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PENSION
,
(TRUSTEES)
" Board of Trustees of the Employees'
, Pension Fund
Minutes
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ACTION AGENDA
Board of Trustees of the Employees' Pension Fund
August 16, 1999
1.
Call to Order N 9:21 a.m.
2.
Approval of Minutes: 7/12/99 - Approved as submitted.
3.
Request for acceptance into membership: Theresa McNeela, Edward Hartman, Daniel
Harrison, Earl Ashley, Elizabeth Lancara, Lori Metzner, George Sanores, Antoinette
DeLuca, Sylvia Walls, Eric Jenkins, Luther Mack, Robert Mock, Mark Crellin, John
Wald~an, Lisa Authier, Chance Anderson & Matthew Johnson - Approved.
Regular Pension to be granted: Duane E. Smith N Approved.
4.
5.
Pension to be vested: Nancy Yankus - Approved.
6.
Waive Vested Pension: Lori Metzner - Approved.
7.
Approve recommended administrative expenditure budget for Fiscal Year 1999~2000
totaling $127,088 for City of Clearwater Employees' Pension Plan - Approved.
8. Approve increase in amount authorized to be spent with PriceWaterhouseCooper, LLP
for actuary & other related services by $15,000 for total of $120,000 for 3 year
period ending 12/31/2001 - Approved.
9. Accept Actuarv's Report for Employees' Pension Plan for plan year beginning 1/1/99 -
Accepted.
10. Approve Legal Services Agreement with Christiansen & Dehner. P.A., for pension
attorney services - Approved.
11. Other Business - Authorized City Attorney to hire outside counsel. Thompson,
Sizemore & Gonzalez. to represent Trustees in lawsuit initiated by Officer Krieger v.
Pension Trustees & City.
12. Adjourn - 9:41 a.m.
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, TRUSTEES OF THE EMPLOYEES' PENSION FUND MEETING
CITY OF CLEARWATER
August 16, 1999
Present:
Brian J. Aungst
Ed Hooper
J. B. Johnson
Robert Clark
Ed Hart
Chair
Vice-ChairlTrustee
Trustee
Trustee
Trustee
Also Present: Michael J. Roberto
Pamela K. Akin
Paul O'Rourke
. Cynthia E. Goudeau
Patricia O. Sullivan
City Manager
City Attorney
Human Resources Administrator
City Clerk
Board Reporter
The Chair called the meeting to order at 9:21 a.m. at City Hall.
To provide continuity for research, items are in agenda order although not necessarily
discussed in that order.
ITEM #2 - Approval of Minutes
Trustee Hart moved to approve the minutes of the July 12, 1999, meeting, as
recorded and submitted in written summation by the City Clerk to each Trustee. The
motion was duly seconded and carried unanimously.
ITEM #3 - Reauest for Acceptance into Membership
The City Manager presented the recommendation of the Pension Advisory
Committee to approve membership for the employees listed below:
Theresa McNeala
, Edward Harman
Daniel Harrison
Earl Ashley
Elizabeth Lancara
Lori Metzner
.. George Sanores
Antoinette DeLuca
Sylvia Walls
Eric Jenkins
Luther Mack
Robert Mock
Mark Crellin
John Waldman
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Lisa Authier
, Chance Anderson
Matthew Johnson
Trustee Johnson moved to accept the recommendation of the Pension Advisory
Committee. The motion was duly seconded and carried unanimously.
ITEM #4 - Reaular Pensions to be Granted
The City Manager presented the recommendation of the Pension Advisory
Committee that Duane E. Smith be granted a regular pension under 5ection(s) 2.393 and
2.397 of the Employees' Pension Plan.
Duane E. Smith IV was employed on May 3, 1 976, and his pension service credit is
effective on November 3, 1976. His pension will be effective August 1, 1999. On July
14, 1999, the' PAC (Pension Advisory Committee) approved this pension. Based on an
average salary of approximately $60,433 per year over the past five years, the formula for
computing regular pensions, and Mr. Smith's selection of the Joint & Survivor Annuity, this
pension will approximate $37,753 annually.
Section 2.393 (p) provides for normal retirement eligibility when a participant has
completed twenty years of credited service in a type of employment described as
"hazardous duty" and further specifically defines service as a Police Sergeant as meeting
the hazardous duty criteria. Mr. Smith qualifies under the hazardous duty criteria.
Trustee Hooper moved to accept the recommendation of the Pension Advisory
Committee. The motion was duly seconded and carried unanimously.
ITEM #5 - Pensions to be Vested
The City Manager presented the recommendation of the Pension Advisory
Committee that Nancy Yankus be allowed to vest her pension under Section(s) 2.397 and
2.398 of the Employees' Pension Plan. Nancy Yankus was employed on June 30, 1985,
and her pension service credit is effective on that date.
The Employees' Pension Plan provides that should an employee cease to be an
employee of the City of Clearwater after completing 10 or more years of creditable service
(pension participation), then such employee shall acquire a vested interest in the retirement
benefits. Vested pension payments commence on the first of the month following the
month in which the employee normally would have been eligible for retirement.
Ms. Yankus would have reached age 55 and completed at least 20 years of service
on February 16, 2008. The PAC approved this request on July 14, 1999. Her pension will
be effective March 1, 2008.
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~ Trustee Hooper moved to' accept the recommendation of the Pension Advisory
Committee. The motion was duly seconded and carried unanimously. '
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ITEM #6 - Reauest to Waive Vested Pension
Lori Metzner, librarian I, Library Department, was employed by the City from
October 25, 1982, to October 30, 1992. The PAC and Pension Trustaes approved her
formal request to vest her pension. On September 6, 1994, Ms. Metzner returned to City
employment part-time. On June 5, 1999, she converted to full-time and is again eligible for
participation in the Pension Plan.
Based on a Legal Department recommendation, Ms Metzner has requested waiving
her vested pension. The PAC approved the request on July 14, 1999. Upon approval, Ms.
Metzner will be credited with her previous period of employment. She will be eligible for
retirement upon completion of 20 years of creditable service and age 55.
Trustee Johnson moved to allow lori Metzner, Librarian I, Library Department, to
waive her vested pension rights. The motion was duly seconded and carried unanimously.
ITEM #7 - Approved recommended Administrative Expenditure Budoet for FY 1 999/00
tot8lino $1 27 .088 for City of Clearwater Emplovees' Pension Plan
The proposed budget for FY (fiscal year) 1 999/00 includes historical numbers.
Medical Bills refer to PAC authorized medical services. Travel and Training covers
expenses related to the Pension Investment Committee's attendance at a training seminar
at Callan, the Plan's performance measurement firm, visit to Callan, and a due diligence
visit to one money manager. Printing and Binding covers the statutorily required annual
distribution of information to Plan members. Reimbursements to the General Fund cover
Plan oversight and check issuance costs. Trustee approved contracts for Money Manager,
Safekeeping Service, Pension Administrator, and Actuary fees are not included in this
budget.
Changes from the current budget: 1) update of General Fund reimbursements
reflects costs more accurately. Increase to $65,838 includes $10,800 - Payroll, $21,285-
Finance, $2,325 - legal, and $31,428 - Human Resources and 2) costs related to providing
the Pension Fund with its own attorney. The current budget covers half of the estimated
annual costs as the attorney was hired mid-year.
In response to a question, the City Attorney said the Legal Department continues
minimal involvement with the Pension Plan related to administration issues. The
department had prepared the contract for pension attorney services and has some
involvement in the Krieger lawsuit. General Fund reimbursements for legal Department
Services have been decreased.
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08/16/99
. Trustee Johnson moved to approve the recommended administrative expenditure
budget for FY 1999/00 totaling $127,088 for the City of Clearwater Employees I Pension
Plan, and that the appropriate officials be authorized to execute same. The motion was
duly seconded and carried unanimously.
ITEM #8 - Aoorove Increase in Amount Authorized to be Spent with
PriceWaterhouseCoooers. LLP for Actuarv & Other Related Services bv $15.000, for total
of $120.000, for 3-vear oeriod endina 12/31/01
The Pension Plan's actuary, PriceWaterhouseCoopers, LLP, was selected by the RFP
(Request for Proposals) process. On February 16, 1999, the Trustees approved a
$105,000, 3-year contract, which included 3 annual actuarial reports ($16,000, $16,500,
and $17,000), annual pre-retirement workbooks, individual employee retirement benefit
statements, quarterly retirement seminars, employee retirement counseling, and minimal
actuarial advice to staff,
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Unanticipated needs have been identified: 1) on July 14, 1999, the PAC
recommended a study determine the cost of an option allowing retirement at age 65 after
at least 10 years of service with no reduction in benefits. The current plan requires the
benefit to be actuarially reduced; 2) recent legislation requires plan changes, An actuarial
analysis will determine which changes should be implemented; and 31 during negotiations,
the unions have suggested the Pension Plan include a cost of living adjustment. Cost
estimates range from $1,500 to $2,000 to study the age 65/10 year issue, from $3,000 to
$6,000 to evaluate the legislation, and from $2,000 to $7,000 to determine costs
associated with cost of living adjustments.
In response to a question, Financial Services Administrator Margie Simmons
reviewed the process used to select PriceWaterhouseCoopers. She will negotiate the cost
of each additional item. Concerns were expressed that it had been thought Clearwater was
exempt from recent legislation regarding police and fire pensions. It was reported Trustee
Attorney lee Dehner will report on the impact of the legislation.
Trustee Hart moved to increase the amount authorized to be spent with
PriceWaterhouseCoopers, LLP for actuary and other related services by $15,000, for a
total amount authorized of $1 20,000, for the 3-year period ending December 31, 2001.
The motion was duly seconded and carried unanimously.
ITEM #9 - Accept Actuarv's Reoort for Emplovees' Pension Plan for olan vear beQinnina
01/01/99
The January 1, 1999, actuarial report for the Employees' Pension Plan indicates no
City contribution is required. The City ordinance governing the pension plan, however,
requires the City to contribute at least 7 % of the compensation of all employees
participating in the Plan, approximately $3,476,657. The difference between the required
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and actuarial determined contributions will be added to the credit balance of $6,812,956.
The new credit balance is estimated to be $10,289,613. The Plan's funded status
increased from 165% at January 1, 1998, to 174% at January 1, 1999.
The Plan experienced another year of excellent Investment performance. The
market value basis performance for the last four years has been 23.36%, 14.8%, 17.49%,
and 16.74%.
In response to a question, Pension Plan Actuary Steve Metz said State law does not
require the City to make this contribution. In 4 years, an $800,000 annual charge will be
amortized and paid in full.
Trustee Hooper moved to accept the Actuaryts Report for the Employees' Pension
Plan for the plan year beginning January 1, 1999. The motion was duly seconded and
carried unanimously.
ITEM #10 - Aoorove leaal Services AQreement with Christiansen & Dehner. P.A.. for
oension attornev services
The City Attorney submitted a legal services agreement for pension attorney
services with Christiansen & Dehner, P.A.
The City Attorney reported the Krieger lawsuit had been served. As Christiansen
and Dehner do not handle litigation, Assistant City Attorney Dick Hall is preparing an
answ(;.r, 'The City Attorney recommended the Trustees hire the firm of Thompson,
Sizemore, and Gonzales, which has represented the City in previous litigation. In response
to a question regarding litigation costs, the City Attorney said an estimate has not been
made. She said the firm's fees are reasonable.
In response to a question, the City Attorney said her department does not charge
the Pension Plan an hourly rate but bases charges on actual costs. Concern was expressed
the contracted law firm does not handle litigation. The City Attorney said when the firm
was questioned regarding litigation, they had indicated none of the pension plans they
served had been sued. Concern was expressed the PACts intent had been to contract with
a law firm that would handle all associated legal work. In response to a qUAstion, the City
Attorney said the firm, concerned with the hourly fee, had struck out extensions in the
contract to the one-year agreement. If the Court concludes the case is tertiary,
Christiansen & Dehner can handle the associated paperwork. It was noted most pension
specialists do not handle litigation. In response to a question, the City Attorney said it is a
burden for staff to handle this litigation. She expressed concern a conflict of interest may
arise.
Trustee Hooper moved to authorize the City Attorney to hire outside counsel for
litigation related to the Krieger case and to allow the Trustee Chair to sign the associated
contract and to approve the legal services agreement for pension attorney services with
Christiansen & Dehner, P.A. The motion was duly seconded and carried unanimously.
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08/16/99
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ITEM #11' ~ 'Other Business - None.
ITEM #1 2
Adiournment
',;The meeting adjourned at 9:41 a.m.
ATTEST: '
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