation of the licensed program will be uninterrupted or error-free or that all program defects will be corrected. 15.2. Gaylord warrants that the City shall acquire good and clear title to the Hardware purchased hereunder, free and clear of all liens, claims, or encumbrances from a third party. Title to the Hardware shall pass from Gaylord to the City upon payment of the final balance due, as outlined under Paragraph 2, SCHEDULE I, Pavment Schedule. Hardware purchased under this Agreement will be newly manufactured, unless otherwise agreed to in writing by both parties. 15.3. To fulfill Gaylord's obligations under the warranty and acceptance test clauses set forth herein, the City shall not install or in any way access or use (a) third-party hardware and/or software, and/or (b) databases and networks external to the Polaris system, in conjunction with the Polaris system, without the prior written consent of Gaylord, which consent shall not unreasonably be withheld. Such consent is not required for any such hardware, software, databases and networks specified and approved by both parties within this Agreement. Gaylord shall not be responsible for correcting any adverse effects on either the performance or operation of the POLARIS system, or on the individual components of said system, as a result of the City's use of (a) third- party hardware or software, and/or (b )databases and networks external to the POLARIS system, in conjunction with the POLARIS system which have not received prior written approval by Gaylord. In such an event, when resources are available, Gaylord may provide consultation services or assistance relating to the City's unauthorized use of such third-party hardware and software, external databases and networks, and shall reserve the right to charge, at the then published rate, for such services and assistance. THE FOREGOING WARRANTIES ARE IN LIEU OF ALL OTHER WARRANTIES, EXPRESSED OR IMPLIED, INCLUDING BUT NOT LIMITED TO THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. 16. Software Maintenance and System Support 16.1. Telephone support and updates for the Software will be provided as part ofthe annual Software Maintenance fee. Service coverage and limitations are set forth under SCHEDULE G herein. 16.2. Software updates will be made available periodically. Gaylord shall have full discretion as to the timing and content of Software updates during the term of this Agreement. Failure to release Software updates during any specific term does not constitute default on the part of Gaylord because of the continuation of the right to use telephone support and other support-related services. Given the complexity of the library automation environment, including such factors as 2/1/99 City of Clearwater Contract P 9 of 35 I I POLARIS " POLARIS evolving standards, developmental tools, and market demands, Gaylord reserves the right to modify its development plan for future releases for the best interests of its current customers, its organization (from a support perspective) and future marketability. 16.3 The City is responsible for implementing updates. All mandatory updates and general release upgrades must be installed within one (1) year of their release to insure proper program performance and continued support. In conjunction with Section 10.5 herein, failure by the City to install updates and upgrades within the agreed time frame may result in the termination of program service and maintenance, or in the increase of program service and maintenance fees where appropriate. 16.4. Each type of program service and maintenance specified will be available unless discontinued by Gaylord upon one hundred and eighty (180) days written notice. 16.5. Gaylord reserves the right to charge at the then prevailing rate for any additional effort which results from providing services for a licensed program altered by the City. 17. Patent and Cot>vri~ht. 17.1. Gay lord will defend the City against any claim that licensed Software material furnished and used within the scope of the license granted herein infringe a U.S. patent or copyright and Gaylord will pay resulting costs, damages and attorney fees finally awarded, subject to the limitation of liability set forth below in Article 18 in its entirety ("Limitation of Remedies") provided that: (a) the City promptly notifies Gaylord in writing of the claim, and (b) Gaylord has sole control of the defense and all related settlement negotiations. However, if the costs and damages attributable to a claim of infringement of a U.S. patent may exceed the limitation of liability, the City may elect to defend against the claim provided Gaylord may fully participate in the defense and/or agrees to any settlement of the claim. 17.2. If such claim has occurred, or in Gaylord's opinion is likely to occur, the City agrees to permit Gaylord at its option at no additional expense to the City either to procure for the City the right to continue using the licensed Software or to replace or modify the same so that they become non-infringing. If neither of the foregoing alternatives is reasonably available, the City agrees on one (1) month's written notice from Gaylord to return or destroy all copies of the licensed program material received from Gaylord and all copies thereof, and to receive a refund for all monies paid for said licensed Software material, exclusive of any periodic maintenance fees. 17.3. Gaylord shall have no obligation to defend the City or to pay costs, damages, or attorney's fees for any claim based upon the City's use of licensed Software that has been altered by the City without Gaylord's express permission and in direct breach of9.6. herein. 17.4. The foregoing states the entire obligation of Gaylord with respect to infringement of patents or copyrights. 2/1/99 City of Clearwater Contract P 10 of 35 I I POLARIS " POLARIS 18. Limitation of Remedies. 18.1. F or any claim concerning performance or non-performance by Gaylord pursuant to or in anyway related to the subject matter of this Agreement and any supplement hereto, the City shall be entitled to recover actual damages to the limits set forth in this section. 18.2. Gaylord's liability for damages to the City for any cause whether in contract or tort, including negligence, shall be limited to a maximum of all monies paid for the Polaris Software, exclusive of any maintenance fees. 18.3. This limitation ofIiabiIitywill not apply to claims for personal injury caused solely by Gaylord's negligence. 18.4. In no event will Gaylord be liable for any damage caused by the City's failure to perform its responsibilities or for any lost profits or other consequential, special, or indirect damages, even if Gaylord has been advised of the possibility of such damages. 19. Waiver ofri!!hts. The waiver or failure of either party to exercise in any respect any right provided for herein shall not be deemed a waiver of any further right hereunder. 20. Severability. If any provision of this Agreement is invalid, illegal or unenforceable under any applicable statue or rule ofIaw, it is to that extent to be deemed omitted, and the remaining provisions shall not be affected 10 any way. 21. Headines. The headings of the various Paragraphs and Subparagraphs herein are for convenience only and shall not control or affect the meaning or construction of any provisions of this Agreement. 22. Risk of use. All risk of use, operation, and control are borne by the City. 23. Governin!! Law. This Agreement shall be subject to all applicable laws of the Federal Government ofthe United States of America and to the laws of the State of Florida. The applicable law for any legal disputes arising out of this Agreement shall be the law of the State of Florida. The prevailing party shall be entitled to reasonable attorney fees and costs as awarded by the court, including any action at the appellate level. 2/1/99 City of Clearwater Contract P 11 of 35 I I POLARIS ~ POLARIS 24. Saving Clause. Typographical and stenographic errors are subject to correction. 25. Assignments. Both parties agree that no sublicensing, nor assignment of their rights or interest, nor delegation of their duties under this Agreement shall be made or become effective without the prior written consent of the other party. Any attempted sublicensing, assignment or delegation without prior written consent shall be wholly void and ineffective for all purposes. 26. Taxes not included. The charges shown on this Agreement do not reflect applicable state and local taxes which may be added to the amounts shown at the time of invoicing. 27. Whole A!!reement. This Agreement, including appendices and referenced attachments, constitutes the entire Agreement between the parties and supersedes all proposals, presentations, representations, and communications, whether oral or in writing, between the parties on this subject. Neither party shall be bound by any warranty, statement, orrepresentationnot contained herein. The signatories acknowledge reading and agree to comply with all terms and conditions. 28. Force Maieure Any delay or nonperformance of any provision of this Agreement caused by conditions beyond the reasonable control ofthe performing party shall not constitute a breach of this Agreement, provided that the delayed party has taken reasonable measures to notify the other of the delay in writing. The delayed party's time for performance shall be deemed to be extended for a period equal to the duration ofthe conditions beyond its control. Conditions beyond a party's reasonable control include, but are not limited to, natural disasters, acts of government after the date of the Agreement, power failure, fire, flood, acts of God, labor disputes, riots, acts of war and epidemics. Failure of subcontractors and inability to obtain materials shall not be considered a condition beyond a party's reasonable control. 29. Indemnification Gaylord agrees to indemnify, hold harmless and defend the City and its agents, officials and employees from any liability, claim or injury, related to or caused by fault or negligence of Gaylord employees or subcontractors. 2/1/99 City of Clearwater Contract P 12 of 35 I I POLARIS 1 POLARIS 30. Insurance Gaylord agrees to carry adequate insurance in all areas applicable in the execution of this project. 30.1. Gaylord shall furnish the City with evidence of valid comprehensive general liability insurance coverage in the amount of $1 ,000,000 for each occurrence for personal injury (including death and dismemberment) and property damage related to or resulting from shipping, installation, operation or removal of the proposed automated library system. 30.2. Gaylord shall carry Worker's Compensation and Employer's Liability Insurance with a limit of liability of$500,000. In the event that any work is sub-contracted, Gaylord shall require the sub- contractor similarly to provide Worker's Compensation Insurance for all of the latter's employees to be engaged in protection afforded by the Contractor's Worker's Compensation Insurance. 30.3. Gaylord shall carry Automobile Liability Insurance with a combined single limit ofliability per occurrence of$I,OOO,OOO for bodily injury and property damage. The insurance policy shall be initiated prior to the installation of the system, and Gaylord shall furnish to the City a copy of the insurance policy (or acceptable insurance binder) and all subsequent changes or updates. 31. Amendments. Amendments and modifications to all, or any part, of the Agreement and to the appendices and referenced attachments, may be made, and shall be binding, only if in writing and signed by duly authorized representatives of both parties. 32. Fundine City represents that funding has been appropriated sufficient to purchase the goods and services (excluding Maintenance Services) set forth in the Schedules attached to this Agreement. 2/1/99 City of Clearwater Contract P 13 of 35 I I POLARIS x POLARIS IN WITNESS WHEREOF the parties have duly executed and delivered this Agreement on the dates set forth below. CI ichael J. Roberto City Manager OF CLEARWATER, FLORIDA Ri a Garvey Mayor-Commissioner Approved as to form: Attest: ~ ~'- ohn Carassas Assistant City Attorney ~ ACCEPTED FOR GAYLORD BROS. By: ~?: ~JlI~~ Title: President, Gaylord Information Systems 2-/1 /91 Date: By: Title: Date: 2/1/99 City of Clearwater Contract P 14 of 35 POLARIS '-.. POLARIS 1. 2. 3. 4. Estimated Number of Patrons Estimated Number of Items Estimated Number of Titles Circulation Transactions (ASCII format) 90,000 400,000 200,000 150,000 5. Number of Concurrent Workstations/Devices/In-bound Internet (total of categories below) 132 5.1 Staff Workstations: x 55 5.2 OPAC Workstations: x 53 5.3 In-bound Internet Users: x 20 5.4 Telephone Notification: x 4 (Staff) Totals 132 Gaylord supplies: N/A Workstations. Library(s) supply: 108 Workstations 6. Name and address for Central Server location: City of Clearwater Public Library 100 North Osceola Avenue Clearwater, FL 346 I 5 (727) 462-6800 7. Other Locations: Clearwater Beach Library Clearwater Countryside Library Clearwater East Library Clearwater North Greenwood 2/1/99 City of Clearwater Contract P 15 of 35 POLARIS " POLARIS 1. Data Migration Number of MARC Records (estimated): Number ofItem Records (estimated): Number of Patron Records (estimated): Number of Circulation Transactions (estimated): 200,000 400,000 90,000 150,000 1.1 Data Loading and Indexing $10,000 1.2 Migration of Transactions $7,500 1.3 Migration of Patron Records $2,500 ,. ".,. " __,_". .,..aseSel"V'i.c~s..(E~!iJD~ted) It is Gaylord's recommendation that consideration be given to data cleanup prior to migration. A quotation for customized work would be available upon request. 2/1/99 City of Clearwater Contract P 16 of 35 POLARIS " Q!y Description System Server Hardware:- 1 Dell PowerEdge 6300 (4) Pentium II Xeon 400MHz CPUs (max 4 CPUs) 512MB memory (max 4GB) wide mini tower cabinet, redundant cooling redundant power supply dual ultra-wide SCSI controller dual channel RAID controller CD-ROM drive PCI SVGA graphics controller (2) PCI ethemet 10/100 Network Interface Cards 12/24GB DA T Tape Drive (3) 9GB ultra-wide SCSI hot-swap disks (max 618GB disk in cabinet) HP Openview Network Node Manager 3 year next-business-day onsite parts and labor warranty 15" SVGA Monitor 1400 VA UPS 1 Async Diagnostic Modem Sub-Total - System Server Hardware System Server Software:- 1 Microsoft BackOffice Server License Windows NT Server Internet Information Server, Index Server Transaction Server, Message Queue Server SQL Server, Exchange Server, SMS Server, Proxy Server 112 Microsoft BackOffice Client Access Licenses 1 Microsoft SQL Internet Connector (inbound Internet) 1 Cheyenne ARC serve - Tape Backup 1 Cheyenne ARC serve SQL Agent 7days x 24hours 1 Cheyenne InocuLAN AntiVirus Sub-Total- System Server Software Options: BackOffice Server 24 month Right to New Version BackOffice Client Access 24 month Right to New Version 2/1/99 $17,297 $1,481 $61 $1,713 $531 $995 $495 POLARIS Unit Price Expanded Price $17,297 $879 $249 $879 $249 $18,425 $1,481 $6,832 $1,713 $531 $995 $495 $12,047 $386 $40 each City of Clearwater Contract P 17 of 35 POLARIS , Unit Price Qty Description Training Server Hardware:- 1 Dell PowerEdge 2200 Server Pentium II 300MHz CPU,192MB memory mini tower cabinet, ultra-wide SCSI controller PCI SVGA graphics controller, PCI Ethernet 10/100 Network Interface Card CD-ROM Drive, 12/24GB DAT Tape Drive (2) 4GB ultra-wide SCSI disks,HP Open View Network Node Manager 3 Year next-business-day onsite parts and labor warranty 15" SVGA Monitor Sub- Total- Training Server Hardware $4,273 Training Server Software:- 1 Microsoft BackOffice Server License Windows NT Server Internet Information Server, Index Server Transaction Server, Message Queue Server SQL Server, Exchange Server, SMS Server, Proxy Server 1 Cheyenne ARC serve - Tape Backup 1 Cheyenne ARCserve SQL Agent 7days x 24hours 1 Cheyenne InocuLAN AntiVirus Sub-Total - Training Server Software $1,481 $531 $995 $495 Options: BackOffice Server 24 month Right to New Version BackOffice Client Access 24 month Right to New Version Tele9hone Notification Hardware/Software:- 1 POLARIS Telephone Notification Hardware - 4 Line 4 Microsoft SQL Access Licenses Sub-Total - Telephone Notification Hardware/Software $3,961 $61 POLARIS Expanded Price $4,273 $4,273 $1,481 $531 $995 $495 $3,502 $386 $40 each $3,961 $244 $4,205 2/1/99 City of Clearwater Contract P 18 of 35 POLARIS ~ POLARIS Pursuant to Paragraph 15.1 herein and subject to the terms and conditions of this Agreement, Gaylord will grant non-transferable and non-exclusive licenses for the following Software for use by the City. POLARIS@ Integrated Library System: Maximum allowable Servers - Maximum allowable Clients - 1 132 1. Server Software $50,000 # of Servers - 2. Client Software $122,850 # of Clients 132 Staffx 55 OPAC x 53 Inbound Internet x 20 Telephone Notification x 4 3. Polaris Report Writer - Crvstal Info $613 # copies Crystal Info Desktop Client # copies Crystal Info Report/Query Client 2/1/99 City of Clearwater Contract P 19 of 35 I 1 POLARIS " POLARIS 1. Consultation/Workflow Analvsis/Training On-site services are charged in whole days at $1,000 per trainer per day. Actual travel and living expenses will be charged. Consulting Sessions require the participation of representatives from each of the libraries' administrative units involved or effected by the training process. In addition to the requirements set forth in Section 10.4 herein, prior training on Windows 95, Windows 97 and/or Windows NT is required for all trainees. Recommended number of trainees per session is shown in parenthesis. Training materials will be provided for each session. Polaris System Administration: (Prerequisite - Windows NT Operations) 1 Days Consulting 2 Days On-site Training (3 trainees) $1,000 $2,000 Public Access: (Prerequisite - Familiarity with Browsers) 1 Days Consulting 2 Days Train-the- Trainer Option (8 trainees) $1,000 $2,000 Circulation and Patron Services: 1 Days Consulting 4 Days On-site Training (10 trainees) $1,000 $4,000 Cataloging: (Prerequisite - MARC, AACRII) 1 Days Consulting 3 Days On-site Training (1 0 trainees) $1,000 $3,000 Serials and Acquisitions: 2 Days Consulting 4 Days On-site Training (5 trainees) $2,000 $4,000 Reports Production and Management: 1 Days Consulting 1 Days On-site Training (5 trainees) $1,000 $1,000 t()tal;'!c:ollsultatioDI\V oJ-know AIlalysis/Training-23j)a '"... .11llated.~xpeDses . m , (c)lllyactual e.xpenses will' be charged) 'L$23,OQ() '$1.0,OO() 2/1/99 City of Clearwater Contract P 20 of 35 POLARIS ) " POLARIS 2. Installation. 2.1. Installation service is limited to the installation of all Server Software and the staging of all Server Hardware purchased under any Agreement between the City and Gaylord Information Systems. Said service will be perfonned at Gaylord's offices by Gaylord technician(s) who will test all Server Hardware and will load and test all Server Software purchased under any Agreement between the City and Gaylord Infonnation Systems at the rates set forth below 3.1.1 System Server Software Installation and Setup: @3,600 per server $3,600 3.1.2 Training Server Software Installation and Setup: @1,800 per server $1,800 3.1.3 Telephone Notification Server Software Installation and Setup: @1,800 per server $1,800 Optional Installation Service Polaris Client Software: On-site installation of Polaris Client Software is an optional service offered by Gaylord at $1,000 per day per Gaylord technician + actual expenses. This can be contracted for on a "per diem" basis whereby Gaylord staff will train the staff of the City to perform the necessary installation procedures. Should the City elect to self-install the Polaris Client Software, telephone consultation with Gaylord technicians will be charged @200.00 per hour, with a minimum charge of one hour. Server Hardware: On-site installation of server hardware is an optional service offered by Gaylord at $1,000 per day per Gaylord technician + actual expenses. 2/1/99 City of Clearwater Contract P 21 of 35 POLARIS " POLARIS GA YLORD agrees to provide and the City agrees to accept service at the installation location(s) in SCHEDULE A for the items of Hardware shown below or on attached addenda in accordance with the attached Hardware Maintenance Terms and Conditions. Telephone diagnostic service is available during the following hours: 8am - 6pm, Monday through Friday. All hours are Eastern Time. Line No. Q!y 1.1 1 1.2 1 3.1 1 4.1 1 5.1 1 5.2 1 6.1 1 Hardware Annual Description Payment Dell PowerEdge 6300 (4) Pentium II Xeon 400MHz CPUs (max 4 CPUs) $0.00 512MB memory (max 4GB),CD-ROM drive (2) PCI ethernet 10/1 00 Network Interface Cards, 12/24GB DA T Tape Drive (3) 9GB ultra-wide SCSI hot-swap disks (max 618GB disk in cabinet) 15" SVGA Monitor 1400 VA UPS Async Diagnostic Modem Dell PowerEdge 2200 Server,Pentium II 300MHz CPU,192MB mem PCI Ethernet 10/100 Network Interface Card CD-ROM Drive, 12/24GB DAT Tape Drive (2) 4GB ultra-wide SCSI disks 15" SVGA Monitor POLARIS Telephone Notification Hardware - 4 Line Server Communication Boards Type Maint DOS/36 $0.00 $0.00 Mil 2 Ml24 $0.00 DOS/36 $0.00 Ml12 $0.00 $0.00 DOS/36 M Type of Maintenance: DOS/36 Dell onsite service with three (3) year service warranty commencing on the Delivery Date. M/12 1 year Manufacturer Warranty, City pays cost of shipping. No replacement equipment while at repair. Commencing on the Delivery Date. M/24 2 year Manufacturer Warranty, City pays cost of shipping. No replacement equipment while at repair. Commencing on the Delivery Date. M Manufacturer Warranty. 2/1/99 City of Clearwater Contract P 22 of 35 POLARIS '" POLARIS 1. Telephone diagnostic service: is available during the following hours: 8am - 9pm, Eastern Standard Time, Monday through Friday, excluding standard Gaylord holidays. Emergency referrals from Gaylord's Operations Center to on-call personnel will be available 24 hours per day, 7 days per week. Emergency assistance is limited to work in correcting problems which impact critical functionality of the system. Software service calls that cannot be solved immediately will be referred to specialists within the Operations Center. 2. Software maintenance covers: 2.1. trouble-shooting of any POLARIS Software related problem; 2.2. provision of updates to the latest version of the POLARIS Software; 3. Service limitations: 3.1. no on-site software support service is included under this Agreement. Anyon-site service requested by the City will be provided at Gaylord's per-call rates and terms then in effect. 3.2. service will not be provided as a result of: fault or negligence on the part of the City; operator error that deviates from standard operating procedures as described III the documentation; 3.3. software support service does not include: Server operating systems; PC operating systems; 3rd party PC software; PC trouble-shooting; 4. Software Maintenance Fees: Quarterlv 4.1 POLARIS@ Server Software 4.2 POLARIS@ Client Software 4.3 POLARIS@ Crystal Report Writer $1,875 $4,606 $23 al1t~rlYSoftwareSubscriptionand Maintenance cll.cillg()n tbeOperationa.l Date: 2/1/99 City of Clearwater Contract P 23 of 35 POLARIS '-.. POLARIS System Costs Purchase Price Database Services (SCHEDULE B) $20,000 Hardware and Third-Party Support Software (SCHEDULE C) $42,452 POLARIS Software Licenses (SCHEDULE D) $173,463 Services inc. estimated expenses (SCHEDULE E) $40,200 ,< TAE:: SYSTEMCQSTS,immm.:. NTCUSTOMERDISCOlJ:NT, 2/1/99 City of Clearwater Contract P 24 of 35 POLARIS ~ SCHEDULE I 1. Payment on Delivery 1.1. Database Services (SCHEDULE B) <estimated> 1.2. Services (inc. estimated expenses) (SCHEDULE E) 2. Payment for Hardware and Software. Sub-Total Costs (SCHEDULE C and D) Less Discount Total Costs - Hardware and Software Payment for these costs to be made as follows:- 25% upon signing the Agreement 60% upon completion of hardware/software delivery 15% upon Operational Date $35,478.75 $85,149.00 $21,287.25 POLARIS $20,000 $40,200 $215,915 ($74,000) $141,915 OUARTERL Y ANNUAL 3. Periodic Payments to Commence on the O~erational Date 3.1. Software Maintenance and System Support (SCHEDULE G) $6,504 $26,016 2/1/99 City of Clearwater Contract P 25 of 35 POLARIS ~ POLARIS 1. Returned Goods Authorization. 1.1 Hardware mistakenly configured or shipped by Gaylord may be picked up by Gaylord and a full credit will be applied to the customer's account. 1.2 Hardware mistakenly ordered by the City may be returned prior to installation and within 30 days of sale. If the material is in it's original packaging and fit for resale as new, the City's account will be credited for the selling price less a 20% restocking fee and less any shipping and handling charges. The City must obtain a Returned Materials Authorization number and ship the material at their own expense, including insurance for the replacement value of the equipment. If material is lost in shipment, the City remains liable to Gaylord for the full purchase price as invoiced and must collect from the carrier or insurer. If material is shipped to Gaylord without a Returned Goods Authorization, an additional tracing fee of$200 will be deducted from the value of the return. Ifmaterial is returned in a condition that prevents its resale as new equipment, the City will receive credit only for the value of the equipment as determined by Gaylord for use as maintenance spares or for sale as used equipment. The value will be adjusted by all restocking fees that would apply for an authorized return. Custom products, such as barcode labels, are not returnable. 2. The City will be responsible for purchasing, installing and maintaining the other hardware components necessary, including but not limited to: network components, PC Workstations, Scanners, Printers, and cables. The City will also be responsible for installing all Client software on the PC Workstations, with telephone support and consultation available from Gaylord technicians at $200.00 per hour, with a minimum charge of one hour. On-site installation of Client software is an optional service offered by Gaylord at $1,000 per Gaylord technician per day, plus actual expenses. This can be contracted for on a "per diem" basis, whereby Gaylord technician(s) will train the City staff to perform the necessary installation procedures. 3. In compliance with the "Year 2000 Information and Readiness Disclosure Act", October 19, 1998, the following statement constitutes Gaylord Information Systems' Year 2000 Readiness Disclosure. YEAR 2000 READINESS DISCLOSURE The majority of Year 2000-related problems will most likely be caused by the storage and handling of date-related data when the calendar year is represented as a two-digit number. Under this widely used method, the year" 1995" for example, would be stored and manipulated in records and data files as "95," the year "1984" would be stored and manipulated as "84," the year "2000" would be represented as "00," 2007 as "07" and so forth. These two-digit dates exist in an almost incalculable number of records in existing data files used by many, many applications on a wide variety of computer platforms. In some instances, even when a four-digit number is used to represent the year, application logic ignores the first two digits that represent the century, i.e. "19" or "20," and still uses a two-digit date in the data file. The problem with the year 2000 being represented as "00" is that any 2/1/99 City of Clearwater Contract P 26 of 35 POLARIS ~ POLARIS calculations then interpret 2000 (00) as earlier or less than 1999 (99), and consequently could inaccurately report the resulting data. Year 2000 (Y2K) compliance of computer systems reassures the library staffthat their own experience will see no adverse impact once loan periods, due dates, standing orders, acquisition records, serials ordering and claiming, and community information data begin to require dates in the year 2000 and beyond. Gaylord Information Systems and Year 2000 Compliance Gaylord Information Systems (GIS) has concluded Y2K-compliance testing of its principal software products. Ancillary products and services are in the final phase of testing. Please note that while our testing is inclusive and thorough, no form ofY2K-compliance testing can detect potential problems with all hardware platforms, operating systems, and BIOS releases. Polaris™ Polaris was developed as a Y2K-compliant application. Polaris incorporates an 8-byte floating-point number that simulates the Julian dating concept. The Polaris DATE-type is zeroed at midnight December 30, 1899, and cumulates all successive days. Microsoft's SQL Server, on which Polaris relies heavily for database and analysis processing, uses a similar dating concept. Polaris and SQL Server can represent any date and interval between 1899 and 9999. Caveat As a software developer, GIS cannot be responsible for specific third-party hardware, software or data sources that fail to meet Y2K-compliance standards. We are however committed to making our customers' transitions as easy as possible, and we will remain vigilant for problems in libraries using the several GIS products. 2/1/99 City of Clearwater Contract P 27 of 35 POLARIS , POLARIS Upon (1) selection of Gaylord Information Systems (GIS), (2) completion of contract negotiations, and (3) contract approval by both parties on , the City and Gaylord (GIS) will develop a mutually agreeable Implementation Plan (IP) based on the events described herein. Event No. Responsible Party Days from Contract Description of Event Signing 1 GIS/CITY 0 Contract signed 2 CITY o - 1 00 Site preparation period 3 CITY 3-7 Test data extraction 4 GIS 8-9 Implementation visit by Project Manager 5 GIS 14 Order hardware 6 GIS 110 - 113 Stage hardware at GIS 7 GIS 114-115 Install Polaris Software at GIS 8 GIS 116-117 Load and index test databases 9 GIS/CITY 129 - 133 Review test load - analyze results 10 GIS 134 Ship hardware 11 CITY 140 - 141 Install hardware 12 CITY 142 - 145 Install client software 13 GIS/CITY 150-210 System training 14 CITY 211 Final data extraction and ship data to GIS 15 CITY 213 - 243 System acceptance testing 16 GIS 213 - 223 Final data processing 17 GIS 224 Ship final data to CITY 18 GIS 225 - 226 Load final data 19 CITY 227 Live on Polaris 20 GIS/CITY 244 Declaration of Operational Date 2/1/99 City of Clearwater Contract P 28 of 35 POLARIS "" POLARIS Accepted for the City Accepted for Gaylord By signing above, both parties accept their respective responsibilities, both individually and collectively, to the successful implementation of Polaris, as defined by the schedule of events set forth in this Implementation Plan. Both parties acknowledge that (a) they will make their best efforts to fulfill their responsibilities within the agreed-upon time frame, and that (b) they will conduct regular review sessions of the Implementation Plan and, if necessary, make changes that are mutually agreeable to both parties. 2/1/99 City of Clearwater Contract P 29 of 35 POLARIS " POLARIS 1. TESTING. ACCEPTANCE. AND REMEDIES In order to ensure that the City has received the value and functionality required, the City will conduct with Gaylord's assistance and support, a suite of tests over a period commencing upon the installation of the Hardware and ending no later than forty five (45) days from the completion of the final training session, or as otherwise agreed by both parties, which tests shall verify that all modules or equivalent of the system function as agreed. The tests shall be as follows: Software Functionality,HardwareFunctionality,Database Load, and Response Time. Further, the City retains the right to repeat tests to ensure that the ongoing operation of the system meets required parameters. The actual scheduling and sequence of tests will be included in final contract Implementation Plan. Upon the successful completion of all the tests set forth under SCHEDULE L herein, the City will notify Gaylord in writing of its' acceptance of the System, and pursuant to Article 1.5. herein, both parties shall mutually agree to an Operational Date. 2. SOFTWARE FUNCTIONALITY TEST The purpose of the Software Functionality Test is to verify that the functional capabilities of the Software perform as specified in the OnLine Help in effect when delivered. The Software shall be the version in general release at the time of installation, and no customization shall be permitted until after the Operational Date. 2.1 Timing and Sequence of the Test: 2.1.1 Testing will coincide with the implementation of the various modules or equivalent and shall occur during or immediately after the training session for the module. 2.1.2 Training and testing will not occur until after the Hardware Functionality Test has been passed and sufficient software and data have been loaded to permit training and the test to be effectively performed on a live City database 2.1.3 Verification of the attached functional checklists will occur during the training sessions. 2.1.4 In no event shall the Software Functionality Test extend more than forty-five (45) days from the completion of the final training session and completion of migration of the City data (as specified in the Implementation Plan). All testing will be performed on the live City database. During the testing period, the City may verify other functions which Gaylord's documentation indicates the software will perform, and, pursuant to 2.2.3 below, submit any exceptions to Gaylord in writing. 2.2 Testing Methods: 2.2.1 Prior to training, the City shall designate the system administrator as authorized to indicate acceptance of the functional checklists attached. 2.2.2 During training the system administrator shall initial the functional checklist for features observed and operational. 2/1/99 City of Clearwater Contract P 30 of 35 POLARIS , POLARIS 2.2.3 Functions which do not operate properly shall be noted and reported in writing to Gaylord 2.2.4 Gaylord shall clarify and resolve all reported problems within thirty (30) days of receipt of report. Within seven (7) days of receipt of notice of resolution from Gaylord, the City shall retest the function and confirm that the function has or has not been resolved. 2.2.5 All software functionality tests will be conducted from a City-provided workstation connecting to the live City databases. 3. SOFTWARE FUNCTIONALITY ACCEPTANCE The Software Functionality Test for a given function will be successfully completed, the software formally accepted in writing, and the obligated to pay the relevant invoice(s) when: 3.1 Each function of the appropriate functional checklist is operational, and 3.2 Each problem properly reported through the end of the test period has been resolved. 3.3 A copy of the functional checklist, appropriately initialed and signed by the City has been forwarded to Gaylord. 3.4 The City, at its option, either (1) waives its right to perform any or all of the tests set forth under this Schedule; or (2) concludes such tests within the allowable test period and immediately informs Gaylord, in writing, of such a decision. 4. SOFTWARE FUNCTIONAL ACCEPTANCE BY DEFAULT In the event that, if at the conclusion of the test period, and pursuant to 2.2.3 herein, the City has failed to inform Gaylord in writing of any functions which do not operate as specified in the OnLine Help, then the Software Functionality Test will be considered successfully completed and the City obligated to pay the relevant invoice(s). 5. SOFTWARE FUNCTIONAL CHECKLIST The following features are part of software functional testing, and each will be tested or conducted during the test. · General Features · Searching Capabilities · Data Entry and Editing · Bibliographic/item File and Maintenance. · Bibliographic Interface Software. · Authority Control. · Inventory (Circulation). · Checkout (Circulation). 2/1/99 City of Clearwater Contract P 31 of 35 POLARIS " POLARIS . Renewal (Circulation). . Circulation/Management Reports (Circulation). . Check-in (Circulation). . Fines and Fees (Circulation). . Notice Production (Circulation). . Holds (Circulation). . Recalls. (Circulation). . Patron File (Circulation). . Booking. . Portable Backup Units. . Report Writer. . Acquisitions. . Serials. . Electronic Databases. . Gateways. . Z39.50 Server 6. SOFTWARE MODULE TEST REMEDIES In the event that the software module tests do not fall within the guaranteed parameters, and Gaylord has not responded with a formulated plan for problem resolution within five (5) business days of the end of the test period, the City may at its discretion: 6.1 Grant Gaylord further time to resolve the problem, or 6.2 Set up a conference call with the City system administrator or his designee, Gaylord's Project Manager for the City System, and Gaylord's Manager for Customer Services, and- 6.3 If the resolution is not underway within two (2) business days from the conference call in 6.2 above, set up a conference call between the President of Gaylord Information Systems and the City system administrator or his designee, or 6.4 If the issue is not being resolved after one (1) week from the call in 6.3 above the City may require a visit from Gaylord to directly address the problem, at Gaylord's expense, or 6.5 Accept the solution as is and upon negotiating satisfactory terms pay the appropriate invoices. 6.6 These remedies shall be non-exclusive remedies in the event Gaylord is unable to pass any Software Functionality Test within ninety (90) days of commencing the test, and the City may have additional remedies under law. 2/1/99 City of Clearwater Contract P 32 of 35 POLARIS " POLARIS SCHEDULEL 7. RESPONSE TIME TEST AND PROCEDURES The Response Time Test is intended to demonstrate that the System is capable of meeting the performance standards as defined in Table 1 herein at user workstations under full load conditions. Table 1. Response Time Table for Library System (all values are equal or less requirements) Response Time Requirements Type of Transaction Normal Load Average Response In Seconds Peak Load Average Response in Seconds Check-out 2 Renewal 2 Check-in 2 Fines Processing 2 Bib file query/update 3 Holding file query/update 3 Patron file query/update 3 Holds placed 2 Searches:(limited to access to locally mounted data via local area network and excluding Internet Access) -Key Word within an index 2 -Key Word Boolean 5 (Title, Subject, etc) -Numeric 2 (LCCN, ISBN, etc.) -Authority Searches 3 (Author, Subject, etc.) Acquisitions Ordering 5 Serials Check-in 5 3 3 3 5 5 5 5 4 3 8 3 5 8 8 7.1 A Response Time Test may be requested by the City anytime within five (5) years of the completion of the implementation as a means of verifying the performance standards set forth above. 7.2 The test may be performed for normal and/or peak load conditions. The transaction load on the system may be achieved by actual City library activities or scripting transactions at a rate to simulate either load level. 2/1/99 City of Clearwater Contract P 33 of 35 POLARIS , POLARIS 7.3 During the Response Time Test, access to the System should be limited to those workstations directly connected, or connected via a local area network, to the central server. Access via the Internet must be excluded. 7.4 The City will provide workstation operators and people acting as data recorders. The operators shall perform the workstation functions and tally the number of transactions completed. The recorders will clock and record the response times for each transaction at selected workstations. 7.5 Each test shall last for at least 30 minutes. No test shall be deemed valid unless a minimum of 50 timings were performed at the selected workstations for each type of transaction. 7.6 Both Gaylord and the City may provide inspectors to verify the accuracy of the activities of the operators and the recorders. 7.7 Prior to the commencement of the test, Gaylord shall provide, with the assistance of the personnel, such training as shall be necessary for the workstation operators and the recorders to perform the activities herein described. 7.8 Response time shall be the interval oftime between the moment when the operator at a workstation completes the input of a command or data by pushing the "return" key or by completing a label scan, as applicable, and the commencement of meaningful response from the workstation indicating either the result ofthe transaction or the readiness of the workstation to accept further data or the next transaction. 7.9 All records and logs made during the test shall be available for inspection by representatives of Gaylord and the City during and after the test. 7.10 Transactions with multiple steps shall include timings for each step. The average response time is computed by summing the response times for all steps for a given type of transaction and dividing the total by the number of timings. The Response Time Test shall be successful if: 7.11 Response Time is within the parameters of Normal Load and Peak Load as shown in Table 1., and 7.12 All transactions complete successfully, e.g., no hung workstations. 7.13 Gaylord shall bear its own expenses for the performance of a warranty Response Time Test if the test is unsuccessful. In the event the City requests a Response Time Test and the test passes, the City shall pay Gaylord's expenses. 8. RESPONSE TIME TEST REMEDIES 8.1 In the event that the response times do not fall within the parameters defined under Table 1, then Gaylord shall be so notified in writing by the City, and both parties shall work together to formulate ajoint plan to eliminate 2/1/99 City of Clearwater Contract P 34 of 35 POLARIS 1 POLARIS Acceotance'Tests (continued) the various subsystems and components from the test process with a view to determining (a) the cause of the response time failure, and (b) the party responsible for curing the failure. 8.2 In the event that both parties mutually concur that such a response time failure relates to the System, or components of the System, as supplied by Gaylord under this contract, then Gaylord shall provide the City with a formulated plan for problem resolution within five (5) business days of such mutual concurrence. In all other cases of Response Time Test failure, Gaylord shall provide and charge for such assistance to the City as both parties deem necessary and appropriate for the resolution of such a failure. 8.3 Following implementation and completion of Gaylord ' s plan for problem resolution, the Response Time Test shall be repeated and the results evaluated pursuant to the guidelines set forth under Table 1 herein. 8.4 These remedies shall be non-exclusive remedies in the event Gaylord is unable to pass any Response Time Test within ninety (90) days of commencing the test, and the City may have additional remedies under law. 9. HARDWARE FUNCTIONALITY TEST The Hardware Functionality Test will be performed by City staff immediately following the successful installation of sufficient equipment to load the City data and commence initial on-site training. This examination will include the following tests as applicable for equipment supplied by Gaylord: 9.1 Central Processing Unites) diagnostic test. 9.2 Memory unites) diagnostic test. 9.3 Disk storage/controller unites) diagnostic test, including the writing of a disk file, the reading of a disk file, and the erasure of a disk file. 9.4 Magnetic tape drive units( s) diagnostic test, including the writing of a file to tape, the reading of a file from tape, and the erasure of a tape file. 9.5 Complete backup and restore of the system. 9.6 Telecommunications unites) diagnostic test. 9.7 Power loss/failure test. 10. DATABASE LOAD TEST Pursuant to the services set forth under SCHEDULE B Database Services herein, on completion of said services by Gaylord, the City may, at its option, selectively test data and patron files. Such testing may be conducted in conjunction with the Software Functionality testing, and in any event, should not extend beyond the completion date of the Software Functionality Test. 2/1/99 City of Clearwater Contract P 35 of 35