09/12/2002 (2)
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'Pension. 'A~yisory' .Committee
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PENSION ADVISORY COMMITTEE MEETING
CITY OF CLEARWATER
. September 12.2002
Present: Whitney Gray
,John Lee
John Schmalzbauer
Tom Jensen
Hoyt P. Hamilton
Frank Hibbard
Empty seat:
Acting Chair/Commissioner
Committee Member
Committee Member
Committee Member
Committee Member/Commissioner
Committee Member/Commissioner
Committee Member
,
Also Present: Richard Ebelke
Lee Dehner
Debbie Ford
Patricia O. Sullivan
Interim Human Resources Director
PAC Attorney -departed from 9:16 to 9:50 a.m.
Human Resources Analyst .
Board Reporter
The Chair called the meeting to order at 9:03 a.m" at City Hall.
To provide continulty'for research, Items are in agenda order although not
necessarily discussed in that order. ' '
ITEM #2 - Selection of Chair & Vice-Chair (Tabled)
ITEM#3 - Aporoval of Minutes.
A typo was noted on page one, regarding J~seph Egger's first name.
Member Schmalzbauer moved to approve the minutes of the regular meeting of August
. 2,2002, as corrected. The motion was duly seconded and carried unanimously.
ITEM #4- Emolovees to be Heard - None.
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ITEM #5- Action Items
a) Review and Action on Employee Requests for Years of Service Pension
1. John Berrien -. Public Services Tech II, Public Utilities
'. Member Jensen moved to approve a Years of Service Pension for John Berrien. The
motion was duly seconded and carried unanimously.
, b) Review and Action on Employee Requests to Vest Pension
,1. Darold Brink - Tradesworker II, Marine & Aviation
Darold Brink has resigned his position after beillg employed by the City for more than 19
years. He wlll qualify to receive his reduced pension beginning July 1,,2003.
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2. Irene Gaccek - Life Hazard Safety Inspector, Fire Department
Irene Gaccek has resigned her position after being employed by the City for more than
14 years. She will qualify to receive her r~duced pension beginning September 1, 2008.
. Member Lee moved to approve the request by Darold Brink and Irene Gaccek to vest
their Pensions. . The motion was duly seconded and carried unanimously.
c) Approval of New Hires as Pension Plan Members
As of September 4, 2002, the City had 1729.48 FTEs out of 1834.7 budgeted positions.
. ,
, Member Hamilton moved to accept the following employees into membership in the
Pension Plan:
Date of Pension
Employment Eliq. Date
William Harding, Police Officer Police Department 7/15/02
Kimberly Burdette; Police Information Tech Police Department 7/15/02
Patricia Petsch, Staff Assistant Police Department 8/12/02
Todd Vaughan, Rec. Program SupportTech Parks & Recreation 8/12/02
Tyrone Mathis, Solid Waste Worker . General Svcs/Solid Waste 7/15/02
Felicia Swann, Police Comm Oper Trainee Police Department 7/15/02
Frank Silvio, Custodial Worker Marine & Aviation 8/17/02
Nathaniel Vint. Electronics Technician Engineering 8/26/02
Sam Kambourolias, CAD Technician. Engineering 8/26/02
Jason Herman, CAD Technician Engineering 8/26/02
. Krzysztof Moleda, Custodial Worker General Sves/Solid Waste 8/12/02
"The motion was duly seconded and carried unanimously.
7/15/02
7/15/02
8/12/02
8/12/02
7/15/02
7/15/02
8/17/02
8/26/02
8/26/02
8/26/02
, 8/12/02
ITEM #6 - Pendinq/New Business
a) Evers Maxie - Hearing for Non-jab-connected Disability Pension
Interim Human Resources Director Richard Ebelke recommended the hearing on Evers
Maxie's request for a non-jab-connected disability be tabled until controversy regarding the
committee's 71~ member is resolved to avoid a tie vote. Concerns were expressed a delay
would be unfair to the applicant, who is In a no-pay status. It was stated the committee reaches
many decisions without all members present
In response to a question, Mr. Ebelke said City departments provide input prior to the
Issuance of Human Resources Department statements, which represent the CIty's position. Mr.
Maxie Is not qualified to perform another position. PAC (Pension Advisory Committee) Attorney.
Lee Dehl:ler said the hearing must be noticed properly. The claimant can request the hearing'
be held, ,knowing that a tie could occur.
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Consensus was to schedule the hearing at the earliest possible time.
b) Christiansen & Dehner ContracULegal Expenses
On October 15. 2001, the Trustees approved $30,000 for Christiansen and Dehner for
legal and related services for the period October 1. 2001 - September 30. 2002.
On November 13, 2001, the Trustees approved an additional $5,400 to Christiansen and
I?ehner for attendance at investment committee meetings. To date, $2,681.77 has been spent.
On January 22, 2002, the Trustees approved an additional $5,000 to Christiansen and
Dehner to modify existing money manager contracts. There have been no expenditures on this
item to date.
On March 18,2002, the Trustees approved an additional $40.000 for Christiansen and
Dehner for general pension legal services for. a new total for general pension legal services of
$70,000. Through June 30, 2002, $62,421.34 has been spent, leaving a balance of 7,578.66
for the 3 remaining months of this year (July - Sept 2002). Staff feels that an additional
$20,000 will be. needed to complete the year.
The Employee Pension Plan has been using Christiansen and Dehner since May 1999
(over 3 years). Staff would like direction regarding legal services for the pension plan for fiscal
year 2002/03. Options include: 1) Renew contract with Christiansen and Dehner for period
10/1/02 - 9/30/03; 2) Extend contract with Christiansen and Dehner on a month to month basis
.starting 10/1/02; and 3) go out for a RFP (Request for Proposals) for legal services for the .
Pension Plan.
. In response to a question, Finance Director Margie Simmons said it was difficult to
determine the number of hours the firm spent rewriting the Pension Plan, as work on PAC and
rewrite issues were done simultaneously. It was recommended the City request more accurate
reports in the future.
Ms, Simmons said the City had hired the law firm of Gray Harris for legal services
related to the pension plan because Christiansen & Dehner do not handle litigation. In
response to a question. she said staff has not received Christiansen & Dehner's July bill for
analysis. Services related to pension changes were not anticipated at the beginning of the
fiscal year. Also, the law firm now pays for pension related medical expenses on behalf of the
. City. Ms. Simmons expressed concern regarding the use of Plan resources as the firm.
charged $250 to write a letter requesting medical information. It was felt the cost for travel and
vehicle use Is too hIgh. It was suggested a lower cost could be negotiated. It was
recommended a RFP (Request for Proposals) be issued for these services. Ms. Simmons said
the level of service requested would have to be determined. It was recommended the City
consider a firm that could provide all legal services related to the Pension Plan.
It was stated few law firms in Florida provide these types of services. Ms. Simmons
sugge~ted costs.could be lowered If the number of meetings where the firm's presence Is
required. was reduced. It was felt the flrm's preser:lce at quarterly investment meetings is
Important. It was stated the firm's quality of work Is not in question but it was felt the increase
from $30,000 to $100,000 Is significant and should have been anticipated. It was suggested
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the firm's presence might not be necessary at Pension Trustees meetings when no
controversial issues are being considered.
It was stated the firm's attendance at Investment Committee meetings had been
approved for a 6-month trial period. Support was expressed for retaining the firm's presence
at these meetings. Ms. Simmons suggested the firm could counsel the Pension Trustees at
their meetings, rather.than attending the Investment Committee meetings,
Member Hibbard moved to recommend the Pension Trustees ratify and confirm an
Increase in the amount authorized to be spent with Christiansen & Dehner for legal and related
services by $20,000 for a not to exceed cost of $100,400 for the one-year period ending .
September 30. 2002, approve extending the contract to Christiansen and Dehner on a month-
to-month basis starting October 1. 2002 for up to $25,000, and provide direction to staff for
acquiring legal services for the plan for fiscal year 2002/03 and to recommend a RFP be Issued
for Pension Plan legal and related services. The motion was duly seconded.
Opposition was expressed to issuing aRFP. It was felt due diligence requires the
issuance of a RFP. It was felt it was not worth the expense of issuing a RFP. In response to a
question, Ms. Simmons said the only costs are related to work by staff and the PAC. Staff
would not charge the plan extra for their efforts. It was stated the law firm of Christiansen and
Dehner does a good job. It was stated Investment Committee members welcome the firm's
presence at their meetings. In response to a question, Ms. Simmons said issuing a RFP every
three years is not unusual nor would it be out of bounds to extend the contract for another year.
It was felt meal and travel expenses for Christiansen and Dehner are too high.
Upon the vote being taken, Members Hamilton, Hibbard, and Chair Gray voted "Aye";
Members Lee, Schmalzbauer, and Jensen voted "Nay." Motion tied and failed.
Member Lee moved'to recommend the Pension Trustees ratify and confirm an Increase
in the amount authorized to be spent with Christiansen & Dehner for legal and related services
by $20.000Jor a not to exceed cost of $100,400 for the one-year period ending September 30,
2002, approve extending the contract to Christiansen and Dehner on a month-ta-month basis
. starting October 1, 2002 for up to $25.000, and provide direction to staff for acquiring legal
services for the plan for fiscal year 2002/03. The motion was duly seconded and carried
un~nimously.
90ncern was expressed PAC direction to the Pension Trustees may be unclear. .
Member Hibbard moved to recommend the Pension Trustees issue a RFP for Pension
, Plan legal and related services. The motion was duly seconded. Members Hamilton, Hibbard,
and Chair Gray voted "Aye"; Members Lee, Schmalzbauer, and Jensen voted "Nay." Motion
tied and failed.
., c) Gray Harris Legal Expenses
On November 13, 2001, the Trustees approved an expenditure In the amount of $5,000
to the law firm of Gray Harris for legal services related to the pension plan. These legal
services' related to the analysis of SoCial Security obligations under an opt-In provision and a
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DROP (Deferred Retirement Option Plan). The City has a contract with the law firm of Gray
Harris to perform legal services not related to pension Issues. Unfortunately, the costs for
these services exceeded our previous estimate, and an additional sum is needed. We
currently have invoices totaling $18,655.50 with some additional expenses anticipated.
Concern was expressed the estimate of costs was significantly lower than the final
charges. Ms. Simmons did not know the origin of the $5,000 estimate. It was noted these
expenses are related to one-time issues. In response to a question, Ms. Simmons said the
Legal Office uses the firm of Gray Harris for other issues and had recommended them. The
firm was hired under a blanket purchase order for less than $25,000.
Member Hamilton moved to recommend the Pension Trustees ratify and confirm an
, .increase in the amount authorized to.be spent with Gray Harris for legal and related services by
$20,000 for a not to exceed cost of $25,000. The motion was duly seconded and carried
unanimously. .
d) Pension Expenditures for Fiscal Year 2002/03
The Employees' Pension plan does not have a legal requirement to have a budget. The
Trustees must approve all expenditures. For the sake of efficiency, staff is requesting approval
of the following routine expenditures, which Include routine and small dollar amounts. Medical
Bills c~vers medical services authorized by the PAC. Travel covers two trips: 1) attendance for
two people at the Callan training seminar and visit to Callan, the pension plan's performance
, measurement firm and 2) training for two people with the Plan's new custodian. Printing and
Binding is for the statutorily required annual information distribution to Pension Plan members.
Training is for the mandatory training required by State statute. Money Manager, Safekeeping
Service, and Pension Administrator fees, set by contracts approved by the Trustees, are not
included in this administrative budget. Reimbursement to the General Fund and SelHnsurance
. fund covers plan oversight costs and is recognized as revenue to the General Fund and Self-
Insurance Fund.
Anticipated expenses: 1) Medical Bills - $6,000; 2) Physicals - $35,000; 3) Travel
Expenses - $4,500; 4) Training - $1,000; 5) Printing - $750; 6) Miscellaneous -$250; 7)
Reimbursement to General Fund - $77,000; and 8) Reimbursement to the Self~lnsurance Fund
- $2300.
In response to a concern, Cash & Investments Manager Steve Moskun said medical
bills to .cover physicals for new plan members are paid separately from medical bills related to
disability "claims.
It was stated the City needs to establish a baseline for firefighter and police exposure to
high-risk diseases. Mr. Moskun said the budget does not fund that study. It was requested
staff report on the cost of a study. Mr. Dehner said the City is not required to provide medical
evld~nce that personnel were not previously exposed to high-risk diseases. He said plan
members are responsible for providing medical evidence that no prior infection exists.
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Member Jensen moved to recommend the Pension Trustees approve the recommended
'administrative expenditures for Fiscal Year 2002-03 totaling $147,500 for the City of Clea.rwater
Employees' Pension Plan. The: motion was duly. seconded and carried unanimously.
ITEM #7 M Director's Reoorts
" The next PAC meeting is scheduled for October 10, 2002.
Mr. Ebelke reported Cathy Slack has requested a disability hearing in November. As all
documentation and the completion of all depositions are necessary prior to the hearing, It was
recommended the hearing be scheduled once the enUre record is complete and available.
Mr.' Dehner reviewed new regulations related to the Pension Plan and its fund
managers.
ITEM #8.:. Committee Members to be Heard
. . . ' It .was reported Joseph Egger had filed a lawsuit against the City to .retain his pos1tio~ as
. the 7th member of t~e PAC. It was requested 'staff report to' PAC members regarding PAC .
.related actions. It was stated the empty seat cannot be filled until related legal issues. are .
resolved. ., . '. '. "
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ITEM #9- Adlournment
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.The me lng adjourned at 10:09 a.m. ..
. .Chair
Pension "Advisory C
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