09/11/2008
PENSION ADVISORY COMMITTEE MEETING MINUTES
CITY OF CLEARWATER
September 11, 2008
Present: Nathan Hightower Chair
Tom Jensen Vice-Chair
John Schmalzbauer Committee Member
Carlen Petersen Committee Member/Councilmember
John Doran Committee Member/Councilmember
Paul Gibson Committee Member/Councilmember
Brian De Witt Committee Member – arrived 9:02 a.m.
Also Present: Stuart A. Kaufman Pension Plan Attorney
Leslie Dougall-Sides Assistant City Attorney – departed 11:41 a.m.
Joe Roseto Human Resources Director
Patricia O. Sullivan Board Reporter
The Chair called the meeting to order at 9:00 a.m. at City Hall.
To provide continuity for research, items are in agenda order although not
necessarily discussed in that order.
2 - Approval of Minutes – August 14, 2008
Member Petersen moved to approve the minutes of the regular Pension Advisory
Committee meeting of August 14, 2008, as submitted in written summation to each board
member. The motion was duly seconded and carried unanimously.
3 – Employees to be Heard – None.
4 – Action Items:
a. Review and Action on Employee Requests for Regular Pensions:
1. Dennis Brown, Solid Waste/General Services
Member Schmalzbauer moved to approve the request for a regular pension for Dennis
Brown. The motion was duly seconded and carried unanimously.
b. Approval of New Hires as Plan Members:
Member Petersen moved to accept the following employees into membership in the
Pension Plan:
Pension Eligible
Name, Job Class, & Dept./Div Hire Date Date
Pension Advisory 2008-09-11 1
Samuel Taylor, Solid Waste Worker/Solid Waste 08/04/08 08/04/08
Jane Sloan, Development Rev. Tech. I/Dev. & Ngbrhd Svcs. 11/13/07 08/04/08
Kim Trempe, Customer Service Rep./Customer Service 08/04/08 08/04/08
Kevin Poole, Solid Waste Equipment Operator/Solid Waste 08/18/08 08/18/08
Robert Tucker, Solid Waste Worker/Solid Waste 08/18/08 08/18/08
Jane Sloan originally was hired November 13, 2007 as temporary; transferred to
permanent and pension eligible as of August 4, 2008.
The motion was duly seconded and carried unanimously.
5 – Pending/New Business
a. Hearing on George Agovino’s Request for Disability Pension.
Human Resources Director Joe Roseto said this hearing had been delayed at the
request of the applicant. Following his October 2007 vehicular accident, George Agovino filed
for a job-connected disability pension on January 31, 2008. None of the Pension Plan’s listed
exclusions applied. Assistant City Attorney Leslie Dougall-Sides said the City contested the
application.
Member Petersen moved to accept into evidence the entire file, inclusive of the disability
application, police accident report, Workers Compensation records, personnel file,
interrogatories, medical records, IME (Independent Medical Exam) report, and the video of the
IME physician deposition including transcript. The motion was duly seconded and carried
unanimously.
The Chair opined that Mr. Roseto represented the City and denied Kenneth Afienko’s
objection regarding the City’s witness list.
Mr. Agovino’s representative Kenneth Afienko reviewed Mr. Agovino’s career as a Police
Officer, since he began working for the City in January 2004. He said Mr. Agovino had no prior
injuries. He said Mr. Agovino was on-duty when he was rear-ended. He reviewed the resulting
cervical and lumbar spine injuries and medical records, stating that Mr. Agovino no longer could
work as a Police Officer. He said Mr. Agovino retired from the City after accepting a Workers
Compensation settlement and now teaches. He said Frank K. Kriz, M.D., the City’s IME
physician was the only doctor who diagnosed that Mr. Agovino was not disabled and only
needed to lose weight. He said 90% of Dr. Kriz’s work was related to disability claims, he did
not have hospital privileges, and had not performed surgery in 17 years.
Ms. Dougall-Sides said Craig A. Schwartz, M.D. had indicated Mr. Agovino had reached
MMI (Maximum Medical Improvement) with an impairment rating of 8%, indicating Mr. Agovino
could work, but was limited from bending and lifting more than 25 pounds. She said the City
opposed this application as Dr. Kriz had not found a permanent and total disability for Mr.
Agovino, and indicated he could return to full duty following four to six weeks of diet and
exercise. She said Mr. Agovino had resigned from the City on May 7, 2008, with the stipulation
that he would never seek City employment. Committee members indicated they had watched
most or all of the video of Dr. Kriz’s deposition.
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Mr. Agovino reviewed his duties as a Police Officer, stating he loved and missed his job.
He said he previously worked as a New York City police officer. He discussed his vehicular
accident and subsequent medical treatments, including a negative reaction to a pain treatment.
He said he participated in rehabilitation but did not have neck surgery due to his fear of
complications. He said, under advice of his previous attorney, he accepted the City’s $30,000
Workers Compensation offer and had to stop treatment by Workers Compensation physician
William Cottrell, M. D. He said he used the settlement money to pay bills until he could work.
He said he now works as a teacher. He said strong medication affected his ability to
concentrate and he could only take Motrin for pain. He said on bad days he could not put on his
socks. He said Dr. Kriz’s examination was limited. He said he had lost 10 pounds since that
examination and still experienced pain. He said he was only nine pounds heavier than when he
began working for the City. He said he had to be able to lift more than 25 pounds to work as a
police officer.
Ms. Dougall-Sides said the Workers’ Compensation settlement was intended to cover
future medical expenses. In response to questions, Mr. Agovino said doctors had
recommended lifestyle modification related to exercise and weight management. He said he
went to three physical therapy appointments but missed others when he needed time to recover
from the strenuous therapy activity. He said previous injuries to his right shoulder and knee had
been resolved. He said Admed Nematbakhsh, MD had restricted him from lifting more than 20
pounds, or 15 pounds overhead.
Concern was expressed that Mr. Agovino had not had a functional capacity evaluation.
The meeting recessed from 10:14 to 10:21 a.m.
Mr. Afienko reviewed Dr. Kriz’s practice. He said no other doctors had blamed Mr.
Agovino’s condition on obesity.
Mr. Roseto said the City does not provide functional capacity evaluations for people who
no longer work for the City nor qualify for future employment. Mr. Roseto said he had reviewed
the Workers Compensation settlement with Mr. Agovino to clarify its terms and had
recommended that he be represented by counsel. Neither Mr. Agovino’s performance nor
discipline issues were relevant. The City’s Pension Plan attorney chose and hired Dr. Kriz to
perform the IME. In response to a question, Mr. Roseto said the City did not have a specific
time limit for light duty status.
Concern was expressed that there was no way to determine if Mr. Agovino’s condition
was preexisting. Discussion ensued regarding the application, accompanying documentation,
and if procedural requirements had been met. Concern was expressed that the IME report
noted a degenerative condition. Pension Plan Attorney Stuart Kaufman said the preexisting
exclusion does not apply and the Plan does not require applicants to undergo invasive surgery.
Mr. Roseto said the City did not dispute that Mr. Agovino was injured while on the job. The City
contested the application due to compelling information in the IME report that Mr. Agovino’s
condition did not meet Plan criteria related to total and permanent disability. In response to a
question, Mr. Roseto said a permanent restriction to lifting no more than 25 pounds would
preclude someone from serving as a police officer. He discussed the annual certifications the
City required from disabled pensioners and related processes.
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Mr. Afienko made his closing remarks, reviewing medical reports and issues that
supported Mr. Agovino’s request for a job-connected disability pension.
Ms. Dougall-Sides said Mr. Agovino had not availed himself of follow-up pain
management procedures. She said Dr. Kriz had reviewed all of Mr. Agovino’s medical records
and provided a written opinion that Mr. Agovino was not totally and permanently disabled. She
said Mr. Agovino had not met the burden of proof to support his claim. Mr. Kaufman said
applicants are required to present clear and convincing evidence that conditions of disability
were service-related, permanent, and total.
Discussion ensued. It was felt that the physical limitations and functional impediments of
Mr. Agovino’s condition made it inappropriate for him to work as a police officer. It was noted
that Mr. Agovino’s injuries to his wrist and elbow did not relate to the subject cervical and lumbar
spine injuries. It was stated that law enforcement is a contact sport and it was felt Mr. Agovino’s
injuries rendered him unable to perform the duties of a police officer.
As the claimant’s attorney had questioned Dr. Kriz’s veracity, it was felt that a record of
Dr. Kriz’s credentials should have been submitted. Concern was expressed that back injuries
are difficult to diagnose. It was hoped that Mr. Agovino’s condition would improve and it was
recommended that an annual medical review of his condition be required. It was noted in his
report diagnosing an 8% MMI, Dr. Schwartz’s had indicated he did not know if Mr. Agovino’s
injuries were total and permanent.
Member Doran moved that George Agovino was disabled due to a job-connected injury.
The motion was duly seconded and carried unanimously.
Member Gibson moved that George Agovino was disabled and such disability was from
a cause other than those listed as general disability exclusions, and such disability rendered the
participant unable to perform work as a Police Officer. The motion was duly seconded and
carried unanimously.
Member Gibson moved that George Agovino was disabled and such disability was likely
to be continuous and permanent. The motion was duly seconded and carried unanimously.
PAC members thanked Mr. Agovino for his service to Clearwater and wished him well.
Members were commended for their thorough review and the seriousness of their responsibility
as stewards of the City’s pension.
6 – Director’s Report:
Mr. Roseto reported the Pension Plan attorney would present defined benefit/defined
contribution plan information to the Pension Trustees on September 15, 2008.
7 – Committee Members to be Heard
In response to a recommendation that medical reports be written in layman’s terms, Mr.
Kaufman said his office would draft a short physician report form, as part of the application
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package, for doctors to mark if an applicant is disabled or not. It was recommended that the
City provide doctors a list of job requirements to help them determine if someone is fit for duty.
Discussion ensued regarding the advantages of a doctor being present to testify and
answer questions when the PAC considers permanent and total disability applications. It was
said it would be worth the cost. It was suggested that applications be reviewed one month prior
to a hearing to determine if the PAC may want to subpoena doctors to testify and answer
committee questions, especially if the IME doctor's opinion differs from other medical reports.
Concern was expressed today's decision would cost the Pension plan more than $1 million.
8 - Adiourn
The meeting adjourned at 11 :52 a.m.
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Chair /
Pension Advisory Committee
/
Pension Advisory 2008-09-11
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