06/14/2001 (2)
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PAC
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Peris~on' Advisory ~ommittee,
Minutes
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PENSION ADVISORY COMMITTEE MEETING
CITY OF CLEARWATER
June 14, 2001
Present:
Dick Fitzgerald
Whitney Gray
Ed' Hart
Steve Sarnoff
Bill Jonson
Chair
Committee Member/Commissioner
Committee Member/Commissioner
Committee Member
. Committee Member/Commissioner
.Absent:
John Lee
John Schmalzbauer
Committee Member
Committee Member
Also Present: Paul O'Rourke
Margie Simmons
Debbie Ford
Patricia O. Sullivan
Human Resources Administrator
Finance Services Administrator
Human Resources Analyst
Board Reporter
The Chair called the meeting to order at ~:OO a.m. at City Hall.
To provide continuity for research, items are in agenda order although not
necessarily discussed in that order.
ITEM #2 - Selection of Vice~Chair
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rt1JJ1 Member Jonson moved to appoint Whitney Gray as Vice Chair. The motion was
duly seconded and carried unan!mously.
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ITEM #3 - Approval of Minutes
Several typos were noted. Committee Member Jonson was not identified as a
Commissioner.
Member J~nson moved to approve the minutes of the regular meeting of May 10,
2001 as amended. The motion was duly seconded and carried unanimously.
ITEM #4 '. ElTlolovees to be Heard ~ None.
ITEM #5 - Action Items
a) Review and Action on Employee Requests for Years of Service Pension
1., Wallace L. Green - Firefighter, Fire Department
Member Sarnoff moved to approve a Years of Service Pension for Wallace Green.
The motion was duly seconded and carried unanimously. .
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06/14/01
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. . b) Review and Action on Employee Request to Vest Pension
1. Lori Metzner - librarian I, Library
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Lori Metzner has resigned her, position after being employed by the City for more
than 11 years. She will qualify to receive her reduced pension beginning February " 2010.
Member Sarnoff moved to approve the request by Lori Metzner to vest her Pension.
The motion was duly seconded and carried unanimously.
c) Approval of New Hires as Pension Plan Members
As of June 7,2001, the City had 1697.45 FTEs out of 1799.3 budgeted positions.
Thomas Meagher originally was hired as part.time; transferred to full-time and pension'
eligible as of May 21, 2001.
Member Gray moved to accept the following employees into membership in the "
Pension Plan:
Date of Pension
Emolovment Elio. Date
Jack Bruce, Field Service Representative Customer Service 04/23/01
Kay Norred, TV Production Specialist Public Comm/Marketing 04/23/01
Jennifer Wargin, Firefighter Fire Department 05/07/01
Anthony Tedesco, Firefighter Fire Department 05/07/01
Greg Newland, Firefighter Fire Department 05/07/01
Melody Benbow, Neighborhood Svc.CoordPlanning/Develop. Svcs. 05/07/01
Kristin Wolanski, Firefighter Fire Department 05/07/01
Jeremy Albrecht, Parks Service Tech. I Parks & Recreation Dept. 05/07/01
Deedra Chatman, Police Service Tech. Police Department 05/07/01
Jeffrey Nolan, Network Analyst Information Technology OS/21/01
Thomas Meagher, Custodial Worker Parks & Recreation Dept. 06/21/00
Brandon Kinnecom, Maint. Worker II General Support Services 05/07/01
Arnold Re tzer, Jr., Equipment Operator III Public Services 05/07/01
Cherie Epley, Industrial Pretreat Tech. . Public Utilities OS/21/01
Rodney Byrd, Park Service Technician I Parks & Recreation Dept. OS/21/01
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The motion was duly seconded and carried unanimously.
ITEM #6 - Pendinq/New Business
a) Artisan Partners Limited Partnership Contract
The Pension Trustees previously authorized Callan to conduct a search for a
domestic mid.cap equity manager. Callan recommended: 1) Artisan Partners Limited
Partnershipi 2) MFS Institutional Advisors, Inc.; 3) Seneca Capital Management, LLC; 4) Sit
Investment Associates, Inc.; 51. Putnam Investments; 6) Morgan Stanley Dean Witter
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Il')vestments Management; and 7} T. Rowe Price Associates, Inc. After review, the
Investment Committee ranked the managers and conducted interviews with the top three
firms, listed above first. '
The Investment Committee recommends adding Artisan Partners Limited Partnership
and funding it with $30-million to start, with funds taken from growth style domestic
equity managers: 1) $15~mil1ion - Denver; 21 $1 G-million - Aeltus; and 3) $5-miIHon -
Bridge.
Artisan's management fee is 0.80 of 1 %, or $240,000 per year on $30-million.
This is Artisan's lowest fee for new customers. While higher than the Plan pays most
current money managers, it is consistent with other mid-cap equity manager charges for
new customers.
Cash & Investments Manager Steve Moskun stated the Investment Committee has
concerns regarding the performance of several equity managers. He recommended adding.
Artisan Partners Limited Partnership so that the Plan would have a mid~cap equity manager
in place should it be determined another manager should be terminated. Ii~ response to a
question, he said while Denver's investments are down, Artisan has had a 5% return.
Member Hart moved to recommend approval of the contract'with Artisan Partners
Limited Partnership as domestic mid-cap equity manager tor the Employee's Pension Plan.
The motion was duly seconded and carried unanimously.
In response to a question, Mr. Moskun said it will be awhile before the Plan qualifies
for discounted management fees with Artisan.
b) Capital Guardian Trust Company Contract
The Pension TrListees previously authorized Callan to conduct a search for a
domestic large-cap equity manager. Callan recommended: 1) Capital.Guardian Trust
Company; 2) Equinox Capital Management, LLC; 3) GE Asset Management; 41 Institutional
Capital Corporation; 51 Iridian Asset Management, LLC; and 61 Sanford C. Bernstein & Co.,
Inc.. After review, the Investment Committee ranked the managers and conducted
interviews with the top three firms, listed above first.
The Investment Committee recommends adding Capital Guardian Trust Company
and funding it with $30-million to start.
Capital Guardian's annual management fee is 0.50 of 1 % on the first $25-million,
and 0.35 of 1 % on the next $25-million, or $142,500 per year on $30-million. The fee is
very competitive. The source of these funds for investment will be determined as the
Investment Committee rebalances the portfolio.
Finance Services Administrator Margie Simmons said the Investment Advisory
Committee has not dete'rmined if Denvor's management services should be terminaied.
Denver's CEO and lead manager have met with staff regarding proposed changes. In
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re.sponse to' a question, Mr. MoskuJ:l said as fees are based on assets under management,
related costs will'not increase substantially. Ms. Simmons said portfolio management
decisions are made with measured deliberation.
Member Gray moved to recommend approval of the contract with Capital Guardian
Trust Company as domestic large-cap equity manager for the Employee's Pension Plan.
The motion was duly seconded and carried unanimously.
c) Investment Advisory Committee Membership
The Investment Advisory Committee meets quarterly to receive updates from
investment managers, review performance, and discuss investments with the plan's
consultants. In addition"the committee meets on an as needed basis for items such as
manager searches. Currently, the committee is served by the Finance Services
Administrator, Assistance Finance Director, Finance Controller, Risk Manager, Senior
Accountant, General Services Controller, Fire Administrative Support Manager, and Cash &
Investments Manager. Staff recommends formally adding to the committee one
representative from each of the five unions. Some union representatives are regular
, . attendees. Meetings are open to al,l. '
Concern was expressed the committee would be unwieldy with too many members.
It was suggested staff time would be better spent attending to job~related duties. Human
Resources Administrator Paul O'Rourke said the PAC had directed staff to bring forward
the, inclusion of union members in the Investment Advisory Committee. Participation will
help union members with investment decisions related to union pensions. Ms. Simmons
said scheduling meetings during business hours has been more convenient for committee
members and investment advisors. Each of the four union presidents will appoint a
representative. Ms. Simmons supported additional staff members becoming familiar with
related processes to avoid transition difficu lties should significant sta ff turnover occur.
Member Jonson moved to recommend approval of adding five members to the
Investment Advisory Commlttee, with one representative from each of the unions. The
motion was duly seconded and carried unanimously.
d) Actuary Report for Employees I Pension Plan for, Plan year beginn! ng 1/1/01
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The January 1 / 2001 actuarial report for the Employees' Pension Plan indicates that
no City contribution is required due to investment performance over the last five years that
exceeded the actuarial assumption. However, the City Ordinance governing the pension
plan requires the City to contribute at least 7% of the compensation of all employees
participating In the plan, estimated, at $3,840/521. The difference betwe,en the legally,
required contribution' of $3,8~O,521 and the actuarial determined contribution of $MOM will
accrl!e to the existing credit balance, Increasing it from a current level of $15,156,006.
The actuarially required contribution of $-OM is primarily due to the phas8Min of prior
asset gains per the rolling five-year average used to "smooth" investment performance.
The recent market value basis performance has been 14.8% in 1996/17.49% in 1997,
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'16.74% in 1998, 18.61 % in 1999, and 13.43)% in 2000. Although calendar year 2000
investment returns were negative, the 5-year average return, in excess of 1 2 %, exceeded
the 7% actuarial assumption. The funded status of the plan, ratio of assets at market
value to the actuarial present value of accumulated plan benefits, decreased from 1 62 % at
January", 2000 to 148% at January 1, 2001, primarily due to the plan investment .
performa'nce for calendar year 2000. The plan experienced a negative 3.43 % investment
return for calendar year 2000, due to the downturn in the stock market.
In response to a question, PAC Actuary Steve Metz reviewed requirements related
to the City's investment. He said the 1.5% annual COLA (Cost of Living Adjustment) had
been built into calculations, which assume the plan can afford the COLA indefinitely. It
~as recommended that staff monitor this issue. Mr. Metz said Plan managers have been
careful and prudent. Future benefits need to be monitored.
Ms. Simmons said a new mortality table has been developed. The previous table
became effective in 1983. She recommended considering both tables when evaluating
assumptions. It was requested staff evaluate all mortality assufnptions in the future to see
if changes are n'eeded.
Member Sarnoff moved to recommend acceptance of the Actuary's Report for the
Employees' Pension Plan for the plan year beginning January 1, 2001. The motion was
duly seconded and carried unanimously.
In response to a question, Ms. Simmons said she will review,RFQ (Request for
Qualifications) rating criteria to see if they benefit applicants who previously have served
the City.
d) Technicai Corrections Ordinance
In her March 27, 2001 letter to PAC attornoy Scott R. Christiansen, of Christiansen
& Dehner, Human Resources Analyst Deborah Ford noted discrepancies in the pension
ordinance due to two ordinance changes in 2000 that added the 1.5% COLA and 10 years
. and age 65 as a normal retirement plus Police/Fire changes. She requested correction of
language problems related to: 1) Ordinance 6494-00, COLA added under Section 2.397 as
(f) when (f) already exists as "Limitation on Amount of Benefits." In Ordinance 6563-001
(f) ~'Limitation on Amount of Benefits" was changed. The ordinance does not include the
1.5% COLA;. 21 under optional payments in Section 2.398, subsection (b)(2)3 includes a
66 2/3% option, which only should apply to sworn police and fire; and 3) under Section
2.398, subsection {al{1 )c.1 provides that only 120 payments are guaranteed for an
approved disability pension. This should only apply to sworn police and fire.
On May 7, 2001, Mr. Christiansen forwarded a Technical Corrections Ordinance to
correct the three problem areas identified in Ms. Ford's letter.
Member Jonson moved to recommend approval of the submitted Technical'
.Corrections Ordinance. The. motion was duly seconded and carried unanimously.'
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. 'ITEM' #7 -' Director's Reoorts
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.' Mr. :O'Rourke reported Pension Advisory Committee Attorney Lee Dehner was'
unable to attend today's meeth19 due to illness. Today's investment training class will be
rescheduled,' ,
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, "Mr. O'Rourke said a typo on the 'ballot for the PAC election has been corrected. The
reissued ballots will be counted on July 10, 2001.
The next PAC meeting is scheduled for July 12, 2001.
ITEM #8 - Committee Members to be Heard
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, Member Sarnoff thank~d the Committee for the opportunity to serve,'
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., ., The Chair repo'1ed an investment training session is scheduled for June 19, 2001,
.f~oin 9:00 a.m. to 1 :00 p.m. at the Salling Center.
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ITEM' #9 - Adiournment
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The meeting 'adjourned at 9:54 a.m.
'/dJ~ d. ):(t~
Chair . ,"
Pension Advisory Committee
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