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ASSENT TO PHASE III SETTLEMENT if . ( ~. ASSENT TO PHASE ill SETILEMENT The undersigned Phase III Shipper hereby agrees to the terms and conditions of the Phase III Settlement and agrees to support such settlement through the approval process. For purposes hereof, the "Phase III Settlement" shall mean the August 25, 1992 "Stipulation and Agreement" circulated by Florida Gas Transmission Company (FGT). BY: TITLE: Managing Director & Executive Officer APPROVED BY THE CITY COMMISSION OF THE CITY OF CLEARWATER, FLORIDA Countersigne-?: CITY OF CLEARWATER, FLORIDA Rita Garvey Mayor-Commissioner Approved as to form and correctness: Attest: -' \~z.I1..~,~._ Cy la E. Goudeau City Clerk Date: IO)2-2-J'1-z.- I I r"~. ......... (j(p . .~~""r" ' .'. .""..~~.~~.~.~.,..,."~{:~~~'o.i~;~.~.~,~..~..,.-,>~.,"'..,,.,~"'~..'i<'.'-'''-.'.~O'_.' -., /". ~~~.lr ". ~ '. ~~~:~~~,~t~~i;;l~~~~~~~~:~~-:;~~!~~/t;:~;;~:.:~::!.~;1:~s~:~~i~~~~~,~~~~~:~!:\~:~j.~~lf;P~~:t.42~~~~,'.~I~~;~~::'~~}~: ;~fi. -~:'.: :~/'~\~;~i;{ . J I - UNITED STATES OF AMERICA BEFORE THE FEDERAL ENERGY REGULATORY COMMISSION Florida Gas Transmission Company ) ) Docket Nos. CP92-182-000 and CP92-182-001 STIPULATION AND AGREEMENT Florida Gas Transmission Company ("FGT") and certain parties that have agreed to join in this Offer of Settlement ("Signatory Parties"), pursuant to Rule 602 of the Federal Energy Regulatory Commission ("Commission") Rules of Practice and Procedure, 18 C.F.R. Part 385.602 (1992), submit for the approval of the Commission this Stipulation and Agreement ("Settlement") to settle the non-environmental issues raised by the captioned proceeding upon the terms, conditions and provisions set forth below. It is the intent of the Signatory Parties and FGT that by resolving issues through this Settlement pertaining to rate design, cost allocation, supply area capacity, allocation of receipt point capacity, and terms and conditions of firm transportation service under proposed FTS-2 Rate Schedule to be rendered through FGT' s proposed pipeline expansion ("Phase III Expansion"), the Commission will issue an order approving the Settlement which will constitute a preliminary determination on non-environmental issues. A Commission order resolving non-environmental issues will provide both FGT and its Phase III customers with certainty on important issues. Prompt resolution of such issues will demonstrate to FGT's .cbICP92.182.S&A 1 3:48pm I: 8118192 I' I ~ Phase III customers the significant progress and certainty of the Phase III Expansion necessary in order to finance certain customers' individual electric generation projects. In addition, such resolution will allow FGT to embark upon financing related activities and the option to commence other preconstruct ion activities, such as ordering of pipe, compression and other materials, that may be essential for FGT to meet the time sensitive demand of the electric generation market in Florida, which dictates an in-service date for the Phase III Expansion occur no later than fourth quarter of 1994. ARTICLE I PRELIMINARY DETERMINATION 1. The Commission's order on this Settlement shall constitute the Commission's preliminary determination in Docket Nos. CP92-182-000 and CP92-182-001 that issuance of a certificate of public convenience and necessity authorizing the construction and operation of the proposed facilities described in such proceedings, as modified herein ("Phase III Facilities"), on the basis of all non-environmental issues, would be in the public convenience and necessity. As a result of ongoing negotiations with the Phase III customers, FGT and the Signatory Parties have d~termined that the Phase III supply area facility design reflected in the April 15, 1992 amendment to the certificate application in this docket ("April 15 amendment") requires slight modification to 1cb\CPV2-182.S6.A 2 3:48pm II 8/18/82 ,~ ';",:. ,i:-o~'i: .< :~ ,o:~~~~~~i~: ~ ..~ - ,...- -....-~ ._--.--,-,_.--. :~.- -'.;:V. r.:r.".,~;'.~.....,'?~~~r"~-~~~~-~~~-}~.~~ . . .~ ~q..t~~:1ri:K~tR=:~1;~'?f~~~~~~~Pirt:~~~- -,i4! . ,~ ~~'t;.~<t'~1.';..;"{~~;..j;:!~;;:.l.f~f~~Lf,~,.~~~~~~~~~._lo; ~.'~\~_:'>:". .... ::~~_;:rl~-:'.t'~.;.~~='~~...'+1t~_i---!~~'i~""~"~-~~_~.,...- ...__-: ".4, ..-<._.~:,.... --, ,',....:;"..'_._-.;->.,...........,. <,..,_,".... -,.'- ,... ., , I 1 provide greater access to supply sources in Louisiana, thus_ enhancing supply flexibility and security for the Phase III Expansion. Accordingly, attached as Volumes I and II of this stipulation and Agreement are revised Exhibits F, F-I, F-IV, G, G- I, G-II, I, K, L, N, 0, and P which have been modified from the April 15 amendment to show changes resulting from the revised supply area design. Also included in Volume I of this Stipulation and Agreement at Exhibit Z-l is a comparison of the facilities included in the April 15 amendment and the facilities included in the above-referenced revised exhibits. Volumes I and II and the revised Exhibits therein are incorporated into the Settlement and shall constitute the revised exhibits required by sections 157.6, 157.14 and 157.18 of the Commission's regulations to amend FGT's application, as amended, in this docket to reflect such facility modifications. Subsequent issuance of a certificate of public convenience and necessity authorizing the construction and operation of the Phase III Expansion shall be subject to the Commission's completion of the environmental review currently being conducted which addresses all environmental matters raised by the application in accordance with the National Environmental Policy Act ("NEPA") and Section 7(c) of the Natural Gas Act ("NGA"). ; ~ The preliminary determination in this proceeding shall constitute a determination on non-environmental issues that will not be altered in the order issuing a certificate in this . tcblCI'92'182.S&A 3 1:0s,.., :: 81' 8/82 l: ,'::~1\r . :5f.4,,~~~~;;;"~'; " .' _ .....~.. "~--~.~.. "'-.~'''''~--~-''"",?,--_",',,,:,-f,~' ..."",-~..;,.;--~~_~;-.,> .F.r"""?;;:;.=~T.!i.~~""~~~~~R:'>~::;,_.,.j"(f~'i"..~..~::;:~..,l'.l''':!''"':".;"'.":.n'"-;<~,,,,oS') _._',~~~~*1I!~"~~~i,r~i"'~~_~..-,.::":".;~'.!""". _....~1.;~~:,.:.;o~~...::'_~:-:-.'.-::1 ";l-''-; ',". ,~-......_ ~ 'eblCPlI2.182 .SUo ':.~~-~ ..:. ...,-..~.~,~ I I 4 J:4Bcwn II 8/181D2 ~~~~~~~~t,~~~~?~~1~t{(.ztf~,~~~~;f~::P~{fK~~~:.~~~';fJ?l:;'~~~~r:~~f;~.i:;~~f;~t~)t:~;,~~~!~;~~;~~~,~,~~~'::~f.~~:;~:i-~i{~;~~~:-~-~ , l'P"",ll;>S4:'~"~"':V:;;~1l,~ I I Commission order approving this Settlement shall constitute any and all waivers necessary to permit the arrangement with Southern to commence on the in-service date of the Phase III Expansion. For the purposes of this Settlement, the "in-service date of the Phase III Expansion" shall be deemed to be the first day of the first month following the date on which FGT notifies the Commission in writing that the Phase III Facilities are in service. 4. The Commission's order approving this Settlement shall constitute its preliminary determination that the specific contract provisions set forth in the April 15, 1992 amendment, as described more fully at Tab 2 of this Stipulation and Agreement, are in the public convenience and necessity. Such order approving the Settlement shall constitute any and all waivers necessary to implement the specific contract provisions. 5. FGT shall retain the option to construct portions of the Phase III Facilities, such as branchlines, taps, interconnects, or meters pursuant to authority under its blanket construction certificate issued pursuant to 18 C.F.R. S 157.201 (Subpart F) in Docket No. CP82-553-000 to meet the potential need of some customers to receive^service prior to the projected in-service date of all of the Phase III Facilities. As such situations may arise, FGT shall notify the Commission and the parties in Docket No. CP92- 182, et al., that such facilities are being constructed under separate blanket certificate authorization. Such notification shall outline in detail the authorization sought in Docket No. rcb\CP92.182.Slr.A 5 3:48pm :: 8118192 ~'ftm~~~~~~r~v;~r~., ~*,~~~~~~~i[~~;t.~~,~~~~~~~~~:~~~~t*~~~~~1t~J~~~~~~!~~~!:;:: .~ " '.J ~ . ~"',~ ~i...:c~ I t CP9.2-182, et al., that would be no longer required if blanket construction authorization is obtained. Notwithstanding any other provision of this paragraph, however, all Phase III Facilities described in the revised Exhibits contained in Volumes I and II hereof shall be included in the Phase III cost-of-service described in Article III below. II. NEGOTIATED ALLOCATION OF RISK AMONG FGT AND THE SIGNATORY PARTIES In consideration of the Signatory Parties' agreement to support the rate terms, conditions and methodology set forth in Article III of this Settlement for a period commencing with the date of this Settlement and ending five (5) years after the in- service date of the Phase III Expansion ("Effective Period of the Settlement"), subject to the exceptions set forth herein, and to forego any pre-existing termination rights in their FTS-2 Service Agreements, except as relate to receipt of regulatory approval on or before December 31, 1993, FGT agrees to provide certain rate protections to the Signatory Parties which include (i) the acceptance of an "at-risk" condition under the terms and conditions set forth in Article IV of this Settlement; (ii) agreement to seek regulatory approval to roll subsequent expansions of the Phase III Facilities into the Phase III cost-of-service under the terms and conditions set forth in Article V of this Settlement; and (iii) to provide certain Signatory Parties with ICb\CPV3'" 82.5&4 6 3:48pm I: 6/18/92 :r"'~: - ~\.;.v-' r::, ~::.>>,>"-rl.i '~_#i!'J./I.)' f. '. '~....'..~"f.. ~ 7..~.:~~. ~.""',. ...' 72.....~,'~...?.....;....-..".~_.~..'._..~.-.;-......:.':..~'.':.-:..1..j~i':.._.',.~.~,'..;:i':,,,.~.:~.~.t;_:~-.:,~~",.'.~;{~.7.i._'~~.'..'.::.~.~:~;"':~.:.~.'."::.'<~.;.~~,'~"""~':"-~'~"".~':..'~.'.-~(F~..~.~.r...~'""t.... y?~~ :~'';:?:~~~~J~~~S~~~~~!~~~~~,.$'Y~_~~_?!(~''~~i~~~'?~-,''',~""~ .~';.' ~ .~_~-~y; ~tt";\. ;-r...~~__..- ..-h'- ..?:~ ....,-~- - - _ -:-: _ ,~.. _ - I t Rate Caps as set forth in Article VI of this Settlement. The Signatory Parties and FGT agree that this Article II is an essential element of this Settlement which, except as provided otherwise herein, shall survive~?uring the Effective Period of the Settlement and which represents a negotiated allocation of the risk of the Phase III Expansion among FGT as the project sponsor and certain of the Signatory Parties as the beneficiaries of the project. The Signatory Parties and FGT agree that the agreement under this Article II may be modified as follows: 1. In the event that the Commission modifies this Settlement such that it is unacceptable to FGT in the exercise of its good faith judgment, absent subsequent mutual agreement between FGT and a Signatory Party that is a Phase III shipper ("Phase III Shipper"), upon FGT's written notification that it finds such order unacceptable, this Settlement shall be deemed withdrawn, and the terms and conditions of the Phase III Shipper's original FTS-2 Service Agreement and any related agreements between the Phase III Shipper and FGT, including any pre-existing termination rights, would remain in effect as they were prior to the filing of this Settlement. In the event the Commission in approving this Settlement mOdifiesAthis Settlement in a manner unacceptable to a Phase III Shipper in the exercise of its good faith judgment, then upon written notice to FGT within twenty (20) days of such Commission order, a Phase III Shipper may elect to withdraw from "b\CP92.182.s&A 7 J:48c-n I: 8/18192 ~;;'t~:~7{~~~r~~~~~~.$~~'~~~~~:f~~";:':~~<~&'t~*:::'1'':):)Y~:;':;.~.~~f;.:t\",E:;0:-:."~..: :'.'?fL;" ~i~ ';.7'E;;f~.r1'2:7~}~l~;;.~~~:!~.l:~~..:,.~~;'J7~';,,:;7,T~;:~:~:i';~::::_~?~::. \> I I this Settlement and such Shipper's original FTS-2 Service Agreement and any related agreement, including any pre-existing termination rights, between such Shipper and FGT that existed prior to the filing of this Settlement would remain in effect. 2. If FGT makes a section 4 filing to modify the rate terms and conditions established in Article III of this settlementY1the Signatory Parties' obligation during the Effective Period of the Settlement to support the specific rate term or condition which FGT files to change shall terminate effective with FGT's filing to change such rate term or condition. Notwithstanding the foregoing, FGT may elect to adjust the depreciation schedule: (a) in order to accommodate changes to the rates caused by Federal or State tax rate changes, as described below, (b) upon filing a Section 4 rate proceeding to recover costs of capital expenditures, including subsequent expansions, or (c) in the first section 4 rate proceeding after the Phase III Facilities are in-service in the event that actual construction costs are greater than or less than estimated costs~provided, however, that in the event FGT files to adjust the depreciation schedule under (c) above under the following circumstances, (i) the Commission has approved Article III of this ~~ \'1 Settlement without modification, and (ii) the actual capital costs of the Phase III Expansion are l ~ less than the estimated capital costs shown in Volume I, Exhibit K, hereto, tcb\CP92-182.S6.A 8 4:32pm II 811 Bf92 y- I I then FGT may not, through its adjustment to the depreciation schedule proposed in such filing, file to increase the one hundred percent (100%) load factor rate applicable under Rate Schedule FTS- 2 by more than fifty percent (50%) of the difference between the ~.) ~ rate that would have obtained (assuming the use of the rate methodology, terms and conditions set forth in Article III at the depreciation rates set forth in Volume I, Exhibit 0, hereto) and a . . one hundred percent (100%) load factor rate of $0.80. With the exception of the adjustments permitted in (a), (b), and (c) above, FGT agrees not to file~to adjust the depreciation schedule merely to accelerate depreciation to raise a rate which otherwise would be lower absent such change in depreciation. ~ 3.-" The Rate Caps elected by each Phase III Shipper will be incorporated in an amendment to its FTS~2 Service Agreement that will be executed within sixty (60) days of FGT's acceptance of an order approving this Settlement, or if acceptance of such order is not required by the Commission's regulations, within sixty (60) days of FGT's written notification to the Phase III Shipper that the order approving this Settlement is satisfactory to FGT. Such amendments shall also provide for the deletion of any pre-existing termination rights of the Phase III Shipper under its FTS-2 Service Agreement or any related agreements between FGT and such Shipper, with the exception of such Shipper's right to terminate in the event that all necessary regulatory approvals are not received on or before December 31, 1993. In the event the Commission's order ICIr\CP92.' 82.54" 9 ') 9"..ocwn .: 811~1fI2 . .' ,. '.N.. ..". rr'_,-"'-._ . . ...,.,....'~, -7:., -.. '-"";~.\"""'-!: ~,'.:nt~',<~~~;,:,:,,~'-r;2i~~;:.t""~':6Z:<~~~;i,::-~~;v~~~?;"~-':'~~~t~1f:~~?~Ii:~.'t~'.:~;:.~,~(: "'... ~". .r..-....~~"...~".,..,.P-4"."_.._"":'>'-..?;""Ii?'''''.'.,,,.1.J~ ..,:::t~,...::.p..~'""~~.~-~~W.. '" =-~~,;;;;...,"..u;,..."lv..-,,...c., 5".f:'r.?,'t"'.:.>3"';. J",....-.:..' . . ..' . '" ....,'~,.-.....~~~~..:...~~~:~!i:'~~\.'~~~A1;'$-~~:.,p~#:..~,_.-~ '1.'''''~._'::;::')r",,#~f':,''.~''' "I.. _" .,....... "..:.' ...... ".. ....._, _" . -# "; ': ~'" . .~ ll: '_ ", ',,:,. ' '<_'__'-.,' " . . , .I I I approving this Settlement mOdifies)\ this Settlement in a manner unacceptable to a Phase III Shipper in the exercise of its good faith judgment, then such Shipper shall notify FGT in writing of any election to withdraw from the Settlement within twenty (20) days of such order. ARTICLE III RATE TREATMENT AND COST ALLOCATION The Commission's order approving this Settlement and its order issuing a certificate of pUblic convenience and necessity shall constitute approval of the Initial Rates, as described below and more fully set forth in Volume I, Exhibit P hereto. The Commission order also shall constitute approval of the rate design methodology and cost allocation methodologies underlying the Initial Rates, as described below and more fully set forth in Volume I, Exhibit P hereto. The Signatory Parties to the Settlement and FGT understand and acknowledge that neither the Commission nor its Staff can be bound by this Settlement with respect to the rate design and cost allocation methodologies set forth below in designing future rates to be charged for service pursuant to Rate Schedule FTS-2. However, except as provided otherwise herein and in Article II above, it is the intent of the Signatory Parties to this Settlement that the rate design methodologies and cost allocation principles remain in effect for the Effective Period of the Settlement. tcb\CP92.1 82 .54A 10 3:4.&pm :: 8118/82 '",'4i~':." . -:~ . , -'" -~.. - -,_ --~"''''r.,.~..,..:~, -.~-,:-,~- .~~' .'~' .~~' : - ,,::,~;,~'_ ~ ~ ..-. -', '~-~:Yr:.t.'-~.~~~i!t"~~l<'~'''':'~~''~;'~~ii.~'~~~~..~~;.~~~~'~;~~'~ ....t;<,.~..,.,-.,.-...-,...,.-"....a,r,:"I'~'..~:.r.,-;:;,,~~""!:f'<.~:..'tt'.,~~'~~~''!>~!'"'':!'\.~_'':~~ :!f., ~-...,~w;'7i.:.,,+t'A-~~~~'~~~~~'.~~""'''''''''''' ~:t,~.o;.,......~..~.4..~..J,.-;:;'-~.~,., ,.::(1:.,.- ~._ ~_;_,~t.....::..,.. ~',... '-"",,.~~;__.,-,,(:.,"I(.f'::-::';;.~~~!~(~c-~4-'~'fl1"'~,_o,.;..:~,-.~~;"~-:"'~..c,-..;.w:~....!,~........"......-J-....,l~ '....~.# ,.... ~.'....,._......~',c. ~~'....- '..' '< .F ."-~"'_" ~__" c: '-'" ,',' ',' ,~'r---, ,,- ,'. $ .. ~ _ _ _ " . ','. '" I I Accordingly, the Signatory Parties _ to this Settlement agree to support the continued use of the design methodologies set forth below during the Effective Period of the Settlement in any proceeding before the Commission addressing rates for FTS-2 service, subject to the modifications and exceptions contemplated herein and in Article II above; provided, however, that no provision of Article II or III of this Settlement shall affect in any way a Signatory Party's right under Section 4 or 5 of the NGA to challenge the level or prudence of costs included in the Phase III cost-of-service; to challenge whether such costs are properly included in the base or test periods used to set rates; or preclude the exercise of any other right a Signatory Party may have under Section..4 or 5 of the NGA not specifically addressed in this Settlement. 1. Initial Rates. Volume I, Exhibit P, attached hereto, sets forth the-Initia~ates for service under Rate Schedule FTS-2 based on the projected incremental overall cost of service, billing demand units and commodity volumes and based upon the rate design described below. The rate applicable to service under Rate Schedule FTS-2 will be a two-part rate consisting of a reservation charge and a commodity rate. The proposed Initial Rates on an MMBtu basis, exclusive of surcharges and fuel, are as follows: Reservation Charqe Commodity Rate $0.7488 $0.0371 ,cb\CP02.1 82 .SA" 11 1_:: 811811I2 ,..~ I I Under the t~o-tier approach to the levelized rate methodology contemplated by this Settlement and more fully set forth in Volume I, Exhibit P, the above rates are Initial Rates to be charged for years 1 to 15. For years 16 to 25, illustrative rates on an MMBtu basis, exclusive of surcharges and fuel, would be: Reservation Charqe Commodity Rate $0.5828 $0.0371 The Commission's order approving this Settlement and the order issuing a certificate of public convenience and necessity shall expressly grant FGT authority to charge such Initial Rates until the rates for service under Rate Schedule FTS-2 are changed prospectively pursuant to section 4 or Section 5 of the NGA; provided, however, that FGT agrees to file a general rate proceeding under Section 4 of the NGA no later than eighteen (18) months after the in-service date of the Phase III Facilities; and provided, further, that nothing contained herein shall limit FGT's right to file a Section 4 proceeding at any earlier date. 2. Rate Desiqn Methodoloqy. The following rate design methodology shall be utilized in designing Initial Rates for service under Rate Schedule FTS-2. Except as provided otherwise herein, the Signatory Parties shall support utilization of such rate design for the Effective Period of the Settlement. a) Incremental Rate Desiqn. Rates for service through the Phase III Expansion shall be designed on an incremental basis. tcb\CP92.182.S&A 12 'J."8prn II 811 fIIU2 ~~~ ~~'B~~"'" c) tcb~Cf"92.182.S&A I I J.48s:-n :: 8I181V2 '~'--'i"j~~~.-'~~"'" ,.....~.r. 1': r. - .,-z..~-...-.:..~"'~f~.M.....ri'i~~.,~'J.-.,~".-~,1~~~...;~.ri;. i:::~~~~~~~~~~'" '7" . ,~~~:~~~~~~~~'~~~:'~~~I::,;z:;~~..?~f,~~:~~:.:.:.~:J~:'-~'~ ~;~:~~~:.~..~~;~~.r _, ~_ cr. ~ ~,. _, b) Incremental Cost of Service. An incremental cost-of-service for the Phase III Expansion, including a separate capital structure, will be utilized to derive FTS-2 rates. Capital costs associated with the existing system will not be allocated to the Phase III cost-of- service and, with the exception described in paragraph 3(a) below, capital costs associated with the Phase III Expansion will not be allocated to the cost-of-service of the existing system; Phase III property additions, associated depreciation expense and reserve will be maintained as part of the Phase III cost-of-service and separately recorded on FGT's books; and FGT's undivided interest in the Mobile Bay Pipeline, as expanded pursuant to the request for authorizations included in I L Docket No. CP92-415-000, and the associated costs and expenses, and the costs associated with FGT's firm transportation agreement with Southern shall be exclusively recorded as part of the Phase III cost-of-service. Levelized Rate Methodoloqy. So long as the FTS-2 rates are designed on an incremental basis, they shall be designed using a 13 teb\CP92.182.S&A I I levelized rate methodology to derive the incremental rates for a 25-year term commencing on the in-service date of the Phase III Expansion. Under such levelized rate methodology, the incremental rates for service under Rate Schedule FTS-2 will be designed by adjusting the annual depreciation expense such that it results in a levelized annual cost of service. In designing the FTS-2 rates, a 25- year depreciation life for the Phase III Expansion facilities will be used. However, during the Effective Period of the Settlement, FGT may elect to adjust the depreciation schedule: (i) in order to accommodate changes to the Rate Caps caused by Federal or State tax rate changes, as described in Article VI below, (ii) upon filing a Section 4 rate proceeding to recover costs of capital expenditures including subsequent expansions, or (iii) in the first Section 4 rate proceeding after the Phase III Facilities are in-service in the event that actual construction costs are greater than or less than estimated costs. FGT shall agree not to file during the Effective Period of the 14 J:4I8pm ~l 8118'92 .. .~j~'.e.'.~",*~~~~' .~. '~~~f I I Settlement to adjust the depreciation schedule merely to accelerate depreciation to raise a rate which otherwise would be lower absent such change in depreciation. The annual depreciation rates set forth in Volume I, Exhibit 0 hereto, shall be utilized in designing Initial Rates, and are illustrative of the annual depreciation rates to be utilized over the 25-year depreciable life used in designing rates, assuming that the actual construction costs of the Phase III Facilities approximate the costs set forth in Volume I, Exhibit K hereto. Notwithstanding any other provision of this Settlement, each Phase III Shippers has agreed pursuant to the terms of its FTS-2 Service Agreement to support during the term thereof a methodology which results in a levelized rate for the Phase III Facilities. d) Straiqht Fixed-Variable Rate Desiqn. Consistent with Order No. 636, the FTS-2 rates shall be designed using the straight-fixed- variable ("SFV") method of classifying and allocating costs. All fixed costs associated with the Phase III Expansion, including return Icb\CP92.182.S6A 15 3:48pm I: 8/18/92 ~ ~..~ ..~~,Z: "'-~~~~~~~~{F~?'~~1f~~~~~t?~1~~itt),~~~~~~l;~~i-~;~F-"."'.;~~f;j~~~i~~~j:~rAi.~i:T;.' , , I I e) and associated taxes,_are to be classified to the reservation charge, with only variable costs allocated to the commodity rate. Return on Equity. The return on equity ("ROE") of the project shall be 14.0 percent; provided, however, that in the event FGT files to increase the equity component of its capitalization above thirty-six percent (36%), the Signatory Parties may advocate a ROE below 14.0 percent. Cost Allocation. 0~~ 3. In addition to the determination on the rate design methodology, the Commission's order approving this Settlement and the order issuing a certificate of public convenience and necessity shall approve the cost allocation methodologies set forth below. a) Rehabilitation Costs. In the first Section 4 rate proceeding following the issuance of a certificate of public convenience and necessity, FGT will propose, and the other Signatory Parties hereto will support, the allocation of not more than $23.5 million (inclusive of AFUDC and contingencies) to the cost-of-service underlying FGT's existing services. Such amount reflects the cost of tcb\Cf"92.182.Sl.A 16 4.34prn II 8/18/92 ~;/~~,~~~~;:;z!:~~~~:~(;,{:~~~~;;.e~~Uf;~~~~;~_:~~~~~'~~;~t~~~~:'~~~~~;~~:r~~:~~./~~::~:'~~D~.!_~~7-~'!,.\;~11~~-;f+~:~;~';1.~;~*;:5~~Ti.~~~?.~~tf'.!.~~~.f1~~~::~;,' '< I I rehabilitating the existing pipeline systemli that will be avoided due to the construction of Phase III Facilities, and such allocation shall represent the exclusive method by which such costs will be recovered from existing customers. b) Allocation of Expenses. Operating and Maintenance ("O&M") and Administrative and General ("A&G") expenses shall be allocated between the existing system cost-of-service and the Phase III cost-of-service in the manner set forth in Tab 3 hereto. Except as provided in Article II, the Signatory Parties will not contest or propose alternatives to such allocation methodologies for the Effective Period of the Settlement. c) Interruptible Service. In the design of ini tial rates, no portion of the Phase III cost-of-serviceAhas yet been allocated to any interruptible service. FGT and the Signatory Parties agree that the issues of cost allocation to interruptible services and liThe rehabilitation work consists of replacement of approximately 66 miles of 24 inch pipe between: Mile Post (MP) 64.8 and MP76.8; MP128.8 to MP143.8; MP190.8 to MP194.6; MP195 to MP202; MP260.2 to MP273.5; and MP324.5 to MP340.2. t4;b\CP92.182.S&A 17 4:35pm II 8/181112 <,"'.~' ~~~~~. J .. .:~,."-~,,,'",,'.-,eJ:"<i';.J!:,;:;>i""",7""~~~'~'~,i!~;;:iJ~"~~?l'j ,,,,", I ~~~~~-~. ~ .~:'~~~~~.'M : <. >i~~:~.~-_~~~~~~.~~~\1~~;:~~lii~~~-1 ;"J;';~~'~~ '~;''''~:,_-.~''';~-~:~:t' '. I I interruptible revenue sharing shall be addressed in FGT's Order No. 636 restructuring proceeding in Docket No. RS92-16-000. ARTICLE IV THE AT-RISK CONDITION FGT shall accept the following "at-risk" conditionAto ensure that no Phase III Shipper will bear the risk of any other Phase III Shipper exercising a contractual right to terminate, or defaulting under its FTS-2 Service Agreement for any reason: ; The rates to be charged for service under Rate Schedule FTS-2 for the Phase III Expansion shall be designed as incremental rates. Moreover, the reservation charges for Phase III service under Rate Schedule FTS-2 shal1 be designed based on demand billing determinants equal to 541,117 MMBtu per day for the winter season and 522,573 MMBtu per day for the summer season which approximate 100 percent of the winter and summer season design day capaci ty of the Phase III Expansion. l Such billing determinants may be increased as a result ot tuture expansl.ons (and related contractual commitments which are 'rolled l.n to the Phase III cost-of-servl.ce. Thl.s 'condl.tl.on wl.ll remal.n l.n effect for a maXl.mum of twenty (20) years from the date that the Phase III Expansion facilities are placed in-servicew provided, however, that after the Effective Period of the Settlement, FGT shall have the right to demonstrate in any Section 4 proceeding that Commission ordered modifications of the rate terms, conditions and methodology set forth in Article III of this Settlement, other changed circumstances or overall benefits to its customers justify the removal of this condition. In such instance, FGT shall bear the burden of proof in any such proceeding to show good cause for prospective removal of this condition by the Commission. tcb\CP92.1 B2.$&A 18 .a.3Spm I: Bf181G2 ;:L~ .lt~. l - .. :.-: ~ ~~~~~~~_r p:~~.:~t~;~~~rJ.>!}~~~~,.:t~~i:i~~~:5~lt~~~i~,~~~~~1l.~~~ "~':'~~""~~:~:1~~':: '. I I ARTICLE V FUTURE.EXPANSIONS FGT agrees to seek to roll the costs and revenues of a "Phase IV" expansion (s) into the FTS-2 rates at the earliest practicable date. Phase IV expansion(s) shall include the next expansion or series of expansions of FGT's mainline market area capacity (i) totalling up to 875,000 MMBtu/day in combination with the size of the Phase III Expansion; (ii) for which an application for a certificate is filed prior to July 1, 1998; and (iii) which lower(s) the FTS-2 rates. The incremental expansion customers shall pay the FTS-2 rate. FGT may postpone a Section 4 rate proceeding to roll-in any expansion or series of expansions until such expansion(s) in the aggregate equal at least 30,000 MMBtu per day. This provision shall not be construed to prevent FGT from rolling other or further expansions into the FTS-2 rates or to prevent FGT from filing a Section 4 proceeding at any time for any reason, including but not limited to rOlling-in expansions which aggregate less than 30,000 MMBtu per day. ARTICLE VI RATE CAP MECHANISMS Subject to the provisions of paragraph 1 of Article II of this Settlement, FGT and the Phase III Shippers listed in Tab 4 attached hereto agree to amend the FTS-2 Service Agreements between FGT and tcb\CP92.182.56A 19 4.08pm :: B/18/92 ..~~~~~:.~~-:t;;;;~.=t!'~~u~~~t?:~>~(!~t~~,i~~i~~~1.~~1:&~~~f:i'..~/'::~~::~:~II:~{~~:{~~~i~~~~?~~~~~~~~~~ir~~l~t;~~~~~,~:~~~li~~~l;~~'~";; :;j ~ .t.~~r:;r"(~_, . I I each Phase III Shipper to incorporate the fol.lowing Rate Caps elected by such Phase III Shippers: 1. Rate Cap 1. FGT and the Phase III Shippers listed on Tab 4, Part 1, of this Settlement agree to amend their FTS-2 Service Agreements to incorporate Rate Cap 1 as set forth therein, through an amendment which in form and substance will substantially conform to the language set forth therein. 2. Rate Cap 2. FGT and the Phase III Shippers listed on Tab 4, Part 2, of this Settlement agree to amend their FTS-2 Service Agreements to incorporate Rate Cap 2 as set forth therein, through an amendment which in form and substance will substantially conform to the language set forth therein. 3. ,..- Rate Cap 3. FGT and the Phase III Shippers listed on Tab 4, Part 3, of this Settlement agree to amend their FTS-2 Service Agreements to incorporate Rate Cap 3 as set forth therein, through an amendment which in form and substance will substantially conform to the language set forth therein. 4. All amendments to the FTS-2 Service Agreements executed pursuant to the terms of this Settlement shall be filed by FGT with the Commission within ninety (90) days of FGT's written notification of its acceptance of an order approving this Settlement. tcb\CP92.182.S&A 20 J-48pm :l 8/18/82 '. .' I I ARTICLE VII SUPPLY AREA CAPACITY ALLOCATION The Commission's order approving this Settlement shall constitute the Commission's approval of the Supply Area Capacity Allocation Methodology described below and set forth in Tab 1 attached hereto. Such approval shall permit FGT and its customers to conduct the initial allocation of such capacity prior to the issuance of a certificate in this proceeding. 1. Proportional Access Methodoloqy. The incremental supply area mainline capacity created by the Phase III Expansion will be allocated pursuant to the proportional access methodology set forth in Tab 1 attached hereto. 2. ,.-.. Receipt Point Selection Process. Existing sales customers with remaining conversion rights will be given an opportunity to nominate receipt points within the supply area of FGT's existing system prior to any nomination of receipt points by Phase III Shippers. The receipt point capacity to be allocated to each customer shall be subject to the proportional access methodology established in the Settlement in Docket No. RP89-50, et al., and shall not exceed the remaining maximum daily contract quantity ("MDCQ") of each customer. The' receipt point selection process is set forth in more detail in Tab 1 attached hereto. 3. Supply Aqqreqation. To facilitate aggregation and pooling of supplies to serve all (existing and Phase III) firm shippers, in its Order No. 636 compliance filing in Docket No. tcb\CP92.182.S&A 21 3:48pm II 8/18/92 i~~ '~~~~ ,';i(Il, . "-..' ., .... .. " -~_"'J' '-:-....t.-'':. ~ - ~-....':r..~ _-'!""ll".'?'d:I~~,.,:r''''~:::v",,,~~};''.'':'~~~.c,,:';;:~~'';o~~1R <<. .,.".~".pci::;..""1:,:::-,,"~a;r:<:'~~.ttlc:;~~.;4.t".;l"\-~A""""~~;;I,~...~,.,<~'I,~.,_.~,~~.."., ^,. /t}~~L-~<1;;~~~-~7f',~~,~::vt.....,......~~ '.; ......'" - ._'("._ ,", .~ ,_ ,... ~~". -.._ . __ '. . ' .' . '. I I RS92-16-000, FGT shall file tariff revisions which facilitate pooling of supplies at the in-line transfer point at FGT's Compressor station No. 11 by ensuring that all firm market area shippers will be economically indifferent (i.e., no in-line transfer fee shall be assessed) as to whether supplies are received at specific firm receipt points or at the in-line transfer point and that supplies transported in the supply area and pooled at the in-line transfer point for delivery to a firm market area shipper receive the priority of the firm downstream shipper for scheduling. ARTICLE VIII RATE SCHEDULE FTS-2 FGT's Order No. 636 restructuring proceeding currently underway in Docket No. RS92-16-000 addresses certain service issues that will be applicable to all services on FGT's system including service under proposed Rate Schedule FTS-2. Since the service changes required by Order No. 636 are anticipated to be in place prior to the in-service date of the Phase III Facilities, the Signatory Parties and FGT agree to defer many of the service issues, such as nomination, scheduling, balancing, etc., to the restructuring proceeding. Accordingly, with exception of the service issues discussed specifically below, the Commission's order approving this Settlement shall constitute approval of the pro forma tariff sheets set forth in Volume I, Exhibit P, but acceptance of such tariff sheets shall be subject to FGT filing Icb\CI"07.182.56A 22 'J "Hen. :: 8/1 H/92 - ~~~~~:-"~~S~~~::!!S7.i';st~,~~?:~~~'Ct~,;.~~:~~:;:-~~~~~7$:i~~::~:~~:rr~~:~T:~~~~f~~~~.~:~~:~i.~.;.~i;- ~:~~~~~4t~i~~\~~~2;::r:~ig~;~~~_~~';::;:,;;~~~;: '. It I revisions to such pro forma tariff sheets to conform to the Commission's implementation of FGT' s Order No. 636 compliance filing prior to the in-service date of the Phase III Facilities. 1. Mitiqation of Capacity Costs. In its April 15 amendment, FGT proposed measures that would allow Phase III Shippers to effectively mitigate firm capacity costs. Such measures include alternate delivery points and a capacity relinquishment mechanism. " Order No. 636 also provides firm shippers with the ability to use alternate delivery points and provides for a capacity relinquishment mechanism. Many similar issues relating to al ternate delivery points and capacity relinquishment will be resolved in FGT's restructuring proceeding in Docket No. RS92-16:"000. However, in the event that the Commission's order approving this Settlement provides for SFV rate design for rates to be effecti ve under Rate Schedule FTS-2, FGT agrees that if FGT' s compliance filing under Order No. 636 is not implemented prior to the in-service date of the Phase III Expansion, or in the event that Order No. 636 is modified such that the capacity relinquishment and alternate delivery points provisions implemented under Order No. 636 are less favorable in the opinion of the majority~ of the Phase III Shippers than the provisions proposed in FGT's April 15 amendment, then FGT shall file for any necessary llMajority shall be determined by number of shippers who are parties to this Settlement, as opposed to a volumetric or some other basis. tc;b\CP92-1 82.S&A 23 3:48pm II 9/18'92 ~ ~:!;:+ , . 'f$]' ..,~. ~?~~<~~:~ I I regulatory approval to provide the Phase III Shippers with capacity mitigation measures at least as favorable to the Phase III Shippers as those proposed in the April 15 amendment. In either event all permanent and temporary relinquishments by Phase III Shippers will retain Rate Cap protection. Additionally, a Phase III Shipper which temporarily releases capacity will retain Rate Cap protection for capacity released under the program, although the capacity may be resold at up to the maximum FTS-2 rate. The revenue collected for temporarily released capacity above the releasing Phase III Shipper's Rate Cap will be credited to the releasing Phase III Shipper. If SFV rate design is no longer used to design rates under Rate Schedule FTS-2, then FGT shall have the right to file to modify the applicable capacity mitigation mechanism. 2. Force Maieure. The force maieure provision of the pro forma FTS-2 Rate Schedule included in Volume I, Exhibit P, has been modified as compared to the tariff sheets included in FGT' s April 15 amendment to provide for Reservation Fee credits in the event of FGT's force maieure. 3. Surcharqes. The provisions of the pro forma FTS-2 Rate Schedule included in Volume I, Exhibit P, have been modified to provide that the FTS-2 rates shall not include: (i) any surcharge associated with the recovery of take-or-pay costs or gas purchase reformation costs, FERC Account No. 191 costs ("restructuring costs") or any other surcharge associated with the restructuring of FGT's merchant service under orders in FERC Docket No. RS92-16-000; Icb\CI'82.182.!i6A 24 ]:48pn II 811 8192 ~" '~. ~~9-~~-y~"'1 ~ ,_.... - . ~ . ........, - ",..(<1 ."".""J.:-...'t-....,;."...~.t'_~,..i."=...._t.'.:'"':o',.......i{~$~~.w-;.--->-~.-~st~...~..,.~'7:'::' '-_."'" ,':.i..'f",.~ ~~r...c..j; .,..c.......' "~~. ~c:.4=~,I'.'f'..~.a~;:m:;:..,;;>'P- ~f":.,."'..~.."..,...,>.,,,_.,;,,.~~.J04""'.."~i....'I!;{~;5'- .~.ttt'~~1.,;r.y,~~~...~~~...~~~!;"!~_":':....~..,~~~~~r.~i.,.y.....-"',:.,',,~, \~'""".,~:;;:1~~.,~~, .:.""-'.,"t'.. ,,:-0..:-' "," I I (ii) any surcharge under the TCR Mechanism p.rovided for under Docket No. RP89-50-000, et al.; or (iii) as between FGT and the Phase III Shippers, any separately stated surcharge related to the recovery of the restructuring costs of any upstream provider of the transportation or sales services to FGT. ARTICLE IX FLORIDA POWER AND LIGHT COMPANY Florida Power and Light Company is a Signatory Party to this Stipulation and Agreement and therefore agrees to the provisions hereof except Articles II and VI which relate to the negotiated allocation of risk among FGT and the other Signatory Parties, and rate cap provisions; provided, however, that to the extent that Article III refers to rights set forth in Article II, those rights shall be applicable to FPL. The resolution of these latter issues with respect to Florida Power and Light are the subject of the amendment to Florida Power and Light Company's FTS-2 Service Agreement and Precedent Agreement, attached hereto at Volume I, Exhibit I. ARTICLE X PEOPLES GAS SYSTEM, INC. As a Signatory Party to this Settlement that is not a Phase III Shipper, Peoples Gas System, Inc. ("Peoples") agrees to only the following provisions: IcIl\CP82.18' PiAA 25 3:.8"" 118/18/92 '~.-tJ -~':"';~F~'~~ ~-'~;i04{Y;:',{~'y..5_~ -~- --....'_..._'::{;/:,f'...'-.,;.~ ~ '~._.;..~.,.~'7i;f':J.- :"'~>:!::,:~~c..~:..."'_fi:~?(~"" ~~:'.;, Ii: -:,:.. -':':' -.~_~~:;;;-n::7.7i'!~-:: 'Jo.--::/ -:-_>~.:'w~'~ ~,:~~';:~-;'\._~,.~;'.~ /.. I I 1. Peoples agrees to withdraw its protests to FGT's certificate application in this docket, as amended, effective with Commission approval of this Article X of the Settlement without ~ modification, in consideration for the Signatory Parties' support for the cost allocation methodology for allocating O&M and A&G expenses set forth in Section 3(b) of Article III; the provisions regarding allocation of certain avoided pipeline rehabilitation costs to the cost-of-service underlying FGT's existing services as set forth in Section 3(a) of Article III; the provisions regarding the establishment of an incremental Phase III cost-of-service as set forth in Section 2 of Article III; and the provisions regarding delivery pressure set forth in paragraph 5 of this Article X. 2~~~ Peoples supports Sections 1, 2 and 3 of Article III of this Settlement for the purposes of establishing rates for service under Rate Schedule FTS-2. In the first section 4 rate proceeding following the construction of the Phase III Facilities, Peoples will support an allocation of not more than $23.5 million (inclusive of AFUDC and contingencies) to the cost-of-service underlying FGT's pre-Phase III existing services as set forth in Section 3(a) of Article III. Peoples also agrees that it will not contest or propose alternatives to the cost allocation methodologies set forth in Section 3 of Article III during the Effective Period of the Settlement. 3. In consideration of Peoples' agreements under this Article X, FGT agrees, notwithstanding any other provision of this Icb\CP92-182.S6.A 26 3:48pm II 8/18/92 l' 't" ... ~ ~ .Ji! :!< I I Settlement, that it will not file to seek rolled-in rate treatment of the Phase III Facilities during the Effective Period of the Settlement. 4. Peoples supports the methodology for the allocation of receipt point capacity set forth in Article VII, Section 2 of this Settlement, as more fully described in Tab 1 hereto. 5. FGT agrees to amend Section 3 of its General Terms and . Conditions to recognize current operating conditions on its system by restating the standard delivery pressure from 100 psig to 250 psig, subject to the other provisions of existing Section 3. The Commission's order approving this Settlement shall constitute the Commission's approval of such tariff amendment as set forth in VOlume-.I, Exhibit P hereto. FGT will also reflect such tariff amendment in its Order No. 636 compliance filing in Docket No. RS92-16-000, and will make such other tariff filings, if any, as may be required to effectuate this agreement. ARTICLE XI EFFECTIVENESS This Stipulation and Agreement shall not become effective unless and until the Commission has issued an order approving all the terms and conditions of this Stipulation and Agreement without modification or conditions, and such order becomes final and no longer subject to appeal; provided however, that FGT may waive the condition that such order be final and no longer subject to appeal. Icb\Crt2.182.$I;'" 27 J"4ftprn l: 8118192 ..:.,C>I.. .,,:,,'1f,~.~OO .. .. ,. .:~y~~:;~~~~~~~~~~~~e~~~ftjJ~~~~~r~~i~i~.~:;:(~iI~~.~~~':~:.~ I I This stipulation and Agreement shall continue in effect through the Effective Period of the Settlement as defined in Article II hereof, except as otherwise specifically stated herein. ARTICLE XII RESERVATIONS 1. This Stipulation and Agreement is submitted pursuant to Rule 602 of the Commission's Rules of Practice and Procedure and all parties agree that unless it becomes effective in accordance with Article XI above, it shall be privileged and shall not be admissible in evidence or in any way described or discussed in any proceeding. 2.'~ The various provisions of this Settlement are expressly agreed to be not severable. ARTICLE XIII INCORPORATION BY REFERENCE Each Exhibit attached hereto is incorporated herein by IctnCP92.182.S6.A 28 J48pm II 81181112 ., ~C;;~~~t' ~'~~,.;... ~~;:""~~~~~~~t.'i"",,;.;!,~~~.P~~4"'":"~-T.,^~";"'''''~'o/ ;4ii~..r!~t~~.r"':~~'~".~~~~~'\r;;!'.!!.,:~':::'~-~:-~~~.~"r.l:.:.~;"lfift'~"~-h.'~':~~~;-f~~~~: ;_~~'-l ~ I I reference and made a part hereof as if fully set forth in the text- of this Stipulation and Agreement. Dated this ?~th day of August, 1992. Respectfully submitted, FLORIDA GAS TRANSMISSION COMPANY Deborah A. Macdonald Vice President and General Counsel steven J. Kean Assistant General Counsel Thomas C. Briggs Senior Counsel 1400 smith street Houston, Texas 77002 (713) 853-1618 SIGNATORY PARTIES: fc:b\CP92.182.S&A 29 148pm t: 8118192 :f':;i~:"~, _~~i'f~,r~.~~~\.~~~~~~~~~... " .: _''T~f-~~~?,l'~~*,,~ I I TAB 1 SUPPLY AREA AND RECEIPT POINT CAPACITY ALLOCATION The Phase III facility design provides average incremental mainline capacity to FGT's production zones as follows [MMBtu per day, inclusive of fuel reimbursement]: CAPACITY BY ctM.JI.ATIVE ZONE ZONE CUMULATIVE PERCENT 1. Origin to station 7: 107 107 19.4 2. station 7 to station 8: 193 300 54.5 3 . station 8 to Station 11: 250 550 100.0 To accommodate the supply area capacity needs of both existing Shippers with remaining conversion rights and Phase III shippers, FGT will allocate existing and incremental mainline supply area capacity and receipt point capacity in the following manner: 1) Existing sales customers will be given an opportunity to nominate receipt points on FGT' s existing system for their remaining Maximum Daily Contract Quantities ("MDCQ") yet to be converted to transportation service. Sales Customers that have not utilized the first three years of their conversion rights shall have the opportunity to nominate receipt points for any portion of their MDCQ not yet converted. As conversion rights accrue over the two remaining conversion years, the customers will receive gas at their nominated receipt points.ll Supply area capacity will be allocated pursuant to the proportional allocation methodology established in FGT's settlement in Docket No. RP89-50, et ale The commencement date and other terms of the nomination process will be determined in FGT' s restructuring proceeding in Docket No. RS92-16-000. Nominations received on a timely basis shall receive priority over the nominations of Phase III Shippers under paragraph 2 below on FGT's existing system. 2) Each Phase III shipper will be allocated a pro rata share of the incremental supply area mainline capacity within llFGT's third conversion year commenced on August 1, 1992, allowing customers cumulative conversion rights of fifty percent of the MDCQ. Unless altered by the restructuring proceedings, in the fourth and fifth conversion years, customers will be allowed to convert twenty-five percent of their MDCQ each year. Icb\CP92.182.S&A 1 3:48pm II 8/1 B/92 '~~';:'<~~"l1<;~~"".'llr..~~~~7. ~~~~~~W~~~~~~~Pi~~:'f-i~~f~~~~,~,", . ~~~t9~~Vi::f(~~~~~J.'~"~~r: I I TAB 1 each production zope. Commencing on the earlier of i) thirty (30) days after the date set for receipt point nominations of the existing customers, or (ii) the date FGT provides written notification to the Commission that it will accept the order on settlement in this proceeding, FGT shall conduct a sixty-day open season for receipt point nominations of Phase III shippers. During the open season, each Phase III shipper will be able to nominate individual receipt point capacity within its pro rata share of production zone capacity.~ The Mobile Bay and Southern capacity will be allocated within Zone 3. Receipt point capacity will be allocated on a pro rata basis. After the open. season, receipt point capacity will be allocated on a first-come, first-served basis for both existing and Phase III Shippers. 3) Phase III shippers desiring Southern capacity will designate the Southern system along with the specific receipt points on Southern's system. After the above- described open season for Phase III shippers, FGT will establish a first-come, first-served priority queue for individual receipt point capacity on Southern's system, and will request such receipt points under the FT Service Agreement to be entered into by FGT and Southern. Once the initial allocation of supply area capacity to both existing and Phase III Shippers is completed, FGT will accommodate trading of receipt point and production zone capacity among shippers to accommodate nominations of primary receipt points within production zones in excess of the respective proportional mainline supply area capacity. Also, prior to the in-service date of the Phase III facilities, existing shippers shall have the right to use the receipt point capacity nominated by Phase III shippers on either a primary or alternate basis. Upon the in-service date of the Phase III facilities, existing shippers shall have the right to utilize Mobile Bay and Southern capacity on a primary or alternate basis. FGT will use all reasonable efforts to act as a clearing house to facilitate trades of supply area mainline capacity among Phase III and existing firm transportation shippers in an effort to accommodate requests by shippers to the maximum extent practicable. ~All Phase III shippers will have the option to leave all or a portion of their firm receipt point capacity at Compressor Station 11 and have suppliers aggregate supplies to the in-line transfer point for receipt under the FTS-2 Service Agreement. lc.b\CP92-182.S6A 2 3:48.... II 8/1 8/92 I 1 TAB 1 SimilarlY, FGT will use all reasonable efforts to facilitate and accommodate trades of constrained receipt point capacity among Phase III shippers and existing shippers. Icb\CP92.' 82.SA. 3 3:48c:wn : I 8J181a2 ":-ilI:~I':~~~' ~~~~.\ .~4~~~WW4~-$?t4,.~!($~tf"~~~~~~~~~I~~~~ft;.~~~~~~]J I 1 TAB 2 SPECIFIC PRE-ASSIGNMENT PROVISIONS During the course of the Phase III contract negotiations, special arrangements were designed for various customers in order to insure their participation in the Phase III Expansion. FGT worked closely with each customer and devised specific contract provisions that will allow their projects to go forward. However, each specific arrangement requires express Commission authorization to complete the respective deals. Accordingly, Commission approval of this Settlement shall constitute the Commission's grant of any and all waivers and/or authorizations deemed necessary to effectuate the agreements reached by the parties in the arrangements detailed below. 1.... Reedv Creek Improvement District and Orlando CoGen Limited. L.P. Orlando CoG en Limited, L.P. (OCL) is a developer of a cogeneration project located near Orlando, Florida. OCL's project is being'developed to produce electricity for, among others, the Reedy Creek Improvement District (Reedy Creek). A provision of the Power Purchase Agreement between OCL and Reedy Creek recognizes the concern that OCL may fail to perform under the Agreement or fail to provide electricity either at some point prior to the commercial operation of OCL's project or at some point during the life of the project. To ensure its ability to " obtain the electricity in the event of such failure, the Power Purchase Agreement provides that Reedy Creek would be able to tcbICP92-182.S&A 1 011/18/92 (3:4lIpm) ~~~~~~~~;?;;~:?:~~~~~~~~W~;;t.~;'~,(~~-.tgt"1.t~~~~~~~~.i#~4~1~f~~:':~.. 1 I TAB 2 utilize the Phase III firm capacity contracted for by OCL for its own power project. In order to implement this Agreement, FGT, Reedy Creek, and OCL took the following steps. Orlando Cogen (II), Inc., ("OCII"), an affiliate of OCL, executed a separate Phase III service agreement for 10,700 MMBtu per day which would provide capacity to transport gas which OCII will sell to OCL to generate power for Reedy creek~li That service agreement provides that if the Power Purchase Agreement between Reedy Creek and OCL is terminated, OCII shall have the right to add a new delivery point to the agreement, with such new delivery point to be~~ocated in the vicinity of Reedy Creek's existing system.~ A subsidiary of the Disney o~ganization could then acquire the stock of OCII, thus allowing Reedy Creek to continue utilizing Phase III capacity to generate electricity. To provide Reedy Creek and OCL the assurance that this transaction will be implemented, the Commission's order approving the settlement will constitute grant of any and all waivers and/or authorizations necessary to allow the addition of a new delivery liThe remainder of OCL's gas supply will be transported pursuant to a Phase III service agreement between FGT and another OCL affiliate, Orlando CoGen Fuel, Inc. ~The Reedy Creek generating facility would be located in the vicinity of Reedy Creek's existing lateral which in turn is close to OCL's generating plant. Therefore, the mainline facilities necessary to delivery the gas to the Reedy Creek point would already be in place. The only new facilities necessary to delivery directly to Reedy Creek would be delivery point and metering facilities, which can be construed under FGT's blanket construction certificate. tcbICm-J82.S&A 2 08/J8/92 (3:48pm) 1 I TAB 2 po~nt to the OCII Phase III service agreement in the event the Power Purchase Agreement between OCL and Reedy Creek is terminated. Because the capacity is being utilized to generate electricity for Reedy Creek, the same end user and ultimate recipient of electric power, the transaction is distinguishable from capacity brokering and consistent with other waivers granted on the FGT system permitting changes in delivery point to serve the same end-user. Furthermore, the addition of such new delivery points will not impact service to any other firm customer. FGT's Exhibit I to the April 15 certificate amendment lists two separate service agreements executed by Reedy Creek. One agreement is for service to Reedy Creek's residential and theme park divisions and requires 3771 MMBtu per day and 2990 MMBtu per day in the winter and summer seasons respectively. The other agreement requires service of 13,964 MMBtu and 10,700 MMBtu in the winter and summer seasons. However, 10,700 MMBtu of the second agreement is to be utilized only in the event the Commission fails to provide the necessary authorizations in order to implement the transaction described above. If for any reason the Commission does not grant such waiver, FGT requests authorization to provide transportation service to Reedy Creek pursuant to both FTS-2 Service Agreements. Conversely, if the Commission grants the authorizations necessary for the transaction with OCL~.ReedY Creek may request FGT to reduce the contract quantity of the second Reedy Creek contract by 10,700 tcb\CP9Z-I81.S&A 3 08118/92 0:48pm) ..';~>:-;!.~~~4f. ... ~ . ... ."" '~",c""'i:""';"'._""'~Y_~=''''''~~:...'!fi}''h~<<;~.~;;i~'~",-;';:.F,.. ~~~. ~~ _..". .#~~4~,~...,.;~.->~~,~?$~~.t~~'1'fV"'2't~~.j.~~~~~~lC:..e~~i%:;;"?-~~"""_'~"';!"~~'" ,_' " I I TAB 2 MMBtu per day. FGT will then provide service to Reedy Creek under the second agreement for 3,264 MMBtu (13,964-10,700) per day in the winter season. 2. El Dorado Enerqy Company El Dorado Energy Company (El Dorado) is a developer of a power project located in the Auburndale area. In addition to providing power to various parties pursuant to power sales agreements, El Dorado is also obligated to provide steam to certain steam hosts located wi thin the general vicinity of El Dorado's proposed generating facility. As discussions between FGT, El Dorado, and the prospective steam hosts progressed, El Dorado expressed its desire to have gas delivered to its steam hosts during times of scheduled plant maintenance or during unexpected plant outages. To accomplish this, El Dorado agreed to lease the boilers of its steam hosts only - during periods of unexpected outages and scheduled maintenance, and FGT agreed to deliver gas to El Dorado's leased facilities pursuant to the fTS-2 Service Agreement. At the time Phase III Service Agreements were due, El Dorado and a third-party steam Host ("steam Host") had not yet finalized the terms of their steam purchase agreement, Therefore, steam Host entered into a separate Phase III agreement, with FGT to insure itself a place in FGT's expansion. However, once steam Host and El Dorado finalize their steam purchase agreement, the Phase III Service Agreement provides Steam Host with the one-time option to tcb\CP92-182.S&A 4 0lI/18/92 0:48pm) '~':' ':.'..... ..i~ii~~~~~~~~~~~~'lJ~~~- - . .. -. .-- OW'"...~~'ThQ..~"~~~"'~'i'i1i~"'..".;;:-,:;>.,"'k;1;~"i ~. ~~Ji.~lW't];~i.%~"<.~"'''~~~~(4..~_~1''.~.''''''','!W~-''<~~~~~'%-,.~~.'~...~''''~<t'.".' I , TAB 2 assign all or a portion of its firm capacity to El Dorado. In addition, if El Dorado defaults on its obligation to provide steam to steam Host, then the assigned capacity shall revert back to steam Host. To provide El Dorado and steam Host with the assurance that the contemplated transaction will be implemented, approval of this Settlement will constitute the grant of any authorizations and/or waivers deemed necessary to permit the outlined assignments to occur. 3 . Coca-Cola Foods. section 10.2 (k) of the FTS-2 Supplemental Agreement between FGT and Coca-Cola Foods states that upon execution of a steam Purchase Agreement between Coca-Cola and a third-party cogenerator, Coca-Cola shall have a one-time option to assign a portion of 11 ~ Agreement to the Cogenerator. The Agreement also provides that in the event the Cogenerator defaults on its steam obligation to Coca-Cola, then the FTS-2 capacity shall automatically revert back to~coca Cola Foods. Section 10.2(k) and the assignments contemplated therein is subject to express Commission authorization. The Commission's order approving this Settlement shall;Jcontinue the grant of any and all authorizations or waivers necessary to effectuate the provision of section 10.2(k) to the FTS-2 Agreement. 4. Hardee Power Partners Limited Included in the FTS-2 Service Agreements filed in the April 15, 1992 certificate amendment is an FTS-2 Service Agreement tcb\CI'92-182.S&A 5 011/18/92 (3:.allpm) ~~;;"~~~~~~;:~-).!:~ji;-;;;;~~,;:.~~~~::\~;r4'~~~~~~~~l'~~;.",!. . I , TAB 2 with citrus Marketing, Inc., an FGT marketing affiliate, to serve Hardee Power Partners Limited ("Hardee"). certain assignment provisions of that agreement merit the Commission's review and authorization in this proceeding. Hardee is building a plant now nearly complete, for the gas-fired generation of electricity. On December 12, 1990, well before the issuance of Order No. 636 Mega NOPR and well before Phase III began in earnest, FGT entered into an agreement contemplating a firm direct sale contract between FGT and Hardee. Under that agreement, Hardee was to pay a commodity rate only, for a bundled gas sales service. Hardee did not assume the risk of underutilization of the firm capacity associated with the direct sale. The direct sale arrangement contemplated in the FGT-Hardee contracts does not fit the current regulatory environment. Rather than approach the Commission in this application with a bundled direct sale on an otherwise unbundled, transportation-only project, Hardee chose to execute a gas purchase contract with a supplier of Hardee's choice that also would agree to execute an FTS-2 agreement with FGT. Hardee approached citrus Marketing, Inc. which executed a supply arrangement with Hardee and executed an FTS-2 Service Agreement with FGT. Hardee has reserved the right in the renegotiated transaction to terminate its supply arrangement with citrus Marketing and take assignment of the FTS-2 Service Agreement: tcb\CP92-182.S&A 6 08118/92 0:48pm) - . .. ... . .. -- ..-....-.~"',~.-A!i''?'l:''';;c,~.,..,~,.'Y.cN.:.i>r....,-:t9'';;;;;::;.i',.G'. ~~~l~~~t;~r~~~v;~:~'k~:-;,l:?:~,1Il'i)~,~~~~~~~_::."(._re..;;~'(t~~~~.,;'1~ii~~!~,J^_~.~:~:-~..~;-', ... .;~r"!'~~~~~ ...~~.-*~~~~'...~'";'!?!:.':~..:..:.;r.. ::".-".i~'..'~""~"""-',,"~'."" . " __-...: ','.., :.,.-,.,:,... . " .I I , TAB 2 In the event the Gas Sales Agreement between Shipper and Hardee Power Partners is terminated, Transporter agrees to permit the assignment of this Agreement to Hardee. Such assignment shall not constitute a request for new service. If such assignment becomes effective on or before December 31, 2002, Transporter agrees to permit Hardee to reassign the Agreement to Shipper, and such reassignment shall not constitute a request for new service. Such reassignment is subj ect to one year's prior notice to Transporter and must be effective on or before December 31, 2002. If Hardee fails to exercise its right to reassign the Agreement to Shipper, effective on or before December 31, 2002, Hardee's automatic right to reassign the Agreement shall be void and any assignment by Hardee thereafter shall be governed by Section 11.1. of this Agreement. The Commission's order approving this Settlement shall provide any and all authorizations or waivers necessary to effectuate such provisions. tcbICP92-182.S&A 7 011/18/92 (3:411pm) ;~".- ~;;:_~~w~~~~_ ; ,~~~l~r}~"~~~~j;};;:~>::i(~~~~P~(~~~~,~~~~t::~}:f~~;#'E~i~f~~~~?'~;.:i I I TAB 3 ACCOUNTING FOR PHASE III EXPENSES POST-PHASE III IN-SERVICE Costs of various operations and functions within Florida Gas Transmission Company ("FGT") are accounted for through the use of responsibility centers ("RC's"). FGT's pipeline system is operated and maintained by a number of district offices. Each of these district offices has been assigned a separate RC. Each of these district offices is responsible for a separate geographic region of the FGT system. Within each district, RC operations are further divided into functions (~, pipeline operations, compressor station operations, measurement operations, communications (including automatic EFM & SCADA) operations, and electrical operat1ons). These functions once segregated are further assigned separate RC categories to capture and record the costs of each of these functional units within the districts. PHASE III OPERATION AND MAINTENANCE EXPENSES . ~ ] Direct Assiqnment FGT will account separately for operation and maintenance ("O&M") expenses directly attributable to its Phase III and pre- Phase III facilities. Such O&M expenses will be recorded onFGT's books by the district office and RC's under such offices' management as follows: 1) Non-labor O&M expenses will be charged to unique subaccounts set up to capture Phase III and pre-Phase III costs appropriately. tcbICP92-182.S&A 1 08/18/92 0:48pm) ~ __ , _ _. _ ',' '_.. ,..., ....., . '.......' '~'FY~ - ",:,C~.i~ . "'-j;.,-- ----, .~. ""~- ,c;E.j.,'\;" '~+~~~r+~~~~~.~:.:~~;~~.~i"':4f-.~..:~~~~i ~~~"+~-<<'~~~~~.~k~1'~.~~';:"'~~~~~~}~';'ft':~~"~~';'-i"'~~~~""<~~~~-?~'",-~~r.~~~~~.~:~.rY~~~""~' .,,:<~~Ff!J~.*~~_~~~~H~~'l;.._...~ """ _,~~";'.!:l!~'r~~~f..~~'t;~~~.~~~:\.-<,_'.~'~ "';'-:'~'::t:f::!'" "~" ,';.."1"-"--"1_'," -'.' ,. "l . -' '-,. "I:v,....:.~.:. ': "';' ',"." ...,. ~:- , - '. ..~.. ~ I I TAB 3 2) Labor expenses will be recorded on individual time reports according to the time devoted to Phase III and pre-Phase III facilities. 3) Benefit expenses and payroll taxes will be charged in the same proportion as labor expenses. Allocations During the first year of operation of the Phase III Facili ties, and to the extent O&M expenses are not directly assignable or are general or common to a district or to the entire system, costs will be allocated between the existing system and Phase III facilities as follows: 1) Costs common to an entire district will be allocated based upon the previous month's overall ratio of Phase III expenses directly assigned by each of the RC's within the district to total expenses recorded by the district. 2) Expenses not directly identifiable and incurred by supervisory personnel within the district operating units will be allocated using the corresponding unit's ratio of expenses directly assigned to Phase III to total expenses recorded by the RC in the previous month. 3) Costs incurred by FGT's Technical operations department will be allocated between Phase III and pre-Phase III services based on a percentage derived from a 33/33/34 weighing of a) the overall ratio of Phase III facilities calculated in inch-miles to total pre-Phase III tcb\CI'92-182.S&A 2 08/18/92 O:48pml ,7Ai ~~~~~,:;.>. ., '., .c~w.~~~~at~ "'" I I TAB 3 facilities plus Phase III facilities calculated in inch- miles, b) the overall ratio of Phase III compressor horsepower to total pre-Phase III compressor horsepower plus Phase III compressor horsepower, and c) the ratio of Phase III direct payroll costs for each of the district RC's to total district payroll costs recorded in the previous month. 4) Costs charged to Transmission Expense Account No. 851, system Control and Load Dispatching will be allocated as in 3) above. The ratios established during the first year of operation of the Phase III Facilities will continue to be used to allocate costs in the- -succeeding period and will be revised periodically as necessary using the formula set forth above. ADMINISTRATIVE AND GENERAL EXPENSES In all future FGT rate proceedings involving the Phase III and/or pre-Phase III services, a portion of FGT's administrative and general ("A&G") expenses will be allocated to Phase III using one of the fo~lowing allocation factors or a combination thereof: 1) Property Factor - The simple average of two equally weighted percentages derived from the ratios of: a) Phase III equivalent inch-miles of pipe to total system inch- miles, and b) Phase III compressor station horsepower to total system horsepower. Equivalent inch-miles are tcblC 1"92.1 82.S&A 3 08/18/920:48pml : , 111, ."1 '~ n )w2.~~. '~'1"'i~,~<~ri~"i . I I TAB 3 derived by multiplying the_inside nominal diameter of pipe by the length of the pipe. 2) Payroll Factor - The ratio of Phase III O&M labor costs to systemwide O&M labor costs recorded during the prescribed base period. The preceding factors will be used as follows: ACCOUNT NO. 920 921 922 923 924 925 926 928 930.1. 930.2 931 935 tcb\CI"92-182.S&^ DESCRIPTION Administrative & General Salaries Office Supplies and Expenses Administrative Expenses Transferred outside Services Employed Property Insurance Injuries and Damages Employee Pensions and Benefits Regulatory commission Expense General Advertising Expense Miscellaneous and General Expenses Rents Maintenance of General Plant 4 FACTOR USED Payroll Property/Payroll Property/Payroll Payroll Property Payroll Payroll Property/Payroll Property/Payroll Property/Payroll Property/Payroll Property 0ll/11I/92 (3:4lIpm) .~~~~~'1~~~'~~_'~" .~ 1 , TAB 4, Part 1 RATE CAP 1 Rate Cap 1 has been elected by the following Phase III Shippers: Pursuant to the terms of this Settlement, FGT and the above- listed Phase III Shippers will amend Article 3.1 of their Service Agreements to provide for the following: During the first twenty (20) years of service under this Agreement, Shipper shall pay Transporter the lower of (1) the rates established under Transporter's Rate Schedule FTS-2, as filed with and approved by the FERC and as said Rate Schedule may hereafter be legally amended or superseded, or (2) the Final Rate Cap as determined below: (i) Commencing on thein-service date of the Phase III facilities and continuing for a period of twelve months, the Final Rate Cap shall be the Initial Base Rate Cap equal to $0.786 per MMBtu. (ii) Commencing on the second year of service, and again on the third year of service ("Anniversary Date")" the Final Rate Cap to be effective for the subsequent twelve-month period shall be determined as the sum of (a) forty percent (40%) of the Initial Base Rate Cap and (b) sixty percent (60%) of the Initial Base Rate Cap escalated (but not decreased) through use of the GDP Implicit Price Deflator (or any substitute index that the parties mutually agree to in writing) determined by multiplying sixty percent (60%) of the Initial Base Rate Cap by a fraction, the numerator of which is the GDP Implicit Price Deflator for the last calendar quarter immediately preceding the lcb\CP92-182.S&A 1 08/18/92 (3:48pm) I. ",~~~~~~Jt~j~X~:."f7~~fME'~~~~6~~~~'l.~*~ii I I TAB 4, Part 1 Anniversary Date and the denominator of which is the GDP Implicit Price Deflator for the calendar quarter immediately preceding the in-service date of the Phase III facilities. Provided, however, that the Rate Cap during the second and third service years shall escalate by a minimum of the Rate Cap which was for the previous service year ("Prior Rate Cap") mUltiplied by three percent. (iii) Commencing on the fourth year of service and continuing through the end of the primary term of this Agreement, the Final Rate Cap shall be calculated as follows: On each Anniversary (Anniversary Date), the Rate Cap to be effective for the subsequent twelve-month period shall be determined as the sum of (a) seventy percent (70%) of the Rate Cap which was effective during the third service year ("Subsequent Base Rate Cap") and (b) thirty percent (30%) of the "Subsequent Base Rate Cap" escalated (but not decreased) through use of the GDP Implicit Price Deflator (or any substitute index that the parties mutually agree to in writing determined by mUltiplying thirty percent (30%) of the Subsequent Base Rate Cap by a fraction, the numerator of which is the GDP Implicit Price Deflator for the last calendar quarter immediately preceding the Anniversary Date and the denominatOr of which is the GDP Implicit Price Deflator for the last lcblCP92-132.s.tA 2 08/18/92 (3:48pm) ~ . ~;~'1 - .... . .. . ....,.., ....,~""~""._'+---",..c:;~~:l.~,'" ., ''''''''A'''~'''~~W~-''''~'1r~o$'i.,-'V'~~~~~~~~''!.1::iv<~o:....~.;,,,,~,,,,,'.'li:',,,.~..i~A''' . -?:.:.f~_ _~~',"'Jc:__ ..<.....:_..:., ":"~.. "_. .f-!l",.- . ..2~.",~~!': _. - ,":.".,. '-",~: - _ ~... ' '. '_ ' .'. '.~~",,_._.:,..: "",; '.:' '.- '(-'- '" . ......'- - . - I 1 TAB 4, Part 1 calendar quarter of the third service year. The initial Base Rate Cap and all Final Rate Caps to be calculated hereunder are stated in nominal dollars and are 100 percent load factor rates, exclusive of all applicable surcharges and fuel. The Initial Base Rate Cap assumes the levelized rate methodology which Transporter filed for approval in the Offer of Settlement and stipulation and Agreement of the parties in Docket No. CP92-182, et al., on August 2.2., 1992 (" Settlement") . The Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap hereunder shall be adjusted for the impact of changes in state and Federal income tax rates by adding or subtracting from the applicable Rate Cap the difference between the applicable Commission approved rate and such rate as adjusted to include changes in State and/or Federal income tax rates utilizing the cost of service underlying such rate. In the event of changes in State and/ or Federal income tax rates prior to the effectiveness of initial FTS-2, the Rate Cap adjustment shall be determined by adding or subtracting the difference between the initial rates and the initial rates as recalculated to include the State and Federal income tax rates as included in the April 15, 1992 filing in Docket No. CP92-182-001. Rate cap adjustments shall be implemented on the date of effectiveness of tariff sheets filed by Transporter incorporating changes in State and/or Federal income tax rates. ~ The Initial Base Rate Cap is based on $23.5 million of pipeline rehabilitation costs allocated to the existing cost-of-service. In the event more than $23.5 million of rehabilitation costs are allocated to the existing cost of service, then the Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap shall be adjusted downward by $.Q006 per every $lJ\million (or portion thereof) allocated to the existing cost of service. In the event less than $23.5 million of rehabilitation costs are allocated to the existing cost- of-service, then the Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap shall be adjusted upward by $.~006 per every $1^ million (or portion thereof) allocated to the Phase III cost-of-service. :::::::- tcbICP92-182.s.lA 3 08/18/92 (3:48pm) ,. \L;l ... .. c _. . .., . . ,. "....."...,~"'~_vo'c..,,~~~.,,~~.JJl'",.q~~~~ "'.:7>,,;,....,.li'!'..'''' ...'Ii~S}'~~~Jt,~~~~~~f~"'>~:;;:.,..,.....;,"<<....';t;.~;:~,~":'!:~~'>~SF~~r.4:) .*~,?]"!;~~ :'~1~~" _y,....~:'~.. _..;.-,....) "'_",P'':'';:':'.l:_.t'.~~~J.~~ -, ~-" ~. ',"_ ',- - . . _' - - .... I I TAB 4, Part 1 Shipper agrees that it shall not avail itself of any other Rate Cap that may be made available to it by the Commission. lcb\CP92.182.S&A 4 08/18/92 (3:48pm) '" -~~~~".. - - . .~-t~~;:~ I,'. I I TAB 4, Part 2 RATE CAP 2 Rate Cap 2 has been elected by the following Phase III Shippers: Pursuant to the terms of this Settlement, FGT and the above- listed Phase III Shippers will amend ArticLe 3.1 of their Service Agreements to provide for the following: During the first twenty (20) years of service under this Agreement, a Rate Target shall be established as a benchmark from which to calculate the rates to be charged under this Agreement. For the first twelve months of service, the Rate Target shall be the Base Rate Target equal to $0.786 per MMBtu and shall escalate annually thereafter as follows: On each Anniversary (Anniversary Date), the Rate Target to be effective for the subsequent twelve-month period shall be determined as the sum of (a) seventy percent (70%) of the Base-Rate Target and (b) thirty percent (30%) of the Base Rate Target escalated (but not decreased) through use of the GDP Implicit Price Deflator (or any substitute index that the parties mutually agree to in writing) determined by multiplying thirty percent (30%) of the Base Rate Target by a fraction, the numerator of which is the GDP Implicit Price Deflator for the last calendar quarter immediately preceding the Anniversary Date and the denominator of which is the GDP Implicit Price Deflator for the calendar quarter immediately preceding the in-service date of the Phase III facilities. If at any time during the first twenty (20) years of service under this Agreement the rates established under Transporter's Rate Schedule FTS-2, as filed with and approved by the FERC and as said Rate Schedule may hereafter be legally amended or superseded, is greater than the effective Rate Target, then Transporter shall discount the effective rate to a Final Rate Cap equal to the Rate Target plus 66.66 percent of the difference t.cb\CP92-182.S&A 1 08/18/92 (3 :48pm) .~ , .tt. . , '" ,) " I I TAB 4, Part 2 between the FERC approved rate and the effective Rate Target. The initial Base Rate Cap and all Final Rate Caps to be calculated hereunder are stated in nominal dollars and are 100 percent load factor rates, exclusive of all applicable surcharges and fuel. The Initial Base Rate Cap assumes the levelized rate methodology which Transporter filed for approval in the Offer of Settlement and Stipulation and Agreement of the parties in Docket No. CP92-182, et al., on August 22.t 1992 ("Settlement"). The Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap hereunder shall be adjusted for the impact of changes in State and Federal income tax rates by adding or subtracting from the applicable Rate Cap the difference between the applicable Commission approved rate and such rate as adjusted to include changes in state and/or Federal income tax rates utilizing the cost of service underlying such rate. In the event of changes in State and/or Federal income tax rates prior to the effectiveness of initial FTS-2, the Rate Cap adjustment shall be determined by adding or sUbtracting the difference between the initial rates and the initial rates as recalculated to include the State and Federal income tax rates as included in the April 15, 1992 filing in Docket No. CP92-182-001. Rate Cap adjustments shall be implemented on the date of effectiveness of tariff sheets filed by Transporter incorporating changes in state and/or Federal income tax rates. The Initial Base Rate Cap is based on $23.5 million of pipeline rehabilitation costs allocated to the existing cost-of-service. In the event more than $23.5 million of rehabilitation costs are allocated to the existing cost of service, then the Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap shall be adjusted downward by $.~006 per every $:!ftmillion (or portion thereof) allocated to the existing cost of service. In the event less than $23.5 million of rehabilitation costs are allocated to the existing cost- of-service, then the Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap shall be adjusted upward by $.~006 per every $1~ million (or portion thereof) allocated to the Phase III cost-of-service. ~ !cblCP92-! K2.S&A 2 CJ.il/J8/92 (.U9pm) .> . . _:.,. I I TAB 4, Part 2 Shipper agrees that it shall not avail itself of any other Rate Cap that may be made available to it by the Commission. t.cb\CP92-182.S&:A 3 08/18/92 0:48pm) . .,.~~~~_.. !..J . ". , - I I TAB 4, Part 3 RATE CAP 3 Rate Cap 3 has been elected by the following Phase III Shippers: Pursuant to the terms of this Settlement, FGT and the above- listed Phase III Shippers will amend Article 3.1 of their Service Agreements to provide for the following: During the first twenty (20) years of service under this Agreement, Shipper shall pay Transporter the lower of (1) the rates established under Transporter's Rate Schedule FTS-2, as filed with and approved by the FERC and as said Rate Schedule may hereafter be legally amended or superseded, or (2) the Final Rate Cap as determined below: (i) For the first two years of service, the Rate Cap shall be $0.80 per MMBtu. (ii) Commencing on the third year of service and extending for a period of one year, the Rate Cap shall be $0.82 per MMBtu. (iii) Commencing on the fourth year of service and extending for a period of one year, the Rate Cap shall be $0.84 per MMBtu. (iv) Commencing on the fifth year of service and extending to the end of the eighth year of service, the Rate Cap shall be $0.86 per MMBtu. (v) Commencing on the ninth year of service and extending to the end of the twentieth year of service, the Rate Cap shall be calculated as follows: On each (Anniversary Final Rate effective Anniversary Date), the Cap to be for the \cblCP92-182.S&A 1 (Jll/Hl/92 0:48pm) , .'. . . .. -. . · '.. <"~~~~~~~la:~",;; .~.. .. ~~.. .' .,~~~~.~~~~~~~~ ~>",~.',i.""'... '.. . ..".....~..,."'.........." ,'. ~~~~ . ,~joO'... .~~~4~.'t~;.~~,'/l!~,_, _. I, ," tl ~- .# I I TAB 4, Part 3 subsequent twelve-month period shall be determined as the sum of (a) seventy percent (70%) of the Rate Cap which was effective for the eighth year of service (Base Rate Cap) and (b) thirty percent (30%) of the Base Rate Cap escalated (but not decreased) through use of the GDP Implicit Price Deflator (or any substitute index that the parties mutually agree to in writing) determined by mUltiplying thirty percent (30%) of the Base Rate Cap by a fraction, the numerator of which is the GDP Implicit Price Deflator for the last calendar quarter immediately preceding the Anni versary Date and the denominator of which is the GDP Implicit Price Deflator for the calendar quarter immediately Preceding the first month of the eighth year of service. The initial Base Rate Cap and all Final Rate Caps to be calculated hereunder are stated in nominal dollars and are 100 percent load factor rates, exclusive of all applicable surcharges and fuel. The Initial Base Rate Cap assumes the levelized rate methodology which Transporter filed for approval in the Offer of Settlement and Stipulation and Agreement of the parties in Docket No. CP92-182, et al., on August 2~ 1992 ("Settlement"). The Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap hereunder shall be adjusted for the impact of changes in State and Federal income tax rates by adding or subtracting from the applicable Rate Cap the difference between the applicable Commission approved rate and such rate as adjusted to include changes in State and/or Federal income tax rates utilizing the cost of service underlying II:bICP92-182.S&A 2 08/18/92 (4:20pm) - ..-... - .,...., .', .~""', -~.- ...-....-:,i;>!.'.'r""',..~"""~~"'l&>.....~~':";~:-;;;;.\.- ' .........< .....~.~~-' ~~2~::7."O"'~....i'?'""~::'7r:'_'.jt7:..---=-:'t".:~~._~........."t~.~t1,..<;:;.:;.:?i:...i.-.....~~:'t::i;~~XI_.:"';~.~..~~~' . "~~".l~l!"'J:'''~;'...l~'j,~~t!':~-t'''i~'1J:~<of:'.}.~(ii~LW~_ '4.t~,~~~_",'~"'l1L~liL...1' ,', * -d_';~_'::-:~'~'~J:_..~~:' ",~~-~';;.~,-,.~:~",~'f:'Y:-:;-',iN.,_',~_'::",,;.-;-o:_ <' .',', " ;"'_". .,-....._:....:,..".7 _ -"...~-.-'r.,,_". ".-"'.'~', .'-u-': "'_:"'~ __~. ._,., _, ,.." ~ ~, ,....<j~ ~ .,. I I TAB 4, Part 3 such rate. In the event - of changes in state and/or Federal income tax rates prior to the effectiveness of initial FTS-2, the Rate Cap adjustment shall be determined by adding or subtracting the difference between the initial rates and the initial rates as recalculated to include the State and Federal income tax rates as included in the April 15, 1992 filing in Docket No. CP92-182-001. Rate Cap adjustments shall be implemented on the date of effectiveness of tariff sheets filed by Transporter incorporating changes in state and/or Federal income tax rates. The Initial Base Rate Cap is based on $23.5 million of pipeline rehabilitation costs allocated to the existing cost-of-service. In the event more than $23.5 million of rehabilitation costs are allocated to the existing cost of service, then the Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap shall be adjusted downward by $..Q.006 per every $lAmillion (or portion thereof) allocated to the existing cost of service. In the event less than $23.5 million of rehabilitation costs are allocated to the existing cost- of:"service, then the Initial Base Rate Cap and any subsequent Rate Cap used in the calculation of a Final Rate Cap shall be adjusted upward by $.~006 per every $~ million (or portion thereof) allocated to the Phase III cost-of-service. ~ipper agrees that it shall not avail itself of any other Rate Cap that may be made available to it by the Commission. II:bIC!'92-ISi.S&A 3 u8/! 8192 (3:48pm) ---~ . ":"'.~',",",,1_~'~~~~~_,;.~~....--..-_ '-""""-'-~'''''''----~'--=--'';'O:-.:{.~:;'''lo;;-~'~~'''''.';.;-'l-::-v.~;:r:-.....(~"":~~cwi"';'~,:'1~~-r~"'''t~''~~_~''':7':"_~~~''''~~:;lf:-:',:":,,-._r'~;._.'''''4_;n..:.-'~"F-""'-