ANNUAL AUDIT (5)
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A G R E E MEN T
THIS AGREEMENT, made and entered into this 17th day of August,
1995 by and between the CITY OF CLEARWATER, FLORIDA, a municipal
corporation, hereinafter referred to as "City," and Coopers &
Lybrand L.L.P., a firm of certified Public Accountants, located at
101 E. Kennedy Boulevard, Suite 1500, Tampa, Florida 33602-5194,
hereinafter referred to as "Contractor;"
WITNESSETH
WHEREAS, the City is required by Article II, Section
2.01(c) (3) of the City Charter to provide for an annual audit of
its financial accounts; and
WHEREAS, the City participates in community Development Block
Grant and other Federal, State and County Assistance programs which
require independent financial and compliance audits in accordance
with rules established by the u.S. Department of Housing and Urban
Development and other agencies; and
WHEREAS, the Contractor is in the
accounting, is fully qualified to meet
applicable City, State and Federal law, and
necessary services:
NOW, THEREFORE, the parties agree as follows:
1. This agreement relates specifically to the City's fiscal
year ending September 30, 1995.
2. The Contractor shall audit the books and records of the
City, including the Community Redevelopment Agency (CRA) and
Downtown Development Board (DDB), included as part of the City's
Comprehensive Annual Financial Report. The Contractor shall read
the City's Comprehensive Annual Financial Report for compliance
with GAAP and the applicable requirements of the Certificate of
Achievement for Excellence in Financial Reporting program of the
Government Finance Officers Association and assist the City in
complying with new or existing requirements. The Contractor shall
express an opinion on the fair presentation of the City's general
business of public
the requirements of
desires to perform the
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COOPERS & LYBRAND L.L.P.
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purpose financial statements in conformity with generally accepted
accounting principles, for the fiscal year ended September 30,
1995. The Contractor shall also express an opinion on the fair
presentation of the City's combining and indi vidual fund and
account group financial statements and schedules in conformity with
generally accepted accounting principles. The Contractor is not
required to audit the supporting schedules contained in the
comprehensive annual financial report, however, the Contractor
shall provide an "in-relation-to" report on the supporting
schedules based on the audit procedures applied during the audit of
the general purpose financial statements and the combining and
individual fund financial statements and schedules. The Contractor
is not required to audit the statistical section of the report.
The Contractor shall also perform the required financial and
compliance audits associated with the Community Development Block
Grant and other Federal, State, and County Assistance programs in
accordance with the Single Audit Act of 1984 (PL 98-502) and rules
of other agencies.
3. In performing the services described in #4 above, the
Contractor shall comply with the following:
. generally accepted aUditing standards
. the standards set forth for financial audits in the u.s.
General Accounting Office's (GAO) Government Auditing
Standards (1988),
. the provisions of the federal Single Audit Act of 1984,
and
. U.S. Office of Management and Budget (OMB) Circular A-
128, Audits of State and Local Governments,
. section 11.45 Florida Statutes,
. regulations of the State Department of Banking and
Finance,
. Rules adopted by the State of Florida Auditor General for
form and content of governmental unit audits,
. Audits of State and Local Governmental Units (Revised) -
AICPA
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COOPERS & LYBRAND L.L.P.
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. Chapter 73-600 of the Florida statutes referring to Fire
District Audit requirements, and
. Rules adopted by the state of Florida Auditor General for
audits of state grant and aid appropriations.
As part of the audit, the Contractor will consider the City's
internal control structure, as required by generally accepted
aUditing standards and Government Auditinq Standards.
4. Following the Completion of the audit, the Contractor
shall issue the following reports:
. A report on the fair presentation of the financial
statements in conformity with generally accepted
accounting principles.
. A report on the internal control structure based on
the auditor's understanding of the control
structure and assessment of control risk.
. A report on compliance with applicable laws and
regulations, including those relating to funds
received from a state of Florida grants and aid
appropriation pursuant to a grant or contract.
. A report on the internal control structure used in
administering federal assistance programs.
. A report on compliance with laws and regulations
related to major and non major federal financial
assistance programs.
. A supplementary management letter if required to
comply with the regulations of the State of Florida
Auditor General.
. A report on compliance with general compliance
requirements as required by the Single Audit Act of
1984 and OMB Circular A-128.
5. The Contractor shall retain all working papers for a
minimum of three (3) years, unless notified in writing by the City
of the need to extend the retention period. The Contractor shall
make working papers available, upon request, to the following
parties or their designees:
. City of Clearwater
. u.s. Department of Housing and Urban Development
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COOPERS & LYBRAND L.L.P.
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. u.s. General Accounting Office (GAO)
. Parties designated by the federal or state governments or
by the City of Clearwater as part of an audit quality
review process
. Auditors of entities of which the City of Clearwater is
subrecipient of grant funds
In addition, the Contractor shall respond to the reasonable
inquiries of successor auditors and allow successor auditors to
review working papers relating to matters of continuing accounting
significance.
6. The Contractor shall assist the City in scheduling the
Comprehensive Annual Financial Report to be completed and issued no
later than February 1, 1996. Contractor/City meetings will be held
at least once per month until completion of this contract. Weekly
status meetings shall be held while the Contractor is working at
the City.
The Contractor shall complete performance under this contract
by March 30, 1996.
10. The Contractor shall bill the City and the City shall pay
the Contractor for the performance of the services under this
contract on the basis of the Contractor's normal and customary
charges for such services, plus ordinary out-of-pocket expenses
customarily stated separately the Contractor in his general
practice, the same to be separately stated and itemized. The total
amount of this contract including out-of-pocket expenses shall not
exceed $93,300. The City may, by amendment of this agreement,
increase this maximum fee and/or extend the completion date upon
the Contractor's showing evidence of conditions which require
substantially more time than would generally be required to perform
the prescribed services. Progress payments will be made
periodically for work completed to date based on invoices submitted
by the Contractor. The sum of such progress payments shall not
exceed 90% of the maximum specified above. The final paYment will
be made within 30 days of receipt of the final audit reports.
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IN WITNESS WHEREOF, the parties hereto have caused this
agreement to be executed the day and year first above written:
Countersigned:
CITY OF CLEARWATER, FLORIDA
By:
tf~--r-
Approved as to form
legal sufficiency:
Attest:
p!teA { Akin
city Attorney
r_
hia E. GouCleali
Clerk
witnesses:
Coopers & Lybrand L.L.P.
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By: <l2 W,1Lf &vu14
Attest:
File: COP95AUD
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COOPERS & LYBRAND L.L.P.