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11-13-2000IN Agenda/Pension 11-13-00 C? ? C?Cn 'a ACTION AGENDA Board of Trustees of the Employees' Pension Fund November 13, 2000 1. Call to Order - 10:15 a.m. 2. Approval of Minutes: 10/16/00 - Approved as submitted. 3. Request for acceptance into membership: Jennifer Howard, Scott McGrail, Richard Martin, Patricia Rooks, Brian Craig, Ronald Rice, Joseph Smith, Christine Parker, & Paul Burger - Approved. 4. Regular Pension(s) to be granted: Donn Githens & Patrick Adamson - Approved. 5. Pension(s) to be vested: Dolores Hofer - Approved. 6. Previous Pension Contributions to be allowed: Birgitt Dowd, Lawrence Dowd, Mark Goheen, Alphonso Hinson, & Carol Harvey - Approved. 7. Accept Actuary's Report for Employees' Pension Plan for plan year beginning 1 /1 /00 - Accepted. 8. Agreement with Christiansen & Dehner, P.A., legal services for Trustees & PAC, 10/1/00-9/30/01 - Approved. 9. Other Business - None. 10. Adjourn - 10:19 a.m. Meeting Date: (1-I3-o0 Approved by Trustees: CITY OF CLEARWATER EMPLOYEES' PENSION PLAN/ PENSION ADVISORY COMMITTEE TO: FROM: SUBJECT: DATE: Pension Trustees Pension Advisory Committee Recommendation for Acceptance into Pension Plan October 12, 2000 3 As Trustees of the City of Clearwater Employees' Pension Fund, you are hereby notified that the employee(s) listed below have been Cluly examined by a local physician and each has been designated as a "first class risk". The employment of these individuals brings the number of FTE's as of this date to 1684.2 of 1795.6 budgeted positions (including the City Commission. There were 19.5 FTE's added in FY 2000/01. These employees are eligible for pension membership as noted in the Pension Eligibility Date column below, and it is the recommendation of the Pension Advisory Committee that they be accepted into membership. Pension Elig. Name, Job. Class, & Dept./Div. Hire Date Date enni er Howard, i rary ssistant/Library 5131T94 8/2UM Scott McGrail, Senior Marine Lifeguard/Marine 9/11/00 9/11/00 Richard Martin, Development Review Tech. I/Planning & Dev. Ser. 9/18/00 9/18/00 Patricia Rooks, Police Information Technician I/Police 9/25/00 9/25/00 Brian Craig, Recreation Supervisor/Parks & Recreation 9123/00 9123/00 Ronald Rice, Survey Assistant 1, Public Works 9/25100 9/25/00 Joseph Smith, Lead Parking Attendant/Public Works 8/28/00 9/23/00 Christine Parker, Police Service Technician I/Police 9/25/00 9/25/00 Paul Burger, Gas Technician I/Gas 9/25/00 9/25/00 * originally hired as part-time; status changed to full-time and pension eligible as of 8/26/00 originally hired as part-time; status changed to full-time and pension eligible as of 9/23/00 air en visory committee Trustees of the Item # Employees' Pension Plan 11/13/00 Meeting Date: Agenda Cover Memorandum SUB) ECT/RECOMMENDATION: Donn Githens, Police Captain, Police Department, and Patrick Adamson, Police Lieutenant, Police Department; be granted regular pensions under Section(s) 2.393 and 2.397 of the Employees' Pension Plan as approved by the Pension Advisory Committee. and that the appropriate officials be authorized to execute same. SUMMARY: Donn Githens, Police Captain, Police Department, was employed by the City on August 20, 1979, and his pension service credit is effective on that date. His pension will be effective January 1, 2001. Based on an average salary of approximately $62,696 per year over the past five years, the formula for computing regular pensions, and Mr. Githens' selection of the 100% Joint & Survivor Annuity, this pension will approximate $36,147 annually. Patrick Admason, Police Lieutenant, Police Department, was employed by the City on August 1, 1977, and his pension service credit is effective on that date. His pension will be effective January 1, 2001. Based on an average salary of approximately $62,298 per year over the past five years, the formula for computing regular pensions, and Mr. Adamson's selection of the 100% Joint & Survivor Annuity, this pension will approximate $39,217 annually. These pensions were approved by the Pension Advisory Committee on October 12, 2000. Section 2.393 (p) provides for normal retirement eligibility when a participant has completed twenty years of credited service in a type of employment described as "hazardous duty" and further specifically defines service as a Police Captain and Police Lieutenant as meeting the hazardous duty criteria. Reviewed by: Originating Dept: Costs Legal NA Info Tech NA Debbie Ford/Human Resources Total Budget NA Public Works NA User Dept. Funding Source: Purchasing NA DCM/ACM Captial Improvement Current Fiscal Year Risk Mgmt NA Other NA Attachments Operating Other Appropriation Code: Submitted by: ? None City Manager Printed on reevcled naner Rev. 2/98 'Trustees of the Item # Employees' Pensions Plan Meeting Date: 11/13/00 Agenda Cover Memorandum SUBJECT/RECOMMENDATION: Dolores Hofer, Gas Department, be allowed to vest her pension under Section(s) 2.397 and 2.398 of the Employees' Pension Plan as approved by the Pension Advisory Committee. and that the appropriate officials be authorized to execute same. SUMMARY: Dolores Hofer, Customer Service Representative, Gas Department, was employed by the City on January 6, 1990, and her pension service credit is effective on that date. She resigned from City employment on September 29, 2000. The Employees' Pension Plan provides that should an employee cease to be an employee of the City of Clearwater after completing ten or more years of creditable service (pension participation), then such employee shall acquire a vested interest in the retirement benefits. Vested pension payments commence on the first of the month following the month in which the employee normally would have been eligible for retirement. Section 2.393 (p) provides for normal retirement eligibility when a participant has reached age 55 and completed twenty years of credited service, has completed 30 years of credited service, or has reached age 65 and completed ten years of credited service. Ms. Hofer would have completed ten years of service and reached age 65 as of September 18, 2008.. Her pension will be effective on October 1, 2008. This request was approved by the Pension Advisory Committee on October 12, 2000. Reviewed by: Originating Dept: Costs Legal NA Info Tech NA Debbie Ford/Human Resources Total Budget NA Public Works NA User Dept. Funding Source: Purchasing NA DCM/ACM 14L- captial Improvement Current Fiscal Year Risk Mgmt NA Other NA Attachments Operating Other Appropriation Code: Submitted by: ? None City Manager Printed on recycled oaper Rev. 2/98 Trustees of the Employees' Pension Plan Agenda Cover Memo},:nslum Item # Meeting Date: 69 11/13/00 SUBJECT/RECOMMENDATION: Birgitt Dowd, Parks & Recreation Department; Lawrence Dowd, Parks & Recreation Department; Mark Goheen, Finance Department; Alphonso Hinson, Parks & Recreation Department, and Carol Harvey, Parks & Recreation Department, be allowed to make their previous pension contributions for the time periods indicated as approved by the Pension Advisory Committee. and that the appropriate officials be authorized to execute same. SUMMARY: The employees listed below were originally employed by the City of Clearwater as permanent part-time. Although they were classified as permanent part-time employees, it has been determined that they worked full- time hours during the time periods indicated. When their status was changed to full-time, they became eligible for pension participation as of that date. During the period of time that they were classified as part-time, they were ineligible to participate in the City of Clearwater Employees' Pension Plan. Indicated below is the amount they would have contributed to the Pension Plan during the time they worked full-time hours: Name Dates Amount Birgitt Dowd 12/31/73 to 12/31/74 $345.62 Lawrence Dowd 12/18/74 to 12/10/76 $803.32 MarkGoheen 9/6/79 to 9/6/80 $401.15 Alphonso Hinson 11/14/71 to 11/10/72 $263.98 Carol Harvey 7/13/81 to 7/13/82 $436.64 In 1999 the Committee considered a similar request frorn Darold Brink, an employee in the Marine Department, and approved the payment of his pension contributions for the time he was working full-time hours although classified as part-time. After distributing information City-wide asking for a response from former part-time employees who worked 1950 (for a 37.5-hour per week position) or 2080 (for a 40-hour per week position) hours in a 12-month period, Human Resources received responses from nineteen employees. It was determined that five of the nineteen were improperly classified as part-time and entitled to pay their contributions to receive pension credit. At the Pension Advisory Committee's (PAC's) meeting on October 12, 2000, the Committee approved these requests to pay contributions to receive service credit with the employees paying 51/6 interest per year. Should the Trustees approve these requests, the amount owed as of October 31, 2000, for each of these employees is as follows: Birgitt Dowd $1,219.34 Lawrence Dowd $2,637.17 Mark Goheen $1,072.87 Alphonso Hinson $1,033.57 Carol Harvey $1,076.06 Reviewed by: Originating Dept: Costs Legal NA Info Tech NA Debbie Ford/Human Resources Total Budget NA Public Works NA User Dept. Funding Source: Purchasing NA DCWACM captial Imprmement Current Fiscal Year Risk Mgt-tit NA Other NA Attachments Operating Other Appropriation Code: Submitted by: 0 None City Manager Printed on recvcled naner Rev. 2/98 Agenda Item-- Pension Buy Backs Page 2 Section 2.393(1) of the City of Clearwater Code (1980) provided that "All permanent employees of the city shall be required to pay the assessments provided for in this division and are required to participate in the fund hereby created. The trustees of this pension plan and fund shall have the right to determine from time to time which employees are permanent employees of the city ...." Section 2.3930) of the City of Clearwater Employees' Pension Fund, effective January 1, 1996, provides that "Employee shall mean any person employed by the Employer as a full-time, permanent employee." Section 2.395(a)(1) provides that "unless otherwise provided herein, all employees of the Employer shall be required to make the contributions specified in Section 2.396 and shall be required to participate in the Plan." Section 2.393(2) provides that the Trustees "shall have the right to determine from time to time which persons are full-time employees for the purposes of the Plan...." This matter is now being forwarded to the Pension Trustees for consideration. ,..... rf Employees Pension Plan Agenda Cover Memorandum 1? Item # SUBJECT / RECOMMENDATION: Meeting Date: 1 I , 1 2 , 00 Accept the Actuary's Report for the Employees' Pension Plan for the plan year beginning I/1/00- I ] and that the appropriate officials be authorized to execute same. SUMMARY: • The 1/1/00 actuarial report for the Employees' Pension Plan indicates a City contribution of $1,722,874 is required. However, the City Ordinance governing the pension plan requires that the city contribute at least 7% of the compensation of all employees participating in the plan (estimated at $3,565,618). • The difference between the required contribution of $3,565,618 and the actuarial determined contribution of $1,722,874 will be added to the existing credit balance, currently at $12,442,498. • The low contribution requirement is primarily due to the phase in of prior asset gains and the excellent investment returns realized in 2000. The Employees' Pension Plan experienced a fifth consecutive year of excellent investment performance. The market value basis performance for the last five years (1995, 1996, 1997) 1998, and 1999, respectively) has been 23.36%, 14.80%, 17.49%, 16.74%, and 18.61%. • The funded status of the plan decreased from 174% at 1/1/99 to 162% at 1/1/00, primarily due to the plan amendment, which increased the plans actuarial accrued liabilities by nearly $53 million. This amendment added a 1.5% annual cost of living increase, and additional normal retirement age of 65 with 10 years of service, plus additional eligibilities and benefits for police and firefighters as required by 175/185 legislation. • The draft Actuary Report is available in the City Clerk's Office for review. Reviewed by: Originating Dept: Costs Legal N/A Info Srvc N/A Finance i.M Total N/A Budget Public Works N/A User Dept. Funding Source: Purchasing N/A DCvUACM Current CI FY Risk Mgmt N/A Other N/A Attachments OP Other Submitted by: City Manager O None A ro riation Code: Printed on recvcled naner Rav_ WOR PPJCEWATERHOUSQOPERS D October 9, 2000 Ms. Margaret L. Simmons, CPA Finance Director Finance Department City of Clearwater 100 S. Myrtle Avenue Clearwater, Florida 33758-4748 Dear ?GIs. Simmons: PricewaterhouseCoopers LLP 101 East Kennedv Boulevard Suite 1500 Tampa FL 33602-5147 Telephone 813, 229 0221 Facsimile X81 3i 229 3646 Enclosed is a third draft copy of the actuarial valuation and report which sets forth the costs and liabilities of the City of Clearwater Employees' Pension Plan for the January 1 to December 31, 2000 plan year. 'rhe priman purpose of this report is to provide management with a budgeting tool to assist in fi,n.Z:ng the plan in a systematic manner. The City's minimum required contribution to -satisfy Florida Statutes for 2000 is $1.722,874 (less any portion of the credit balance. currently $12.442,498). However, the ordinance establishing the plan requires the Cite to contribute at least 7% of payroll. Any amounts contributed by the City in excess of the minimum of $1.722,874 would increase the plan's credit balance. The decrease in the City's required contribution compared to projections made in 1999 is primarily due to the phase in of prior asset ga:n: and the excellent investment returns realized in 2000. The return on plan investment was approximately 19% on a market value basis compared to the assumed rate of 70. o. Once you have had a chance to review this inforrr_ation. please give us a call if you have any questions, comments or would like to schedule a meeting to reN-iew the report. Very truly yours, W Stephen M. Metz Associate of the Society of Actuaries Enrolled Actuary 499-4342 Principal SMM/dns Enclosures DRAFT ACTUARY'S REPORT FOR THE CITY OF CLEARWATER EMPLOYEES' PENSION PLAN As of January 1, 2000 To determine annual contribution For the Plan Year: 01/01/00 - 12131100 To be paid in the Fiscal year: 10/01/00 - 09/30/01 DRAFT October 9, 2000 City of Clearwater P.O. Box 4748 Clearwater, FL 33758-4748 Ladies and Gentlemen: This report presents the results of the January 1, 2000 actuarial valuation of the City of Clearwater Employees' Pension Plan. It has been prepared primarily to present to management the contribution requirements for 2000 and also the current status of funding of accumulated plan benefits. Section IV of this report includes a presentation of the information required by the Government Accounting Standards Board (GASB) Statements No. 25 and 27. Our calculations were based on financial data and employee data furnished by the Cit\ of Clearwater. The valuation was based upon generally accepted actuarial methods, and we performed such tests as we considered necessary to assure the accuracy of the results. To our knowledge there are no benefits or expenses to be provided by the plan for which a liability or current cost was not established. We certifv that the amounts presented in the accompanying report have been appropriately determined acc,?rding to the actuarial assumptions stated herein. Statement by Enrolled Actuary This actuarial valuation and/or cost determination was prepared and completed by me or under my direct supervision, and I acknowledge responsibility for the results. To the best of my knowledge. the results are complete and accurate, and in my opinion. the techniques and assumptions used are reasonable and meet the requirements and intent of Part V11. Chapter 112. Florida Statutes. There is no he:-.fit or exrl-nse to the provided by the plan or paid from the plan's assets for which liabilities or current costs ha\e not been established or otherwise taken into account in the valuation. All known events or trends which may require a material increase in plan costs or required contribution rates have been taken into account in the valuation. Respectfully submitted, Stephen M. Metz Associate of the Society of Actuaries Enrolled Actuary Number 99-4342 Mark E. Knecht Associate of the Society of Actuaries Enrolled Actuary Number 99-5471 DRAFT CONTENTS SECTION I SECTION 11 SECTION III SECTION IV SECTION V SECTION VI SECTION VII SECTION VIII SUMMARY FUNDING ASSETS ACCOUNTING CENSUS DATA ASSUMPTIONS AND METHODS SUMMARY OF PLAN PROVISIONS COMPARATIVE SUMMARY OF PRINCIPAL VALUATION RESULTS Pages I- 7 8-12 13- 16 17- 18 19-23 24 - 25 26-28 29 - 33 DRAFT CITY OF CLEARWATER EtiIPLOYEES' PENSION PLAIN SECTION I -- SUMMARY A. Actuary's Comments This report presents the highlights of the January 1. 2000 actuarial valuation prepared to determine the contribution requirements for the 2000-2001 fiscal year. Since the last actuarial valuation of the plan on January 1, 1999, there have been no changes in the actuarial assumptions and methods. The plan provisions were changed effective January 1. 2000 to provide a 1.5% cost of living increase, an additional normal retirement age of 65 with 10 vears of service, plus additional eligibilities and benefits for police and firefighters. For a detailed description of the plan provisions, please see Section VII and for a detailed description of the actuarial assumptions and methods, please see Section VI of this report. The minimum required City Contribution for the 2000 plan year is $1.722.874 (excluding the credit balance of $12,442,498) compared to SO for 1999. As a percentage of payroll, this represents an increase from 0% to 3.4%. The minimum required contribution was affected by the following factors: Y The plan amendment increased actuarial accrued liabilities by S?1921,724 and increased the required contribution from $0 to $1,722,874. 9 an actuarial investment return of 17.96% in comparison to an asswned rate of 7.0%, • actual salary increases of 4.16% in comparison to an assumed rate of 5.0%, and • actual expenses for the year were $648.529 more than expected. The plan's credit balance is currently equal to 512.442,498, providing an additional cushion against future contributions. Although State La«- does not require employer contributions for 2000. the ordinance establishing the plan does require a minimum of 7% of payroll. The reconciliation of the minimum req-,:red contribution from the 1999 plan year level to the 2000 level is as follows: Minimum Contribution - 1999 0 Increase / (Decrease) in Normal Cost (2.970,325) Increase / (Decrease) in amoritization payments 33.985.768 Increase / (Decrease) in expected expenses 648,529 (Increase) / Decrease in expected employee contributions (101,670) Increase / (Decrease) in Net Interest 160,572 Minimum Contribution - 2000 $ 1,722,874 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY A. Actuary's Comments, (continued) In addition, the market value of assets of the plan exceeds the actuarial value by more than $76 million. Over the next four years this excess will be included in the actuarial value and will help reduce the funding requirements. The funded status of the plan decreased compared to the prior year, primarily due to the plan amendment. The ratio of assets at market value to the actuarial present value of accumulated plan benefits decreased from 174% at January 1. 1999 to 162% at January 1. 2000. 2 I f 1 CRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I -SUMMARY (continued) B. Contribution Requirements for the Plan Year Ending December 31. 2000 Minimum Required Employer Contribution Florida Statutes 7% of Payroll $ 0 $ 3,565.618 The employer contribution is assumed to be made uniformly during the first two quarters of the fiscal year beginning on October 1. 2000. Differences in the investment return due to contributions actually being made at any other time will be recognized as an actuarial gain or loss in the following valuation. The minimum required contribution represents a funding level which %vill satisfy the minimum funding requirements under Part V11, Chapter 112, Florida Statutes. Please refer to Section VI and VII of the report for a summan- of the actuarial assumptions and plan provisions. respectively. 3 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results Actuarial Valuation Prepared as of. Jan. 1, 2000 Jan. 1, 1999 Jan. 1, 1998 (a) Participant Data Number Included Active Members 1,518 1.465 1,476 Retirees and Beneficiaries 507 497 451 Terminated Vested Participants 35 24 13 Annual Payroll of Actives $50,937,403 $49,666.523 $47,281,198 Annualized Benefits Retirees and Beneficiaries $9,655.297 $8,736.788 $ 7,434,602 Terminated Vested Participants $ 834.478 $ 609.254 $ 208,617 (b) Actuarial Reserves Market Value $491,489.099 $416.808.909 $358,473.903 Actuarial Value $414,826,422 $354,088.751 $308,596,133 (c) Liabilities Present Value of Expected Benefits: Active Participants: Retirement Benefits $283,447,057 $235,098.023 $225,106,202 Termination Benefits 16,239,014 14,698.087 14,168,647 Disability Benefits 13,217,260 1 1,750.'52 11,440,100 Death Benefits 3,945,767 3,746.148 3,547,472 Refund of Employee Contributions 1,891,531 1.91 1.990 1,914,673 Total Active $318,740,629 $267,204,600 $256,177,094 Terminated Vested Participants 9,413,395 6,924.622 1,874,204 Retirees and Beneficiaries 124,703,109 96,038,941 82,152,143 Total Present Value of Expected Benefits $452,857,133 $370,168,163 $340,203,441 Liabilities Due and Unpaid $ 0 $ 361,709 $ 282,796 4 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results, (continued) Actuarial Valuation Prepared as of: Jan. 1. 2000 Jan. 1, 1999 Jan. 1, 1998 (c) Liabilities (continued) Unfunded Actuarial Accrued Liability Frozen Initial Liab. (FIL) Supplemental FIL Supplemental FIL Supplemental FIL Supplemental FIL Supplemental FIL Supplemental FIL Asset Valuation Method Change Plan Amendment Plan Amendment - 1.•'1/79 - 1/1/79 I / 1 /82 1/1/87 I /l/88 1/ 1 /89 - 11 /94 $1.759.058 1.304.186 223,217 (2,771,611) 1.195.238 1.356,771 1,813.879 $ 2,436,537 1,422,814 238,018 (2,930.862) 1.231.458 1.394,067 1,859,232 $ 3.069,696 1.533,681 251,850 (3,079,694) 1.265,308 1.428,923 1.901,618 3,549,242 14.733,735 N/A - 1'1/96 - 1/1/00 3,442,263 14.355,793 $52.921.724 3,497,561 14,551,155 N/A $ 24.654,359 $75.600,518 $ 23,699,980 $3,503,365 $6.812,956 $ 3.932.987 (3.485.400) 669,786 245,236 731.596 4.42 1,0.39 476,907 (1.299,185) 3,903.845 275.309 $ 3.932,987 $12.442,498 $ 6,812.956 $216,607,963 Total (d) Funding Account Credit Balance Prior Year Amount Prior Year: Required Employer Contributions Employer Contributions Made Interest on Credit Balance Total (e) Actuarial Present Value of Accrued Benefits (see Subsection VII for detail) Changes During Prior Year: Value from Prior Year: Benefits Paid Interest, Aging and Benefits Accrued Change in Assumptions Change in Plan Provisions Net Change $303,443,955 $240,168,855 (9,869,486) 28,828,023 0 44,316,563 63,275,100 $240,168,855 $216,607,963 (8,197,805) 31,758,697 0 0 $ 23,560,892 $202,942,802 (7,694,700) 21,359,861 0 0 $ 13, 665,161 Value at Current Year $303,443,955 $240,168,855 $216,607,963 5 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results, (continued) Actuarial Valuation Prepared as of. Jan. 1, 2000 Jan. 1, 1999 Jan. 1. 1998 (f) Pension Cost for Year Normal Cost $(3,127,557) $ (94,366) S1.276.592 Amortization of Unfunded Frozen Initial Liability 6,490.613 2.504,845 2.504.845 Admir;strative Expenses 1,673,570 1,025,041 1.170.974 Shortfall for Expenses in Prior Year 648,529 (145,933) 44,277 Interest Adjustment 112.711 (47.861) 84.993 Total Required Contribution $5,797,866 $ 3,241,726 S 5.081,681 As a Percentage of Payroll 11.4% 6.5% 10.7% Anticipated Employee Contributions $4,074,992 $ 3,973,322 $ 3,782,496 As a Percentage of Payroll 8.0% 8.0% 8.0% City Required Contribution $1,722,874 $ 0 S 1.299.185 As a Percentage of Payroll 3.4% 0.0% 2.7% (g) Prior Year Actual Contributions made by Employees City $4,498.314 4.421.039 $8,919,353 N/A 4.293.961 3.903.8-15 $ 8,197,806 N/A S 4.108.525 3.669.786 $ 7,778,311 N/A Total (h) Gains and Losses (i) Other Present Values Present Value of Future Salaries At attained age $404,261,700 $417,232,600 $402,814,600 6 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION I - SUMMARY (continued) C. Comparative Summary of Principal Valuation Results, (continued) Actuarial Valuation Prepared as of. Jan. 1, 2000 Jan. 1, 1999 Jan.], 1998 (i) Other Present Values (continued) Present Value of Employee Contributions At attained age $34,808,865 $ 33,336,186 $ 32,170,725 Present Value of Future Normal Costs $(25,127,309) $ (807,612) $ 10,885,936 0) Comparison of Actual and .-Assumed Salan, Increases Investment Return Year Ended Actual Assumed Actual Assumed Market Value Actuarial Value 12/31/86 7.4% 5.0% 13.21% N/A 7.0% 12/31/87 5.901/0 5.0% 10.78% N/A 7.0% 121'3) 1 /88 9.1% 5.0% 9.120 ,10 N/A 7.0% 12/31/89 8.7% 5.0% 20.84% N/A 7.00/0 12/31/90 5.3% 5.0% 6.21 % N/A 7.0% 12/31/91 6.1% 5.0% 28.52% N/A 7.0% 12/31 /92 6.8% 5.0% 6.49% N/A 7.0% 12/31/93 1.2% 5.0% 9.29% 7.42% 7.0% 12/31/94 4.4% 5.0% 0.89% 6.28% 7.0% 12/31/95 6.4% 5.0% 23.36% 9.14% 7.0% 12/31/96 6.7% 5.0% 14.80% 11.54% 7.0% 12/31/97 5.6% 5.0% 17.490/o 13.74% 7.0% 12/31/98 7.4% 5.0% 16.74% 15.28% 7.0% 12/31/99 4.2% 5.0% 18.61% 17.96% 7.0% 7 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION It - FUNDING A. Development of the Unfunded Frozen Actuarial Accrued Liability 1. Unfunded Frozen Actuarial Accrued Liability as of January I, 1999 $ 23,699,980 Interest to Deccember 31. 1999 S 1,658,999 2. Employer Normal Cost* for Year with interest to December 31, 1999 3. Required Employer Contributions for Period 4. Increase due to plan amendment 5. Unfunded Frozen Actuarial Accrued Liability as of December 31, 1999 (Items 1 + 2 - 3 + 4) * Includes Expenses and Adjustments $25,358,979 ( 3,411,781) ( 731,596) 52,921,724 $75,600,518 8 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION II - FUNDING (continued) B. Development of Normal Cost The Normal Cost is the portion of the cost of projected benefits «hich is allocated to the current year by the actuarial cost method. The Normal Cost for the plan years bed=inning January 1, 2000, January 1, 1999 and January 1, 1998 are determined as follows: Total Projected Actuarial Liability: Jan. 1. 2000 Jan. 1, 1999 Jan. 1, 1998 The present value as of the beginning of the plan year of all benefits expected to be paid in the future to current participants. • Active participants $31 S.740.629 $267,204.600 $256.177,094 • Terminated vested participants 9.413.395 6,924,622 1,874,204 • Retired and disable participants 1=-1.703.109 96.038.941 82.152.143 • Total Participants $152.857.133 $370.168,163 $310.203,441 Credit Balance: Employer contributions from prior years reserved for future use. $ 12.442.498 $ 6,812,956 $ 3.932.987 Fund: The actuarial value of fund assets as of the beginning of the plan year. S41 .826.422 $354.088,751 $308.596,133 Excess of Total Projected Actuarial Liability Over the Fund ;Minus the Credit Balance: The portion of the projected total actuarial liability to be funded in the future. S -50.473.209 $ 22,892,368 $ 35.540,295 This portion is divided into two components: a. Unfunded Frozen Actuarial Accrued Liability S "5.600.518 $ 23,699,980 $ 24.654,359 b. Present value of future service liability (funded over the expected future service years of current participants) $(25,127,309) $ (807,612) $ 10,885,936 Present Value of Future Covered Payroll: . $109,261.700 $417,232,600 $ 402,814,600 9 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION II - FUNDING (continued) B. Development of Normal Cost, (continued) Jan. 1, 2000 Jan. 1, 1999 Jan. 1, 1998 Normal Cost Rate: The ratio of the present value of future service liability to the Present Value of Future Covered Payroll. (6.14%) (0.19%) 2.70% Annual Covered Payroll: The reported payroll for plan participants who have not attained the assumed retirement age. S 50,937,403 $ 49,666,523 $ 47,281,198 Normal Cost: The annual cost as of the beginning of the plan year to fund the future service liability over the expected future years of service of the current participants. S(3,127,5 57) $ (94,366) $ 1,276,592 10 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION II - FUNDING (continued) C. Schedule of Amortization Payments Initial Jan. 1, 2000 Annual Date Initial Amortization Unamortized Amorization Established Reason Amount Period (Years) Amount Payment 1/1 /79 * Frozen Initial Liability (Fl L) $ 9,726,419 24.5 S 1,759,058 $ 792,558 1 /1 /79 Supplemental FIL 2,707,962 30.0 1,304,186 203,949 1/1/81 Supplemental FIL 390,421 30.0 223.217 29,404 1 /l /82 Supplemental FIL (4,521,985) 30.0 (2,771,611) (340.571) 1 /1 /87 Supplemental FIL 1,519,142 30.0 1,195,238 114,413 1/1/88 Supplemental FIL 1,673.738 30.0 1.356.771 126.057 1/1/89 Supplemental FIL 2,177,772 30.0 1.813.879 164.018 l /l /94 Asset Valuation Method Change 3,724,296 30.0 3.442,263 280,493 l /l / 96 Plan Amendment 15,063,842 30.0 14,355,793 1,134,524 1/l/00 Plan Amendment 52,921,724 30.0 52,921.724 3.985.768 Total Charges $89,905,316 $78,372,129 S 6,831,184 Total Credits (4,521,985) (2,771,611) (340,571 Total $85,383,331 575,600,518 S 6,490,613 * Established July 1, 1963 and being amortized over a forty year period beginning on that date. 11 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION If -FUNDING (continued) D. Anticipated Amortization Schedule Shown below is the anticipated amortization schedule for the Unfunded Frozen Actuarial Accrued Liability taking into account the plan's funding policy. Anticipated .-amortization Schedule Unfunded Frozen Date Actuarial Accrued Liability 2000 $75,600.518 2001 73,947.598 2002 72,178.974 2003 70,286,547 2030 0 On July 1, 1963, the Unfunded Frozen Actuarial Accrued Liability was established equal to the difference between the retirement plan's accrued liability, determined under the Entn- Age Normal Funding Method and the actuarial value of plan assets. According to the plan's funding policy, the initial liability is to be amortized by a series of level payments over a forty-year period. Subsequent changes in the level of the Frozen Actuarial Accrued Liability due to plan amendments or changes in actuarial assumptions are to be amortized on a straialit-line basis over a period of thirty years. By contributing more than the stated funding policy, the amortization of the Unfunded Frozen Actuarial Accrued Liability can be accelerated. 12 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III - ASSETS Comparative Balance Sheet As of December 31, 1999 ti-larlcet Value Market Value ASSETS 121/31/199 12/31 /98 Cash Money Market Accounts Guaranteed Investment Contracts Corporate Equity Securities Bonds $ 3,202.171 $ 5,825.791 17.962,731 24,012,247 5,000.000 10,509,722 328.850.861 250,102,536 134.116.658 124,344,592 Total Investments $489.132.421 $414,794,888 Receivables: Interest - pooled cash 105.812 185,842 Employer Contributions 2.250.866 1,828,179 Total Assets $491,489.099 $416,808,909 LIABILITIES AND ACTUARIAL RESERVES Liabilities: Accounts Pavable $ 438.474 361.709 Total Liabilities $ 435.474 $ 361,709 Actuarial Resen-es: Accumulated Member Contributions 3=1.806.865 31,653,064 Balance of Actuarial Reserves 456.243.760 384,794,136 Total Actuarial Resen•es $491.050.625 416.447.200 TOTAL LIABILITIES AND ACTUARIAL RESERVES $491,489,099 $416,808,909 13 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III -ASSETS (continued) Schedule of Chances in Actuarial Reserves For the Plan year Ended December 31, 1999 Market Value Revenues: Employee Contributions $4,498,314 Employer Contributions 4,421,039 Earnings on Investments: Interest 10,456,083 Dividends 2,234,825 Realized Net Gains on Securities Transactions 5-3.403,206 Unrealized Appreciation (Depreciation) on Investments Expenses: Benefits Paid 9.830,699 Refunds of Contributions 38,787 Professional Fees 1,673,570 Other Expenses 0 Net Change in Actuarial Reserves Actuarial Reserves at Beginning of Plan Year Actuarial Reserves at End of Plan Year 66,094,1 14 11.209.779 $86,223,246 11,543.056 $74,680,190 $416,808,909 $491,489,099 14 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III -ASSETS (continued) Development of Actuarial Value of Assets 1. Actuarial Reserves at Beginning of Plan Year $416,808,909 2. Time Weighted Employee Contributions 2,249,157 (.5 x 4,498,314) 3. Time Weighted Employer Contributions 276,315 (.5 x .125 z 4,421.039) 4. Time Weighted Benefit Payments 4,523,514 (11/24) x (9,869,486) 5. Time Weighted Expenses 836.785 0 x 1,673,570) 6. Time Weighted Value of Actuarial Reserves $413,974,082 (Items 1 +2+3-4-5) 7. Expected Asset Return 28,978,186 (Item 6 x .07) 8. Actual Asset Return 77,303,893 9. Difference of Expected Return over Actual Return (48.325,707) 10. Actuarial Reserves at End of Plan Year 491,489,099 11. Expected Actuarial Reserves at End of Plan Year 443,163,392 (Items 9 + 10) 12. Difference Between Actual and Expected Asset Return $ 48,325,707 (Items 10 - 11) 15 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION III -ASSETS (continued) Development of Actuarial Value of Assets (continued) Date Initial Annual Amount Amount Excluded Amount Excluded Established Amount Recognized Prior Valuation Current Valuation 01/01/96 $ 35,600,142 $ 7,120,030 $(7,120,030) $ (0) 01/01/97 $ 20,905,508 $ 4.181,102 $(8.362.202) $ (4,181,100) 01/01/98 $ 32.148.671 $ 6.429,734 $(19,289.203) $(12,859,469) 01/01/99 $ 34,935.904 $ 6.987.181 $(27,948.723) $(20,961,542) 01/01/00 $48.325.707 $9.665,141 $ 0 $(38,660,566) Total $(76,662,677) Actuarial Reserves $491,489,099 Actuarial Value of Assets $414,826,422 16 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION IV - ACCOUNTING A. Plan Description and Contribution Information Membership of the plan consisted of the following at January 1, 1999, the date of the latest actuarial valuation: Retirees and beneficiaries receiving benefits 497 Terminated plan members entitled to but not yet receiving benefits 24 Active plan members 1,465 Total 1.986 Number of participating employers I 17 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION IV - ACCOUNTING (continued) B. Required Supplementary Information Scheduling of Funding Progress Actuarial Actuarial Actuarial Value of Accrued Liability Valuation Assets (AAL) Date (a) Frozen Entry Age (b) 01/01/91 01/01/92 01/01/9-3 01/01/94 01/01/95 Unfunded AAL (UAAL) (b-a) Funded Ratio (a/b) UAAL as a Percentage of Covered Payroll ( (b-a) / c) $141,865,764 $184,746,269 $198,315,690 $213,014,474 $225,482.726 $152,118,075 $194,550,126 $207,639,701 $225,549,346 $237,428,796 01/01/96 01/01/97 01/01/98 01/01/99 01/01/00 $244,744,488 $272,346,200 $308,596,133 $354,088,751 $414,826.422 $271,124,381 $297,892,502 $333,250,492 $377,788,731 $490,426,940 S10,252,311 59.803,857 59.324,011 $12.534,872 $11.946,070 526.379,893 525,546,302 $24.654,359 $23,699,980 575.600,518 93% 95% 96% 94% 95% Covered Payroll (c) $34,532,753 $36,626,332 $38,731,039 $38,710,974 $41,371,332 90% $44,208,964 91% $44,955,348 93% $47,281.198 94% $49,666,523 85% $50.937,403 30% 27% 24% 32% 29% 60% 57% 52% 48% 148% The information presented in the required supplementan, schedules was detennined as part of the actuarial valuations at the dates indicated. Additional information as of the latest actuarial valuation follows: Valuation date 01/01/99 Actuarial cost method Frozen Entry Abe Amortization method Level Dollar Closed Remaining amortization periods Various Asset valuation method Five Year Average * Actuarial assumptions: Investment rate of return 7.0% Projected salary increases 5.0% Include merit increases 2.0% Cost-of-living adjustments 3.0% * Effective January 1, 1994, the asset valuation method was changed from market value to a five year average method. 18 DRAFT CI'T'Y OF CLEARWATER EMPLOYEES' PENSION PLAN SEC'T'ION V - CENSUS DATA A. Reconciliation of Employee Data A summary of changes in the employee data from January 1, 1999 through January 1. 2000 follows. Employees who do not participate in the plan are not included. Retired Terminated Participants Active Vested And Employees Employees Beneficiaries Total Participants included in the January 1, 1999 valuation 1,465 24 497 1,986 Nonvested terminations (63) (63) Data Revisions (1) 11 10 Vested terminations (16) 16 Deaths without eligible beneficiary (29) (29) Retirements (25) (3) 28 Cash settlements Rehires 1 (1) New participants 156 156 Participants included in the January 1, 2000 valuation 1,518 35 507 2,060 Active Participants: Fully vested 711 Partially vested 0 Non-vested 807 Total 1,518 19 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) B. AQe - Service Distribution of Active Participants as of January 1. 2000 Years of Service Attained 0-4 5 - 9 10 - 14 15 - 19 N - 24 25 + Total Age No. No. No. No. No. No. No. Earnings Under 25 45 0 0 0 0 0 45 $ 700,029 25 to 29 96 30 l 0 0 0 127 $ 3,283,282 30 to 34 102 78 21 2 0 0 203 $ 6,118,845 35 to 39 66 54 89 37 0 0 246 $ 8.577,301 40 to 44 71 59 79 59 22 6 296 $10,287,005 45 to 49 42 32 55 58 55 31 273 $10.673,473 50 to 54 21 31 46 30 36 37 201 $ 7.450,399 55 to 59 8 14 14 19 6 12 73 $ 2.609,895 60 to 64 4 13 5 9 5 5 41 S 1.435,207 65+ 1 ? 2 3 4 1 13 $ 464.110 Total 456 313 312 217 128 92 1518 $51,599,546 Active Participant Statistics Average Age 42.08 years Average Service 10.86 years 20 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA. (continued) C. A ge - Service Distribution of Active Hazardous Duty Partici pants as of Januar y 1, 2000 Years of Service Attained 0-4 5-9 10 - 14 15 - 19 20 - 24 25+ Total Age No. No. No. No. No. No. No. Earnin&s Under 25 6 0 0 0 0 0 6 $ 114,096 25 to 29 40 9 0 0 0 0 49 $ 1,517,991 30 to 34 35 32 11 0 0 0 78 $ 2,968,734 35 to 39 8 26 44 10 0 0 88 $ 3,959,112 40 to 44 1 4 22 24 9 0 60 $ 2,916,749 45 to 49 0 3 9 14 41 8 75 $ 3,929,287 50 to 54 0 1 2 4 15 18 40 $ 2,068,645 55 to 59 0 0 1 2 3 8 14 $ 695,260 60 to 64 0 0 0 0 0 1 1 S 55,370 65+ 0 0 0 0 0 0 0 S 0 Total 90 .75 89 54 68 35 411 $18,225,242 Active Participant Statistics Average Age 39.34 years Average Service 12.49 years 21 CRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) D. Age - Service Distribution of Active Non-Hazardous Dutv Participants as of Januarv 1. 2000 Years of Service Attained 0-4 5-9 10 - 14 15 - 19 20 - 24 25+ Total Age No. No. No. No. No. No. No. Earnings Under 25 39 0 0 0 0 0 39 $ 585,933 25 to 29 56 21 1 0 0 0 78 $ 1,765,291 30 to 34 67 46 10 2 0 0 125 $ 3,150,111 35 to 39 58 28 45 27 0 0 158 $ 4,618,189 40 to 44 70 55 57 35 13 6 236 $ 7,370,256 45 to 49 42 29 46 44 14 23 198 $6,744,186 50 to 54 21 30 44 26 21 19 161 $ 5,381,754 55 to 59 8 14 13 17 3 4 59 $ 1,914,635 60 to 64 4 13 5 9 5 4 40 $ 1,379,837 65 - 1 ? ? 3 1 I 13 $ 464.110 Total 366 238 223 163 60 57 1107 $33,374,302 Active Participant Statistics Average Age 43.10 years Average Service 10.26 years 1) 1) CRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION V - CENSUS DATA (continued) E. Inactive Participant Count and Benefits as of January 1, 2000 Number of Annual Participants Benefit Terminated Vested Participants Retired Participants and Beneficiaries 35 S 834,978 507 59,655,297 23 DRAF7- CITY OF CLEARWATER EMPLOY'EES' PENSION PLAN SECTION VI - ASSUMPTIONS AND METHODS A. Actuarial Methods Investment Yield: The investment rate of earnings is assumed to be 7% per annum. Mortality: Mortality was based on the 1983 Group Annuity Mortality Table for Males with female ages set back six years. Withdrawal: Pre-retirement withdrawals are assumed to occur in accordance with standard scales of moderate turnover rates (Scale 255) for males and heaN-y turnover rates (Scale 355) for females. Simple rates are shown below: Rate of Withdrawal Aye Male Female 20 14.90,lo 37.4% 25 9.9% 22.4% 30 6.9% 14.9% 35 4.9% 10.40/; 40 2.8% 7.4% 45 1.7% 4.3% 50 0.4% 2.7% 55 0.0% 0.9% 60 and over 0.0% 0.0% Disabilitv: Pre-retirement incidence of disability is assumed to occur in accordance with a standard scale of moderate disability rates (Class 1, 1952 Inter-Company). Rates for females are assumed to be double that for males. Sample rates for males are slio-,t?n below: Age Incidence of Disability 20 .17% 25 .17% 30 .17% 35 .18% 40 .20% 45 .23% 50 .29% 55 .39% 60 .59% 65 1.04% 70 1.74% Service vs. Non-service: All pre-retirement deaths are assumed to be non-service related. All incidence of disability is assumed to be service related. Salary Scale: Future salaries are assumed to increase at the rate of 5% per year, 3% due to cost-of- living, and 2% due to merit increases. 24 CRAFT CITY OF CLE ARWATER EMPLOYEES' PENSION PLAN SECTION VI -- ASSUMPTIONS AND METHODS (continued) A. Actuarial Assumptions, (continued) Retirement Rate: Each active participant is assumed to retire on the later of the actuarial valuation date or his Normal Retirement Date. Timing of Contribution: The employer contribution is assumed to be made uniformly during the first two quarters of the fiscal year beginning on the October 1 following the valuation date. Employees Covered: All participants as of the actuarial valuation date. Spouses: Eighty-five percent (85%) of the active participants are assumed to be married (or have dependents eligible for Survivor's Benefits). Fernale spouses are assumed to be five years younger than male spouses. Expenses: Expenses are assumed to equal last year's actual expenses. Completeness of Assumptions:All benefits and expenses to be provided by the Plan are recognized in the valuation. All known events are taken into account; no current trends are assumed to discontinue n the future. B. Asset Valuation Method The Actuarial Value of Assets is based on a five year moving average of assets valued at statement value. The statement value reflects an amortized value for bonds and market value for equity investments. From the statement value, actual and expected return on investments is derived. Any difference between the actual return on investments for a given year and the expected return is spread over five years. After five years tite entire amount is fully recognized. Ho%\ever, the Actuarial Value of .assets xvill never exceed 1?0% nor fall below 80% of the market value of assets. The use of a derived value of plan assets rather than current market value will produce a more stable funding pattern for the plan by partially eliminating the effect of unusual market fluctuations. C. Actuarial Cost Method The actuarial cost method is the Frozen Entryy Age Actuarial Cost Method. Under this method the excess of the actuarial present value of projected benefits over the sum of the actuarial value of assets plus the Unfunded Frozen Actuarial Accrued Liability is funded on a level basis over the future compensation of active employees. The portion of this excess allocated to the current year is called the Normal Cost. The Frozen Actuarial Accrued Liability is determined using the Entry Age Actuarial Cost Method. This Frozen Actuarial Accrued Liability is adjusted from time to time to reflect changes in the Plan or in the actuarial assumptions. The Unfunded Frozen Actuarial Accrued Liability is separately amortized over a fixed number of years. 25 DRAF7- CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VII - SUNIMARY OF PLAN PROVISIONS This summary is intended as an outline of plan provisions and does not alter the intent or meaning of the provisions contained in the contract and / or plan document. Plan Year: January 1 to December 31. Eligibility: Any permanent employee shall participate in the plan immediately. Current Employee Contributions: 8.0% of wages and salaries actually paid to a participant. Average Monthly Compensation: The total Compensation received during the highest five _Years of service of the last ten years divided by sixty. Accrued Benefit: A monthly benefit equal to 2.75% of Average Monthly Compensation multiplied by the number of years of service to date. Retirement Benefit: a. Eligibility (Normal Retirement Date): • Non-Hazardous Duty: Completion of at least 20 years of service and the attainment of age 55, completion of at least 10 years of service and the attainment of ace 65 or the completion of 30 years of service. • Hazardous Duty: Completion of 20 years of service or completion of at least 10 years of service and the attainment of age 55. b. Normal Retirement Benefit: The participant's Accrued Benefit payable as of his actual retirement date on or after his Normal Retirement Date . No adjustment applies for deferred retirement beyond his Normal Retirement Date. C. Normal Form of Benefit: A monthly annuity for the life of the participant. After the participant's death, 100% of the Normal Retirement Benefit shall be paid as a Survivor Annuity to the spouse for five years. After five years, such Survivor Annuity is reduced to 50% of the original amount. The Survivor Annuity ceases upon death or remarriage of the spouse. 120 monthly payments are guaranteed in any case for police and firefighters. d. Early Retirement Benefit: For police and firefighters, an early retirement benefit is payable to those participants who have completed 10 years of service and the attainment of age 50. The benefit is equal to the retirement benefit calculated as of date of early retirement, reduced by 3% per year for each year below age 55. 26 CRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VII -SUMMARY OF PLAN PROVISIONS (continued) e. Cost of Living Increase: All participants commencing annuity benefit payments shall be entitled to a 1.5% increase in their benefit amount each year. Disabilitv Benefit: a. Eligibility: Total and permanent disability. If the disability is non-service connected, there is an additional requirement of the completion of 10 years of service. b. Disabilitv Benefit: The participant's Accrued Benefit, payable immediately. If the disability is service connected. the Disability Benefit must be at least 66.67% of Average Monthly compensation. c. Normal Form of Benefit: A monthly annuity for the life of the participant. After the participant's death, a Survivor Annuity is provided as described under the Normal Form of Benefit for retirement benefits. 120 monthly payments are guaranteed in any case for police and firefighters. d. Cost of Living Increase: All participants commencing annuity benefit payments shall be entitled to a 1.5% increase in their benefit amount each year. Death: a. Eligibility: Any actively employed participant. b. Death Benefit: The participant's Accrued Benefit, payable immediately. If death is service connected, the Death Benefit must be at least 66.67% of Average Monthly Compensation. c. Form of Benefit: A monthly Survivor Annuity as described under the Normal Form of Benefit. d. Cost of LiN-in_ Increase: All participants commencing annuity benefit payments shal I be entitled to a 1.5% increase in their benefit amount each year. Vested Termination: a. Eligibility: Completion of 10 years of service b. Termination Benefits: . The participant's Accrued Benefit payable as of his Normal Retirement Date, provided Employee Contributions are not refunded. 27 DRAFT CITY OF CLEARWATER EMPLOYEES' PENSION PLAN SECTION VII - SUMMARY OF PLAN PROVISIONS (continued) c. Form of Payment: A monthly annuity for the life of the participant. After the participant's death, a Survivor Annuity is provided as described under the Normal Form of Benefit. beginning at the latter of the participant's Normal Retirement Date or date of death. d. Cost of Living Increase: All participants commencing annuity benefit payments sliall be entitled to a 1.5% increase in their benefit amount each year. Non-Vested Termination: a. Eligibility: Any actively-employed participant b. Benefit: Refund of Employee Contributions with 5% interest. c. Form of Benefit: Lump sum. 28 F ON OO O NO CIA F -r C? kr. Q '! M to O 1%0 r a, r- A F wr C °i a: 06 O 0000 ?o t+? et ?O oo O er v1 `? M cs, cA v? ? cs? ? N ti O ?¢¢4 ¢ ¢ a a Czzz M z z z z z C r-, 00 Q < Q 1 Q Q Mzzz z z z z z z y CIA O N o p.q z r > w^^ a? W ? O a A.r s. a o Q ? c W Q r L o W cs C V ? O V > F.1 ro) 00 n M O N n Vl M ?o C• M Wn C` f^ ^ lll? 00 CD f- r, 69 EA tn 0 N 72 _C 0 z N .zzz C? z z M d4 V) z z ?zzz 'Tt (f9 z 'z Ch CIA ON ell 00 ? 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Vl M M f`J 00 ?O `O M _ Z Z z Z z O O rri C.', 00 N ?D r O ?m V? c`1 'Y C,=(1)- C) C`1 69 EA " a ? < < r "1 NO,Mr 00 V zzz z ` z O 00 c'l 0 00 O n co) _ 00 V1 Q' 00 1?O CV 00 o -_ r.A H ? C N' T ? Cn C O c?,J .? Cqu _ b ` t (U u In 0. W 0 U u aJ C E Q tj ? a>• v C? 2 72 v < G'L" f3. y H OJ •?. O u ` -' N W ,. v :' o ^fl v v :t: cc E G 0 :. . c p H « ' y Rf L3 c .? > C « Cd . U y ci 4 _ 00 h N J %n O W) r C ` N? O 00 rl ` a O $41 o0 n "T N ? C14 00 co en M `r: a " 2 of .o 0 M I i E- %0 r- C1 % rn %0 O ? M 1 C rl ri r) M iA (A 4A fA (A 1.0 < 00 00 0 nzzz z o z a . y v1 N N 00 00 00 ?p ^( O _ y fA 69 44 p z H 1%zz z c z O h CN n v? tn 00 V N _ tri b9 (+9 69 (A _ (A a - a a w a 1?1 h M r 1 00 ? ^ GC r ri ?o O ^ "? ;? %n et .: O n v o r.7 eV C G c L 76 ? C e N o ? , ^ r 00 c1l V) r ? O W) in 10-- a - - v M C ? 00 C1, C to r O 7 00 N M M C G C (i? 69 bn (A Ni W) w ? G z U 0 ¢ ? ¢ 0; 0 %C? zzZ z 0o z O 00 N \^v O V -a N ? 7 M z 46A 6q N > V7 v ? O Q N v h ? ? v ¢ v C O p c .a c v v v G :° O c 2-, ,Q a H ^ o :O ? v ?] Q ? ti U 4 tn e`C v v v u co v GO CIS v ? U 'D cLf ¢ v ' ' J y C C p 2 G c vvi tC O V c7 O v p y U p C? y ._ v y y ci y _ v U v v •.» p o p w C v .. ¢ v •- v _. ¢ E- ? D E-? Z E- 41 u C: t- m O Z ?i (? ? > O z CA a U DRAFT W C. Gz? B 3 a d w 4 C ea I ?. o C`° - G ~ L c? n. 0 V 0 C M. ell v N Q kn 00 OO d O M 0 0 a 1 C O` I 'V' ?O 00 C` 00 C ell v n O 00 r, ^ N co .-; M m C t- T n c C1 Qr N O ? f `J N •• r-: M - M W M-1 00 69 6A 69 69 69 6+9 69 6R a, Q` ? ? N o C? C1 C, N N Cs Ir r1 ? r` 00 ? 47 ? CT ? 1 O• M r1 O M M O 0 M M C1 h ? N (14 t1 00 M n M n .r 00 N O? O? 7 O ON .. 604 64 666 M M (A CA iA (A O Q a N M ^ Ij .o . a O ° w cc " n 5d y O O .D ? • 'O L td y C y .D > > G' V E .? O M. C c C C w C6 O Uo oo C oo o O o //7 L C x W L U L U U a-_ a ?a as • O V ? O H Q n• O ? O ? O U = O O O O 1a •3 C ro ` a=i z' c .,.. ?+ w w o c ' ? ° .. c. E ev m E eti -a CU o ,? y c? E °? O ca E c •0 °° DRAFT rl M 1 r7 O CI M F' n M M 7 4?! iA Q ? Q ON Z O O O h p O ri C ? 0?0' v1 R r 49 C O Z O O ?O H ?O <`, o0 M 'D CO r N 00 z rz N N 00 h < z fit 604 a H a w C Dow Z: o a 0 ?? N ° h c? C,r N Qy C ^v zQ' ? _' M 69 U a p o M r: 0 0 000 O c ., 00 C% ? (OS 7 3 v 'J L 3 y N C. O G .? j * G. i0 p Q OD 't3 Q a, n U C7 = a U. U. r Trustees of the Final Agenda Item # i Employees' Pension Plan 11 /13/00 Meeting Date: Agenda Cover Memorandum SUBJECT/RECOMMENDATION: Award a contract to Christiansen & Dehner, P.A., Sarasota, Florida, in the estimated amount of $30,000 for legal services for the Board of Trustees of the Employees' Pension Plan during the contract period October 1, 2000, to September 30, 2001, in accordance with Section 2.564 (1)(g), legal services, I" and that the appropriate officials be authorized to execute same. SUMMARY: In 1999 the Board of Trustees of the City of Clearwater's Employees' Pension Plan entered into an agreement with the law firm of Christiansen & Dehner, P.A., to provide services to the Board of Trustees and Pension Advisory Committee. The Pension Advisory Committee and Pension Trustees have been satisfied with the services provided by the firm. Christiansen & Dehner, P.A., has submitted a proposal to renew the contract effective October 1, 2000. The current rates of $180.00 per hour for attorney services and $90.00 per hour for travel time will remain in effect until January 1, 2001, at which time the rate will be increased to $210.00 per hour and $105.00 per hour respectively. This contract period will run from October 1, 2000, through September 30, 2001. The renewal of this contract was approved by the Pension Advisory Committee on October 12, 2000. It now comes before the Board of Trustees for its consideration. Reviewed by: Originating Dept: Costs $30 ,000 Legal Info Tech NA Debbie Ford/Human Resources Total Budget Public Works NA User Dept. Funding Source: Purchasing DCM/ACM AIL Caplial Improvement Current Fiscal Year Risk blgmt NA Other NA Attachments Operating Other Pension Fund Appropriation Code: Submitted by: ? None 46 07410 530100 585 000 City Mana ter Printed on recycled Dauer Rev. 2/98 r? 9 S --ee S -(^r LEGAL SERVICES AGREEMENT THIS AGREEMENT is made on the day of , 2000, by and between the BOARD OF TRUSTEES OF THE EMPLOYEES' PENSION PLAN of the CITY OF CLEARWATER, FLORIDA, P.O. Box 4748, Clearwater, Florida 33758-4748 (the "Board") and the law firm of CHRISTIANSEN & DEHNER, P.A., 63 Sarasota Center Boulevard, Suite 107, Sarasota, Florida 34239 ("Counsel"). WITNESSETH: WHEREAS, the Board wishes to retain Counsel to provide Pension Attorney Services to the Board. NOW, THEREFORE, in consideration of the promises and mutual covenants herein contained, the parties hereto do hereby agree as follows: SECTION 1. AUTHORIZATION TO PROCEED AS COUNSEL. Counsel is hereby authorized to provide pension attorney services as described in and for the professional fees described in this Agreement. SECTION 2. SCOPE OF SERVICES. Counsel hereby agrees to provide pension attorney services to the Board, which shall include legal advice, document and ordinance preparation, and other services as directed by the Board. SECTION 3. TERM. This Agreement will be effective from October 1, 2000 through September 30, 2001. SECTION 4. PROFESSIONAL FEES FOR SERVICES. The Board and Counsel agree to a rate of $180.00 per hour for attorney services, and $90.00 per hour for travel time from October 1, 2000 through December 31, 2000, and thereafter shall be $210.00 per hour for attorney services, and $105.00 per hour for travel time, plus reimbursement for reasonable compensable expenses subject to Board approval. SECTION 5. COMPENSABLE EXPENSES. Reimbursement of expenses shall be made by the Board to the firm for reasonable out-of-pocket expenses as determined by the Board without markup, including but not limited to long distance calls and facsimiles, copying or reproducing documents, postage, court costs, parking costs and travel incurred by Counsel in performance of the duties hereunder. Travel and per diem costs as well as auto travel expenses shall not exceed that which is available to City of Clearwater employees. SECTION 6. INDEMNIFICATION AND INSURANCE. Counsel agrees to protect, defend, indemnify and hold the Board and its officers, employees and agents free and harmless from and against any and all losses, penalties, damages, settlements, costs, charges, professional fees or other expenses or liabilities of every kind and character arising out of or due to any negligent act or omission of Counsel, its employees, agents and subcontractors in connection with or arising directly or indirectly out of this Agreement and!or the performance hereof. Without limiting its liability under this Agreement, Counsel shall procure and maintain during the life of this Agreement professional liability insurance in an amount of $2,000,000. This provision shall survive the termination of this Agreement. SECTION 7. CONFLICT OF INTEREST. It is understood by the Board and Counsel that Counsel is not aware of any clients of the firm that currently present any conflict between the interests of the Board and other clients of Counsel. If any potential conflict of interest arises during the time Counsel is representing the Board, Counsel will promptly inform the Board. The Board is under no obligation to agree to permit the conflict representation. SECTION 8. CONSTRUCTION AND AMENDMENTS. This Agreement shall be governed by and construed in accordance with the laws of the State of Florida. This Agreement may be amended only by a writing duly entered into by the Board and Counsel. SECTION 9. CANCELLATION OF AGREEMENT. The Board may cancel or terminate this Agreement upon ten days advance written notice to Counsel. In the event of cancellation, Counsel shall immediately cease work hereunder and shall be reimbursed for eligible and documented reimbursable expenses incurred prior to the date of cancellation. Further, it is understood and agreed between the Board and Counsel that H. Lee Dehner and Scott R. Christiansen will be the lead attorneys assigned by the firm to provide the services contained herein. The Board in its absolute discretion may immediately terminate this Agreement upon written notice to the firm if the services of this attorney are unavailable to the Board. IN WITNESS WHEREOF, the Board and Counsel have executed this Agreement as of the date first written above. BOARD OF TRUSTEES OF THE EMPLOYEES' PENSION PLAN OF THE CITY OF CLEARWATER, FLORIDA By: Brian J. Aungst Chairperson Approved as to form: Pamela K. Akin City Attomey Attest: Attest: Cynthia E. Goudeau City Clerk CHRISTIANSEN & DEHNER, P.A. By: Its 2