01/22/1941
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MINUTES OF THE MEETING OF THE CITY COMMISSION
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There was a speoial meeting held by the City Oommissioners
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of the City of Clearwater, Florida at the city Hall on Jan 22,
1941 at 8 PM.
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Personal service of the notice of the meeting was had
on Mayor-Commissioner Geo. R. Seavy and Commissioners Herbert
Grioe, Jesse G. Smith, and Summer R. Lowe. Commissioner Vhn.
Watson Clark ~eing out of the state proper, notice was given
at his residence to Mrs. A. S. Nelson. The following members
were present:
Geo R. Seavy, Mayor-Commissioner
Sumner R. Lowe, Commissioner
Jesse G. Smith, Oommissioner
Mayor Seavy explained that the purpose of the meeting
was to discuss the feasibilty of refunding the $261,000.00
Sewer Revenue Certificates and $71,000.00 Water Revenue
Certifioates now outstanding. Mayor Seavy also stated that
the two absent oommissioners had been consulted by phone and
to~d the nature of the refunding plan and both had expressed
themselves in favor or such a plan generally.
Chas. E. Hoye representing John Nuveen & Oompany of
Chicago, Illinois presented to the Commission the following
offer:
That John Nuveen & Company would secure possession of
the Revenue Certificates heretofore mentioned, that new oer-
tificates or Bonds would be issued bearing 3i % interest, said
oertificates or Bonds to be secured by the revenues derived
from the Water Department and the Sanitary Sewer PUnd, that
all expenses in conneotion with the Re~unding be borne by
John Nuveen & CompanY1 that time limit on Refunding and
Maturity dates of Bonds to be issued would be made suitable
to the Commissioners. Moved by Mr. Smith, seconded by Mr.
Lowe that such an agreement be entered into with John Nuveen
& Oompany, Motion carried.
Herewith and immediately following is the contract
enter8d into with John Nuveen & Company, being a verbatim oopy
ot said oontraot:
AGREEMEHT
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WHEREAS the City of Clearwater, Florida, now has out-
atanding'approximate1y $71,000 in four per oent Water Revenue
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Oertifioates secured by revenues ot the City water system,
whioh oertifioates are now owned by the Northwestern Mutual
tits X~suranoe Company; and
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WHEREAS the City of Clearwater has outstanding
approximately ~261,OOO in four per oent Sewer Revenue
Certificates seoured by revenues from the City sewer
system, whioh Certifioates are owned by the Reoonstruotion
Finanoe Oorporation: and
VITrEREAS John Nuveen & Company of Ohio ago has
represented to the Oity that it will be possible to oombine
all the oertificates above mentioned in one issue to bear
interest at the rate of three and a half per oent, the pro-
ceeds from the new certifioates to be used to retire the
present outstanding oertifioates.
NOW, THEREFORE, this agreement is entered into by
and bet~een CITY OF CLEARWATER, FLORIDA, pa~ty of the first
part hereinafter referred to as the City, and JOHN NUVEEN &
C01~ANY OF OhioagQ, party of the second part hereinafter
referred to as the Company, as follows:
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The Company agrees that it will immediately contaot
the R.F.C. and will offer to purchase from said oorporation
at;la price not greater than par and aocrued interest all
sewer certificates of the City of Clearwater now h~ld by
said corporation. In the event that the Oompany makes this
offer and the offer is refused by the R.F.C., theNthe Oompany
shall promptly notify the City in writing to that effect and
thereupon this agreement shall terminate.
-2-
The Company agrees that just as soon as it has
succeeded in:,',purchasing or arranging to purchase the sewer
certificates from the R.F.C., it will contact the NorthwesteTn
Mutual Life Insurance Oompany and purchase or arrange to pur-
ohase from said Oompany all water certificates of the City
of Clearwater.
-3-
The City agrees to issue approximately 332,000
in water and sewer revenue certificates of the City of
Clea~vater, Pinellas County, Florida, dated at the approx-
imate time of issue, denomination $1,000, bearing an interest
rate of three and one-half per cent per annum, payable semi-
annually, both prinoipal and interest payable at a bank to be
designated by the Company in Ohioago, Illinois, and maturing
not later than 1968 in such annual amounts as to make total
annua1 interest and prinoipal payments approximately equal,
'or inthesmmeway that the combined issue of the presentlr
',outstanding water revenue anal sewer revenue certifioates
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mature. The Company agrees to purbhase all of said
oertificates from the City at a prioe of par plus aoorued
interest to date of delivery. The proceeds derived from the
sale of these new certificates will be used to retire all
presently outstanding water certifioates and sewer oertifioates.
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The resolution to be pAssed by tpe City providing
for the issuanoe of the new certifioates shall provide that
the City oan issue additional oertifioAtes as long as the
total net income of the oombined water and sewer systems
applicable to debt servioe exceeds by one and three-rourths
times ~verage annual debt service requirements on all out-
standing certificates, plus one and three-fourths times
average annual debt service requirements on all new cert-
ificates to be issued.
-5-
The Company agrees to pay all expenses in conneotion
with this transaction. This includes the cost 0 f the valida-
tion proceedings, printing of the new certificates, a legal
opinion from Chapman & Cutler or some other reputable and
disinterested bond attorney, the cost of sendingta represent-
ative of the City to Chicaso to de~iver the bonds, and a fee
~or the attorney who handles the validation ~roceedings; pro-
vided, however, that the amount of the fees aast mentioned
shall be subject to the approval of the Company.
-5-
If the City purchases any or al~ of the presently
outstanding water or sewer certi~icates the price paid shall
be mutually agreed upon.
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The Company re~resents that the net pro~it thAt it
ex~ects to make on this transaction shall not exceed the sum
or $5,000. In the event that the Company does make a profit
o~ more than $5,000 on this transaction, then.:,an~lexcess over
and above $5,000 shall be returned to the City. In making this
representation, howe~er, the Company assumes that its profits
will come from an immediate resale of the certificates at a
premium, said resale to be made while the bond market is in
approximately the same condition as at the time of the signing
or this agreement.
In the event that the Company shall derive
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a profit of more than $5000 on this transaction and said
prorit is realized because of an a~vnnoe of the bond market
as shown by the bond buyers twenty-year bond average price 1
index, then and in that event the Company shall be obligated
to return any part of its profits to the City. The intent of
this provision is to limit the Company to a net profit of
$5,000 in the event that the new oertificates are promptly
resold, but~not to deprive the Company from any profits that
it may realize by taking the risk of holding the certificates
for a substantial period of ti',e in hope of realizing a
larger price because of a general rise in the bond market.
In the event that any dispute arisea between the City and the
Company over the provisions of this paragraph, such dispute
shall be submitted to arbitration.
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The City agrees to furnish the Company promptly, and
prior to delivery of said new certifioates, a full oertified
transoript of all prooeedings requisite to the issuance and
delivery or said certi~icates>> evidenoing their legality and
the revenue provisions relating thereto.
-9-
The resolution;to be passed by the City Commission
providing ror the issuanoe of the new certificotes shall ob-
ligate the City to allocate from the water and sewer revenues
each year an amount sufficient to pay the full principal and
interest requirements for that year. The City does not, by
entering into this contract, obligate itself to use any of :
the sewer or water revenues for the purpose of creating or
maintaining a sinking fund. If the Company considers the
establishment of a sinking fund to be necessary or desirable,
then the Company and the City shall enter into negotiations
regarding the establishment and maintenance of such a sinking
fund; but any provisions regarding the establishment of a sinking
shal~ not be hinding on the City unless and until such provis-
ions are duly approved and agre~d to by the City And incorp-
ated in the resolution to be passed by the City authorizing
the issuance of the new certificates.
-10-
This contract is to be effective for a period of one
hundred (100 ) days from its date unles:~ extended by mutual
agreement.
-11-
It is mutually agreed and understood that the aceep-
tance of this contract on the part of the;C1ty by action on
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the part of the City Commission, by motion or by resol-
ution, shall constitute a contract for the purchase and
sale of the certificates herein described.
IN WITNESS Vn~EOF, the City of Clearwater has
caused its name ~o be hereunto subscribed by the City
Manager of said City, confirmed by the Hayor-Commissioner
and four City Commissioners otlfsaid City, attested by the
City Auditor and Clerk, and its corporate seal to be here-
unto attached; and John Nuveen &. Company has caused this
aereement to be executed by its representive, this 23
day of January, A. D. 1941.
CITY OF CLEARWATER, FLORIDA
By
~. ~}~. Hendrix
Ci ty Manager
Attest;
Frank Cooley
City Auditor and Clerk
Geo. R. seavf
Mayor~Commsss oneT
Jesse A. Smith
Signed, seoled and de-
live~ed in presence of:
s. R. Lowe
Herbert Grice
Ralph Richards
Marianne Volnar
Commissioners
JOHN NUVEEN' &. COHPANY
By Charles E. Hoy
Approved as to form and correctness:
Ralph Richards
City Attorney
Moved by Mr. Lowe, seconded by Mr. Smith and carried
that the City Manager be authorized to purchase from Stoutamire
Hardware Company $2150.00 worth of 3/4't pipe, the price b'eing
$5.72 per hundred plus 5% commission for the hardware Company.
There being no further business to come before the
board the meeting was adjourned.
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Mayor-Conuniss oner
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